A rational series with unbounded carry rank
For an integer sequence 𝑢, write
rk𝑒(𝑢) for the
rational dimension of the span of all sequences 𝑛 ↦𝑢2𝑗𝑛+𝑟 with 0 ≤𝑗 ≤𝑒 and 0 ≤𝑟 <2𝑗. Rationality does not force
these ranks to be bounded, even for one fixed coefficient sequence. More
precisely, the assumptions
0≤𝑐(𝑛)≤𝑛,∑𝑛≥1𝑐(𝑛)2−𝑛∈ℚ,𝑣∈ℕ>0,𝑢𝑛∈ℤ,
𝑢𝑛+1=2𝑢𝑛−𝑣𝑐(𝑛+1),𝑢𝑛/2𝑛⟶0
do not imply sup𝑒rk𝑒(𝑢) <∞.
Nor do they imply an upper bound that is 𝑜(2𝑒). Such a bound for the actual
totient carry would contradict the lower bound of Proposition 1.6, but the following
rational comparison already has that lower bound.
The limit condition fixes the value of the series. Dividing the
recurrence by 2𝑛+1 and summing
gives
𝑣𝑁∑𝑛=1𝑐(𝑛)2−𝑛=𝑢0−2−𝑁𝑢𝑁.
Thus 𝑢𝑁/2𝑁 →0 identifies the sum
as 𝑢0/𝑣; it imposes no
finite-dimensional description of the carry sections. In the
construction below 𝑢0 =5 and 𝑣 =4. For fixed 𝑐 and 𝑣 this boundary condition also makes the
carry unique: two solutions of the recurrence differ by 𝐶2𝑁, whose quotient by 2𝑁 tends to 𝐶. Uniqueness therefore leaves no freedom
to choose a simpler carry. The comparison shows that this unique carry
can nevertheless have unbounded section rank.
The comparison with value 5/4.
We alter only even coefficients, whose weights are 2−2𝑚 =4−𝑚. Thus we need a base-four
expansion of 5/4 −𝑆, with signed
digits small enough to keep the corrected coefficients between zero and
their indices. The digits −2, −1,0,1
will do this; the first even coefficient will require its own check. The
elementary bounds 9/8 ≤𝑆 ≤3/2
follow respectively from the first four terms and from 𝜑(𝑛) ≤𝑛 −1 for 𝑛 ≥2. Put 𝑥0 =5/4 −𝑆 and, for 𝑚 ≥1, define
𝑑𝑚=⌊4𝑥𝑚−1+23⌋,𝑥𝑚=4𝑥𝑚−1−𝑑𝑚.
The interval [ −2/3,1/3) contains 𝑥0 and is preserved by this recurrence,
so 𝑑𝑚 ∈{ −2, −1,0,1}. Iteration
gives
𝑥0=𝑀∑𝑚=1𝑑𝑚4−𝑚+4−𝑀𝑥𝑀,|𝑥𝑀|≤23.
Consequently 𝑥0 =∑𝑚≥1𝑑𝑚4−𝑚. Define
𝑐(0)=0,𝑐(2𝑚−1)=𝜑(2𝑚−1),𝑐(2𝑚)=𝜑(2𝑚)+𝑑𝑚(𝑚≥1).
These are nonnegative
integers: for 𝑚 ≥2, 𝜑(2𝑚) ≥2; for 𝑚 =1, the sharper bound 𝑥0 ≥ −1/4 gives 𝑑1 ≥ −1. The inequalities 𝑑𝑚 ≤1 and 𝜑(2𝑚) ≤2𝑚 −1 also give 𝑐(𝑛) ≤𝑛. Thus |𝑐(𝑛) −𝜑(𝑛)| ≤2 and
∑𝑛≥1𝑐(𝑛)2−𝑛=𝑆+∑𝑚≥1𝑑𝑚4−𝑚=54.
This is the centred base-four construction in the Lean comparison-series
theorem.
The construction has separated value from rank: the even coefficients
set the value, while the unchanged odd coefficients force large rank.
For the latter, take 𝑣 =4 and 𝑢𝑁 =4∑𝑗≥1𝑐(𝑁 +𝑗)2−𝑗. The
rational sum makes 𝑢𝑁 integral;
the coefficient bound gives 0 ≤𝑢𝑁 ≤4(𝑁 +2). For odd 𝑟,
the carry recurrence and 𝑐(2𝑗𝑛 +𝑟) =𝜑(2𝑗𝑛 +𝑟) give
4𝜑(2𝑗𝑛+𝑟)=2𝑢2𝑗𝑛+𝑟−1−𝑢2𝑗𝑛+𝑟.
The same 2𝑒 −1
independent totient sections therefore lie in the span of the carry
sections at levels 1,…,𝑒,
proving rk𝑒(𝑢) ≥2𝑒 −1 for every
𝑒 ≥0. The corresponding formal
statement is the unbounded-rank
theorem for this comparison. This example is distinct from the
bounded 3/2 parity comparison in
Proposition 1.9. It
disproves an inference from the listed assumptions alone, not one that
also uses identities of the actual totient coefficients.
The rank quantities.
Finite-dimensional span of all dyadic sections is the definition of a
2-regular sequence in the sense of
Allouche and Shallit [1]. For integer-valued sequences this
is equivalent to finite generation of the ℤ-module generated by the
sections: if their span has dimension 𝑑, some 𝑑 evaluations embed it in ℚ𝑑 and that module in ℤ𝑑. Coons [2] proved that 𝜑 is not 𝑘-regular for any 𝑘 ≥2. The unconditional Lean theorem (Erdos249257.not_finiteDimensional_span_fullTotientKernel)
proves the case 𝑘 =2 independently.
For integer coefficient and carry sequences, the recurrence transfers
non-2-regularity of the
coefficients to non-2-regularity of
the carry. A proof must include the zero-residue sections, not just the
positive residues. The following argument gives an explicit dimension
bound.
For a rational-valued sequence 𝑓, let 𝑉𝑒(𝑓) be the span of all its sections
through levels 0,…,𝑒. Define
the backward shift by (𝐵𝑓)(0) =0 and
(𝐵𝑓)(𝑛) =𝑓(𝑛 −1) for 𝑛 ≥1, and let 𝛿0 be 1 at 0 and 0 elsewhere. A level-𝑗 section of 𝐵𝑓 is a section of 𝑓 if its residue is positive. At residue
zero it is the backward shift of 𝑛 ↦𝑓(2𝑗𝑛 +2𝑗 −1). Hence
𝑉𝑒(𝐵𝑓)⊆𝑉𝑒(𝑓)+𝐵(𝑉𝑒(𝑓)).
For
integer sequences 𝑐,𝑢 and a
positive integer 𝑣, the recurrence
𝑣𝑐(𝑛 +1) =2𝑢(𝑛) −𝑢(𝑛 +1) gives
𝑐=2𝐵𝑢−𝑢𝑣+(𝑐(0)+𝑢(0)𝑣)𝛿0.
Since every section of 𝛿0 is
0 or 𝛿0, it follows that
𝑉𝑒(𝑐)⊆𝑉𝑒(𝑢)+𝐵(𝑉𝑒(𝑢))+ℚ𝛿0,dimℚ𝑉𝑒(𝑐)≤2dimℚ𝑉𝑒(𝑢)+1.
In particular, bounded carry ranks would force bounded coefficient
ranks. Non-2-regularity of 𝑐 therefore forces unbounded carry ranks.
This is an ordinary proof, not a claim of a new Lean declaration. It
also gives the generic bound dimℚ𝑉𝑒(𝑢) ≥2𝑒−1 for
𝑐 =𝜑 and 𝑒 ≥1, using the coefficient rank 2𝑒 +1. The factor 2 is not an additive 𝑂(1) loss, and this bound concerns all
sections, including level zero.
The theorem for 𝜑 in
Proposition 1.6 is
sharper: the carry sections at all residues of levels 1,…,𝑒 have rank at least 2𝑒 −1. It uses the independence of the
odd-residue totient sections. Neither lower bound is an irrationality
proof, since rational coefficient series can have nonregular carries.
The separate 5/4 comparison
verifies this directly. Any proposed rank upper bound must use
additional totient-specific hypotheses not satisfied by the 5/4 comparison sequence.