Signed interpolation with entire Dirichlet defects
The small block
𝑧2−2𝑧4+𝑧6=𝑧2(1−𝑧2)2
has
coefficient sum 1 −2 +1 =0 and first
moment 2 −8 +6 =0, but its value at
𝑧 =𝛽−1 is positive for 𝛽 ≥2. It can therefore alter an
interior value while preserving these two moments. This is a model for
one block, not a construction satisfying all the conditions below;
translation, spacing and increasing the difference order supply the
additional requirements.
This construction assigns different jobs to the shape and amplitude
of a correction. High-order finite differences annihilate low-order
moments; their integer amplitudes adjust the series value. As the orders
increase, later completed blocks contribute zero to each fixed moment,
so its defect stabilises between blocks. The prescribed initial
collection of moment defects is zero, not merely constant. Spacing the
blocks controls their density and analytic convergence. All corrections
occur at even indices, leaving every odd totient fixed. The three
numbered remarks below have ordinary proofs; none has yet been
formalised in Lean.
For a sequence 𝑎, write 𝐹𝑎(𝑧) =∑𝑛≥1𝑎(𝑛)𝑧𝑛. For integers
𝑞 ≥1, 0 ≤𝑐 <𝑞 and 𝑑 ≥0, put
𝑀𝑞,𝑐,𝑑(𝑎;𝑁)=∑1≤𝑛<𝑁𝑛≡𝑐(mod𝑞)𝑛𝑑𝑎(𝑛).
Let 𝜇𝑎,𝑋,𝑚 be the empirical distribution
of the length-𝑚 blocks starting at
the integers 𝑋 ≤𝑁 <2𝑋, with
mass 1/𝑋 per start. Upper Banach
density means the limiting upper density over all intervals of a given
length, with their starting points unrestricted.
Remark 10.8 (Sparse interpolation around the totient). Fix
integers 𝛽 ≥2, 𝐾 ≥1, 𝑃 ≥2, and any function 𝑓 :ℕ>0 →(0,∞) with
𝑓(𝑛) →∞. There exist 𝑇 >0 and target-independent sets 𝑆 ⊆𝐻 ⊆{𝑛 >𝐾}, with
every element of 𝑆 even, such that
every
𝑟∈[𝐹𝜑(𝛽−1)−𝑇,𝐹𝜑(𝛽−1)+𝑇]
equals 𝐹𝑏(𝛽−1) for an
integer sequence 𝑏 =𝜑 +𝑒
satisfying:
0 ≤𝑏(𝑛) ≤𝑛, |𝑒(𝑛)| ≤𝑓(𝑛), and supp(𝑒) ⊆𝑆. In
particular the prefix through 𝐾 and
every odd coefficient are unchanged.
For every fixed 𝑞 ≥1, both
𝑒(𝑛) and ∑𝑖<𝑛𝑒(𝑖) are divisible by 𝑞 eventually, with a cutoff independent
of 𝑟.
For every fixed (𝑞,𝑐,𝑑), the
defect 𝑀𝑞,𝑐,𝑑(𝑏;𝑁) −𝑀𝑞,𝑐,𝑑(𝜑;𝑁)
equals an integer 𝐶𝑞,𝑐,𝑑,𝑟 for
all sufficiently large 𝑁 ∉𝐻.
The cutoff is independent of 𝑟. If
𝑞 ≤𝑃 and 𝑑 <𝑃, this defect is zero at every
𝑁 ∉𝐻.
For each root of unity 𝜁, the radial function 𝑥 ↦𝐹𝑏(𝑥𝜁) −𝐹𝜑(𝑥𝜁)
extends smoothly to 𝑥 =1. Its Taylor
coefficients there lie in ℤ[𝜁]. The coefficients of
orders 𝑢 <𝑃 are zero if the order
of 𝜁 is at most 𝑃.
For every fixed (𝑞,𝑐) the
absolutely convergent series
𝐷𝑞,𝑐,𝑟(𝑠)=∑𝑛≥1𝑛≡𝑐(mod𝑞)𝑒(𝑛)𝑛−𝑠,Re𝑠>3/2,
extends to an entire
function, and 𝐷𝑞,𝑐,𝑟( −𝑑) =𝐶𝑞,𝑐,𝑑,𝑟.
The set 𝑆 has upper Banach
density zero. The set 𝐻 has
ordinary density zero and upper Banach density one. Define
𝑔(𝑛)=min(inf𝑘≥𝑛𝑓(𝑘),(𝑛/2)1/4),ℓ(𝑋)=2⌊log𝛽𝑔(⌊𝑋/4⌋)8⌋.
For large 𝑋, ℓ(𝑋) >0, and one constant 𝐶, independent of 𝑟, gives
𝑑TV(𝜇𝜑,𝑋,𝑚,𝜇𝑏,𝑋,𝑚)≤min(1,𝐶[𝑚ℓ(𝑋)+ℓ(𝑋)−1/2]),1≤𝑚≤𝑋.
Thus every block length 𝑚 =𝑜(ℓ(𝑋)) is preserved
asymptotically.
Ordinary proof; not formalised in Lean.
The allowance can grow as slowly as desired and need not be monotone.
For 𝑓(𝑛) =(log(𝑛 +3))𝜖,
𝜖 >0, the allowed block
scale is 𝑜(loglog𝑋); for 𝑓(𝑛) =(𝑛 +3)𝛼, 𝛼 >0, it is 𝑜(log𝑋). The exact Taylor series,
growing moduli, zeros and regular parts of Dirichlet functions are not
preserved. The correction has both signs, so the earlier one-sided
perturbation constraint is not retained. The construction makes no
rationality assertion about 𝐹𝜑(1/2). The two exceptional sets
also have different roles. The support 𝑆 contains the individual altered
indices. The larger set 𝐻 contains
the intervals spanned by correction blocks, where a prefix may have
included only part of a cancelling block. Its upper Banach density is
one because it contains arbitrarily long intervals, even though its
ordinary density is zero. Thus the moment conclusion outside 𝐻 does not assert exact cancellation at
every sufficiently large cutoff.
Proof. We construct the blocks first, independently of the
target value. Their increasing order enforces the moment and boundary
conditions; only their amplitudes will be chosen afterwards to obtain
that value. All blocks lie beyond the prescribed prefix.
The tail infimum in 𝑔 is
positive, nondecreasing and tends to infinity. The cap gives 𝑔(𝑛) ≤(𝑛/2)1/4, while 𝑔(𝑛) ≤𝑓(𝑘) for every 𝑘 ≥𝑛. Choose a large even 𝑛−1 >𝐾 so that 𝑔 ≥1 thereafter and the first spacing
below is at least max(16,(2𝑃𝑃!)2). Define
𝑠𝑗=2⌊18log𝛽𝑔(𝑛𝑗−1)⌋,𝑛𝑗=𝑛𝑗−1+𝑠𝑗,𝑘𝑗=max{𝑘≥1:(2𝑘𝑘!)2≤𝑠𝑗},𝑀𝑗=𝑘𝑗!,𝑡𝑗=2𝑘𝑗!,𝑊𝑗=𝑘𝑗𝑡𝑗,𝐴𝑗=𝛽𝑠𝑗+2.
These parameters serve two different constraints.
The inequality 𝑊𝑗 ≤√𝑠𝑗 <𝑠𝑗+1 keeps one
block clear of the next. The larger digit range |𝑑𝑗| ≤𝐴𝑗 will make the possible
values overlap, but its coefficient cost must still fit within 𝑔. The spacings and orders are
nondecreasing and tend to infinity, with 𝑠𝑗 =𝑂(log𝑛𝑗−1). For digits 𝑑𝑗 ∈{ −𝐴𝑗,…,𝐴𝑗}, form
𝑃𝑗(𝑧)=𝑑𝑗𝑀𝑗𝑧𝑛𝑗(1−𝑧𝑡𝑗)𝑘𝑗,𝐸(𝑧)=∑𝑗≥0𝑃𝑗(𝑧).
The factor (1 −𝑧𝑡𝑗)𝑘𝑗 supplies cancellation
of moments; 𝑀𝑗 supplies
divisibility; and the even 𝑛𝑗,𝑡𝑗
leave every odd coefficient unchanged. The digit 𝑑𝑗 remains free to adjust the value at
𝑧 =1/𝛽. Let 𝑆 consist of all 𝑛𝑗 +𝑙𝑡𝑗, 0 ≤𝑙 ≤𝑘𝑗, and let 𝐻 be the union of their full integer
hulls [𝑛𝑗,𝑛𝑗 +𝑊𝑗]. These hulls
are disjoint and all points of 𝑆
are even.
Bounds for the coefficients. If 𝑠 ≥16 and 2𝑘𝑘! ≤√𝑠, then 4𝑘!2𝑘 ≤2√𝑠 2√𝑠/2 ≤2𝑠.
It follows for 𝛽 ≥2 that 𝛽2𝑘!2𝑘 ≤𝛽𝑠. Therefore
‖𝑃𝑗‖1≤𝑀𝑗𝛽𝑠𝑗+22𝑘𝑗≤𝛽2𝑠𝑗≤√𝑔(𝑛𝑗−1).(1)
At every modified index 𝑛 this is at most 𝑓(𝑛) and at most (𝑛𝑗−1/2)1/8 ≤√𝑛/2. Both
signs of the correction are permitted at even indices, because the
product formula gives
𝜑(𝑛)2𝑛=∏𝑝𝑎∥𝑛𝑝𝑎−2(𝑝−1)2≥12,
because all
odd-prime factors are at least one and the smallest possible factor at
two is 1/2. Also 𝜑(𝑛) ≤𝑛/2 for even 𝑛. Thus 𝑏 =𝜑 +𝑒, where 𝑒 is the coefficient sequence of 𝐸, stays between zero and 𝑛. The coefficient bound ensures absolute
convergence of 𝐸 inside the unit
disk.
An interval of values. At 𝑧 =1/𝛽, the contribution of block
𝑗 is 𝑑𝑗𝑤𝑗, where 𝑎𝑗 =(1 −𝛽−𝑡𝑗)𝑘𝑗 and 𝑤𝑗 =𝑀𝑗𝛽−𝑛𝑗𝑎𝑗. We must check
that the later blocks can fill the gaps between successive choices of
𝑑𝑗. Bernoulli’s inequality gives
3/4 ≤𝑎𝑗 ≤1. Since 𝑀𝑗+1 ≥𝑀𝑗,
𝐴𝑗+1𝑤𝑗+1=𝛽2𝑀𝑗+1𝛽−𝑛𝑗𝑎𝑗+1≥3𝑀𝑗𝛽−𝑛𝑗≥3𝑤𝑗.
The sum 𝑇 =∑𝑗𝐴𝑗𝑤𝑗 is positive and finite,
by (1). After
choosing 𝑑𝑗, the remaining digits
have total allowance 𝑇𝑗 =∑𝑖>𝑗𝐴𝑖𝑤𝑖. Consecutive
choices of 𝑑𝑗 change the current
contribution by 𝑤𝑗, while 𝑇𝑗 ≥𝐴𝑗+1𝑤𝑗+1 ≥3𝑤𝑗. Hence the
intervals [𝑑𝑤𝑗 −𝑇𝑗,𝑑𝑤𝑗 +𝑇𝑗],
−𝐴𝑗 ≤𝑑 ≤𝐴𝑗, overlap and cover
[ −𝐴𝑗𝑤𝑗 −𝑇𝑗,𝐴𝑗𝑤𝑗 +𝑇𝑗].
Successively choose a digit whose interval contains the remaining
target. The residual tends to zero with 𝑇𝑗, so the digits represent every value
in [ −𝑇,𝑇]. This is the
finite-choice interval principle of Crmarić and Kovač [36], here
verified for signed finite differences. It also shows 𝑇 can be made arbitrarily small, while
positive, by increasing the initial cutoff.
Congruences and moments. For every polynomial 𝑝 of degree less than 𝑘,
𝑘∑𝑙=0(−1)𝑙(𝑘𝑙)𝑝(𝑛+𝑙𝑡)=0.(2)
This follows by iterating the forward-difference
operator, which lowers polynomial degree. Eventually 𝑞 ∣𝑀𝑗, so every later coefficient and
every partial block sum vanish modulo 𝑞. Complete blocks have mass zero, giving
the cumulative assertion. Eventually also 𝑞 ∣𝑡𝑗 and 𝑘𝑗 >𝑑. Each such block lies in one
residue class modulo 𝑞 and its
moment of degree 𝑑 is zero by (2). The
restriction on the cutoff is needed here: outside 𝐻 it cannot split a block, so the moment
sum contains only complete blocks. All sufficiently late complete blocks
cancel, leaving just the integer contribution of the finitely many early
blocks. If 𝑞 ≤𝑃 and 𝑑 <𝑃, there are no exceptional early
blocks. These cutoffs depend on the block parameters, not on the later
choice of digits.
Sparsity and blocks. Within the 𝑗th block the gaps in 𝑆 are 𝑡𝑗 →∞; between blocks they are at
least 𝑠𝑗+1 −√𝑠𝑗+1 →∞. Uniform
spacing after a finite prefix implies upper Banach density zero. To
estimate the hulls without assuming regular variation of 𝑓, take any hull meeting [𝑋,2𝑋 +𝑚), 𝑚 ≤𝑋. Its center lies in [𝑋/2,3𝑋] eventually and its preceding
center is at least 𝑋/4, since its
width and spacing are 𝑂(log𝑋).
Thus 𝑠𝑗 ≥ℓ(𝑋) for every such
block. There are 𝑂(𝑋/ℓ(𝑋) +1) of
them, and
𝑊𝑗+1≤2√𝑠𝑗≤2𝑠𝑗+1√ℓ(𝑋).
The following gaps telescope to 𝑂(𝑋) over these consecutive centers.
Consequently the total hull lengths are 𝑂(𝑋/√ℓ(𝑋)). A hull can meet
length-𝑚 blocks at at most 𝑚 +𝑊𝑗 +1 starts. Coupling the two
empirical laws at the same start proves the stated total-variation
bound; the extra 𝑚/𝑋 is absorbed by
𝑚/ℓ(𝑋). The hull estimate at
𝑚 =1, followed by dyadic summation,
gives ordinary density zero for 𝐻.
But 𝑊𝑗 →∞, so 𝐻 contains arbitrarily long solid
intervals and its upper Banach density is one.
Radial smoothness. The number of differences increases with
the block index, so any fixed derivative order is eventually controlled.
Fix a root 𝜁 of order 𝑞, and integers 𝑢,𝐴 ≥0. Choose 𝐵 ≥𝑢 +𝐴 +2. For all sufficiently late
blocks, 𝑞 ∣𝑡𝑗 and 𝑘𝑗 ≥𝐵. Factor
𝑃𝑗(𝑥𝜁)=(1−𝑥)𝐵𝑅𝑗(𝑥),𝑅𝑗(𝑥)=𝑑𝑗𝑀𝑗𝜁𝑛𝑗𝑥𝑛𝑗(1+𝑥+⋯+𝑥𝑡𝑗−1)𝐵(1−𝑥𝑡𝑗)𝑘𝑗−𝐵.
Its coefficient
norm is at most √𝑔(𝑛𝑗−1)𝑡𝐵𝑗 =𝑂𝐵(𝑛1/2𝑗),
because 𝑔(𝑛) ≤(𝑛/2)1/4 and
𝑡𝑗 =𝑂(√log𝑛𝑗). All
exponents lie between 𝑛𝑗 and 2𝑛𝑗 eventually. For 𝑥 ∈[1/2,1),
∑𝑗|𝑅(𝑣)𝑗(𝑥)|≤𝐶𝐵,𝑣∑𝑛≥1𝑛𝑣+1/2𝑥𝑛≤𝐶′𝐵,𝑣(1−𝑥)−𝑣−3/2.
The series and derivatives
converge normally on compact subintervals. After differentiating (1 −𝑥)𝐵∑𝑗𝑅𝑗(𝑥) 𝑢 times, every term is 𝑂((1 −𝑥)𝐵−𝑢−3/2) =𝑂((1 −𝑥)𝐴+1/2).
Thus, after subtracting a finite initial polynomial, all prescribed
derivative orders vanish to any prescribed order at the boundary.
Integration of the continuous derivative limits gives a single smooth
extension. For an integer polynomial ∑𝑐𝑛𝑧𝑛, its radial Taylor coefficient of order 𝑢 at 𝜁 is ∑𝑐𝑛(𝑛𝑢)𝜁𝑛 ∈ℤ[𝜁]. Every such coefficient
stabilizes after finitely many blocks. The first 𝑃 vanish at roots of order at most 𝑃.
Entire Dirichlet continuation. Here we apply the same finite
differences to 𝑦−𝑠 rather than
to a polynomial. Fix (𝑞,𝑐) and a
compact set of complex 𝑠, with
Re𝑠 ≥ −𝑅. Choose an
integer 𝐵 >𝑅 +3/2. All
sufficiently late blocks align modulo 𝑞 and have 𝑘𝑗 ≥𝐵. The derivative of 𝑦−𝑠 of order 𝐵 is ( −1)𝐵(𝑠)(𝑠 +1)⋯(𝑠 +𝐵 −1)𝑦−𝑠−𝐵.
Repeated integration expresses its 𝐵th finite difference as an integral over
[0,𝑡𝑗]𝐵. The remaining
differences contribute at most 2𝑘𝑗−𝐵, so the absolute Dirichlet
contribution of one polynomial is at most
𝐶|𝑑𝑗|𝑀𝑗2𝑘𝑗−𝐵𝑡𝐵𝑗𝑛𝑅−𝐵𝑗≤𝐶′𝑛𝑅−𝐵+1/2𝑗.
This is summable over the distinct
positive centers. The Dirichlet polynomials of the blocks therefore
converge normally on every compact set and define an entire function. In
Re𝑠 >3/2 they
agree with the absolutely convergent ungrouped series. At 𝑠 = −𝑑, all late blocks vanish by their
moment identity, leaving exactly 𝐶𝑞,𝑐,𝑑,𝑟. These are
analytic-continuation values; the original ungrouped series need not
converge at negative integers. ◻
Remark 10.9 (Observations that do not determine
irrationality). The following data, taken together, do not determine
whether 𝐹𝑏(𝛽−1) is
rational: the fixed prefix and odd coefficients; every fixed eventual
coefficient and cumulative congruence; the block laws on scales 𝑜(ℓ(𝑋)); fixed progression moments
modulo eventual integer constants outside 𝐻; progression Dirichlet functions modulo
entire functions; and radial germs at all roots of unity modulo smooth
functions with Taylor coefficients in ℤ[𝜁]. This remains true with
exact equality of the first 𝑃
moment degrees and first 𝑃 radial
Taylor coefficients at moduli and root orders at most 𝑃.
Ordinary proof; not formalised in Lean.
Proof. Every constructed sequence has the specified data of
𝜑, including the common
exceptional sets, while the nondegenerate interval of attained values
contains both rational and irrational numbers. ◻
Taking finite linear combinations of the Dirichlet series on
arithmetic progressions shows that every fixed periodic twist changes by
an entire function. An entire summand has no negative Laurent
coefficients: it therefore preserves every pole and its principal part
wherever the original series has meromorphic continuation. The regular
part and zeros need not be preserved. In the untwisted case the
classical identity gives
∑𝑛≥1𝑏(𝑛)𝑛−𝑠=𝜁(𝑠−1)𝜁(𝑠)+𝐷1,0,𝑟(𝑠),Re𝑠>2.
The version used by Coons [37] supplies this
function identity, not an irrationality theorem for one value of 𝐹𝜑. Likewise, Habiro’s injectivity
of the exact Taylor map for a cyclotomic completion [38] concerns a
different, stronger datum. The full sequence of Taylor coefficients is
not fixed here: the second Taylor coefficient of 𝑀𝑧𝑛(1 −𝑧𝑡)2 at one is 𝑀𝑡2.
The change of sign is indispensable for this construction. An
infinitely supported nonnegative integer correction has unbounded Abel
limit at one. The Dirichlet series of the correction also cannot extend
to an entire function if its defining series converges in a right
half-plane. Indeed, choose a positive real 𝜎 inside that half-plane. Termwise
differentiation gives ( −1)𝑘𝐷(𝑘)(𝜎) =∑𝑛𝑒(𝑛)𝑛−𝜎(log𝑛)𝑘 ≥0. The entire Taylor series at zero and Tonelli’s
theorem then give
𝐷(0)=∑𝑘≥0𝜎𝑘𝑘!∑𝑛𝑒(𝑛)𝑛−𝜎(log𝑛)𝑘=∑𝑛𝑒(𝑛)<∞.
Integer nonnegativity forces finite support, and a finite correction at
an integer reciprocal base cannot change rationality. Signed differences
are what allow the stronger observation class above.
Remark 10.10 (The first-harmonic test on the rational
members). Let 𝑏(𝑛) be integers with
0 ≤𝑏(𝑛) ≤𝑛 and 𝐹𝑏(1/2) =𝑢/(2𝑐𝑣), where 𝑐 ≥0 and 𝑣 is odd and positive. Choose ℎ ≥1 with 𝑣 ∣2ℎ −1. If 𝑋 ≥max(𝑐,1) and 16(2𝑋 +ℎ +𝐿 +2) ≤2𝐿, then for every
integer 𝑁 ∈[𝑋,2𝑋),
cos(2𝜋2−𝐿𝐿−1∑𝑗=0[𝑏(𝑁+ℎ+1+𝑗)−𝑏(𝑁+1+𝑗)]2𝐿−1−𝑗)≥cos(𝜋/8)>910.
Ordinary proof; not formalised in Lean.
Proof. The actual tail 𝑅𝑁 =∑𝑗≥1𝑏(𝑁 +𝑗)2−𝑗 lies in
[0,𝑁 +2] and satisfies 𝑅𝑁 ≡2𝑁𝐹𝑏(1/2)(mod)𝑍. Thus
𝑅𝑁+ℎ −𝑅𝑁 is an integer for 𝑁 ≥𝑐. If 𝐷 denotes the integer window sum in the
statement, direct truncation gives 2𝐿(𝑅𝑁+ℎ −𝑅𝑁) −𝐷 =𝑅𝑁+ℎ+𝐿 −𝑅𝑁+𝐿. The
right side has absolute value at most 𝑁 +ℎ +𝐿 +2, so 𝐷/2𝐿 is within 1/16 of an integer. The cosine bound
follows; its strict comparison with 9/10 follows from cos2(𝜋/8) =(2 +√2)/4 >17/20 >81/100. ◻
This applies to every nonempty subset of the block, including the
actual totient-selected set G of Theorem 3.5(b), at 𝑠 =26, 𝜂 =1/1000 and its minimal admissible
depth 𝐿(𝑋). This set is held fixed
rather than recomputed from 𝑏.
Wherever it has more than 67𝑋/100
elements, the real first-harmonic sum exceeds 603𝑋/1000. The interpolation interval has
an explicit dyadic rational member: for sufficiently large 𝐽, the finite prefix ∑𝑛≤𝐽𝜑(𝑛)2−𝑛 lies inside
it, since the omitted tail is at most (𝐽 +2)2−𝐽. For this member one may take
ℎ =1. Consequently the preserved
observations cannot imply the good-base saving for all admissible
sequences. No counterexample to the saving for the actual totient is
asserted; additional structure, such as its exact multiplicative
relations at the relevant growing scales, is still required.