Proof. As in the proof of Theorem 6.3, write 𝜌 =𝑏/𝑎, 𝐷𝑗 =𝑎𝑛𝑗 −𝑏𝑛𝑗 and 𝑆𝑗 =∑𝑖≤𝑗𝑏𝑛𝑖/(𝑎𝑛𝑖 −𝑏𝑛𝑖); then 𝐷𝑗𝑆𝑗 is a positive integer. Suppose
that 𝑥 =𝑋𝑆(𝑎/𝑏) is algebraic.
The tail. Fix 𝑗 and put
𝑁 =𝑛𝑗 and 𝑀 =𝑛𝑗+1. Each 𝑛𝑙 with 𝑙 >𝑗 is a multiple of 𝑀, and 𝜌𝑛/(1 −𝜌𝑛) =∑𝑖≥1𝜌𝑖𝑛,
so
𝑥−𝑆𝑗=∑𝑘≥1𝑐𝑗(𝑘)𝜌𝑘𝑀,𝑐𝑗(𝑘)=#{𝑙>𝑗: 𝑛𝑙∣𝑘𝑀}.
Since 𝑛𝑗+1 =𝑀 and 𝑛𝑗+𝑠 ≥2𝑠−1𝑀, we have 1 ≤𝑐𝑗(𝑘) ≤1 +log2𝑘. For an integer
𝐾 ≥1 put 𝐸𝑗 =∑𝑘≥𝐾𝑐𝑗(𝑘)𝜌𝑘𝑀. Then
0 <𝐸𝑗 ≤𝐶𝐾𝜌𝐾𝑀, where
𝐶𝐾 =∑𝑖≥0(1 +log2(𝐾 +𝑖))𝜌𝑖
does not depend on 𝑗.
Choice of 𝐾. The ratios
𝑟𝑗 =𝑛𝑗+1/𝑛𝑗 are integers at
least 2. Choose an infinite set
𝐽0 of indices on which either
𝑟𝑗 equals a constant 𝑟, or 𝑟𝑗 →∞. In the first case fix 𝐾 ≥1 with 𝐾𝑟log(𝑎/𝑏) >log𝑎; at base 4/3 with 𝑟 =2 the least such 𝐾 is 3. In the second case put 𝐾 =1. The vector (𝑐𝑗(1),…,𝑐𝑗(𝐾 −1)) takes only
finitely many values, so it equals a fixed (𝑐1,…,𝑐𝐾−1) for all 𝑗 in an infinite set 𝐽 ⊆𝐽0.
Integer points and one linear form. For 𝑗 ∈𝐽 put 𝐻 =𝑎𝑁+(𝐾−1)𝑀 and
𝑌𝑗=(𝐻, 𝐻𝜌𝑁, 𝑎(𝐾−1)𝑀𝐷𝑗𝑆𝑗, 𝐻𝜌𝑀, 𝐻𝜌𝑁+𝑀, …, 𝐻𝜌(𝐾−1)𝑀, 𝐻𝜌𝑁+(𝐾−1)𝑀)∈ℤ2𝐾+1.
Every
coordinate except the third is an integer whose prime factors divide
𝑎𝑏; for example 𝐻𝜌𝑁+𝑘𝑀 =𝑎(𝐾−1−𝑘)𝑀𝑏𝑁+𝑘𝑀. For
𝑦 =(𝑦1,…,𝑦2𝐾+1) put
𝐿(𝑦)=𝑥𝑦1−𝑥𝑦2−𝑦3−𝐾−1∑𝑘=1𝑐𝑘(𝑦2𝑘+2−𝑦2𝑘+3).
Since 𝑎(𝐾−1)𝑀𝐷𝑗𝑆𝑗 =𝐻(1 −𝜌𝑁)𝑆𝑗, the
expansion of the tail gives
𝐿(𝑌𝑗)=𝐻(1−𝜌𝑁)(𝑥−𝑆𝑗−𝐾−1∑𝑘=1𝑐𝑘𝜌𝑘𝑀)=𝐻(1−𝜌𝑁)𝐸𝑗.
The product over places. Let Σ consist of the archimedean place
and the primes dividing 𝑎𝑏, with
|𝑝|𝑝 =𝑝−1. At the archimedean
place take the 2𝐾 +1 forms 𝐿 and 𝑦𝑖 for 𝑖 ≠3; at each prime 𝑝 ∣𝑎𝑏 take the 2𝐾 +1 coordinate forms. The coordinate
forms are linearly independent, and so are the forms at the archimedean
place, because the coefficient of 𝑦3 in 𝐿 is −1. By the product formula, ∏𝑣∈Σ|𝑦|𝑣 =1 for every
nonzero integer 𝑦 whose prime
factors divide 𝑎𝑏. Hence, in the
product of |𝐹(𝑌𝑗)|𝑣 over all
𝑣 ∈Σ and all forms 𝐹 chosen at 𝑣, only 𝐿 and the third coordinate at the primes
remain:
Π𝑗=|𝐿(𝑌𝑗)|∏𝑝∣𝑎𝑏|
|
|𝑎(𝐾−1)𝑀𝐷𝑗𝑆𝑗|
|
|𝑝≤𝐻𝐸𝑗𝑎−(𝐾−1)𝑀≤𝐶𝐾𝑎𝑁𝜌𝐾𝑀,
by |𝐷𝑗𝑆𝑗|𝑝 ≤1 and ∏𝑝∣𝑎𝑏|𝑎|𝑝 =𝑎−1. Also ‖𝑌𝑗‖ =max𝑖|𝑌𝑗,𝑖| ≤max(1,𝑥) 𝑎𝑁+(𝐾−1)𝑀.
In the first case 𝑀 =𝑟𝑁 and 𝑎𝑁𝜌𝐾𝑀 =𝑎−𝛿𝑁 with 𝛿 =𝐾𝑟log(𝑎/𝑏)/log𝑎 −1 >0, so
Π𝑗 ≤‖𝑌𝑗‖−𝜀 for
all large 𝑗 ∈𝐽, where 𝜀 =𝛿/(2 +2(𝐾 −1)𝑟). In the
second case 𝐾 =1, ‖𝑌𝑗‖ ≤max(1,𝑥) 𝑎𝑁 and 𝑎𝑁𝜌𝑀 ≤𝑎−𝑁 once 𝑟𝑗log(𝑎/𝑏) ≥2log𝑎, so Π𝑗 ≤‖𝑌𝑗‖−1/2 for all large
𝑗 ∈𝐽.
The Subspace Theorem. We use Schmidt’s Subspace Theorem in
the 𝑝-adic form due to Schlickewei
[20][21],
as stated in [22]. Let
Σ be a finite set of places of
ℚ containing the archimedean one
and, for each 𝑣 ∈Σ, let 𝐹𝑣,1,…,𝐹𝑣,𝑚 be linearly
independent linear forms in 𝑚
variables with algebraic coefficients. Then for every 𝜀 >0 the vectors 𝑦 ∈ℤ𝑚 with ∏𝑣∈Σ∏𝑚𝑖=1|𝐹𝑣,𝑖(𝑦)|𝑣 ≤‖𝑦‖−𝜀
lie in finitely many proper linear subspaces of ℚ𝑚. Here every form has rational
coefficients except possibly 𝐿, at
the archimedean place, whose coefficients lie in ℚ(𝑥) with 𝑥 real algebraic. The vectors 𝑌𝑗 are pairwise distinct, so there are
𝜆 ∈ℚ2𝐾+1 ∖{0}
and an infinite 𝐽′ ⊆𝐽
with 𝜆 ⋅𝑌𝑗 =0 for every
𝑗 ∈𝐽′.
No fixed relation. Divide 𝜆 ⋅𝑌𝑗 =0 by 𝐻 and put 𝑧 =𝜌𝑛𝑗, which tends to 0 along 𝐽′. In the first case 𝜌𝑘𝑀 =𝑧𝑘𝑟, and substituting 𝑆𝑗 =𝑥 −∑𝑘<𝐾𝑐𝑘𝑧𝑘𝑟 −𝐸𝑗 gives
𝑄(𝑧) =𝜆3(1 −𝑧)𝐸𝑗 for the
polynomial
𝑄(𝑧)=𝜆1+𝜆3𝑥+(𝜆2−𝜆3𝑥)𝑧+𝐾−1∑𝑘=1((𝜆2𝑘+2−𝜆3𝑐𝑘)𝑧𝑘𝑟+(𝜆2𝑘+3+𝜆3𝑐𝑘)𝑧1+𝑘𝑟).
Because 𝑟 ≥2, the exponents 0, 1, 𝑘𝑟 and 1 +𝑘𝑟 with 1 ≤𝑘 <𝐾 are distinct and smaller than
𝐾𝑟. The polynomial 𝑄 does not depend on 𝑗 and |𝑄(𝑧)| ≤|𝜆3|𝐶𝐾𝑧𝐾𝑟 along 𝐽′, so every coefficient of 𝑄 vanishes; otherwise its lowest nonzero
term would dominate as 𝑧 →0. Then
𝜆3(1 −𝑧)𝐸𝑗 =0, and 𝐸𝑗 >0 gives 𝜆3 =0. The coefficients of 𝑄 are now 𝜆1, 𝜆2, 𝜆2𝑘+2 and 𝜆2𝑘+3, so 𝜆 =0, a contradiction. In the second
case the same substitution gives 𝜆1 +𝜆3𝑥 +(𝜆2 −𝜆3𝑥)𝑧 =𝜆3(1 −𝑧)𝐸𝑗
with 0 <𝐸𝑗 ≤𝐶1𝑧𝑟𝑗 ≤𝐶1𝑧2, and the same comparison gives 𝜆 =0. Therefore 𝑥 is transcendental. ◻
shows what happens without this. Let 𝜇𝑗 be its 𝑗th partial sum and 𝑤 =𝑧2𝑗+1. Then (1 −𝑤)𝜇𝑗 is a polynomial in 𝑧 with integer coefficients of degree
less than 2𝑗+1, so at 𝑧 =𝑏/𝑎 it becomes an integer after
multiplication by 𝑎2𝑗+1, as
𝐷𝑗𝑆𝑗 does above. The tail,
however, begins at the exponent of 𝑤 itself: (1 −𝑤)(𝑧/(1 −𝑧) −𝜇𝑗) =𝑤 exactly. At 𝑧 =𝑏/𝑎 this is a fixed linear relation
between 𝑎2𝑗+1, 𝑏2𝑗+1 and the cleared partial sum,
the situation that the last step excludes when the ratios are at least
2, and the value is rational.
The argument is an instance of the method of Corvaja and Zannier, who
apply the Subspace Theorem when a fixed linear combination of numbers
composed of finitely many fixed primes approximates an integer [23]. Here those
numbers are products of powers of 𝑎
and 𝑏, and divisibility along the
chain supplies the integer 𝑎(𝐾−1)𝑀𝐷𝑗𝑆𝑗. Two older methods bear
on parts of Theorem 6.5. When the
ratios 𝑟𝑗 are unbounded, Roth’s
theorem [25] suffices:
once 𝑟𝑗log(𝑎/𝑏) ≥3log𝑎, the
rational 𝑆𝑗, of height at most
max(1,𝑋𝑆(𝑎/𝑏)) 𝑎𝑛𝑗,
satisfies 0 <𝑋𝑆(𝑎/𝑏) −𝑆𝑗 ≤𝐶𝑎−3𝑛𝑗 with 𝐶
independent of 𝑗, and irrationality
follows as in the proof of Theorem 6.3. When the ratios are
bounded, the extension of Mahler’s method to chains of functional
equations by Loxton and van der Poorten [24] applies to ∑ℎ𝜑(𝛼𝑛ℎ) with 𝜑(𝑧) =𝑧/(1 −𝑧) at algebraic 𝛼 with 0 <|𝛼| <1, provided the
functions 𝑓𝑘(𝑧) =∑ℎ≥𝑘𝜑(𝑧𝑛ℎ/𝑛𝑘) satisfy their hypothesis of strong
transcendence, a transcendence condition uniform in 𝑘. That hypothesis fails for unbounded
ratios, since (1 −𝑧)𝑓𝑘(𝑧) −𝑧
vanishes at 0 to order 𝑛𝑘+1/𝑛𝑘. We have not checked it for
bounded ratios; if it holds, their theorem gives such chains at every
real algebraic base greater than 1.
We did not find Theorem 6.5 stated in
the literature. The search, with locators, is recorded in
research/experiments/chain_transcendence/README.md and
ended on 26 September 2026.
The preceding integer-vector argument uses a rational base. The next
number-field argument controls the conjugates explicitly and extends the
conclusion to every real algebraic base greater than one. It also
permits non-chain blocks with separated divisibility cuts. Arbitrary
supports, including the full support at 3/2, remain outside its hypotheses.