A path estimate from area and boundary length
We can also average inverse-ray lengths and boundary arcs directly.
This ordinary construction keeps both the number of roots and the
capacity of the selected component in the estimate. Its formal source
assumes the construction in degrees above two, so the resulting path
bounds below are unformalised remarks.
The scaled packing criterion, Remark 4.5, has
smaller constants: 5/2 <71/10 for
length and 25/13 <2 for the
containment level. The advantage of the direct argument is its explicit
dependence on component geometry. Its 𝜇 ≤1/2 specialisations are already
within the range of Remark 4.1.
For a monic degree-𝑛 polynomial put
𝐾𝑡={𝑧:|𝑓(𝑧)|≤𝑡},𝜇=min𝑓′(𝑐)=0|𝑓(𝑐)|,𝜌=𝜇1/𝑛.
The constant is the rationally certified specialization of a
two-parameter bound. If the selected component contains 𝑘 ≥2 roots, then for every 𝑟 ∈(0,1) and 𝜆 >1 the proof constructs a path
in 𝐾𝜆𝜇 whose length is
at most
√2𝑘(√2𝑟(1−𝑟)2+𝜆1/𝑛(√log(𝜆/𝑟)+𝜋√log𝜆))𝜌.(CF)
For
𝑛 ≥3, the choice 𝜆 =2, 𝑟 =3/20 makes the bracket less than 71/10: the largest case is 𝑛 =3, where exact rational bounds give
66517563/9392500 <71/10. Degree
two has the exact root-segment bound 2𝜌.
Proof. A repeated zero gives the constant path, so assume
𝑓 is squarefree and 𝜇 >0. Degree two is the segment of
length 2𝜌 in 𝐾𝜇; assume 𝑛 ≥3. Put 𝑇 =𝜆𝜇, let 𝐶𝑇 be the component of 𝐾𝑇 containing a critical point at level
𝜇, and write 𝐴(𝜎) =Area(𝐾𝜎 ∩𝐶𝑇). We will first choose a regular level 𝑡, then a direction in the value plane,
and finally an adjacent pair of roots. This order ensures that the three
estimates below apply to the same path.
At a regular level 𝜎, a
component 𝐶′ containing 𝑘′ roots has |𝑑𝑧| =𝜎 𝑑𝜑/|𝑓′| on its
boundary and total argument variation 2𝜋𝑘′. Cauchy–Schwarz, followed by the coarea formula, gives
H1(𝜕𝐶′)2≤2𝜋𝑘′𝜎𝐴′(𝜎).(CF1)
Here 𝐴′ sums the area
derivatives of all the components in 𝐶𝑇, so it bounds the contribution from
𝐶′. Pólya’s inequality 𝐴(𝑇) ≤𝜋𝑇2/𝑛 [2] and averaging with respect to 𝑑𝜎/𝜎 on (𝜇,𝑇) give a regular level 𝑡 such that 𝑡𝐴′(𝑡) ≤𝜋𝑇2/𝑛/log𝜆. The
component 𝐶𝑡 containing the chosen
first merger has 𝑘 ≥2 roots and
H1(𝜕𝐶𝑡)≤𝜋√2𝑘/log𝜆𝑇1/𝑛.
Averaging over levels
avoids estimating the area derivative at the critical level itself.
Choose a direction avoiding all critical-value arguments. Lift its
radial segment from each of the 𝑘
roots to 𝜕𝐶𝑡, splitting
each lift at value modulus 𝑟𝜇.
Below 𝜇, the inverse branches of
𝑓/𝜇 are univalent. Their
derivatives at 0 are 𝜇/𝑓′(𝑧𝑖), where 𝑧𝑖 ranges over the roots. The area
formula for their disjoint images gives
∑𝑖𝜇2|𝑓′(𝑧𝑖)|2≤𝜌2.(CF2)
Indeed, the squared derivative at the centre is at most the image area
divided by 𝜋, and the total image
area is at most 𝜋𝜇2/𝑛. Koebe
distortion and Cauchy–Schwarz therefore bound the sum of the lengths
below 𝑟𝜇, uniformly in the
direction. Write ℓhigh𝑖(𝜃) for the length of the 𝑖th piece above 𝑟𝜇 in direction 𝜃. At an intermediate regular level,
apply (CF1) to all the lower components contained in 𝐶𝑡; their root counts sum to 𝑘. Integrating their total perimeter with
measure 𝑑𝜎/(2𝜋𝜎) gives
the mean of ∑𝑖ℓhigh𝑖. Cauchy–Schwarz in 𝜎, using an area increment at most
Area(𝐶𝑡) ≤𝜋𝑇2/𝑛, gives
12𝜋∫2𝜋0∑𝑖ℓhigh𝑖(𝜃)𝑑𝜃≤√𝑘Area(𝐶𝑡)2𝜋log𝑡𝑟𝜇≤√𝑘2𝑇1/𝑛√log(𝜆/𝑟).
Choose a
direction avoiding the critical-value arguments at which the sum is at
most this bound. The excluded directions form a finite set and hence
have measure zero.
Order its 𝑘 endpoints cyclically
on 𝜕𝐶𝑡. Each adjacent pair
of endpoints gives a path consisting of two lifted segments and the
intervening boundary arc. In the sum over these 𝑘 paths, every lifted segment occurs
twice and the boundary arcs partition 𝜕𝐶𝑡. Thus some pair has length
at most the sum of the following three bounds:
2𝑘∑𝑖ℓlow𝑖≤2𝑟𝜌√𝑘(1−𝑟)2,2𝑘∑𝑖ℓhigh𝑖≤√2𝑘√log(𝜆/𝑟)𝑇1/𝑛,H1(𝜕𝐶𝑡)𝑘≤√2𝑘𝜋𝑇1/𝑛√log𝜆.
The first holds in every direction, the second in
the direction just chosen, and the third at the previously selected
level. Substituting 𝑇1/𝑛 =𝜆1/𝑛𝜌 proves (CF).
For the final assertion, the repeated-zero case is already a constant
path, and in degree two the root segment has length 2𝜌 =2√𝜇 ≤√2. For 𝑛 ≥3, take 𝜆 =2 and 𝑟 =3/20. Since 𝑘 ≥2 and 𝜇 ≤1/2, (CF) gives
length≤60√2289𝜇1/𝑛+(2𝜇)1/𝑛(√log(40/3)+𝜋√log2)≤60√2289+√log(40/3)+𝜋√log2=5.676476…<5.7.
Here 2𝜇 ≤1, and the mean-value choice may
be taken at a regular level strictly below the top of its
positive-measure window. Thus the entire path lies in {|𝑓| <1}. ◻
Before replacing the right side of (CF) by the constant 71/10, we can retain its dependence on
the selected component. Its number 𝑘 of roots occurs in the factor √2/𝑘, and its logarithmic capacity
bounds the area used in the estimate. Each gives sufficient conditions
for the length bound to be less than 2.
The number of roots in the first merged component can be much smaller
than the degree. At a first merger caused by one simple critical point
it is 2, so the following
thresholds do not apply. For 𝑧𝑛 −𝑏,
however, all 𝑛 roots merge at the
same level, giving 𝑘0 =𝑛. For
example, 𝑛 ≥17 and 0 <|𝑏| ≤1/2 satisfy the first pair of
hypotheses. These conditions illustrate what the area argument gains
from simultaneous mergers; the preceding unformalised 13/25 criterion already covers these
three ranges without the additional lower bound on the number of
roots.
Proof. If 𝜇 =0, a
repeated zero gives the constant path. Assume henceforth 𝜇 >0. Every selected component 𝐶𝑡 in the proof of Remark 5.1 contains
the first-merge component, so 𝑘 ≥𝑘0. For the first case take 𝜆 =2, 𝑟 =13/100; then (2𝜇)1/𝑛 ≤1 and 𝜌 ≤1, and the exact bounds √2 <283/200, √log(200/13) <5/3 and 𝜋/√log2 <(22/7)/(104/125) =1375/364
make the bracket in (CF) at most 15668813/2755116, whose square is 34 −12570881068535/7590664173456 <34.
Hence 𝑘0 ≥17 gives squared length
below (2/17) ⋅34 =4. For the
second case take 𝜆 =4, 𝑟 =3/25: the bracket is below 6075221/1273888, whose square is 24 −2038665078215/1622790636544 <24, and
2/𝑘0 ≤1/6 gives squared length
below 4. For the third take 𝜆 =8, 𝑟 =11/100: the bracket is below 55629121/12475575, whose square is 20 −18200328379859/155639971580625 <20,
and 2/𝑘0 ≤1/5 again gives squared
length below 4. In each case 𝜆𝜇 ≤1, so the freedom in the
choice of the regular level 𝑡 keeps
𝑡 <1 and the containment
strict. ◻
The next criterion uses logarithmic capacity, a measure of the size
of a compact set that scales linearly under dilation. It compares the
size of one component with that of the entire polynomial sublevel set.
If that sublevel set is connected, the ratio 𝜅 below is 1; a cutoff such as 𝜅 ≤1/3 therefore requires the
component to have smaller capacity than the full sublevel set. A small
number of roots in the component does not imply this capacity bound. The
ratio requires 𝜇 >0. When 𝜇 =0, 𝑓 has a repeated zero and the constant
path already gives the conclusion; there is no capacity ratio to
evaluate.
Proof. Repeat the averaging proof of Remark 5.1 with 𝐴(𝜎) =Area(𝐾𝜎 ∩𝐶) for 𝜎 <2𝜇.
This keeps the chosen paths in the open component 𝐶, even if distinct components have
touching boundaries at level 2𝜇.
Replace the global area input by the component form Area(𝐶) ≤𝜋cap(――𝐶)2 =𝜋𝜅2(2𝜇)2/𝑛 of the area–capacity inequality [2]. Only the high-lift and
boundary terms acquire the factor 𝜅; the low-lift term (CF2) is
unchanged. Taking 𝜆 =2, 𝑟 =1/20, and the exact bounds above
together with log40 <12641/3402 <(97/50)2, gives
length <√2/𝑘0 (𝐴 +𝐵𝜅).
The definition of 𝜏𝑘0 makes
the right side at most 2, and for
each displayed rational 𝑞𝑘 integer
arithmetic gives (𝐴 +𝐵𝑞𝑘)2 <2𝑘.
Discarding √2/𝑘0 ≤1
altogether gives the uniform cutoff 𝜅 ≤1/3. ◻
By the component-capacity formula, 𝜅 =𝑒−Σ/𝑛 with Σ the sum of exterior Green function
values at the roots excluded from 𝐶. Indeed, let Ω be the unbounded component of
ˆℂ\――𝐶, let 𝐺 be its Green function with pole at
infinity, extended by zero off Ω, and let 𝑔( ⋅,𝑎) be its Green function with
pole at 𝑎 ∈Ω. The function
1𝑛log|𝑓|2𝜇 −𝐺 +1𝑛∑𝑎𝑔( ⋅,𝑎), summed over the roots 𝑎 ∈Ω with multiplicity, extends
harmonically to Ω, is bounded,
and vanishes on 𝜕Ω ⊆𝜕𝐶, so it
vanishes identically; its value at infinity is log𝜅 +1𝑛∑𝑎𝐺(𝑎) by the
symmetry 𝑔(∞,𝑎) =𝐺(𝑎). Failure
of these component-sensitive criteria alone, in the range 𝜇 ≤1/2, forces 𝑘0 ≤16 and exterior Green sum Σ <𝑛log(40/39) when 𝑘0 =16. This is a limitation of the
area-based criteria. The low-critical theorem already excludes an actual
counterexample throughout that range.
The proof of Remark 5.1 averages
over levels in [𝜇,𝜆𝜇]. To
keep the path at the first critical level instead, one would need a
perimeter estimate of the following kind. The regular-level
argument (CF1) gives no finite pointwise bound at the critical level:
even at a simple critical point, the area derivative diverges
logarithmically.
The addendum [26]
reports a Runge-approximation construction of monic level-one components
with one simple zero and arbitrarily long analytic boundaries. It
imposes neither a unit root disc nor a global lower bound on
critical-value moduli. Its proof is not available, and the report is not
an input to the path estimates here. The question below requires a
stronger hypothesis than the existence of one unramified component: the
level must lie below every critical-value modulus of the polynomial. A
construction without that global condition cannot by itself answer the
question.
Problem 5.4 (perimeter below the smallest
critical-value modulus). Let 𝑓
be squarefree and monic of degree 𝑛 ≥2, and put 𝜇 =min𝑓′(𝑐)=0|𝑓(𝑐)|. Is there a
constant 𝛽, independent of
𝑛,𝑓 and 0 <𝜎 <𝜇, such that every
component 𝐶 of {|𝑓| ≤𝜎} satisfies
H1(𝜕𝐶)≤𝛽𝜎1/𝑛?
Equivalently, for each univalent
inverse branch defined on 𝔻
by 𝑓(𝜙𝑗(𝑤)) =𝜎𝑤, is
∫2𝜋0|𝜙′𝑗(𝑒𝑖𝑡)|𝑑𝑡≤𝛽𝜎1/𝑛(1≤𝑗≤𝑛)?
There is no root-location hypothesis. If
such constants exist, write 𝛽∗
for their infimum.
All these components contain one zero. The condition 𝜎 <𝜇 controls all inverse
branches at once; it is stronger than requiring only the selected
component to contain one zero. The examples below compare particular
constants, not the necessity of this global hypothesis for every
possible perimeter bound. For 1 <𝑅 <𝜇/𝜎, the area estimate
gives
12𝜋∫2𝜋0|𝜙′𝑗(𝑒𝑖𝑡)|𝑑𝑡≤(𝜎𝑅)1/𝑛√𝑅2−1.
Indeed, circular
means of |𝜙′𝑗|2 increase,
the image of the annulus 1 <|𝑤| <𝑅 has area at least 𝜋(𝑅2 −1) times the mean at 1, and Pólya’s preimage-area bound [2] bounds that area by 𝜋(𝜎𝑅)2/𝑛. The loss as 𝑅 ↓1 belongs to this argument and
does not prove an endpoint divergence.
For 𝑑 >0 and 𝑓(𝑧) =𝑧2 −𝑑2, one has 𝜇 =𝑑2 and 𝜌 =𝑑. For 𝜎 <𝑑2 the component of {|𝑓| ≤𝜎} around 𝑑 contains one root. Its parametrisations
𝑑√1+(𝜎/𝑑2)𝑒𝑖𝜃
converge uniformly, as 𝜎 ↑𝑑2, to one loop of Bernoulli’s lemniscate |𝑧2 −𝑑2| =𝑑2, of length 𝑑 Γ(1/4)2/(2√𝜋) by the
substitution 𝜑(𝑤) =𝑑√1+𝑤
and Γ(1/4)Γ(3/4) =𝜋√2. At
𝜎 =𝑑2 the two loops meet at
the critical point, and the closed sublevel set is a single component
containing both roots. Lower semicontinuity of length under the stated
uniform convergence gives 𝛽∗ ≥Γ(1/4)2/(2√𝜋) =3.70814935…;
convergence of the lengths themselves is not required. For 𝑧𝑛 −𝑟𝑛, polar parametrisation of one
limiting loop gives its length divided by 𝑟 as
21/𝑛𝑛∫𝜋/2−𝜋/2(cos𝜃)1/𝑛−1𝑑𝜃=21/𝑛𝑛√𝜋Γ(1/(2𝑛))Γ(1/(2𝑛)+1/2).
The evaluation
is Euler’s beta integral (5.12.1), in its trigonometric form (5.12.2). To
verify the claimed decrease with 𝑛,
put 𝑝 =1/𝑛. The expression is 2𝑝+1√𝜋 Γ(1 +𝑝/2)/Γ((1 +𝑝)/2);
its logarithmic derivative is
log2+12(Γ′(1+𝑝/2)Γ(1+𝑝/2)−Γ′((1+𝑝)/2)Γ((1+𝑝)/2))>0.
Here Γ′/Γ is
increasing on the positive real axis, by the positive trigamma series (5.15.1). The expression
therefore decreases with 𝑛 and
tends to 2.
The comparison with the next example also has an elementary bound,
independent of rounded gamma values. One loop of 𝑧2 −𝑑2 has parametrisation
𝑧(𝑠)=√2𝑑cos𝑠(1+𝑖sin𝑠)1+sin2𝑠,−𝜋/2≤𝑠≤𝜋/2,
whose speed is √2 𝑑/√1+sin2𝑠. Convexity
puts (1 +𝑥)−1/2 below its secant
on [0,1]. Integrating that secant
at 𝑥 =sin2𝑠 bounds the loop length
divided by 𝑑 by (𝜋/2)(1 +√2), as used below.
Proposition 5.5 (a counterexample to the proposed
one-root perimeter bound). Let 𝑝(𝑧) =𝑧8 −(3/2)𝑧 and let 𝐶 be the component of {|𝑝| ≤1} containing the origin. Then
𝐶 contains exactly one zero and a
neighbourhood of the closed disc of radius 5/8, so H1(𝜕𝐶) >5𝜋/4. The
constant Γ(1/4)2/(2√𝜋) is at most
(𝜋/2)(1 +√2) <5𝜋/4.
The quadratic loop is exceeded in degree eight, even with the global
subcritical hypothesis. For 𝑝(𝑧) =𝑧8 −(3/2)𝑧, every critical point
𝑐 satisfies 𝑐7 =3/16 and 𝑝(𝑐) = −(21/16)𝑐. Hence
𝜇=2116(316)1/7>1,𝜇7=3⋅217168>1.
Thus 𝜎 =1 is below every critical-value
modulus, not merely a regular level for the selected component. The
component 𝐶 of {|𝑝| ≤1} containing the origin lies in
{|𝑧| <4/5}, because |𝑝(𝑧)| ≥6/5 −(4/5)8 >1 on |𝑧| =4/5, and it contains a neighbourhood
of the closed disc of radius 5/8,
because |𝑝(𝑧)| ≤(5/8)8 +15/16 <1
on that disc. The other roots satisfy |𝑧|7 =3/2, so 𝐶 contains exactly one root, and H1(𝜕𝐶) >5𝜋/4 >(𝜋/2)(1 +√2) ≥Γ(1/4)2/(2√𝜋).
Moreover, for fixed 𝑎 >1 and all
sufficiently large 𝑁, the one-root
component of {|𝑧𝑁 −𝑎𝑧| ≤1}
contains every disc of radius 𝑟 <1/𝑎, and a circle of radius between
1/𝑎 and 1 isolates it by Rouché’s theorem;
letting 𝑎 ↓1 shows that
every admissible 𝛽 is at least
2𝜋. For the latter family all
critical values have modulus (1 −1/𝑁)𝑎(𝑎/𝑁)1/(𝑁−1) →𝑎 >1, so it
also gives the necessary bound 𝛽∗ ≥2𝜋 under the corrected global
subcritical hypothesis. Kuznetsova–Tkachev [24] establish Laplace-transform and
log-convexity properties for regular level-length functions. Those
results do not provide a uniform bound at the first critical level.
Total lemniscate length and one-branch endpoint length are different
extremal quantities.
The preceding examples do not establish a universal perimeter bound.
The implication below applies to an individual polynomial; a constant
𝛽 independent of the polynomial
and degree would give a uniform path bound. The construction uses two
components meeting at a first critical point and joins each root to that
point at a cost of at most half its component’s perimeter. It does not
give the constant 2 of the
historical question.
Proof.
Put 𝜌 =𝜇1/𝑛. On each
component of {|𝑓| <𝜇}, 𝑓 is a proper unramified covering of the
disc {|𝑤| <𝜇}, hence
univalent. Equivalently, exhaust by regular levels below 𝜇 and apply the component count [8]. At a critical point 𝑐∗ with |𝑓(𝑐∗)| =𝜇, the local degree 𝑑 ≥2 gives 𝑑 nearby preimages of an inward radial
value. Univalence places them in different one-root components. Choose
two such components 𝑈𝑎,𝑈𝑏,
containing roots 𝑎,𝑏 and with 𝑐∗ in both closures; simplicity of 𝑐∗ is unnecessary. For the boundary
passage, take 𝑓(𝜙(𝑤)) =𝜇𝑤 on
𝔻. Fix |𝑤0| =1. The finitely many preimages of
𝜇𝑤0 have disjoint
neighbourhoods. Properness of 𝑓 and
connectedness of a sufficiently small disc cap force 𝜙 to stay in one of them as 𝑤 →𝑤0. At its preimage 𝑐, write
𝑓(𝑧)−𝑓(𝑐)=(𝑧−𝑐)𝑑ℎ(𝑧),ℎ(𝑐)≠0.
A local analytic 𝑑th root of ℎ makes (𝑧 −𝑐)ℎ(𝑧)1/𝑑 a conformal coordinate.
In each inverse sector, 𝜙 is
therefore an analytic function of (𝑤 −𝑤0)1/𝑑 and extends continuously to
𝑐. The finitely many critical
boundary values are the only exceptional points; at every other boundary
value the ordinary inverse function theorem applies. Moreover, near
𝑒𝑖𝜃0 =𝑤0 the boundary
speed is 𝑂(|𝜃 −𝜃0|1/𝑑−1), which is
integrable even when 𝑑 >2. Thus
the extension is continuous on the closed disc and its boundary curve is
rectifiable. The identity 𝑓(𝜙(𝑒𝑖𝜃)) =𝜇𝑒𝑖𝜃
makes the boundary values injective, so the curve is Jordan.
As 𝑟 ↑1, the curves 𝜙(𝑟𝑒𝑖𝜃) converge uniformly to
that boundary and have length at most 𝛽(𝜇𝑟)1/𝑛 by the hypothesis.
Lower semicontinuity of length gives boundary length at most 𝛽𝜌 for each component.
A bounded rectifiable Jordan domain 𝑈 has the following elementary property:
any 𝑎 ∈𝑈 can be joined to any
𝑐 ∈𝜕𝑈 in ――𝑈 with length at most H1(𝜕𝑈)/2. Choose a line
through 𝑎 but not 𝑐, and let [𝑢,𝑣] be the closure of the connected
interval in its intersection with 𝑈
containing 𝑎. Of the two boundary
arcs from 𝑢 to 𝑣, write 𝐴 for the one containing 𝑐 and 𝐴′ for the other. The paths from
𝑎 through 𝑢 or 𝑣 and then along 𝐴 to 𝑐 have total length
|𝑎−𝑢|+|𝑎−𝑣|+length(𝐴)=|𝑢−𝑣|+length(𝐴)≤H1(𝜕𝑈),
because |𝑢 −𝑣| ≤length(𝐴′).
One path is at most half this sum. The connected interval ensures
containment of the straight parts even when 𝑈 is not convex.
Apply this property in 𝑈𝑎,𝑈𝑏
with common boundary point 𝑐∗.
Concatenating the two paths gives length at most 12(H1(𝜕𝑈𝑎) +H1(𝜕𝑈𝑏)) ≤𝛽𝜌, as required. Only these two component perimeters
are used; the subcritical hypothesis bounds them by the limiting
argument above. Boundary arcs are allowed, so containment is in 𝐾𝜇, not the open sublevel. ◻
Sources and scope.