Bounds that allow for cancellation and earlier decreases
Theorem 7.5 (bounds allowing for previous decreases).
Under the standing hypotheses, the following are equivalent:
eventual Sylvester behaviour; lim sup𝑛A𝑛 <∞; lim sup𝑛𝑅𝑛𝛿𝑛 <∞. Each of
those two limits superior is 0 or
+∞.
Corollary 7.6 (the critical rate). Under the
standing hypotheses and 𝛿𝑛 =𝑂(1/𝑛), with no convergence of
𝑛𝛿𝑛 assumed, eventual
Sylvester behaviour is equivalent to 𝑢𝑛 =𝑂(𝑛) and to ( −˜𝑒𝑛)+ =𝑂(1). A counterexample at
the critical rate therefore has lim sup𝑛𝑢𝑛/𝑛 =∞ and lim sup𝑛( −˜𝑒𝑛)+ =∞.
Proof of Theorem 7.5.
Suppose the orbit is not eventually Sylvester and A𝑛 ≤𝐾 eventually, for an
integer 𝐾 ≥1. Absorption and |˜𝑒𝑛|/𝑢𝑛 →0 give 𝑢𝑛 →∞. Negative reduced errors
must occur arbitrarily late, since otherwise ℎ𝑛𝑢𝑛+1 =𝑢𝑛 −˜𝑒𝑛 would make
𝑢𝑛 eventually nonincreasing.
Cancellation may lower 𝑢𝑠+1
without a record. The first later negative error detects the loss: its
magnitude is at least one, while 𝑅𝑡 remembers 𝑢𝑠. Fix a late 𝑠 and let 𝑡 >𝑠 be that first negative-error
index. At the intervening steps the reduced numerator is nonincreasing,
so 𝑢𝑡 ≤𝑢𝑠+1. Since 𝑅𝑡 ≥𝑢𝑠 and 𝑚𝑡 =|˜𝑒𝑡| ≥1,
A𝑡=𝑅𝑡𝑚𝑡𝑢𝑡≥𝑢𝑠𝑢𝑠+1=ℎ𝑠1−˜𝑒𝑠/𝑢𝑠.
Thus ℎ𝑠 ≤3𝐾/2 <2𝐾 after the relative-error
threshold. Also 𝑚𝑛 ≤A𝑛 ≤𝐾, since 𝑅𝑛 ≥𝑢𝑛, and
hence 𝑢𝑛+1 ≤𝑢𝑛 +𝐾.
We can now choose primes too large to be removed by cancellation. The
density-one argument in the proof of Theorem 7.3
supplies infinitely many late multipliers 𝑎𝑛 coprime to 𝐷𝑛. These multipliers are pairwise
coprime. At each such step, 𝑎𝑛 is
coprime to 𝑣𝑛 and gcd(𝑢𝑛,𝑣𝑛) =1, so 𝑎𝑛𝑢𝑛 −𝑣𝑛 is coprime to both 𝑎𝑛 and 𝑣𝑛. Hence ℎ𝑛 =1 and 𝑎𝑛 ∣𝑣𝑛+1. Only finitely many of
the chosen multipliers can have all their prime divisors at most 2𝐾, since each uses a different prime
from that finite set. Choose 𝐾
distinct primes 𝑝0,…,𝑝𝐾−1 >2𝐾 at these steps.
Once a chosen prime divides a reduced denominator, it divides every
later one: ℎ𝑛𝑣𝑛+1 =𝑎𝑛𝑣𝑛 and
ℎ𝑛 <2𝐾 <𝑝𝑖 prevent its
removal. All the primes therefore divide 𝑣𝑇 at a common later index 𝑇.
Consequently every 𝑢𝑛 with
𝑛 ≥𝑇 is coprime to all the 𝑝𝑖. Choose a CRT block of 𝐾 consecutive integers, one divisible by
each 𝑝𝑖, above 𝑅𝑇. Divergence forces a first crossing,
while 𝑢𝑛+1 ≤𝑢𝑛 +𝐾 forces it to
land inside the block, a contradiction. This proves that finite lim supA𝑛 forces the eventual
Sylvester recurrence.
The comparison |𝛿𝑛 −𝑚𝑛/𝑢𝑛| ≤3/𝑎𝑛 gives |𝑅𝑛𝛿𝑛 −A𝑛| ≤3𝑅𝑛/𝑎𝑛 →0. Here 𝑅𝑛 ≤𝐻𝑛, log𝐻𝑛 =𝑜(𝑛) and
𝑎𝑛 grows doubly exponentially.
Thus the two boundedness conditions are equivalent. Under the eventual
Sylvester recurrence, 𝑢𝑛 =1 and
𝑚𝑛 =0 eventually, so A𝑛 →0 and 𝑅𝑛𝛿𝑛 →0. Since both quantities
are nonnegative, their limits superior can only be 0 or +∞. ◻
The estimate at the first later negative error is the lemma in the
release, negative
error scaled by the previous maximum after cancellation: at the
first later negative error, 𝑢𝑡 ≤𝑢𝑠+1 and 𝑢𝑠𝑢𝑡 ≤𝑅𝑡|˜𝑒𝑡|𝑢𝑠+1. The exact example 15/134 =1/10 +1/85 +1/5695, with steps in
reduced fractions (15,134) →(4,335) →(1,5695) and A1 =15/4, attains equality in
the displayed bound.
For Corollary 7.6, the
comparison |𝛿𝑛 −𝑚𝑛/𝑢𝑛| ≤3/𝑎𝑛 and the rate
𝛿𝑛 =𝑂(1/𝑛) give 𝑚𝑛/𝑢𝑛 =𝑂(1/𝑛). If 𝑢𝑛 =𝑂(𝑛), then 𝑚𝑛 =𝑂(1). Conversely, 𝑚𝑛 =𝑂(1) gives 𝑢𝑛+1 ≤𝑢𝑛 +𝑚𝑛, hence 𝑢𝑛 =𝑂(𝑛) and 𝑅𝑛 =𝑂(𝑛). In either case A𝑛 =𝑅𝑛𝑚𝑛/𝑢𝑛 =𝑂(1), so
Theorem 7.5 gives
eventual Sylvester behaviour. The eventual Sylvester recurrence gives
𝑢𝑛 =1 and 𝑚𝑛 =0 eventually, which proves the
converse implications.
The critical-rate assumption is doing real work: a bound on ( −˜𝑒𝑛)+ alone does not directly
control 𝑅𝑛/𝑢𝑛 after a decrease.
The preceding corollary supplies the missing control from 𝛿𝑛 =𝑂(1/𝑛). No such bound is derived
here from the unrestricted quadratic limit.
Lemma 7.7 (large odd prime powers in the reduced
denominator). Under the standing hypotheses, for every fixed 𝐴 >0 and every sufficiently large 𝑛, the reduced denominator 𝑣𝑛 has an odd prime-power divisor 𝑄 =𝑝𝑘 with
𝑄>(𝐻𝑛+2)𝐴,𝐻𝑛=max𝑗≤𝑛𝐶𝑗.
The prime 𝑝 may
depend on 𝑛; no stable-gcd or
prime-arrival assumption is imposed.
Proof. The denominator grows too fast for all its odd
prime-power factors to remain small compared with 𝐻𝑛. Indeed, the estimate for the
rational tail gives 𝐶𝑛+1/𝐶𝑛 →1, hence log𝐻𝑛 =𝑜(𝑛). Since 𝑥𝑛 =𝑢𝑛/𝑣𝑛 ≤2/𝑎𝑛 and 𝑢𝑛 ≥1, 𝑣𝑛 ≥𝑎𝑛/2. Also 𝑣𝑛 ∣𝐿𝑛 =lcm(𝑞,𝑎0,…,𝑎𝑛−1),
so the 2-primary part of 𝑣𝑛 is at most max(𝑞,𝑎𝑛−1) =𝑎𝑛−1 for all large
𝑛. Its odd part 𝑊𝑛 therefore satisfies
𝑊𝑛≥𝑎𝑛2𝑎𝑛−1≥𝑎𝑛−14,log𝑊𝑛≥𝑐2𝑛−1−𝑂(1)
for some 𝑐 >0. Put 𝐵𝑛 =(𝐻𝑛 +2)𝐴 =exp(𝑜(𝑛)). If every exact
odd prime-power factor of 𝑊𝑛 were
at most 𝐵𝑛, then 𝑊𝑛 ∣lcm(1,…,⌊𝐵𝑛⌋),
giving
log𝑊𝑛≤𝐵𝑛log𝐵𝑛=exp(𝑜(𝑛)).
This contradicts the preceding exponential
lower bound for all sufficiently large 𝑛. An offending exact prime-power factor
is the required 𝑄. ◻
This uses only an elementary factorial bound, not prime distribution.
The prime may change with 𝑛: choose
one large prime power at a late start and protect it until the first
forbidden crossing.
Theorem 7.8 (unit record increments). Under the
standing hypotheses, if 𝑅𝑛+1 −𝑅𝑛 ≤1 for all large 𝑛, then 𝑎𝑛+1 =𝑎2𝑛 −𝑎𝑛 +1 for all large 𝑛. Hence the sequence is eventually
Sylvester if and only if #{𝑛 :𝑅𝑛+1 −𝑅𝑛 ≥2} is finite. No
hypothesis is placed on decreases in 𝑢𝑛, on record-setting jumps, or on the
cancellation factors ℎ𝑛.
Proof. Suppose the orbit is not eventually Sylvester.
Absorption gives ˜𝑒𝑛 ≠0 on
a late tail, so vanishing relative error and integrality give 𝑢𝑛 →∞. Choose 𝑠 so large that the unit-increment bound
and |˜𝑒𝑛| <𝑢𝑛/2 hold for
every 𝑛 ≥𝑠, and that Lemma 7.7 applies
with 𝐴 =3. Since 𝐻𝑠 ≥𝑅𝑠 ≥1, it supplies an odd 𝑄 =𝑝𝑘 ∣𝑣𝑠 with 𝑄 >(𝐻𝑠 +2)3 >4(𝑅𝑠 +2) and 𝑄 ≥16. Let 𝑌 be the least multiple of 𝑝 above 𝑅𝑠. Then 𝑌 ≤𝑅𝑠 +𝑝 <𝑄/4 +𝑝 ≤5𝑄/4. At the first
𝑡 >𝑠 with 𝑢𝑡 ≥𝑌, the integer maximum rises from
at most 𝑌 −1 by at most one, forcing
𝑢𝑡 =𝑌 regardless of 𝑢𝑡−1. Before 𝑡, one has 𝑤𝑛 <3𝑢𝑛/2 <15𝑄/8 <𝑝𝑄 =𝑝𝑘+1.
Corollary 7.2
therefore gives 𝑝𝑘 ∣𝑣𝑡. But
𝑝 ∣𝑢𝑡 =𝑌, contradicting gcd(𝑢𝑡,𝑣𝑡) =1. The converse follows
because the eventual Sylvester recurrence gives 𝑢𝑛 =1 eventually. ◻
The plectis-erdos-lean repository contains the unit-increment
landing lemma and the one-unit
record-increment implication; they assume the existence of the prime
power that Lemma 7.7
supplies.
The two-unit criterion discussed below bounds the actual jump at each
record step, rather than the increase in the running maximum. As
numerical bounds on individual steps, neither condition implies the
other: the first allows 𝑠𝑛 =2,
while 𝑠𝑛 ≤1 permits large jumps
after an earlier decrease. This is a comparison of the bounds, not a
claim that they remain logically independent under all the standing tail
hypotheses; there both criteria force eventual Sylvester behaviour. The
finite example (8,177) →(7,4071) →(10,2373393) with
multipliers 23 and 583 has records 8 and 10, increment 2, jump 3 and gcd(8,10) =2, which is why the parity
argument for crossing an odd level does not transfer from actual jumps
to increments of the running maximum.