What a larger region would require.
At 3/2 the logarithmic parameter
is
log2log3=0.6309297535714574…,
which exceeds 𝜃∗ by 0.2252467…. Theorem 2.2 gives no
conclusion when log𝑏/log𝑎 ≥𝜃∗. The same argument can apply to another family
once its polynomial integrality, degrees and fixed-base remainder
estimates are proved. A smaller ratio of the resulting constants 𝐶1/𝐶0 would enlarge the
reciprocal-cutoff region. For example, 𝐶1/𝐶0 ≤2.4234 would give a cutoff
greater than 0.4126 and admit 29/4. An integer-base
irrationality-exponent bound alone does not supply the polynomial data
needed for this specialisation. The existing formal proofs establish
irrationality and measure bounds for the constructed forms; they do not
supply a different family whose divided remainder is small and nonzero
at 3/2.
The next restriction concerns one polynomial family whose estimates
hold at every fixed 𝑥 >1, with
the same leading constants but possibly base-dependent error terms. This
quantifier is essential: the proof chooses a large integer base at which
remainder decay would outpace coefficient growth. Estimates only at
3/2, or for a different family at
each base, do not permit that choice. The 2004 family satisfies the
hypotheses. The conclusion concerns forms in 𝐹(𝑥) and 1, not simultaneous forms in several
independent target values. Here height means the largest absolute
coefficient. To compare it with the sum of the absolute coefficients,
note that for a polynomial of degree at most 𝑑,
max𝑗|𝑝𝑗|≤∑𝑗|𝑝𝑗|≤(𝑑+1)max𝑗|𝑝𝑗|.
For a nonzero polynomial of degree 𝑑 =𝑂(𝑛2), the logarithms of these norms
differ by 𝑂(log𝑛). They have the
same leading quadratic growth rate, but the literal zero-height
conditions are not identical: 1 +𝑋
has maximum coefficient 1 and
coefficient sum 2. In particular,
when ℎ =0, the displayed bound ℎ𝑛2(1 +𝑜(1)) is zero, not an arbitrary
𝑜(𝑛2) term. The proof below also
works with the additive bound ℎ𝑛2 +𝑜(𝑛2); its evaluation estimate
absorbs the 𝑂(log𝑛) difference.
Alternatively, either norm convention implies the hypothesis for the
other norm after replacing ℎ by any
larger positive constant. The degree conclusion is independent of that
replacement. In the rational-base conclusions, write 𝑎/𝑏 with integers 𝑎 >𝑏 ≥1. The estimates hold without
coprimality; a reduced representation gives the smaller
denominator-clearing factor.
Theorem 2.5 (a degree restriction for estimates valid
at every base). Let (𝑈𝑛,𝑉𝑛) ∈ℤ[𝑥]2 be a sequence such
that, for constants 𝜎,𝛿 >0 and ℎ ≥0 independent of 𝑛 and of the base,
Λ𝑛(𝑥) :=𝑈𝑛(𝑥)𝐹(𝑥) −𝑉𝑛(𝑥) ≠0 for
every real 𝑥 >1;
deg𝑈𝑛,deg𝑉𝑛 ≤𝛿𝑛2(1 +𝑜(1));
the coefficient heights satisfy
logmax(𝐻(𝑈𝑛),𝐻(𝑉𝑛))≤ℎ𝑛2(1+𝑜(1)),
where 𝐻(𝑃)
is the largest absolute value of a coefficient of 𝑃;
the remainders satisfy
log|Λ𝑛(𝑥)|=−𝜎𝑛2log𝑥(1+𝑜(1))
for every real 𝑥 >1.
Put 𝑑𝑛 :=max(deg𝑈𝑛,deg𝑉𝑛). Then 𝜎 ≤𝛿, and for every fixed
rational base 𝑎/𝑏 >1,
lim sup𝑛→∞𝑛−2log|
|
|𝑏𝑑𝑛Λ𝑛(𝑎/𝑏)|
|
|≤𝛿log𝑏−𝜎log(𝑎/𝑏).
Consequently the homogenised
forms tend to zero whenever log𝑏/log𝑎 <𝜎/(𝜎 +𝛿), a sufficient region whose cutoff
is at most 1/2. If the actual
degrees satisfy 𝑑𝑛/𝑛2 →𝑑,
then 𝑑 ≥𝜎 and the limit
exists and equals 𝑑log𝑏 −𝜎log(𝑎/𝑏); in that case the forms tend to zero below
log𝑏/log𝑎 =𝜎/(𝜎 +𝑑) and
their absolute values tend to infinity above it, so the exact-degree
case has no decaying homogenised forms at 3/2.
Proof. The coefficient-height bound controls evaluation at
an integer base. For every fixed 𝑝 >1,
|𝑈𝑛(𝑝)|,|𝑉𝑛(𝑝)|≤(𝑑𝑛+1)max(𝐻(𝑈𝑛),𝐻(𝑉𝑛))𝑝𝑑𝑛≤exp((ℎ+𝛿log𝑝)𝑛2+𝑜(𝑛2)).
Here log(𝑑𝑛 +1) =𝑜(𝑛2) by the degree bound.
This is where the coefficient-height hypothesis is needed.
Suppose 𝜎 >𝛿. To
make remainder decay beat coefficient growth, choose an integer 𝑝 ≥2 with (𝜎 −𝛿)log𝑝 >ℎ and put 𝑢𝑛 =𝑈𝑛(𝑝), 𝑣𝑛 =𝑉𝑛(𝑝) and ℓ𝑛 =𝑢𝑛𝐹(𝑝) −𝑣𝑛. The integer
determinant eliminates 𝐹(𝑝); the
evaluation bound and hypothesis (4) give
𝑢𝑛𝑣𝑛+1−𝑢𝑛+1𝑣𝑛=𝑢𝑛+1ℓ𝑛−𝑢𝑛ℓ𝑛+1=𝑜(1).
Indeed, each product on the right has absolute value at most exp((ℎ +(𝛿 −𝜎)log𝑝)𝑛2 +𝑜(𝑛2)). The expression on the left is an integer, so it
is eventually zero. Also 𝑢𝑛 ≠0
eventually, since 𝑢𝑛 =0 would make
ℓ𝑛 = −𝑣𝑛 a nonzero integer of
absolute value less than 1. Thus
𝑣𝑛/𝑢𝑛 is eventually a fixed
rational number 𝑟. If 𝐹(𝑝) =𝑟, then ℓ𝑛 =0; otherwise |ℓ𝑛| =|𝑢𝑛| |𝐹(𝑝) −𝑟| ≥|𝐹(𝑝) −𝑟|. Both
contradict the nonzero remainders tending to zero. Hence 𝜎 ≤𝛿.
For a fixed rational base 𝑎/𝑏 >1, taking logarithms gives
𝑛−2log|𝑏𝑑𝑛Λ𝑛(𝑎/𝑏)|=𝑑𝑛𝑛2log𝑏−𝜎log(𝑎/𝑏)+𝑜(1).
Hypothesis (2)
yields the stated upper limit and sufficient region. Since 𝜎 ≤𝛿, its cutoff is at most
1/2. If 𝑑𝑛/𝑛2 →𝑑, apply the preceding
integer-base argument with 𝑑 +𝜀 in place of 𝛿 for every 𝜀 >0 to obtain 𝑑 ≥𝜎. The displayed identity then
gives the exact limit. Its sign is that of (𝜎 +𝑑)log𝑏 −𝜎log𝑎, which
proves both assertions away from equality. At 3/2 this sign is positive because log2/log3 >1/2 ≥𝜎/(𝜎 +𝑑). ◻
Corollary 2.6 (nondecay when 𝑏 <𝑎 <𝑏2). Under the hypotheses
of Theorem 2.5, for positive
integers 𝑎,𝑏 with 𝑏 <𝑎 <𝑏2, the undivided forms 𝑏𝑑𝑛Λ𝑛(𝑎/𝑏) do not tend to
zero. No limit of 𝑑𝑛/𝑛2 is
assumed.
Proof. Write 𝑥 =𝑎/𝑏 and
suppose 𝐶𝑛 =𝑏𝑑𝑛Λ𝑛(𝑥) →0. Since 𝐶𝑛 ≠0 and |𝐶𝑛| ≤1 eventually, logarithms and the
remainder asymptotic at 𝑥 give the
degree bound
𝑑𝑛log𝑏≤−log|Λ𝑛(𝑥)|=𝜎log𝑥𝑛2+𝑜(𝑛2).
Set 𝑐 =𝜎log𝑥/log𝑏. Since 1 <𝑥 <𝑏, we have 0 <𝑐 <𝜎, and the displayed
inequality gives 𝑑𝑛 ≤(𝑐 +𝜀)𝑛2 eventually for
each 𝜀 >0. Apply
Theorem 2.5
to the same polynomial family with degree upper rate 𝑐: its height bound, nonvanishing and
all-base remainder asymptotics are unchanged. This gives 𝜎 ≤𝑐, contradicting 𝑐 <𝜎. ◻
This strengthens the failure of a sufficient-cutoff test to an
exclusion of decay under the stated all-base hypotheses. It does not
supply an actual-degree limit or assert divergence. If 𝑑𝑛/𝑛2 →𝑑, the separate exact-degree
result gives the stronger conclusion |𝑏𝑑𝑛Λ𝑛(𝑎/𝑏)| →∞ in the
same strict region. Equality 𝑎 =𝑏2
remains unclassified. The corollary concerns the undivided forms; it
does not exclude base-dependent content division or other irrationality
methods outside its hypotheses.
A degree bound alone would not supply the evaluation estimate: even
degree-zero polynomials can have arbitrarily large integer coefficients.
This explains the height hypothesis (3), without establishing that it
cannot be weakened or omitted. At log𝑏/log𝑎 =𝜎/(𝜎 +𝑑), the normalised logarithm is zero
and the hypotheses decide neither behaviour. Theorem 2.5 is a
restriction on the stated families, not on all Padé constructions.
There is also a distinction between the degree cutoff and an
irrationality-exponent estimate at a fixed integer base 𝑝 ≥2. The hypotheses above give
|𝑈𝑛(𝑝)|≤exp((ℎ+𝛿log𝑝)𝑛2+𝑜(𝑛2)),|Λ𝑛(𝑝)|=exp(−𝜎log𝑝𝑛2+𝑜(𝑛2)).
Apply the
integer-form argument in the proof of Corollary 2.4,
with coefficient growth rate ℎ +𝛿log𝑝 and remainder decay rate 𝜎log𝑝. It gives
𝜇irr(𝐹(𝑝))≤1+𝛿𝜎+ℎ𝜎log𝑝.
Thus the
reciprocal 𝜎/(𝜎 +𝛿)
of the degree expression 1 +𝛿/𝜎 is not, under these
hypotheses alone, the reciprocal of the exponent bound furnished by that
argument. To obtain the latter identification it suffices to prove the
stronger evaluated estimate |𝑈𝑛(𝑝)| ≤exp(𝛿log𝑝 𝑛2 +𝑜(𝑛2)). This is separate from bounding the polynomial’s
coefficients by exp(𝑂(𝑛2)).
For the family of Section 2.1 the
fourth hypothesis is the size estimate proved there and the second
is (8). The
third is proved next, so Theorem 2.5 applies to
that family.
Lemma 2.7 (coefficient heights of the constructed
polynomials). There is a constant ℎ with logmax(𝐻(𝑈𝑛),𝐻(𝑉𝑛)) ≤ℎ𝑛2 for every 𝑛 ≥1,
where 𝑈𝑛 and 𝑉𝑛 are the polynomials of (7).
Proof. For a polynomial or Laurent polynomial 𝑃, write ‖𝑃‖ for the sum of the absolute values
of its coefficients. Then ‖𝑃𝑄‖ ≤‖𝑃‖ ‖𝑄‖; for an ordinary
polynomial, 𝐻(𝑃) ≤‖𝑃‖. This
convention includes the Laurent monomials in 𝑐𝑛,𝑘.
By Lemma 2.1 every
𝜈𝑛,𝑙 is 0 or 1, so 𝐷𝑁/Ω𝑛 =∏𝑙∈𝑆Φ𝑙 over a
subset 𝑆 ⊆{1,…,𝑁}. A
monic polynomial with roots 𝜁1,…,𝜁𝑑 on the unit circle
has coefficient norm at most 2𝑑:
expanding its linear factors bounds the sum of the absolute coefficients
by ∏𝑑𝑗=1(1 +|𝜁𝑗|) =2𝑑.
Hence ‖Φ𝑙‖ ≤2𝜑(𝑙)
and
‖
‖
‖𝐷𝑁Ω𝑛‖
‖
‖≤2∑𝑙≤𝑁𝜑(𝑙)≤2225𝑛2.
For 𝐴𝑛, the Gaussian binomial [𝑚𝑟]𝑋 has
nonnegative coefficients summing to (𝑚𝑟), so ‖𝑐𝑛,𝑘‖ ≤(𝑘−1𝑎1−1)(𝛽𝑛−𝑎2−1𝛽𝑛−𝑘−1) ≤22𝛽𝑛
by (3),
and summing the at most 𝛽𝑛
terms of (4) gives
‖𝐴𝑛‖ ≤𝛽𝑛22𝛽𝑛.
Hence ‖𝑈𝑛‖ ≤‖𝐷𝑁/Ω𝑛‖ ‖𝐴𝑛‖ ≤𝑒𝑂(𝑛2) and 𝐻(𝑈𝑛) ≤𝑒𝑂(𝑛2).
For 𝑉𝑛, bound it on the circle
|𝑧| =2 and use Cauchy’s estimate
𝐻(𝑉𝑛) ≤max|𝑧|=2|𝑉𝑛(𝑧)|: each
coefficient satisfies |𝑣𝑖| ≤2−𝑖max|𝑧|=2|𝑉𝑛(𝑧)|. The
bound also holds for the zero polynomial. On that circle |𝑧𝑙 −1| ≥2𝑙 −1 ≥1, so each of the
at most 𝛽𝑛 +𝑎0 inner terms
of (5)
has modulus at most 1; also |𝑐𝑛,𝑘(𝑧)𝑧𝑎0𝑘| ≤‖𝑐𝑛,𝑘‖ 2𝐾𝑛
and |𝐷𝑁(𝑧)/Ω𝑛(𝑧)| ≤‖𝐷𝑁/Ω𝑛‖ 2225𝑛2 ≤𝑒𝑂(𝑛2), while |𝑧−𝑀𝑛| ≤1. There are 𝑂(𝑛) outer summands, each with 𝑂(𝑛) inner terms. After multiplication by
the normalising factor, each term is bounded by 𝑒𝑂(𝑛2), since 𝐾𝑛 =𝑂(𝑛2). Summing the 𝑂(𝑛2) terms preserves this bound. Hence
max|𝑧|=2|𝑉𝑛(𝑧)| ≤𝑒𝑂(𝑛2)
and 𝐻(𝑉𝑛) ≤𝑒𝑂(𝑛2). ◻
With Lemma 2.7,
Zudilin’s family satisfies all four hypotheses of Theorem 2.5, with exact
degree limit 𝑑 =𝐶1 −𝐶0 by (10), and
decay exponent 𝜎 =𝐶0 because
logΛ𝑛(𝑥) = −(𝐾𝑛 −𝑊𝑛)log𝑥 +𝑜(𝑛2) for each fixed real 𝑥 >1 by the size estimate of
Section 2.4. For it
𝜎/(𝜎 +𝑑) =𝜃∗ and
(𝜎 +𝑑)/𝜎 =𝜇. The stronger
bound |𝑈𝑛(𝑝)| ≤𝑝𝑊𝑛exp(𝑂𝑝(𝑛)) from Corollary 2.4
removes the extra height term at each integer base. Within this family
the rational-base threshold is therefore the reciprocal of the proved
integer-base irrationality-exponent bound.