A restriction on Mahler functional equations
For the divisor generating series L(𝑧) =∑𝑛≥1𝜏(𝑛)𝑧𝑛, the
classification of Bell and Smertnig excludes a 𝑘-Mahler equation for every 𝑘 ≥2 [27]. We first explain its application
to 𝜏. We then prove the weaker
simultaneous 2/3 statement by combining the
Adamczewski–Bell theorem with the functional nonrationality from
Section 2.1. The
cited 2026 works have the status of the identified preprints. These
functional statements leave the arithmetic nature of an individual
rational-base value undecided.
To apply the classification, note that 𝜏 is multiplicative: for coprime
integers 𝑚,𝑛, each divisor of 𝑚𝑛 has a unique factorisation into a
divisor of 𝑚 and a divisor of 𝑛. Suppose that L were 𝑘-Mahler. The classification would give a
prime 𝑝, an integer 𝑟 ≥0 and an eventually periodic function
𝜒 with 𝜏(𝑚) =𝑚𝑟𝜒(𝑚) whenever 𝑝 ∤𝑚. For a prime ℓ ≠𝑝, this forces
𝜒(ℓ𝑗)=𝑗+1ℓ𝑗𝑟(𝑗≥0).
If 𝑟 =0, these values are unbounded.
If 𝑟 >0, they are nonzero and
tend to zero. Both alternatives contradict the finite range of an
eventually periodic function.
Here the ambient space is ℚ((𝑧)), the field of formal Laurent
series, viewed as a vector space over ℚ(𝑧). Stability means that substituting
𝑧𝑘 for 𝑧 sends each member of the subspace back
into that subspace; this substitution is not a ℚ(𝑧)-linear map.
Proposition 10.5 (no finite simultaneous 2/3-system). Let
L(𝑧)=∑𝑛≥1𝑧𝑛1−𝑧𝑛.
There is no
finite-dimensional ℚ(𝑧)-vector
space that contains L and
is stable under both 𝑧 ↦𝑧2
and 𝑧 ↦𝑧3.
Proof. Suppose 𝑉 were
such a space, of dimension 𝑑.
Stability under 𝑧 ↦𝑧2 places
the 𝑑 +1 elements L(𝑧),L(𝑧2),…,L(𝑧2𝑑) in 𝑉, so they
are linearly dependent over ℚ(𝑧);
clearing denominators gives polynomials 𝑃0,…,𝑃𝑑, not all zero, with ∑𝑑𝑖=0𝑃𝑖(𝑧)L(𝑧2𝑖) =0.
Linear dependence need not give a nonzero coefficient of the
unshifted function, as a Mahler equation requires. One cannot simply
replace 𝑧 by 𝑧1/2𝑗, since the polynomial
coefficients need not have exponents divisible by 2𝑗. Instead, separate their exponent
classes. Let 𝑗 be the least index
with 𝑃𝑗 ≠0. Write each polynomial
uniquely as 𝑃𝑖(𝑧) =∑2𝑗−1𝑟=0𝑧𝑟𝑄𝑖,𝑟(𝑧2𝑗).
Every series L(𝑧2𝑖)
with 𝑖 ≥𝑗 has exponents divisible
by 2𝑗, so the relation splits by
exponent residues modulo 2𝑗.
Choose 𝑟 with 𝑄𝑗,𝑟 ≠0 and put 𝑢 =𝑧2𝑗. The corresponding relation is
𝑑∑𝑖=𝑗𝑄𝑖,𝑟(𝑢)L(𝑢2𝑖−𝑗)=0,
with a nonzero coefficient of L(𝑢). Thus L is 2-Mahler. The same argument with 3 in place of 2 makes it 3-Mahler. Since 2 and 3 are multiplicatively independent, a
theorem of Adamczewski and Bell [16] then forces L to be a rational function.
Since L(𝑧) =𝐹(1/𝑧) for
0 <𝑧 <1, this contradicts the
nonrationality of 𝐹 proved in
Section 2.1. Rivin’s
periodic-coefficient corollary [24] gives the same nonrationality
conclusion. ◻
Proposition 10.5 uses no
property of the point 2/3: the
obstruction is functional and appears before regularity at a particular
point is considered. For this scalar function, Bell and Smertnig’s
single-base classification already implies the proposition. The proof
above instead derives it from simultaneous closure and elementary
functional nonrationality, using the Adamczewski–Bell theorem. A
construction using additional functions or functional relations must
specify those functions and its closure conditions; the single-base
statement is not an obstruction to every approximation method. The
classification and the Adamczewski–Bell theorem are cited, not proved
here; the needed nonrationality has the elementary proof given
earlier.
The Lean proof of Proposition 10.5 (no
finite simultaneous 2/3-system)
uses neither cited theorem, and it uses only stability under 𝑧 ↦𝑧2. As in the first step of the
proof above, that stability gives polynomials 𝑃0,…,𝑃𝑑, not all zero, with ∑𝑑𝑖=0𝑃𝑖(𝑧)L(𝑧2𝑖) =0, and this relation also holds between the values
of these functions on the open unit disc. If 𝜁 is a primitive 𝑛th root of unity, then (1 −𝑟)L(𝑟𝜁)/log(1/(1 −𝑟)) →1/𝑛 as 𝑟 ↑1. These limits, taken at roots
of unity of suitable orders, force every 𝑃𝑖 to vanish. The same argument
excludes, for every 𝑘 ≥2, a
finite-dimensional space containing L and stable under 𝑧 ↦𝑧𝑘 alone (single-base
statement).