Algebraic nonconcentration survives the rationalising
perturbation
Schlage-Puchta’s lemma states that 𝐹(𝑔𝑛,…,𝑔𝑛+𝑘) ≠0 for almost all
𝑛, for every fixed nonzero 𝐹 ∈ℤ[𝑥0,…,𝑥𝑘] [18]. We say that an
integer sequence has fixed-block nonconcentration if it
satisfies this conclusion for every 𝑘 ≥0 and every such 𝐹. A bounded integer perturbation
preserves the property: there are only finitely many translated
polynomials to consider for each fixed block. No randomness or
independence assumption is required.
This nonconcentration condition excludes every bounded integer
sequence: if its values lie in a finite set 𝐸, the nonzero polynomial ∏𝑐∈𝐸(𝑥0 −𝑐) vanishes at every
index. It also excludes a sequence satisfying a fixed nonzero polynomial
relation on every short block, such as 𝑎𝑛 =𝑛, for which 𝑥1 −𝑥0 −1 vanishes. The density-zero
exceptional set depends on the fixed polynomial. There cannot be one
such set for all polynomials: 𝑥0 −𝑎𝑛 vanishes on the block beginning
at 𝑛, so a common exceptional set
would contain every index. No uniform estimate for growing families of
polynomials or block lengths is asserted.
In the next proposition, 𝑁,𝐻 are
nonnegative integers, ℎ is an
integer, and all counts are over integer indices and integer
triples.
Proposition 8.2 (finite counting for shifted gap
differences). Write 𝑝𝑛 for
the primes indexed from 𝑝0 =2 and
𝑔𝑛 =𝑝𝑛+1 −𝑝𝑛. For ℎ ≥2 and 𝑟 ∈ℤ, let 𝑀ℎ,𝑟(𝑁) count 𝑛 <𝑁 with 𝑔𝑛+ℎ −𝑔𝑛 =𝑟. Let 𝑄𝑁,𝐻,𝑟 count triples (𝑥,𝑑,𝑠) with 𝑥 <𝑝𝑁, 0 <𝑑 <𝑠 ≤𝐻, 𝑑 +𝑟 >0, and all four integers 𝑥,𝑥 +𝑑,𝑥 +𝑠,𝑥 +𝑠 +𝑑 +𝑟 prime. Then, for every
𝑁,𝐻 ≥0,
(𝐻+1)𝑀ℎ,𝑟(𝑁)≤(ℎ+1)𝑝𝑁+ℎ+1+(𝐻+1)𝑄𝑁,𝐻,𝑟.
Proof. For a counted index 𝑛, put 𝑥 =𝑝𝑛, 𝑑 =𝑔𝑛 and 𝑠 =𝑝𝑛+ℎ −𝑝𝑛. If the total span 𝑝𝑛+ℎ+1 −𝑝𝑛 is at most 𝐻, then 0 <𝑑 <𝑠 ≤𝐻, 𝑑 +𝑟 =𝑔𝑛+ℎ >0, and the four primes are
precisely 𝑥,𝑥 +𝑑,𝑥 +𝑠,𝑥 +𝑠 +𝑑 +𝑟. The
count 𝑄𝑁,𝐻,𝑟 need not require
these primes to be consecutive: it is an upper bound, and 𝑥 =𝑝𝑛 determines 𝑛, making the map injective. For the
remaining indices the integer span is at least 𝐻 +1. Each gap appears in at most ℎ +1 of the spans, so their total is at
most (ℎ +1)∑𝑖<𝑁+ℎ𝑔𝑖 <(ℎ +1)𝑝𝑁+ℎ+1.
Multiply the resulting bound on the exceptional count by 𝐻 +1 and add the small-span
contribution. ◻
Increasing 𝐻 reduces the bound
for long spans but enlarges the prime-pattern count. To deduce zero
density from this finite inequality, for each 𝜀 >0 and all large 𝑁 one needs a single choice of 𝐻 making the entire right side less than
𝜀𝑁(𝐻 +1). For ℎ =1, the same definitions give 𝑠 =𝑑, so 𝑥 +𝑑 =𝑥 +𝑠. The strict condition 𝑑 <𝑠 in the four-prime count fails;
that case requires a three-prime count instead. Zero density itself is
already known for every fixed ℎ ≥1
and 𝑟 ∈ℤ: apply Schlage-Puchta’s
lemma above to the nonzero polynomial 𝑥ℎ −𝑥0 −𝑟. Thus the finite reduction
should not be read as leaving that upper bound open. Neither upper bound
supplies the late occurrences or weighted-tail separation required for
irrationality.
For the perturbation claim, first suppose that 𝑎 has fixed-block nonconcentration and
every correction is either 0 or a
fixed integer 𝑀 ≥1. For a fixed
𝑟 ∈ℤ, an equality 𝑏𝑛+1 −𝑏𝑛 =𝑟 then requires 𝑎𝑛+1 −𝑎𝑛 ∈{𝑟 −𝑀,𝑟,𝑟 +𝑀}. Each of
these three equalities holds on a set of density zero. The general
argument uses the same finite-union step for translated polynomials.
Theorem 8.3 (nonconcentration is
perturbation-stable). Let 𝑎 :ℕ →ℤ have fixed-block
nonconcentration, let 𝐸 ⊂ℤ be
finite, and let 𝑏𝑛 =𝑎𝑛 +𝑒𝑛 with
𝑒𝑛 ∈𝐸 for every 𝑛. Then 𝑏 has fixed-block
nonconcentration.
Proof. Fix 𝑘 ≥0 and a
nonzero 𝐹 ∈ℤ[𝑥0,…,𝑥𝑘]. For
a tuple 𝐞 =(𝑒(0),…,𝑒(𝑘)) ∈𝐸𝑘+1 put 𝐹𝐞(𝑥0,…,𝑥𝑘) =𝐹(𝑥0 +𝑒(0),…,𝑥𝑘 +𝑒(𝑘)). The
substitution 𝑥𝑖 ↦𝑥𝑖 +𝑒(𝑖)
is a ring automorphism of ℤ[𝑥0,…,𝑥𝑘] with inverse 𝑥𝑖 ↦𝑥𝑖 −𝑒(𝑖), so 𝐹𝐞 ≠0. If 𝐹(𝑏𝑛,…,𝑏𝑛+𝑘) =0 then 𝐹𝐞(𝑎𝑛,…,𝑎𝑛+𝑘) =0 for
the tuple 𝐞 =(𝑒𝑛,…,𝑒𝑛+𝑘), whence
{𝑛:𝐹(𝑏𝑛,…,𝑏𝑛+𝑘)=0}⊆⋃𝐞∈𝐸𝑘+1{𝑛:𝐹𝐞(𝑎𝑛,…,𝑎𝑛+𝑘)=0}.
Each set on the
right has density zero by hypothesis, and there are only finitely many
such sets because 𝐸𝑘+1 is
finite. Their union therefore has density zero. ◻
Finiteness of the correction set is essential to this argument; no
independence between the corrections and the sequence is needed. Without
a restriction on the corrections, the choice 𝑒𝑛 = −𝑎𝑛 would give 𝑏𝑛 =0, which fails nonconcentration even
for the polynomial 𝑥0.
Corollary 8.4 (nonconcentration does not force
irrationality). Fix 𝑀 ≥1 and
𝐾 ≥0, and let 𝑏 be the perturbed sequence supplied by
Theorem 8.1 at
the actual prime gaps. Then ∑𝑛≥0𝑏𝑛2−(𝑛+1) is rational,
𝑏𝑛 =𝑔𝑛 for 𝑛 <𝐾, 𝑏𝑛 −𝑔𝑛 ∈{0,𝑀} and 𝑏𝑛 ≡𝑔𝑛(mod𝑀) for every 𝑛, 𝑏
has fixed-block nonconcentration, and the cumulative sequence 𝑃𝑛 =2 +∑𝑖<𝑛𝑏𝑖 satisfies 𝑝𝑛 ≤𝑃𝑛 ≤𝑝𝑛 +𝑀𝑛 and hence 𝑃𝑛 ∼𝑛log𝑛.
Proof. Theorem 8.1
gives the rational sum, prefix and congruence assertions. Summing 0 ≤𝑏𝑖 −𝑔𝑖 ≤𝑀 and using ∑𝑖<𝑛𝑔𝑖 =𝑝𝑛 −2 gives 𝑝𝑛 ≤𝑃𝑛 ≤𝑝𝑛 +𝑀𝑛. Now 𝑝𝑛 ∼𝑛log𝑛 [17] implies 𝑃𝑛 ∼𝑛log𝑛. The perturbation takes values in the fixed two-element
set 𝐸 ={0,𝑀}, so Theorem 8.3
applies to the actual gaps, which have fixed-block nonconcentration by
Schlage-Puchta’s lemma [18]. ◻
All the corollary’s properties hold for one rational-sum sequence;
the positions 𝑃𝑛 need not be
prime. Taking 𝑀 even also preserves
eventual evenness. In particular 𝑀 =2𝑞 preserves parity and modulus 𝑞, with 𝑏𝑛 ≤𝑔𝑛 +2𝑞. Nonconcentration remains a
fixed-polynomial, fixed-block assertion, not a uniform estimate for
growing families.
Proposition 8.5 (nonconcentration under sparse
changes). Let 𝑎,𝑏 :ℕ →ℤ
agree off a set 𝑆 of ordinary
density zero. If 𝑎 has fixed-block
nonconcentration, then so does 𝑏.
No boundedness assumption on 𝑎 −𝑏 is
needed.
Proof. Fix 𝑘 and a
nonzero 𝐹 ∈ℤ[𝑥0,…,𝑥𝑘]. The
two blocks agree unless 𝑛 +𝑖 ∈𝑆
for some 0 ≤𝑖 ≤𝑘. Consequently
|
|
|{𝑛<𝑁:𝐹(𝑏𝑛,…,𝑏𝑛+𝑘)=0}|
|
|≤|
|
|{𝑛<𝑁:𝐹(𝑎𝑛,…,𝑎𝑛+𝑘)=0}|
|
|+𝑘∑𝑖=0|𝑆∩[𝑖,𝑁+𝑖)|.
The first count is 𝑜(𝑁) by nonconcentration for 𝑎; the remaining finitely many counts are
𝑜(𝑁) because 𝑆 has density zero. The count concerns
the event 𝐹 =0, not the sizes of
𝐹 or the corrections. The sequence
𝑏 is already fixed, so this holds
for every fixed 𝐹,𝑘, without a
uniform estimate for growing polynomial families or block lengths. ◻
Corollary 8.6 (a rational sum with the stated
prime-gap statistics). For every prescribed finite prime-gap prefix
and 0 <𝜀 ≤1, there is
an altered sequence 𝑏 =𝑔 +𝑒, with
𝑃𝑛 =2 +∑𝑖<𝑛𝑏𝑖, for which
one can simultaneously impose a rational dyadic value, nonnegative
integer corrections eventually at most (log(𝑛 +3))𝜀, all fixed
eventual coefficient and cumulative congruences, fixed-block polynomial
nonconcentration, and vanishing total variation distance between
unnormalised block distributions for lengths 𝑜(loglog𝑋). The cumulative positions
satisfy
0≤𝑃𝑛−𝑝𝑛=𝑂𝜀(𝑛(log(𝑛+3))𝜀loglog𝑛),𝑃𝑛∼𝑛log𝑛.
Proof. Apply Theorem 2.1
to the actual gaps, choose a rational target in its interval, and fix
the resulting 𝑏 =𝑔 +𝑒.
Proposition 8.5
then transfers Schlage-Puchta’s nonconcentration [18] to this one sequence, for every
fixed polynomial and block length. To obtain the cumulative support
bound, split [√𝑛,𝑛) into
dyadic intervals, use loglog𝑥 ≍loglog𝑛 there, and bound the first √𝑛 indices trivially. Thus |𝑆 ∩[0,𝑛)| =𝑂(𝑛/loglog𝑛). The
pointwise correction bound gives the displayed estimate, including a
fixed constant for the exceptional prefix. Since (log𝑛)𝜀−1/loglog𝑛 →0
for 0 <𝜀 ≤1, the prime
number theorem [17] gives
the last conclusion. The position series is rational as well: reversing
the order of summation of nonnegative terms gives
∑𝑛≥0𝑃𝑛2𝑛+1=2+∑𝑖≥0𝑏𝑖∑𝑛>𝑖2−𝑛−1=2+∑𝑖≥0𝑏𝑖2𝑖+1∈ℚ.
The finite value on
the right also proves convergence on the left. ◻
The case 𝜀 >1 needs
no new construction: use exponent 1. Its corrections satisfy the larger
allowance, while the stronger error 𝑂(𝑛log(𝑛 +3)/loglog𝑛) =𝑜(𝑛log𝑛) still
preserves cumulative growth. Thus every positive exponent is available.
The construction supplies the support and correction estimates;
Schlage-Puchta’s lemma supplies nonconcentration of the original gaps,
and the prime number theorem supplies their cumulative asymptotic.
For each fixed integer 𝑦 ≥2,
take modulus 𝑦!. Once the
congruence holds and 𝑝𝑛 >𝑦,
gcd(𝑃𝑛,𝑦!) =1 excludes every prime
divisor at most 𝑦. This is stronger
than eventual oddness. The cutoff depends on 𝑦; primality would require this exclusion
up to √𝑃𝑛 at the same index.
Even prime-valued positions could omit intervening primes.
The bounded construction transfers nonconcentration by finitely many
polynomial translates, not by preserving block frequencies. The sparse
construction transfers block laws by leaving most blocks unchanged, with
absolute error tending to zero for 𝑚 =𝑜(loglog𝑋). Neither argument
preserves relative rare-event frequencies or the quantitative
prime-pattern hypotheses in Section 3.