1 Introduction
Countably branching diamond graphs test whether a Banach space can accommodate many separated approximate midpoints at every scale. Each edge is replaced by countably many two-edge paths with common endpoints. A target space that forces these midpoint families away from the sphere must lose some edge stretch at every replacement. The question is what quantity decreases, and how the resulting distortion bound depends on the geometry used to prove that decrease.
We use the normalized diamond \mathcal D_k: the original edge has length one, and the two edges in each replacement path have half the length of their parent. Thus \mathcal D_k has finite depth and countably many vertices; write d_k for its shortest-path metric. A map f has distortion at most D if some s>0 satisfies
The scale s may depend on the map and on k. Its removal by multiplying f by a scalar does not change D.
Our main example applies James’s disjoint-segment norm [6, p. 739] to a forest of finite heights. Let \mathcal T=\coprod_{h\ge1}\mathbb N^{\le h}, with the prefix order within each rooted tree. A segment is the set of consecutive vertices between two comparable nodes. Complete the finitely supported real arrays on \mathcal T in the norm
and call the resulting space J. We consider X=J^* with its given dual norm. On the infinite tree T_\infty=\mathbb N^{<\omega}, including its root, let J_\infty be the completion of the finitely supported real arrays for the same disjoint-segment formula. Define
where e_t^* is coordinate evaluation and the closure uses the dual norm. The companion on midpoint lenses proves the midpoint estimates and the finite-coordinate approximation facts for these two spaces [12]. Section 3 also gives the forest foundations needed for our direct proofs.
James’s original construction uses the infinite binary tree. Girardi proved asymptotic uniform convexity for the coordinate predual and the dual of that binary-tree space [5, Theorems 3 and 5]. The countably branching spaces defined here use their own segment estimates.
Theorem 1.1. For every integer k\ge0, every distortion-D embedding of \mathcal D_k into either X or B_\infty satisfies
In both cases the input is the following tail inequality. A finite set H is ancestral if it contains every ancestor of each of its vertices; P_H retains its coordinates and Q_H=I-P_H. If P_Hp=p, then
It holds for arbitrary displacements y. In a symmetric lens \{z:\|x\pm z\|\le R\} containing infinitely many separated deviations, two projected deviations can be made arbitrarily close, and their half-difference remains in the same lens. This turns the tail inequality into a loss in squared edge stretch. Section 2.3 gives the complete deduction. The coefficient 1/4 results from retaining the full quadratic budget in this calculation.
1.1 Midpoint methods and earlier work
Diamond graphs connect metric embeddings with convexity of Banach-space norms. For binary diamonds, Lee and Naor obtain quantitative lower bounds in L_p, 1<p\le2, by summing a convexity inequality over the replacement levels [8, Lemma 2.2]. Johnson and Schechtman characterize superreflexivity by the failure of uniformly bounded binary-diamond embeddings; their lower-bound proof iterates a modulus-of-convexity estimate [7, Section 4]. The countably branching graphs studied here make a further selection possible: infinitely many midpoint images can be compared after their projections onto a fixed finite-dimensional space have become arbitrarily close.
Dilworth, Kutzarova, Randrianarivony, Revalski, and Zhivkov introduced asymptotic midpoint uniform convexity and characterized it by uniform smallness of the noncompactness of symmetric approximate-midpoint sets [4, Theorem 2.1 and Definition 2.2]. In finite-codimensional terms, for each t>0 there is \delta>0 such that every unit center x admits a finite-codimensional subspace on whose unit directions y one has \max\{\|x+ty\|,\|x-ty\|\}\ge1+\delta. Replacing the maximum by \|x+ty\| gives asymptotic uniform convexity. Baudier, Causey, Dilworth, Kutzarova, Randrianarivony, Schlumprecht, and Zhang turn this property into a countably branching diamond obstruction [2, Section 4]. Their Theorem 4.1 includes a quantitative conclusion: a midpoint modulus bounded below by a positive multiple of t^p for 0<t<1, with 1<p<\infty, gives distortion bounded below by a positive multiple of k^{1/p}. Their proof combines control of midpoint sets with an iterated improvement of endpoint distances. The slope-loss arguments here use that mechanism and retain the constants furnished by the stated vector estimates. Malthaner gives another proof of the power-type lower bound through coloring, a path lemma, and separated approximate-midpoint configurations [9, Theorem 3.5 of arXiv v2]. He also proves a power-type obstruction for metric targets satisfying a diamond inequality [9, Equation (2) and Theorem 3.7 of arXiv v2]. The squared-lens inequality used here is its p=2 Banach-space form; our coefficient comes from the stated norm-specific tail estimate.
Converse embedding results use additional geometry. For reflexive spaces with unconditional asymptotic structure, Baudier et al. characterize existence of an equivalent asymptotically uniformly convex norm by the failure of uniformly bounded diamond embeddings [2, Corollary 5.3]. Swift extends the characterization to countably branching bundle graphs with these hypotheses [15, Corollary 3.4 and Theorem 6.9]. Perreau gives a dual characterization for separable Y when Y^* has weak-star unconditional asymptotic structure, and a characterization for reflexive spaces with unconditional asymptotic structure [13, Theorems 4.8 and 5.3]. These assumptions remain part of the corresponding converses.
Normalized diamond slopes also occur in the sprawling-tree construction of Basset, Lancien, and Procházka [1, Definition 3.7 and Proposition 6.4]. Our direct proofs specialize that construction to finite height and then supply coordinate selections, primal corrections, and predictions of atomic segment coefficients for the norms considered here.
We distinguish numerical conventions for the midpoint modulus. Dilworth et al. [4, Definition 2.2] and Baudier et al. [2, Section 4] use the maximum of the two signed norms. The Baudier–Lancien book manuscript uses their average [3, Definition 5.1.15 of arXiv v1]. An average lower bound implies the corresponding maximum lower bound; each application below specifies which estimate it uses.
1.2 Direct proofs and the organization of the paper
The forest also admits direct graph arguments that construct their own energy budgets. These proofs use the segment norm itself, without invoking the companion’s midpoint inequality. The common first step is to select one replacement path at each retained edge. Infinite branching permits coordinate choices at this step; subsequent descent uses only the two half-edges of each selected path.
Sections 3 and 4 develop the forest foundations and two primal-test constructions. A test is a finitely supported vector in J, evaluated by the current slope in X. One construction adds a correction at the first vertices outside a finite head, so that a gain in evaluation costs only a bounded increase in the squared test norm. The other balances prefix sums at each dyadic size and bounds the final accumulated test by charging segment sums to their largest encountered size. Both compare growing evaluations with the norm of the test.
Section 5 uses a different budget. Fair choices between the two half-edges make the selected slopes a finite martingale. After projection to a common finite head, the terminal slopes are represented exactly by random sums of disjoint-segment functionals whose squared coefficients sum to at most one. As more of a segment’s location is revealed, conditional predictions of its coefficient have bounded total squared change. Counting segment endpoints, or only segment starts, finds an interval of levels where this prediction energy cannot sustain all the large new coordinate layers selected from the graph. The coordinate selections and test estimates here are specific to our norm.
Section 6 then treats the linear path-cost norm. It states each imported energy estimate alongside the graph construction that meets its support and timing hypotheses. Some constructions keep the exact graph slopes and allow small tails outside a head; others replace the slopes by finitely supported approximations while preserving their exact averaging identity.
Section 7 collects the remaining midpoint transfers after these direct proofs. They distinguish squared or higher-power losses, a fixed contraction from a separated lens, and growth of an actual child slope. Sections 8 and 9 introduce the other path-cost, segment-start and recursive-array norms and apply these transfers. Each application states its intrinsic input from the complete companions on bounded tree potentials or recursive potentials. Linear and quadratic path costs, free and fixed joining roots, and different child-aggregation exponents give different norms; the stated constants belong to those specified norms and inputs. Appendix A records the alternative forest midpoint arguments and their individual quantitative or qualitative losses.
2 From infinitely many midpoints to diamond distortion
A symmetric midpoint estimate becomes a graph obstruction because each edge of a countably branching diamond has infinitely many replacement midpoints. Finite-dimensional compactness lets us compare two of them while making any prescribed finite set of coordinates negligible. We give the transfer with all scaling factors and deduce the principal squared-loss bound. Section 7 develops further ways to accumulate midpoint estimates. These are instances of the midpoint method for countably branching diamonds; see [2, Section 4]. The quantitative constants below come from the estimates stated here.
For x\in X and R\ge0, write \mathcal L_R(x)=\{z\in X:\|x+z\|\le R,\ \|x-z\|\le R\} for the symmetric R-lens at x. Its members are deviations from the common midpoint, rather than the two endpoints themselves.
2.1 The graph and its slopes
Let \mathcal D_0 consist of two vertices joined by an edge of length one. To obtain \mathcal D_{j+1}, replace every edge [a,b] of \mathcal D_j by paths [a,m_i,b], indexed by i\in\mathbb N, whose middle vertices are distinct and new. Both new edges have half the length of their parent. Let d_k be the shortest-path metric on the vertices of \mathcal D_k. We call an edge present at stage j a stage-j edge; it need no longer be an edge at stage k>j.
Distances between old vertices are unchanged at a replacement. Indeed, an old path can be replaced by paths of the same total length. Conversely, a path between old vertices consists of two-edge portions through new vertices; each portion either returns to the same old vertex or traverses the endpoints of one old edge. Compressing these portions gives an old walk of no greater length. It follows that a stage-j edge has endpoint distance \ell_j=2^{-j} in \mathcal D_k. Its distinct replacement midpoints have mutual distance \ell_j, and distance \ell_j/2 from either endpoint. At their introduction the assertion is immediate because two distinct middle vertices are nonadjacent, and every incident edge has length \ell_j/2; subsequent replacements preserve it.
Figure 1: One normalized diamond replacement, with only three of the countably many paths shown. Each new edge has length \ell/2. The old endpoints remain at distance \ell, and any two distinct new middle vertices also have distance \ell. The drawing is schematic.
The normalized metric d_k defined above differs by the global factor 2^{-k} from the convention in which every edge of the final graph has length one. In that convention old-vertex distances double at each replacement and a stage-j edge has represented length 2^{k-j}. Both conventions give exactly the same embedding distortion.
Suppose f:\mathcal D_k\to X, s>0 and D\ge1 satisfy
The lower inequality is required for all pairs, including distinct replacement midpoints. Dividing f by s gives the noncontracting normalization d_k\le\|f(u)-f(v)\|\le Dd_k. Dividing instead by Ds gives lower factor \alpha=1/D and upper factor one. We use both normalizations and state which one is in force.
Orient the original edge and orient every replacement path consistently. For a parent edge [a,b] of represented length \ell, define
Its child slopes are x+z_i and x-z_i. Under lower factor \alpha,
Every slope lies between \alpha and the upper embedding factor. The sequence (z_i) is bounded, since each z_i is half the difference of two child slopes.
2.2 The finite-dimensional pair selection
The next observation records the approximation errors that will be used throughout. It requires bounded finite-rank projections, rather than contractivity of the complementary projections.
Lemma 2.1. Let X be a Banach space, R>0, and let (z_i)_{i\in\mathbb N} satisfy \|x\pm z_i\|\le R with \|z_i-z_j\|\ge\varepsilon>0 for i\ne j. Every half-difference w=(z_i-z_j)/2 with i\ne j satisfies \|w\|\ge\varepsilon/2 and \|x\pm w\|\le R. Fix \eta>0. The following two selections are available.
- 1.
Suppose p has finite support, \|p-x\|<\eta, and P is a bounded finite-rank coordinate projection satisfying Pp=p. There are distinct i,j for which, with w=(z_i-z_j)/2 and y=w-Pw,
\|Pw\|<\eta,\quad \|y\|\ge\varepsilon/2-\eta,\quad \|p\|\ge\|x\|-\eta,\quad \|p\pm y\|\le R+2\eta. \tag{2.4} - 2.
If F is a closed finite-codimensional subspace, there are distinct i,j whose half-difference satisfies \operatorname{dist}(w,F)<\eta. This selection requires no coordinate structure on X.
Proof. For the common endpoint bound use
In the first selection, the bounded sequence (Pz_i) has two distinct members at distance less than 2\eta, because bounded subsets of a finite-dimensional space are totally bounded. This gives the first inequality in (2.4) and hence the second. Replacing x by p and w by w-Pw costs less than 2\eta. The last assertion follows by applying the same argument to the bounded images of z_i in the finite-dimensional quotient X/F.
2.3 The quadratic loss from the pooled atomic estimate
For the segment forest space, the pooled atomic estimate has the form
Here H is finite and ancestral, Q_H=I-P_H, and the displacement y is arbitrary. The estimate is supplied by the joint-budget theorem in the companion on midpoint lenses [12, Theorem 1.1]. Its target is the projected tail Q_Hy; an individual endpoint-law estimate is not being used with an arbitrary head.
The same companion establishes, for both the finite-forest dual and the infinite-height closed coordinate span, density of finite coordinate vectors and contractivity of P_H and Q_H for ancestral H. Thus P_Hx can approximate any center x: take a finite coordinate approximation and let H contain its support and all its ancestors. These approximation properties refer to each space with its own norm.
Lemma 2.2. In the finite-height segment forest dual, every infinite \varepsilon-separated symmetric R-lens satisfies
The same lens conclusion holds for the infinite-height closed coordinate span with its own segment-dual norm and finite-head approximation theorem.
Proof. Fix 0<\eta<\varepsilon/2 and choose H so that p=P_Hx has \|p-x\|<\eta. Choose two deviations with w=(z_i-z_j)/2 satisfying \|P_Hw\|<\eta. Then \|Q_Hw\|\ge\varepsilon/2-\eta and \|p\pm w\|\le R+\eta, because \|x\pm w\|\le R. Apply (2.5) to the arbitrary displacement w:
Letting \eta\downarrow0 proves (2.6). The same argument applies with the infinite-height coordinate span’s own version of (2.5).
Proof of Theorem 1.1. Normalize to lower factor one and upper factor D. Let R_j be the supremum of stage-j slope norms. Every parent slope is the center of a 2-separated lens whose endpoints have norms at most R_{j+1}. Thus \|x_e\|^2+1/4\le R_{j+1}^2 for every parent. Only now take the supremum: R_j^2+1/4\le R_{j+1}^2. Since R_0\ge1 and R_k\le D, summing gives D^2\ge1+k/4. No supremum need be attained. The infinite-height statement uses exactly the same scalar argument with that space’s proved version of (2.5); no identification with the full infinite-height dual is required.
The 1/4 coefficient comes from retaining the joint quadratic budget in (2.5). The direct graph-energy arguments follow next. General transfer rules and alternative forest estimates appear in Section 7 and Appendix A.
3 The segment forest and its atoms
The direct graph arguments below use the same finite-height segment forest, with James’s disjoint-segment norm [6, p. 739]. We first give its norm and the two forms of its atomic unit ball that the arguments need.
Let
where each component has its own root and is ordered by extension. A segment is a set [a,b]=\{t:a\le t\le b\} with a\le b in one component. Disjoint segments need only be disjoint as sets. A set is ancestral if it contains every ancestor of each of its vertices. On real finitely supported arrays define
where the supremum runs over finite disjoint families of segments. Let J be its completion and X=J^*. Write e_t^* for the coordinate functional and s_I^*=\sum_{t\in I}e_t^*, with s_\varnothing^*=0. We recall the elementary facts that the argument needs, including the exact form of the atomic representation.
Lemma 3.1. The spaces J and X are reflexive, and finite coordinate arrays are dense in both. If a set B\subset T meets each segment in either a segment or the empty set, its coordinate projection P_B is contractive on both spaces. For an antichain V, the coordinate space supported on V has its \ell_2(V) norm in both spaces. In particular,
for every disjoint segment family. Call a vector on the left with \sum_I\lambda_I^2\le1 an atom. The unit ball of X is the norm-closed convex hull of the atoms. If S is finite and ancestral, the unit ball of P_SX is the convex hull of atoms whose segments lie in S; every point has a finite convex representation.
Proof. Singleton tests give the lower estimate in
For the upper estimate apply Cauchy–Schwarz on every segment and use its length at most n+1, followed by disjointness. Norm squares add over the components: one inequality follows by restricting each segment family to each component, and the reverse inequality follows by combining families that approximate the component suprema. Thus J is the \ell_2-sum of spaces isomorphic to \ell_2(T_n). The dual of an \ell_2-sum is the \ell_2-sum of the duals: Cauchy–Schwarz gives the upper norm bound and finite coordinate tests give the reverse bound. Applying this description to the bidual proves reflexivity, and truncation first in components and then in coordinates proves density in J and X.
Intersecting a disjoint segment family with B proves contractivity on J, hence on X by duality. This applies to ancestral sets, their complements, differences of nested ancestral sets, and antichains. Each segment meets an antichain in at most one point, so singleton tests identify its \rho norm with \ell_2; duality and the contractive projection give the same identification in X. Equation (3.2) follows directly from Cauchy–Schwarz and (3.1).
The supremum of pairing with the atoms equals the right side of (3.1). If their norm-closed convex hull omitted a point of the unit ball, Hahn–Banach separation would give a separating functional in X^*=J, contradicting this equality. Here reflexivity is used to identify the separating functional with an element of J. For finite ancestral S, the same argument is finite-dimensional: projection clips atoms to atoms in S, and the family of atoms in S is compact, being a finite union of continuous images of finite-dimensional Euclidean unit balls. Its convex hull is compact and equals the coordinate unit ball. Every point therefore has a finite convex representation.
For ancestral S put Q_S=I-P_S. Finite-support density and contractivity imply that, for a finite collection of vectors and any \eta>0, a finite ancestral S makes every Q_S-tail smaller than \eta. Indeed, take finite approximations and add all ancestors of their supports; each vertex has only finitely many ancestors.
4 Direct descent with primal tests
The next two arguments follow actual edges of a diamond and construct a test vector at each step. Earlier diamond obstructions include Lee–Naor’s telescoping squared-distance inequality [8, Lemma 2.2] and Johnson–Schechtman’s iterated modulus-of-convexity estimate [7, Section 4]. Here the accumulated evaluation is compared with the cost of its primal test. The first argument pays a bounded squared-norm cost for each increase in its evaluation. The second balances prefix sums of comparable sizes and controls the final test all at once.
4.1 The graph slopes
For an oriented parent edge of represented length \ell, use the slope x and deviations z_j of Section 2.1:
In the noncontracting normalization all slopes have norm at most D and the deviations are 2-separated. After division by D, these bounds are one and 2/D. The symmetric splitting is the finite-level version of the sprawling-tree construction in [1, Definition 3.7 and Proposition 6.4].
The selections below use the same compactness step as Lemma 2.1: two bounded projections onto a fixed finite head can be made arbitrarily close. Their separated full vectors then have a large tail difference, so at least one has a large tail. This choice requires the infinitely many middle vertices. Once a middle vertex has been selected, either sign in (4.1) follows an actual child edge.
4.2 A correction at the first fresh roots
The correction controls the extra squared cost of segments crossing the head boundary. Its value is placed at each first exterior vertex. For crossings with a large head sum, the proof either makes the cross term nonpositive or controls it by splitting the head portion.
Lemma 4.1. Suppose v,u\in c_{00}(T), v=P_Av, and u=Q_Au, where A is finite and ancestral. There is c=Q_Ac\in c_{00}(T) such that
Proof. The complement of A is the disjoint union of subtrees U_d whose roots are its first vertices. Put u_d=u|_{U_d} and a_d=\rho(u_d). Independent segment tests in these subtrees give \sum_d a_d^2=\rho(u)^2; only finitely many terms are nonzero. If d has parent p\in A, examine the suffix sums V_d(h)=\sum_{q\in[h,p]}v(q). If some suffix has absolute sum greater than 2a_d, choose the shortest such suffix, with initial vertex h_d, and set
Otherwise set c_d=0, also when d has no parent in A. Let c=\sum_dc_de_d. The roots d are incomparable, so \rho(c)^2=\sum_dc_d^2\le\rho(u)^2.
Fix a disjoint segment family testing v+c+ru. Segments wholly outside A cost at most 4\sum_da_d^2 in squared sum, since \rho(c_de_d+ru_d)\le2a_d. A crossing into U_d has head sum P and tail sum Q, with |Q|\le2a_d. We claim that
where E is the squared-sum test of one or two disjoint subsegments of the original head portion. If |P|\le2a_d, use E=P^2, since 2|PQ|+Q^2\le12a_d^2. Otherwise the preferred suffix exists. If its sum has the same sign as P, the choice of c_d gives PQ\le0, and again E=P^2 suffices. In the remaining case let P'=V_d(h_d). The preferred suffix lies properly inside the head portion: the latter qualifies, and the former is shortest and has the opposite sign. Splitting there gives
Adding Q^2\le4a_d^2 proves the claim in this case as well. All the replacement head segments remain disjoint. Their total squared test, including the unchanged segments in A, is at most \rho(v)^2. At most one crossing uses each fresh root d. Combining the crossing cost 12\sum_da_d^2 and the wholly exterior cost proves (4.2).
Proposition 4.2. Every embedding of \mathcal D_k into X with distortion at most D satisfies k\le256D^2.
Proof. Rescale to upper Lipschitz constant one and lower constant 1/D. Start at the initial edge with test v=0. At a current edge of slope x, enlarge a finite ancestral A to contain the support of v and make \|Q_Ax\|<1/(4D). In (4.1), choose two deviations whose head projections are less than 1/(2D) apart. Since the deviations are 2/D-separated, at least one of them, denoted z, has \|Q_Az\|>1/(2D). Finite-support density in J and contractivity of Q_A supply u=Q_Au\in c_{00}(T) with \rho(u)\le1 and z(u)>1/(2D).
Apply Lemma 4.1. Because \rho(c)\le1, |x(c)|<1/(4D). Averaging the two matching evaluations gives
Choose a sign attaining at least this average, follow that actual child edge, and replace v by v+c+ru. Each step increases \rho(v)^2 by at most 16. After k steps the evaluation is at least k/(4D), whereas the final slope has norm at most one and the final test has norm at most 4\sqrt{k}. Hence k\le256D^2.
4.3 Balancing dyadic sizes along a random descent
The next construction does not control the increase of the test norm at an individual step. It controls prefix sums separately at every dyadic size, then bounds any segment by charging its largest size to a root through which that segment passes.
Proposition 4.3. Every noncontracting D-Lipschitz embedding of \mathcal D_k into X satisfies D>\sqrt{k}/144 for k\ge1.
Proof. We descend at random, choosing a fair sign after selecting a middle vertex. Write x for the current slope and G for the accumulated test, initially zero. Along a fixed history, the preceding tests lie in finite blocks Q\setminus P with ancestral endpoints, and every new P contains the previous Q. Enlarge P until \|Q_Px\|<1/32. By the separation in (4.1) and finite-dimensional total boundedness, choose a deviation z with \|Q_Pz\|\ge3/4. There is a finite test g supported in a block Q\setminus P such that
Here Q is a finite ancestral enlargement containing the support of g; both choices are made before tossing the next sign.
Decompose the block into its connected tree components C. If r_C is the root of C, define
Ignore components with A_C=0. Choose a power of two B_C with A_C\le B_C<2A_C. Disjoint root-prefix tests give \sum_CA_C^2\le1. Differencing the potentials \max(p_C,0) and \min(p_C,0) gives arrays g_C^+,g_C^- with g|_C=g_C^++g_C^-. On every subsegment, either array has sum in absolute value at most the absolute value of the corresponding sum of g, since both scalar truncations are 1-Lipschitz.
To state the balancing rule precisely, call a component earlier if it was selected before the current update. Label each earlier component by its bin size and, for every vertex v and dyadic size B, put
The invariant is |S_B(v)|\le B for every v. Before adding a new component C, the sum of earlier bin-B_C contributions above its root r_C is fixed; choose a weak sign opposite to this sum, with either choice at zero. Allow the new test on C to be zero or either of g_C^+,g_C^- oriented so that all its prefix sums have this chosen sign. Each such prefix has magnitude at most B_C.
This preserves the invariant at every vertex. All earlier supports lie in P, so their prefix contribution is constant through C. Adding an opposite-sign quantity of magnitude at most B_C keeps its absolute value at most B_C. In a gap there is no new contribution; an ignored component has g|_C=0. Beyond Q, the new prefix is the one at its last ancestor in Q, or zero when there is no such ancestor. Thus the same bound holds after every update, for every ancestor path.
The sign restriction is fixed before the next fair sign s\in\{-1,1\}. For each C, choose an allowed option maximizing s z on that component; let w be the resulting increment. The choice depends on s. Nevertheless \rho(w)\le1: every tested segment meets this block in a segment in one component, and the preceding contraction estimate applies simultaneously to disjoint tests. If a,b are the evaluations under z of the two oriented offers in a component, then
Sum over C and use (4.3) to obtain \mathbb E_s[s z(w)]>1/8. Also |x(w)|<1/32 and \mathbb E_s[s z(G)]=0. Thus the next actual slope x+sz satisfies
After k steps the expected evaluation exceeds k/16. The entire probability space has only 2^k outcomes.
It remains to bound \rho(G) for every final outcome. Fix any finite disjoint segment family. On a segment, first separate the portion lying in the component that contains its initial vertex, if this is a nonignored component. Across all segments these initial portions have squared-sum total at most k: grouping them by construction step gives disjoint tests of an increment of norm at most one. The remainder of a segment enters every nonignored component it meets at its root, since all blocks have ancestral endpoints and are successively outside previous blocks. For a bin of size B, its sum on this remainder is a difference of two values of S_B, hence has magnitude at most 2B. A remainder meeting no nonignored component contributes zero. Otherwise, if B_* is the largest encountered bin, geometric summation gives a total magnitude at most 4B_*. Charge the square of this bound to an encountered component with size B_*. Two disjoint segments cannot charge the same component: both would contain its root. Since
the remaining portions have squared-sum total at most 64k. The Euclidean triangle inequality for the vector of segment sums now gives \rho(G)\le\sqrt{k}+8\sqrt{k}=9\sqrt{k}.
Every final slope has norm at most D, so every final evaluation is at most 9D\sqrt{k}. Comparison with its expectation gives k/16<9D\sqrt{k}, as claimed.
5 Direct graph obstructions from atomic prediction energy
We give two direct proofs that the countably branching diamonds do not embed with uniformly bounded distortion into the finite-height segment-forest dual. Both proofs first select finitely many edge slopes from the infinitely branching graph. An atomic representation then turns these slopes into conditional means. The first proof counts segment endpoints and predicts the coefficients of segments crossing a long interval of layers. The second counts segment starts and follows each segment until it terminates. Their energy estimates concern these finite martingales; no midpoint-modulus estimate is needed.
Theorem 5.1. For the real space X defined by (3.1), no finite D has the following property: for every k\ge1 there are a map f_k:\mathcal D_k\to X and a scalar a_k>0 such that
Rescaling by D a_k reduces the theorem to excluding maps satisfying
Necessarily D\ge1. The graph normalization and old-vertex distance calculation in Section 2.1 apply throughout. Orient the edges consistently and write their normalized slopes as in (2.2). They have norm at most one, and each retained parent has the symmetric children
At every retained edge choose one replacement path, retain both its slopes, and then descend by fair binary choices. The resulting random slopes M_0,\ldots,M_k form a martingale, because the two children average to their parent. Let \mathcal F_i record the first i binary choices. Every history at level i has probability 2^{-i}, and each history has two children of conditional probability 1/2. Infinite branching is used only to select a suitable replacement path before this finite probability space is formed.
Lemma 5.2 (A finite slope martingale and its exact atomic law). Suppose a depth-k embedding satisfies (5.1). For every 0<\eta<1/(4D) one can select a fair binary slope martingale (M_i)_{i=0}^k, nested finite ancestral sets S_0\subseteq\cdots\subseteq S_k, and a finitely valued random atom Z supported in S_k, such that, with E_i=\mathbb E[\,\cdot\mid\mathcal F_i] and U_i=E_iZ=P_{S_k}M_i,
The unprojected slopes also satisfy \|Q_{S_i}M_i\|<\eta for 0\le i\le k. Every M_i and U_i has norm at most one. The additional terminal sampling used to produce Z is excluded from each \mathcal F_i, including \mathcal F_k.
Proof. Choose a finite ancestral S_0 with \|Q_{S_0}M_0\|<\eta. Suppose that the selected level-(i-1) slopes have tails smaller than \eta outside a common finite ancestral S_{i-1}. For each such parent x, the first-child slopes x+d_j in (5.2) have bounded projections to the finite-dimensional space P_{S_{i-1}}X. Two distinct projections are within 2\eta. Their tail difference has norm at least 2/D-2\eta, so one first-child tail has norm at least 1/D-\eta. Retain that path. Since its two slopes add to 2x, the mate’s tail has norm at least 1/D-3\eta.
Only finitely many slopes have now been selected. Enlarge S_{i-1} to a finite ancestral S_i making all their tails smaller than \eta. Writing B_i=S_i\setminus S_{i-1}, both children satisfy
Repeat through level k. All sets are common to an entire level, not chosen after its final random history.
The finite-support martingale P_{S_k}M_i has norm at most one. By Lemma 3.1, at every terminal binary history its value is a finite convex combination of atoms supported in S_k. Enlarge the finite sample space by selecting one atom from that combination and call it
The extra terminal sampling is excluded from every \mathcal F_i, even \mathcal F_k. With E_i=\mathbb E[\,\cdot\mid\mathcal F_i], the tower property gives E_iZ=P_{S_k}M_i. The projections commute, and S_i\subseteq S_k, so the displayed layer lower bounds also hold for U_i. Moreover, Q_{S_{i-1}}U_{i-1}=P_{S_k}Q_{S_{i-1}}M_{i-1}; contractivity gives the first bound. This proves (5.3).
The lemma supplies the same finite martingale for two different energy arguments. In either argument a large child layer is decomposed into three terms: segments charged to the chosen interval, coefficients already predicted from the parent, and the change in their prediction. The first term has a counting budget, the second is controlled by the small parent tail, and scalar L^2 orthogonality bounds the third.
5.1 Endpoint intervals and crossing predictions
We prove Theorem 5.1 first by charging the two endpoints of every terminal atom. Assume that (5.1) is available for every k, with D fixed, and set
Apply Lemma 5.2 with this \eta, write B_i=S_i\setminus S_{i-1}, and write its random atom as
Since 1/D-4\eta>c, we have on every binary history
Take k=ML and partition the layers into M consecutive intervals of length L. A segment has at most two endpoints, so the sum, over these intervals, of its squared coefficient charged to an interval containing an endpoint is at most 2w_I^2. Consequently some interval p\le i\le q, q-p+1=L, has
Call these segments endpoint segments and let Z^{\rm end} be their sum. Put b_0=\sqrt{2/M}. By (3.2),
Here \|V\|_{L^2(X)}=(\mathbb E\|V\|_X^2)^{1/2}; contractive projections and conditional expectations preserve upper bounds in this norm, by Jensen’s inequality.
Every other segment meeting a layer in this interval begins in S_{p-1} and ends outside S_q: heredity puts its first endpoint in S_q, and the absence of either endpoint in S_q\setminus S_{p-1} then forces these two alternatives. Call such segments crossing segments and write Z^{\rm cr} for their sum. On every relevant layer only Z^{\rm end} and Z^{\rm cr} contribute.
For p\le i\le q+1 let A_i be the minimal vertices of S_k\setminus S_{i-1}, and put A_i'=A_i\cap S_i for i\le q. These are finite antichains. Each crossing segment meets every A_i in exactly one vertex, since it begins in S_{p-1} and ends outside S_q. Label it by its vertex r\in A_p. Disjointness allows at most one crossing segment with a given label. Let W_r be its coefficient, and d_i^r its vertex in A_i; in the absence of such a segment put W_r=0 and d_i^r=\dagger for every i.
A later location determines an earlier one by taking its unique A_i-ancestor, with \dagger mapping to \dagger. For each fixed r, the sigma-algebras
therefore increase with i. Define H_{i-1}^r=\mathbb E[W_r\mid \mathcal G_{i-1}^r]. Scalar conditional expectation is orthogonal projection in L^2, whence
Indeed the sum for each r telescopes to at most \mathbb E W_r^2, and the sum of those quantities is at most one. Different labels may use different sigma-algebras; no joint refinement across labels is being asserted.
Let J_i^r be the part of the crossing segment with label r in B_i, empty if the label is absent. It is determined by d_{i+1}^r: the previous location is recovered from it, and the portion runs from d_i^r up to but excluding d_{i+1}^r. If these locations agree the portion is empty. Therefore
Replacing H_i^r by H_{i-1}^r in this expression costs at most h_i in L^2(X), by disjointness, (3.2), and conditional Jensen. Together with (5.6), this reduces the layer estimate to bounding
Fix a history through time i-1. For v\in A_i', let r(v) be its unique A_p-ancestor and let m(v) be the mean of W_{r(v)} conditional on this history and d_i^{r(v)}=v. Set it to zero on an empty conditional event. Write
On either child history, p_i(v)\le2p_{i-1}(v), because that history has half its parent’s probability. The contribution from v to V_i is m(v)p_i(v) times an average of segment functionals starting at v. The descendant subtrees at different v are disjoint. Independently sampling one segment from each of these averages and applying (3.2) before averaging proves
The products in the final sum are precisely the coordinates of E_{i-1}Z^{\rm cr} on A_i'. The antichain norm, the parent-tail bound in (5.5), and (5.6) now give
Combining the three contributions yields, for every p\le i\le q,
By (5.7), some h_i\le L^{-1/2}. Since 2\eta=c/8<c, choose M and then L so that 3\sqrt{2/M}+L^{-1/2}<c-2\eta. This contradicts (5.8) and proves Theorem 5.1.
5.2 Start intervals and terminating segments
A second proof uses a smaller counting budget, one charge per segment, and a different prediction space. It allows old segments to terminate inside the chosen interval. Recording their last vertices is the additional information needed to retain a refining sequence of partitions.
Assume again that (5.1) is available for all k at a fixed D. This time choose
Apply Lemma 5.2, put H_i=S_i and J_i=H_{i+1}\setminus H_i, and write
The common preparation gives the exact conditional-mean identity. Since 1/D=2c_0 and \eta<c_0, its bounds imply
and, in particular, the weaker bounds
We keep this slack in the estimates below. The distinction from the endpoint argument will be that segments may terminate inside the chosen interval; their last vertices must therefore remain in the prediction information.
Take k=NL and divide its steps into intervals r\le i<r+L, where r ranges over 0,L,\ldots,(N-1)L. For each interval put
Every segment has one first vertex, so \sum_r b_r\le1. Fix one such interval. Call a sampled segment old if its first vertex lies in H_r, and new if its first vertex lies in H_{r+L}\setminus H_r. No other segment meets a layer J_i of this interval, by heredity. The new contribution after projection and conditional expectation has L^2(X) norm at most \sqrt{b_r}, because its pointwise norm before conditioning is at most \sqrt{B_r}.
To predict the coefficients of old segments, use the finite set of pairs (\omega,I) with \omega a terminal sample outcome and I an old segment in its sampled atom. Give each such pair mass \Pr(\omega), obtaining a finite measure \mu, and write \lambda(\omega,I)=\lambda_I(\omega). Then
If there are no pairs, all old contributions and all energies below are zero. Otherwise, for r\le i\le r+L, partition this pair set by the binary history through time i and the following tagged status:
- •
if I has a vertex outside H_i, record “active” and its first vertex outside H_i;
- •
if I\subset H_i, record “inactive” and its last vertex.
These partitions refine. An old segment starts in H_r\subset H_i, so a later active entry determines its earlier entry by the ancestor chain. A later inactive endpoint determines whether the earlier status was inactive at that endpoint or active at the first ancestor outside H_i. The tags distinguish these cases.
Let m_i be the mean of \lambda on each positive-mass cell of the ith partition, with arbitrary value zero on empty cells, and define
The inequality is the orthogonality identity for conditional means in L^2(\mu); it does not require \mu to be a probability measure.
The next status determines I\cap J_i. If it is active, this portion ends just before the next entry; if it is inactive, it ends at the recorded last vertex. Its first vertex, when the portion is nonempty, is the first ancestor outside H_i. Equal successive entries, or an endpoint already in H_i, give an empty portion. Thus the clipped segment functional is constant on every cell of the (i+1)st partition, and
Split m_{i+1}=(m_{i+1}-m_i)+m_i. Disjointness of the clipped segments and conditional Jensen bound the first term in L^2(X) by \sqrt{g_i}.
We now bound the second term using the small parent tail. At a fixed history h through time i, possible active entries form the antichain of minimal vertices outside H_i. Only finitely many occur in the finite sample space. Let V be those lying in H_{i+1}, let p_v be the conditional expected number of old segments with entry v, and let m_v be their mean coefficient under \mu conditional on h and this entry. Empty cells give m_v=0. There is at most one such segment per outcome, by disjointness. Hence the coordinates of the conditional old contribution on V are exactly p_vm_v. Its only other contributions in U_i come from new segments. The antichain norm and (5.11) therefore imply
For the new term, this follows from its disjoint-segment bound and conditional Cauchy–Schwarz before restricting to V.
At a child history h' of h, the conditional expected number of old segments with a given previous entry v is at most 2p_v. To see the measure normalization explicitly, if C(h,v) denotes the corresponding cell of pairs, then
since \Pr(h')=\Pr(h)/2. This fairness assertion concerns the original binary probability, not the pair measure \mu.
The contribution with coefficient m_i at h' is consequently, for each v\in V, m_v times a nonnegative mixture of segment functionals starting at v, of total mass at most 2p_v. Add a zero functional to make this mass exactly 2p_v, when needed. Choose independently one term per v from the normalized mixtures. Distinct v lie in disjoint descendant subtrees, so (3.2) bounds every such sum by 2(\sum_v|p_vm_v|^2)^{1/2}. Averaging and then applying (5.13) gives an L^2(X) bound 4\eta+2\sqrt{b_r} for this term. Adding the prediction difference and the new contribution proves
Choose L>4/\delta^2 first. Then choose N large enough that 3/\sqrt N<\delta/4, and take k=NL. Some interval satisfies b_r\le1/N, since \sum_r b_r\le1. For this interval, (5.9) and (5.14) force \sqrt{g_i}>\delta/2 at every step. This contradicts (5.12), because
This completes the second proof of Theorem 5.1.
The two estimates retain different information. In the endpoint proof, the selected interval has endpoint energy at most 2/M, all surviving segments cross the entire interval, and the coefficient predictions are scalar martingales for each boundary label. In the start proof, total start energy is at most one, segments may terminate inside the interval, and prediction uses their refining active or inactive statuses on a finite measure space. These are direct obstruction arguments with their respective parameter choices; neither calculation above asserts an asymptotic midpoint modulus.
6 Fresh coordinate layers along diamond slopes
We now use the linear path-cost space. Its intrinsic estimates control either a fresh part of a finite martingale or the squared-norm increase of a symmetric split. The graph arguments below supply precisely those inputs, with their separate support and measurability conditions.
For T_n=\mathbb N^{\le n}, including its root, let b_t=\sum_{s\preceq t}e_s and
The infimum ranges over real h\in\ell_2(T_n) and \alpha\in\ell_1(T_n); it need not be attained. The intrinsic estimates below allow arbitrarily close decompositions. This definition is the linear path-cost model of [10, Propositions 5.1 and 5.2]. In particular, that paper proves the equivalence with the bounded global-test norm on each finite-height component. No infinite-height completion is substituted for this Hilbert sum.
For a finite ancestral set A in the forest, P_A is contractive on X_{\rm lin}: it restricts a Hilbert vector and truncates every b_t to another root path or zero. Finite coordinate vectors are dense because \|z\|_2/\sqrt{n+1}\le L_n(z)\le\|z\|_2 on each component. Thus the P_A approximate the identity strongly. For A\subseteq B, the layer projection is P_{B\setminus A}=P_B-P_A and has norm at most two. The tail projection I-P_A also has norm at most two.
We use three forms of coordinate selection. Exact graph slopes can be paired with windows chosen at the current history, or with one head fixed across a whole level. Estimates requiring exact support instead use finite approximations: the approximating slopes retain the exact parent–child averaging identity, and the next support is fixed before the next sign. We give each intrinsic estimate immediately before the construction that meets its hypotheses.
Throughout, the probability space is a uniform finite sign cube, \mathcal F_i records its first i signs, and a dyadic martingale satisfies W_i=\mathbb E[W_m\mid\mathcal F_i]. The estimates are the separate sign-prediction, variation, and stopping arguments proved in [10]; no constant is transferred between these proofs.
6.1 Exact slopes with adaptive windows
The weighted sign-prediction estimate [10, Theorem 6.4] supplies an absolute constant C_{\rm sign} such that, for finite ancestral windows A_i\subseteq B_i measurable with respect to \mathcal F_i, with B_i\subseteq A_{i+1} whenever i+1<m,
There is no support assumption on W_i and no specified numerical value for C_{\rm sign}.
Suppose f:\mathcal D_k\to X_{\rm lin} is noncontracting and D-Lipschitz, where k\ge1. We recursively select a middle vertex at each encountered edge, then choose a half-edge by a fair sign. The resulting true slopes W_i form a dyadic martingale and satisfy \|W_i\|\le D. At a history of length i, choose a finite ancestral A_i, containing B_{i-1} when i\ge1, with \|(I-P_{A_i})W_i\|\le2^{-k}. For each middle vertex consider its two child slopes. The first-child sequence is pairwise 2-separated, as is the second-child sequence. Each sequence has only finitely many members with tail norm at most 1/2: infinitely many such members, together with compactness of their bounded head projections, would give a pair at distance less than 2. Thus one middle vertex has both child tails greater than 1/2.
Before tossing the next sign, enlarge A_i to a finite ancestral B_i capturing these two child tails closely enough that
on either outcome. For the parent, P_{B_i\setminus A_i}W_i=P_{B_i}(I-P_{A_i})W_i, so its layer norm is at most 2^{-k}. All windows are known before the next sign and are disjoint along each complete history. Applying (6.1) therefore gives
The constant remains independent of k and D.
6.2 Exact slopes with a common head at each level
For fixed finite ancestral A_0\subseteq\cdots\subseteq A_m, with E_i=A_i\setminus A_{i-1}, the deterministic-head leakage estimate [10, Theorem 6.5] is
It imposes no support restriction on the martingale.
Return to the noncontracting normalization and keep the true slopes W_i, so \|W_i\|\le D. Put \varepsilon=\min\{1/8,1/\sqrt{k}\}. Once the finitely many slopes at level i have been selected, choose a single finite ancestral A_i containing A_{i-1} when i\ge1 and satisfying
for every history at that level. At each current edge the first-child slopes are pairwise 2-separated. Two have head projections less than 1/2 apart; one therefore has tail norm at least 3/4. Keep that middle vertex and its two half-edges as the next fair choice. After all choices at this level, enlarge the common head to approximate all next slopes as well.
For E_{i+1}=A_{i+1}\setminus A_i, the first-child outcome satisfies \|P_{E_{i+1}}W_{i+1}\|\ge3/4-\varepsilon\ge1/2. This outcome has conditional probability one half. On all outcomes the parent layer norm is at most \varepsilon, because P_{E_{i+1}}W_i=P_{A_{i+1}}(I-P_{A_i})W_i. The sets A_i are fixed across each level, exactly as required by (6.3). It follows that
6.3 Supported approximations with predictable heads
The predictable-layer estimate [10, Theorem 6.1] applies when P_0 is a fixed finite ancestral set, P_i is finite ancestral and \mathcal F_{i-1}-measurable for i\ge1, P_{i-1}\subseteq P_i, and W_i=P_{P_i}W_i. If \|W_m\|\le C on every outcome, it gives
For the estimate with constant 495, keep the noncontracting normalization. Set \alpha=1/[8(k+1)]. Approximate the initial true slope within \alpha by a finite vector W_0 supported on a finite ancestral P_0. At a history of length i-1, choose from the true edge a deviation z with
To do so, take two of the 2-separated deviations with projected difference less than 1/2, and use the triangle inequality for their tails. Approximate z within \alpha by a finite vector v_i and choose a finite ancestral P_i\supseteq P_{i-1} containing its support. For the next fair sign put W_i=W_{i-1}\pm v_i and follow the corresponding actual half-edge.
The sets P_i and vectors v_i are fixed before this sign. Consequently the W_i form an exact dyadic martingale, are supported in P_i, and differ from their true slopes by less than (i+1)\alpha. In particular, \|W_k\|\le D+1. Since the parent has no coordinates outside P_{i-1}, on either sign
The factor two uses only the bound for I-P_{P_{i-1}}. Every hypothesis of (6.5) now holds, giving
Under the same predictable support hypotheses, the separate variation-and-mass-removal estimate [10, Theorem 6.3] gives
In particular its bound is 1008 when C=2.
The variation estimate has a useful different graph normalization. Rescale the graph to upper constant one and lower constant 1/D, and put \varepsilon=\min\{1/(4D),1/(k+1)\}. Approximate the initial slope within \varepsilon as before. Given a finite head space E=\operatorname{ran}P_{P_{i-1}}, some deviation has distance from E greater than 1/(2D). Otherwise all deviations would have bounded approximants in E with errors less than 3/(4D), and two close approximants would contradict their separation 2/D. Choose this deviation, approximate it by a finite v_i with error less than \varepsilon, and update W_i=W_{i-1}\pm v_i using a predictable ancestral enlargement P_i. The cumulative error is less than (i+1)\varepsilon, and hence \|W_k\|\le2. Moreover,
Using (6.7) with C=2 proves
The distance-to-head argument avoids requiring the tail projection to be contractive.
6.4 A telescoping squared-gap argument
For finite ancestral A\subseteq A', x=P_Ax, and y=P_{A'}y, the fresh-layer squared-gap estimate [10, Theorem 5.11] is
The increment y may have a nonzero part in A. Averaging a convexity gain and telescoping is the martingale method for uniformly convex norms [14, Theorem 4.6 and its proof]. Here the estimate controls only the part of the increment in the new coordinate layer.
Normalize the graph to upper constant one and lower constant 1/D. Let a=2/D and choose 0<\gamma<\min\{a/8,1/(k+1)\}. At the root use a finite ancestral projection W_0=P_{A_0}x_0 of the true slope, with error at most \gamma. Work successively by levels. Given a current true slope and A_{i-1}, its a-separated deviations have one member z with \|(I-P_{A_{i-1}})z\|\ge a/4, by the same finite-head compactness argument. Choose one at each of the finitely many histories. Enlarge to a common finite ancestral A_i so that \|z-P_{A_i}z\|\le\gamma for all these choices. Set v_i=P_{A_i}z and define W_i=W_{i-1}\pm v_i, associated with the actual half-edges. The parent is supported in A_{i-1}, the increment is supported in A_i, and every approximation error is at most (i+1)\gamma. Thus \|W_i\|\le2.
For E_i=A_i\setminus A_{i-1}, nesting of the projections gives
Here the error is exactly z-P_{A_i}z, whose norm is at most \gamma; no layer-projection bound enters this comparison. Apply (6.9) at every parent with x=W_{i-1} and y=v_i. Averaging over a level and then summing the squared-norm increases yields
Thus this direct argument also excludes a uniform distortion bound. Only a finite binary tree was averaged after the coordinate choices; the availability of infinitely many middle vertices was used at each selection step.
7 Midpoint transfer rules
The principal forest bound used an arbitrary-displacement quadratic estimate. We now give transfers for other intrinsic inputs, to be used in the path-cost and recursive models below. The three mechanisms are additive loss of a power of the slope, exclusion of separated lenses, and finite-codimensional gain. The approximation head is fixed before selecting a pair of deviations; no child supremum is assumed attained.
7.1 Homogeneous tail estimates and separated lenses
Proposition 7.1 (Homogeneous tail estimates). Let X have a specified coordinate system with dense finite-support vectors. Fix a family \mathcal P of bounded finite-rank coordinate projections such that every finite support is contained in the range of some P\in\mathcal P. Consider separately the following two hypotheses, each imposed for every P\in\mathcal P, all pure head and tail vectors p=Pp, Py=0, and every R>0:
Here C>0, respectively a>0, is uniform over \mathcal P, the vectors, and R. No uniform bound on \|P\| or \|I-P\| is assumed. For R>0 and \varepsilon>0, an infinite \varepsilon-separated family in the symmetric R-lens at x then satisfies, respectively,
Proof. Choose p and P as in Lemma 2.1, and apply the assumed estimate to p,y at radius R+2\eta. In the first case,
In the second case, \max\{\|x\|-\eta,0\}^2+a(\varepsilon/2-\eta)^2\le(R+2\eta)^2. Take 0<\eta<\varepsilon/2 and let \eta decrease to zero.
7.2 Squared losses and additive losses
For the noncontracting normalization define
The countable supremum need not be attained. Our estimates apply to each parent edge before the supremum is taken.
The squared-lens hypothesis below is the p=2 Banach-space form of the metric diamond inequality in [9, Equation (2) and Theorem 3.7 of arXiv v2]: its endpoints are -x,x and its intermediate points are the deviations z_i. We retain the coefficient by summing the squared losses directly.
Theorem 7.2. If every infinite \varepsilon-separated symmetric R-lens satisfies \|x\|^2\le R^2-b\varepsilon^2 for some b>0, then every embedding (2.1) satisfies D^2\ge1+4bk. If instead (7.3) holds, then
Proof. For each stage-j parent, its children lie in the lens of radius R_{j+1} and its deviations are 2-separated. The first hypothesis gives \|x\|^2\le R_{j+1}^2-4b. Taking suprema gives R_j^2\le R_{j+1}^2-4b, and summing yields 1\le R_0^2\le D^2-4bk. For the radial estimate,
Summing proves (7.5). Empty sums cover k=0.
7.3 Retaining a homogeneous power loss
The radius dependence of a higher-power input can be accumulated directly. Replacing it by a fixed contraction factor would discard this information.
Theorem 7.3. Assume the density and projection-family hypotheses of Proposition 7.1. Let q\ge2 and c>0. Suppose that for every admissible projection, every pure head–tail pair p,y, and every R>0,
Then every distortion-D embedding of \mathcal D_k satisfies
Proof. Use the noncontracting normalization. Fix a parent x whose child slopes have norm at most R. Lemma 2.1, followed by \eta\downarrow0, gives
Here the paired tail has limiting lower norm one. Set R=R_{j+1} and take the supremum over stage-j parents. Since 1\le R_{j+1}\le D and q\ge2,
Summing between R_0\ge1 and R_k\le D gives D^2-1\ge kcD^{2-q}, as required.
7.4 Keeping the parameterized test losses
Some primal tests give a linear gain before optimization. The graph argument can preserve that parameter instead of replacing the input by a single modulus.
Proposition 7.4. Assume the density and projection-family hypotheses of Proposition 7.1. Fix constants a,b>0. Suppose that for every admissible projection and every pure head–tail pair p,y, the following estimate holds for all \lambda>0:
Put Q=\sqrt{1+b\lambda^2}. For noncontracting diamond slopes bounded above by D, the stage suprema satisfy
In particular, whenever \Delta=a\lambda-(Q-1)D>0, one has 1+k\Delta\le D.
Proof. For each parent x, choose a finite-support approximation p and a paired tail y as in Lemma 2.1. The half-difference has norm at least one, so \|y\|\ge1-\eta. If the child bound is R, then R+2\eta\ge(\|p\|+a\lambda(1-\eta))/Q. Let \eta\downarrow0 to obtain \|x\|\le QR-a\lambda, and then take suprema. Summation proves the last assertion.
7.5 Backward contraction
An exact power-law lens estimate is useful but unnecessary for a qualitative obstruction. The following form also handles estimates whose constants are selected only after the separation is specified.
Proposition 7.5. Fix 0<\alpha\le1. Suppose some 0\le\rho<1 has the following property: whenever \|x\pm z_i\|\le1 and \|z_i-z_j\|\ge2\alpha for i\ne j, one has \|x\|\le\rho. An embedding with lower factor \alpha and upper factor one must satisfy
where the empty product \rho^0 is one.
Proof. Let r_j be the supremum of stage-j slope norms. Initially r_k\le1, and every r_j\ge\alpha>0. If all child slopes are at most r_{j+1}, normalize (2.2) by this positive number. The resulting unit lens has separation at least 2\alpha/r_{j+1}\ge2\alpha. The hypothesis gives \|x\|\le\rho r_{j+1} for every parent, hence r_j\le\rho r_{j+1}. Induction proves the assertion. If \rho=0, the existence of any replacement already contradicts r_j\ge\alpha.
For example, (7.3) gives \rho=1-\alpha^2/C^2 when this number is positive. If it is nonpositive, a parent lens with center norm at least \alpha>0 is already impossible. With upper factor one it also gives the stronger intermediate inequality
Thus k\le C^2(D^2-D) when \alpha=1/D. Alternatively, if the proved lens input is \|x\|\le1-\eta(2\alpha), the direct conclusion is \alpha\le(1-\eta(2\alpha))^k; a polynomial rate requires an actual quantitative bound for \eta.
7.6 Enlarged lenses and stable parents
A unit-ball lens gap bounds the parent relative to the child bound. The equivalent normalization below divides by the parent norm instead. It also identifies an actual parent at which all children have moderate stretch.
Proposition 7.6 (Enlarged lenses and a stable parent). Let D\ge1 and \delta>0. If (1+\delta)^k>D, every noncontracting embedding with upper factor D has a parent edge all of whose child slopes have norm at most (1+\delta) times its own slope norm. If, for every unit u, the enlarged lens
contains no infinite 2/D-separated family, then every such embedding satisfies
Proof. If no stable parent existed, choose at each stage an actual child whose slope norm is greater than 1+\delta times its parent’s norm. Starting with norm at least one would contradict the terminal upper bound D. At a stable parent of norm r\le D, division by r puts all deviations in M(x/r,\delta) with separation at least 2/r\ge2/D. This proves the second assertion by contradiction.
The same exclusion also gives a backward proof. If all children of a parent of norm r have norm at most L\le D, then r\ge L/(1+\delta) would put the normalized deviations in the forbidden lens. Thus every parent has norm less than L/(1+\delta); taking suprema gives the non-strict bound, and iteration from L=D proves (7.7). Neither proof assumes attainment of a child supremum.
The stable parent may instead be divided by its child bound (1+\delta)r. Its unit-ball lens has center norm 1/(1+\delta) and separation at least 2/((1+\delta)D). This is useful when the intrinsic estimate is stated for unit-ball lenses rather than enlarged unit-center lenses.
7.7 Uniform finite-head bounds and their parameters
Many estimates above control all lens vectors using one head selected from the center. This order of quantifiers is precisely what packing requires.
Lemma 7.7. Let P be bounded and finite rank, let A\subset X be bounded, and let b\ge0 and \varepsilon>0. If \|(I-P)v\|\le b for all v\in A, then A contains no infinite \varepsilon-separated family when 2b<\varepsilon. Consequently the following two inputs have different graph conclusions.
- 1.
Let 0<\delta<1. For each \|x\|>1-\delta, suppose one such P bounds by b(\delta) the tails of every v with \|x\pm v\|\le1. If 2b(\delta)<2/D, backward contraction gives D^{-1}\le(1-\delta)^k.
- 2.
Let \delta>0. For every unit x, suppose one such P bounds by b(\delta) the tails of every v with \|x\pm v\|\le1+\delta. If 2b(\delta)<2/D, actual-child selection gives D\ge(1+\delta)^k.
The same conclusions hold when the bound is on the first endpoint of every pair with (u+v)/2=x: take u,v\in B_X in case (1), and u,v\in(1+\delta)B_X in case (2).
Proof. If (v_i) were such a separated family, choose distinct i,j with \|Pv_i-Pv_j\|<\varepsilon-2b. The triangle inequality contradicts \|v_i-v_j\|\ge\varepsilon. The graph conclusions follow from Propositions 7.5 and 7.6. For first endpoints, translation by their common center preserves separation and the same finite-dimensional argument applies directly to (u_i).
Under the projection-family hypotheses of Proposition 7.1, a bound only on pure tails uses Lemma 2.1 for a second form of compactness. For example, suppose unit-ball head–tail pairs obey \|y\|\le g(1-\|p\|), where g:[0,1]\to[0,\infty) is nondecreasing and g(r)\to0 as r\downarrow0. For t>0, an infinite 2t-separated unit lens cannot have center norm greater than 1-\Delta if
Indeed choose a head approximating the center within \Delta and a half-difference with head norm at most \Delta. After division by 1+2\Delta, its tail norm is at least (t-\Delta)/(1+2\Delta), whereas the normalized center deficit is at most 4\Delta. This contradicts (7.8). Thus with t=1/D the resulting backward factor is 1-\Delta. Neither monotonicity nor a power-law rate is presumed for a function until its actual formula establishes it.
7.8 From a qualitative sequential estimate to a uniform lens gap
The qualitative argument can start with a statement about sequences of pure head–tail pairs, without first constructing a numerical modulus.
Lemma 7.8. Assume the density and projection-family hypotheses of Proposition 7.1. Suppose that whenever admissible heads P_n\in\mathcal P and vectors p_n,y_n satisfy
one has \|y_n\|\longrightarrow0. The heads are allowed to vary with n. Then, for each \varepsilon>0, there is 0<\rho<1 such that every infinite \varepsilon-separated symmetric unit lens has center norm at most \rho.
Proof. If no such \rho existed, choose centers x_n with \|x_n\|\to1 and infinite \varepsilon-separated families (z_{n,i})_i with \|x_n\pm z_{n,i}\|\le1. Choose \eta_n\downarrow0, finitely supported p_n with \|p_n-x_n\|<\eta_n, and admissible heads P_n satisfying P_np_n=p_n. Lemma 2.1 gives a half-difference w_n and the tail y_n=w_n-P_nw_n with
Divide both vectors by 1+2\eta_n. The resulting pure head–tail pairs have endpoints in the unit ball and centers whose norms tend to one. Their tail norms have lower limit at least \varepsilon/2>0, contradicting the assumed sequential statement. This contradiction gives one \rho valid for all centers and heads.
In the upper-one graph normalization, take \varepsilon=2/D. Dividing a parent configuration by any child bound 0<L\le1 leaves separation at least 2/(DL)\ge\varepsilon. Thus the lemma gives the parent bound \rho L and Proposition 7.5 yields 1/D\le\rho^k.
7.9 Finite-codimensional gains
The relation between finite-codimensional midpoint gains and small symmetric lenses is developed in [4, Theorem 2.1]. Here we retain the quantitative difference between selecting an actual child with a reserved error margin and taking a limiting supremum. The next transfer uses the symmetric maximum, so it also applies when the intrinsic theorem controls the average of the endpoint norms.
Proposition 7.9. Suppose that for some t>0 and g>0, every unit vector u\in X admits a closed finite-codimensional subspace F_u such that
If D\ge1 and t\le1/(2D), every noncontracting embedding of \mathcal D_k with upper factor D satisfies D\ge(1+g/2)^k.
Proof. For a parent slope x, put r=\|x\|\in[1,D] and use the subspace F_{x/r}. Apply the quotient part of Lemma 2.1 to choose w=(z_i-z_j)/2, with \|w\|\ge1, and w'\in F_{x/r} such that \|w-w'\|<\min\{1/2,rg/2\}. Then \|w'/r\|\ge1/(2D)\ge t, and
Each x\pm w is the average of two of the four selected child slopes. One of these four actual slopes is therefore greater than r(1+g/2). Choose it and repeat through k generations. This argument makes no claim that a supremum over all children is attained.
A bound initially stated only for \|y\|=t extends to \|y\|\ge t: for a fixed direction v, the function h(r)=\max\{\|u+rv\|,\|u-rv\|\} is even and convex, and hence nondecreasing on [0,\infty). This observation applies likewise to the average of the two norms.
Proposition 7.10 (The full asymptotic gain in a backward step). Assume the finite-codimensional hypothesis of Proposition 7.9. Consider a noncontracting embedding with upper factor D\ge1. If t\le1/D and all child slopes of one parent have norm at most L, then \|x\|\le L/(1+g). Consequently every depth-k embedding with upper factor D satisfies 1\le D/(1+g)^k.
Proof. Put r=\|x\|\in[1,D]. Quotient compactness supplies half-differences w with \|w\|\ge1 and vectors v\in F_{x/r} with \|v-w\|<\eta, where 0<\eta<1/2 is arbitrarily small. Set w'=\|w\|v/\|v\|. Then w'\in F_{x/r}, \|w'\|/r=\|w\|/r\ge1/D\ge t, and
The intrinsic gain and the crossed-average child bound imply (1+g)r\le\max_\pm\|x\pm w'\|\le L+2\eta. Let \eta\downarrow0 before taking suprema over parents, then iterate backward. Without the norm-preserving rescaling, the same proof works under the smaller threshold t\le1/(2D).
Lemma 7.11 (The local midpoint estimate gives an enlarged lens gap). Let R>0 and put t=R/4. Suppose \gamma>0 is such that every unit u admits a closed finite-codimensional subspace F_u with
Then \beta=\gamma/2 excludes infinite R-separated families in M(u,\beta), uniformly over unit u.
Proof. If (z_i)\subset M(u,\beta) were such a family, symmetry and convexity would place every half-difference (z_i-z_j)/2 in the same lens. The family is bounded, so its image in the finite-dimensional quotient X/F_u has arbitrarily close distinct pairs. Hence there are i\ne j and w\in F_u such that, with v=(z_i-z_j)/2,
In particular \|w\|>R/4=t. For a fixed unit direction y, the function s\mapsto\max_\pm\|u\pm s y\| is even and convex, hence nondecreasing for s\ge0. Apply (7.9) to y=w/\|w\| to obtain \max_\pm\|u\pm w\|\ge1+\gamma. On the other hand, v\in M(u,\beta) and the strict approximation error give
a contradiction. For R=2/D, Proposition 7.6 now gives (7.7) with \delta=\beta=\gamma/2.
7.10 The obstruction for an equivalent midpoint-convex norm
The following obstruction is the countably branching diamond case of [2, Theorem 4.1]. We include the short deduction from the quotient transfer to specify the norm convention and the effect of an equivalent norm.
Theorem 7.12. If a Banach space admits an equivalent asymptotically midpoint uniformly convex norm, then the family (\mathcal D_k)_{k\ge0} does not embed into it with uniformly bounded distortion. Write \operatorname{cof}(X) for the closed finite-codimensional linear subspaces of X. In infinite dimension, midpoint convexity may be expressed by positivity of the maximum modulus
Proof. In finite dimension, even \mathcal D_1 has a bounded infinite separated family of midpoints, whose images under a bi-Lipschitz map would contradict total boundedness. Consider an infinite-dimensional space, and suppose a\|x\|\le N(x)\le b\|x\| with a,b>0. Embeddings with common distortion D_0 for the original norm, and arbitrary positive scales, would give embeddings with common distortion D=(b/a)D_0 for N: divide each map by its original lower scale times a.
Fix t=1/(2D) and 0<g<\delta_N^{\max}(t). The definition of the supremum in (7.10) supplies, for every N-unit u, a finite-codimensional F_u on whose unit sphere the maximum is at least 1+g. Even convexity in each direction extends this bound to every vector of F_u with N-norm at least t. Proposition 7.9, applied to N, therefore gives D\ge(1+g/2)^k for every k, which is impossible. An averaged midpoint lower bound also supplies the required maximum bound, since the maximum dominates the average.
More generally, if a\|v\|\le N(v)\le b\|v\|, an embedding with distortion D for N has distortion at most (b/a)D for the original norm, and conversely with the same factor. Thus the absence of uniform diamond distortion is invariant under equivalent renorming, while the numerical constants attached to a given norm need not be.
8 Graph consequences of path and segment costs
The next four models change what a tree representation costs: a sum of Hilbert and path costs, their Euclidean combination, a charge at each segment’s start, or a restriction to incomparable segments. These are different norms. Within one norm, several estimates can also give different bounds. We first extract their squared losses, then retain the actual-child or qualitative conclusions when the method supplies different information. All intrinsic inputs come from the companion on bounded tree potentials and path costs; the graph deductions use the transfers proved above.
8.1 Linear path cost
Recall the linear path-cost space X_{\rm lin} from Section 6. Its component norm is the infimum of \|h\|_2+\|\mu\|_1 over decompositions into a Hilbert vector and root paths, including the component root. For later comparison write J_n\mu=\sum_s\mu(s)b_s for the root-path sum on T_n=\mathbb N^{\le n}. The finite ancestor-closed coordinate projections are contractive, finite supports are dense, and this space and its dual are separable and reflexive. The squared estimates below and the weakly null estimate in Section 8.2 give lower bounds for this same norm; the latter will give the strongest coefficient displayed here.
The positive-flow argument gives, for Pp=p, Py=0 [10, Theorem 5.7],
A separate trimming argument [10, Theorem 5.10] gives the same inequality with C^2 replaced by 242. Since each endpoint is at most R, these are (7.2) with a=1/(2C^2) and a=1/484, respectively. Proposition 7.1 and Theorem 7.2 therefore give
using the corresponding proof in each case. In upper-one normalization, the first argument says r_j^2\le r_{j+1}^2-1/(2C^2D^2) and hence also retains k\le2C^2D^2.
The inward-clipping argument [10, Theorem 5.4] gives the different parameterized estimate
Here is its direct actual-child application, retaining the error budget. For a parent x in the noncontracting normalization set
Since Q-1\le2c^2, we have \gamma\ge c/4>0. Choose a finite head P with \|x-Px\|<\eta, and choose the pair in Lemma 2.1; write w=(z_i-z_j)/2 and y=w-Pw. The greatest of the four actual child norms is at least
Selecting such a child through all k generations gives
The additive increment is attached to the clipping estimate, independently of the positive-flow and trimming proofs.
8.2 Weakly null pairs for the linear norm
A further form of inward clipping [10, Theorem 5.5] states that for every x\in X_{\rm lin} and every bounded weakly null sequence (y_j),
This input retains a larger squared loss when we pair deviations before applying it:
For a parent with child bound R in the noncontracting normalization, the bounded sequence of deviations z_i has a weakly Cauchy subsequence. Indeed, diagonalize its evaluations on a countable norm-dense subset of X_{\rm lin}^*, then use boundedness to approximate every other functional. Relabel this subsequence and set w_j=(z_{2j}-z_{2j-1})/2. It is weakly null, and sibling separation gives \|w_j\|\ge1. Crossed convex averages give
so both norms are at most R. Equation (8.5) yields \|x\|^2+1/16\le R^2. Taking the stage suprema and summing proves (8.6). Alternatively, reflexivity supplies a weak limit z and one can use (z_i-z)/2. Separation then gives only \liminf\|(z_i-z)/2\|\ge1/2, yielding the weaker D^2\ge1+k/64; pairing two deviations avoids that loss.
The qualitative bottom-up mass-removal argument [10, Theorem 5.9] can also be transferred without replacing it by (8.5). It states that pure-tail perturbations tend uniformly to zero as finite-head centers approach the unit sphere, allowing the heads to vary. Thus it satisfies the hypothesis of Lemma 7.8, which supplies a uniform separated-lens gap. Proposition 7.5 gives D^{-1}\le\rho_D^k for some \rho_D<1. This route uses the qualitative input alone and requires no weak-limit extraction or numerical modulus.
8.3 Quadratic path cost
On the same trees define
This changes the norm: the root singleton has quadratic-cost norm 1/\sqrt2, whereas its linear-cost norm is one. The two cancellation estimates [10, Theorem 7.6 and Proposition 7.10] have the same arbitrary-displacement form, with constants 8 and 7:
Finite ancestral heads have bounded finite-rank projections, and finite coordinate vectors are dense. These facts permit the same packing argument for either constant. For an infinite \varepsilon-separated R-lens at arbitrary x, choose a finite-support p with \|p-x\|<\eta. Apply (8.7) to every deviation at radius R+\eta, using the same finite-rank head P. Two head projections are arbitrarily close. Hence
Letting \eta decrease to zero gives \|x\|^2\le R^2-\varepsilon^2/(4K^2). Thus Theorem 7.2 gives D^2\ge1+k/K^2. In particular,
The coefficient-8 proof independently gives D^2\ge1+k/64. Only boundedness and finite rank of P entered the packing step.
The separate stopped-flow energy estimate [10, Proposition 7.8] has input
It gives r_j^2\le r_{j+1}^2-1/(144D^2) in upper-one normalization, and hence the quantitative necessary condition k\le144D^2. The finite-head pairing, the R+2\eta endpoint error, and the limiting step are exactly those in Proposition 7.1.
Packing at a fixed radius. The same arbitrary-tail input also allows a direct finite-error packing argument. Its coefficient-7 version gives, for \alpha=1/D and \delta=\alpha^2/2000, the backward factor 1-\delta. Indeed, if a unit-ball lens had center norm greater than 1-\delta, approximate it within \delta by p. Then \|p\|>1-2\delta and the endpoint radius is 1+\delta. Its common tails have norm at most
Two head projections within \alpha contradict separation 2\alpha. For the pruning estimate with coefficient 9 [10, Proposition 7.12], choose instead
The same approximation bounds every tail by 2\alpha/3; choose two head projections within 2\alpha/3. Their full distance is less than 2\alpha, a contradiction. Thus the backward factor is 1-\gamma. These choices retain the bounds supplied by their respective proofs.
The threshold-removal argument [10, Proposition 7.14] gives a different relative-radius input: for every nonzero x and 0<\delta\le1, a single finite head bounds all deviations satisfying \|x\pm y\|\le(1+\delta)\|x\| by
Take \delta=(200D)^{-2}. If every child of a noncontracting parent had norm at most (1+\delta)\|x\|, their deviations would have a common tail bound 72\sqrt\delta D. Two head projections can be chosen within one, giving full distance less than 1+144\sqrt\delta D<2. This contradicts sibling separation. An actual child therefore grows by the factor 1+\delta, and D\ge(1+\delta)^k.
A finite-codimensional input. The component-to-sum argument [10, Lemma 7.15, Proposition 7.16 and Corollary 7.17] for the quadratic norm gives, at arbitrary unit centers, a finite-codimensional subspace on which
Given D, choose e so that 17(2e)^{1/6}<1/(2D). Proposition 7.9 then gives an actual child gain 1+e/2, and D\ge(1+e/2)^k. This application uses the proved component-to-sum estimate, including its zero-center cases, rather than an assertion that passing to an outer Hilbert sum automatically preserves a midpoint gap.
8.4 Segments with prescribed start cost
For nonnegative start masses m_s on T_n, let q_s=m_s+(\sum_{c\text{ child of }s}q_c^2)^{1/2}, computed upward from the leaves. A finite or countable signed segment representation z=\sum_j a_j\mathbf1_{[s_j,t_j]}, with absolutely convergent output at every coordinate, has start masses m_s=\sum_{j:s_j=s}|a_j| and cost q_o at the root. Take the infimum over all such representations of finite cost and complete; the outer Hilbert sum of the resulting finite-height spaces is denoted X_{\rm start}. Its intrinsic inequality is [10, Theorem 8.4]
where C is a finite ancestral head. Coordinate projections onto such heads are bounded and finite supports are dense.
For a noncontracting parent x let M be the supremum of its child norms. For arbitrarily small \eta>0, choose p and the paired tail y by Lemma 2.1, with \|y\|\ge1-\eta. Then
On letting \eta decrease to zero, M^2\ge\|x\|^2+1/64. Apply this to every parent before taking the stage suprema. Summing their squared losses gives
If one instead wants to follow actual children, some child has squared norm greater than \|x\|^2+1/128: otherwise the supremum would be at most this strictly smaller number. Selecting an actual child at each generation retains the separate bound D^2\ge1+k/128. No contractivity of I-P_C was used, and no child was presumed to attain the supremum.
8.5 Incomparable segments
Let Y_I be the completion on the disjoint union of T_n for the supremum of Euclidean sums of segment evaluations, where the admissible segments are pairwise incomparable: every node of one segment is incomparable with every node of another. Put X_I=Y_I^*. This restriction differs from requiring the segments merely to be disjoint. The intrinsic estimate for X_I [10, Theorem 9.5] is
where E is finite and ancestral and y may have head coordinates. Finite ancestral projections are contractive and finite coordinate vectors are dense. For a pure tail, homogeneity gives \|y\|^2\le K^2R(R-\|p\|) at radius R. Proposition 7.1 and Theorem 7.2 therefore give
At radius one the same lens estimate reads, for an infinite 2\alpha-separated family,
Under lower factor \alpha=1/D and upper factor one, normalize each parent lens by its child bound R\le1. Its separation is at least 2\alpha/R\ge2\alpha, so every parent bound contracts by \rho=1-(\alpha/K)^2. Hence \alpha\le\rho^k by Proposition 7.5. This is an application to the incomparable-segment norm itself, regardless of the equality of its displayed tail constant with one obtained for the disjoint-segment norm.
9 Graph consequences of recursive upper-array norms
Recursive upper arrays give three further target norms. The first uses a height-dependent child exponent and an outer Hilbert sum; its sixth- and cubic-power estimates yield additive losses in squared slope norm. The other two use Euclidean child aggregation on a joined tree and differ at the joining root. We retain the qualitative propagation argument for the free-root norm and an explicit finite-error cubic argument for the fixed-zero-root norm. The constants below belong to these stated inputs and deductions.
Let T_h=\bigcup_{j=0}^h\mathbb N^j and p_h=1+1/h. For real v\in\ell_{p_h}(T_h), let P(v),Q(v) be the least nonnegative arrays whose difference is v and which satisfy
Here C(s) is the set of children of s and the sums at leaves are zero. More explicitly, if the two child norms are a_s,b_s, then P_s(v)=\max\{a_s,v_s+b_s\} and Q_s(v)=\max\{a_s-v_s,b_s\}. Write
The intrinsic upper-array results supply completeness, reflexivity, separability of X_{\mathrm v}^*, density of finite coordinate vectors, and the estimates used below; see [11, Section 7]. We use the slopes from (2.2). To discuss paired children, write
In noncontracting normalization the y_j, and also the z_j, are 2-separated. In upper-one normalization the separation is 2/D.
9.1 The sixth-power estimate
A finite head in X_{\mathrm v} means a finite ancestor-closed set in each of finitely many components, containing the component root whenever that component is used. Its coordinate projection is a bounded finite-rank operator. No estimate on its operator norm is needed in the following argument.
The finite-head estimate in [11, Theorem 7.4] allows arbitrary completed tails.
Proposition 9.1. For X_{\mathrm v} one has
whenever x is supported on a finite head and y vanishes there. The right side is interpreted as zero when S=0. Every distortion-D embedding of \mathcal D_k into this norm satisfies
For 0<\varepsilon\le1, put
Every infinite family satisfying
has \|x\|_{\mathrm v}\le q_6(\varepsilon). Keeping a fixed unit-lens contraction gives the additional form
Proof. If \|x\pm y\|_{\mathrm v}\le R with R>0, then S\le2R^2. For S>0, (9.2) implies
It is trivial when S=0. Theorem 7.3, with power 6 and coefficient c_6/8, gives (9.3).
For the unit-lens statement, Lemma 2.1 supplies pure head–tail pairs x',y' with \|x'-x\|_{\mathrm v}<\tau, \|y'\|_{\mathrm v}\ge\varepsilon/2-\tau, and endpoints of norm at most 1+2\tau. Apply the displayed homogeneous estimate and let \tau\downarrow0. It gives \|x\|_{\mathrm v}^2+c_6\varepsilon^6/512\le1. In upper-one graph normalization use the fixed separation parameter \varepsilon=1/D; actual sibling separation is at least 2/D. Proposition 7.5 proves (9.5).
The power bound keeps the child radius in the loss at every level. The geometric form instead uses one contraction factor chosen at the start from D.
9.2 The cubic estimate and weakly null paired differences
The intrinsic cubic inequality and its weakly null consequence are [11, Theorem 7.6 and Proposition 7.7]. The first gives another additive power bound. The second exhibits a different selection: pairing a weakly Cauchy subsequence. The paired differences and crossed convex averages also occur in the approximate midpoint argument of [4, proof of Corollary 2.3]; here dual separability supplies the subsequence by diagonal extraction.
Proposition 9.2. The dual X_{\mathrm v}^* is separable, and under the same finite-head support conditions as above one has
Consequently every distortion-D embedding of \mathcal D_k satisfies
For 0<\varepsilon\le1, define
If (h_j) is weakly null, \|h_j\|_{\mathrm v}\ge\varepsilon, and \|x\pm h_j\|_{\mathrm v}\le1, then \|x\|_{\mathrm v}\le\theta(\varepsilon). Every distortion-D embedding of the depth-k countably branching diamond into X_{\mathrm v} satisfies
Proof. Theorem 7.3, applied directly to (9.6), gives (9.7). The weakly null implication is the cited Proposition 7.7. To use it in the graph, normalize to lower factor one and upper factor D, and let R\le D bound the children of one parent x. Dual separability gives a weakly Cauchy subsequence of (y_j). The diagonal argument is the one in Section 8.2.
Take successive disjoint pairs y_{j_{2r}},y_{j_{2r+1}} from this subsequence and put
The sequence (h_r) is weakly null. Sibling separation gives \|h_r\|_{\mathrm v}\ge1/R\ge1/D. The identities
show that both points belong to the unit ball. The weakly null conclusion, with \varepsilon=1/D, gives \|x\|_{\mathrm v} \le R\theta(D^{-1}). Taking the parent suprema and iterating this contraction proves (9.9).
9.3 A qualitative contraction for the free-root sum norm
We next change the norm. Join disjoint copies of T_h at a new root \rho whose children are their roots. At every node use the least nonnegative arrays p,q with difference equal to the coordinate and with each array dominating the \ell_2 norm of its child values. For a finitely supported vector with an unrestricted root coordinate, put
and let X_J be the completion. In this subsection X_J refers to the tree formed by joining these finite-height components, with a free root coordinate. In particular, the norm of an indicator of an initial path starting at a component root is two.
Restriction P_H to a finite ancestral set containing \rho is contractive. On finitely supported arrays, restriction removes child values outside H; the recursion is monotone in their nonnegative norms, so neither root field can increase. This proves contractivity on the dense finite arrays and hence on the completion. Applying I-P_H to finite approximations also proves density of finitely supported vectors in \ker P_H.
The intrinsic probabilistic propagation estimate [11, Lemmas 6.1 and 6.2] supplies, for every 0<\zeta\le2, a number \gamma(2,\zeta/4)>0 such that
whenever x,y are finitely supported, x is supported on a finite ancestor-closed set H containing \rho, y vanishes on H, N_J(x\pm y)\le2, and N_J(y)\ge\zeta. The number \gamma is uniform in the finite tree and its height. The estimate comes from the logarithmic-martingale propagation of the two upper arrays; only its positivity is used here.
The resulting separated-lens statement is also [11, Theorem 6.3].
Proposition 9.3. For every 0<\varepsilon\le2 there is \eta(\varepsilon)\in(0,1) such that
For \varepsilon>2 the hypotheses are impossible, so any \eta(\varepsilon)\in(0,1) is admissible. An embedding of the depth-k countably branching diamond into X_J with distortion at most D therefore satisfies
Proof. Fix \varepsilon and put \zeta=\varepsilon/4. For each sufficiently small \delta>0, take a finite coordinate vector x' with N_J(x-x')<\delta and a finite ancestor-closed head H containing its support and \rho. The sequence (z_j) is bounded. Finite-dimensional total boundedness therefore supplies a pair with
Also N_J(x\pm u)\le1 by convexity. Approximate (I-P_H)u by a finitely supported vector y vanishing on H so that N_J(y-u)<2\delta. This is possible by first using density and then applying the bounded operator I-P_H; no contractivity is assumed. For small enough \delta we have
Now (9.10) gives
Let \delta\downarrow0. For example, \eta(\varepsilon)=\min\{\gamma(2,\varepsilon/16),1/2\} has the required property. This choice records positivity, not a numerical power law in \varepsilon.
In upper-one normalization use the fixed separation 2/D and apply Proposition 7.5 with \rho=1-\eta(2/D). This proves (9.11).
9.4 An additive cubic loss for the fixed-zero-root norm
On the same joined tree, now require x_\rho=0 and define
where r_h is the root of the hth component. Denote its completion by X_0. The root coordinate is fixed at zero and the cost is the common root value. On the root-zero subspace the preceding sum norm is 2N_0; keeping the actual normalization is essential for the constants below. The same ancestral projections preserve this subspace and are contractive for N_0; finitely supported tails are dense here as well.
The deterministic upper-array estimate for X_0 is [11, Theorem 2.1, equation (2.4)]:
for every finite ancestor-closed head containing \rho, every x supported on it, and every nonzero completed tail y vanishing there. Finite support is required of x, but not of y.
Proposition 9.4. If the depth-k countably branching diamond admits an embedding into X_0 with distortion at most D\ge1, then
Proof. Normalize to lower constant A=1/D and upper constant one. For each level i, let L_i be the supremum of the N_0-norms of all its historical edge slopes. Thus A\le L_i\le1. Fix any parent slope x at level i<k. Its child slopes satisfy N_0(y_j),N_0(\bar y_j)\le L_{i+1} and N_0(y_j-y_l)\ge2A for j\ne l. For such a pair put z=(y_j-y_l)/2. Then
because x+z=(y_j+\bar y_l)/2 and x-z=(y_l+\bar y_j)/2.
Fix the errors before selecting the finite head and the pair:
Since 0<A\le1, we have \eta\le A/2 and \eta\le1. Choose a finitely supported x' with N_0(x-x')\le\eta, and then a finite ancestor-closed head H containing its support and \rho. The projected child slopes P_Hy_j form a bounded subset of a finite-dimensional space. Choose j\ne l so that their half-difference z satisfies N_0(P_Hz)\le\eta, and put y=z-P_Hz. Then
In particular y\ne0, so (9.12) applies to x',y. Its gain is at least
For both signs, N_0(x\pm z)\ge N_0(x'\pm y)-2\eta, and N_0(x')\ge N_0(x)-\eta. Consequently
The parent edge was arbitrary. Taking the supremum over all parent edges gives L_i\le L_{i+1}-c_0/2, without requiring that a supremum be attained. Iteration yields
which is (9.13).
The bounds for X_{\mathrm v} distinguish an additive power budget from a contraction chosen at a fixed separation. For the Euclidean joined-tree models, (9.11) records the positivity obtained by probabilistic propagation, while (9.13) retains the explicit approximation errors in a deterministic cubic-gain argument. Each conclusion rules out a distortion bound independent of the diamond depth, in its stated norm.
A Alternative midpoint estimates for the segment forest
The joint quadratic estimate gives the strongest forest bound in this paper. The following inputs come from different intrinsic arguments and illustrate the transfer rules of Section 7. They control radial deficit, parameterized test gains, or tails selected by sequential compactness and a common primal norming test.
A.1 Radial deficit
Corollary A.1 (The atomic forest bound). For the segment forest space X, every map satisfying (2.1) has D^2\ge1+k/16.
Proof. For the forest atomic estimate, the constant C_*=\sqrt2+\sqrt6<4 in the companion’s arbitrary-displacement radial estimate [12, Proposition 12.1] gives (7.1). In particular,
This radial input gives a separate proof from the joint quadratic estimate.
Keeping the exact constant in the same calculation also gives k\le C_*^2D(D-1). Different atomic derivations with their own radial constant C give (7.5) with that constant; replacing one proof’s C by another proof’s value would discard its quantitative content.
A.2 Parameterized clipping tests
Apply Proposition 7.4 with a=1/2 and b=3, as in the clipping input of [12, Section 10.1, Equation (10.9)]. Take \lambda=1/(6D); Q-1\le3\lambda^2/2 gives \Delta\ge1/(24D). Thus the full parameterized consequence is
For an optimized input \max_\pm\|p\pm y\|\ge\sqrt{\|p\|^2+a\|y\|^2}, the same limiting selection gives a child supremum at least \sqrt{\|x\|^2+a}. Since \sqrt{r^2+a}-r decreases with r>0, some actual child has norm at least \|x\|+g/2, where g=\sqrt{D^2+a}-D>0. With a=1/12, as in [12, Proposition 10.4 and Equation (10.10)], this gives 1+kg/2\le D. For this value of a, one may make the finite selection before passing to a limit by taking approximation error \eta=g/8: the norm comparison costs at most 4\eta, leaving g/2. Both descriptions retain the same actual-child loss.
Likewise, a radial input with constant C gives a child supremum at least \|x\|+1/(C^2D). Selecting an actual child above the smaller threshold \|x\|+1/(2C^2D) gives 1+k/(2C^2D)<D for k\ge1. The forest estimate in [12, Proposition 20.1] permits C=8, giving the distinct supremal gain 1/(64D) and actual gain greater than 1/(128D).
A.3 An additive gain for a fixed distortion bound
The two-test estimate for an infinite bounded separated family in the segment forest has the following form [12, Proposition 11.3]: for each D\ge1 there is c_D>0 such that
For fixed D, the same c_D works for every center and every family satisfying the displayed assumptions. The selected deviation need not annihilate the head.
Proposition A.2. If a target satisfies (A.2), every noncontracting embedding of \mathcal D_k with upper factor D obeys
Proof. For every parent slope x and its deviations z_i from (2.2), one has 1\le\|x\|\le D, \|z_i\|\le D\le2D, and \|z_i-z_j\|\ge2\ge1. The input therefore selects an actual child slope with norm greater than \|x\|+c_D. Starting at the original slope and making this choice through k replacements gives a final slope greater than 1+kc_D when k\ge1, and every final slope is at most D. For k=0 the conclusion is 1\le D.
A.4 Coordinate-null and sequential estimates
Use the upper-one normalization with \alpha=1/D. At a parent with child bound 0<R\le1, its deviations satisfy \|x\pm z_i\|\le R and \|z_i-z_j\|\ge2\alpha for i\ne j. On the countable forest coordinate set they admit a subsequence whose coordinates all converge, by successive extraction and a diagonal choice. Pairing successive terms gives w_j=(z_{2j}-z_{2j-1})/2 with coordinates tending to zero, \|w_j\|\ge\alpha, and \|x\pm w_j\|\le R. If the intrinsic estimate gives
then
The forest coordinate-null estimate [12, Corollary 23.5] has C=\sqrt2+2\sqrt6<7. Using C=7 retains the R-dependent intermediate inequality and gives the backward factor 1-1/(49D^2). Coordinatewise convergence here is used only with the stated intrinsic estimate; it is not silently replaced by weak convergence.
The qualitative sequential cancellation theorem for the forest [12, Lemma 23.2] satisfies the varying-head hypothesis of Lemma 7.8. Hence it also gives, for each fixed D, a uniform unit-lens gap and a backward bound D^{-1}\le\rho^k. This application uses only sequential vanishing, without a quantitative power law.
A.5 Choosing the norming test before the head and the pair
For the segment forest, the weighted endpoint estimate in the companion [12, Theorem 16.1 and equation (16.2)] gives the following particular input. Let f be a finitely supported primal vector with \rho(f)\le1, let H be finite and ancestral with \operatorname{supp}f\subset H, and suppose z_+,z_-\in B_X. Put
Then d\ge0 and
The same test f is used for both endpoint laws; their individual deficits are nonnegative and at most 2d.
Proposition A.3. For every \varepsilon>0 there is 0<\rho<1 such that an infinite \varepsilon-separated symmetric unit lens in the segment forest space has center norm at most \rho.
Proof. Otherwise choose centers x_n\in B_X with \|x_n\|\to1 and infinite \varepsilon-separated families (v_{n,i})_i satisfying \|x_n\pm v_{n,i}\|\le1. First choose a finitely supported primal near-normer f_n with
Next choose a finite ancestral H_n containing \operatorname{supp}f_n and satisfying \|Q_{H_n}x_n\|<1/n. This is possible by density of finite coordinate vectors in X and contractivity of Q_{H_n}: include the support of an approximation to x_n before taking its finite ancestral closure.
Only now choose two members of the nth lens whose projections onto H_n differ by less than 1/n, and set u_n=(v_{n,i}-v_{n,j})/2. Finite-dimensional total boundedness justifies this choice, and crossed convex averages give
Apply (A.3) with the already chosen f_n,H_n and with z_\pm=x_n\pm u_n. Here d_n=1-x_n(f_n)\to0 and a_n=\|Q_{H_n}x_n\|\to0. Consequently both endpoint tails tend to zero. Their half-difference Q_{H_n}u_n also tends to zero, contradicting (A.4). No head has been chosen from the selected pair; the order is near-normer, head, and then pair.
For the original upper-one graph normalization, retain the separation parameter \varepsilon=1/D. The normalized sibling deviations have separation at least 2/(DL)\ge1/D when the child bound is 0<L\le1. The proposition gives the parent bound \rho L. Backward iteration therefore gives 1/D\le\rho^k, with one fixed \rho for this D.
References
- [1]Estelle Basset, Gilles Lancien, and Antonín Procházka. On metric characterizations of tree and fragmentability indices of Banach spaces. 2026. Version 1, 27 May 2026. doi:10.48550/arXiv.2605.28311, arXiv:2605.28311.
- [2]Florent Baudier, Ryan Causey, Stephen Dilworth, Denka Kutzarova, Nirina L. Randrianarivony, Thomas Schlumprecht, and Sheng Zhang. On the geometry of the countably branching diamond graphs. Journal of Functional Analysis, 273(10):3150–3199, 2017. Theorem locators refer to arXiv v1, 6 December 2016. doi:10.1016/j.jfa.2017.05.013, arXiv:1612.01984.
- [3]Florent P. Baudier and Gilles Lancien. Asymptotic and nonlinear geometries of Banach spaces and their interactions. Cours Spécialisés 33, Société Mathématique de France, 2026. Definition and page locators refer to arXiv:2512.00817v1, 30 November 2025. arXiv:2512.00817, https://arxiv.org/abs/2512.00817v1.
- [4]S. J. Dilworth, Denka Kutzarova, N. Lovasoa Randrianarivony, J. P. Revalski, and N. V. Zhivkov. Lenses and asymptotic midpoint uniform convexity. Journal of Mathematical Analysis and Applications, 436(2):810–821, 2016. Author-manuscript locators refer to the version dated 8 October 2015. doi:10.1016/j.jmaa.2015.11.061.
- [5]Maria Girardi. The dual of the James tree space is asymptotically uniformly convex. Studia Mathematica, 147(2):119–130, 2001. Theorem locators refer to the author manuscript dated 4 March 2001. doi:10.4064/sm147-2-2, arXiv:math/0004166.
- [6]Robert C. James. A separable somewhat reflexive Banach space with nonseparable dual. Bulletin of the American Mathematical Society, 80(4):738–743, 1974. doi:10.1090/S0002-9904-1974-13580-9.
- [7]William B. Johnson and Gideon Schechtman. Diamond graphs and super-reflexivity. Journal of Topology and Analysis, 1(2):177–189, 2009. Section and theorem locators refer to the author manuscript. doi:10.1142/S1793525309000114.
- [8]James R. Lee and Assaf Naor. Embedding the diamond graph in L_p and dimension reduction in L_1. Geometric and Functional Analysis, 14(4):745–747, 2004. Theorem and page locators refer to arXiv:math/0407520v1. doi:10.1007/s00039-004-0473-8, arXiv:math/0407520.
- [9]Ryan Malthaner. On Matoušek-like embedding obstructions of countably branching graphs. Journal of Mathematical Analysis and Applications, 543(2):128896, 2025. Part 1. Preprint theorem locators refer to v2, 8 October 2023; journal numbering differs. doi:10.1016/j.jmaa.2024.128896, arXiv:2310.03257.
- [10]OpenAI. Midpoint convexity from bounded tree potentials and path costs. OpenAI Math Release preprint PDF, 2026. Reading view on this site: Midpoint convexity from bounded tree potentials and path costs.
- [11]OpenAI. Midpoint convexity from two recursive potentials. OpenAI Math Release preprint PDF, 2026. Reading view on this site: Midpoint convexity from two recursive potentials.
- [12]OpenAI. Midpoint lenses in segment spaces. OpenAI Math Release preprint PDF, 2026. Reading view on this site: Midpoint lenses in segment spaces.
- [13]Yoël Perreau. On the embeddability of countably branching bundle graphs into dual spaces. 2021. Version 1, 21 April 2021. doi:10.48550/arXiv.2104.10494, arXiv:2104.10494.
- [14]Gilles Pisier. Martingales in Banach Spaces (in connection with Type and Cotype). 2011. IHP course notes, 9 February 2011. https://webusers.imj-prg.fr/~gilles.pisier/ihp-pisier.pdf.
- [15]Andrew Swift. A coding of bundle graphs and their embeddings into Banach spaces. Mathematika, 64(3):847–874, 2018. Theorem locators refer to arXiv v1, 2 October 2017. doi:10.1112/S002557931800027X, arXiv:1710.00877.