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Zero entropy does not guarantee a smooth positive-volume model

OpenAI groups related papers into a “family”. OpenAI’s catalogue describes this one:

Constructs a zero-entropy ergodic invertible transformation of a standard nonatomic probability space that is not measurably conjugate to any C∞ diffeomorphism preserving a strictly positive smooth probability density on a compact finite-dimensional manifold. One example rules out every finite dimension. (OpenAI’s Lean note)

Lean is a language for mathematical statements and proofs that a computer can verify. The assessments below ask whether those statements express the result OpenAI describes here.

The independent assessments find that the Lean statements express only part of the result described above, or a narrower statement. Read the assessments

The paper states

Theorem 1.1

In A zero-entropy system without a smooth positive-volume model

Possible match to OpenAI’s description, selected from the papers’ main statements because it shares the most wording. No review confirming the selection is recorded.

There exists an ergodic invertible measure-preserving transformation (X,\mu,T) of a standard nonatomic probability space such that h_\mu(T)=0 and (X,\mu,T) is not measurably conjugate, on invariant conull sets, to any C^\infty diffeomorphism of a compact finite-dimensional manifold preserving a strictly positive smooth probability density. The manifold may have smooth boundary and need not be orientable.

Reported proof verification
One Lean statement in the release; three independent groups report that Comparator accepted runs for this file at the version shown here.

Papers

Each paper opens as a reading page in the browser, with the PDF beside it. The statements each paper opens with are on its reading page.

A zero-entropy system without a smooth positive-volume model

Undated, current edition.

Read it herePDF

We construct an ergodic invertible transformation of a standard nonatomic probability space with zero Kolmogorov–Sinai entropy that has no smooth positive-volume model. More precisely, it is not measurably conjugate to any C∞ diffeomorphism preserving a strictly positive smooth probability density on a compact finite-dimensional manifold. A single example excludes every finite dimension, including models on nonorientable manifolds and manifolds with smooth boundary.

One Lean statement in this family

Lean is a language for mathematical statements and proofs that a computer can verify. The Lean statement below is shown beside its possible paper counterpart, with the reason they were linked.

For a configured theorem, the Comparator program tests whether OpenAI’s separate proof proves the exact Lean statement using only the allowed axioms. Some statement files instead configure definitions for comparison by name and type. Acceptance does not establish that a formal statement means the same thing as the paper’s theorem.

SmoothObstruction

The paper states

Theorem 1.1

In A zero-entropy system without a smooth positive-volume model

There exists an ergodic invertible measure-preserving transformation (X,\mu,T) of a standard nonatomic probability space such that h_\mu(T)=0 and (X,\mu,T) is not measurably conjugate, on invariant conull sets, to any C^\infty diffeomorphism of a compact finite-dimensional manifold preserving a strictly positive smooth probability density. The manifold may have smooth boundary and need not be orientable.

The words they share: conjugate, conull, orientable, smooth, nonatomic, standard, boundary, preserving, manifold, ergodic, measure, density, space, compact, invariant, positive, finite, probability, system, model, without, volume, entropy, zero.

Possible Lean counterpart

Selected from shared wording. No review of whether the statements mean the same thing is recorded.

Finite-entropy system without a smooth positive-volume model

SmoothObstruction.lean, the release lists it as a supporting statement.

theorem main :    ∃ (X : Type) (_ : MeasurableSpace X) (μ : Measure X)      (_ : IsProbabilityMeasure μ) (T : X ≃ᵐ X),      StandardNonatomic μ ∧ Ergodic T μ ∧ FiniteKSEntropy μ T ∧        ¬ HasSmoothPositiveVolumeModel μ T := by  sorry

This file states the theorem with sorry, a placeholder, in place of its proof. OpenAI supplies a separate proof file. Comparator tests whether that proof proves the statement here.

three independent groups report that Comparator accepted runs for this Lean statement file: cert-machine; MathVet; Neal McBurnett, openai-math-lean-tooling. Who ran the proof-verification program

  • cert-machine records it as “CERTIFIED”.
  • MathVet records it as “comparator-sandboxed-pass”.
  • Neal McBurnett, openai-math-lean-tooling records it as “accepted”.

Read the complete Lean statement

Independent comparisons and proof-verification reports

Does the Lean express the advertised result?

Neither group finds that the Lean statements express or imply the whole advertised result. They describe what the statements express in different terms.

MathVet and Carlos Toledo’s cert-machine independently assessed whether this family’s Lean statements express the whole result OpenAI describes in its catalogue. These are assessments of the family as a whole, not of each paper theorem separately.

MathVet finds that the Lean statements express a weaker statement than the advertised result (their term: “weaker-statement”).

Their note: main gives an ergodic invertible T on a standard nonatomic probability space with FiniteKSEntropy (all finite-partition entropy rates exist and share one real bound) and ¬ HasSmoothPositiveVolumeModel (no C^∞ positive-density model on any compact manifold, closed of every dimension or with boundary); the summary’s zero-entropy requirement is not stated (docs: ‘the paper’s stronger zero-entropy conclusion is outside this statement’), so the Lean is implied by the headline but does not imply it.

Definitions the group asks readers to compare with the paper: def FiniteKSEntropy μ T := ∃ C : ℝ, ∀ q (P : X → Fin (q+1)), Measurable P → ∃ h ≤ C, Tendsto (fun n => blockEntropy μ T P n / n) atTop (𝓝 h): custom; says sup of partition entropies is finite, not zero; HasModelWith/SmoothPositiveDensity/ConullConjugate: custom manifold-model encoding (density of Measure.map (extChartAt I x) against Lebesgue in every chart, conjugacy on invariant conull sets); read as standard

“weaker-statement”, in their words: The challenge statements do not imply the headline claim: they state a nontrivially weaker statement.

Their method: An independent, model-assisted, pre-referee reading of each family’s challenge statements against its headline claim under a published rubric (PROTOCOL.md), with its own Comparator runs per challenge.

cert-machine finds that the Lean statements express a narrower statement than the advertised result (their term: “NARROWER — DECLARED”).

The gap they name: Zero Kolmogorov–Sinai entropy is claimed; the statement gives only finite entropy.

“NARROWER — DECLARED”, in their words: The challenge statements state less than the headline, and OpenAI’s Lean note says so.

Their method: Every Comparator challenge re-run on Linux with nanoda switched on, decided by a preregistered rule.

OpenAI’s own note on what its Lean covers

The paper asks whether a measure-preserving system can be represented by a smooth diffeomorphism preserving positive smooth volume. The formalized supporting result constructs an ergodic invertible transformation of a standard nonatomic probability space with finite Kolmogorov–Sinai entropy that has no such model on any compact finite-dimensional manifold, including manifolds with smooth boundary. The comparison is measurable conjugacy after discarding null sets.

The linked statement gives finite entropy; the paper’s stronger zero-entropy conclusion is outside this statement.

AI-drafted comparisons, with no recorded human review

  • Finite-entropy system without a smooth positive-volume model SmoothObstruction

    Unreviewed AI draft: states a weaker form of a paper’s theorem. States an ergodic system with finite entropy and no smooth positive-volume model, where the main theorem gives such a system with zero entropy.

Who ran the proof-verification program?

These groups report running Comparator with the release’s Lean statement files. For a configured theorem, it verifies OpenAI’s separate proof against the exact statement; some files instead configure definitions for comparison by name and type. Each row is the named group’s report. Atlas has not repeated the runs.

These reports do not list the software versions, proof-verification programs, axioms, time or memory in separate fields. Any such details in a report’s prose are reproduced below.

Finite-entropy system without a smooth positive-volume model SmoothObstruction

Three reports, all at the release’s recorded version.

Reported byTheir wordTheir accountDateOriginal report
cert-machine“CERTIFIED”Re-run through Comparator with the independent nanoda kernel switched on: Lean’s kernel and nanoda both accept OpenAI’s solution.10 October 2026Original report
MathVet“comparator-sandboxed-pass”Re-run through Comparator in a sandboxed virtual machine: accepted.8 October 2026Original report
Neal McBurnett, openai-math-lean-tooling“accepted”Re-run through Comparator with Lean’s kernel: accepted (the check took 238 s; peak memory 6.6 GiB).11 October 2026Original report

What these papers cite in the release, and what cites them

These links come from the papers’ bibliographies. A citation records that one paper cites another; how each cited result is used has not been examined here.

Papers elsewhere in the release that this family’s papers cite

This family’s papers cite no paper elsewhere in the release.

Papers elsewhere in the release that cite this family’s papers

No paper elsewhere in the release cites this family’s papers.

References outside the release

Each paper’s outside references are listed with it on its reading page, where each citation is placed. Every outside work cited in the release: References outside the release

Explain a result, compare statements or propose a correction

Atlas has no contributed explanation for this family yet. You can offer one with a GitHub account. You receive named credit and disclose any AI assistance.

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What people have said

Commentary on this family by others, dated and credited. It is commentary, not a finding.

  • An unsigned public tier list, the OpenAI Math Tier List, classes it as a counterexample and rates its significance, if it holds up, as “Solid publication, could lead to tenure”. The page says that nothing on it is verified.

    Author not stated. Source

Questions awaiting review

Each item identifies a statement, definition or report that needs further review. Its link opens a GitHub form with the source version already recorded.

Read the Lean statement against the paper

  • An AI agent drafted an assessment of which part of the paper this Lean statement expresses. No named human review is recorded. Open the form

Identify the theorem the catalogue describes

  • Family 152 The theorem shown was selected from shared wording with OpenAI’s description. Atlas records no review confirming that it is the theorem the description means. Open the form

Address a question raised in an independent assessment

Compare the proposed paper and Lean matches

  • Family 152 Atlas records no review of whether each linked Lean statement and paper theorem mean the same thing. Open the form