1 Introduction
On a smooth Riemannian manifold, an upper bound for the Hessian of a function bounds its second derivative along every geodesic. The same question is subtler when the function has only a distributional Hessian. A weak inequality is tested against the reference measure, whereas a prescribed geodesic can lie in a set of measure zero. The goal of this paper is to pass from such a weak inequality to a bound on every minimizing geodesic in a finite-dimensional \RCD space.
We work on a complete separable metric measure space (M,d,m) with full support and measure finite on bounded sets. We use \RCD(K,N) to mean the unreduced curvature-dimension condition \CD(K,N), together with quadratic Cheeger energy. The parameters satisfy K\in\mathbb R and 1<N<\infty. The Laplacian is the nonpositive L^2 generator:
Its domain D(\Delta) is contained in W^{1,2}(M). Write \Gamma(u,v)=\langle\nabla u,\nabla v\rangle and \Gamma(u)=\Gamma(u,u). Our global test class is
The second-order \RCD calculus assigns an L^2 Hessian to a test function and gives \nabla_{\nabla g}\nabla g=\nabla(\Gamma(g)/2) [5]. For F\in W^{1,2}_{\rm loc}(M), a compactly supported g\in\Test(M), Y=\nabla g, and h\in\Lip_c(M), define its weak Hessian evaluation by
Here \divg(hY)=\Gamma(h,g)+h\Delta g, and both integrals are finite: the relevant derivatives are locally L^2, and h,Y are bounded with compact support. This agrees with the usual L^2 Hessian when F\in D(\Delta). The definition itself requires only first derivatives of F.
Theorem 1.1 (Weak Hessian bounds along every geodesic). Let (M,d,m) be a full-support \RCD(K,N) space, where K\in\mathbb R and 1<N<\infty. Let F\colon M\to\mathbb R be bounded and globally Lipschitz, and let G\colon M\to\mathbb R be bounded and continuous. Suppose that for every compactly supported g\in\Test(M) and every nonnegative h\in\Lip_c(M),
Then every constant-speed minimizing geodesic \sigma\colon[0,1]\to M, of length \ell, satisfies
Thus, for every nonnegative \varphi\in C_c^\infty(0,1), the conclusion means
For constant G=c, it says that t\mapsto F(\sigma_t)-c\ell^2t^2/2 is concave. The ambient reference measure can have infinite total mass: bounded Lipschitz F is locally Sobolev, and no global L^2(m) condition on F is needed.
1.1 Background and the analytic obstacle
The differential calculus of \RCD spaces makes weak gradients, Hessians and integration by parts available without a smooth atlas [5]. Savaré’s self-improvement of the Bakry–Émery condition supplies a measure-valued Bochner calculus and the multiplier properties used below [10]. Ambrosio–Gigli–Savaré identify the corresponding constant Bakry–Émery bounds with Riemannian curvature-dimension bounds [1]; Braun–Habermann–Sturm develop the analogous variable-curvature equivalences [2].
Changes of measure and large-parameter entropy limits already play an important role in Hessian-to-convexity arguments. Ketterer uses an exponential weight and a scaling limit under a Hessian assumption that includes Sobolev regularity of gradient pairings [9, Theorem 7.1 and its proof]. Sturm develops a vanishing-entropy argument for semiconvex functions [11, Lemmas 1 and 2]. Particularly close to our transport step is Han’s proof of infinitesimal-to-weak convexity: he applies entropy convexity for e^{-a u}m, divides by a, and lets a tend to infinity [7, Theorem 3.13, Equation (3.6)]. His hypotheses include local second-order Sobolev regularity of u. The work below establishes the measure-change step under the distributional hypothesis (1.3) and retains the spatially varying bound G.
Brena–Gigli study fine measure representations of weak Hessians and discuss the passage from a weak Hessian bound to geodesic convexity [3, Remarks 2.3 and 2.4]. In particular, their Remark 2.4 proposes using a change of measure and a weak Bochner inequality, and identifies the regularity needed to justify the approximation in that argument. This is a close antecedent of the method here. Under our bounded Lipschitz hypotheses, we prove the multiplier regularity needed for the measure-change argument by a resolvent contraction for the original heat semigroup.
For bounded globally Lipschitz V, the change of measure m_V=e^V m preserves the L^2 generator domain, but it need not preserve the test class. Its generator has the drift term \Delta_Vu=\Delta u+\Gamma(V,u); a Lipschitz V does not ensure that \Gamma(V,u) is Sobolev. The proof therefore closes the weighted Bochner inequality in the common generator graph domain before applying any curvature-dimension equivalence. The example in Remark 4.2 makes this regularity issue explicit.
With Laplacian-domain regularity, Kapovitch–Ketterer also pass from an L^2-Hessian bound to a geodesic convexity inequality by approximating point endpoints with measures [8, Theorem 4.7]. The final passage to a prescribed geodesic uses Deng’s nonbranching theorem for finite-dimensional \RCD(K,N) spaces [4, Theorem 1.3]. It makes every strict interior subsegment of that geodesic the unique minimizer between its endpoints. This metric fact allows entropy inequalities for concentrating measures to recover the chosen subsegment, including subsegments invisible to an almost-everywhere assertion about paths.
1.2 Proof structure
The proof has two stages. First fix \lambda>0 and change the measure to m_\lambda=e^{\lambda F}m. The weak Hessian bound implies a weighted Bochner inequality with curvature K-\lambda G. A resolvent estimate gives Lipschitz regularity of the weighted multipliers, and the common graph core makes the Bochner inequality valid on the actual weighted generator domain. The constant and variable curvature-dimension equivalences then yield \CD(K-\lambda G,\infty).
Second, fix a strict subsegment of the geodesic and approximate its endpoints by normalized measures on small balls. All transport geodesics between these shrinking supports converge to that unique subsegment. The identity for Boltzmann entropy
then turns the variable-curvature inequality into a lower bound for F above its endpoint chord, with the Green-kernel correction determined by G. Choosing \lambda to dominate the endpoint entropies removes the remaining entropy term. Applying this bound on every strict subinterval proves the distributional inequality.
Section 2 gives the common calculus and approximation facts. Section 3 establishes the weighted generator and resolvent estimates. Section 4 proves the variable curvature-dimension bound, and Section 5 completes the localization argument.
2 Test functions, approximation and Bochner measures
This section records the original-space calculus needed to change measure. The key points are a compact core for the Laplacian and the admissibility of Lipschitz multipliers in the Bochner inequality. All statements concern a full-support \RCD(K,N) space with 1<N<\infty. They do not involve a weighted curvature bound.
2.1 A compact core and local approximation
Besides the class \Test(M) in (1.1), write
The superscript denotes a bounded Laplacian. Both test classes are algebras. Test functions have L^2 Hessians, and the product rule gives \Gamma(g)\in W^{1,2} for g\in\Test. The connection is metric-compatible and torsion-free, with \nabla_{\nabla g}\nabla g=\nabla(\Gamma(g)/2) [5, 10]. We denote the L^2 Hessian by H_g. The graph norm of \Delta is \|g\|_2+\|\Delta g\|_2.
Lemma 2.1 (Cutoffs and approximation). The following approximations are available.
- 1.
For a compact set E in an open set U, there is \chi\in\Test^\infty with 0\le\chi\le1, equal to one on a neighborhood of E, and compactly supported in U. For a fixed basepoint o\in M, there are also exhausting cutoffs \chi_R\in\Test^\infty, equal to one on B_R(o), supported in B_{R+1}(o), whose gradient and Laplacian bounds are independent of R.
- 2.
For g\in D(\Delta),
\|H_g\|_2^2\le \|\Delta g\|_2^2+\max\{-K,0\}\|\nabla g\|_2^2. \tag{2.1}Compactly supported functions in \Test^\infty form a core for \Delta.
- 3.
On a fixed compact region, a function g\in\Test can be approximated by compactly supported g_j\in\Test^\infty with uniformly bounded gradients, with
g_j\to g,\qquad \nabla g_j\to\nabla g,\qquad \Delta g_j\to\Delta g,\qquad H_{g_j}\to H_g \quad\hbox{strongly in }L^2on that region.
- 4.
A compactly supported Lipschitz function \xi can be approximated by compactly supported test functions \xi_j with a common compact support and a common Lipschitz bound, uniformly and strongly in W^{1,2}. If \xi\ge0, the approximants may be chosen nonnegative.
Proof. The good-cutoff construction and the integrated Bochner estimate give (i) and (2.1); see [6, Appendix A, Lemma A.2 and Equation (A.13)]. For the local version of the cutoff construction one uses finitely many small good cutoffs inside U, and a smooth truncation of their sum. This keeps the Laplacian bounded and Sobolev by the test algebra and chain rules.
Let P_t denote the heat semigroup. For h\in L^2\cap L^\infty, positive-time regularization gives P_th\in\Test^\infty [6, Appendix A, Equation (A.7)]. Spectral calculus and density of bounded L^2 data show that these regularizations form a core. For each such regularization h,
The uniform cutoff bounds and the L^2 tails imply convergence to \Delta h in L^2, as well as convergence of the functions and gradients. This proves the compact-core assertion.
For (iii), choose nested cutoffs \chi,\zeta such that \chi=1 near the region in question and \zeta=1 near \supp\chi. Put
The function \zeta g lies in \Test. The product rule, spectral continuity and the fixed cutoff bounds give convergence of g_t to \chi\zeta g in the Laplacian graph norm. The Bakry gradient estimate gives
Apply (2.1) to g_t-\chi\zeta g to obtain strong Hessian convergence. Since \chi\zeta g=g near the region, (iii) follows.
For (iv), use \xi_t=\chi P_t\xi, with an outer cutoff \chi=1 near \supp\xi. The heat semigroup converges strongly in W^{1,2}; the uniform Lipschitz estimate and the small-time heat-kernel moment bound give uniform convergence on the common compact support. The cutoff product gives the same conclusions for \xi_t, and positivity is preserved.
The compact core in Lemma 2.1 is constructed using only the original heat flow. It will therefore remain available when we compare the two generator domains in Section 3.
2.2 Weak Hessians and admissible Bochner multipliers
The weak Hessian in (1.2) is continuous under weak local W^{1,2} convergence of F, with the test gradient and weight fixed. For F\in D(\Delta), the integration-by-parts formula for its L^2 Hessian identifies it with that tensor. An upper bound for H_F(Y,Y) means an inequality on every nonnegative compactly supported Lipschitz weight; it does not presuppose an L^2 Hessian for F.
The original test class in (1.1) is contained in Savaré’s class \mathbb D_\infty, which requires \Delta g\in W^{1,2} but not a bounded Laplacian [10, Equation (3.4)]. His measure-valued Bochner calculus [10, Lemma 3.2 and Equations (3.7)–(3.9)], together with the Hessian-square estimate [5, Theorem 3.3.8], gives
The first Laplacian in this expression is measure-valued. The associated nonnegative Bochner remainder is locally finite and does not charge sets of zero 2-capacity. Here
Sobolev multipliers are evaluated using their quasi-continuous representatives, which are defined outside a set of zero capacity.
In particular, a nonnegative compactly supported Lipschitz multiplier is admissible in (2.2). Indeed, approximate it by the nonnegative test functions in Lemma 2.1(iv). Strong W^{1,2} convergence gives, along a subsequence, convergence outside a set of zero capacity. The approximants have a common bound and compact support, so dominated convergence applies against the fixed local Bochner measure. In the integration by parts, strong convergence of the multiplier gradients pairs with \nabla\Gamma(g)\in L^2. This gives the same identity and inequality for the Lipschitz multiplier.
2.3 Metric and heat-flow facts
A finite-dimensional full-support \RCD space is proper and geodesic, has positive finite measure on every nonempty bounded ball, and has the Sobolev-to-Lipschitz property. In particular, a Sobolev function with essentially bounded weak gradient has a Lipschitz representative, with Lipschitz constant bounded by that gradient bound. Bishop–Gromov volume control implies Gaussian volume growth: for a fixed basepoint o, there is a constant C>0 such that m(B_r(o))\le C\exp(Cr^2) for r\ge1. These properties are unchanged under bounded equivalence of the measure, except that a weighted curvature bound still requires proof.
The original heat semigroup P_t is Markovian and strongly continuous on W^{1,2}. Its Bakry gradient and reverse-Poincaré estimates give, for bounded data and positive times, the bounds used in the proof of Lemma 3.1. We use the standard estimates in [1, 10]; the finite-dimensional heat regularity and cutoff statements used above are collected in [6, Appendix A].
3 Bounded changes of measure and the generator domain
Our first task is to control the weighted generator before assigning any curvature bound to the weighted space. A bounded Lipschitz weight preserves weak gradients and the generator domain. The less immediate point is that bounded functions with bounded weighted Laplacian are Lipschitz; the resolvent argument below supplies this regularity from the original heat flow.
Lemma 3.1 (Bounded drift). Let (M,d,m) be a full-support \RCD(K,N) space, with 1<N<\infty, and let V be bounded and globally Lipschitz. Set m_V=e^V m, and let \Delta_V be the generator of the Cheeger energy for m_V, with the nonpositive sign convention. The Sobolev spaces and their weak gradients agree, and
The two generator graph norms are equivalent. Moreover,
Proof. Since e^V is bounded above and below by positive constants, the classes of test plans defining weak upper gradients agree: a compression bound for one measure gives a compression bound for the other. Thus the weak gradients agree, and the two W^{1,2} norms are equivalent. In particular, the weighted Cheeger energy is quadratic. Multiplication by e^V or e^{-V} preserves W^{1,2}. In the weak definition of the generator, replacing a test function \eta by e^V\eta gives (3.1) in one direction. Replacing it by e^{-V}\eta gives the converse. All drift terms are in L^2 because |\nabla V| is bounded. The energy identity
and its weighted counterpart bound the gradient by the respective graph norm. Together with (3.1), this proves graph-norm equivalence.
Here is a resolvent proof of the last assertion, before imposing any curvature condition on the weighted space. Let P_t be the original heat semigroup, and put
For h\in L^2\cap L^\infty, spectral calculus, the Markov property, and the heat gradient estimate give, for all sufficiently large a,
For the last estimate one integrates the reverse-Poincaré bound \|\nabla P_t h\|_\infty\le C_K(t^{-1/2}+1)e^{C_Kt}\|h\|_\infty. These are estimates for the original \RCD heat semigroup.
Consider the Banach space
Completeness follows from closedness of the weak differential and completeness of L^\infty. Given h\in L^2\cap L^\infty, the map
is a contraction on \mathcal E when a is sufficiently large, by (3.3) and \|\Gamma(V,z)\|_p\le\|\nabla V\|_\infty\|\nabla z\|_p. Its fixed point lies in D(\Delta) and solves (a-\Delta_V)z=h. The weighted energy identity gives uniqueness of this solution in D(\Delta_V). For \xi as in (3.2), take h=(a-\Delta_V)\xi. It belongs to L^2\cap L^\infty, so uniqueness identifies \xi with the fixed point. The original Sobolev-to-Lipschitz property now proves the claim.
4 From a weak Hessian bound to variable curvature
We now apply the generator facts to m_\lambda=e^{\lambda F}m. The weak Hessian upper bound lowers the Ricci bound by \lambda G. We first prove this identity on compact original test functions, then close it in the common generator domain. This order is needed because a Lipschitz drift can destroy the Sobolev regularity of an original test function’s weighted Laplacian.
For a probability measure \mu with bounded support, define
The negative part is integrable: a bounded ball containing the support has finite measure, and s\log s\ge-1/e. This is the entropy domain used below, also for the bounded reweightings m_\lambda.
For a bounded continuous function k, we use the variable curvature-dimension condition \CD(k,\infty) of [2, Definition 1.2]. In the bounded-support case needed below, it supplies, for any two finite-entropy probability measures \mu_0,\mu_1, a dynamical optimal plan \pi with \mu_t=(e_t)_\#\pi such that
Here \Geo(M) is the space of constant-speed minimizing paths on [0,1], and e_t(\gamma)=\gamma_t. A dynamical optimal plan is a probability measure on this path space whose endpoint coupling is optimal for quadratic transport. This formula fixes our Green-kernel and Laplacian normalizations.
Proposition 4.1 (A distributional Hessian bound changes curvature). Let (M,d,m) be a full-support \RCD(K,N) space, where K\in\mathbb R and 1<N<\infty. Let F\colon M\to\mathbb R be bounded and globally Lipschitz, and let G\colon M\to\mathbb R be bounded and continuous. Suppose that for every compactly supported g\in\Test and every nonnegative h\in\Lip_c(M),
For every \lambda>0, the measure m_\lambda=e^{\lambda F}m satisfies \CD(K-\lambda G,\infty). The metric is unchanged.
Proof. Core identity. Fix \lambda>0, and write V=\lambda F, w=e^V, k=K-\lambda G. Take a nonnegative \xi in (3.2). Lemma 3.1 makes \xi Lipschitz. Initially let g\in\Test be compactly supported, and set q=\Gamma(g)/2, b=\Gamma(V,g). Define
The notation \mathcal B_0(g,\eta) denotes the same formula with V=0; it is also meaningful for a bounded Lipschitz multiplier \eta after localization near \supp g. All terms are integrable: q\in W^{1,2}, \Delta_Vg\in L^2, and \xi,|\nabla\xi| are bounded.
The original measure-valued Bochner inequality, integrated against w\xi, gives
Here and below a compact test cutoff equal to one near \supp g can be inserted in the multiplier. Its derivatives do not meet the support of any term. Thus the bounded Lipschitz multiplier is admissible by the local Bochner-measure calculus in Section 2.
The product rule and (3.1) give the exact identity
The second equality is precisely (1.2), since \divg(w\xi\nabla g)=w[\Gamma(\xi,g)+\xi\Delta_Vg]. Use (1.3), with the same harmless cutoff, in (). Together with (4.3) this yields
The example in Remark 4.2 explains why the weighted generator domain needs a separate closure argument.
Closure in the generator domain. We next close this inequality in the correct generator domain. Integration by parts in its first term rewrites the left side as
Every term in (4.6), as well as the right side of (4.5), is continuous under convergence in the \Delta_V graph norm. Indeed, graph convergence implies strong L^2 convergence of gradients; use the boundedness of \xi,\Delta_V\xi,|\nabla\xi|, and k. By Lemma 2.1 and graph-norm equivalence, compact original test functions form a core for \Delta_V. Consequently (4.5) in the form (4.6) holds for every g\in D(\Delta_V). If in addition \Delta_Vg\in W^{1,2}, the last two terms in (4.6) combine by integration by parts, and give
This is the weighted Bakry–Émery inequality on its actual test domain. In particular it holds on the smaller class also requiring \Gamma(g)\in L^\infty.
Constant curvature. We first obtain a weighted \RCD structure with the same intrinsic distance d. Replace k by the constant K_V=\inf_M k> -\infty, and set \mathcal E_V=2\mathrm{Ch}_V. The unchanged weak gradients make \mathcal E_V a strongly local symmetric Dirichlet form with carré du champ \Gamma. In the metric topology \tau, using the completed Borel \sigma-algebra, completeness, separability, full support and finite bounded-ball measures give condition (MD) of [1]. The original Sobolev-to-Lipschitz property gives (ED.a); boundedly supported Lipschitz functions with slope at most one have weak gradient at most one, giving (ED.b). The converse of [1, Theorem 3.9] therefore makes (M,\tau,m_V,\mathcal E_V) an Energy measure space and identifies its intrinsic distance with d. Since \mathcal E_V=2\mathrm{Ch}_V for this metric, the necessity direction of [1, Theorem 3.14] gives upper regularity. Bounded equivalence preserves Gaussian volume growth, hence (MD.exp), so the final assertion of that theorem gives conservativity. Sobolev-to-Lipschitz also supplies continuous representatives for energy functions with \Gamma\le1, as required by [1, Definition 3.16]. Thus this is a Riemannian Energy measure space. Applying [1, Theorem 4.17] to (4.7) with the constant K_V gives \RCD(K_V,\infty).
Variable curvature. On this weighted \RCD space, (4.7) is its \mathrm{BE}_2(k,\infty) condition, and the bounded continuous function k meets its lower semicontinuity and lower-bound assumptions. Hence \CD(k,\infty) follows [2, Definition 1.4 and Theorem 1.1].
Remark 4.2 (Why the domain argument is needed). An original test function need not satisfy \Delta_Vg\in W^{1,2}. Even in Euclidean space, a bounded Lipschitz V agreeing with -|x_1| near the origin and a smooth compactly supported g agreeing with x_1 there give \Delta_Vg=-\operatorname{sign}(x_1) locally. The integrated identity () and closure through (4.6) avoid differentiating this drift term. They also explain why no general converse from an unspecified weak Hessian to geodesic convexity is being used; compare [3, Remark 2.4].
5 Localizing the entropy inequality to a prescribed geodesic
Proposition 4.1 provides an entropy inequality for optimal transports between measures. To recover a statement on one prescribed geodesic, we concentrate the endpoint measures in shrinking balls. Nonbranching makes every strict interior subsegment unique, so all the resulting transport paths converge to that subsegment. At the same time, we increase \lambda fast enough that endpoint entropy contributes no error in the limit.
Proof of Theorem 1.1. The case \ell=0 is immediate. A finite-dimensional \RCD space is nonbranching [4, Theorem 1.3]. Every strict subsegment of \sigma is therefore the unique minimizing geodesic between its endpoints. Indeed, replacing such a subsegment by a different minimizer gives a minimizing curve between \sigma(0) and \sigma(1), with the same length \ell, agreeing with \sigma on a nontrivial initial interval. This contradicts nonbranching.
Fix one strict subsegment, and denote its constant-speed reparametrization by \tau\colon[0,1]\to M. For \varepsilon_j\downarrow0, let
These quantities are finite by full support and local finiteness. Choose
The two endpoint measures have finite entropy relative to m_{\lambda_j}, so Proposition 4.1 provides a dynamical optimal plan \pi_j satisfying the variable-curvature entropy inequality. Write \mu_t^j=(e_t)_\#\pi_j.
All geodesics in these plans lie in one compact set Q and have lengths bounded by one constant L. Properness and Arzelà–Ascoli give compactness of this family of paths. Every limit of a path with these shrinking endpoint constraints must be \tau, by the uniqueness just proved. Hence \pi_j converges weakly to \delta_\tau, even though the measures m_{\lambda_j} vary with j.
Set g(s,t)=\min\{s,t\}-st, the nonnegative Dirichlet Green kernel on [0,1], and define
We use the large-parameter entropy comparison appearing in [7, Theorem 3.13, Equation (3.6)], now with the variable bound and the concentrating endpoint measures chosen above. Using \Ent_{m_{\lambda_j}}(\mu)=\Ent_m(\mu) -\lambda_j\int F\dd\mu, the defining \CD(K-\lambda_jG,\infty) inequality becomes
This uses the Green-kernel normalization of [2, Definition 1.2]. The intermediate entropies are finite, and Jensen’s inequality on Q gives E_t^j\ge-\log m(Q). Also 0\le C_t^j\le L^2/8. Thus the last term in (5.1) has lower limit at least zero, uniformly in t. The continuity of F,G on Q, compactness of the paths, and \pi_j\to\delta_\tau imply
The argument applies to every strict subsegment of \sigma. On any compact interval inside (0,1), choose a twice continuously differentiable function a with a''(t)=\ell^2G(\sigma_t). The Green formula and (5.2), applied on all subintervals, say exactly that F\circ\sigma-a lies above each of its chords. It is concave, so its second distributional derivative is nonpositive. This proves (1.4). Continuity supplies the values at the ends of any closed subinterval.
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