1 Introduction
The Grothendieck–Teichmüller Lie algebra records the infinitesimal symmetries of the associativity and braiding constraints for parenthesized braids. Its defining equations are short, but they place conditions in every weight on a free Lie algebra in two letters. The Deligne–Drinfeld conjecture predicts that these conditions leave exactly a free Lie algebra with one generator in each odd weight starting at three. We prove this conjecture, including generation of the entire solution space.
1.1 The statement
Let L=\Lie_{\Q}\langle x,y\rangle, graded by the total number of letters. We call this degree the weight. For a finite set of labels, the infinitesimal pure braid Lie algebra \mathfrak t_n has generators t_{ij}=t_{ji}, i\ne j, and relations
Every generator has weight one. Let W\subset L be the graded vector space of polynomials satisfying
The last equation is imposed in \mathfrak t_4. These are the usual defining equations of \grt; see [16, Section 6.1]. We work first with their polynomial solution space W=\bigoplus_n W_n, where W_n is its weight-n piece. The usual completed algebra is \widehat W=\prod_n W_n.
For \psi\in L, define the derivation
The Ihara bracket, with the convention used throughout this paper, is
Theorem 1.1. There are homogeneous elements \sigma_{2k+1}\in W_{2k+1}, one for each k\ge1, for which
is an isomorphism of graded Lie algebras. In particular, W is closed under the bracket (1.6). The induced map on completions by weight is a continuous graded isomorphism.
The generators in Theorem 1.1 are not canonical. The assertion combines two requirements: there are no additional Lie relations among them, and they span every solution of (1.2)–(1.4).
1.2 Context and the main estimate
The arithmetic study of the fundamental group of the projective line minus three points provides a central setting for these symmetry questions; Deligne developed its motivic and tangential-basepoint framework in [5, Introduction and Section 15]. Drinfeld’s associators express compatibility between reassociation and braiding, and their symmetries led to the Grothendieck–Teichmüller group and its Lie algebra [6]. The equations above are the corresponding infinitesimal compatibility conditions.
The conjecture has three parts: existence of the proposed odd-weight elements, freeness of the Lie algebra they generate, and exhaustion of the equation space. Drinfeld’s Proposition 6.3 credits Ihara with the odd-weight existence result and gives an associator proof. Brown’s work on mixed Tate motives over \mathbb Z proves the faithfulness of the motivic action on the fundamental group of the three-punctured line [3]. The graded Lie algebra of the prounipotent motivic Galois group is free on generators corresponding to weights 3,5,7,\ldots; its inclusion in the associator symmetry algebra therefore supplies a free Lie subalgebra of W [4, Section 1.4.2]. Willwacher subsequently proved freeness for any homogeneous family of solutions, one in each odd weight 2k+1\ge3, whose corresponding element has nonzero coefficient of x^{2k}y [17, Theorem 1.2]. This coefficient lies in the depth-one component, consisting of words with exactly one occurrence of y.
Freeness leaves open whether there are additional solutions of the defining equations; see [16, Section 9]. Naef and Willwacher’s computations of the linearized Kashiwara–Vergne algebra, together with the known inclusions, establish the required equality through weight 29 [13, Theorem 5 and Corollary 7]. Our main estimate is the all-weight upper bound
proved in Corollary 5.4 for the full rational equation space. The known free subalgebra gives the reverse inequality. The proof here also obtains that lower bound internally: Sections 6–8 construct a rational subspace of solutions closed under the Ihara bracket, supply its odd-weight depth-one values, and choose integral generators attaining the bound. These choices connect the rational construction to the characteristic-two argument.
The completed assertion has a graph-theoretic consequence. Over \Q, Willwacher’s isomorphism [16, Theorem 1.1] identifies the zeroth cohomology of Kontsevich’s graph complex with \widehat W. Thus
The graph complex and its completion are taken in the conventions of that source. The superscript zero is a cohomological degree, whereas the generator indices specify weights; no other cohomological degree is computed here.
1.3 Proof strategy
The main step is a degeneration of the pentagon in characteristic two. Inside the free associative algebra, put
and filter by the number of occurrences of B. The pentagon for a leading part becomes a relation in the enveloping algebra of the level-two cyclotomic hyperplane arrangement [7, Section 1.4], modulo terms of lower count. The comparison uses a common ordering procedure: corrections raise the count in the braid algebra and lower it in the arrangement algebra. Keeping only the common count-preserving terms transfers the relation without any independence assumption on the target algebra.
Integral deletion operators on words then detect the leading part after setting A=0. Their analytic antecedents are the total-differential formulas for iterated integrals and hyperlogarithms of Goncharov [8, Theorem 2.1] and Panzer [14, Lemma 3.3.30]. The operators used here specialize the integral algebraic differential operators of Hirose and Sato [10, Section 2]; their use with cyclotomic braid algebras and ratios of sums and differences follows Hirose’s construction [9, Sections 4.3 and 6]. Here the arrangement relations are proved over the integers before reduction, and the characteristic-two comparison is proved directly. A shift symmetry B\mapsto B+s(C), followed by a Vandermonde argument, confines the image to the ordinary free Lie algebra on
These letters have exactly the weights predicted by the conjecture. The ordering comparison and the integral deletion test provide separate tools for extracting information from filtered braid relations.
To attain the bound within the proof, we construct rational solutions with a nonzero coefficient of x^{n-1}y in every odd weight n\ge3. Following Drinfeld’s associator proof [6, Proposition 6.3], we compare regularized braid holonomy with the rule obtained by conjugating paths and negating the chord generators. We implement this comparison in the parenthesized-chord formalism of Bar-Natan [2, Sections 2–3], with the required operations and limits proved explicitly. The logarithm of the comparison, evaluated on a reassociation arrow, has the required nonzero coefficient. This uses the nonvanishing of a convergent integral, and requires no arithmetic independence assertion about its values.
Finally, we work with saturated lattices over \Z_{(2)}. The characteristic-two bound applies to reductions of rational solutions. Independent Hall words in previously chosen generators, together with a new depth-one value in odd weight, attain the bound at each step. Equality forces the next integral generator to occupy the required leading filtration piece. This proves generation and freeness simultaneously.
1.4 Organization and conventions
Section 2 establishes the integral algebra and a special-derivation identity. Sections 3–5 prove the dimension bound. Sections 6 and 7 construct the odd-weight values. Section 8 completes the induction.
All Lie algebras in characteristic two are ordinary Lie algebras, with [u,u]=0. Their enveloping algebras are ordinary associative enveloping algebras. We never identify all primitive elements in characteristic two with ordinary Lie elements. All completions are by weight, and all infinite constructions are interpreted first in each finite weight quotient.
2 Integral Lie algebras and the special identity
Throughout, a Lie algebra is an ordinary Lie algebra: its bracket is alternating, including in characteristic two. Put R=\Z_{(2)}=\{a/b\in\Q:b\text{ is odd}\}, with residue field \F=R/2R. We will pass from the rational solution space to an embedded reduction of the same dimension. For this passage we need torsion-free integral targets for the defining equations, together with an additional identity proved over \Q before reduction.
Lemma 2.1. The solution spaces W_1 and W_2 are zero.
Proof. For \psi(x,y)=\alpha x+\beta y, the left side minus the right side of the pentagon is -\alpha t_{12}-\beta t_{34}. The degree-one braid generators are linearly independent, so \alpha=\beta=0. The degree-two free Lie algebra is spanned by [x,y], and the three-term expression for this polynomial is 3[x,y]. Thus it too has no nonzero rational solution.
Lemma 2.2 (Ordinary Lie lattices). Let X be a finite alphabet, and let K(X) be the R-span of all bracket monomials in the free associative algebra R\langle X\rangle. It is the free ordinary Lie algebra over R. Each multihomogeneous piece is finite free, and its rationalization and reduction are, respectively,
In particular, this reduction is injective in associative words, and free ordinary Lie dimensions in every multidegree agree over \Q and \F. The same statements hold for an alphabet with positive integer weights and finitely many letters in each bounded weight.
Proof. We recall the integral free-Lie and PBW facts being used. The Hall–Lyndon construction gives a basis of the free Lie algebra over \Z: iterated use of alternation and Jacobi expresses bracket monomials in the standard Lyndon brackets, and the associative expansion of each such bracket has its Lyndon word as leading word, with coefficient one. Distinct leading words give independence over every coefficient ring. Thus base change to R identifies the abstract free Lie algebra with precisely the displayed bracket span. PBW applies to this free R-module; in particular its universal enveloping algebra is R\langle X\rangle. These are the usual integral versions of the free-Lie basis and PBW theorems [15, Theorems 0.2, 0.5, 4.9 and 5.1]; the integral Lyndon and PBW bases are also recalled in [12, Section 2].
The same Lyndon brackets form bases after base change to \Q and \F, with unchanged multidegrees. This proves the asserted injectivity and equality of dimensions. For a weighted alphabet, restriction to any bounded weight leaves finitely many letters, so the same basis argument applies.
In particular, ordinary Lie membership is a condition stronger than being primitive in a characteristic-two enveloping algebra. For example, x^2 is primitive in \F\langle x\rangle, whereas the ordinary Lie algebra generated by x is just \F x. We will always retain ordinary Lie membership when using associative words.
For a coefficient ring k\in\{R,\Q,\F\}, write \mathfrak t_q(k) for the infinitesimal braid Lie algebra on q strands, with the presentation in (1.1).
Lemma 2.3 (The free fiber). The map \mathfrak t_q(k)\longrightarrow\mathfrak t_{q-1}(k) which forgets the last strand is split, and its kernel is the free ordinary Lie algebra on s_i=t_{iq}, 1\leq i<q. Explicitly,
where a base generator t_{ij} acts by the derivation
Multiplication gives an isomorphism of k-modules
Thus recursive products of free associative fiber words are a basis. Over R, the Lie algebra and its enveloping algebra are torsion free, and this normal form commutes with rationalization and reduction.
Proof. Any prescription on free generators extends uniquely to a derivation. Derivations D_{ij} and D_{hk} with disjoint supports commute. For three distinct indices i,j,h, put S_{ijh}=s_i+s_j+s_h. On the free subalgebra on these three letters,
Moreover D_{ij}(S_{ijh})=0, so D_{ij} commutes with this sum. On every other free generator all these derivations vanish. It follows that [D_{ij},D_{ih}+D_{jh}]=0 on the whole free Lie algebra. Hence (2.2) defines an action of the presented base algebra.
Form its semidirect product with the free Lie algebra on the s_i. The braid relations involving the last strand say precisely
They hold by (2.2). Conversely, these relations in the presented braid algebra give exactly that action. The maps between the presented algebra and the semidirect product, taking each generator to its namesake, are consequently inverse. This proves both the presentation and the assertion about the actual kernel.
Inductively the base is a free k-module. Choose Lie bases for fiber and base, and place the entire fiber basis before the base basis. PBW identifies their ordered products with a basis of the enveloping algebra. Since the enveloping algebra of a free Lie algebra is the free associative algebra, this is exactly (2.3). Induction, starting with one strand, gives the asserted word basis. Lemma 2.2 and the same basis over R, \Q, and \F give the last assertions.
We next deduce an additional identity from the defining equations. The first conclusion below is Drinfeld’s special identity [6, Proposition 5.7]. We give a direct proof that also establishes the stated linearization. We use the convention \ad_a(z)=[a,z].
Lemma 2.4 (The special identity). Let \psi\in W_n, where n>2. In the free Lie algebra on a,b, with c=-a-b, one has
In addition, for an extra free letter T,
where \partial_2 means the coefficient of a central parameter t in \psi(a,-a+tT).
Proof. All calculations in this proof take place over \Q. We first rewrite the pentagon in a free kernel, then linearize at a+b+c=0. Equality of mixed derivatives will force the possible linearization coefficient to vanish.
The free-fiber identity. Forget strand 2 in \mathfrak t_4(\Q), and put
By Lemma 2.3, the kernel is the actual free Lie algebra on a,b,c. Define
Forgetting the fiber sends each displayed difference to zero, so F_a,F_b,F_c are elements of this free kernel. They are homogeneous of degree n.
Each of the three expressions before subtracting \psi(u,v) commutes with its corresponding letter. For example, [a,u+b]=[a,v]=0 and [b,u+a]=[b,v+c]=0; the third case is the same braid relation at c. The base action fixes S=a+b+c. Summing the resulting commutators therefore gives
Set \Delta_a=F_b-F_a and \Delta_c=F_b-F_c. We obtain the identity in the free fiber
The pentagon gives \Delta_a=\psi(a,b+c)-\psi(a,b)-\psi(b,v). The element v+b+c is central in the subalgebra on v,b,c. A Lie polynomial of degree greater than one is unchanged when a central element is added to an argument: every term in the difference contains that element in a bracket. Thus \psi(b,v)=\psi(b,-b-c). Exchanging strands 1 and 4 in the same calculation and using antisymmetry gives the second formula below:
Both differences vanish when S=0: the two remaining terms cancel by antisymmetry and \psi(z,-z)=0 in degree greater than one.
The ideal generated by S is stable under the base action, so the quotient fiber is \Lie_{\Q}\langle a,b\rangle, with c=-a-b. In this quotient the actions of u,v are \ad_c,\ad_a, respectively. For example,
and [v,a]=0, [v,b]=[b,c]=[a,b], [v,c]=[c,b]=[a,c]. It follows that \psi(u,v) acts on the quotient fiber by \ad_{\psi(c,a)}. Since the expression defining F_b+\psi(u,v) commutes with b, we have
in this free Lie quotient.
The centralizer of b in the ordinary free Lie algebra on a,b is \Q b. To see this directly, embed it in associative words. For a homogeneous polynomial P=\sum_w p_w w commuting with b, comparison in bP=Pb gives p_{av}=0 and p_{b^j av}=p_{b^{j-1}avb} for every word v and j>0. Iterating shows that every word containing a has coefficient zero. Hence P is a polynomial in b. Setting a=0 now shows that a Lie element of this form belongs to the one-dimensional ordinary Lie algebra on b. The homogeneous element at hand has degree n>1, and is therefore zero. We have proved an equality of quotient fiber elements, not just of their induced derivations:
The first variation at S=0. We have determined the quotient value of F_b. We now differentiate (2.6) transversely to this quotient and compare the result with the derivative of the expression in (2.4). All subsequent derivatives mean coefficient extraction after adjoining free direction letters and commuting scalar parameters. Thus
The degree-n Lie polynomials on a,T containing exactly one T and n-1 copies of a form the one-dimensional space spanned by \ad_a^{n-1}T: in a nonzero bracket monomial, each branch not containing T must be a single a. Consequently there is a scalar k\in\Q, depending only on \psi, such that
Differentiating the identity \psi(a,-a)=0 while varying both arguments gives
Take c=S-a-b, keep a,b fixed, and extract the coefficient linear in S=tT. In these same coordinates the two differences are
Writing c=-a-b after differentiation, their derivatives at zero are exactly
The last equality uses (2.11) and antisymmetry. In differentiating (2.6), the left side becomes [T,F_b|_{S=0}]: its other product-rule term has outside letter S=0. On the right the outside a is fixed, and the derivative of the outside c contributes [T,\Delta_c|_{S=0}]=0. Thus no outside-letter term remains, and (2.9) gives
Now define G(a,b)=[a,\psi(b,a)]+[c,\psi(b,c)], where c=-a-b. Hold b fixed and vary a in direction T, so that c varies in direction -T. The full product rule is
The three-term identity and antisymmetry give \psi(b,a)-\psi(b,c)=\psi(c,a). Comparing with (2.12), we conclude that
Vanishing of the scalar obstruction. Equation (2.13) expresses the derivative of G in terms of the single scalar k. To show that this scalar is zero, introduce two independent constant directions U,V. The coefficients of their two commuting scalar parameters in G are unchanged when the differentiations are interchanged. After forming these mixed derivatives, specialize
where a_0,T are free letters. The derivative of \ad_c^n vanishes there, since every summand contains n-1>0 copies of \ad_c. The two derivatives of the other term are
Only j=n-1 survives in the second sum. Equality of the mixed derivatives in (2.13) implies
The word a_0^nT has coefficient one in \ad_{a_0}^{n}T. Since the calculation is over \Q, it follows that k=0. This proves (2.5).
Equation (2.13) now says that every directional derivative of G in a vanishes. Equivalently, setting the direction equal to a multiplies its component with j occurrences of a by j. In characteristic zero every such component with j>0 is zero. Thus G is independent of a, and evaluation at a=0,c=-b gives G=0. This is (2.4).
Proposition 2.5 (Saturated reduction). Let
Then L_n is a saturated finite free R-submodule of K_n, and its reduction embeds in K_n/2K_n. Writing its image as \overline L_n, one has
More generally, for any rational subspace V_n\subset W_n, the lattice M_n=V_n\cap K_n has an embedded reduction \overline M_n\subset\overline L_n of dimension \dim_{\Q}V_n.
Every element of \overline L_n satisfies the reductions of the three defining identities. If n>2, it also satisfies (2.4) and (2.5) after reduction, together with all formal coefficient consequences of these identities. In particular, putting z=x+y,
Proof. An intersection of a rational subspace with a finite free R-module is saturated: if v\in K_n and 2v\in L_n, then v\in W_n, hence v\in L_n. Thus L_n\cap2K_n=2L_n, which gives the asserted injection after reduction. It is a finite free module because R is a principal ideal domain. Clearing denominators in a rational basis of W_n shows that \Q L_n=W_n, so its rank and its reduction dimension are \dim_{\Q}W_n. Exactly the same argument applies to M_n; embedding both reductions in K_n/2K_n proves their stated inclusion.
For a representative \psi\in L_n, each defining identity is an expression with coefficients in R. Its target is either a free Lie lattice or the braid Lie algebra over R. These targets embed in their rationalizations by Lemmas 2.2 and 2.3. An expression which vanishes over \Q therefore already vanishes over R, and can be reduced modulo two. The identical argument applies to the special identity and its linearization, which were established over \Q in Lemma 2.4. Adjoining free letters and commuting parameters preserves the word bases; extracting a parameter coefficient involves no division and commutes with reduction. This justifies the assertion about formal coefficient consequences.
Finally, reduce (2.4), take a=x,b=y,c=x+y, and use the reduced antisymmetry to replace \overline\psi(y,x) and \overline\psi(y,x+y) by \overline\psi(x,y) and \overline\psi(x+y,y). Expanding the outside bracket with x+y gives (2.15).
In the characteristic-two arguments that follow, the permitted polynomials are these reductions of rational solutions. No identification of \overline L_n with the full solution space of equations written over \F is asserted or needed. In particular, the characteristic-zero mixed-derivative argument proving (n+1)k=0 has already been completed before reduction.
3 A filtered degeneration of the pentagon
We now work over \F. The elements to which we apply the argument are the reductions \bar\psi\in\overline L_n of Proposition 2.5, with n>2. In particular, they are ordinary Lie polynomials and satisfy the reduced pentagon. We first introduce a filtration in which a leading part of that pentagon can be tested in a different Lie algebra.
Lemma 3.1. The assignments
define an injective homomorphism \F\langle A,C,B\rangle\longrightarrow\F\langle x,y\rangle. Its restriction embeds the ordinary free Lie algebra \Lie_{\F}\langle A,C,B\rangle in the latter associative algebra. Every homogeneous element of \Lie_{\F}\langle x,y\rangle of weight greater than one belongs to this embedded Lie algebra.
Proof. Order words of each fixed length lexicographically with x>y. The leading words of x^2,[x,y],y are respectively xx,xy,y, each with coefficient one. These form a prefix code: none is a proper initial segment of another. Thus their concatenations have unique decodings, so distinct words in A,C,B have distinct leading words. Split a putative relation by its total x,y length and take the largest leading word in each part; its coefficient proves associative injectivity. Ordinary free Lie algebras embed in their free associative enveloping algebras, so the Lie assertion follows as well.
We use the ordinary free-Lie elimination construction [15, Theorem 0.6], whose needed instance can be seen directly. Set e_j=\ad_x^j y for j\geq0. The Lie subalgebra generated by the e_j is stable under \ad_x, because \ad_x(e_j)=e_{j+1} and \ad_x is a derivation. Its sum with the line \F x is therefore a Lie algebra containing x,y, hence the whole free Lie algebra. The subalgebra is thus an ideal with one-dimensional quotient spanned by the class of x. Every homogeneous Lie polynomial of weight greater than one consequently lies in this subalgebra. It is itself free on the e_j: their leading words x^j y form a prefix code, which proves injectivity of the corresponding free associative algebra and hence of its ordinary free Lie algebra.
In characteristic two, the associative identity \ad_x^2(P)=[x^2,P] gives
Both expressions belong to the ordinary Lie algebra on the three abstract letters A,C,B, which proves the final assertion.
The statement does not assert that x^2 is an ordinary Lie polynomial in x,y. Rather, it embeds an ordinary Lie algebra on three new letters into an associative algebra; the original Lie polynomials of weight greater than one happen to lie in its image.
Give A,C weight two and B weight one, and let F^r be the span of ordinary Lie monomials containing at least r occurrences of B. The multigrading of the free Lie algebra makes this a decreasing filtration. Through Lemma 3.1, we regard \overline L_n as a subspace of \Lie_{\F}\langle A,C,B\rangle and give it the induced filtration F^r\overline L_n=\overline L_n\cap F^r; write \operatorname{gr}^r_F\overline L_n= F^r\overline L_n/F^{r+1}\overline L_n. Write \Psi(A,C,B) for the unique polynomial representing \bar\psi under Lemma 3.1. If \Psi\in F^r, let \chi(A,C,B) be its component containing exactly r letters B. Whenever \chi\ne0, there is an integer m\geq0 such that
and every associative word of \chi has m letters from \{A,C\} and total length m+r. The case m=0 is zero: an ordinary Lie polynomial in B alone has only its degree-one component, whereas n>2. Thus a nonzero leading part always has m>0, and in particular n>r. We shall later study the ordinary Lie polynomial f=\chi(0,C,B). This section establishes the relation satisfied by \chi before that projection.
We need two algebras with the same named symbols. The source is the ordinary enveloping algebra of the infinitesimal braid Lie algebra on strands 0,1,\ldots,d, over \F. In it put
The equalities defining v_{ij} follow from the three-strand braid relations and characteristic two. Here the a_i are associative squares.
For the target, let \mathcal A_d be the arrangement in \Q^d with hyperplanes
Let \mathfrak h_{\Z,d} be the ordinary Lie algebra over \Z with one generator t_H for each H\in\mathcal A_d and relations
where T ranges over the codimension-two intersections of the arrangement and the sum ranges over its hyperplanes containing T. This is the level-two cyclotomic infinitesimal braid arrangement [7, Section 1.4]. We use the integral incidence presentation (3.4), not a characteristic-zero freeness assertion. All intersections in this definition are taken over \Q. Set \mathfrak h_d=\mathfrak h_{\Z,d}\otimes\F, and write
Thus plus and minus hyperplanes remain distinct generators even after scalar reduction. For d=3 abbreviate these Lie algebras to \mathfrak h_\Z and \mathfrak h. Each target symbol a_i,v_{ij},u_{ij} has enveloping degree one.
The count of a word in either named alphabet is its number of u symbols; a,v symbols have count zero. Count is attached to an expression in the generators, not asserted to be a grading of either quotient algebra. We can now state the relation to be transferred.
Proposition 3.2. Let \bar\psi\in\overline L_n, n>2, and suppose its expression \Psi(A,C,B) lies in F^r. Let \chi be its component of count r, and write n=2m+r, with m>0. In U(\mathfrak h) let \mathcal U_{\ell,<r} be the span of all products of exactly \ell symbols from \{a_i,v_{ij},u_{ij}\} that contain fewer than r symbols u. Then
For r=0 the indicated lower-count subspace is zero.
The lower-count remainder belongs to the stated linear subspace of words of fixed target length m+r. In the next section, scalar deletion tests on words of length m+r containing r zeros will annihilate this subspace. To prove the proposition, we compare ordering calculations in the two alphabets; no homomorphism between the two algebras is used. In the source, terms omitted from the leading pentagon have higher count; in the target, the permitted remainder has lower count. We will show that source ordering never lowers count and target ordering never raises it, with identical count-preserving parts.
Add a newest strand d. The old symbols are called base symbols; the new symbols are called fiber symbols. In the source write
and in the target write
In this notation count includes the U symbols, while H,V have count zero. The following exact formulas will justify the two opposite count inequalities.
Lemma 3.3. All commutators of a base symbol with a fiber symbol are given by the following formulas. In both algebras use the abbreviations
In the source the exact formulas are
and
In the target the exact formulas are
and
Every source output has at least the count of its input pair; every target output has at most that count. The parts preserving count are identical in the two lists and have symbolic length two.
Proof. For the source, the braid relations give the following derivations on its free fiber on X,U_1,\ldots,U_{d-1}:
The derivation rule and [X,V_i]=[X^2,U_i]=R_i imply
Since \ad_{a_i}=\delta_i^2, applying \delta_i again gives (3.6). For its incident V_i entry, in particular, R_i+Q_i=[V_i,U_i] gives
Applying \epsilon_{ij} to H,V_k gives (3.7), since [X,[U_i,U_j]]=W_{ij}.
Next \ad_{v_{ij}}=[\delta_i,\epsilon_{ij}] sends X to W_{ij}, sends U_i to [U_i,V_j], sends U_j to [U_j,V_i], and kills the other U_k. Its action on H is [X,W_{ij}]=[H,[U_i,U_j]]. Its remaining actions follow uniformly from
which proves (3.8), including the nonincident entries.
For the target, the flat where z_i=z_d=0 lies in exactly the four hyperplanes with generators a_i,H,U_i^{+1},U_i^{-1}. Its relations give
Summing the second formula over t proves the V_i entry of (3.9). The signed triple flat containing u_{ij}^s,U_i^t,U_j^{st} gives
Substitute U_k^{-1}=U_k+V_k. For example,
Summing also over s gives [v_{ij},U_i]=[U_i,V_j] and [v_{ij},V_i]=[V_i,V_j]; exchanging i,j gives the other incident entries. Every remaining pair in the claimed zero entries meets in a flat contained in just those two hyperplanes, so its generators commute. This proves all target formulas.
The count assertions can now be read term by term. In the source, the terms beyond the common quadratic terms add two U’s. In the target, the only extra term is [V_i,V_j] in (3.10), whose count is zero instead of one. This also proves agreement of the parts preserving count.
For clarity, their common incident actions are the short table
with the exchanged-index versions supplied by the full formulas above and zero common actions at nonincident indices.
We next specify exactly how to use the tables. At a fixed newest strand, scan a word from left to right for its first adjacent pair bf consisting of a base symbol followed by a fiber symbol. Replace it by
using the appropriate exact formula of Lemma 3.3 and expanding brackets into associative words. Fix the order of those expansions once and for all. On each resulting branch the lexicographic pair
strictly decreases. The swapped branch lowers the second entry; every commutator branch removes a base symbol and inserts only fiber symbols, hence lowers the first entry. This proves termination even for a source correction that increases symbolic length. When all fiber letters precede the base suffix, repeat the procedure on that suffix with one fewer strand. The result is an iterated ordered expression with the newest fiber first.
There are two further facts about this algorithm. First, in the source its ordered products are linearly independent. Indeed, Lemma 2.3 identifies the ordinary enveloping algebra, as a vector space, with the tensor product of the free associative fiber algebras in this order. In each fiber the subalgebra generated by H,V_i,U_i is free associative: with X larger than all U_i, these elements have the respective leading words
They again form a prefix code. Thus distinct words in each restricted fiber alphabet are independent, and so are their ordered products over all fibers. At the final one-strand stage this says simply that the powers of X_1^2 are independent.
Second, source ordering never lowers count, while target ordering never raises it. This remains true through every recursive stage, since the unchanged surrounding word contributes the same count and the action formulas have the required inequality term by term. A source branch that has acquired count greater than r can never contribute at count r; a target branch of count less than r can never return to count r. Consequently the branches that preserve count throughout are described in both algebras by exactly the same algorithm using (3.12).
Proof of Proposition 3.2. Relabel the four braid strands 0,1,2,3. Since signs disappear over \F, the reduced pentagon says that the sum of
is zero in the source. Express these five terms using \Psi. Their exact triples of arguments (A,C,B) are, in the same order,
In particular,
Only the former square has a u_{12}^2 summand.
Expand the pentagon as a polynomial in the restricted source symbols before ordering. Its part of count exactly r is precisely the four-term polynomial P on the right of (3.5). To verify this, the higher components of \Psi already have more than r occurrences of B, each of which becomes a single u. Either extra summand u_{12}^2 or [u_{12},u_{23}] in the second triple increases count by two. The third triple, being entirely in the u alphabet, gives count n>r. All remaining replacements preserve the original B-count. Thus the full source pentagon has the form P+E=0, where every word of E has count greater than r.
The distinction between original weight and symbolic length is essential here. Assign source weight two to each a,v,H,V and weight one to each u,U. A word of length \ell and count q has original weight
All source action formulas preserve this weight. Thus a correction that raises count by two raises length by one, and every ordered word of weight n and count r has length (n+r)/2=m+r. In particular P has that length, while the higher-count expressions are allowed to have greater length.
Apply the deterministic source ordering to P+E=0. Since count never decreases, E contributes nothing at count r. Independence of the ordered restricted source products, proved above from the free fibers, implies that every ordered coefficient of count r in P is zero separately. This conclusion uses independence across all the restricted words, so expressions of other lengths or counts cannot cancel a coefficient under consideration.
Now interpret only the polynomial P, of length m+r, in the target. Apply the same deterministic ordering, discarding a branch as soon as its count falls below r. Such a branch can never return to count r. The retained branches use the identical quadratic formulas that retained count r in the source. Their ordered coefficient vector is therefore the zero vector just obtained. Every target replacement preserves length, so every discarded branch has length m+r and count less than r. Their sum belongs to \mathcal U_{m+r,<r}, proving (3.5).
Only source independence enters this argument. In the target the ordering procedure is a sequence of valid equalities yielding a spanning expression; no independence or free-fiber assertion for \mathfrak h is required.
4 Deletion operators and injectivity of the leading projection
Our goal is to show that setting A=0 loses no leading part \chi(A,C,B) of a reduced rational solution. We use deletion operators to test the four-term relation of Proposition 3.2. These tests first show that a leading part killed by A=0 can involve only A,B; the special identity then excludes this remaining kernel.
4.1 The integral deletion representation
The operators below specialize the integral algebraic differential operators of Hirose and Sato [10, Section 2]. Their logarithmic-form and cyclotomic braid interpretation follows Hirose’s construction [9, Section 4.3]. Here we construct an integral representation of the signed-hyperplane algebra of Section 3. After reduction modulo two it will turn the leading pentagon into individual coefficient equations. Throughout the integral construction, hyperplanes and their incidences are taken over characteristic zero.
Following the ratio alphabet in [9, Section 6], put
For an integer N\geq0, let E_N be the free abelian group with basis the words of length at most N in the alphabet \{0,e,p\}, including the empty word. Every word has fixed left and right endpoints 0,w; these endpoints are never deleted. If P,Q\in\{0,e,p,w\} are distinct, and H\in\mathcal A_3, write
For equal letters we set \nu_H(P,P)=0, rather than taking the order of the zero function. Thus the convention is part of the definition of the operators.
Define an endomorphism T_H of E_N by
In particular T_H kills the empty word. Every T_H is a finite integer matrix. The specialization from [10, Section 2] uses the field \Q(z_1,z_2,z_3), the valuation \operatorname{ord}_H, and endpoints 0,w, with the same zero-difference convention.
Proposition 4.1. The assignment t_H\mapsto T_H defines a representation of \mathfrak h_{\Z} on E_N. Equivalently, for every codimension-two flat X and every hyperplane H_0\supset X,
It therefore extends to the ordinary enveloping algebra, over \Z and after reduction over \F.
Proof. For distinct letters put \omega_{PQ}=d\log(P-Q), and put \omega_{PP}=0. Signs of differences have no effect on these forms. The nonconstant differences, up to sign, factor as
The remaining nonzero difference 1-0 is constant. Consequently every \omega_{PQ} is an integer linear combination of d\log\ell_H, where \ell_H is a linear defining equation of H.
Consider the matrix-valued rational one-form
The coefficient of a deletion at P_j is exactly \omega_{P_jP_{j+1}}-\omega_{P_{j-1}P_j}. We claim that \Omega\wedge\Omega=0. For two nonadjacent deleted positions, neither deletion changes the neighbors of the other, so the contributions of the two orders cancel by antisymmetry of the wedge product. For two adjacent positions, denote the four successive letters by L,P,Q,R. The sum of the contributions, with the rightmost matrix acting first, is
Expanding this expression cancels the cross terms involving \omega_{LP} and \omega_{QR}. The remaining terms are the two logarithmic triangle identities for (L,P,Q) and (P,Q,R). The triangle identity is
For three distinct letters it follows by differentiating the relation (I-J)+(J-K)+(K-I)=0 and putting the terms over a common denominator. If exactly two letters agree, one form is zero and the other two are equal; if all three agree, all three forms are zero. Thus it also holds in every repeated-letter case. This proves that (4.5) vanishes, including when other pairs among L,P,Q,R agree. It proves the claimed matrix identity.
Take its residue first along a fixed H_0. Terms involving no d\log\ell_{H_0} have no pole at a generic point of H_0, and the result is the rational one-form identity on H_0
Now take the residue on H_0 along a codimension-one subspace X\subset H_0 which is a flat of the arrangement. For H\ne H_0, the restricted nonzero linear form \ell_H|_{H_0} has order one along X precisely when H\supset X, and has order zero otherwise. This gives (4.3); including H_0 in the sum adds a zero commutator.
This residue calculation is performed over \Q. Distinct hyperplanes may restrict to multiples of the same equation on H_0; each matrix then contributes separately with coefficient one. In particular, restrictions proportional to z, -z, or 2z all have residue one. There is no division by the number of coincident restrictions, nor by the constant 2. Finally every matrix in (4.3) has integer entries. Its vanishing over \Q is therefore its vanishing over \Z, which permits reduction modulo two without changing the characteristic-zero incidence relations.
For a word s of length \ell, and an enveloping-algebra element q of length \ell, choose N\geq\ell and define its scalar deletion test by
where [\varnothing] extracts the coefficient of the empty word and T(q_1\cdots q_\ell)=T(q_1)\cdots T(q_\ell). Thus the rightmost factor acts first. This convention will make successive deletion at the right endpoint read an associative coefficient in its usual left-to-right order.
Lemma 4.2. In the integral generator basis a_i=t_{z_i=0}, u_{ij}=t_{z_i-z_j=0}, v_{ij}=t_{z_i-z_j=0}+t_{z_i+z_j=0}, the complete nonzero edge weights are the following linear functionals:
Equal-letter edges have weight zero. After reduction modulo two, a word containing r zeros has zero scalar test on every product with fewer than r factors of type u. For a product with exactly r such factors, every u-factor must delete a zero in any nonzero contribution.
Proof. If a difference has orders \lambda_- and \lambda_+ along z_i-z_j=0 and z_i+z_j=0, its evaluations on u_{ij} and v_{ij} are respectively \lambda_- and \lambda_-+\lambda_+. Applying this to (4.4) gives every entry of (4.6). For example p has orders 1,-1, so its v_{23} weight is zero already integrally; the factor 2 in p-w contributes no hyperplane valuation.
Every a- or v-weight on an edge touching 0 is zero. Thus an a- or v-operation cannot delete a zero, regardless of preceding deletions, because all remaining letters and endpoints still belong to \{0,e,p,w\}. Each u-operation removes at most one zero. Emptying r zeros consequently requires at least r such operations. If there are exactly r, using even one to remove a nonzero letter makes it impossible to remove the remaining zeros. The same conclusion holds for linear combinations within the indicated slots.
4.2 Detecting mixed terms
We now work over \F. Let \bar\psi\in\overline L_n have leading B-count r and leading part \chi(A,C,B), with n=2m+r>2. Every word of \chi has m letters from \{A,C\} and r letters B. Proposition 3.2, tested on a word with m nonzero internal letters and r zeros, is an exact scalar identity: the lower-count remainder is killed by Lemma 4.2. We use this exact identity to eliminate every component involving both A and C from a possible kernel of the projection A=0.
Lemma 4.3. If \chi(0,C,B)=0, then \chi belongs to the ordinary free Lie algebra on A,B; in particular it has the form P(A,B) with exactly m letters A and r letters B.
Proof. The associative multihomogeneous components of an ordinary Lie polynomial are again ordinary Lie polynomials. Since the component with no A vanishes, suppose that h>0 is the least A-count of a nonzero component \chi_h. We will rule out h<m.
Fix any internal word s with h letters e, m-h letters p, and r zeros. In each summand of (3.5), an A-, C-, or B-slot means the corresponding first, second, or third argument of \chi. Every B-slot must delete a zero by Lemma 4.2. The other relevant actions follow directly from the edge table; the four rows are in the order of that equation:
Here “terminal” means the last remaining internal letter, adjacent to w. Each indicated boundary contributes weight one, so two such boundaries contribute zero. For instance, the third A-slot is a_1+a_2+v_{12}: its weights on ep,ew,pw are respectively 0,1+1,1+1, and its weights on edges touching zero vanish. Its deletion operator is identically zero. In the second row the C-slot is v_{23} and the B-slot is u_{23}.
A nonzero contribution from an A-count-t component must use each A-slot to delete an e, so t\leq h. Minimality gives t\geq h. Hence only \chi_h can contribute, and all h letters e must be deleted by its A-slots. In particular, the possible C-deletions of e in the table cannot occur in a surviving contribution. This also excludes contributions from every larger A-count.
In the fourth summand every deletion is therefore at the right endpoint, and a slot word has at most one complete deletion sequence. It succeeds precisely when it is the word s' obtained by e\mapsto A, p\mapsto C, 0\mapsto B, in which case its weight is one. Thus the fourth summand evaluates to the coefficient [s']\chi_h. The first summand cannot delete any p, so it vanishes because m-h>0. The third summand vanishes because h>0 and its A-operator is zero.
Consider the second summand. Suppose an e is followed by a nonempty maximal block consisting of p’s and zeros, ending at the next e or at w. Its left e cannot disappear while any of this block remains: all e’s must be removed by A-slots, which remove only a terminal e. If the right boundary is an e and that e disappears before the block does, it must already be terminal, so the new right boundary is w. Thus a surviving nonempty part of the block always has boundaries e,e or e,w. The final surviving letter of this block cannot be removed. If that letter is p, its C-weight is 1+1=0; if it is 0, its B-weight is 0+0=0. Consequently the second summand has no complete deletion sequence whenever some e occurs before a non-e. Figure 1 records the two possible boundaries and the last-letter obstruction.
Figure 1: The obstruction in the second summand of the leading pentagon, after the minimal A-count forces every e to be removed by an A-operation. Such an operation removes only a terminal e. While the displayed p,0 block is nonempty, its left boundary remains e; removing a terminal right boundary changes e to w. With either right boundary, the final surviving p or 0 has deletion weight zero in \mathbb F_2. Thus no nonzero deletion sequence empties the block.
The scalar leading pentagon now gives [s']\chi_h=0 for every such s. The only remaining words have the form v e^h, with v a word of p’s and zeros. Because m-h>0, the word v is nonempty. Let \operatorname{rev} denote reversal of associative words. For every ordinary homogeneous Lie polynomial q of associative length d,
Indeed reversal sends [q_1,q_2] to -[\operatorname{rev}(q_1),\operatorname{rev}(q_2)], proving the formula by induction on Lie monomials. In characteristic two it fixes \chi_h. The coefficient of v e^h therefore equals the coefficient of e^h\operatorname{rev}(v), which has already been shown to vanish. Every coefficient of \chi_h is zero, a contradiction.
Thus a least nonzero A-count can only be m. All A-counts are at most m, so only the component using A,B remains. It is an ordinary Lie polynomial as asserted.
4.3 Excluding the residual kernel
Deletion has reduced the possible kernel to polynomials P(A,B). To exclude them, we now use the special identity rather than further deletion tests. Its lowest-count part compares coefficients obtained by exchanging an A and a B; antisymmetry will handle the remaining case with only one A.
Proposition 4.4. For n>2 and every r\geq0, the leading projection
is injective. Its source is zero unless n=2m+r for an integer m\geq0; in that case its image has C-count m and B-count r.
Proof. The map is well defined because changing a representative by an element of F^{r+1} does not change its count-r component. The parity assertion and the multidegree of its image follow from \wt(A)=\wt(C)=2 and \wt(B)=1. If m=0, the leading part is an ordinary Lie polynomial in B alone and is zero in the weights at issue. We may therefore assume m>0.
Suppose that \chi(0,C,B)=0. By Lemma 4.3, \chi=P(A,B). If r=0, this is an ordinary Lie polynomial in A alone, and hence zero except possibly in weight two. Thus a nonzero kernel would require r\geq1.
Apply the reduction of Lemma 2.4 and antisymmetry with z=x+y. They give
Indeed the special identity with a=x, b=y, c=z becomes [x,\bar\psi(y,x)]+[z,\bar\psi(y,z)]=0, and antisymmetry in characteristic two interchanges each pair of arguments.
Under x\mapsto x+y, the three associative elements become
Moreover, on their free associative algebra,
The part of \ad_x that lowers B-count by one is consequently the derivation
its other part raises B-count by one. The substitution A\mapsto A+C+B^2 never lowers that count. Therefore components of \bar\psi with count greater than r cannot contribute to count r-1 in (4.8), and its outside bracket with y has count at least r+1. Within the leading part, using any B^2 in the substitution also raises the count by two. The count-r-1 component of (4.8) is exactly
Write c(v) for the coefficient of a word v with m letters A and r letters B in P. Fix any target word with m-1 letters A, r-1 letters B, and two letters C. Its coefficient on the left of (4.9) is the sum of exactly two coefficients of P: fill the two marked C-positions with (A,B) or with (B,A). In each case the original A is replaced by C in the substitution and the original B by C under D; these are the only possibilities. The term D(P(A,B)) has only one C and contributes nothing here. Thus the coefficients of P are invariant under exchanging any chosen A-position and B-position. These exchanges connect all words with the specified multiplicities, so
for one \lambda\in\F.
If m\geq2, fix a target word with m-2 letters A, r-1 letters B, and three letters C. Exactly one of its three C-positions must have been the B differentiated by D; the other two must have been A’s replaced in the substitution. There are exactly three choices. Its coefficient is therefore 3\lambda=\lambda, which (4.9) forces to vanish. Hence P=0.
It remains to consider m=1. The polynomial P has original (x,y)-bidegree (2,r). An A,C,B word with counts (a,c,b) has original bidegree (2a+c,c+b). Solving for bidegree (2,r) gives only
The latter possibility is excluded by the assumption \bar\psi\in F^r, and the former is precisely P. Thus if P\ne0, the entire bidegree-(2,r) component of \bar\psi is nonzero. Symmetry under x\leftrightarrow y forces a nonzero component of bidegree (r,2). Its B-count is at most its y-count, namely two, so F^r forces r\leq2.
For r=2, the ordinary free Lie component with one A and two B’s is spanned by
To see the spanning assertion directly, every three-letter bracketing with two identical B’s either has the inner bracket [B,B]=0, or is [B,[A,B]] up to sign and skew-symmetry. The coefficients on ABB,BAB,BBA are therefore (\mu,0,\mu), which are all equal as required by (4.10) only when \mu=0.
For r=1, the forced swapped bidegree is (1,2). The count equations 2a+c=1, c+b=2 have the unique nonnegative solution (a,c,b)=(0,1,1). Thus this nonzero component is a multiple of [C,B], lies in count one, and survives the projection A=0. No higher-filtration component has this bidegree, so it cannot cancel this projection. This contradicts \chi(0,C,B)=0. Both exceptional cases are excluded, proving injectivity.
5 The image of the leading projection
Throughout this section the coefficient field is \F. Recall that \overline L_n denotes the reduction of the saturated \Z_{(2)}-lattice of rational solutions of weight n, and that F^r consists of polynomials containing at least r occurrences of B in the free associative algebra on
We use the ordinary free Lie algebra on A,C,B inside this associative algebra, as justified in Lemma 3.1. For \psi\in F^r\overline L_n, let \chi(A,C,B) be its component with exactly r occurrences of B, and put
If this component is nonzero, then n=2m+r, where m is the total number of A’s and C’s in \chi. Proposition 4.4 says that this projection is injective on the corresponding associated graded space. We shall identify a free Lie algebra containing its image.
The argument begins with a restriction on products of iterated adjoints, obtained from symmetry in x,y in Lemma 5.1. This restriction gives invariance under the polynomial shifts B\mapsto B+s(C), and a Vandermonde argument then places f in the ordinary free Lie algebra generated by \ad_C^kB, k\geq1. This proves the all-weight dimension bound. We then establish a separate compatibility: projected leading Ihara brackets become ordinary brackets. It will provide the independent Hall words in Section 8.
5.1 Symmetry and polynomial shifts
Lemma 5.1 (The even-index bound). Suppose that n>2, \psi\in F^r\overline L_n, and n=2m+r. The component of \psi of original (x,y)-bidegree (m,m+r) is an associative linear combination of products
in which at least r of the indices j_1,\ldots,j_m are even, with zero counted as even. Its image under A=0 is exactly f(C,B). In particular, if r>m, then f=0.
Proof. By the elimination argument in Lemma 3.1, every homogeneous Lie polynomial in x,y of weight greater than one is a Lie polynomial in U_j=\ad_x^j y, j\geq0. In characteristic two these elimination letters are
Associative words in the E_i,O_i are linearly independent. Indeed, order the letters with A largest and use degree followed by lexicographic order. The leading words of these letters are A^iB,A^iC, respectively, with coefficient one. They form a prefix code: one reads a string of A’s up to its next B or C, thereby determining each successive codeword. Distinct products consequently have distinct leading words.
Each E_i is homogeneous of B-count one, whereas each O_i has B-count zero. Thus the expansion of \psi in independent associative words in this alphabet is graded by the number of E-factors. The hypothesis \psi\in F^r forces the coefficients of all words with fewer than r such factors to vanish separately. This establishes a termwise restriction before any substitution or quotient is taken.
Select the component of original bidegree (m+r,m). Every U_j has exactly one y, so every product in this component has exactly m factors. The reduced antisymmetry equation gives \psi(x,y)=\psi(y,x). Swapping x and y therefore gives the desired expression (5.1) for bidegree (m,m+r), with the same lower bound on the number of even indices. If r>m, no such product exists.
For completeness, an A,C,B-word with respective counts (a,c,b) has original bidegree (2a+c,c+b). In bidegree (m,m+r) this means
The terms with a>0 have higher B-count and vanish under A=0; the terms with a=0 have c=m,b=r and are precisely f. Thus the even-index bound applies to the whole bidegree component, including every term subsequently removed by the projection.
Lemma 5.2 (Polynomial shift invariance). For every f obtained as above and every polynomial s(C),
The identity holds after adjoining any finite collection of commuting scalar indeterminates to the coefficients; in particular, it is a polynomial identity in the coefficients of s.
Proof. Let R be any commutative \F-algebra, and work in S=R\langle C,B\rangle. Define an R-linear derivation D by
In characteristic two the square of a derivation is again a derivation: the two middle terms in the twice-applied product rule cancel. Since D^2 vanishes on B,C, it vanishes on all of S. Consequently the Ore extension, followed by the indicated quotient,
has underlying left S-module S\oplus SX. Indeed X^2q=qX^2+D^2q=qX^2, so X^2 is central in the Ore extension and its quotient introduces no relation in S. In particular, S embeds in \mathcal E. The substitutions x\mapsto X, y\mapsto B give
Equivalently, \mathcal E acts on S with X acting by D and elements of S acting by left multiplication. For an element written q+q'X, its value on 1 is its constant term q.
Fix s\in R[C], and put F=B+s(C). The substitution B\mapsto F, C\mapsto C commutes with D, since D(s)=0. It therefore extends to an automorphism of \mathcal E fixing X. Let h(x,y) be the whole bidegree-(m,m+r) component in Lemma 5.1. Evaluation at x=X,y=B kills the terms containing A in its A,C,B expression, so that h(X,B)=f(C,B) in the embedded subalgebra S of \mathcal E. Applying the shift automorphism just constructed gives h(X,F)=f(C,F). We may therefore evaluate the even-index product expansion of h term by term in \mathcal E. Its sum belongs to S, so its value on 1 is exactly f(C,F). The factors of positive index become elements of S:
whereas the index-zero factor is X. We shall bound the B-degree of the constant term of each product separately.
Write
Here L raises B-degree by one and Q preserves it. The relations needed below are
For the two smallest positive indices one has
For j\geq2, every nonzero operator word in (L+Q)^{j-1}C has rightmost operator L, because Q(C)=0. Thus P_j has no B-degree-zero component, and its degree-one component is
This is killed by D, since DLC=KC=[C,C]=0. As D lowers B-degree by one, DP_j has no degree-zero component for any j\geq1.
For j\geq3, the degree-two component is explicitly
Upon applying D, differentiating the rightmost L gives zero, and differentiating the other L gives Q^aKQ^bLC. The commutation of Q and K therefore gives
For even j this is zero in R. Together with (5.4), these calculations prove the following lower bounds; the zero polynomial satisfies every listed bound:
The bound for odd P_j is deliberately weak, so that it includes P_1=C. All these calculations allow constant terms in s and arbitrary scalar coefficients in R.
Now consider one product with q index-zero factors and e positive even-index factors. Move each X to the right using XP=PX+DP, and apply the resulting expression to 1. Every surviving term must use each of the original q copies of X as a differentiation, since a terminal X kills 1. Repeated use of the product rule assigns these differentiations to positive-index factors to their right. An allocation assigning two differentiations to the same factor vanishes, because D^2=0. Hence every surviving term is a product in which exactly q distinct positive-index factors have been differentiated once. An undifferentiated positive even-index factor contributes a lower bound of one, and an odd-index factor contributes a lower bound of zero. Differentiating either type increases the respective lower bound by one. The resulting B-degree is therefore at least
which is precisely the number of all even indices, including zero. If no such allocation is possible the constant term is zero, which also satisfies the bound. Cancellations among allocations cannot create lower-degree terms.
Lemma 5.1 now shows that f(C,B+s(C)) has no B-degree below r. On the other hand, f is homogeneous of B-degree r, and replacing B by B+s(C) cannot increase that degree. Its degree-r component is exactly f(C,B), obtained by choosing B at every occurrence. This proves (5.3) over R, and in particular over any polynomial ring in scalar indeterminates.
5.2 The ordinary Lie image and the dimension bound
Proposition 5.3 (The image bound). Set g_k=\ad_C^kB for k\geq1. These elements freely generate an ordinary free Lie algebra inside \Lie_{\F}\langle C,B\rangle. For n>2, the image of the leading projection of \operatorname{gr}^r_F\overline L_n belongs to its weight-n, length-r component, where \wt(g_k)=2k+1 and each g_k has length one. The associated graded piece with r=0 is zero.
Proof. First suppose r\geq1. Encode the associative words of B-degree r by the vector-space isomorphism
Put P=\mathcal P_r(f). For 1\leq i\leq r, let R_iP be its restriction obtained by identifying s_{i-1} and s_i, written in the same polynomial ring \F[t_0,\ldots,t_{r-1}] for every i:
Empty initial or final strings in this formula are omitted. In the coefficient of \lambda in f(C,B+\lambda C^j), replacing the ith B merges its two neighboring powers of C and adds j to their exponent. Its encoding with r-1 remaining B’s is consequently t_{i-1}^{j}R_iP. Lemma 5.2, applied with the independent scalar \lambda, gives
Taking j=0,\ldots,r-1 produces a Vandermonde matrix whose determinant is
It is a nonzero polynomial over \F, because the t_i are independent indeterminates. Thus the matrix is invertible over \F(t_0,\ldots,t_{r-1}), and all R_iP vanish. This argument also applies to even r; it never divides by r or specializes the t_i to elements of the two-element field. For r=1 the matrix is simply (1).
The kernel of the ith identification is the principal ideal generated by d_i=s_{i-1}-s_i. These d_i are distinct nonassociate prime linear polynomials. Their individual divisibility therefore implies
It remains to translate this associative statement into an ordinary Lie statement.
Temporarily include g_0=B. The ordinary Lie ideal generated by B in \Lie_{\F}\langle C,B\rangle is the subalgebra generated by g_k=\ad_C^kB, k\geq0. Indeed, this subalgebra contains B and is stable under \ad_C by the derivation rule and [C,g_k]=g_{k+1}; the reverse inclusion is immediate. Since f has positive B-degree, it belongs to this ordinary Lie subalgebra.
Expanding the iterated adjoints gives the useful product formula
The variables d_1,\ldots,d_r,s_r are an invertible linear change of coordinates from s_0,\ldots,s_r. In particular, the monomials in the right side of (5.8) are linearly independent. For different product lengths the B-degrees differ, so all associative words in the g_k, k\geq0, are independent. Their ordinary Lie algebra is therefore the ordinary free Lie algebra on these letters, by its embedding in the free associative algebra.
Write the associative expansion of f uniquely in these independent words. Its encoding lies in \F[d_1,\ldots,d_r]. By (5.7), every monomial appearing with nonzero coefficient has positive exponent of every d_i. Equivalently, the expansion of f contains no word with any factor g_0. The ordinary free Lie algebra on g_0,g_1,\ldots has a retraction
Its extension to the free associative algebra fixes the expansion of f. Hence \rho(f)=f, proving that f belongs to the ordinary free Lie algebra on g_k, k\geq1. This retraction preserves ordinary Lie membership throughout; no identification with all primitive elements in characteristic two is being made.
Each g_k contains one B and k copies of C. The original weight is therefore 2k+1, and the B-count of a Lie word is its length in these generators. This proves the asserted weight and length statement.
If r=0, then f is an ordinary Lie polynomial in C alone. The ordinary Lie algebra on one generator is its one-dimensional linear span, of original weight two; thus f=0 for n>2. Proposition 4.4 then gives \operatorname{gr}^0_F\overline L_n=0. The possible boundary m=0 also contributes nothing: its leading component would be an ordinary Lie polynomial in B alone, whose only possible positive weight is one.
Define the ordinary free Lie algebra
and give each z_k length one. Write \mathfrak f_{\mathrm{odd},n,r} for its component of weight n and length r, and set
These are also the corresponding dimensions over \Q, by the ordinary free Lie lattice of Lemma 2.2. The sum is finite: a length-r word has weight at least 3r, and only finitely many generators can occur in any fixed weight.
Corollary 5.4 (The all-weight upper bound). For every n and r\geq0 there is an injection
obtained by the leading projection and the identification g_k\leftrightarrow z_k. In particular,
Proof. For n>2, combine Proposition 4.4 with Proposition 5.3. If n-r is odd or negative the source piece is zero by the weights of A,C,B, and the target piece is likewise zero since the weight of a length-r word in odd-weight letters has parity r. The cases r=0 and m=0 were disposed of in Proposition 5.3. Weights one and two have zero solution space by Lemma 2.1, and have no generators or Lie words in \mathfrak f_{\mathrm{odd}}. Finally, F^{n+1}\overline L_n=0, so this is a finite filtration in weight n and the dimensions of its associated graded pieces sum to \dim_{\F}\overline L_n. The equality of this dimension with \dim_{\Q}W_n is Proposition 2.5.
5.3 Leading Ihara brackets
The upper bound concerns the full equation space. To attain it in Section 8, we will construct elements whose projected leading terms are the g_k and compare their iterated Ihara brackets with ordinary Lie words. The following compatibility is computed in the ambient Lie algebra and does not require closure of W.
Proposition 5.5 (The leading Ihara bracket). Let \psi\in F^r\overline L_n and \phi\in F^s\overline L_{n'}, where n,n'>2 and r,s\geq1. Write f,g for their leading projections at counts r,s. Their Ihara bracket, computed in the ambient Lie algebra in x,y, belongs to F^{r+s} in the A,C,B presentation, and the projection of its component of count r+s is
This assertion does not require prior closure of the full solution space under the Ihara bracket.
Proof. We first prove the filtration assertion before applying A=0. The derivation \delta=\ad_x acts on the free A,C,B algebra by
Write \delta=\delta_-+\delta_+, where
These two derivations respectively lower and raise the B-count by one. In particular, \delta(F^r)\subset F^{r-1}. Directly from the definition of the Ihara derivation,
The last formula is the derivation identity applied to [x,B]. Thus D_\psi B\in F^{r+1} and D_\psi C\in F^r: the outside B in [B,\delta\psi] restores the one count that \delta_- can remove. Replacing a B in a word of count s adds at least r to its count, and replacing a C also adds at least r; the derivative of an A vanishes. It follows that
Interchanging \psi,\phi and including their ordinary bracket proves the asserted containment of the Ihara bracket.
Let \chi,\eta be the components of \psi,\phi of counts r,s. In (5.12), only \chi can contribute to the part of the derivation that raises count by exactly r. Its action is
Indeed, a higher-count component of \psi still has higher count after applying [B,\delta_-(-)], while [B,\delta_+\chi] raises the count by two more. This derivation preserves the ideal generated by A, so it descends under A=0. The projection commutes with \delta_-, whose induced action on \F\langle C,B\rangle is the derivation D from Lemma 5.2. The induced leading action is consequently
By Proposition 5.3, f is an ordinary Lie polynomial in g_k, k\geq1; each of these is killed by D, because
Thus the extra term [B,Df] vanishes, and the induced derivation on \F\langle C,B\rangle is q\mapsto[q,f]. One can also read Df=0 directly as the coefficient of \lambda in (5.3) with s(C)=\lambda C.
The two Ihara derivations therefore project to [g,f] and [f,g], respectively, and the ordinary bracket projects to [f,g]. Their specified combination is
over \F. All higher components of \psi or \phi have already been excluded by the filtration calculation, so this proves (5.11).
6 A rational Lie algebra of categorical values
The upper bound on the full equation space is now established. To attain it, we construct a rational subspace that is closed under the Ihara bracket and contains an element with nonzero coefficient of x^{n-1}y in every odd weight n\geq3. This section proves the closure property; the next constructs the nonzero values. Only configurations with at most four labels will be needed. We use the parenthesized-chord formalism of Bar-Natan [2, Sections 2–3], restricted to the finite arities and operations specified below. All completions in this section are by weight, and all tensor products of completed spaces are completed by total weight.
We use the standard label sets [k]=\{1,\ldots,k\} for 1\leq k\leq4; other label sets denote their relabeled copies. For such a finite label set I, let \mathcal T(I) be the set of planar binary trees whose leaves are bijectively labeled by I. Thus the objects record both parentheses and a linear ordering. Put \mathfrak t_I=0 for |I|=1, and otherwise use the infinitesimal braid algebra on I. Over a field K of characteristic zero define a K-linear category \mathcal C(I;K) by
Composition is multiplication, with the last arrow on the left. Write 1_{pq} for the arrow with coefficient 1, so that 1_{qr}1_{pq}=1_{pr}. Each arrow space carries the coproduct determined by
In particular, the unit coefficient arrow between different objects is distinguished from an identity endomorphism.
Here are all the additional operations that we impose. Relabeling is allowed along every bijection of label sets. For an outer tree on I and fixed trees on disjoint nonempty sets B_i, graft the latter at its leaves. On arrows this operation is the algebra homomorphism
There is also insertion of a varying tree in one fixed leaf of a fixed outer tree: on arrows this retains each inner chord t_{ab} with its labels. Both operations are used whenever the resulting number of leaves is at most four; single-leaf trees permit identity insertions. These are functors preserving coproducts. Indeed, the disjoint-chord relations and the three-label relations imply the corresponding relations between the block sums in (6.1), by summing first over labels in each block. Inner chords commute with outer block sums: for a,b\in B_i and c\notin B_i the only possibly nonzero terms are [t_{ab},t_{ac}+t_{bc}]=0. These observations also show that successive insertions agree with grafting the same trees in one step.
A compatible derivation of weight n is a family \delta of K-linear maps on these arrow spaces, raising weight by n, such that
It must commute with all the operations just specified and vanish on all arrow spaces in arity two. The arity-one derivation is necessarily zero. Let \mathcal D_n(K) denote this space. Commutators of such families are again compatible derivations, of the sum of their weights.
Set
Evaluation on \alpha will be understood as its coefficient in \widehat U(\mathfrak t_3\otimes K).
Proposition 6.1. For n\geq2, evaluation \delta\mapsto\delta(\alpha) takes \mathcal D_n(\Q) into W_n. Its images
form a rational Lie subalgebra under the Ihara bracket (1.6).
Proof. Write \psi=\delta(\alpha). The coderivation rule at the group-like arrow \alpha says
Primitives in a characteristic-zero enveloping algebra are its Lie algebra: by the PBW filtration, a primitive of filtration degree d>1 would give a primitive homogeneous polynomial of degree d in a symmetric algebra, whereas its coproduct has a nonzero component of bidegree (1,d-1). Induction on filtration degree proves the assertion. Now
with T central: replacing t_{13} by T-x-y transforms exactly the three defining relations into the centrality of T. Thus a primitive of weight n\geq2 is a Lie polynomial \psi(x,y).
Reversing the two children at any fork is insertion, followed if necessary by an inner insertion, of a unit arrow in arity two. Its \delta-value is zero. The values of unit coefficient arrows add under composition, and inverse unit arrows have opposite values. Relabel \alpha by 1\leftrightarrow3. Its source ((32)1) is carried to b by fork reversals, and its target (3(21)) is carried to a in the same way. Its value is therefore both \psi(y,x) and -\psi(x,y), giving
For the cyclic relation, use the successive trees ((12)3),((23)1),((31)2). Reassociation on the ordered triples (1,2,3),(2,3,1),(3,1,2), each followed by a root-fork reversal, forms a cycle of unit arrows. Consequently
An occurrence of the central T in a Lie monomial of degree greater than one contributes zero. Substitution of t_{31}=T-x-y gives
Figure 2 shows the five four-leaf trees and the two paths of reassociation arrows:
The two edge values on the first path are \psi(t_{13}+t_{23},t_{34}) and \psi(t_{12},t_{23}+t_{24}). Those on the second are \psi(t_{12},t_{23}), \psi(t_{12}+t_{13},t_{24}+t_{34}), and \psi(t_{23},t_{34}). Both composites are 1_{AE}, hence
This proves membership in W_n using only the stated operations.
| Label | Infinitesimal value | Label | Infinitesimal value |
| p_1 | \psi(t_{13}+t_{23},t_{34}) | p_3 | \psi(t_{12},t_{23}) |
| p_2 | \psi(t_{12},t_{23}+t_{24}) | p_4 | \psi(t_{12}+t_{13},t_{24}+t_{34}) |
| p_5 | \psi(t_{23},t_{34}) |
Figure 2: The five parenthesizations of four ordered leaves. Each arrow reassociates ((IJ)K) to (I(JK)), with the appropriate fixed subtrees inserted. The labels p_1,\ldots,p_5 denote the infinitesimal values in the table, not the arrows themselves. The two paths \mathsf{A}\to\mathsf{D}\to\mathsf{E} and \mathsf{A}\to\mathsf{B}\to\mathsf{C}\to\mathsf{E} have the same unit arrow as composite. Their infinitesimal values add, yielding the pentagon identity.
It remains to check the bracket, including its sign. Let d_a,d_b be the loop derivations at a,b. Inner insertion gives d_a(x)=0 and d_b(y)=0. Differentiating the equality of arrows \alpha y_a=y_b\alpha gives
Outer arity-two insertion also kills t_{13}+t_{23} at a, so d_a(T)=0. In the decomposition (6.2) its restriction is exactly D_\psi. An arrow from a to b with coefficient h equals \alpha h_a; therefore
If another derivation \varepsilon has value \phi, their commutator has value
Evaluation is thus a Lie homomorphism onto its image. No injectivity of evaluation is required.
Lemma 6.2 (Rational finite data). For every n>0 and every characteristic-zero extension K/\Q,
For n\geq2, the image of evaluation is V_n\otimes_{\Q}K. In particular, if the coefficient of a fixed associative word is nonzero on a complex categorical value of weight n, it is nonzero on some rational categorical value of that weight.
Proof. At each arity choose a base object o. For a composition derivation put h_p=\delta(1_{op}), with h_o=0, and let d be its derivation on loops at o. Since every arrow has the factorization 1_{oq}\,u_o\,1_{po}, the product and inverse rules force
Conversely, an algebra derivation d and elements h_p define a composition derivation by this formula. In weight n the data are
There are finitely many objects and generators, and every displayed space is finite dimensional over \Q.
The conditions that d preserve the defining braid relations are rational linear equations in these data. The coderivation conditions are equivalent to primitivity of all h_p and d(t_{ij}): necessity follows on the reference unit arrows and generator loops, and sufficiency follows by the product rule and (6.7). These are again finitely many rational linear equations, since coproducts in the indicated weights take values in finite sums of finite-dimensional spaces.
Finally, there are only finitely many label permutations, object graftings, and inner placements through arity four. For each associated functor \rho, the condition \delta\rho=\rho\delta need only be checked on the reference unit arrows and generator loops: all other arrows follow by composition, the product rule, and continuity. These checks, and the requirement of zero arity-two action, are rational linear equations. Thus \mathcal D_n is the kernel of a linear map between finite-dimensional rational spaces. Kernels and images of such maps commute with scalar extension. Evaluation and coefficient extraction are rational linear maps, proving the last assertion as well.
7 Holonomy and odd depth-one values
By Lemma 6.2, a complex categorical value with nonzero coefficient of x^{n-1}y gives a rational value with the same nonvanishing property. We construct these complex values directly from a flat connection. This follows the associator approach to odd-weight elements in [6, Proposition 6.3]; we include the regularization and compatibility arguments needed here. The section first constructs regularized transport (Proposition 7.1), then compares the two transport rules through their operator logarithm, and finally extracts the nonzero coefficient in Proposition 7.3.
7.1 Tree endpoints and regularized transport
Write \lambda=(2\pi i)^{-1} and
On X_I consider the universal logarithmic braid connection [11, Section 1.3]
At every fixed weight this is an ordinary differential equation in a finite-dimensional nilpotent quotient of the enveloping algebra. Its solution is the finite sum of iterated integrals in that quotient, with later differentials multiplying on the left.
The connection is flat. Its coefficients are closed; terms supported on four different labels commute; and the remaining terms in \Omega\wedge\Omega vanish by the three-label braid relations and
This is Arnold’s logarithmic-form relation [1]. It follows by putting u=z_i-z_j, v=z_j-z_k and using z_k-z_i=-u-v. The usual homotopy variation formula for an ordinary differential equation now shows that transport is homotopy invariant: the variation of transport with fixed endpoints is the integral of its curvature conjugated by partial transports, and is zero here. Alternatively this formula follows by differentiating the finite iterated-integral expression in each weight. Since \Omega is primitive, transport is group-like. Indeed its coproduct and the tensor square of transport solve the same equation with form \Omega\otimes1+1\otimes\Omega and initial value 1.
We first define the endpoint data for a fixed choice of scales. For an internal node d of a tree p\in\mathcal T(I) assign a scale s_d=\epsilon^{a_d}, with a_{\mathrm{root}}=0 and exponents strictly increasing along descent. Anchor the root at 0. The left child of a node has its anchor at that node’s anchor, and the right child has its anchor displaced by s_d; repeat down the tree. Thus the coordinate of a leaf is explicitly
For sufficiently small positive \epsilon these are distinct real points in the prescribed leaf order. The curve \epsilon\mapsto(z_i(\epsilon))_{i\in I} is the collar of p. For example, the three-leaf objects a=((12)3) and b=(1(23)) give respectively (0,\epsilon^u,1) and (0,1,1+\epsilon^v), with u,v>0. Thus the coordinate (z_2-z_1)/(z_3-z_1) approaches 0 and 1 from inside the real interval, as will be used for reassociation. Let
for the object p. All K_d of a fixed tree commute. Disjoint nodes are immediate from the disjoint-chord relation. For nested nodes, any chord within the smaller cluster commutes with the total of the chords from that cluster to a fixed outside point, since the two incident terms give [t_{ij},t_{ik}+t_{jk}]=0; summing proves the claim.
For these chosen collar families, a path between limiting endpoints means a homotopy class represented by an initial outward collar, a fixed piecewise smooth path between ordinary configurations, and a terminal inward collar. Denote their groupoid by \mathcal P(I). Truncations at different \epsilon are identified by collar segments. It is an ordinary fundamental groupoid after identifying each limiting endpoint with a chosen point on its collar. Different admissible exponent systems will be compared below, rather than identified in this definition.
For \gamma:p\longrightarrow q, truncate the collars at \epsilon and write G(\gamma_\epsilon) for ordinary transport. The proposed regularized rule is
We also consider the rule H_- obtained by conjugating the path and replacing every chord t_{ij} by -t_{ij}; its endpoint frame is E_p^{-1}. Existence of these limits is part of the next proposition.
The path representatives for the two insertion operations are equally concrete. For outer insertion, replace an outer coordinate z_i(s) by the cluster z_i(s)+\epsilon^M w_{ia}, where the w_{ia} are fixed along the outer path at each \epsilon and give the coordinates of the inserted tree. For inner insertion, fix the outer anchors and let one such cluster follow a scaled inner path \epsilon^M w_{ia}(s). Use nested smaller scales within each tree, and choose the inserted scale sufficiently small relative to every outer separation. These recipes are used only when the resulting number of labels is at most four. The proof below establishes that they define coherent operations on continued path classes, independent of the sufficiently separated scale choices.
Proposition 7.1 (Regularized transport). For the tree endpoints and frames just defined, (7.3) has a limit in every weight. The limit is independent of the admissible scale exponents under real interpolation of the endpoint collars. The insertion recipes define coherent operations on the continued path classes, and the limit respects relabeling, outer block insertion, and inner insertion. The same assertions hold for H_-. The two transport rules agree on all arity-two paths, including paths reversing the two real points.
Proof. Convergence at each endpoint. If d is the lowest common ancestor of i,j, formula (7.2) gives
where r_{ij} is a finite signed sum of powers \epsilon^{a_e-a_d} with positive exponents. Choose a positive lower bound \eta for all these exponent gaps. Then
where every coefficient of R is O(\epsilon^{\eta-1}). The sign \sigma_{ij} contributes no logarithmic differential.
Here and below estimates are at a fixed weight cutoff N, using any norm on the finite-dimensional quotient by weights greater than N. Changing from g to E_p^{-1}g removes the singular term exactly, because the K_d commute. The remaining form is E_p^{-1}R E_p\,d\epsilon. In weight at most N, conjugation adds only polynomial powers of \log\epsilon, so its norm is bounded by
Its integral between 0 and \epsilon is O_N(\epsilon^\eta(1+|\log\epsilon|)^N). The finite iterated-integral formula, or the differential equation in the truncated algebra, therefore proves convergence and gives the same bound for the difference between collar transport in these frames and the identity.
The collar bound proves the limit in (7.3); concatenation, homotopy invariance and group-likeness pass to the limit. Different choices of middle representatives of a continued homotopy class give the same answer by flatness.
Independence of endpoint scales. To check exponent independence, interpolate two systems of exponents linearly with a parameter u\in[0,1]. The inequalities between parent and child exponents persist, and their finitely many gaps have a uniform positive lower bound \eta. On this interpolation at fixed \epsilon,
Again the singular part is precisely E^{-1}dE before changing frame. The remaining form on the interpolation has integral norm at most C_N\epsilon^\eta(1+|\log\epsilon|)^{N+1} after changing frame. Its transport tends to the identity. Thus identifying endpoints by these real interpolation paths does not change (7.3).
The two insertion identities. We have constructed transport on \mathcal P(I), independently of the endpoint exponents. It remains to verify the insertion operations required of a functor to the chord categories in Section 6. We first compare the connection forms for each kind of insertion, then check the operations on path classes. On a truncated outer path of the above form, there are constants c,K>0 such that all distinct outer coordinates are separated by at least c\epsilon^K. Their total variations are bounded independently of \epsilon, and the integral norms of their logarithmic differences are O(1+|\log\epsilon|). These statements follow from (7.4) on collars and compactness on the middle path.
Insert fixed configurations at offsets of size O(\epsilon^M), with their own smaller nested scales, and choose M>2K, also larger than all outer scale exponents. Write D=z_i-z_j for an outer difference and e for the constant difference of the two inserted offsets. Then
Internal differences are constant along the outer path. Replacing all cross-cluster forms by the outer forms gives precisely the connection obtained from (7.1) by t_{ij}\mapsto t_{B_iB_j}. A difference of iterated integrals of length at most N is expanded by changing one factor at a time. The error bound (7.6) and the logarithmic bounds for the other factors give an error bounded by a positive power of \epsilon times a power of 1+|\log\epsilon|. Multiplication by the two endpoint frames preserves convergence to zero: their coefficients of weight at most N are polynomials in \log\epsilon. A single bound sufficient for all these errors is
The full endpoint frame factors exactly as the outer frame under the block substitution, times the internal frames of the fixed inserted trees. The latter frames are the same at both endpoints, and every inner chord commutes with every outer block sum, as checked in Section 6. They therefore cancel from normalized transport. This proves compatibility with outer insertion.
For inner insertion, keep the outer configuration fixed and insert a varying inner path \xi scaled uniformly by \epsilon^M. Choose M>K, where c\epsilon^K bounds the distance between its anchor and outside points from below. Inner coordinate variations are bounded as above. Each cross-cluster differential now has integral norm at most C\epsilon^{M-K}; the inner logarithmic differentials are unchanged by uniform scaling. The same iterated-integral argument gives (7.7). There is one additional frame factor. If B is the inner label set, it is
Indeed scaling multiplies every inner scale by \epsilon^M. The total chord T_B is central in \mathfrak t_B, by summing its three-label relations. All outer frame factors commute with inner chords as well. These common factors at the two endpoints cancel, leaving the unscaled inner transport embedded with its original labels. The argument includes insertion into a single leaf. For sufficiently small \epsilon all the cabled paths remain in the configuration space and vary continuously with \epsilon; after collar identification they consequently define a single continued homotopy class. A homotopy of representatives has a compact middle part, so the inserted scales can be chosen sufficiently small uniformly on it; applying the same insertion throughout gives a homotopy of the cabled paths. Increasing the scale exponent also gives a homotopy through collision-free paths. Thus the path operations are well defined on the continued classes and compatible with concatenation, and the limiting identities are identities for these operations.
Coherence of the path operations. For truncated outer and inner paths, with parameters s,t\in[0,1] and the uniform bounds above, use the homotopy square
If |z_i(s)-z_j(s)|\ge c\epsilon^K and |w_{ia}(t)|\le C, then distinct clusters remain separated by c\epsilon^K-2C\epsilon^M>c\epsilon^K/2 for sufficiently small \epsilon and M>2K; within a cluster, differences are \epsilon^M(w_{ia}(t)-w_{ib}(t))\ne0. Thus the two boundary routes give the same path class. Nested insertions agree after flattening, since z+\epsilon^M(w+\epsilon^Nv)=z+\epsilon^Mw+\epsilon^{M+N}v. The exponent-interpolation estimate identifies other admissible scale choices with these, with normalized transport tending to the identity. The commuting frame factors above therefore identify these operations exactly. For a one-leaf outer tree, restoring root scale one uses a positive real dilation by \rho; its transport is \exp(\lambda\log\rho\,T_B) and cancels from normalized transport at the two endpoints by centrality of T_B.
The second transport rule and arity two. For H_-, apply the same construction to \bar\gamma with t_{ij} replaced by -t_{ij} and endpoint frame E_p^{-1}. All estimates and cancellation identities just proved remain valid; relabeling is immediate for both rules. In arity two the root scale is 1, and the difference of the two endpoint coordinates is 1 or -1. Every path has logarithmic-difference integral k\pi i for some integer k, of the parity determined by the endpoint orders. Its first holonomy is \exp(kt_{12}/2). Conjugating the path negates k, and negating the chord negates it once again, so the second holonomy is the same. This checks both full turns and half-turns.
7.2 Comparison of the completed path categories
The two transport rules now respect exactly the operations imposed in Section 6. To compare them by an automorphism of the chord category, we first show that each becomes an isomorphism after completion. Linearize \mathcal P(I) over \CC. At an object, filter its loop group algebra by powers of the augmentation ideal; transport this filtration to every arrow space by any chosen reference path. Changing the reference path multiplies by a group element and preserves each filtration step. Write \widehat{\CC\mathcal P(I)} for the resulting completion, with coproduct \Delta\gamma=\gamma\otimes\gamma.
The following associated-graded comparison is the standard pure-braid holonomy argument; compare [2, Proposition 3.6]. We give the meridian and completion steps for the path categories just constructed.
Lemma 7.2. Each of H_+ and H_- extends to an isomorphism of the completed linear path categories with \mathcal C(I;\CC). Both preserve coproducts and all specified operations, and their associated graded maps are identical.
Proof. Fix an object, let P=\pi_1(X_I) and let I_P be the augmentation ideal in \CC[P]. Pair-collision meridians normally generate P. To see this directly, fill a loop by a disk in \CC^I and perturb its interior to meet the collision hyperplanes transversely in finitely many smooth points, avoiding their complex-codimension-two intersections. Removing small disks about these points expresses the loop as a product of conjugated positive or negative meridians. Meridians around the same hyperplane are conjugate, since its smooth part outside the other hyperplanes is path connected. It follows that their classes generate I_P/I_P^2. They are also independent: the winding numbers of the functions z_i-z_j take value 1 on the corresponding positive meridian and 0 on all the others.
Every augmentation associated graded algebra is generated by its degree-one part, since I_P^r/I_P^{r+1} is spanned by products of r classes from I_P/I_P^2. These meridian classes satisfy the infinitesimal braid relations. Near a disjoint pair of collisions the two local meridians commute. Near a triple collision, consider the orbit loop rotating the small three-point cluster simultaneously through 2\pi. It commutes with every local meridian: a circle action carries any such loop through a homotopy whose two boundary composites are the two orders of these loops. Its degree-one class is the sum of the three pair-meridian classes, because each of the three differences winds once and all other differences wind zero times. The degree-two commutator therefore says [t_{ij},t_{ik}+t_{jk}]=0 (the commutator with t_{ij} itself is zero). Transporting these local loops to the basepoint only changes them by conjugation, which changes their classes by terms in I_P^2 and does not affect their degree-two commutators. Hence there is a surjective graded algebra map
Residues show that H_+ of a positive pair meridian is 1+t_{ij}+\text{terms of weight at least two}: the integral of the corresponding logarithmic form is 2\pi i. For H_- both the turn and the chord change sign, giving the same result. Endpoint normalization conjugates loop transport by a series with constant term 1 and hence does not change its degree-one term. Thus both holonomies are filtered and each induces a graded map
Since the chords generate the enveloping algebra, gf=\id. Surjectivity of f now implies that f and g are inverse isomorphisms. In particular both associated graded holonomies are the same inverse of (7.9).
An isomorphism on associated graded spaces lifts inductively to an isomorphism on every finite filtration quotient: lift the constant term, then correct the error successively in each weight; injectivity follows by the first nonzero weight. Passing to inverse limits proves the completed assertion on loop algebras. A reference path identifies each other arrow space with a loop-algebra torsor, so the same assertion holds on the whole category. Coproduct preservation follows from group-likeness, and preservation of insertions and relabeling follows from Proposition 7.1, first on paths and then on their linear completions by continuity.
We can now compare the two isomorphisms on the same category:
It fixes the objects, preserves the coproducts and all operations, and is the identity on arity two. Its associated graded is the identity, so S-\id raises weight on every arrow space. The operator
is well defined weight by weight and is a compatible derivation and coderivation. Here is a direct justification of both rules. Modulo weights greater than N, the binomial polynomial
agrees with the usual power for every nonnegative integer s. The assertions that it preserve composition, coproduct, and every insertion are polynomial identities in s. They hold at all such integers and hence identically. For the coproduct use the tensor product truncated by total weight N. Differentiating at s=0 gives exactly the derivation and coderivation rules for (7.10), as well as compatibility with the operations. Taking homogeneous components gives \delta_n\in\mathcal D_n(\CC) for all n>0.
7.3 A nonzero depth-one value
The compatible derivations are now available. We evaluate their homogeneous components on the reassociation unit arrow and compare this operator-logarithm value with the holonomy of a real path.
Proposition 7.3. For every odd n\geq3 there exists \psi_n\in V_n for which the coefficient of x^{n-1}y is nonzero. Equivalently, its ordinary y-depth-one part is a nonzero multiple of \ad_x^{n-1}y.
Proof. Use the objects a,b and unit arrow \alpha from Section 6. Let \beta be the real order-preserving path of reassociation from a to b, and put
We identify \Phi,U with arrow coefficients. Since an arrow with coefficient h is \alpha h_a, one has exactly
The path \beta is real, so its conjugate is itself and H_-(\beta)=\Phi(-t_{ij}). Hence
Source x and target y are fixed by the arity-two insertion operations. Applying S to \alpha y_a=y_b\alpha therefore yields
The source total chord T is fixed as well.
The linear term of \Phi is zero. Along a real order-preserving path the sign of each difference is constant, so its integral is the logarithm of the ratio of endpoint absolute differences. Normalizing by the frames subtracts the logarithms of their lowest-common-ancestor scales. By (7.4), each remaining ratio tends to 1. This proves the claim for every chord separately. As \theta preserves filtration, equation (7.12) implies that U too has zero linear term. Both series are group-like. Their logarithms are primitive and have weight at least two, so (6.2) places these logarithms in the completed free Lie algebra on x,y. Every such Lie monomial uses both letters, since the free Lie algebra on one letter has only weight one. Consequently \Phi,U depend only on x,y and
where J is the closed two-sided ideal of series having at least one y in \CC\langle\!\langle x,y\rangle\!\rangle.
Conjugation in (7.13) changes y only by terms in J^2, because U-1\in J. Substitution therefore gives
on the full series algebra (it fixes the pure-x terms). Reducing (7.14) modulo J^2 gives
This is a statement about the image of the unit arrow. To pass to its infinitesimal value, put N=S_{ab}-\id on this arrow space. By (7.11), for h\in J,
More generally N(J^r)\subseteq J^{r+1} for r\geq1. Since N(1)=U-1\in J, all N^j(1) with j\geq2 belong to J^2. The operator logarithm consequently gives
It remains to compute a single convergent coefficient of \Phi. Set the central T to zero and use s=(z_2-z_1)/(z_3-z_1). Writing the three differences as a common factor times s,s-1,1 shows that the common logarithmic differential has coefficient T, while the remaining connection is
The reassociation path runs from s=0 to s=1 with positive real tangents. With the convention dg=\Omega g, the coefficient of x^{n-1}y has y at the earliest integration time. Thus for n\geq2 it is
Here [w] denotes the coefficient of the associative word w. To justify convergence and the last equality, expand (1-t)^{-1}=\sum_{q\geq0}t^q and apply monotone convergence to the nonnegative integrand; substitution t=e^{-u} gives the individual integrals (n-1)!/(q+1)^n. The series converges for n\geq2. Regularization does not change this coefficient. Its frame factors are pure-y series on the left and pure-x series on the right; a nonconstant factor would make a word begin with y or end with x, whereas x^{n-1}y does neither.
Negating both arguments multiplies a weight-n word by (-1)^n. Equations (7.16) and (7.18) therefore give, for odd n\geq3,
This only uses positivity of the real series, with no arithmetic independence assertion. The functional [x^{n-1}y] is rational on the finite data of Lemma 6.2. Its nonvanishing on \delta_n\in\mathcal D_n(\CC) implies nonvanishing on some \mathcal D_n(\Q), and evaluation gives the required \psi_n\in V_n. Finally, Lie elimination, or direct induction on bracketed words with one y, shows that the weight-n, depth-one free Lie space is the line spanned by \ad_x^{n-1}y; its x^{n-1}y coefficient is 1.
8 Integral generators and the dimension squeeze
We now combine the upper bound on the full equation space with the odd-weight values constructed by holonomy. The integral choice of generators is part of the argument: a rational depth-one value need not initially have the desired reduction modulo two.
8.1 Depth and integral independence
For a Lie polynomial in x,y, its ordinary y-depth is the smallest number of occurrences of y in any nonzero associative word. Write \mathcal D^p L for the subspace of depth at least p. A homogeneous Lie polynomial of weight greater than one has depth at least one, since the free Lie algebra on x alone has no such homogeneous component. This depth is distinct from the B-count used after reduction modulo two: C=[x,y] contributes one y but has B-count zero.
Lemma 8.1. If \psi\in\mathcal D^p L and \phi\in\mathcal D^q L, then
Consequently every Lie word of length at least two in homogeneous elements of weights greater than one has zero depth-one component.
Proof. An application of D_\psi replaces one occurrence of y by [y,\psi], while it kills x. Each nonzero resulting word therefore has at least p more occurrences of y than the original word. Thus D_\psi(\phi)\in\mathcal D^{p+q}L. The same reasoning applies to D_\phi(\psi), and the ordinary bracket also adds depth. Equation (1.6) proves the assertion. Its consequence follows by induction on the length of the Lie word.
Lemma 8.2. Let K be a finite free \Z_{(2)}-module, and suppose that w_1,\ldots,w_s\in K have linearly independent reductions in K/2K. Then they are linearly independent over \Q, and
Proof. In a nonzero rational relation, multiply by a rational scalar so that every coefficient belongs to \Z_{(2)} and at least one is a unit. Reduction modulo two gives a contradiction.
Now let v=\sum_i c_iw_i\in K, with c_i\in\Q. If some c_i\notin\Z_{(2)}, let e\ge1 be the smallest integer for which every 2^ec_i belongs to \Z_{(2)}. At least one of these coefficients is a unit, whereas
Reduction gives the same contradiction. Thus all the c_i belong to \Z_{(2)}, proving the equality.
Let V=\bigoplus_{n\ge2}V_n be the rational subalgebra of categorical values from Proposition 6.1, so that V_n\subset W_n. Let K_n be the ordinary free-Lie \Z_{(2)}-lattice of weight n, and put
By Proposition 2.5, their reductions \overline M_n\subset\overline L_n\subset K_n/2K_n have dimensions \dim_\Q V_n and \dim_\Q W_n, respectively. The Ihara bracket has integral coefficients on Lie words. Since V is a Lie subalgebra, M=\bigoplus_n M_n is closed under that bracket.
Recall the free Lie algebra
and let d_{n,r} and d_n=\sum_r d_{n,r} be its dimensions in weight n and length r, and in weight n, respectively. These dimensions agree with their characteristic-zero counterparts by Lemma 2.2. Corollary 5.4 gives
All sums here are finite. In particular, we have not assumed that every characteristic-two solution lifts to a rational one.
8.2 Choosing the next generator
We construct \sigma_{2k+1}\in M_{2k+1} inductively so that its reduction has leading B-count one, with projection
Here \operatorname{in}_1 denotes the count-one component and \pi sets A=0. We identify the right side with z_k.
Suppose the generators of all odd weights below n have been chosen. Choose a Hall basis for the free Lie algebra on their formal symbols, and consider its words of weight n. All intermediate values lie in M, since M is closed under the Ihara bracket. If such a word has length r, repeated application of Proposition 5.5 places its reduced value in filtration F^r and identifies its projected leading part with the same Hall word in the z_k’s. Those leading parts are linearly independent for each r. They are independent across different r as well: in any putative relation take the smallest length occurring, pass to that associated graded piece, and project. Its coefficients must all vanish; repeat for the remaining lengths.
Thus the Hall-word values have independent reductions in K_n/2K_n. Lemma 8.2 proves both their rational independence and the fact that their rational span intersects K_n in precisely their \Z_{(2)}-span. Each of these Hall words has length at least two, since the available generators have weights below n. Every integral vector in their rational span therefore still reduces into F^2, and cannot provide the required leading-count-one class.
Every free Lie word of weight n and length at least two uses only generators of weights below n. The only possible missing Hall word is the single generator of weight n, which exists exactly when n is odd and n\ge3. Therefore the old Hall-word values supply
If n is even, this already attains the upper bound (8.1). If n\ge3 is odd, Proposition 7.3 gives \tau_n\in V_n with a nonzero coefficient of x^{n-1}y. Every old Hall-word value of weight n is decomposable and has zero depth-one component by Lemma 8.1. Hence \tau_n is independent of them. In both cases,
For odd n=2k+1, we must still obtain the integral choice (8.2). The filtration on \overline M_n is induced by its embedding in the ambient ordinary Lie algebra on A,C,B. Its associated graded embeds in that of \overline L_n, and Corollary 5.4 gives
Equation (8.3) and saturation give equality of the sums of these dimensions. Each individual deficit is nonnegative, so equality holds for every r. For r=1, the target is the one-dimensional line spanned by z_k. The injective projection is therefore an isomorphism onto that line. Choose its nonzero preimage in \gr^1\overline M_n, represent it by a vector of F^1\overline M_n, and lift that vector to M_n. This lift is \sigma_n. Its projected coefficient is one because the coefficient field is \F. There is no requirement that the initially constructed \tau_n have this reduction.
The induction begins at n=3, with no previously chosen generators. The same argument supplies \sigma_3. Weights one and two vanish by Lemma 2.1. Proceeding through successive weights proves (8.3) in all weights and makes every required choice.
8.3 Freeness, spanning, and completion
Proof of Theorem 1.1. Send e_{2k+1} to the elements \sigma_{2k+1} just constructed. Since the target V is a Lie algebra, the universal property gives a graded Lie homomorphism
In each weight, its Hall-basis images have independent reductions by the preceding leading-term argument. They are therefore rationally independent, so the map is injective. Their number in weight n is d_n, and (8.3) shows that they span both V_n and W_n. Thus V=W and the map is surjective. This also proves closure of W under the stated Ihara bracket without having to assume closure during the upper-bound argument.
Each homogeneous piece is finite-dimensional. The isomorphism therefore extends componentwise to the products of the weight pieces. The bracket in a fixed weight involves only finitely many pairs of positive weights, so it extends to these products and the two mutually inverse maps are continuous for the weight filtration. This proves the completed assertion.
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