1 Introduction
Vertex operator algebras and conformal nets are two mathematical formulations of chiral conformal field theory. A vertex operator algebra records field modes and their algebraic identities. A conformal net assigns von Neumann algebras of bounded observables to intervals of the circle. Their expected correspondence has both an analytic and a representation-theoretic part. Formal commutation of fields must lead to commuting local algebras, and algebraic modules must correspond to Hilbert-space sectors with the same fusion and braiding.
We establish this correspondence for every simple unitary strongly rational complex vertex operator algebra. The functor in the result is the Carpi–Weiner–Xu construction: it completes a unitary module and integrates its actual closed smeared fields. The tensor product on the net side is Connes fusion, with the Doplicher–Haag–Roberts braiding.
1.1 The statement
Let V be a complex vertex operator algebra, with vacuum \Omega, conformal vector \nu and conformal energy L_0. It is of CFT type if
Write C_2(V)=\operatorname{span}\{a_{(-2)}b:a,b\in V\}. We call V strongly rational if it is of CFT type, is isomorphic to its graded contragredient, is rational, and has finite-dimensional quotient V/C_2(V). Here rationality means complete reducibility of admissible modules. Unitarity means that V has a normalized positive invariant Hermitian form and its corresponding antilinear PCT involution \Theta.
We use grading-restricted finite-length modules: their conformal-energy spaces are finite dimensional, and their weights are bounded below. Their algebraic braided tensor category is denoted by \Rep(V). Its tensor product is the Huang–Lepowsky fusion product. The category \Rep^u(V) consists of such modules with positive invariant Hermitian forms, and module homomorphisms. We call V strongly unitary when every simple module is unitarizable, and completely unitary when, in addition, the canonical invariant Hermitian fusion forms are positive definite. In the latter case the module category is a unitary modular tensor category.
For a homogeneous a\in V of weight d_a, write
Polynomial energy bounds mean that, for each a, there are C>0 and nonnegative integers p,k such that
These bounds define closable smeared fields
initially on V. For a nonempty nondense open interval I\subset S^1, set
Here the von Neumann algebra generated by closed operators is the algebra generated by their bounded graph or polar data. The VOA is CKLW-strongly local if it is energy-bounded and A_V(I)\subset A_V(I')', where I' is the interior of the complementary arc.
A conformal net A is completely rational if it is irreducible, split, strongly additive and has finite \mu-index. Split means that separated interval algebras generate their spatial tensor product. Strong additivity means that removing one interior point from an interval does not change the algebra generated by its two components. For two disjoint intervals E=I_1\cup I_3, the \mu-index is the index of A(E)\subset A(E')'. We write \Rep^f(A) for the additive category of finite-index, equivalently dualizable, locally normal DHR representations, including finite sums of the tensor unit. The scalar case is described in Section 2.
A unitary V-module M is strongly integrable if there are compatible normal representations \pi_I^M of A_V(I) on its Hilbert completion \mathcal H_M satisfying
The equality includes the domains of the closed operators. Normal representations act on affiliated operators through their graph projections. The resulting Hilbert-completion functor is denoted by F_{\mathrm{CWX}}^V.
Theorem 1.1. Let V be a simple unitary strongly rational vertex operator algebra over \mathbb C. Then:
- (1)
V has polynomial energy bounds and is CKLW-strongly local. The algebras (1.3) form an irreducible conformal net A_V.
- (2)
V is completely unitary: every simple grading-restricted module is unitarizable, and all canonical invariant Hermitian fusion forms are positive definite.
- (3)
Every unitary grading-restricted finite-length module is strongly integrable, with the closed-field equality (1.4).
- (4)
The net A_V is completely rational.
- (5)
After choosing invariant positive forms on the simple modules, the Carpi–Weiner–Xu functor gives a braided unitary tensor equivalence
\Rep(V)\simeq\Rep^u(V) \xrightarrow{\ F_{\mathrm{CWX}}^V\ }\Rep^f(A_V).The tensor structure and braiding on the right are Connes fusion and DHR braiding, with a common orientation convention for the circle.
The equivalence also compares extensions of the two theories. A conformal VOA extension enlarges V while preserving its vacuum and conformal vector; a local net extension enlarges the interval algebras compatibly with their conformal symmetries. Gui’s comparison theorems identify their finite-index counterparts through the corresponding commutative algebra objects. Corollary 9.3 gives the precise normalized correspondence and identifies the representation functors of the extended theories.
1.2 The correspondence problem and earlier work
Carpi, Kawahigashi, Longo and Weiner made strong locality the analytic condition for constructing a conformal net from a simple unitary VOA [5, Theorems 6.8 and 8.1]. Their examples include unitary affine and Virasoro VOAs and the moonshine VOA, and their construction is compatible with unitary subalgebras. They conjectured strong locality for every simple unitary VOA [5, Conjecture 8.18]. Theorem 1.1 establishes this assertion under strong rationality and then compares the full representation theories in that setting. The locality issue is substantial: commuting unbounded fields on a common domain need not generate commuting von Neumann algebras.
The two representation theories already possess rich tensor structures. Huang’s results give rigidity and modularity for strongly rational VOAs [22, 23], while Kawahigashi–Longo–Müger establish modularity for completely rational conformal nets [25]. Identifying these structures requires more than constructing the vacuum net. The Carpi–Weiner–Xu functor integrates unitary modules through their closed fields and is fully faithful on strongly integrable modules [18, Theorem 4.3], [14, Theorem 4.24]. Gui’s tensor comparison then identifies VOA fusion and braiding with Connes fusion and DHR braiding under charged-field hypotheses [17, Corollary 3.23].
Complete unitarity, full braided equivalence and complete rationality are already known for affine VOAs at positive integral levels, even positive-definite lattice VOAs, parafermion VOAs at positive integral levels, and type ADE discrete-series W-algebras. Gui’s results also cover finite tensor products of these classes and regular cosets of unitary inclusions between such tensor products [17, Theorem I]. His extension results propagate the comparison through further extensions and coset constructions under their stated hypotheses [14, Theorem 6.18 and Example 6.19]. Here the analytic and positivity hypotheses for the tensor embedding are established from strong rationality and unitarity, and a separate reconstruction argument proves that every finite-index sector is in its image.
In the converse direction, Henriques and Tener construct a unitary VOA from a conformal net with finite-dimensional vacuum energy spaces, recover a VOA from its associated net under their AQFT-locality condition, and reconstruct modules from net representations [20, Theorems A–C and 8.9]. Their AQFT-locality condition does not include polynomial energy bounds. Their annulus representation theory and bounded vacuum operations for multidisc embeddings provide the geometric tools used here [21, 19]. Those constructions start from an existing net. In this paper they enter after the independent proof of strong locality, first for creation fields and ultimately for the reconstruction of arbitrary irreducible sectors.
Two earlier analytic methods are especially important to the proof. Carpi, Tanimoto and Weiner showed that optimal energy order for Hermitian primary generators implies strong locality [7, Theorem 3.7], with the correction [6]. Carpi and Tomassini obtained a C_2 exponential bound and used a contracting estimate to improve exponential growth to polynomial growth [8, Proposition 3.17 and Theorem 4.5]. Here a finite-C_2 filtration supplies the first contraction for a generating family. A sharper normal-product count and a second contraction then yield the optimal order required for locality.
For loop-group models based on SU(N), Wassermann computed Connes fusion using bounded primary fields and their transport relations [32]. Gui’s transport identities and Tener’s transport-form framework express candidate VOA fusion inner products through ordinary vertex operators [18, 30]; Gui further developed their canonical normalization and geometric positivity [16]. Tener’s positivity theorem for regular VOAs assumes a unitary structure on the algebraic fusion product and a corresponding net representation of the source module [30, Theorem 4.4]. Our argument constructs positivity on the full algebraic fusion object before presuming that it is unitarizable. To reach the remaining simple modules, we use Carnahan–Miyamoto’s fixed-point regularity and the Barron–Dong–Mason permutation construction [3, 2]. The required permutation product rests on the extension tensor structures of Creutzig–Kanade–McRae and McRae [9, 28] and the one-slot intertwiner correspondence of Dong–Li–Xu–Yu [11, Theorems 5.5 and 5.9].
1.3 Proof strategy
The central ordering issue is that a positive form on V does not initially give positive forms on its modules or fusion products. We first work with modules already carrying such forms. An intertwining operator is viewed as a charged field, with a charge module, a source module and a target module. Its creation case has the vacuum V as source. This supplies a starting point for the following sequence.
- 1.
From C_2-cofiniteness to a net. In Section 3, a finite generating family controls all normal products, and positivity of certain zero modes gives an exponential starting bound. Two contraction inequalities first give polynomial growth and then, for Hermitian quasi-primary fields of weight d\geq2, the energy order d-1 needed for locality. A sharper normal-product count and a Möbius estimate supply the second contraction.
- 2.
Integrating modules with given positive forms. In Section 4, a fixed doubled annulus bounds local insertions by the norm of the inserted state. A Möbius factorization makes a round-annulus estimate uniform as the insertion approaches the circle. These estimates give polynomial bounds and bounded local regularizations for creation fields. Section 5 uses their total ranges to construct normal local-algebra actions on every already unitary module, with equality of the actual closed smeared fields.
- 3.
Positive fusion for unitary inputs. Creation operators give positive Gram matrices in the vacuum local algebra. The normal representations just constructed transfer those matrices to any unitary source module. In Section 6, rigidity supplies a nondegenerate invariant form on the algebraic fusion product, and positivity of polynomial moments separates its conformal-energy spaces. This proves positivity of the canonical fusion form. The resulting charged-field bounds then apply to every intertwining operator between unitary modules.
- 4.
Unitarizing all simple modules. Fix a simple module P, with graded contragredient P^\vee, set D=V\otimes V, and let U be its flip-fixed subalgebra. The transposition-twisted D-module T obtained from the vacuum V is unitary over U. In Section 7, the permutation product detects every simple constituent of R=P\otimes P^\vee, restricted to U, inside the positive fusion product T\boxtimes_U T^\vee. Thus R has a positive U-invariant form. The action of the anti-invariant part of D produces a second such form; their sum is invariant under all of D. Restriction to a copy of P gives the required positive V-invariant form.
- 5.
From a tensor embedding to all sectors. Section 8 now verifies Gui’s hypotheses for the CWX braided unitary tensor embedding, so every module gives a finite-index sector. Section 9 starts with an arbitrary irreducible locally normal net representation, without an index or finite-energy-multiplicity assumption. Its rotation spectrum is discrete. Henriques–Tener reconstruction, including [20, Remark 9.8], and algebraic regularity produce an ordinary simple module inside it; a reducing-projection argument identifies the whole sector with that module. The finite list of sectors, the split property and the Longo–Xu dichotomy give complete rationality. Decomposition into irreducibles then proves the equivalence for all additive finite-index objects.
Optimal energy order is needed for ordinary fields to generate a local net. For charged fields, polynomial bounds combined with bounded annulus regularization suffice.
2 Algebraic and analytic conventions
Throughout, V has the hypotheses of Theorem 1.1. We collect the algebraic inputs that do not require positivity of all modules, and fix the operator conventions used in the estimates.
2.1 Modules, duality and fusion
By the regularity theorem of Abe–Buhl–Dong [1, Theorem 4.5], every weak V-module is an algebraic direct sum of ordinary simple modules. There are finitely many simple isomorphism classes. Their lowest conformal weights are rational [10, Theorem 11.3]. These weights are not assumed nonnegative before a positive invariant form is known. In the grading-restricted category, each simple occurs with finite multiplicity: infinitely many copies would give an infinite-dimensional space at its lowest weight. Thus the categories used here have finite length.
The Huang–Lepowsky tensor theory supplies the fusion product M\boxtimes N and its universal intertwining operator. For a target K, postcomposition identifies
Products and iterates of these operators have absolutely convergent matrix coefficients in their respective regions, and the fusing isomorphism identifies them. We use the positive-real convention
for this identification, with real logarithms. The convergence and associativity statements include sums over intermediate conformal-energy projections [22, Theorems 3.5 and 3.7, Remark 3.8]. Huang’s rigidity and modularity theorems apply under precisely the present strong rationality hypotheses [23, Theorems 1.1, 3.8 and 4.6]. In particular the graded contragredient M^\vee is a categorical dual. No positive form on M is needed for these algebraic assertions.
We use ordinary, nonlogarithmic intertwining operators; the modules under consideration are semisimple with diagonalizable L_0. Their skew-symmetry and contragredient transformations are those of Frenkel–Huang–Lepowsky [13]. The conjugate module \bar M is the conjugate vector space with the action conjugated using \Theta. For an arbitrary module its Hermitian dual is
The natural pairing is
It is linear in x and conjugate-linear in \lambda. This pairing has no positivity assertion. An invariant sesquilinear form on M corresponds to a module map M\to M^{\mathrm h}.
All Hermitian inner products in the paper are linear in their first variable. A unitary module is a finite orthogonal sum of unitary simples: the grade-wise orthogonal complement of a submodule is invariant by the mode adjoint identities. A homomorphism between finite-length unitary modules extends to a bounded operator on their completions, and its adjoint is again a module homomorphism. To see the boundedness, decompose into simple types. On an irreducible type invariant positive forms differ by a positive scalar, by Schur’s lemma; the remaining maps act on finite-dimensional multiplicity spaces.
The spectrum of L_0 on a unitary module is nonnegative. At a lowest vector of weight h, the relation [L_1,L_{-1}]=2L_0 gives \|L_{-1}x\|^2=2h\|x\|^2. Every weight in that simple module is h+n for an integer n\geq0; finite orthogonal sums give the general case. Constants in our estimates may depend on the fixed module; uniformity over all modules is unnecessary.
2.2 Modes, smooth vectors and closed operators
For a homogeneous state a of weight d, the physical modes are
We use the same convention for intertwining fields, whose physical indices may lie in nonintegral translates of \mathbb Z. On an algebraic module, let \Pi_\lambda denote the projection onto the L_0-eigenspace of energy \lambda along the other eigenspaces. This definition does not require a Hermitian form. On a unitary completion, the same symbol denotes its orthogonal extension, and P_N denotes the spectral projection onto energies at most N. We write
for the smooth vectors, with their energy Sobolev seminorms. Their finite-energy subspace is the algebraic module M.
A state is quasi-primary if L_1a=0, and primary if L_na=0 for every n>0. A quasi-primary state of integral weight d is called Hermitian when (-1)^d\Theta a=a. The invariant form then gives the level-wise adjoint identity
For a general state, the adjoint formula has the additional, finitely many L_1-descendant terms. We use (2.3) only with its stated hypothesis.
Polynomial mode bounds imply that smooth smearings and their formal adjoints map smooth vectors continuously to smooth vectors. Indeed Fourier coefficients of a smooth test decay faster than every power, and commuting (1+L_0)^k across a mode costs only a polynomial in its energy shift. Finite-energy truncations converge in all these seminorms. Consequently the closures of a polynomially bounded smear from finite-energy vectors and from smooth vectors agree. We will repeatedly use this explicit core.
For a charged field, smearing is performed on an interval with a chosen angular lift; its physical normalization is z^d\mathcal Y(a,z). Fractional powers use the branch specified by that lift. Changing the normalization by a smooth nowhere-zero phase merely changes the test function. At a reflected coordinate the conjugate branch is always used.
Positive-energy unitary Virasoro representations integrate to the centrally extended covering group of circle diffeomorphisms and satisfy the usual linear energy bounds [5, Proposition 3.2, Remark 3.3 and Theorem 3.4]; see also [31, Theorem 5.2.1 and Proposition 5.3.1]. The resulting Möbius and diffeomorphism operators preserve the smooth space. We use their fixed conformal normalization; in particular the Virasoro relation [L_1,L_{-1}]=2L_0 fixes the additive constant in L_0. Annulus actions and their Sobolev properties will be introduced only after the local net has been constructed.
For a closed densely defined operator T, its graph is a closed subspace of the direct sum of its source and target Hilbert spaces. The entries of the orthogonal graph projection are bounded operators. Graph projections allow us to state precisely that a normal representation carries one closed field to another, or that a bounded projection reduces a closed field. Agreement on a dense set alone will not be used as a substitute for agreement of closed graphs.
2.3 Creation and the adjoint convention
For a unitary module M, the creation intertwining operator is
Its type is \binom{M}{M\ V}. We use Tener’s adjoint convention [30, Section 2 and Proposition 3.10]; its adjoint, the annihilation operator, is
For positive r, put
For complex coordinates the logarithms follow the chosen angular lift. The reflection formula uses \theta_{\bar w} and the coordinate \bar w^{-1}. These conventions fix the phase of every transport form below, including when the lowest weight of M is nonintegral. The comparison with Gui’s canonical fusion normalization is made explicitly in the positivity argument.
Tener’s Propositions 3.10–3.11 [30] give two inputs we will need before general fusion positivity. First, creation satisfies the vacuum-source transport identity. Second, for unitary charge, source and target, an intertwining operator applied to finite-energy vectors has Hilbert-space values on 0<|z|<1, holomorphic on each branch. The latter conclusion uses regularity and convergence of products with the adjoint intertwiner. It does not require an energy bound or a net representation on the source. We will distinguish this Hilbert-valued convergence from the operator bounds that we prove later.
2.4 The scalar case
If V=\mathbb C\Omega, the conformal vector is zero, every grading-restricted module is finite dimensional in degree zero, and all fields are constant scalar fields. The net on the one-dimensional vacuum space is the scalar net. It is irreducible, split and strongly additive, and its two-interval index is one. Its additive dualizable representation category is the category of finite-dimensional Hilbert spaces. Creation, fusion and CWX integration are the usual tensor product over \mathbb C, with the flip braiding. Thus Theorem 1.1 holds in this case.
We assume V\neq\mathbb C\Omega henceforth. Its central charge is positive: \|\nu\|^2=c/2, so c=0 would force \nu=0, and then CFT type would force V=V_0=\mathbb C\Omega. The nontriviality assumption is used in the flip-orbifold argument and in the usual conformal-net sector theory.
3 Energy bounds and strong locality
Our first analytic task is to construct the vacuum net. We do this without assuming that any module has already been integrated to a net representation. The argument has two stages. A finite set of quasi-primary generators first gives polynomial energy bounds of unspecified order. A second estimate improves the order to the conformal weight minus one, which is the order needed for the strong-locality criterion.
Theorem 3.1. Let V be a simple unitary strongly rational vertex operator algebra, and let W be a grading-restricted unitary V-module. Every vertex operator on W satisfies polynomial energy bounds. More precisely, if a\in V_d is quasi-primary, d\geq2, and (-1)^d\Theta a=a, then there are constants C_a>0 and p_a\in\mathbb Z_{\geq0} such that
Weight-one fields and the Virasoro field satisfy energy bounds of at most linear order. The constants may depend on V, W, and a.
The scalar VOA satisfies the theorem directly. We assume for the proof that V\ne\mathbb C\Omega, and fix W. Since W is a finite orthogonal sum of ordinary unitary modules, it suffices to establish all estimates on those summands and take the maximum of the finitely many constants. Write W(h) for the energy-h subspace, with W(h)=0 when h is absent. These spaces are finite dimensional and mutually orthogonal. Unitarity of the positive-energy Virasoro representation gives h\geq0. We use the spectral projections
All mode identities below initially act on finite-energy vectors. For an Hermitian quasi-primary a of weight d, the invariant form gives
where the adjoint is taken between the indicated energy spaces.
3.1 A finite generating filtration
Choose an integer D\geq2 such that V_w=C_2(V)_w for all w>D. In each weight 1,\ldots,D, choose a finite set of Hermitian vectors spanning the quasi-primary space, and let S be their union. Such a choice is possible because (-1)^w\Theta is an antilinear involution of that space. We distinguish the conformal weight of a monomial from the sum of the weights of its generators.
Lemma 3.2. Every homogeneous vector of weight w is a linear combination of monomials
with
If the vector belongs to C_2(V)_w, the monomials can be chosen with D_b\leq w-1.
Proof. Let E_t be the span of arbitrary-mode strings of elements of S on \Omega whose total generator weight is at most t. Induction on string length, using the iterate identity, gives
For the induction step, write a chosen string as u=a_{(m)}u', with a\in S and u' of generator degree at most t-d_a. The iterate formula expresses u_{(r)}v, v\in E_s, as a sum of terms of the two forms
For the first, apply induction to u' and then prepend the generator mode. For the second, a_{(j)}v\in E_{s+d_a}, so induction on u' again gives a vector in E_{t+s}. Each of the two sums truncates on the fixed vector v.
We first prove V_w\subset E_w by induction on w. At weights at most D, use the orthogonal decomposition
The first summand is spanned by our chosen generators, and differentiation does not increase generator weight. A homogeneous term u_{(-2)}v of weight w has \mathrm{wt}(u)+\mathrm{wt}(v)=w-1. If both factors have positive weight, induction and (3.4) put it in E_{w-1}. If v=\Omega, it is L_{-1}u and has the same property; terms with u\in\mathbb C\Omega vanish. This proves C_2(V)_w\subset E_{w-1} and completes the induction above D as well.
Now order an arbitrary-mode string by moving nonnegative ordinary modes to the right. A commutator of modes of generators a,b involves a_{(j)}b, j\geq0, of weight at most d_a+d_b-1. The inclusion just proved places this state in E_{d_a+d_b-1}. Thus every commutator term lowers the total generator weight, whereas the uncommuted term moves the chosen nonnegative mode one place to the right. Induction on total generator weight, and then on the number of such moves, puts the string into negative ordinary-mode form. A nonnegative mode reaching \Omega vanishes. Taking homogeneous components proves both assertions.
We shall use only finitely many expansions from Lemma 3.2 at a time. Constants may depend on these fixed expansions. In particular, no uniformity over all monomials is asserted.
Here is the mode expansion that controls the intermediate energies. Iterating the negative-product formula from the outside of (3.3) places each generator either on the left, with physical index
The coefficients are products of signed binomial coefficients, bounded by C_b\prod_i(1+j_i)^{n_i}. There are finitely many order patterns; in each pattern every left factor precedes every right factor. The vacuum mode imposes the constraint that the physical indices sum to the desired mode of b.
In a matrix element with both endpoint energies at most N, move the left factors to the testing vector by adjunction. They then all lower energy. Each right factor can raise energy by at most d_{a^i}-1. Every intermediate vector therefore lies in P_{N+c_b}W for a fixed integer c_b, and every relevant j_i is O_b(1+N). This proves finiteness of the sums used below and permits the insertion of those fixed intermediate cutoffs.
3.2 Polynomial energy bounds
For integer N\geq1, define
The d_ath root measures growth per unit of generator weight, so a monomial of generator degree D_b contributes the power B_{N+c_b}^{D_b}. Only |m|\leq N can contribute. The preceding mode expansion gives, for each fixed homogeneous u\in V_w,
All cutoffs and exponents in this preliminary estimate are fixed once the expression for u is fixed.
We need an initial growth bound before improving (3.6). For a\in S of weight d, set T_a=(a_{(-1)}a)[0]. The normal-product formula reads
Every summand is a positive square as a finite-energy quadratic form. The second family contains a[m]^*a[m] for every m\geq0. Consequently
Zhu’s ordinary-module one-point convergence theorem applies to a_{(-1)}a [34, Sections 4.3–4.4 and Theorem 4.4.1]. Its finiteness Condition C holds here: besides C_2-cofiniteness and finite-dimensional grades, the required spanning by Virasoro descendants of primary vectors follows from unitarity. For fixed 0<q<1 we therefore have
Here the trace is the convergent graded sum \sum_h q^h\operatorname{Tr}_{W(h)}(T_a|_{W(h)}); no bounded operator extension of T_a is presumed. Positivity on each energy level and (3.8) give
Negative compressed modes are controlled by adjunction. It follows that \log B_N=O(N+1). This is the positive-trace method used for the vacuum exponential bound in [8, Lemma 3.5 and Proposition 3.17]; the ordinary-module trace theorem gives the version needed here.
For a\in S of weight d and m>0, the mode commutator is
The nonzero states on the right have weights at most 2d-1. Thus (3.6), uniformly for 1\leq m\leq N, implies
The descent from a commutator estimate to a mode estimate is the mechanism used in [7, Proposition 3.3]. We record it explicitly with its input-energy cutoff, which enters the subsequent iteration. Put A_h=\|a[-m]:W(h)\longrightarrow W(h+m)\|, interpreting absent levels as zero. Adjunction and (3.9) give
Indeed, apply the identity to a unit vector in W(h), and note that \|a[m]|_{W(h)}\|=A_{h-m}. Iterating descends to negative energy in at most 1+N/m steps when h\leq N. There is no factor depending on the dimensions of the levels. The raising mode may have output above N; only the input level enters the commutator estimate.
The same argument applied to [L_m,L_{-m}]=2mL_0+\frac c{12}(m^3-m) gives
In particular L_{\pm1} have linear energy bounds. For the zero mode of a, use
The two products involve only a fixed shift of input energy. Combining (3.10)–(3.13), and enlarging a common fixed cutoff, yields
The use of an exponential starting bound to close a contraction with an additive cutoff also appears in the proof of [8, Theorem 4.5]. Here the finite-C_2 filtration supplies the contracting estimate. The contraction remains effective despite the increasing cutoff: after r iterations,
The final term tends to zero by the exponential starting bound. The inequality 1+N+jc\leq(1+N)(1+jc) bounds the sum by C'+\frac p{1-\rho}\log(1+N). Hence B_N grows polynomially.
For an arbitrary mode u[\mu] on W(h), apply (3.6) with an endpoint cutoff of size O(1+h+|\mu|). This bounds its norm by a polynomial in 1+h+|\mu|. Distinct input energy levels have distinct output levels under a fixed mode, so the squared norms add. We have proved polynomial energy bounds for every vertex operator on W.
In particular, smooth smears and their formal adjoints map \mathcal H_W^\infty=\bigcap_{r\geq0}\mathcal D(H^r) continuously into itself: the mode shifts cost only polynomial factors, while smooth Fourier coefficients decrease faster than any power. Spectral truncation shows that closing a smear from W or from \mathcal H_W^\infty gives the same operator. These facts will justify the covariance calculation below.
3.3 A sharper normal-product estimate
Normal-product estimates also prove the closure of polynomial energy bounds under homogeneous generation [5, Proposition 6.1]. The estimate below keeps the specific energy power needed for the second contraction and locality. We divide the zero-mode norm by its target power N^{d-1} for d\geq2. The column normalization is chosen so that its square has the desired energy power N^{2d-1} for the positive zero mode T_a. Define
and, for integer N\geq1,
The preceding bounds show that X_N grows at most polynomially. The column contains at most 1+N nonzero modes.
Lemma 3.3. For a monomial b in (3.3) of weight w\geq2, there are constants C_b,c_b such that
At weights zero and one the corresponding bounds are a constant and C_bN^{1/2}X_N, respectively.
Proof. Use the left/right expansion (3.5) for the zero mode, between unit vectors \eta,\xi\in P_NW. Consider first an order pattern having p\geq1 left and q\geq1 right factors. Let D_L,D_R be the sums of generator weights on those sides, and let L(\boldsymbol j_L),R(\boldsymbol j_R) denote their ordered products of modes. Write
Repeated use of the column bound defining X, with the fixed intermediate cutoff already established, gives
To include the finitely many negative right indices, observe that for a fixed positive integer s,
Thus adding those finitely many indices to the column costs only a constant and a fixed cutoff enlargement. Equations (3.17)–(3.18) follow by applying this one-factor estimate successively to the vectors on each path and then summing. Orthogonality between different paths is not needed.
Let \mathcal L,\mathcal R be the sets of left and right factors. By (3.5), the zero-mode constraint is
Thus one index is determined by the others. Given a left tuple, at most CN^{q-1} right tuples complete it: the last right index is determined by the other q-1 indices. Conversely, there are at most CN^{p-1} left completions of a right tuple. Cauchy–Schwarz over the constrained pairs therefore gives
The constraint has saved one power of N from the unconstrained count. The binomial coefficients cost at most N^{\sum_i n_i}, producing exactly the power w-1 in (3.16).
An all-left pattern cannot have total physical index zero. In an all-right pattern, the indices have fixed lower bounds and sum to zero, so every index and the number of terms are bounded independently of N. If \ell\geq2, individual column bounds give a power D_b-\ell/2\leq D_b-1, which suffices. If \ell=1 and n_1=0, use the zero-mode term in X_N. If \ell=1 and n_1>0, the weaker power d_{a^1}-1/2 is bounded by w-1; differentiation at the zero physical mode has a fixed scalar coefficient. The vacuum and weight-one cases follow directly from their defining bounds.
For a\in S of weight d\geq2, subtract the identity (3.9) at m=0 from that at m>0. The former is the zero operator. This removes the j=0 term without requiring the state a_{(0)}a to vanish. Only fields of weights at most 2d-2 remain, with coefficients polynomial in m. Lemma 3.3 now gives
The weight-one estimate also fits this bound because N^{1/2}\leq N^{2d-3}; the weight-zero term is bounded. For all other terms the generator degree is at most their conformal weight. The descent (3.11), with at most 1+N/m steps, consequently proves
For a negative mode this follows directly by applying the raising-mode recurrence at input energy at most N. Thus the cutoff in X does not grow with |m|. Positive modes of index greater than N vanish.
3.4 Transferring the bound to the zero mode
The commutator (3.13) would lose one energy power. Möbius covariance transfers the estimate without that loss. For Hermitian primary fields, [7, Proposition 3.1] transfers an energy bound from one Fourier mode to all smooth smearings without increasing its energy order. We give the quantitative cutoff transfer for quasi-primary generators because its uniformity is needed in the last iteration.
Let a\in S have weight d\geq2. Positive-energy unitary Möbius integration acts on \mathcal H_W; it does not require a net representation. With the physical smearing convention, the test f(e^{i\vartheta})=e^{i\vartheta} selects a[1]. Write a(f)=Y^W(a,f) for this module smear. The quasi-primary commutators (3.2) integrate on the smooth domain to
One obtains this identity by differentiating the conjugation with the inversely evolving test; the preliminary polynomial bounds justify the differentiation. The positive-energy Möbius representation and these covariance facts are recalled in [7, Section 2].
Take the flow generated by (L_1-L_{-1})/2. Its infinitesimal action on a[1] is
The mean of f_g therefore has nonzero derivative at the identity. Fix a small g for which that mean, denoted c_g, is nonzero. Compression to one energy level gives
The conjugate H'=U_gHU_g^* is a fixed linear combination of 1,L_0,L_1,L_{-1}. By (3.12),
Consequently, for every integer j\geq1,
For fixed powers, the same product estimate gives the usual Sobolev continuity of U_g and U_g^*, and hence preservation of \mathcal H_W^\infty. For a growing power it controls a spectral tail. Choose an integer K>4C_g. If r is fixed and N>r, then
The finitely many remaining N are absorbed into the constant. In particular, the tail is bounded in every fixed graph norm, with K independent of N and of the dimension of P_NW.
Choose r at least the preliminary polynomial energy order of a[1]. Equations (3.20) and (3.23) give
Compress using (3.21). Since a[0] preserves energy, taking the supremum of its level norms proves
The bounded error is absorbed because X\geq1 and N\geq1.
3.5 Closing the optimal estimate
Return to the positive operator T_a in (3.7), for any generator of weight d, including d=1. If 2d>D, its defining state lies in C_2(V)_{2d}, so Lemma 3.2 supplies an expansion with generator degree at most 2d-1. If 2d\leq D, decompose that state into a quasi-primary part and an element of L_{-1}V_{2d-1}. The latter is in C_2(V) and has the same strict degree saving. The former is a fixed combination of generators of weight 2d and is controlled by (3.24). In both cases,
for a sufficiently large fixed integer K_0.
Here and below the different enlarged cutoffs can indeed be replaced by a common one. Although X_N itself need not be monotone, all its unnormalized column and zero-mode numerators are monotone. If N\leq M\leq cN, its definition gives X_N\leq cX_M. The finitely many fixed cutoff enlargements therefore change only the constant in (3.25).
Take the square root in (3.8) and (3.25), and then the dth root in the definition of X_N. The column term contracts with exponent (2d-1)/(2d). Equation (3.24) contracts each zero-mode term with exponent (d-1)/d. Thus
The first contraction allowed an additive cutoff enlargement and used an exponential starting bound. Here the cutoff grows multiplicatively; the polynomial bound already proved for X_N suffices. Namely,
and the last term is bounded by \sigma^j(C'+s\log N+sj\log K_0), which tends to zero. We conclude that X_N is uniformly bounded.
Equations (3.20) and (3.24) now give (3.1) for every a\in S of weight at least two. To pass from cutoff estimates to a general finite-energy vector, use N=\max(1,\lceil h\rceil) on each input level W(h) and add squared norms: a fixed mode has different output energies for different input energies. Any specified Hermitian quasi-primary can be included in such an S by enlarging the fixed integer D.
For a weight-one generator, boundedness of X_N gives R_a(N)\leq CN^{1/2}. For positive modes this is already a half-order energy estimate. For a negative mode -m, adjunction on the output level gives a bound by C(1+h+m)^{1/2} on W(h), and
Thus weight-one fields satisfy, in particular, at most linear energy bounds. Linear combinations of the Hermitian generators give the same conclusion for all of V_1. The Virasoro estimate was proved in (3.12). This completes the proof of Theorem 3.1.
Corollary 3.4. Every simple unitary strongly rational VOA V is CKLW-strongly local. Its smeared vertex operators generate an irreducible conformal net A_V.
Proof. The unitary Virasoro decomposition expresses V as a sum of highest-weight representations. Equivalently, at each energy the orthogonal complement of the negative-Virasoro-mode descendants consists of primary vectors. These primary spaces are spanned by Hermitian vectors. Hence the conformal vector and Hermitian primary vectors generate V; see [7, Remark 3.9]. A finite family suffices: decompose the vectors in S into Virasoro descendants and take Hermitian bases of the finitely many primary spaces that occur. Together with \nu, these vectors generate S and hence V.
Theorem 3.1 gives the optimal order d-1 for every such primary of weight d\geq2, and supplies the required current and Virasoro bounds. The corrected strong-locality criterion [7, Theorem 3.7], with its Hermitian hypothesis [6], therefore applies. Finally [5, Theorem 6.8] constructs the irreducible conformal net from this simple unitary strongly local VOA.
We have constructed A_V independently of any fusion positivity or module integration. In the following section it is this vacuum net that supplies the annulus operators.
4 Annuli and charged-field estimates
We now use the conformal net A_V constructed in Corollary 3.4. The purpose of this section is to obtain analytic bounds for charged fields before constructing the net representations associated to their target modules. The source of a charged field will initially be the vacuum module V. More generally, the argument works whenever its source module has already been integrated. This order will allow us to prove integration before using positivity of general fusion products.
4.1 Localized annuli and their ranges
We use the annulus constructions of Henriques–Tener [21, 20, 19]. An annulus may have incoming and outgoing boundaries that touch, but do not cross. A lift of an annulus means an element of the centrally extended covering semigroup \widetilde{\operatorname{Ann}}_c, where c is the central charge. Lifts act by bounded operators in positive-energy unitary Virasoro representations. Gluing is multiplication, with the right factor acting first, and reflection is denoted by \dagger and acts by the Hilbert-space adjoint. On the grading-restricted unitary modules used below, fixed lifted annuli and their adjoints preserve every energy Sobolev space and hence the smooth domain continuously [21, Theorem 4.8, Remark 4.9 and Theorem 5.5].
The VOA reconstructed from A_V is V itself [20, Theorem 8.9(ii)]. Thus the point-insertion labels in that construction are the vectors of V. We write \underline A[v(z)] for an insertion with the standard local coordinate \zeta\mapsto z+\zeta. More generally, p_*v(0) denotes the label obtained by a change of local coordinate p; for p(\zeta)=z+q\zeta, q>0, it is (q^{L_0}v)(z). Finite-energy labels are transported by the usual formal coordinate action. Insertions compose under gluing and depend holomorphically on their positions. They also commute with reflection [20, Section 6 and Proposition 6.19].
For 0<\rho\leq1 a smooth function on S^1, consider the radial annulus whose incoming and outgoing parametrizations are
If 1-\rho is compactly supported in an interval I, radial interpolation gives a lift \underline A localized in I. Its vacuum operator belongs to A_V(I). The same holds for its point insertions, and their actions in a locally normal representation \pi are their images under \pi_I [20, Lemma 6.8]. The reflected double
can be drawn in the plane between the radial curves \rho and \rho^{-1}. The two annuli meet along the unit circle.
The complementary-annulus argument below is the exact-preimage argument of [20, Lemma 7.9]. We record its range and density consequences in the form used for charged fields.
Lemma 4.1 (Ranges of annulus operators). Let \underline A,\underline B be lifted annuli satisfying \underline A\underline B=s_0^{L_0}, with 0<s_0<1, in a positive-energy representation with dense finite-energy subspace E. Then
Every radial annulus above admits such a complementary factor \underline B when s_0<\min\rho.
Proof. The geometric complement between the circle of radius s_0 and the incoming boundary gives B. Choose its lift so that the product is the standard lift of the round annulus; any necessary scalar and winding are absorbed in this fixed choice. Annulus operators are injective with dense range [20, Lemma 4.15]. Since s_0^{L_0} is invertible on E, its range contains E, and \underline B E\subset \underline A^{-1}E. Conversely, if \underline A\xi\in E, injectivity of \underline A gives
Finally, \underline B is bounded with dense range and E is dense. These observations also prove the assertion when the energy eigenspaces are not finite dimensional; compare [20, Lemma 7.9].
Let N be an already strongly integrable unitary V-module, with local representations \pi_I^N. Subscripts N on annulus operators refer to the resulting net representation. The Virasoro action used here is the module Virasoro action: the closed stress-energy smears agree by strong integration, and a partition of unity identifies their modes, including L_0. The reconstructed module is consequently N, by the uniqueness statement in [20, Theorem 9.5(ii) and Corollary 9.6]. In particular, for the standard lifted round annulus with radii s<R,
in finite-energy matrix coefficients. For a radial annulus A and z in its interior, gluing with the complementary factor in Lemma 4.1 gives
These are identities on the indicated exact dense preimages, rather than identities of arbitrary products of unbounded operators.
4.2 A fixed-disc estimate and a uniform round estimate
Lemma 4.2 (Insertion in a fixed disc). Let \widehat A=\underline A^\dagger\underline A be a fixed localized double, and let S_0 be a closed round disc strictly inside it. There is a constant C_{\widehat A,S_0} such that, for every Möbius embedding p:\mathbb D\to\mathring S_0 and v\in V,
in every already integrated unitary module N. Here \mathbb D is the closed unit disc, and embeddings are smooth up to their boundaries.
Proof. Write the underlying double as D_{\rm out}\setminus \mathring D_{\rm in}. The inclusion S_0\sqcup D_{\rm in}\to D_{\rm out} is a multidisc embedding: the incoming closed discs are disjoint, although D_{\rm in} may meet the outgoing boundary. The bounded map of [19, Theorem A, or Theorem 3.6] yields
Evaluating its first slot at an inserted vector, and using [19, Corollary A.1], gives the corresponding inserted annulus operator. The boundary identification operators are unitary; the scalar comparing the fixed lift with this vacuum map is independent of the insertion [20, Lemma 6.10].
Identify S_0 conformally with \mathbb D. The resulting Möbius embedding factors into disc automorphisms and a dilation of radius less than one. Its covered univalent lift acts by unitaries and a positive-energy contraction. The state associated to p_*v(0) in H_0(S_0) therefore has norm at most \|v\|. This proves the vacuum bound. The inserted vacuum operator belongs to A_V(I) for the localizing interval of the double. Its image under \pi_I^N is the inserted operator on N; contractivity proves the same bound there.
In particular, over a compact subarc on which \rho<1, put
For |z|<1 sufficiently close to one, the small disc z+q\mathbb D lies in one of finitely many fixed discs strictly inside the double. Lemma 4.2 is thus uniform for the labels (q^{L_0}v)(z) throughout that collar. The next estimate supplies the corresponding uniform control when both boundaries are round and shrink towards the insertion. A bound for each fixed annulus would not control this degeneration. We instead factor the round cutoff through one fixed dented annulus: the moving factors will be a Möbius unitary and a contraction, while the pulled-back insertion stays in one fixed disc.
Proposition 4.3 (Uniform round-annulus estimate). Let N be an already integrated unitary V-module. Set
With \delta=r^{-1}-r and q=2\delta, there is a constant C_N, independent of t and v, such that
Moreover,
Proof. The fixed geometry. Fix p_0(\zeta)=-0.2+0.8\zeta, whose image disc has diameter [-1,0.6]. Choose a radial annulus A_* with inner radius 0.85 for |\vartheta|\leq0.1, inner radius between 0.85 and 1 everywhere, and inner radius 1 for |\vartheta|\geq0.2. Its incoming disc contains p_0(\mathbb D): over |\vartheta|<0.2 the latter disc has radial boundary less than 0.61, and elsewhere it lies in \mathbb D. The double of A_* contains
strictly in its interior, since this disc has argument of absolute value less than 0.051 and radii between 0.95 and 1.05. Factor the univalent annulus p_0 as A_*C, and fix lifts with \underline A_*\underline C equal to the covered univalent lift of p_0. The factor C is fixed; Figure 1 shows the geometry of its outer factor.
Figure 1: The fixed geometry used in the round-annulus factorization. The blue disc p_0(\mathbb D) lies in the incoming disc, and the orange insertion disc lies strictly inside the gray doubled annulus. The dashed curve is the unit-circle interface. The transition curves in the overview are schematic; the magnified panel uses the stated radii on the central part of the dent.
Factoring the shrinking annulus. The map \gamma_t moves the fixed point a to r. We arrange the remaining incoming boundary by writing s\operatorname{id}=\gamma_t\circ p_0\circ b_t, namely by defining
After doubling, the factor \gamma_t will cancel against its adjoint. The insertion will then lie between the same fixed factors \underline C^* and \underline C, with only the contractions \underline b_t^* and \underline b_t outside them.
The disc \gamma_t^{-1}(s\mathbb D) has real diameter with endpoints -(s+t)/(1+st)>-1 and 1/2. It lies strictly in p_0(\mathbb D), so b_t is a strict Möbius disc embedding. Its covered univalent lift is a contraction, whereas the lift of \gamma_t is unitary. Choose these lifts so that
is the standard round-annulus lift. This is an equality in the covered univalent semigroup, whose inclusion lifts to \widetilde{\operatorname{Ann}}_c [20, Section 4.2]: the Virasoro cocycle vanishes on the univalent subalgebra, so this lift introduces no scalar ambiguity. Any winding adjustment acts unitarily.
Consider the insertion coordinate p_t(\zeta)=\gamma_t^{-1}(r+q\zeta). The identities
and
show, for |h|\leq q, that
Consequently p_t(\mathbb D)\subset\mathring S_0 for every t. The map has no pole there. Also s>t, so the pole 1/t of \gamma_t^{-1} is outside the round annulus with outer radius 1/s. Since \gamma_t commutes with reflection in the unit circle, we may double (4.6), carrying along the insertion. The unitary factors cancel, and gluing gives the exact operator identity
The uniform bound. Lemma 4.2 bounds the middle factor by a fixed constant times \|v\|. Thus the right side has norm at most C_{\widehat A_*,S_0}\|\underline C_N\|^2\|v\|. In particular, no radius-dependent comparison scalar is introduced.
Finally,
which proves (4.5).
4.3 Transport forms and infinite insertion states
Recall from (2.4) that, for a unitary module M, the creation and annihilation intertwiners are
Their types are respectively \binom{M}{M\,V} and \binom{V}{\bar M\,M}. The charge transform (2.5), for a complex coordinate with a chosen logarithm, is
using the conjugate logarithm at \bar z. For unitary modules M,N, define the diagonal transport form by
We use this for 0<|z|<1 and |z|>|z|^{-1}-|z|. At positive real z all positive-coordinate logarithms are real; on a rotated diagonal the two insertion coordinates have the same argument and the reflected logarithm is the conjugate one. The form is linear in its first entry.
Regularity gives absolute convergence of these matrix coefficients. More precisely, the ordinary intertwiners between unitary modules have Hilbert-space values at 0<|z|<1, with branchwise norm holomorphy [30, Definition 2.8, Lemma 2.9 and Proposition 3.11]. Creation satisfies the identity
without assuming energy bounds, integration of M, or positivity of general fusion forms [30, Proposition 3.10].
Lemma 4.4 (Hilbert-state insertions). Let M,N be unitary modules, with N already integrated. For homogeneous a,a'\in M of weights d,d', set
As |z| tends to one on a fixed branch,
For a fixed dent with z in its inner collar, \widehat A_N[u_z(z)] is well defined by norm limits of energy truncations, belongs to \pi_I^N(A_V(I)), and has norm at most C\delta^{-d-d'}. On \underline A_N^{-1}N in both variables it obeys
For the round annuli of Proposition 4.3, the same bound holds with the cutoffs s^{L_0} in both entries and z=r.
Proof. Expand \theta_{\bar z}a' into finitely many vectors of weights d_j\leq d'. Their coefficients are bounded as |z| tends to one. By L_0-covariance, applying q^{-L_0} to each annihilation value produces the factor q^{-d_j-d} and an annihilation value at modulus \delta/q=1/2. The latter is a Hilbert-space vector by [30, Proposition 3.11]; rotations preserve its norm. This proves (4.10).
Let P_n be the vacuum energy cutoff. Apply the uniform collar version of (4.3) to q^{-L_0}(P_n-P_m)u_z. It gives
Thus these operators converge in norm, with the asserted bound. Locality and representation transfer persist under that norm limit. For finite truncations, (4.2) applies. Absolute convergence of the transport iterate identifies its limiting matrix coefficients on the exact dense preimages, proving (4.11). The identical argument using (4.4) and (4.1) gives the round-annulus assertion.
4.4 Charged modes and bounded boundary smears
Lemma 4.5 (Analytic tools for a dominated intertwiner). Let M,N,K be grading-restricted unitary V-modules, with N already strongly integrable, and let \Phi have type \binom{K}{M\,N}. Fix a homogeneous a\in M of weight d. Suppose that, for all finite-energy b\in N and all diagonal positions sufficiently close to the unit circle on the branches under consideration,
Then \Phi(a,z) has polynomial energy bounds, as do its levelwise adjoint coefficients. Its smooth smears and their formal adjoints preserve the smooth domains continuously.
For every smooth test f supported compactly in an interval I with a chosen argument, there is a localized radial annulus \underline A with a dent over \operatorname{supp}f such that
is bounded and defined on all of \mathcal H_N. Both T_f and T_f^* preserve smooth vectors in their respective directions. Moreover,
These conclusions apply to \Phi=\mathcal Y_M^+ and N=V for every already unitary M, before integrating M.
Proof. Lemma 4.4 and Proposition 4.3 give
Write the physical expansion as \Phi(a,z)=\sum_\mu\Phi(a)[\mu]z^{-\mu-d}, so that a coefficient maps energy h to h-\mu. For b of energy h, project (4.14) to that output energy. Fix 0<\varepsilon_a\leq10^{-4} small enough that the transport domination and the cutoff estimate hold whenever 1-\varepsilon_a\leq r<1, and choose
The corresponding t lies in [0,1). By (4.5), s\geq1/2 and 1-s\leq(6667)10^{-4}/(1+h+|\mu|). Since -\log s\leq2(1-s), the factor s^{-h} is uniformly bounded. The factor r^{\mu+d} is uniformly bounded as well, using d\geq0 and r\geq1-10^{-4}. Hence
Distinct input energies have distinct output energies for a fixed coefficient. Orthogonality therefore turns this into a polynomial energy bound on N. Taking adjoints between individual energy spaces gives the same kind of bound for the adjoint coefficients. Choose any integer energy order at least d when an integer order is desired.
On a fixed argument interval, define \Phi(a,f) by smearing its physical field z^d\Phi(a,z) against f(e^{i\vartheta})\,d\vartheta/(2\pi). Other smooth weight factors can be absorbed into f. Rapid decay of Fourier coefficients, (4.15), and the energy shifts show that this smear and its formal adjoint map smooth vectors continuously to smooth vectors. For clarity, a target Sobolev seminorm of order j is bounded by an input seminorm of a fixed higher order, times a summable series of polynomially weighted Fourier coefficients. This also shows that finite-energy truncations converge in the graph norm of the smear. The closures of the smears defined on finite-energy and on smooth vectors consequently agree.
Choose \underline A with \rho<1 on a neighborhood of \operatorname{supp}f and with 1-\rho compactly supported in I. On the fixed dense subspace \underline A_N^{-1}N, consider
The localized part of Lemma 4.4, together with (4.12), gives a bounded extension satisfying
throughout an inner collar over this neighborhood. Its values on the dense initial domain are Hilbert-valued holomorphic functions, by [30, Lemma 2.9 and Proposition 3.11]. Local uniform boundedness therefore gives operator-norm holomorphy.
For neutral fields, annulus regularization and the Banach-valued boundary argument appear in [20, Proposition 8.4 and Lemma 8.5]. The charged collar estimate (4.16) supplies the hypothesis needed here. We spell out the boundary argument. Put
All integrals here use the chosen argument and the compact support of f. Holomorphy gives t\partial_tT=-i\partial_\vartheta T. After integrating by parts, every radial derivative of order p of F_f is a finite sum of integrals of T against derivatives of the fixed smooth test, multiplied by bounded powers of t^{-1}. Thus
Choose an integer p>d. Taylor’s integral formula from a fixed t_0<1 expresses F_f(t) as a polynomial plus the integral of (t-u)^{p-1}F_f^{(p)}(u)/(p-1)!. The norm of the latter integrand is bounded, uniformly for u\leq t, by a constant times (1-u)^{p-1-d}, which is integrable at one. Dominated convergence proves that F_f(t) has an operator-norm limit T_f as t tends to one.
On \underline A_N^{-1}N, the mode expansion and its polynomial bounds identify this limit with \Phi(a,f)\underline A_N. For arbitrary \xi\in\mathcal H_N, approximate \xi by \xi_j\in\underline A_N^{-1}N. Then \underline A_N\xi_j\to\underline A_N\xi and T_f\xi_j\to T_f\xi. Closedness of the smeared field proves (4.13) on all of \mathcal H_N. Lemma 4.1 supplies the asserted range and density.
The product in (4.13) preserves smooth vectors, since both its factors do. If \Phi(a,f)^\dagger denotes the formal adjoint smear, then every smooth target vector \eta belongs to the adjoint domain of \overline{\Phi(a,f)}, and
Indeed this equality follows by pairing with the dense finite-energy core and using the adjoint coefficient bounds. The right side is smooth: the formal adjoint smear preserves smooth vectors and the fixed annulus adjoint preserves every Sobolev space. This proves the remaining domain assertion. Finally, (4.9) supplies (4.12) with constant one for creation, with the vacuum as its integrated source.
5 Integrating the unitary modules
We now construct the local algebra actions on a unitary module. The input is the bounded regularization of a charged field from Lemma 4.5. We first show that this regularization intertwines the observables in a disjoint interval as closed operators. Creation fields will then identify the observable algebra on the module with the vacuum algebra. Only the already given positive form on the module is used in this construction.
For unitary modules N,K and an interval J, define the diagonal observable algebra
As for A_V, an unbounded generator means its closed graph data, or equivalently its bounded transform and polar data. If T:\mathcal H_N\to\mathcal H_K is a closed densely defined operator, its closed lower-corner operator on \mathcal H_N\oplus\mathcal H_K is
We say that T strongly intertwines the observables in J when \widetilde T is affiliated with \mathcal B_{N,K}(J)'.
Proposition 5.1 (Strong intertwining from annulus regularization). Let V be simple, unitary and strongly rational, and let M,N,K be grading-restricted unitary V-modules, with N strongly integrable. Let \Phi be an intertwining operator of type \binom{K}{M\,N}, and let a\in M be homogeneous. Assume that \Phi(a,z) satisfies the transport domination hypothesis of Lemma 4.5. Smear \Phi(a,z) against a smooth test f supported in an interval I, with a fixed argument branch. If J is disjoint from I, then the closed smeared operator \overline{\Phi(a,f)} strongly intertwines the diagonal smeared observables of N and K supported in J. This holds for every homogeneous observable in V and for every such choice of tests and argument branches.
Proof. Write \mathcal D_N=\mathcal H_N^\infty and \mathcal D_K=\mathcal H_K^\infty. The polynomial mode estimates imply that smeared fields and their formal adjoints map the corresponding smooth spaces continuously to smooth spaces. Spectral truncations converge in all the smooth seminorms. Consequently a smear has the same closure whether it is initially defined on finite-energy vectors or on smooth vectors. These facts apply both to the observables and, by Lemma 4.5, to the charged field.
Choose the localized annulus \underline A in that lemma with its dent containing \operatorname{supp}f and localized in I. Its action \underline A_N is a bounded injective operator with dense range, and
is bounded on all of \mathcal H_N. Both T_f and T_f^* preserve the respective smooth spaces. On \mathcal D_K the adjoint is \underline A_N^*\Phi(a,f)^\dagger, where the dagger denotes the formal smeared adjoint. These are assertions about the full bounded regularization, not merely about its restriction to finite energies.
For homogeneous v\in V and a smooth g supported in J, put
On the smooth spaces, the intertwining-operator Jacobi identity gives
To pass from the formal identity to this equality, multiply the two field orderings by a sufficiently high integral power of the coordinate difference. Polynomial energy bounds make the resulting series smooth-domain distributions. Since the two test supports are disjoint, one can divide the product test by that power. The same argument applies to the adjoint relation, whose observable test has the same support. This is the weak intertwining property in [17, Theorem 3.5].
The operator \underline A_N and its adjoint commute strongly with these observables: \underline A_N is localized in I, whereas N is already integrated and the observables are localized in J. Combining this with the weak identities gives
For the second equality one can pair the first weak intertwining identity for the formal adjoint observable. More explicitly, let S_N^\dagger and S_K^\dagger denote its actions on the smooth spaces. The invariant adjoint formula expresses it as a finite sum of smears of PCT-transformed states and their L_1-descendants, with tests still supported in J. Thus the first equality also gives T_fS_N^\dagger=S_K^\dagger T_f on \mathcal D_N. For \xi\in\mathcal D_N and \eta\in\mathcal D_K, using our linear-first inner product convention, we obtain
All vectors in these pairings are smooth. This proves the second equality in (5.3) without identifying a formal-adjoint closure with the full Hilbert-space adjoint.
We spell out the passage to closed operators. On \mathcal H_N\oplus\mathcal H_K, let
Approximation in the graph norms, using the smooth cores, shows that both Q_f and Q_f^* preserve \operatorname{Dom}D and commute with D there. Hence Q_f\oplus Q_f and its adjoint preserve the closed graph of D. They therefore commute with its orthogonal projection. The matrix entries of this graph projection determine the usual bounded transform and polar data of D. Thus Q_f commutes with the von Neumann algebra generated by D.
As v and g vary, the preceding argument proves Q_f\in\mathcal B_{N,K}(J)'.
It remains to remove the annulus. The first-summand compression of \mathcal B_{N,K}(J) is \pi_J^N(A_V(J)): its normal range is generated by the module smears, which are the images of the vacuum generators under strong integration. Since \underline A_N is localized in I, both \operatorname{diag}(\underline A_N,1) and its adjoint commute with \mathcal B_{N,K}(J). The closed inverse \underline A_N^{-1} is densely defined on \operatorname{ran}\underline A_N, and inversion preserves the resulting affiliation with the commutant. Therefore
is densely defined, and its domain and action commute with every unitary in \mathcal B_{N,K}(J). It is closable: by (5.2) it is a restriction of the closed operator with lower corner \overline{\Phi(a,f)} and all other corners zero. Its domain contains the finite-energy core in the first summand, since N\subset\operatorname{ran}\underline A_N by Lemma 4.1. Its closure is consequently exactly that closed lower-corner operator. This proves its affiliation with \mathcal B_{N,K}(J)'.
This affiliation is the strong intertwining assertion, including the diagram convention used in [17, Section 3.3]. Explicitly, on two copies of \mathcal H_N\oplus\mathcal H_K, repeat the charged corner diagonally and place a diagonal observable in a matrix corner between the copies. The latter is affiliated with M_2(\mathcal B_{N,K}(J)), and the repeated charged corner with its commutant. Hence the diagram commutes strongly. All operations above are valid for each fixed branch on I.
We next use creation fields to show that the vacuum compression of a diagonal observable algebra loses no information.
Lemma 5.2 (Totality of local creation ranges). Let V be simple, unitary and strongly rational, let M be a grading-restricted unitary V-module, and let I be a nonempty interval. For every homogeneous a\in M and f\in C_c^\infty(I), form the bounded creation regularization
of Lemma 4.5; the localized annulus may depend on the test. The closed linear span of their ranges is \mathcal H_M.
Proof. The transport domination needed here holds with equality for creation and vacuum source. It uses the given form on M, and assumes neither integration of M nor positivity of a general fusion product. Since \Omega\in\operatorname{ran}\underline A_V, each range contains \mathcal Y_M^+(a,f)\Omega.
Suppose \eta\in\mathcal H_M is orthogonal to all these vectors. For each homogeneous a, consider
Creation gives \mathcal Y_M^+(a,z)\Omega=e^{zL_{-1}}a. The charged energy estimate bounds the Taylor coefficients of F_a by a polynomial in their index. Its boundary value is therefore a distribution with only nonnegative Fourier frequencies. Orthogonality to all the creation smears says that this distribution vanishes on I. The smooth weight or branch factor in the smearing convention can be absorbed into the test on this interval.
For completeness, such a one-sided distribution is zero if it vanishes on a nonempty arc. Convolve it with smooth approximate identities supported in increasingly small arcs. Each convolution still has only nonnegative frequencies and vanishes on a smaller nonempty arc. It is the smooth boundary value of a holomorphic function in the disc. The Schwarz reflection principle across an arc on which that function is zero, followed by analytic uniqueness, shows that the convolution is identically zero. Passing to the distributional limit proves the claim. Thus F_a=0, and its constant coefficient gives \langle a,\eta\rangle=0. Homogeneous vectors span M, which is dense in \mathcal H_M; hence \eta=0.
Local-intertwiner criteria for module integration are given in [18, Proposition 4.7] and [14, Lemma 4.27]. The following diagonal-algebra proof uses the bounded creation operators and their total ranges to establish the representations together with equality of the full closed graphs.
Theorem 5.3 (Strong integration of every unitary module). Let V be simple, unitary and strongly rational. Every grading-restricted unitary V-module M has a unique compatible family of normal representations
such that, for every homogeneous v\in V and g\in C_c^\infty(J),
Equality here includes the domains of the closed affiliated operators. The canonical Virasoro action of this net representation is the integrated module Virasoro action; in particular its rotations are e^{itL_0} with the module’s conformal-energy normalization.
Proof. Module energy bounds follow from Theorem 3.1, and the vacuum net exists by Corollary 3.4. Fix J and form \mathcal B(J)=\mathcal B_{V,M}(J) as in (5.1), including every homogeneous observable. Its two Hilbert summands reduce all its generators. Vacuum restriction is therefore a normal unital homomorphism
It is onto. Indeed, compression of the graph data of a direct sum gives the graph data of its first summand, and these compressed data generate A_V(J). The range of a normal homomorphism of von Neumann algebras is a von Neumann algebra, so it contains that generated algebra and is equal to it.
The kernel of r_0 is \mathcal B(J)q for a central projection q. Choose any interval I disjoint from J. Apply Proposition 5.1 to creation, whose source is the integrated vacuum. Its bounded regularizations commute, as lower corners, with \mathcal B(J). Since q annihilates the vacuum summand, its restriction q_M to the other summand satisfies
Lemma 5.2 gives q_M=0, hence q=0. Thus r_0 is a normal isomorphism. Its inverse is normal as well: an order isomorphism preserves suprema of bounded increasing positive nets. If r_M denotes restriction to the module summand, define
For J_1\subset J_2 the diagonal algebras are nested, and both compression maps respect the inclusions. It follows that \pi_{J_2}^M|_{A_V(J_1)}=\pi_{J_1}^M.
We verify the exact closed-operator identity. Let S_V=\overline{Y^V(v,g)} and S_M=\overline{Y^M(v,g)}. The graph projection of S_V\oplus S_M has its matrix entries in \mathcal B(J). Compressing its entries to the two summands yields the graph projections of S_V and S_M, respectively. Consequently the matrix amplification of \pi_J^M sends the entire graph projection of S_V to that of S_M. This is precisely the normal image of an affiliated closed operator, and proves (5.4). In particular the argument identifies closed graphs, rather than merely operators on a dense common domain.
The graph data of the vacuum smears generate each A_V(J), so the same identity also proves uniqueness. With the module energy bounds, it is the defining property of strong integrability and of the CWX action; see [14, Definition 4.22]. Applying the identity to the conformal vector identifies all localized stress-energy fields. Their canonical centrally extended Virasoro actions agree by [17, Proposition 3.10], equivalently [14, Remark 4.23]. This gives exactly e^{itL_0} for rotations, not an arbitrarily shifted positive-energy generator. The normalization is important when using r^{L_0} in annulus factorizations.
The construction respects finite orthogonal sums. This follows either from the closed-smear identity and uniqueness, or directly from the diagonal construction. Thus the theorem applies to all objects of the grading-restricted unitary category, including finite sums of the vacuum. It makes no assertion yet that every simple algebraic module admits such a positive form. We establish that remaining assertion after proving positivity of transport for pairs of unitary modules.
6 Positive forms on fusion products
We now use the normal representations constructed in Theorem 5.3 to transfer a vacuum Gram matrix to an arbitrary unitary module. The algebraic fusion product need not yet be unitary. We first construct a nondegenerate invariant sesquilinear form on that product, and then prove its positivity separately on every conformal-energy space.
For unitary modules M,N, extend the diagonal transport form (4.8) to positive real insertion points by setting
where a,a'\in M, b,b'\in N, and
As usual, insertion of a vector in the grade completion means the absolutely convergent sum over its homogeneous components. Thus \mathfrak t^{M,N}_{r,r}=\mathfrak t^{M,N}_r in the notation of Section 4.
Theorem 6.1 (Positive fusion forms). Let V be a simple unitary strongly rational VOA. For any unitary grading-restricted finite-length V-modules M,N, let X=M\boxtimes N and let \mathcal Y_X be its universal intertwining operator. There is a positive-definite invariant Hermitian form h_X on X such that
for all the vectors and coordinates in (6.1)–(6.2). The sum converges absolutely. This is the canonical positive normalization of the fusion form.
We prove the theorem in the next three subsections and check its normalization in the fourth.
6.1 A positive matrix in the local algebra
We begin with positivity of the diagonal form. Fix an interval I near 1\in S^1, a localized dented annulus \underline A as in Section 4, and its double \widehat A=\underline A^\dagger\underline A. Choose a real r<1 sufficiently close to 1 in its inner collar. This choice works for every finite list of charge vectors; constants in estimates may depend on that list. Write \delta=r^{-1}-r and q=2\delta.
For a_1,\ldots,a_m\in M, set
By linearity and (4.10), q^{-L_0}u_{ij}\in\mathcal H_V. The fixed-disc estimate (4.3) therefore defines bounded operators
as operator-norm limits of the insertions of the finite level truncations of u_{ij}. In particular these limits remain in the same local von Neumann algebra.
The vacuum transport identity for creation, namely Proposition 3.10 of [30], and the insertion identity (4.2) give
Here the creation operators with the displayed cutoff are bounded by Lemma 4.5. The equality is first an equality of matrix elements on \underline A_V^{-1}V, which is dense by Lemma 4.1; boundedness extends it to the Hilbert space. Thus (K_{ij})_{i,j=1}^m is a positive element of M_m(A_V(I)).
By Theorem 5.3, N has a normal local representation \pi_I^N. Applying its matrix amplification preserves this positivity. For arbitrary b_1,\ldots,b_m\in N, choose exact preimages \xi_i under \underline A_N as follows. If the complementary annulus of Lemma 4.1 satisfies \underline A_N\underline B_N=s^{L_0}, put
The inverse power acts on a finite-energy vector, so this expression is defined and \underline A_N\xi_i=b_i. The norm-convergent insertion identity, followed by absolute convergence of the transport series, now gives
Only the creation case was used to obtain the vacuum matrix. General fusion positivity has not entered this argument.
6.2 The invariant form on the algebraic fusion object
Assume first that M,N are simple. Associativity in the positive-real region produces an intertwining operator B of type \binom{N}{\bar M\ X} such that
in convergent matrix elements, for c\in\bar M, a\in M and b\in N. Its morphism is the associator followed by the annihilation morphism \bar M\boxtimes M\longrightarrow V and the left unit action on N. The annihilation is nonzero: its adjoint is creation, which sends a\otimes\Omega to e^{zL_{-1}}a. Since M is simple, unitarity identifies \bar M with M^\vee, and the annihilation morphism is a nonzero multiple of rigid evaluation. We also write B for its corresponding morphism. Consequently rigidity gives an isomorphism
for every grading-restricted finite-length module E.
To turn (6.7) into a form, recall the Hermitian duality from Section 2, which does not require positive forms. For a module E, its conjugate \bar E has mode action
Its Hermitian dual is E^{\mathrm h}=(\bar E)^\vee, with pairing
The pairing is linear in x and conjugate-linear in \lambda. Restricted contragredience gives its invariant adjoint relation. The given inner product of N is represented by a linear module isomorphism H_N:N\longrightarrow N^{\mathrm h}.
Conjugate B and apply the FHL contragredient transformation [13, Section 5.5], in the explicit algebraic form [24, Equation (3.87), Proposition 3.46], taking the integer branch index in that formula to be -1. Thus we use
on the conjugated charge, and precompose the second input with H_N. This gives an intertwining operator B^\sharp of type \binom{X^{\mathrm h}}{M\ N} with
The minus phase before conjugation gives the plus phase in \theta_w. All module weights are real, so these transformations also preserve the prescribed positive-real branches. Universality of \mathcal Y_X gives a module map H:X\longrightarrow X^{\mathrm h} such that B^\sharp=H\mathcal Y_X.
The map H is surjective. To see the role of rigidity, suppose that the quotient map q:X^{\mathrm h}\longrightarrow C=\operatorname{coker}H has nonzero target. Hermitian duality identifies (X^{\mathrm h})^{\mathrm h} with X, so dualizing q gives a nonzero injection
Pairing (6.10) with f(E) would imply B(1_{\bar M}\boxtimes f)=0: the charge transformation \theta_w is invertible, and the pairing with N is nondegenerate. This contradicts (6.8). Hermitian duality preserves finite length, so the surjective map H is an isomorphism.
We have therefore constructed the nondegenerate invariant sesquilinear form
It pairs distinct energy spaces to zero. At this stage neither Hermitian symmetry nor positivity has been assumed. Combining (6.7) and (6.10) proves (6.3) for this form. Absolute convergence is the ordinary convergence of the product of B and \mathcal Y_X, applied to the restricted-dual functional supplied by a finite-energy vector of N.
6.3 Extracting positivity at one energy
The positivity in (6.6) concerns a sum over all output energies. The following lemma separates those energies without first constructing a norm on X.
Lemma 6.2 (Positive polynomial moments). Let \Lambda\subset\mathbb R be countable and bounded below. Suppose complex numbers c_\lambda satisfy
If \sum_\lambda |p(\lambda)|^2c_\lambda is real and nonnegative for every complex polynomial p, then every c_\lambda is real and nonnegative.
Proof. Set \mu=\sum_\lambda c_\lambda\delta_\lambda. Polynomials are dense in L^2(|\mu|). To see this, let g be orthogonal to them. Cauchy–Schwarz and the exponential moment show that the finite complex measure g\,|\mu| has an exponential moment of smaller positive order. Its bilateral Laplace transform is holomorphic in a strip containing the imaginary axis. Orthogonality makes every derivative at zero vanish, so the identity theorem makes the transform zero on this strip. Uniqueness of the Fourier transform of a finite measure then gives g\,|\mu|=0. For completeness, this last uniqueness follows by convolving the measure with Gaussian approximate identities: every convolution has zero Fourier transform and is zero, and the convolutions converge weakly to the measure.
For a fixed \lambda, approximate the indicator of its atom by polynomials p_n in L^2(|\mu|). Then |p_n|^2 converges to that indicator in L^1(|\mu|), because
Thus the nonnegative integrals \int |p_n|^2\,d\mu tend to c_\lambda.
Fix the radius r used in (6.6). Consider a finite sum in the grade completion,
After decomposing the inputs, we may take all a_i,b_i homogeneous. The numbers c_\lambda have an exponential moment in absolute value. Indeed, choose z>r sufficiently close to r that z<r^{-1}. In the absolutely convergent product with the outer insertion fixed at r^{-1}, replacing the inner radius r by z multiplies its component of weight \lambda by
Absolute product convergence for each of the finitely many pairs of inputs gives \sum_\lambda e^{\epsilon\lambda}|c_\lambda|<\infty for a common \epsilon>0. This uses only the sesquilinear form (6.11) and algebraic convergence.
The space of such finite sums x is stable under L_0, since
The radius r stays fixed in this step. Each polynomial in L_0 introduces only finitely many further charge and source vectors, and the fixed-disc construction of (6.6) applies at this same r to every such finite list. Its constants may change; its positivity conclusion does not. Apply (6.6) to p(L_0)x. Grade orthogonality gives
Lemma 6.2 proves h_X(x_\lambda,x_\lambda)\geq0 at each energy.
These x_\lambda run through the whole space X_\lambda. In fact the span of all coefficients of \mathcal Y_X(a,z)b is a graded submodule by the intertwiner commutator formula. The quotient map by that submodule has zero postcomposition with the universal intertwiner, and is therefore zero. For homogeneous inputs each projection at the fixed nonzero radius r is a nonzero scalar multiple of its coefficient. This proves the asserted spanning at each energy.
It follows by polarization that h_X is Hermitian and positive semidefinite on every energy space, and hence on X. A zero-norm vector for a positive semidefinite Hermitian form belongs to its radical. Nondegeneracy of (6.11) therefore makes h_X positive definite. In particular, X is now a unitary module. Finite orthogonal decompositions of M,N extend the construction to arbitrary unitary finite-length modules: creation, annihilation and the transport identity split in exactly these orthogonal blocks.
6.4 Canonical normalization and general charged fields
With h_X now positive, (6.10) says that B is the adjoint of \mathcal Y_X in Tener’s convention. Thus (6.7) is the exact normalized fusion identity for that convention.
We check the normalization, since fractional charge weights make the adjoint phase significant. Put, for x>0,
Gui’s contragredient convention is U_+(x) in [16, Equations (8.3)–(8.5)]; solving for the adjoint uses U_-(x)=U_+(x^{-1})^{-1}. On a simple charge module of lowest weight h, U_-=e^{-2\pi i h}U_+. With inner products linear in the first variable, this means that Gui’s adjoint, after the unitary identification of the conjugate charge with the contragredient charge, is e^{2\pi i h} times Tener’s adjoint. Gui’s annihilation operator has the same factor relative to \mathcal Y_M^-: its vacuum coefficient on a top vector a is e^{i\pi h}x^{-2h}\|a\|^2, whereas the coefficient for \mathcal Y_M^- is e^{-i\pi h}x^{-2h}\|a\|^2.
The two factors cancel in the fusion identity [16, Equation (8.8)]. Thus the canonical operator called A in that identity is 1 for the form just constructed. The identity leaves no scalar freedom: the coefficients of the universal intertwiner span X, and their pairings determine its form. This proves the canonical-normalization assertion in Theorem 6.1. The comparison applies on each orthogonal simple charge summand, so also covers finite sums. Common-angle versions follow by simultaneous L_0 rotations, using conjugate logarithms at reflected coordinates. In particular (6.3) at a rotated diagonal is the squared norm of the universal intertwiner there.
We have proved closure of the unitary modules under the full algebraic fusion product, without yet knowing that every simple module is unitary. The following consequence supplies the charged fields needed for the comparison with conformal nets.
Corollary 6.3. Let V be a simple unitary strongly rational VOA, and let M,N,K be unitary grading-restricted finite-length V-modules. Every intertwining operator \Phi of type \binom{K}{M\ N} is polynomially energy-bounded for every homogeneous charge vector and has the strong intertwining property with all observable fields. More precisely, for homogeneous a\in M of weight d, write
There are C>0 and nonnegative integers s,k such that
If a smooth test f is supported in a lifted interval I, the closed off-diagonal smear \overline{\Phi(a,f)} on \mathcal H_N\oplus\mathcal H_K is affiliated with the commutant of the algebra generated by
for every interval J disjoint from I.
Proof. By universality, \Phi=L\mathcal Y_X for a module map L:X=M\boxtimes N\longrightarrow K. Both modules are now unitary. Such a map is bounded: decompose into the finitely many unitary simple summands; Schur’s lemma and uniqueness of an invariant form on each simple identify it with a finite family of linear maps between finite-dimensional multiplicity spaces. Theorem 6.1, including its rotated-diagonal identity, gives
The source N is strongly integrable by Theorem 5.3. This is precisely the transport domination hypothesis of Lemma 4.5, which gives the stated mode bounds and bounded annulus-cutoff smears. Proposition 5.1 then gives the asserted affiliation and strong intertwining property for homogeneous observables. For a finite sum of homogeneous observables, sum the weak commutation identities on the common smooth core before closing. The same bounded regularization and its adjoint preserve that core, so the graph argument of that proposition also applies to the closure of the sum. This proves the assertion for every v\in V.
7 Unitarizing every simple module
Theorem 6.1 closes the unitary modules under algebraic fusion. We now use this closure to reach every simple module.
Theorem 7.1. Let V be a simple unitary strongly rational vertex operator algebra. Every simple grading-restricted V-module admits a positive definite invariant Hermitian form. Consequently, every grading-restricted finite-length V-module is unitarizable, and V is strongly unitary.
Here is how a module with no given positive form enters the unitary theory. Fix a simple V-module P, and set
where \sigma exchanges the factors. The transposition-twisted vacuum module T=T_\sigma(V) is unitary over U. The permutation fusion formula below produces a nonzero twisted intertwiner of type \binom{T}{R\ T}. Its charge map is injective because R is simple over D. Consequently it detects every simple constituent of R|_U, placing that constituent in the positive fusion product T\boxtimes_U T^\vee. This gives a positive U-invariant form h_1 on R.
Restriction to U controls only the flip-invariant fields. To recover the adjoint identity for the remaining fields, write D=U\oplus J, where J=\{d\in D:\sigma(d)=-d\} is the sign constituent. Its action identifies J\boxtimes_U R with R. Transferring the canonical fusion form along that action gives a second form h_2. The normalized transport identity interchanges h_1 and h_2 when taking the adjoint of a J-field, so h_1+h_2 is invariant under all of D. Its restriction to P\otimes\mathbb Cq, for any nonzero q\in P^\vee, then unitarizes P. We prove the algebraic permutation formula first, without using unitarity of P.
7.1 The algebraic permutation product
Lemma 7.2 (The required permutation product before positivity). Let V be simple and strongly rational, let D=V\otimes V, and let \sigma exchange the factors. Write T_\sigma(N) for the Barron–Dong–Mason transposition-twisted module associated to an ordinary V-module N [2, Theorem 3.9]. The fusion products below are taken among grading-restricted ordinary or \sigma-twisted D-modules. For every ordinary V-module P,
No unitarity or positivity of the lowest conformal weight of P is assumed.
Proof. Put U=D^{\langle\sigma\rangle}. Cyclic-orbifold regularity [3, Theorem 5.24 and Corollary 5.25] makes U strongly rational. Let \mathcal C be its category of grading-restricted generalized modules, with its HLZ vertex tensor category structure, and write c_{X,Y} for its braiding. We use L(n)=L_n for Virasoro modes in the coordinate formulas below. Ordinary D-modules and the BDM modules T_\sigma(N) restrict to objects of \mathcal C:
This requires boundedness below and finite-dimensional weight spaces, not nonnegative module weights.
Regard D as a commutative algebra object in \mathcal C, and write \star for the relative product on \operatorname{Rep}_{\mathcal C}(D). This product is the cokernel imposing equality of the two D-actions. Right exactness allows the ambient associator and its inverse to descend through these quotients, giving an associator for \star [9, Theorems 2.51–2.53]. If \mu_Q denotes the action on an object Q, the categorical g-twisted condition is
For the canonical quotient q:X\boxtimes_U Y\to Q=X\star Y of objects in the g- and h-sectors, the target lies in the gh-sector: precompose this identity with 1_D\boxtimes q, use the hexagon and balancing, and then apply the two input identities. Right exactness makes that precomposition surjective [28, Proposition 2.4 and Corollary 2.5]. The field attached to \mu_Q has the vacuum, truncation, derivative, and grading properties; the displayed monodromy condition gives the equivariance for its prescribed twist. Analytic associativity reconstructs its twisted Jacobi identity [28, Propositions 4.11 and 4.13, Remark 4.12 and Theorem 4.14]. Thus these are actual twisted modules. Only the known 1- and \sigma-sectors are needed, not an exhaustive classification of algebra modules.
We spell out the relevant intertwiner dictionary. The two categorical action compatibilities are precisely analytic associativity and skew-associativity for the corresponding U-intertwiner \mathcal I [9, Theorem 3.44 and Proposition 3.50]. Suppose its charge X is ordinary and its source and target are \sigma-twisted. For \sigma a=(-1)^j a with j\in\{0,1\}, the matrix coefficients of
are branches of one analytic function g(z_1,z_2). For fixed nonzero z_2, multiplication by z_1^{j/2} cancels monodromy about 0. The iterate has integer powers about z_1=z_2, since X is ordinary. These two local loops generate the punctured-plane fundamental group, so z_1^{j/2}g(z_1,z_2) is single-valued. Source truncation gives a pole of finite order at 0, and ordinary-charge truncation gives one at z_1=z_2. At infinity, the finite weight support of the restricted-dual vector and the lower bound on intermediate target weights give polynomial growth. Thus the only possible poles are at 0,z_2,\infty. To pass from this fixed-z_2 rationality to a two-variable formal identity, take homogeneous inputs of weights h_x,h_y, a state a of weight d, and a restricted-dual vector of weight H. On compatible branches, the L(0)-bracket gives
The function u\mapsto u^{j/2}g(u,1) is rational, with poles only at 0,1,\infty; the prefactor is a rational power. Its three expansions therefore give the twisted Jacobi identity. The converse follows from formal duality [11, Proposition 2.17]. Semisimple L(0) and the L(0)-bracket remove logarithmic terms. Here the factor is z_1^{j/2}, as in Proposition 2.17; this corrects the interchange of the two exponents in the displayed cancellation factor in the proof of [11, Theorem 3.5]. Consequently \star represents exactly the needed twisted intertwining operators. On ordinary modules it is ordinary D-fusion [9, Theorem 3.54 and Corollary 3.55].
For an integer k\geq1, define the coefficients a_j (depending on k) by the formal coordinate identity
and set
These are the coordinate operators of [11, Section 5.1.1, equations (5.3)–(5.5)], with the chosen branches of the indicated powers.
Write I_V and I_D for the indicated spaces of ordinary and twisted intertwining operators, respectively. For ordinary V-modules M,N, the explicit mutually inverse maps of [11, Theorems 5.5, 5.9 and Corollary 5.10] give
Together with the BDM equivalence and the ordinary fusion universal property, this identifies the representing object:
This is the universal-property proof of [11, Theorem 6.3], applied only to grading-restricted targets.
For completeness, the finite-expansion step in that proof does not require integral module weights. If L(0)m=hm, write
The sum is finite by boundedness below, and
In the weak-associativity substitution this fractional monomial depends only on z_2 and multiplies both sides. The corresponding expansion of a state u\in V has integral powers. Taking a maximum over the finitely many coefficient pairs and absorbing their finitely many negative integral powers supplies the common exponent used in the proof of [11, Theorem 5.9].
To move the slot, pull back all three actions in an intertwiner by \sigma. This preserves twisted Jacobi and its universal property. For every ordinary \sigma-twisted object Q,
Thus E_Q:Q\longrightarrow Q^\sigma is an invertible module map. The charge pullback of M\otimes V is V\otimes M. Applying simultaneous pullback to (7.3) gives
This does not require M\otimes V itself to be flip-invariant.
Finally, put X=P\otimes V, Y=V\otimes P^\vee. Ordinary tensor-product factorization and the vacuum unit give X\star Y\cong P\otimes P^\vee. Its factorized intertwiner is
where u belongs to the first factor and v to the second. The relative associator and the two slot formulas now yield
The dictionary permits writing \boxtimes_D for these products. If V=\mathbb C, the flip is the identity and the statement is immediate.
7.2 From detection to a positive invariant form
Proof of Theorem 7.1. For V=\mathbb C, the only simple module is the scalar module, so the assertion is immediate. Assume henceforth that V\ne\mathbb C, and fix an arbitrary simple V-module P. Its algebraic contragredient is denoted by P^\vee; neither module is assumed unitary.
The fixed-point algebra and a unitary twisted module. Set
Thus D=U\oplus J as a U-module. Tensor products preserve simplicity, regularity, CFT type and self-contragredience. In particular, D is a simple unitary strongly rational VOA. The flip preserves its unitary form and commutes with its PCT operator \Theta^D. The cyclic fixed-point theorem of Carnahan–Miyamoto [3, Corollary 5.25] applies to D: it is simple, nonnegatively graded and regular, with a nonsingular invariant bilinear form. It follows that U is regular. CFT type and the unitary structure are inherited, and the inherited form and PCT also give self-contragredience. Hence U is simple unitary strongly rational, and Theorem 6.1 applies to U.
Let T=T_\sigma(V) be the transposition-twisted D-module obtained from the vacuum V by the Barron–Dong–Mason construction [2, Theorem 3.9]. This construction preserves the unitary form [16, Lemma 10.12], so T|_U is unitary. Its conformal energy is
where c is the central charge of V. In particular, it has finite-dimensional energy spaces and a lower bound. Put
The tensor-product module theorem makes R simple over D; it too has finite-dimensional energy spaces and a lower bound.
The restrictions T|_U and R|_U have the same conformal vector and energy spaces as before restriction. They are grading-restricted U-modules of finite length. Indeed, regularity decomposes them into simple ordinary U-modules. There are finitely many simple types, and infinitely many copies of one type would make the energy space at its lowest weight infinite-dimensional. All fusion products over U used below therefore belong to its finite semisimple module category.
A positive form on the restriction of R. Here \boxtimes_D denotes the product representing twisted intertwining operators among grading-restricted ordinary or \sigma-twisted D-modules, as constructed in Lemma 7.2. That lemma gives
The ordinary labels P and P^\vee are still not assumed unitary. By rigidity, P\boxtimes_V P^\vee has a nonzero evaluation onto V. Applying T_\sigma to this morphism and using (7.4) yields a nonzero twisted intertwining operator I: the universal intertwiner’s coefficients generate its target, so composition with a nonzero target morphism cannot vanish. Its type is
We need this operator to detect every simple summand of R|_U. For two weak \sigma-twisted D-modules, the space of generalized intertwining operators between them is a weak D-module [11, Theorem 4.6]; write \mathcal H(T,T) for this space with source and target T. Moreover, [11, Proposition 4.8] identifies the charge map
as a homomorphism of weak D-modules. Its kernel is therefore a D-submodule. Since R is simple and I is nonzero, f_I is injective.
Restricting the observable states in the twisted Jacobi identity to U gives the ordinary Jacobi identity, with the same derivative identity and lower truncation. Thus I is an ordinary U-intertwining operator. If S\subset R|_U is any simple submodule, injectivity of f_I implies that I|_{S\times T} is nonzero. Rigidity over U then gives a nonzero, hence injective, morphism
The conjugate-module description of the contragredient gives a unitary form on T^\vee. Theorem 6.1, applied to U, makes T\boxtimes_U T^\vee unitary. Restricting its positive form unitarizes S. Taking the finite orthogonal sum over a simple decomposition of R|_U gives a positive U-invariant form h_1 on R.
The form h_1 gives the correct adjoints for fields in U. It does not yet give the correct adjoints for fields in J, although those fields already act algebraically on R. We will construct a second positive form from their action and then add the two forms. Dong and Lin constructed unitary order-two simple-current VOA extensions under compatible antiunitary-involution hypotheses [12, Theorem 3.3]. Carpi, Gaudio, Giorgetti and Hillier proved unitarity and complete unitarity of simple CFT-type extensions of a completely unitary base [4, Theorem 4.7]. Here the extension algebra D is already unitary, while the arbitrary module R initially has a positive form only after restriction to U. The argument below transfers that form to the existing D-action.
A second form from the sign action. Since V\ne\mathbb C, the flip is faithful and J\ne0: if v is independent of \Omega, then v\otimes\Omega-\Omega\otimes v is a nonzero vector of J. The orbifold constituent theorem [27, Corollary 4.8] identifies the tensor subcategory generated by the constituents of D with \operatorname{Rep}(\mathbb Z/2\mathbb Z). Here D is an ordinary VOA, so the abelian associativity cocycle in that theorem is trivial. In particular, J is a simple current, that is, a simple invertible object, and
The multiplication morphism
coming from Y^D|_{J\times J} is nonzero. For example, the invariant bilinear form of D restricts nondegenerately to J, so some product of two states in J has a nonzero vacuum coefficient. Thus m is an isomorphism.
Let
be the morphism corresponding to the action Y^R|_{J\times R}. Ordinary D-module associativity, expressed using the fusing isomorphism over U, says that
Here \alpha_{J,J,R}:(J\boxtimes_U J)\boxtimes_U R \longrightarrow J\boxtimes_U(J\boxtimes_U R) is the associator and \ell_R:U\boxtimes_U R\longrightarrow R is the left unit isomorphism; undecorated fusion signs in this identity are over U. The right side is an isomorphism, so L is epic. Tensoring by the invertible object J preserves composition length. The two sides of L have the same finite length, and hence L is an isomorphism.
Give J the form inherited from D. Apply Theorem 6.1 to J and (R,h_1), and transfer its positive invariant fusion form along L. This gives a second positive U-invariant form h_2 on R, for which Y^R|_{J\times R} is the transported universal intertwiner. We will show that h_1+h_2 is invariant for all of D.
Adjunction exchanges the two forms. The creation intertwiner of the U-module J is Y^D|_{J\times U} by skew symmetry. With the inherited forms, its adjoint annihilation is
This follows from unitarity of D and fixes the scalar normalization of the annihilation. The linear identification \bar J\cong J in (7.6) sends \bar j to \Theta^D j.
For w>0, define the antilinear charge transform on D by
The integer grading of D makes this expression unambiguous. For j,j'\in J and finite-energy r_1,r_2\in R, the exact transport identity of Theorem 6.1, followed by ordinary D-module associativity, gives
Initially, 0<z,w<1 and w^{-1}>z>w^{-1}-z>0. Pairings of completed vectors on the first line are the absolutely convergent sums over equal energies supplied by the transport identity. On the last line, h_1(\,\cdot\,,r_2) is a restricted-dual functional: h_1 is U-invariant and U has the same conformal vector as D. Thus convergent module associativity applies without already assuming D-invariance of h_1.
The vectors j_{(n)}r, with j\in J, r\in R and n\in\mathbb Z, span R. Their span is a U-submodule by the intertwiner commutator formula, and is the image of the surjective morphism L. Comparing Laurent coefficients in z in (7.7) therefore yields
For finite-energy x,y, the two sides are finite Laurent polynomials in w. Indeed, the forms pair equal energies, the states of D have integer weights, and e^{wL_1}j is a finite sum. Consequently, (7.8) extends from its nonempty initial interval to every w>0.
The charge transform satisfies
For completeness, \Theta^D commutes with the Virasoro operators and with the real integer-weight signs. Conjugating e^{wL_1} by (-w^2)^{L_0} gives e^{-w^{-1}L_1}, so
Apply (7.8) at radius w^{-1} with charge t_wj, exchange the two vector slots, and take complex conjugates. Using (7.9) gives the reverse relation
Adding (7.8) and (7.10) proves the invariant adjunction for h=h_1+h_2 on states of J. It already holds on U. Since D=U\oplus J, the form h is D-invariant; it is positive definite as a sum of positive definite forms. Only ordinary associativity and the normalized transport identity were used in this construction.
Finally, choose a nonzero homogeneous vector q\in P^\vee and put
This is positive definite. The fields of V\otimes\Omega act on P\otimes\mathbb Cq as the fields of V on P, and the PCT charge transform on v\otimes\Omega is the transform on v tensored with \Omega. The D-invariant adjunction therefore restricts to the V-invariant adjunction for h_P. This unitarizes the arbitrary simple module P. Finite direct sums of these forms prove the final assertion.
8 The canonical braided unitary tensor embedding
The preceding sections provide the analytic and positivity inputs for the categorical comparison. We now identify the tensor structure of the actual CWX functor. Essential surjectivity will be proved in the next section; at this stage we obtain an embedding and finite index for every sector in its image.
Here \operatorname{Rep}(A_V) denotes the category of compatible families of locally normal representations of the interval algebras, with bounded operators intertwining every local action as morphisms. On the separable Hilbert completions considered here, these are the transportable DHR representations of the circle net; see [25, Section 6].
Theorem 8.1 (CWX tensor embedding). Let V be simple, unitary and strongly rational. The Hilbert completion and the local actions of Theorem 5.3 define a fully faithful *-functor
It has a unitary tensor structure identifying the Huang–Lepowsky fusion and braiding with Connes fusion and DHR braiding, respectively. In particular every object in its image is dualizable, hence has finite index.
Proof. We first verify the analytic inputs to Gui’s comparison and identify the underlying functor. The additional localizability conditions will be checked before invoking the tensor comparison.
Generating fields and charges. We verify the hypotheses of Gui’s comparison theorem [17, Section 3.4 and Corollary 3.23]. Regularity follows from rationality and C_2-cofiniteness. Theorem 7.1 supplies positive invariant forms on all simple modules; finite orthogonal sums then supply strong unitarity on the grading-restricted category. Theorem 3.1 gives energy bounds on every unitary module, and Corollary 3.4 gives strong locality of V.
Take a generating family E of homogeneous quasi-primary vectors in V as in the energy argument. Since strong locality holds for all vacuum fields, it holds in particular for E. Choose one representative of every simple module, equipped with its positive form, as the family of generating charges. This family certainly tensor-generates the algebraic category. In each charge module choose a nonzero lowest-weight vector a. It is quasi-primary because L_1 lowers conformal energy. Corollary 6.3 and Lemma 4.5 give polynomial energy bounds for every intertwining operator between unitary modules with this charge. Proposition 5.1 gives the strong intertwining property for every homogeneous observable, hence for E. The same fixed vector a works for every irreducible intertwining operator with that charge; it has not been chosen separately for different sources or targets.
These are exactly Condition A of [17, Section 3.4]. The chosen charge vectors are quasi-primary, so Condition B holds as well. Thus [17, Theorem 3.15] identifies the canonical positive fusion structures with a unitary modular tensor category. This agrees with the normalization of Theorem 6.1; positivity of an unspecified sesquilinear form is not being substituted for canonical positivity.
The underlying fully faithful functor. The functor on objects is the representation characterized by (5.4). On a module morphism it is its bounded extension to Hilbert completions. Such extensions are bounded because the modules are finite orthogonal sums of simple modules, and a map between simple unitary modules is either zero or a scalar multiple of a unitary isomorphism. The Hilbert adjoint is again a module map. The exact smear identity shows that these extensions intertwine the local algebra actions. They are therefore the morphism maps of the CWX functor, rather than of an independently chosen equivalence. Full faithfulness, including preservation of adjoints, is [17, Theorem 3.17]; see also [14, Theorem 4.24]. The uniqueness in Theorem 5.3 identifies the functor there with ours. This full-faithfulness result uses the observable-smear argument of [18, Theorem 4.3]: localized stress-energy smears recover L_0 and then the algebraic module maps. It precedes the construction of a categorical extension and does not use tensor comparison.
Localizability of finite sums and products. We use the corrected localizability requirements in [15, item 3]. Here is their verification for the operators entering Gui’s categorical partial extension. Write D_j=1+L_0 on the Hilbert completion of a unitary module. The charged energy bounds and the L_0-commutator formula give, for each smeared field T:\mathcal H_j^\infty\to\mathcal H_k^\infty and each nonnegative integer s, an integer r_s and a constant C_s such that
Indeed, commuting L_0 past a smear differentiates its smooth test and adds its fixed conformal-weight term; iteration reduces the estimate to the polynomial mode bounds. The same argument applies to the formal adjoint. This is the Sobolev estimate used in [17, Section 3.1 and Proposition 3.2].
Every bounded net morphism S between objects of the CWX image is, by the full faithfulness just established, the bounded extension of a VOA morphism. All intermediate objects here are completions of VOA fusion products, on which the local actions are already defined. Thus S and S^* commute with the respective L_0 operators and preserve all Sobolev spaces. Gui’s left and right operators are products of a charged smear with finitely many observable smears [17, Equations (3.18)–(3.19)]. Their finite compositions, and those compositions followed by a bounded net morphism, therefore have the form covered by the preceding estimates. Consequently each finite sum, with common source and target,
is smooth, has a densely defined formal adjoint, and satisfies \|B\xi\|\leq C\|D_j^r\xi\| for some integer r. In particular B is closable. This includes the finite sums of left or right fields in the corrected Definition 2.29 and the finite sums with a bounded morphism required by corrected Definition 2.41.
To verify localizability, let \mathscr D_0\subset\mathcal H_j^\infty be a dense linear subspace that is quasi-rotation invariant: for some \delta>0 there is a dense \mathscr D_\delta\subset\mathscr D_0 such that e^{itL_0}\mathscr D_\delta\subset\mathscr D_0 for |t|<\delta. Then \mathscr D_0 is a core for D_j^r [5, Lemma 7.2]. To see the regularization explicitly, choose \varphi\in C_c^\infty(-\delta,\delta) and set
The rapid decay of the Fourier transform of \varphi makes D_j^rR_\varphi bounded. Hence R_\varphi turns Hilbert-norm approximations from \mathscr D_\delta into Sobolev-norm approximations. For a vector in \mathscr D_\delta, its convolution is itself a Sobolev limit of Riemann sums in \mathscr D_0. Taking smooth approximate identities for \varphi now approximates every vector of \operatorname{Dom}D_j^r in that graph norm. The displayed bound for B turns this approximation into graph approximation for B on \mathcal H_j^\infty. Hence \overline{B|_{\mathscr D_0}}=\overline B, as required. Thus the strengthened finite-sum localizability hypotheses hold.
Connes fusion, braiding, and finite index. Full faithfulness alone would only allow us to transport the VOA tensor structure onto its image. The additional comparison with the already defined net tensor structure is [17, Corollary 3.23]. It supplies unitary natural maps
compatible with the unit and associativity constraints. Here \boxtimes_{A_V} denotes Connes fusion, while \boxtimes denotes VOA fusion. Denote the VOA and net braidings by c^V and c^{\mathrm{DHR}}, using the same circle orientation. The maps satisfy
Thus the comparison is braided and unitary for the specified fusion and braiding on the net side.
Finally, the source category is rigid. Applying this unitary tensor functor to its evaluation and coevaluation maps preserves the conjugate equations. Their images exhibit a dual for every object in the image. The equivalence between dualizability and finite index for the net sectors then gives the last assertion.
The image is closed under finite sums and subobjects. For subobjects, full faithfulness lifts a net projection to a self-adjoint idempotent module endomorphism; its range is a unitary submodule, whose completion is the prescribed subrepresentation. This proves closure of the image, but does not yet rule out a simple sector outside it. The next section establishes precisely that exhaustion statement.
9 All sectors and complete rationality
The tensor functor constructed in Theorem 8.1 gives finite-index representations of the net. We must still show that it accounts for every finite sector. We prove the stronger statement that every irreducible locally normal representation comes from an ordinary unitary module. The point is to reconstruct a weak module before assuming that the representation has finite energy multiplicities. Regularity will then supply those multiplicities.
The scalar VOA has already been treated separately. We first consider V\ne\mathbb C\Omega. All representations of A_V are understood to be compatible families of normal representations of its interval algebras.
Proposition 9.1. Let V\ne\mathbb C\Omega be a simple unitary strongly rational VOA which is energy-bounded and strongly local. Every nonzero irreducible locally normal representation (\mathcal K,\pi) of A_V is the strong integration of an ordinary simple unitary V-module. No finite-index or finite-energy-multiplicity assumption on \pi is required.
Proof. Write A=A_V. Reconstruction will give a weak module on the finite-energy vectors. We first establish the separability and discrete rotation spectrum needed for that construction; regularity will then produce a simple module whose Hilbert closure is the whole sector. The vacuum Hilbert space is separable, since it is the completion of the countable sum of the finite-dimensional spaces V_n. The Hilbert space \mathcal K is also separable. To see this, choose a countable basis of intervals and, in the unit ball of each corresponding vacuum algebra, a countable \sigma-strong-* dense subset. Such subsets exist because these von Neumann algebras have separable preduals. Normality and additivity imply that the images of these countably many subsets generate all the represented local algebras. The norm-closed unital *-algebra they generate is separable and acts irreducibly. Every nonzero vector is therefore cyclic for this algebra, which proves the claim.
The canonical inner Möbius implementation in a locally normal representation has positive energy [33, Theorem 3.8]; its Virasoro action and the associated annulus action are the ones used in [20, Sections 2, 4 and 9]. Let H\geq0 be the self-adjoint generator of the lifted rotation group. Covariance implies that e^{2\pi iH} commutes with every represented local algebra. Irreducibility makes it scalar. Thus, for some h\in[0,1), the spectral theorem gives
In particular, H has pure point spectrum. Its eigenspaces \mathcal K_\lambda=\ker(H-\lambda) need not yet be finite dimensional. Set
This is a dense subspace of \mathcal K.
The VOA reconstructed from A_V is V, with its given conformal vector and inner product [20, Theorem 8.9(ii)]. Here strong locality supplies AQFT-locality in the terminology of that theorem, and the required finite-dimensional vacuum energy spaces are precisely the spaces V_n. We now apply Proposition 9.3, Definition 9.4, Theorem 9.5 and Corollary 9.6 of [20], together with Remark 9.8 of that paper. The remark extends all these conclusions to discrete rotation spectra with possibly infinite-dimensional eigenspaces. They provide a weak unitary V-module structure Y^M on M such that
- (i)
the conformal operator L_0^M equals H|_M;
- (ii)
for every homogeneous a\in V, smooth test function f, and interval I containing its support,
\pi_I\!\left(\overline{Y(a,f)}\right) =\overline{Y^M(a,f)|_M}. \tag{9.1}
On the left, a normal representation acts on an affiliated closed operator through its spectral and polar data. In particular, (9.1) asserts equality of closed operators, and M is a core for the operator on either side. It does not assert only equality of formal matrix coefficients. This is the part of the reconstruction theorem needed below.
Strong rationality implies regularity: every weak V-module is an algebraic direct sum of ordinary simple modules [1, Theorem 4.5]. Choose a nonzero ordinary simple submodule S\subset M. Its inherited Hermitian form is positive and invariant. Because the two conformal operators agree, the homogeneous spaces
are finite dimensional. Let Q be the orthogonal projection of \mathcal K onto the Hilbert closure of S. Orthogonality of the energy spaces gives
We will show that Q commutes with the represented net. The domain argument is necessary here: algebraic invariance of S alone would not give reduction of the closed smeared fields.
Both each mode and its algebraic adjoint preserve S. Indeed, the unitary adjoint formula expresses the latter as a finite linear combination of modes of PCT-transformed states and their L_1-descendants. Consequently S^\perp\cap M is invariant under every mode, and
The projection Q also commutes with every energy projection. For x\in M, the component of Y^M(a,f)x at a fixed energy is a finite sum of mode terms, since x has only finitely many energy components. Comparing these components proves
Both sides are Hilbert-space vectors by the reconstruction theorem, so componentwise equality suffices. The argument extends by finite sums to inhomogeneous a.
Put T=\overline{Y^M(a,f)|_M}. If x\in\operatorname{Dom}T, choose x_j\in M with x_j\to x and Tx_j\to Tx. Then
Closedness implies Qx\in\operatorname{Dom}T and TQx=QTx. The same holds with 1-Q in place of Q. Hence the orthogonal decomposition defined by Q reduces T, and Q commutes with its bounded polar data. By (9.1), these are the data of the represented vacuum smear. Such data generate \pi_I(A(I)), because vacuum smears generate A(I) and \pi_I is normal. Thus Q commutes with every represented local algebra.
Irreducibility and S\ne0 now force Q=1. Each S_\lambda is closed in \mathcal K_\lambda, so this identity implies S_\lambda=\mathcal K_\lambda for every \lambda. Therefore M=S. In particular the energy multiplicities are finite and M is an ordinary simple unitary module. Finally, (9.1) identifies its strongly integrated representation with \pi. The identification uses the actual closed smeared fields, as required by the CWX construction.
Theorem 9.2. Let V be a simple unitary strongly rational VOA. Its conformal net A_V is completely rational. The CWX functor constructed in Theorem 8.1 is essentially surjective onto the additive category of finite-index locally normal DHR representations of A_V. Consequently it is a braided unitary tensor equivalence
Proof. For the nontrivial VOA, Corollary 3.4 supplies the net and the hypotheses of Proposition 9.1. That proposition shows that every irreducible locally normal sector belongs to the CWX image. There are only finitely many such sectors, since V has only finitely many simple modules. They have finite statistical dimension: Theorem 8.1 sends their rigid module duals and duality maps to net duals and duality maps. No finite-index assumption was used in Proposition 9.1 to obtain this conclusion.
The irreducible diffeomorphism-covariant circle net A_V has the split property by [29, Theorem 5.4]. The dichotomy [26, Theorem 4.9] applies to a split conformal net all of whose irreducible sectors have finite statistical dimension. It says that such a net is completely rational or has uncountably many inequivalent irreducible sectors. The finite list above excludes the second alternative. Thus A_V is strongly additive and has finite \mu-index, as well as being irreducible and split.
For a locally normal representation on a separable Hilbert space, complete rationality gives a direct sum of irreducible sectors of finite statistical dimension [25, Corollary 39 and the proof of Corollary 40; Appendix B]. The modular-PCT hypothesis is automatic for conformal nets, as explained in Section 3, before Corollary 10, of [25].
The same conclusion holds without separability. Indeed, apply the countable-generator construction from Proposition 9.1 to the present representation \pi. The resulting separable unital C*-algebra D satisfies
For any vector \xi, the separable cyclic space \overline{D\xi} reduces D, hence also D'' and every represented interval algebra. A maximal orthogonal family of these cyclic reducing spaces exhausts the representation Hilbert space: any nonzero orthogonal complement would supply another such space. Compression to a reducing space preserves local normality. Apply the separable decomposition [25, Corollary 39 and the proof of Corollary 40; Appendix B] to each restriction and combine the resulting orthogonal sums.
In a dualizable representation only finitely many irreducible summands can occur. Any finite sub-sum of n nonzero summands has statistical dimension at least n and at most the dimension of the representation. This excludes infinite multiplicity even if the full decomposition has an uncountable index set. The CWX functor preserves finite direct sums, and Proposition 9.1 supplies every irreducible summand. It is therefore essentially surjective onto \operatorname{Rep}^{f}(A_V). Full faithfulness, the unitary tensor structure and compatibility with the DHR braiding were established in Theorem 8.1, so the functor is the asserted equivalence.
For V=\mathbb C\Omega, the scalar net has \mu-index one and its additive dualizable representation category is the category of finite-dimensional Hilbert multiplicity spaces. The same is true of finite-length unitary V-modules, with their ordinary tensor product and flip braiding. This gives the stated conclusion in the remaining case as well.
Together with the energy bounds and strong locality of Theorem 3.1 and Corollary 3.4, the unitarization and positive fusion forms of Theorems 7.1 and 6.1, and the all-module integration of Theorem 5.3, this proves all five assertions of Theorem 1.1. Complete unitarity identifies \operatorname{Rep}(V) with \operatorname{Rep}^{u}(V); the equivalence just obtained is the specified CWX functor on this category, including finite direct sums.
The equivalence also gives a formula for the two-interval index. Let M_1,\ldots,M_s represent the simple V-modules, with positive forms, and write d(M_i) for their positive intrinsic categorical dimensions in \Rep^u(V). A unitary tensor equivalence preserves these dimensions, so they equal the statistical dimensions of the corresponding net sectors. The two-interval index formula [25, Theorem 33] therefore gives
Thus the index of the net is the global dimension of the VOA’s unitary fusion category.
9.1 Finite-index local extensions
Gui’s comparison theorems now give an extension-level application of the base equivalence. We use the separable-representation and normalized extension conventions of [14, Definitions 3.9 and 5.1]: the VOA embedding is isometric and preserves the vacuum and conformal vector, while the net extension includes the specified isometric vacuum embedding and compatibility of the projective diffeomorphism actions.
Corollary 9.3 (Finite-index extension correspondence). Let V be a simple unitary strongly rational VOA. Up to isomorphism over the embedded base, U\mapsto A_U gives a one-to-one correspondence between the following classes:
- (1)
normalized CFT-type unitary VOA extensions V\hookrightarrow U whose underlying V-module is grading-restricted and of finite length;
- (2)
normalized irreducible local conformal-net extensions of A_V of finite index.
The VOA class may equivalently be described by simple CFT-type algebraic extensions with the same conformal vector and finite-length underlying V-module, equipped with their unique unitary structure extending that of V.
Let P be the normalized haploid commutative C^*-Frobenius algebra of U in \Rep^u(V), and let \Theta be its transport to \Rep^f(A_V) under the base equivalence. The Q-system extension B_\Theta equals A_U as a conformal net on \mathcal H_U. Moreover, A_U is completely rational and
as braided unitary tensor functors with Gui’s tensorators. Here \widetilde F^V_{\mathrm{CWX}} transports unitary local (dyslectic) P-modules to local \Theta-modules, and F_{\mathrm{VOA}} and F_{\mathrm{CN}} are the canonical equivalences from these categories to \Rep^u(U) and \Rep^f(A_U), respectively. In particular, F^U_{\mathrm{CWX}} is a braided unitary tensor equivalence onto all finite-index sectors of A_U.
Proof. If V=\mathbb C\Omega, the common zero conformal vector and CFT type force U=\mathbb C\Omega. A finite-index extension of the scalar net has finite-dimensional interval algebras. Since the interval factors of a nontrivial irreducible conformal net are type III [5, Section 3.3, property (7)], this extension is also scalar. The functors and tensorators then reduce to those of finite-dimensional Hilbert spaces. We may therefore assume V\ne\mathbb C\Omega.
Theorems 6.1 and 7.1 together give complete unitarity, and Corollary 6.3 gives energy bounds and strong intertwining for every irreducible unitary intertwining operator. These are Gui’s Condition I [14, Definition 4.15]. Theorem 9.2 adds complete rationality and essential surjectivity of the CWX functor, so V satisfies Condition I+ of [14, Definition 6.17]. We use Gui’s Wassermann tensorator on the CWX functor; its underlying functor is the one identified in Section 8.
Gui’s Theorems 3.13 and 5.3 classify the stated normalized net and unitary VOA extensions by normalized haploid commutative C^*-Frobenius algebras [14]. A finite-index net extension has a dualizable Q-system object, hence one in \Rep^f(A_V); every such object is a finite sum of VOA completions by Theorem 9.2, so is separable as required by Gui’s convention. The braided unitary base equivalence therefore transports all these algebra objects and their isomorphisms. For the algebraic VOA formulation, regularity from Section 2 and complete unitarity allow [4, Theorem 4.7], which gives the asserted unique unitary structure for simple CFT-type extensions.
Finally, Gui’s Corollary 6.5 and Theorem 6.18(2) pass Condition I+ to U. His Theorem 6.11 and Corollary 6.16 then give A_U=B_\Theta and the displayed equality of braided unitary tensor functors, with the full finite-index sector category as target [14].
References
- [1]T. Abe, G. Buhl and C. Dong, Rationality, regularity, and C_2-cofiniteness, Trans. Amer. Math. Soc. 356 (2004), 3391–3402. doi:10.1090/S0002-9947-03-03413-5; arXiv:math/0204021v1, 1 April 2002.
- [2]K. Barron, C. Dong and G. Mason, Twisted sectors for tensor product vertex operator algebras associated to permutation groups, Comm. Math. Phys. 227 (2002), 349–384. doi:10.1007/s002200200633; arXiv:math/9803118v2, 16 December 1999.
- [3]S. Carnahan and M. Miyamoto, Regularity of fixed-point vertex operator subalgebras, arXiv:1603.05645v4, 13 February 2018.
- [4]S. Carpi, T. Gaudio, L. Giorgetti and R. Hillier, Haploid algebras in C^*-tensor categories and the Schellekens list, Comm. Math. Phys. 402 (2023), 169–212. doi:10.1007/s00220-023-04722-9.
- [5]S. Carpi, Y. Kawahigashi, R. Longo and M. Weiner, From vertex operator algebras to conformal nets and back, Mem. Amer. Math. Soc. 254 (2018), no. 1213, vi+85 pp. doi:10.1090/memo/1213; arXiv:1503.01260v4, 8 October 2018.
- [6]S. Carpi, Y. Tanimoto and M. Weiner, Correction to: Local Energy Bounds and Strong Locality in Chiral CFT, Comm. Math. Phys. 402 (2023), 2129–2130. doi:10.1007/s00220-023-04791-w.
- [7]S. Carpi, Y. Tanimoto and M. Weiner, Local energy bounds and strong locality in chiral CFT, Comm. Math. Phys. 390 (2022), 169–192. doi:10.1007/s00220-021-04291-9. The corrected version used here is arXiv:2103.16475v5, 28 April 2023.
- [8]S. Carpi and L. Tomassini, Energy bounds for vertex operator algebra extensions, Lett. Math. Phys. 113 (2023), article 59. doi:10.1007/s11005-023-01682-y; arXiv:2303.14097v2, 28 May 2023.
- [9]T. Creutzig, S. Kanade and R. McRae, Tensor categories for vertex operator superalgebra extensions, Mem. Amer. Math. Soc. 295 (2024), no. 1472. doi:10.1090/memo/1472; arXiv:1705.05017v2, 19 April 2021.
- [10]C. Dong, H. Li and G. Mason, Modular-Invariance of Trace Functions in Orbifold Theory and Generalized Moonshine, Comm. Math. Phys. 214 (2000), no. 1, 1–56. doi:10.1007/s002200000242; arXiv:q-alg/9703016v2, 5 May 1997.
- [11]C. Dong, H. Li, F. Xu and N. Yu, Fusion products of twisted modules in permutation orbifolds, Trans. Amer. Math. Soc. 377 (2024), no. 3, 1717–1760. doi:10.1090/tran/8959. The version used here is arXiv:1907.00094v2, 5 August 2021.
- [12]C. Dong and X. Lin, Unitary vertex operator algebras, J. Algebra 397 (2014), 252–277. doi:10.1016/j.jalgebra.2013.09.007; arXiv:1308.2361v1, 11 August 2013.
- [13]I. B. Frenkel, Y.-Z. Huang and J. Lepowsky, On axiomatic approaches to vertex operator algebras and modules, Mem. Amer. Math. Soc. 104 (1993), no. 494, viii+64 pp. doi:10.1090/memo/0494.
- [14]B. Gui, Comparison of Extensions of Unitary Vertex Operator Algebras and Conformal Nets, arXiv:2505.03235v3, 18 February 2026.
- [15]B. Gui, Errata to “Unbounded field operators in categorical extensions of conformal nets”, 26 July 2026, 2 pp. Author’s errata.
- [16]B. Gui, Geometric Positivity of the Fusion Products of Unitary Vertex Operator Algebra Modules, Comm. Math. Phys. 405 (2024), article 72. doi:10.1007/s00220-024-04959-y; arXiv:2306.11856v2, 5 March 2024.
- [17]B. Gui, Unbounded field operators in categorical extensions of conformal nets, Invent. Math. 244 (2026), 899–965. doi:10.1007/s00222-026-01407-7; arXiv:2001.03095v5, 22 January 2026.
- [18]B. Gui, Unitarity of the modular tensor categories associated to unitary vertex operator algebras, II, Comm. Math. Phys. 372 (2019), 893–950. doi:10.1007/s00220-019-03534-0; arXiv:1712.04931v6, 1 November 2019.
- [19]A. G. Henriques and J. E. Tener, A genus zero functorial CFT associated to the vacuum sector of a conformal net, arXiv:2608.24437v1, 25 August 2026.
- [20]A. G. Henriques and J. E. Tener, Every conformal net has an associated unitary VOA, arXiv:2507.20735v3, 10 October 2025.
- [21]A. G. Henriques and J. E. Tener, Integrating positive energy representations of the Virasoro algebra, arXiv:2506.08684v1, 10 June 2025.
- [22]Y.-Z. Huang, Differential equations and intertwining operators, Comm. Contemp. Math. 7 (2005), 375–400. doi:10.1142/S0219199705001799; arXiv:math/0206206v3, 15 June 2005.
- [23]Y.-Z. Huang, Rigidity and modularity of vertex tensor categories, Comm. Contemp. Math. 10 (2008), suppl. 1, 871–911. doi:10.1142/S0219199708003083; arXiv:math/0502533v2, 22 December 2007.
- [24]Y.-Z. Huang, J. Lepowsky and L. Zhang, Logarithmic tensor category theory, II: Logarithmic formal calculus and properties of logarithmic intertwining operators, arXiv:1012.4196v2, 11 May 2012.
- [25]Y. Kawahigashi, R. Longo and M. Müger, Multi-interval Subfactors and Modularity of Representations in Conformal Field Theory, Comm. Math. Phys. 219 (2001), 631–669. doi:10.1007/PL00005565; arXiv:math/9903104v2, 15 January 2001.
- [26]R. Longo and F. Xu, Topological Sectors and a Dichotomy in Conformal Field Theory, Comm. Math. Phys. 251 (2004), 321–364. doi:10.1007/s00220-004-1063-1; arXiv:math/0309366v3, 17 March 2004.
- [27]R. McRae, On the tensor structure of modules for compact orbifold vertex operator algebras, Math. Z. 296 (2020), 409–452. doi:10.1007/s00209-019-02445-z; arXiv:1810.00747v5, 23 February 2021.
- [28]R. McRae, Twisted modules and G-equivariantization in logarithmic conformal field theory, Comm. Math. Phys. 383 (2021), no. 3, 1939–2019. doi:10.1007/s00220-020-03882-2; arXiv:1910.13226v2, 19 February 2020.
- [29]V. Morinelli, Y. Tanimoto and M. Weiner, Conformal covariance and the split property, Comm. Math. Phys. 357 (2018), 379–406. doi:10.1007/s00220-017-2961-3; arXiv:1609.02196v2, 7 October 2018.
- [30]J. E. Tener, Fusion and positivity in chiral conformal field theory, Geom. Funct. Anal. 34 (2024), 1226–1296. doi:10.1007/s00039-024-00685-8; arXiv:1910.08257v3, 13 September 2024.
- [31]V. Toledano Laredo, Integrating Unitary Representations of Infinite-Dimensional Lie Groups, J. Funct. Anal. 161 (1999), 478–508. doi:10.1006/jfan.1998.3359; arXiv:math/0106195v1, 23 June 2001.
- [32]A. Wassermann, Operator algebras and conformal field theory III. Fusion of positive energy representations of LSU(N) using bounded operators, Invent. Math. 133 (1998), 467–538. doi:10.1007/s002220050253; arXiv:math/9806031v1, 7 June 1998.
- [33]M. Weiner, Conformal Covariance and Positivity of Energy in Charged Sectors, Comm. Math. Phys. 265 (2006), 493–506. doi:10.1007/s00220-006-1536-5; arXiv:math-ph/0507066v1, 27 July 2005.
- [34]Y. Zhu, Modular invariance of characters of vertex operator algebras, J. Amer. Math. Soc. 9 (1996), 237–302. doi:10.1090/S0894-0347-96-00182-8.