1 Introduction
A coordinate sweep visits each coordinate of a binary position once, independently swapping or retaining the two positions in every coordinate pair. A single card is uniform after one sweep. The full deck is a more difficult object: cards share switches, so their joint permutation law can retain information that every one-card test misses. We bound that information in every irreducible representation of the symmetric group. The bounds imply that an absolute number of sweeps suffices for the full permutation density to converge to uniform in squared L^2 distance as the deck size tends to infinity.
Let n=2^d, d\ge1, and identify positions with \{0,1\}^d. A sweep first independently swaps or retains every pair in coordinate direction 1, and then does the same in directions 2,\ldots,d. Write B_n for its probability measure and its average action in a representation. One sweep is d physical Thorp shuffles, after removing the deterministic rotations of coordinates; Section 2 gives the exact convention. For \lambda\vdash n, let V_\lambda be the complex Specht module and D_\lambda=\dim V_\lambda. Every trace in this paper is unnormalized.
Prescribed signed occurrences
The main estimate describes a representation using two kinds of tensor colors and a remainder. Permuting tensor factors carrying odd colors introduces a sign; even colors describe long rows of a Young diagram, and odd colors describe long columns. The remainder is represented by distinctly marked positions. Its size enters the bound with an entropy saving that becomes important when those marks are sparse.
Precisely, let u+v+l=n and let \alpha\vdash u, \beta\vdash v, \gamma\vdash l. Suppose
where \subseteq means occurrence, with no multiplicity-one assumption, and \beta^{\mathrm t} is the transposed partition. Empty factors are allowed and have dimension one. Define the unnormalized entropy of the concatenated part lists by
It is zero if u+v=0. All logarithms are natural.
Theorem 1.1 (A moment bound for every signed occurrence). For each sufficiently small fixed \bar\eta>0, choose a sufficiently small \bar\kappa>0 with \bar\kappa<\bar\eta/256. There is an integer r\ge1, depending only on these fixed constants, such that for every d\ge1, every \lambda\vdash n=2^d, and every occurrence (1),
where
Set g_n(0)=0 and interpret the logarithm of a zero trace as -\infty.
The occurrence is prescribed, rather than selected by minimizing the right-hand side. This is useful in the proof itself: a local restriction supplies particular signed factors and a particular remainder, and the same theorem applies to those data. The saving -l\log(n/l) is also essential. The two child bounds retain enough of it to pay for placing the marks when the children are assembled into the parent rectangle.
The full permutation law
For a fixed number L of sweeps, let f_{d,L}(\sigma)=n!\,B_n^{*L}(\sigma) be the density of their permutation law with respect to the uniform measure U_{S_n}. Let t_{\mathrm{mix}}(d) be the least number of physical shuffles whose law has total variation distance at most 1/4 from uniform.
Corollary 1.2 (Fixed-sweep convergence of the full deck). There is an absolute positive integer L such that
The convergence is uniform over starting orders. Moreover t_{\mathrm{mix}}(d)=\Theta(d).
To obtain the upper bound, choose an occurrence with no remainder and F(\alpha,\beta)\le C_0\log D_\lambda. With \bar\eta sufficiently small, the theorem then gives a negative power of D_\lambda for the sweep norm. Summing those powers by finite-group Fourier analysis proves the corollary. Section 4 establishes the required occurrence and completes this argument. The lower bound comes from the number of available switch choices: t physical shuffles have support of size at most 2^{tn/2}, whereas the uniform law is supported on n! permutations. Lemma 2.3 gives t_{\mathrm{mix}}(d)\ge2d-O(1). The same fixed-sweep estimate also gives an approximately uniform permutation sampler whose output coordinates each require only O(\log n) adaptive queries to shared randomness; see Corollary 4.3.
The proof mechanism
There are two sources of contraction. If a representation first appears on a small number of tracked cards, centering the tuple kernel cancels every collection of paths with an isolated member. A weighted forest count bounds the remaining encounters. For the other representations, split the coordinates into two nearly equal groups. Positions form a rectangle: the first sub-sweep acts within columns, the second within rows. The corresponding representation decompositions do not commute, so the proof must bound the angle between their tensor type spaces.
The angle estimate uses a positive matrix of trace one on each line. Averaging its tensor powers over the parity-preserving unitary group dominates the projection to a prescribed signed type. The mean column density supplies an inverse square root that normalizes all the cells in a row. The resulting one-cell factors have mean at most one on the complete rectangle. Removing l cells costs at most e^l, while the global type retains its entropy saving. Section 3 proves this comparison, including the local carrier dimensions, before any moment induction is used.
Distinct marks supply the other local input. As Figure 1 shows, a row move followed by a column move can return a named point to its initial cell only if both moves fix that point. The trace therefore restricts group-algebra coefficients to a pointwise stabilizer. This restriction is positive, and its exact regular-trace factor is the reciprocal of a falling factorial. Summing mark placements retains the entropy term needed by the parent bound.
Figure 1: One distinct mark initially occupies cell (i,j) in this schematic rectangle. After a row move its intermediate location lies in the highlighted row; a column move can return it to (i,j) only from the highlighted column. Their intersection is the initial cell. The same argument for every distinct label forces both moves to fix all marks. Unmarked cells carry signed tensor factors.
History and mathematical background
The Thorp shuffle arose in the study of shuffling procedures associated with Faro [25]. Its simple local rule long resisted a full-deck mixing analysis. For n=2^d, Morris’s first polynomial bound was O(d^{44}), using the chameleon process and evolving sets [15]; Montenegro and Tetali improved this to O(d^{29}) through spectral-profile and evolving-set estimates [13, Section 6.4]. Using entropy contraction, Morris later proved an O((\log n)^4) bound for all even deck sizes [16], followed by O(d^3) for power-of-two decks [17]. All these bounds count physical shuffles, rather than sweeps of d coordinate layers. Corollary 1.2 gives O(d) physical shuffles and convergence of the full permutation density in squared L^2, with the matching order supplied by the support lower bound.
Partial permutation laws are also central to the cryptographic study of Thorp shuffling [18, 19]. Such results can track many cards: Czumaj and Vöcking proved an O((\log n)^2) bound for the joint positions of any fixed fraction cn of the cards, where 0<c<1, using non-Markovian coupling [6]. The distinction here is the passage to the joint law of all n cards. The signed representation estimates retain that complete permutation information instead of selecting a prescribed family of card marginals.
We use the classical branching and Littlewood–Richardson rules, the hook-length formula, and ordinary Schur–Weyl duality [8, 9, 21, 23, 26]. Signed tensor and hook combinatorics have their representation-theoretic ancestry in Berele and Regev; hook-Schur formulas and their positive tableau descriptions are also developed by Orellana and Zabrocki and by Mason and Niese [4, 12, 20]. Our decomposition uses ordinary Schur–Weyl duality on the two parity classes, a sign twist, and induction. The density comparisons and the budget estimates are proved here.
The passage from Fourier estimates to total variation is the finite-group method of Diaconis and Shahshahani [7]. Their random-transposition law is central. A coordinate sweep is generally nonnormal: its product with its adjoint need not equal the product in the opposite order. We use the Araki–Lieb–Thirring inequality for positive matrices [2, 3] to recurse on moments, and Schatten Hölder to pass to repeated forward sweeps.
The later bounds
Theorem 1.1 and Corollary 1.2 are proved in Section 4. The remainder of the paper studies what additional information a moment estimate can retain. Some bounds optimize over signed factors and marks; others keep every prescribed hook subdiagram, minimize over all subdiagrams, or couple a first-row defect bound with a row-and-column weight. Their statements differ in both their optimization domains and their moment exponents.
These later sections also develop distinct mechanisms: lowering operators give a norm estimate throughout 2\le k\le n/2; covariance retains local ranks; a harmonic-tuple coupling gives a separate sparse estimate; and ordered products of densities provide another marked-grid proof. They supply alternative routes to the same mixing order, as well as their stated finer estimates. Part II begins with the guide in Section 5.1, which compares these targets and the information each retains. Section 5 then provides the common full-isotypic, positive-mixture, coefficient-integral, and marked-recurrence tools before the individual arguments begin.
Part I The every-occurrence bound
2 The physical chain, Fourier norms and dimension estimates
This section fixes the common normalization. Every later passage from a sweep estimate to mixing uses physical time measured here.
2.1 Binary positions and sweep operators
Number positions by x=(x_1,\ldots,x_d)\in\mathbb F_2^d, most significant bit first. One shuffle sends
where the 2^{d-1} bits \xi are independent and fair. Write R for the cyclic rotation and h_t for the pair switches at physical time t, so the time-t permutation is Rh_t\cdots Rh_1. Factoring out R^t conjugates the switches into the successive coordinate directions. This deterministic left multiplication preserves distance to uniform. At time d, R^d=I, and one sweep has exactly the law of d physical shuffles. Write q_d for the law of one physical shuffle and U_{S_n} for the uniform measure. We use
Translation by the starting permutation shows that this is also the worst-initial-state mixing time.
Permutations send each input position to its output. A product gh applies h first. For measures, \mu*\nu denotes the law of gh for independent g\sim\mu,h\sim\nu. In a unitary representation \rho_\lambda, define
A fair switch layer averages the subgroup generated by its disjoint transpositions, and hence is an orthogonal projection \Pi_i. With chronological coordinate order 1,\ldots,d, put
The layered switching network for this product is the butterfly network. In later sections, a butterfly means this same complete coordinate sweep, both as a random permutation and as its average operator.
Lemma 2.1 (Annihilated shapes). The sign representation is annihilated by every nonempty fair layer. Every irreducible of S_n indexed by a shape with more than n/2 rows is annihilated by a sweep.
Proof. The sign average contains a fair transposition. For the second assertion, by Young’s rule, the permutation module induced from the trivial representation of (S_2)^{n/2} has only shapes dominating (2^{n/2}), hence at most n/2 rows.
Lemma 2.2 (Finite-size norm gap). For every fixed dyadic n\ge2, \|B_n(\lambda)\|_{\op}<1 on every nontrivial irreducible.
Proof. Equality on a unit vector would force equality at every orthogonal projection in the product. The vector would be fixed by all coordinate-pair transpositions. The edges of the cube form a connected graph, and its edge transpositions generate S_n, contradicting nontrivial irreducibility.
Lemma 2.3 (Support obstruction). For every integer t\ge0,
Consequently t_{\mathrm{mix}}(d)\ge\lceil(2/n)\log_2(3n!/4)\rceil=2d-O(1).
Proof. At most 2^{tn/2} coin strings are available, so the law is supported on at most that many permutations. Comparing this support set with its uniform mass proves the first assertion. Distance at most 1/4 requires support mass at least 3/4, giving the exact integer lower bound. Stirling’s formula gives the final expression and, before the integer rounding, the sharper expansion \frac2n\log_2(3n!/4)=2d-2\log_2 e+o(1). For t\le d, the support fraction is at most n^{n/2}/n!=o(1), so the distance is 1-o(1).
2.2 Plancherel and powers of a nonnormal sweep
All matrix traces and Schatten norms are unnormalized. Thus \|A\|_{S^p}^p=\Tr|A|^p, with S^2=\HS and S^\infty=\op. If D_\lambda is the irreducible dimension, finite-group orthogonality gives
It applies to signed measures and subprobabilities as well as probabilities. For a measure v of mass m,
For a probability the left side is 4\|v-U_G\|_{\TV}^2. If 0\le v\le\mu and \mu is a probability, then
Both follow from Cauchy–Schwarz and the triangle inequality, respectively.
Lemma 2.4 (Safe use of sweep powers). For integers r\ge s\ge1 and any matrix T, setting Q=T^*T,
Proof. Schatten Hölder gives \|T^s\|_{\HS}\le\|T\|_{S^{2s}}^s, and multiplying the remaining r-s factors costs at most \|T\|_{\op}^{r-s}. Squaring proves the claim. No normality of T is used.
2.3 Injection multiplicities and inverse-degree sums
We use the standard indexing of complex irreducibles of S_n by partitions \lambda\vdash n, with D_\lambda=f^\lambda equal to the number of standard tableaux [21, 23]. Write k=n-\lambda_1 and \bar\lambda=(\lambda_2,\lambda_3,\ldots). Young branching and Frobenius reciprocity show that the representation on ordered distinct r-tuples contains \lambda with multiplicity
At r=k this is f^{\bar\lambda}, and \lambda does not occur on fewer slots. If k\le r\le n-k, the remaining first-row boxes are separated from the tail, giving
The inequality follows by choosing the entries below the first row and forgetting cross-row tableau constraints. The same hook formula gives the useful quantitative refinement
Indeed the hook inflation along the top row, relative to (n-k)!, is
The denominators are at least n-2k+1 and \sum_j(\lambda'_j-1)=k. Taking logarithms bounds this product by \exp(k/(n-2k+1)). The remaining hooks are exactly those of \bar\lambda. In particular for k\le.14n the loss is \exp(O(k/n)), which also supplies the weaker \exp(O(k\log n/n+k/n)) loss when that form is convenient.
The inverse-degree convergence below is the case s=1 of the stronger estimate of Liebeck and Shalev [11, Theorem 2.6]. We include an elementary proof together with the pointwise bound needed later. These estimates specify which negative dimension powers are available to the different proofs.
Lemma 2.5 (Degree sums). Uniformly in n, \sum_{\lambda\vdash n}D_\lambda^{-1} is bounded, and
If \ell=n-\max(\lambda_1,\lambda'_1), then
Proof. Transpose if necessary so that the first row has length r=\max(\lambda_1,\lambda'_1). If r\le n/8, the hook formula gives D_\lambda\ge n!/(2r)^n, exponential in n. If n/8<r\le3n/4, retain the first row and \lfloor r/4\rfloor further boxes. Their tableaux extend to the whole diagram. A first row of length r and a tail of size j\le r have at least
tableaux: ballot interleavings of the first row with any fixed standard order of the tail respect all column inequalities. This is exponential in n in the present range. There are \exp(O(\sqrt n)) partitions, so these ranges contribute o(1) to the inverse-degree sum. If r>3n/4, write j=n-r. The same ballot bound is at least a fixed multiple of \binom nj. There are at most 2p(j) possible shapes up to transpose, and \binom nj\ge4^j for j<n/4. Since p(j)=\exp(O(\sqrt j)) and each fixed positive j gives a divergent binomial coefficient, dominated convergence proves the first assertion.
For the square-root estimate, put b=\lambda_2 and h=\lambda'_1, so b(h-1)\ge\ell. If h-1\ge\sqrt\ell, a hook with row and column length h has at least 2^{h-1} tableaux. Otherwise b\ge\sqrt\ell and the two-row rectangle of width b has the Catalan number of tableaux, at least 2^{b-1}. Subdiagram tableaux extend; handling \ell=0 separately proves the displayed bound. Finally p(j)\le e^{3\sqrt j} follows by evaluating the partition generating product at e^{-1/\sqrt j}. Summing 2e^{3\sqrt\ell}e^{-16(\log2)\sqrt\ell} proves the inverse-32 bound.
3 Signed densities and pointwise stabilizers
We now prove the two comparisons needed by the first moment induction. The density estimate retains both the global entropy and all local carrier factors. The stabilizer estimate retains the exact index of the subgroup. Neither argument uses a sweep moment bound.
Let E and O be orthogonal copies of \mathbb C^q, with q\ge1, and set V=E\oplus O. On V^{\otimes p} a permutation acts by permuting factors and multiplying by the sign of its permutation of the odd factors. A density is called even if it is positive, has trace one, and preserves E and O. Put G_q=U(E)\times U(O). For partitions a,b with at most q parts and |a|+|b|=p, define
where \mathcal U_a,\mathcal U_b are the ordinary polynomial unitary representations. Zero summands are omitted; F(\varnothing,\varnothing)=0 and u(\varnothing,\varnothing)=1. All traces below are unnormalized. Throughout this paper, Haar measures on compact groups are normalized to probability. We use compact matrix-coefficient orthogonality in the form of Morel [14, Theorem IV.3.8(i)–(ii), pp. 84–85]. The G_q-isotypic projection Q_{a,b} has range
Indeed, first fix the even sites, apply ordinary Schur–Weyl duality [8, Theorem 4.57 and Corollary 4.59] separately to the two kinds of sites, twist the odd symmetric-group factor by sign, and then sum over allocations of the even sites.
Lemma 3.1 (Density domination of a signed spin type). For every such (a,b) there is a probability distribution on even densities R such that
For every even density T and every type (a,b),
Moreover u(a,b)\le(p+1)^{q(q-1)}.
For arbitrary parity dimensions, the upper bound has the following carrier form. Let E_+=\mathbb C^{r_+} and E_-=\mathbb C^{r_-}, for nonnegative integers r_+,r_-, and let a,b have at most r_+,r_- parts, respectively, with |a|+|b|=p. Write \mathbf S_a(E_+) and \mathbf S_b(E_-) for the ordinary polynomial carriers of highest weights a,b. For a positive parity-preserving matrix T on E_+\oplus E_-, let its induced carrier action be \pi_{a,b}(T)=\mathbf S_a(T|_{E_+})\otimes\mathbf S_b(T|_{E_-}). With F(a,b) given by the same entropy formula,
A zero-dimensional factor has the empty partition and contributes the scalar identity. If p=0, then \pi_{a,b}(T)=1 and the right-hand side is interpreted as one, even when \operatorname{Tr}T=0.
Proof. For p=0 all assertions mean the identity on a one-dimensional space. For the density domination with p>0, take the density with eigenvalues a_i/p on E and b_j/p on O, padded with zeroes, and conjugate it by Haar G_q. On the sector in (8), its tensor power is the identity on \mathcal M_{a,b} times the polynomial action on the two unitary factors. Haar averaging is scalar on their irreducible tensor product. Its scalar is the trace of that action divided by u(a,b). The highest weight contributes the eigenvalue
therefore the scalar is at least e^{-F(a,b)}/u(a,b). The average is positive on every other sector and commutes with the sector projections, proving the positive-order assertion.
For the carrier estimate, suppose first that T is positive definite on its nonzero parity factors. Order the eigenvalues on E_+ as x_1\ge\cdots\ge x_{r_+}>0. The largest eigenvalue of the polynomial action of shape a is \prod_i x_i^{a_i}. Indeed, the Weyl character formula [8, Theorem 4.63] and the semistandard-tableau expansion of the Schur polynomial [10, §3.1 and Theorem 3.2] identify its weights w with tableau contents. Column strictness gives \sum_{i\le k}w_i\le\sum_{i\le k}a_i and \sum_iw_i=|a|. Summation by parts against the decreasing \log x_i gives the upper bound, and the highest weight attains it. The same argument on E_-, with ordered eigenvalues y_j, gives
Absent parity factors contribute empty products. Apply weighted arithmetic–geometric means to the combined spectrum, with weights a_i/p and b_j/p, omitting zero weights. Since \sum_i x_i+\sum_jy_j=\operatorname{Tr}T, this product is at most
Singular matrices follow by continuity. This proves (11); taking r_+=r_-=q and \operatorname{Tr}T=1 proves (10), since the tensor action is the identity on \mathcal M_{a,b}. In this equal-rank setting, the Weyl formula also gives
and likewise for b.
We next compare row and column types on a board from which sites have been removed. The removed sites have no tensor factors. They need not be random, and the conclusion is uniform in their locations.
Theorem 3.2 (One-sided angle for signed spin types). Let W be any set of p=sm-l occupied cells of an s-row, m-column rectangle. On V^{\otimes W}, let P be the global G_q-type projection with type (\alpha,\beta), and let P_H and P_K be products of prescribed column and row G_q-type projections. Write (a^j,b^j) for the column types and (c^i,d^i) for the row types, with sizes equal to their respective occupied block sizes. Put
If b_i cells are missing from row i, put
using factor one when a row is empty. Then
In particular U_HU_K\le(p+1)^{(s+m)q(q-1)}.
Proof. All three projections commute with the diagonal G_q action, and P commutes with P_H and P_K. Apply Lemma 3.1 independently in each column. Writing R=\bigotimes_{(i,j)\in W}R_j, we obtain
Thus, by positive compression and convexity of the operator norm,
Assign an arbitrary even density also to an empty column, put \bar R=m^{-1}\sum_jR_j, and let T=\bar R^{\otimes W}. Every column density is supported on \operatorname{supp}\bar R. Use inverse powers of T only on its support. The operators T and its support projection commute with P_K,P: on each row T is a constant tensor power, and it commutes with every local type projection, as well as with the global type projection. Consequently
Here the last inequality is (10). The row version of the density domination gives P_K\preceq e^{F_K}U_K\mathbb E S, with S=\bigotimes_{(i,j)\in W}S_i. For any operator A, \|AP_K\|^2=\|AP_KA^*\|, so a further positive compression gives
This uses no commutation between different density matrices and no interchange between square roots and mixtures.
The final norm is a product over occupied cells of \|R_j^{1/2}\bar R^{-1/2}S_i^{1/2}\|^2, which is at most the product of the nonnegative numbers
For every row i, their sum over all m columns is m\operatorname{Tr}(Q S_i)\le m, where Q is the support projection of \bar R. Arithmetic–geometric means on the m-b_i retained factors give the factor in \Phi_K(W). Finally (m-b_i)\log(m/(m-b_i))\le b_i, including the empty-row convention, so \Phi_K(W)\le e^l. The trivial norm bound is one.
Lemma 3.3 (Positive restriction to a pointwise stabilizer). Let G be finite, let H\le G, and let x=\sum_{g\in G}x_g g be positive in \mathbb C[G]. Set E_Hx=\sum_{h\in H}x_hh. For \rho\in\widehat H let \Lambda_\rho be the set of \mu\in\widehat G whose restriction to H contains \rho. With d_\rho=\dim\rho and d_\mu=\dim\mu,
For G=S_s and H=S_{s-h} fixing h specified points, the index is (s)_h=s!/(s-h)!.
Proof. In the regular representation, compression to \ell^2(H) identifies the convolution operator of E_Hx with a principal block of the positive operator of x. Thus E_Hx is positive. Let e_\Lambda be the sum of the central irreducible projections for \Lambda=\Lambda_\rho, and put y=e_\Lambda x. This is again positive. In \operatorname{Ind}_H^G\rho, all irreducible types lie in \Lambda, so x and y have the same action. Their blocks on the fiber of the identity coset are respectively \rho(E_Hx) and \rho(E_Hy), which are therefore equal. Regular trace gives
Positivity of E_Hy and regular decomposition on H give
which is the assertion. In particular restriction multiplicities do not multiply the sum over \mu.
3.1 Hook dimensions and the local trace
Lemma 3.4 (Hook dimensions and carrier multiplicities). Fix N\ge p\ge0, q\ge1, and put B=N+q+1. If V_\rho occurs in \mathcal M_{a,b} from (8), then \rho_{q+1}\le q and
The multiplicity of any V_\rho in V^{\otimes p} is at most B^{10q^2}. The occurring shapes are exactly the (q,q)-hook shapes. There are at most (p+1)^{2q} such shapes.
Proof. The claims are immediate for p=0. Inducing the sign representations of sizes b_1,\ldots,b_q contains V_{b^t}. Repeated vertical Pieri therefore gives \rho_i\le a_i+q. Transposition and the same argument give \rho'_j\le b_j+q. In particular there are no cells beyond row q and column q simultaneously.
Split the diagram into its q-square core, its right arms and its bottom arms. The core contributes at most (p+q)^{q^2} to the hook product. In right row i\le q the arm length r_i=(\rho_i-q)_+ is at most a_i, and each hook is at most its ordinary row hook plus q. Thus its hook product is at most (r_i+q)!/q!\le a_i!(p+q)^q. The bottom column j\le q similarly contributes at most b_j!(p+q)^q. The hook formula gives
The elementary integral estimates \log p!\ge p\log p-p and \log k!\le k\log k-k+2\log(p+1) for 1\le k\le p show that the multinomial factor is at least e^{F(a,b)}(p+1)^{-4q}. This proves the first estimate in (14). Conversely D_a\le |a|!/\prod_i a_i! and likewise for b, so \dim\mathcal M_{a,b}\le p!/(\prod_i a_i!\prod_jb_j!) \le e^{F(a,b)}. The final inequality follows by taking one term in the multinomial theorem with probabilities given by the parts divided by p.
If c_{a,b}^{\rho} is the multiplicity of V_\rho in \mathcal M_{a,b}, then c_{a,b}^{\rho}D_\rho\le\dim\mathcal M_{a,b}, so c_{a,b}^{\rho}\le B^{7q^2}. There are at most (p+1)^{2q}\le B^{2q^2} pairs (a,b), and u(a,b)\le B^{q^2}. Summing c_{a,b}^{\rho}u(a,b) proves the B^{10q^2} bound. For the converse occurrence assertion, use the Littlewood–Richardson rule [22, §2.13, equation (2.13.1), and §2.14]: take a to be the first q rows of a hook shape \rho and b^t its remaining rows. Then b has at most q parts and the Littlewood–Richardson coefficient c_{a,b^t}^{\rho} is one: the skew shape \rho/a is the ordinary diagram b^t translated down. Finally, the first q row lengths and the lengths of the bottom arms in the first q columns determine the hook shape, giving the type count.
3.2 Labeled-hole traces and the local entropy factor
The pointwise-stabilizer lemma can be inserted into the signed tensor trace without any implicit normalized trace. Let n=sm, let l distinct labels mark the holes, and let p=n-l. The direct sum of spin spaces over all ordered hole placements is
Here S_l acts regularly because every hole has its own label. Its global spin type (\alpha,\beta) has permutation representation
For group-algebra elements X,Y that are products of positive elements over columns and rows respectively, let X_z,Y_z be their diagonal blocks at placement z. Let P be the global (\alpha,\beta)-type projection on the direct sum over hole placements, and let P_z be its block at z. If V_\alpha\otimes V_{\beta^t}\otimes V_\gamma occurs in the restriction of V_\lambda, its multiplicity in this space is at least D_\gamma u(\alpha,\beta). Consequently,
Every irreducible trace of XY is nonnegative, since it is the trace of a product of two positive matrices. Thus one may discard both other irreducibles and any additional multiplicity copies. The last identity follows from a geometric constraint: a nonzero block X_{z,w} preserves each hole’s column, while a nonzero Y_{w,z} preserves each hole’s row. Both constraints force w=z. At fixed z, each factor of X_z is exactly a coefficient restriction to the subgroup fixing the labels in its column. In the moment induction we retain only D_\gamma on the left; this is legitimate because u(\alpha,\beta)\ge1.
For clarity, one useful quantitative consequence of Lemma 3.3 is recorded next.
Lemma 3.5 (Local stabilizer trace). Suppose x\succeq0 is in \mathbb C[S_t], h specified points are fixed, and a,b each have at most q parts and total size t-h. Fix an arbitrary real scalar G. Assume, for every \mu\vdash t extending a constituent of \mathcal M_{a,b},
Write \mathsf p(t) for the number of partitions of t, and let B=N+q+1 with N\ge t. Then
Proof. Write c_\rho for the multiplicity of V_\rho in \mathcal M_{a,b} and use the exact trace decomposition
There are at most \mathsf p(t) terms \mu in each stabilizer bound. Also, by Lemma 3.4,
Multiplying by u(a,b)\le B^{q^2} proves the assertion. Every extension \mu satisfies the required occurrence with some diagram \gamma\vdash h: restrict first to S_{t-h}\times S_h, choose a nonzero type in the multiplicity space of the chosen \rho, and then restrict \rho to the even and odd subgroups. Thus using an occurrence-wise inductive bound here requires no new quantifier over \gamma.
4 The every-occurrence spin bound
We prove Theorem 1.1. The proof first isolates the sparse representations and then inducts on a balanced split of the coordinates. The signed tensor and stabilizer comparisons of Section 3 supply the two local inputs to the induction. Put J_n(\lambda)=D_\lambda\operatorname{Tr}_{V_\lambda}(B_n^*B_n)^r, with the fixed integer r still to be chosen.
4.1 Dimensions outside the sparse range
The induction needs a lower bound on dimension to absorb its counting errors. Shapes with more than n/2 rows are already annihilated by Lemma 2.1; the following estimate treats the others.
Lemma 4.1. There is an absolute c>0 such that, for all sufficiently large n, if \lambda\vdash n has at most n/2 rows and k=n-\lambda_1\ge1, then
Proof. For k\le n/4, (7) gives D_\lambda\ge e^{-1}\binom nk, and the binomial lower bound proves the assertion. Suppose k\ge n/4. If the first row and first column both have length less than n/10, every hook is at most n/5, so the hook formula gives D_\lambda\ge n!/(n/5)^n, exponential in n. Otherwise, transpose if necessary to obtain a first row of length L\in[n/10,3n/4]. Retain this row and j=\lfloor n/100\rfloor boxes below it. These boxes can be chosen as a subdiagram, and its tableaux extend to \lambda. Applying (7) to this subdiagram gives a lower bound e^{-1}\binom{L+j}{j}, again exponential in n.
4.2 The sparse weighted-forest estimate
Here is the operator estimate for small levels. For any fixed 0<\delta<1, for 1\le k=n-\lambda_1\le n^{1-\delta},
for large n, where the notation on the left means operator norm in V_\lambda.
Let \Omega_k be the ordered k-tuples of distinct positions. By branching, V_\lambda occurs in \ell^2(\Omega_k) and is orthogonal to every function that omits at least one tuple coordinate. We may use either the sweep kernel or its adjoint, since their norms agree. For A\subseteq\{1,\ldots,k\} and any tuple x whose A-coordinates are distinct, define
In this probability B_n denotes a random sweep permutation. Allowing arbitrary y\in(\mathbb F_2^d)^k, L_A(x,\cdot) is the probability law obtained by running all labels in A through one sweep and sending each other label independently to a uniform position. Thus L_A is a Markov kernel on tuples whose A-coordinates are distinct; its restriction to \Omega_k can lose mass. In particular, L_{\{1,\ldots,k\}} is the tuple kernel.
Given endpoints x,y, each label has a unique path through a sweep, because each coordinate is processed once. Join two labels when their paths use the same switch location. If label i is isolated, its switch prescriptions are independent of those of all other labels. Hence F_{A\cup\{i\}}(x,y)=F_A(x,y) whenever i\notin A. On V_\lambda we can therefore compute matrix coefficients with
since all proper subsets give zero there. It vanishes if there is an isolated vertex. Consequently we bound the norm by the sum of norms of nonnegative kernels
We next bound K_A by a two-trip experiment. Draw y from L_A(x,\cdot). From y, run a fresh reversed sweep for the labels in A, and an independent fresh reversed sweep for each other label; call the resulting tuple x'. For distinct y,x', the transition weight of this second trip is L_A(x',y): the coupled tuple sweep is replaced by its adjoint, and the one-label weights remain 1/n. Let \mathcal E_2 be the event that the second-trip paths have no isolated label. Removing the first-trip encounter requirement and both distinctness requirements gives
The coupled labels remain distinct in either trip; the dropped constraints concern the full tuple, including the independent labels.
Condition only on the switch settings of the second trip. There is one fixed permutation network for A and one for each label outside A; the first-trip endpoints y remain random with their original law. Make a graph with one vertex for every starting position in each of these networks. Join distinct vertices when their fixed paths use the same switch location at a layer, also across networks. A vertex has at most 2d neighbors in any one network.
Let S be the set of the k occupied vertices. For every set T of distinct graph vertices we have
To see the assertion for the A-network, track its position subset during the first trip. Initially it is fixed, so the joint-inclusion bound by products of the one-site marginals holds. A fair independent swap preserves this property. A test set containing exactly one swapped site uses linearity of the two probabilities; for a set containing both, the old product p_up_v is at most the new product ((p_u+p_v)/2)^2. Sets containing neither are unchanged. At the end every marginal is |A|/n, because each label is uniform. The occupied starting positions in the one-label networks are independent of this subset and of one another; selecting two vertices in one such network has probability zero. This proves the displayed joint-inclusion bound. For a deterministic starting subset, this inclusion bound is also a consequence of the stronger negative-dependence theory for random swap-or-retain operations [5, Theorems 4.20 and 4.9].
In this weighted graph the total mass is k, and the weighted neighbor sum is bounded by \Delta=2dk/n. To have no isolated vertices, the k occupied vertices must contain a forest on k vertices with component sizes at least two. Counting rooted plane trees for the components, the sum of product weights for candidates is bounded by
Indeed the plane forest shapes (ordered components) are at most exponentially many, and for any ordered shape the weight sum is bounded by k^j\Delta^{k-j} by descending from its j roots. One can divide by j! for the possible orders, since witnessing vertices are distinct. In the sparse range \Delta\le1 for large n, and
For k=1 the encounter event is empty. For the symmetric nonnegative matrix K_AK_A^*, the maximum row sum bounds the spectral radius. Therefore
Taking square roots and summing the 2^k subset kernels gives e^{O(k)}\Delta^{k/4}, proving (17).
4.3 Parameters and the induction range
We now turn to (3). Take a fixed small \epsilon, say 1/64, and use
Take \bar\eta<1 and \bar\kappa>0 sufficiently small that \bar\kappa<\epsilon\bar\eta/4; both can be fixed as absolute constants. Set \kappa_-=\bar\kappa/2. Fix \xi>0 sufficiently small, e.g. \min(1/32,\kappa_-/4), and use the small-level estimate with \delta=\xi/4. In the range of (17), D_\lambda\le n^k, so (3) holds with J_n(\lambda)\le 1 for sufficiently large fixed r. For any fixed finite range of sizes, Lemma 2.2 and J_n(\lambda)\le D_\lambda^2\|B_n\|_{V_\lambda}^{2r} allow one r to make every nontrivial weighted moment at most one. The trivial moment is one.
We prove (3) by induction on d, using a split into nearly equal numbers of coordinates. We only need to perform the induction step for sufficiently large d, with all largeness bounds independent of r; the same r, taken as a positive integer, can then be used throughout. In view of the previous bounds we assume
(The trivial case is already covered.) Put s=2^{\lfloor d/2\rfloor}, m=2^{\lceil d/2\rceil}, so positions form m columns of size s, and s rows of size m. Take the columns and rows corresponding to the consecutive parts of the sweep. Let B_{\mathrm{col}} be the product of the size s column sweeps and B_{\mathrm{row}} the product of the size m row sweeps, so B_n=B_{\mathrm{row}}B_{\mathrm{col}}. Put U=B_{\mathrm{row}}^*B_{\mathrm{row}} and V=B_{\mathrm{col}}B_{\mathrm{col}}^*. The matrices B_n^*B_n and U^{1/2}VU^{1/2} have the same nonzero spectrum: they are T^*T and TT^* for T=U^{1/2}B_{\mathrm{col}}. Applying the Araki–Lieb–Thirring trace inequality \operatorname{Tr}(U^{1/2} V U^{1/2})^r\le\operatorname{Tr}(U^r V^r) for positive matrices and r\ge1 gives
where X=V^r=(B_{\mathrm{col}}B_{\mathrm{col}}^*)^r and Y=U^r=(B_{\mathrm{row}}^*B_{\mathrm{row}})^r are positive group algebra operators in the columns and rows respectively. They are products over their blocks, with single-block factors (B_sB_s^*)^r in columns and (B_m^*B_m)^r in rows. The two orientations of a child’s positive square have the same trace, so both use the child moment in (3).
Write \eta'=\eta_{\lceil d/2\rceil} and \kappa'=\kappa_{\lceil d/2\rceil}, the larger coefficients of the two child sizes.
4.4 Signed spins and holes
We can first assume that both \alpha,\beta have length \le q=\lceil n^\epsilon\rceil. Indeed, truncate each after q parts and move the remaining boxes into the number l, say increasing it to L. By branching and (1) the new pair of diagrams works with some diagram on L positions. If F' is the new entropy, F-F'\ge (L-l)\log q since removed parts have size at most (u+v)/q. And g_n(L)-g_n(l)\le (\kappa_d\log n+1)(L-l). Thus the bound with the new data implies the desired one, for large d.
For data with these bounded lengths, our next objective is
The local stabilizer traces will retain the child entropies; the angle estimate will convert them to the prescribed global entropy. Counting the labeled placements will produce the negative remainder term. The increments from \eta',\kappa' to the parent coefficients will then absorb the displayed error.
Use the signed space V=\mathbb C^q\oplus\mathbb C^q and its commuting group U(q)\times U(q) from Section 3. For a local spin type (a,b) its permutation representation is
by (8). Its compact carrier has dimension at most (n+1)^{q(q-1)}. Tensor positions may be regrouped by the signed permutation unitaries; parity-preserving spin matrices regroup in the usual way.
Allow l holes in addition, specially marked by distinct labels, one assignment z specifying distinct sites for these holes. The space is the orthogonal sum over z of spin spaces on the remaining sites, with holes permuting along with positions (holes count as plus in the sign convention). Project to global spin type (\alpha,\beta) under the simultaneous U(q)\times U(q); call this projector P, with its diagonal blocks at fixed assignments also denoted P. Its space as a permutation representation contains V_\lambda with multiplicity at least D_\gamma, by (20), (1), and the regular permutation space for ordering the l holes. Since (19) involves a trace of a product of positive elements, each irreducible contributes nonnegatively, so
Here X_z,Y_z are the diagonal blocks at z, both positive. This diagonal-block reduction holds because X preserves the column of every hole label, Y the row, and hence in the trace the intermediate location must equal the specified location for each label. The projectors for the global spin group leave assignments fixed. At fixed z, X_z factors in the column spin blocks on remaining sites, and Y_z similarly in the row spin blocks. Write h_j for the number of holes in column j, and b_i for the number in row i.
4.5 Local stabilizer trace bounds
We give local trace bounds for (21). Use local column spin-unitary type projectors P_H, one type specified in each column, and local row type projectors P_K. For these choices let F_H,F_K be the sums of the entropies (2) of their respective types, using each block’s own total spin-site count. All these projectors commute with P; X_z commutes with P,P_H and Y_z with P,P_K. Then for each fixed set of column types,
where (s)_h=s(s-1)\cdots(s-h+1). There is the analogous row bound with m,b_i.
Apply Lemma 3.5 to each column with t=s, h=h_j, N=n, G=g_s(h_j), and its specified local type (a,b). For every constituent \rho the exact restriction step is
Every extension \mu has an occurrence of a,b together with some h-box diagram, as proved in that lemma. Thus the every-occurrence induction hypothesis applies, with the larger child coefficients \eta',\kappa'. Lemma 3.4 gives
The local trace lemma has already included the multiplicities and the compact carrier; these must not be inserted a second time. Its remaining factor is the partition count \mathsf p(s). Multiplying over lines, the logarithms of all carrier factors, partition counts, and choices of local types total
The same calculation applies to rows. This proves (22), including full columns of holes and empty spin types. Every constant is independent of the moment r.
4.6 An angle estimate from support inverses
Next we need the following angle bound on the type projectors on the spin space at fixed z, writing F=F(\alpha,\beta):
To apply Theorem 3.2, take its occupied board to be the complement of the fixed hole assignment z. Its global type is (\alpha,\beta), its column types are the specified P_H, and its row types are the specified P_K. The local carrier product is at most
This is absorbed by O(n^{1-\xi}) because \epsilon=1/64 and \xi\le1/32. The theorem’s missing-cell factor is at most e^l, with no assumption on the arrangement of the holes. Its entropy terms are exactly F_H,F_K,F. This proves (25).
4.7 Combining the two positive traces
Using positivity, expansion into pairs of types in (21) bounds each term by
Indeed spectral decompositions of the positive restrictions (also restricting to the global projector) give the angle squared as an upper bound for squared scalar products. Using (22), its row version, and (25) gains the exponent -(1-\eta')F, since for w=F_H+F_K
Summing over type choices within our log errors, we obtain
4.8 Entropy of the hole assignments
We detail the count over hole assignments; it is important to keep the entropy terms from g_s,g_m. First the falling factorials give a bound n^{-l} e^{O(l)} for the prefactor (one can use (a)_p\ge a^p e^{-O(p)} for p\le a). Also
In fact taking a maximum with zero in a column expression can raise it by at most O(s^{1-\kappa_-}\log n) since it is only needed at h_j\le s^{1-\kappa_-}; use the similar row error. Finally
Drop distinctness, so normalized counting uses independent column and row assignments with replacement to cells. For l>0 the column negative sum exponent is -l\log(n/l)+l D(h/l\ \|\ \mathrm{unif}_m) with D the relative entropy of proportions (h=(h_j)). Each possible histogram has probability at most the exponential of minus the divergence term lD, by the multinomial formula. The row count is analogous and independent, and the log numbers of histograms fit the error. More explicitly the normalized sum is at most
The logarithm of the two histogram counts is O((s+m)\log(n+1)), within the stated error. For l=0 the sum and the histogram product are one. All formulas omit zero-count terms.
Using D_\lambda\le \binom n l e^F D_\gamma by (1), we conclude from (19), (21), (26)–(28) that
It remains to absorb the error in (29). Put \Delta\eta=\eta_d-\eta' and \Delta\kappa=\kappa_d-\kappa'. Both are bounded below by a positive constant times d^{-1/2} for large d. By (18) and the same dimension upper bound, now using D_\gamma\le l!, we have F+l\log n\ge c n^{1-\delta}. The available increment can be divided into two parts:
The first dominates O(l), and the second dominates O(n^{1-\xi}) because \delta<\xi. This proves the desired bound: replacing \kappa_d l\log n-l\log(n/l) by its maximum with zero only increases the right-hand side.
The order of choices is now explicit. First choose a threshold d_0 large enough for every large-size comparison above; all its constants are independent of r. Next choose one integer r exceeding the sparse threshold and all finitely many thresholds from Lemma 2.2 for d\le d_0. Enlarging r decreases all moments. Together with the truncation argument, this completes the induction proving (3).
4.9 Full-deck amplification
The every-occurrence estimate is now proved. To turn it into a bound for the whole permutation law, we choose a zero-hole occurrence whose entropy is controlled by the irreducible dimension.
Lemma 4.2. There is an absolute C_0 such that, for all sufficiently large n, every \lambda\vdash n with at most n/2 rows has an occurrence (1) with l=0 and
Proof. Taking any number of top rows as \alpha and the remaining diagram as \beta^t gives an occurrence by the Littlewood–Richardson rule. First split at the Durfee square size a. Write x_i, 1\le i\le a, for the top row lengths and y_j, 1\le j\le a, for the column lengths below those rows. The hook product is at most
Indeed, ignoring cells below the top a rows, a top-row hook is at most its horizontal length plus a. Inside the square the additional bottom column length costs the factor 1+y_j/a. The bottom hooks satisfy the transposed bound. The logarithm of the first binomial product is at most
using a^2\le n. The other binomial product has the same bound, and \sum_j a\log(1+y_j/a)\le\sum_jy_j\le n. The hook formula and factorial estimates therefore give F(\alpha,\beta)\le\log D_\lambda+O(n).
Put k=n-\lambda_1. If k\ge n/4, Lemma 4.1 absorbs this O(n) term. If 1\le k<n/4, instead apply the Durfee split to the tail \bar\lambda\vdash k and include the first row in \alpha. The resulting entropy is at most
Here the first two terms bound the entropy of separating the first row from the tail. Tableaux of the tail extend to \lambda, so D_{\bar\lambda}\le D_\lambda, and the first part of Lemma 4.1 bounds the other terms by O(\log D_\lambda). Finally, k=0 gives entropy zero.
Proof of Corollary 1.2. Choose \bar\eta so that C_0\bar\eta<1/2 in (30). Taking l=0 with those choices in (3), every nontrivial representation not already annihilated satisfies
for large n. Lemma 2.5 now provides the required Fourier sum. After t=6r forward sweeps, nonnormality causes no problem: \|B_n^t\|_{\mathrm{HS}}^2\le D_\lambda\|B_n\|^{2t} in each irreducible. Consequently the squared L^2 distance of the density from uniform is at most
The sign representation and all shapes with too many rows contribute zero by Lemma 2.1. Translation invariance makes the bound uniform over initial orders. Since one sweep is d physical shuffles, 6rd shuffles suffice at total variation 1/4 for all sufficiently large d. Together with the support obstruction, this proves the stated \Theta(d) mixing consequence.
Local access to a random permutation. The full-deck estimate also gives a short decision-tree description of an approximately uniform permutation. A decision forest computes the coordinates of its output by separate adaptive decision trees that query a shared random input. This is the permutation-sampling model studied by Alekseev, Göös, Myasnikov, Riazanov, and Sokolov [1, Section 1].
Corollary 4.3 (Permutation sampling with logarithmic query depth). For n=2^d there is a decision forest whose output is always a permutation of [n], whose input consists of independent fair bits, and whose coordinate trees have depth O(\log n), such that the output law has total variation distance o(1) from uniform as d\to\infty. The same conclusion holds with independent uniform [n]-valued input cells.
Proof. Use the fixed number L of sweeps in Corollary 1.2. Assign one input bit to every switch in the resulting Ld layers, with all coordinate trees using the same assignment. To compute the final position of card i, follow its path through the layers. At each layer the current position determines which switch bit to query, and that bit determines the next position. Thus each tree makes Ld adaptive queries. For every input the switches compose to a permutation; jointly, the outputs have exactly the L-sweep law. The claimed convergence follows from Corollary 1.2. For [n]-valued input cells, use the parity of one independent cell for each switch; it is a fair bit because n is even.
For dyadic sizes, this improves the O((\log n)^2) shared-cell upper bound recalled in [1, Section 1] to O(\log n). The same depth order holds in the fair-bit model. The depth order is optimal for fair-bit queries at any fixed error below one: a binary tree of depth h has at most 2^h output values, so its marginal is at total variation distance at least 1-2^h/n from uniform on [n]. This argument concerns bit queries; it does not give the same lower bound for [n]-valued cell queries.
Part II Refinements and alternative mechanisms
5 Common tools for the later moment bounds
The every-occurrence theorem has supplied the full-deck mixing bound. We now vary the information retained in a moment estimate. Some later bounds optimize over signed factors and marks; others keep prescribed hooks, minimize a deletion cost, or pair two diagram budgets. Their optimization domains and moment exponents differ, even when they give the same mixing order.
The shared geometric input is a row–column overlap at a fixed placement of distinct marks. We first convert the compact-type density comparison to full symmetric-group isotypes. Positive-mixture and coefficient-integral formulas support the alternate density arguments; the section ends with a marked recurrence at any hook parameter and real Schatten order at least two. Each later section checks the local hypotheses and budget inequalities needed to close its own induction.
5.1 Guide to the later estimates
Write Q_n=B_n^*B_n and \lvert B_n\rvert=Q_n^{1/2}. All traces in this guide are unnormalized; in particular, \operatorname{Tr}Q_n^r=\operatorname{Tr}\lvert B_n\rvert^{2r}. The linked statements give the exact domains and constants. Theorem 1.1 bounds D_\lambda\operatorname{Tr}_{V_\lambda}Q_n^r for every prescribed signed occurrence, retaining its concatenated entropy and clipped remainder cost. The table compares the information retained by later estimates and the arguments that prove them.
Table 1: Later estimates and their proof mechanisms.
| Route | Retained data and estimate | Proof mechanism |
| Route | Retained data and estimate | Proof mechanism |
| Arbitrary-hook recurrence Proposition 5.7 | Every prescribed hook at any integer q\ge1 is allowed. The recurrence retains real Schatten order p\ge2, the full error, and a penalty for large child dimensions. | Positive restriction to pointwise stabilizers combines with full symmetric-group isotypic overlap. No relation between the hook parameter and the child size is required. |
| Named objects Proposition 6.1 | Every prescribed signed occurrence, with fixed numerical entropy and clipped remainder coefficients, is bounded at one fixed square moment. | A direct specialization is followed by an independent crowded-cell and coefficient-integral proof. |
| Lowering and hook entropy (51) and Proposition 7.2 | The squared operator norm is bounded for every 2\le k\le n/2. The trace bound minimizes Frobenius entropy plus a clipped remainder cost over permitted hook subdiagrams, with bounded real exponents of \lvert B_n\rvert. | Ordinary lowering and a pair count give the norm estimate; a distinct signed tensor interpolation gives the hook budget. |
| Minimized tags Proposition 8.1 | Signed factors and a regular tag block are optimized. The budget can be negative and has an allowance; the overlap retains ranks inside local Specht modules. | Sparse path encounters give the small-defect norm bound. Interpolating the covariance and multiplicity bounds retains the local ranks. |
| Simultaneous bounds Proposition 9.1 | One fixed integer square moment has both a dimension bound and a marked bound for every permitted hook whose marked complement meets the stated density threshold. | A specialized recurrence also has an independent proof through powers-of-two trace inequalities and weight-space overlap. Harmonic-tuple coupling and a dimension gain for shrinking hooks close the two assertions together. |
| Inverse-density budget Proposition 10.1 | A minimum over permitted hooks retains the unclipped mark-entropy cost at large levels, with bounded real Schatten exponents. Sparse levels have a separate bound. | The marked-grid estimate (Proposition 10.2) has an ordered-density proof. Allowances extend each child estimate to every inherited parent hook before the exponent recursion closes. |
| Deletion budget Theorem 11.1 | For every n=2^d with d\ge1 and every partition, a clipped minimum over all subdiagrams bounds the dimension-weighted trace, with real square-moment orders between one and a fixed finite bound. | A near-minimizer in a thin hook and signed overlap handle large sizes; norm gaps in finitely many blocks supply one base before the exact recursion. |
| Paired budgets Theorem 12.1 | For nontrivial diagrams of height at most n/2, two bounds for the same fixed integer square moment pay, respectively, tuple-coordinate losses and long row and column chains with distinct markers. | Separate tuple and marked tensor estimates are joined by a diagram comparison, with an explicit finite base. |
5.2 Full symmetric-group isotypes
The conversion from compact types to full symmetric-group isotypes is static and uses no moment estimate. Here V=\mathbb C^q\oplus\mathbb C^q again has one even and one odd summand, for any integer q\ge1. A full symmetric-group isotype collects the copies of its Specht module from every compatible compact color type. It includes all those multiplicity copies, whereas Q_{a,b} fixes one compact type.
Theorem 5.1 (Signed density domination for a full isotypic projection). Let P_\rho be the symmetric-group isotypic projection of shape \rho\vdash p on the signed tensor power V^{\otimes p}. There is a probability distribution on even densities such that
If P_\rho=0, the assertion is read with any density distribution.
Proof. Let \mathcal A_\rho consist of the pairs (a,b) for which V_\rho occurs in \mathcal M_{a,b}. Orthogonal sector decomposition gives P_\rho\preceq\sum_{\mathcal A_\rho}Q_{a,b}. Apply Lemma 3.1 and combine its probability mixtures, with weights proportional to e^{F(a,b)}u(a,b). Their total coefficient is at most
by Lemma 3.4.
Corollary 5.2 (Full-isotypic angle on a punctured rectangle). On the board W of Theorem 3.2, let P_\gamma be a full S_p-isotypic projection, and let P_R,P_C be products of full symmetric-group isotypic projections on the occupied row and column sites. Write their diagrams as \rho_i and \sigma_j, and set D_R=\prod_iD_{\rho_i}, D_C=\prod_jD_{\sigma_j}. With N=sm and B=N+q+1,
Empty blocks use the trivial partition and dimension one. The conclusion is uniform over the location of the l missing cells.
Proof. Repeat the proof of Theorem 3.2, now using Theorem 5.1 for each local projector. The only changed global estimate is
for the identical-factor density T=\bar R^{\otimes W}. Indeed T has trace one and commutes with the signed permutation action. On the \gamma isotypic space it has the form I_{V_\gamma}\otimes T_\gamma, with T_\gamma\succeq0, so D_\gamma\|T_\gamma\|\le D_\gamma\operatorname{Tr}T_\gamma\le1. The full-group projection commutes with both subgroup projections, and T commutes with all of them. The support and missing-cell arguments are otherwise identical. Taking adjoints identifies the two displayed orders of projections.
Proposition 5.3 (One-sided overlap for positive marked factors). Let W contain n-t occupied cells in an a by b board, n=ab. Assume \omega\vdash n-t and every prescribed row and column type \eta_g are (q,q)-hook shapes: their (q+1)st part is at most q. Here 1\le q\le n. Suppose X=\prod_{g\text{ row}}X_g and Y=\prod_{g\text{ column}}Y_g are positive group-algebra elements, with each X_g,Y_g supported on the indicated local type. Write c_g for its unnormalized trace on one copy of V_{\eta_g} and S=\sum_g\log D_{\eta_g}. Then
The constant is absolute. On the \omega-isotypic part of the signed tensor power, the same bound is multiplied by its multiplicity w_\omega.
Proof. In the signed tensor space the global symmetric-group projector P_\omega commutes with X,Y. Their local supporting projections are P_R,P_C. Spectral decomposition of their positive compressions gives
Indeed each squared inner product of a row eigenvector and a column eigenvector is bounded by the squared overlap, and the sum of their eigenvalue products is the product of the two traces. Each local trace is w_{\eta_g}c_g, with w_{\eta_g}\le(n+q+1)^{10q^2} by Lemma 3.4. Apply Corollary 5.2; it bounds the squared overlap by both 1 and \exp\{S-\log D_\omega+t+C(a+b)q^2\log(n+1)\}. Finally \operatorname{Tr}(P_\omega XY)=w_\omega \operatorname{Tr}_\omega(XY) and w_\omega\ge1. Taking the smaller bound and absorbing all carrier powers proves the claim, including empty lines and the all-hole board.
5.3 Positive factorizations and missing cells
Lemma 5.4 (Positive domination by mixtures). Let A,B\succeq0 and suppose A\preceq c_A\int A_x\,d\mu(x) and B\preceq c_B\int B_y\,d\nu(y), where c_A,c_B\ge0, all integrands are positive, and \mu,\nu are probability measures. Then, for every P,
Proof. Define Fv=(A_x^{1/2}v)_x and Gv=(B_y^{1/2}v)_y. Positive domination gives contraction factorizations A^{1/2}=\sqrt{c_A}UF and B^{1/2}=\sqrt{c_B}G^*V^*: for the first define U(Fv)=A^{1/2}v/\sqrt{c_A} on the range, and use its adjoint for the second. Zero constants give the assertion directly. The integral operator FPG^* has the displayed one-pair operators as its kernel. Its norm is bounded by their supremum by Cauchy–Schwarz and the probability normalizations. Multiplication by the two contractions proves the claim.
Lemma 5.5 (Scalar missing-cell estimate). Let \rho_i and \sigma_j be trace-one positive matrices indexed by a rows and b columns. Put \bar\rho=a^{-1}\sum_i\rho_i and use its inverse on its support. For a unitary U set
Then \sum_{i,j}z_{ij}\le ab. On any ab-t occupied cells their product is at most e^t.
Proof. Summing the normalized row matrices gives a times the support projection of \bar\rho. Since every \sigma_j has trace one, the full sum is at most ab. Arithmetic–geometric means give (ab/(ab-t))^{ab-t}\le e^t; the empty product is one.
5.4 Extracting one compact type by matrix coefficients
The alternate density arguments below use a global compact-type projection between two products of local densities. The following matrix-coefficient formula turns that middle operator into an integral of tensor actions, with its carrier dimension explicit.
Lemma 5.6 (A coefficient integral for one compact type). Let K be a compact group, let \rho be a finite-dimensional unitary representation on \mathcal H, and let \pi be an irreducible unitary representation on \mathcal U of dimension M. Identify the \pi-isotypic subspace with \mathcal U\otimes\mathcal M. For A\in\operatorname{End}(\mathcal U), let \widetilde A act there as A\otimes I_{\mathcal M} and be zero on all other isotypes. With normalized Haar measure,
and
If the type does not occur, \widetilde A=0 and the same identity holds.
Proof. Apply compact matrix-coefficient orthogonality [14, Theorem IV.3.8(i)–(ii)] in an orthonormal basis of \mathcal U. On each copy of \pi, the integral has matrix A; on every inequivalent irreducible it is zero. The same orthogonality gives \int_K|f_A|^2=M\operatorname{Tr}(A^*A). Cauchy–Schwarz for the probability Haar measure and \|A\|_{\mathrm{HS}}\le\sqrt M\|A\|_{\mathrm{op}} prove the bounds.
5.5 A marked recurrence with the full error term
The full-isotypic overlap now gives a recurrence for a prescribed marked complement. The estimate retains the hook parameter and the real Schatten exponent. This is useful when a subdiagram permitted at a parent scale is larger than those permitted in the child induction. In particular, no relation between the hook parameter and the child size is imposed.
Let B_m be one coordinate sweep on m positions, for m a power of two, and put
We set j_m(0)=0, H_\varnothing=0, and E_m(\xi;p)=-\infty when the trace vanishes. All traces are unnormalized. A partition \eta lies in the q-hook if \eta_{q+1}\le q. Thus this definition includes the empty partition.
Proposition 5.7 (Marked recurrence at an arbitrary hook parameter). Let n=ab\ge4, where a,b\ge2 are powers of two and |\log_2a-\log_2b|\le1. Arrange the positions as a rows of length b, so that B_n=CR, where R consists of the a independent row sweeps B_b and C consists of the b independent column sweeps B_a. Let p\ge2 be real and let q\ge1 be any integer. For every \lambda\vdash n with positive moment and every q-hook subpartition \omega\subseteq\lambda, put t=n-|\omega|. Then
Here g ranges over all rows and columns, and m_g=b on a row and m_g=a on a column. The set \mathcal A consists of choices satisfying
The set \mathcal A is nonempty when the parent moment is positive. The constant C is absolute, independent of p,q,a,b,\lambda,\omega.
Proof. We can replace q by Q=\min(q,n) in the proof: every partition of size at most n has the same q-hook and Q-hook status. This permits the use of the signed tensor space with even and odd dimensions Q without imposing an upper bound on the stated parameter q.
First compare the parent moment with positive row and column factors. Set
Araki–Lieb–Thirring at exponent p/2\ge1, together with the polar decomposition of R, gives
This is the only step involving the value of p. The two positive operators factor over the rows and the columns respectively. Expanding each local factor by its central symmetric-group isotypic projections gives positive factors supported on types \xi_g, with irreducible trace \operatorname{Tr}_{\xi_g}|B_{m_g}|^p; replacing B_{m_g} by its adjoint does not change that trace.
Fix one such choice of the \xi_g. Let V=\mathbb C^Q\oplus\mathbb C^Q, with the first summand even and the second odd, and let \Pi_\omega be the \omega-isotypic projector on the signed tensor power V^{\otimes(n-t)}. Its multiplicity w_\omega is positive. Add t distinct even marks, each used once. The direct sum over their ordered placements of the spaces \Pi_\omega V^{\otimes(n-t)} is an S_n-module \mathcal K. More precisely,
Branching shows that \lambda occurs with multiplicity w_\omega f^{\lambda/\omega}. Each irreducible trace of XY is nonnegative because X,Y are positive. Consequently
Insert the ordered-placement projections between X and Y in the numerator. Only a common diagonal placement contributes: a row permutation preserves each mark’s row and a column permutation preserves its column, so an intermediate placement contributing to a return must agree with the initial placement in both coordinates (Figure 1). Fix such a placement z, and write l_g for its mark counts.
On a block of size m=m_g, diagonal compression keeps precisely the coefficients of the subgroup fixing the l=l_g marked sites pointwise. Coefficient restriction to S_{m-l} preserves positivity, by compression of the regular representation to that subgroup. Its regular trace is
Indeed the identity coefficient is unchanged, and the two regular traces multiply that coefficient by m! and (m-l)! respectively. The restricted element is supported only on \eta_g\subseteq\xi_g: if a subgroup type is absent from the restriction of V_{\xi_g}, its central projector annihilates the original element, and coefficient restriction commutes with multiplication by subgroup elements. After splitting by these subgroup types, the trace of a local positive factor on V_{\eta_g} is therefore at most
Only Q-hook types occur in the remaining signed tensor factors.
The one-sided signed-tensor overlap estimate (Proposition 5.3) applies to these positive local factors. With S=\sum_g H_{\eta_g}, it bounds the trace for this placement and these types by
The placement compression acts in the core permutation algebra, so \Pi_\omega commutes with each compressed factor; this is precisely the projection placement required by that overlap estimate. Substituting (\ast\ast), the logarithm of the last display is at most
It remains to count the ordered marks. For fixed row and column count vectors, an ordered placement determines an assignment of each mark to a row and to a column. Hence its number is at most
There is no additional choice of mark-label allocations. The entropy bound for each multinomial and (m)_l\ge(m/e)^l show that the logarithm of this number, minus \sum_g\log(m_g)_{l_g}, is at most
All expressions are interpreted continuously at zero. Finally, the number of count and type choices has logarithm at most
For example, a partition of size at most m is specified by its Durfee square and at most 2\sqrt m row and column lengths; the hole count adds one integer. This count also covers the preceding total-type expansion.
By assigning entries of a standard tableau separately to \omega and \lambda/\omega and discarding the boundary inequalities,
Use these inequalities in (\ast), sum the bounds (\ast\ast\ast), and add j_n(t) to the parent logarithm. The multiplicity w_\omega f^{\lambda/\omega} cancels, the mark-entropy terms cancel, and the remaining dimension term is
This proves the recurrence. If every admissible term vanished, the positive parent moment would also vanish by these inequalities; hence the stated maximum is over a nonempty set.
Corollary 5.8 (Exact specialization to the inverse-density budget). Under the hypotheses of Proposition 5.7, let 0\le\theta\le1, let c be real, and let \mathcal B_a,\mathcal B_b\ge0. Suppose that, for m\in\{a,b\}, every \xi\vdash m and every q-hook \eta\subseteq\xi, with l=m-|\eta|, satisfy
Then every prescribed q-hook \omega\subseteq\lambda, with t=n-|\omega|, satisfies
The constant C does not depend on p,q,\theta,c,\mathcal B_a,\mathcal B_b.
Proof. For an admissible choice in the recurrence put S=\sum_g H_{\eta_g}. The sum of the child allowances is a\mathcal B_b+b\mathcal B_a, and
Thus the expression being maximized is at most
For S,H_\omega\ge0 and 0\le\theta\le1,
if S\le H_\omega this is monotonicity; otherwise its left side equals \theta H_\omega-(1-\theta)(S-H_\omega). Subtract j_n(t).
In particular, taking \theta=1/2, c=1/100 and q\le n^{1/16} gives the inverse-grid estimate with its full stated error and its additive child allowances. Section 10 also derives this specialization through its ordered density product.
The common recurrence exposes the child-dimension penalty and mark entropy before a budget is chosen. It does not by itself supply the sparse estimate or the scale comparison needed to close an induction. We begin the later bounds with named objects, whose budget still prescribes a signed occurrence. Its direct deduction from the first theorem fixes the scope; the rest of that section develops a second proof through crowded cells and coefficient integrals.
6 Named objects and signed-spin angles
This section proves a fixed-moment estimate that allows a representation to be described by two signed-spin partitions and a set of distinct named positions. The induction keeps the complete dependence on the number of names. The negative density term in their budget pays for the number of ways to place them in a rectangle.
Proposition 6.1 below also follows directly from Theorem 1.1; the short deduction is given immediately after its statement. The development in this section supplies a separate proof: the signed-spin setup, crowded-cell sparse estimate, and coefficient-integral angle estimate prepare the trace induction, which closes the same named-object budget. We retain both routes because the second provides these distinct methods. The notation below is local; the sweep and trace conventions remain those of Section 2.
6.1 A budget for named objects
We use representation theory and a trace induction for a whole sweep of switches. Two features of the induction are:
- •
For a trace test one can use a mixture of named objects and tensor spins, not just the regular representation or just spins. The named objects will have to return to the very same cells of a rectangular array. There is an angle saving on the remaining spin space.
- •
It suffices to propagate bounds which can be quite large, but must be small compared with the dimension of an irrep. It helps in doing this to give the named objects a budget per object which decreases at low density (but is clipped at zero).
We use partitions with irreps [\lambda], dimensions D_\lambda, and transposed diagrams \lambda^{\rm t}. For partitions of separate sizes we denote induction from the Young subgroup by a product notation such as \mu*\xi, also used with more factors; membership denotes occurrence. Transposing all diagrams preserves occurrence. Throughout, diagrams of size zero and their representations are allowed.
If z is a list of nonnegative numbers with total u, put
we allow empty lists and use zero when the total is zero. With two partitions as arguments this takes the concatenated list of row lengths, not the entropy of each separately.
We bound matrices for a single sweep in terms of a spin and named-object budget. Define
where we will choose an absolute integer h, possibly very large. Here |\cdot| takes the operator absolute value.
Fix the numerical budget parameters
Write [x]_+=\max\{0,x\} and define
with R_n(0)=0 and a sufficiently large absolute C_0 to be fixed.
Proposition 6.1 (Named-object moment bound). For the constants fixed above, there are absolute choices of C_0 and an integer h\ge1 such that, for every dyadic n\ge2, every \lambda\vdash n, and every occurrence shown below with m=|\tau|,
Deduction from the every-occurrence bound. The occurrence in (38) is exactly (1) by Frobenius reciprocity, and \mathcal S(\mu,\nu)=F(\mu,\nu). Choose \bar\eta<.14 in Theorem 1.1 and then \bar\kappa\le\delta/2, also satisfying that theorem’s parameter restrictions. For \log n\ge2C_0/\delta,
The inequality also holds at m=0 with the stated conventions. Thus the theorem gives the desired result at every sufficiently large dyadic size with h\ge r. The finitely many smaller nontrivial Fourier blocks satisfy a strict norm gap by Lemma 2.2; increasing the fixed h makes their weighted moments at most one. The trivial block already has moment one, and the target budget is nonnegative. This proves the stated constants and quantifiers.
6.2 Signed-spin representations
For the separate proof, we recall the representation facts used below:
- •
We use the regular representation/Fourier formula (in particular Plancherel), Schur-Weyl duality with polynomial GL irreps, the Young branching, Pieri and Littlewood-Richardson rules, the hook and Weyl dimension formulas, and unitary Schur orthogonality. Recall that if \lambda occurs in a two-factor product, it contains each factor’s diagram. When a diagram contains another as upper left subdiagram, the bigger occurs in the product of the smaller with some diagram of the remaining size, by branching.
- •
We use the polynomial irreps of GL(q) also as U(q) types. Their dimensions, on degrees bounded by n, are \exp(O(q^2\log(n+2))) when q\le n. The matrix of a positive diagonal with descending spectrum y_1,\ldots,y_q on a type with partition \alpha has norm \prod_j y_j^{\alpha_j}. We can use the Hilbert spaces as in unitary Schur-Weyl duality; this formula follows, for instance, by highest weight and dominance of the weights by the highest weight. A spectrum including zeros follows by continuity.
Here are two useful descriptions of spin types. Take a space
of plus and minus spins, and take G=U(q)\times U(q), acting by its two defining representations. Let position permutations act on tensor slots by graded permutations: the minus slots incur signs, that is, an interchange of two minus spins has an additional -1. This commutes with G. On V^{\otimes u}, the G-types are indexed by pairs w=(\alpha,\gamma) of partitions with at most q parts each, with total size u. We use the full isotypic spaces. As a module over the symmetric group, the space of such a type consists of copies of \alpha*\gamma^{\rm t}, the number of copies being the dimension of the G-irrep. Indeed, one takes plus and minus counts, uses ordinary Schur-Weyl on both, with the sign twist on the latter positions, and induces.
For u\le n, any \eta in \alpha*\gamma^{\rm t} satisfies
Here and in coarse errors, C denotes an absolute constant that may change. To see this, one can reach \eta from \alpha by adding at most q vertical strips (since \gamma^{\rm t} occurs in a product of that many column diagrams). And similarly one can reach \eta^{\rm t} from \gamma. In particular \eta lives in the q,q hook, and its long row and column lengths agree with those of \alpha,\gamma within O(q) each. In the dimension formula, use at most O(q^2) factors bounded by 2n for the square region, and in a row protruding to the right of it bound hook lengths by the remaining row counts (including the current box), each increased by q; similarly below the square by columns. Their factorial products are bounded by the products of row factorials of \alpha and of \gamma, times \exp(C q^2\log(n+2)). This and the factorial estimate for entropy give (39). In the other direction, total dimension of \alpha*\gamma^{\rm t} is at most \exp(\mathcal S(\alpha,\gamma)), by the dimension formula for induction and the elementary factorial-quotient bounds for the two Specht dimensions and for multinomial coefficients. Thus multiplicities in a spin type, including G-dimensions, cost at most \exp(C q^2\log(n+2)).
6.3 Sparse path cancellation
We give first a separate lemma for those representations for which an estimate using few cards will suffice. Take any fixed c\in(0,1). For all sufficiently large n, if 1\le k=n-\lambda_1\le n^{1-c}, we have
with some fixed c'>0. Constants in this lemma can use c.
Use the action on k-tuples of distinct positions. The irrep occurs here but not with fewer positions, by branching. For tuples x,y, for J\subseteq\{1,\ldots,k\}, write K_J(x,y) for n^{|J|} times the probability that the sweep takes x_J to y_J, and put
For fixed x_i,y_i a path in the switch network is specified: each refreshed bit has its required final value. If one of the paths in x,y does not even share a switch with any other, L=0. Indeed it costs 1/n in all the relevant sweep probabilities, with independent switches. On the other hand, L, as a kernel with multiplier n^{-k} on the distinct tuples, gives the action of the sweep on [\lambda] after compression to it: the proper-subset terms vanish, as their ranges or co-ranges involve fewer entries. Thus we will bound the op norm of the matrix n^{-k}L. If k=1 the lemma is immediate, so take k\ge 2.
We use the dyadic cells on starts x in which bits not yet swept are fixed; on the end positions y use the corresponding cells for the reverse order. Each is a family nested as a binary tree. Put
Call a position in the tuple crowded if it lies in a cell containing at least two of the entries and with entry density at least p_*. A tuple is bad if at least k/4 entries are crowded. For a noncrowded start entry i there is a useful first-contact bound:
Indeed a contributing cell has size 2^j.
Think of n^{-k}K_J in a row as generating paths: actual shuffled paths for the entries in J, and independent uniform ends (with the corresponding paths) for the others, even allowing nondistinct ends until restricting the matrix. For any order of inspecting paths, the conditional probability the next path of a noncrowded start will hit any earlier paths, meaning share any switch, is bounded by (41). Until its first hit it makes free uniform choices. For shuffled cards, the earlier shuffled paths condition only their own visited switches. And at layer j a possible hit with any fixed earlier path requires the first j-1 generated bits to agree with that path at the given switch, as well as agreement on the unswept bits other than bit j, just as counted in (41).
If x is not bad, the row probability of all vertices of the path contact graph being nonisolated costs \exp(-\Omega(k\log(n/k))), uniformly for each J. For clarity, inspect in an independently random order. Given this graph without isolated vertices, at least 3k/4 noncrowded starts each have probability at least 1/2 of an earlier neighbor, so with probability bounded below there are at least k/8 such hits. In any inspection order, conditional hit bounds and a union bound over choices give probability at most 2^k(2d p_*)^{k/8} for this many hits. The column statement with the reverse sweep and nonbad y is identical. This proves exponentially small absolute row or column sums on these parts of L, since factors \exp(O(k)) from summing over J are affordable. Arbitrary absolute row and column sums are bounded by 2^k.
We also need a dispersion observation: from any x, the absolute mass from each n^{-k}K_J to bad distinct y is \exp(-\Omega(k\log(n/k))). We include the details because the same unfavorable starts cannot just be treated as dispersed. For a fixed set E of end positions, occupation counts here satisfy the upper tail bound from independent cards with success probability |E|/n, in the sense of the ordinary Chernoff estimate. For positive common test factors on end positions we have a product upper bound on expectation by single-card expectations. To see this for J, work backwards through the layers: for tracked entries occupying both inputs of a switch, the product of the two test factors on outputs is at most the square of their arithmetic mean. Thus products propagate as upper bounds with the common factor averaged at each switch. At the start the single-path propagations are all equal, since one sweep sends each start to a uniform end. This gives the needed generating function domination, also after including the independent entries outside J.
If y is bad, take the maximal witnessing cells (having the density and count conditions). They are disjoint; there are l\le k/2 of them, with total volume at most k/p_*, and at least \max(k/4,2l) of the entries in their union. There are at most \binom{2n}{l} choices. Using the just-proved count bound, the costs for a given l are bounded by
for an absolute C. These sum to the claimed dispersion estimate; for example, in the combinatorial prefactor the logs are bounded by l\log(n/k)+O(k), absorbed with room in the other exponent.
Partition L according to bad starts and ends. On the bad-bad block the dispersion estimate is available, and on the other blocks we have the nonbad estimates using cancellation of isolated paths. The row/column sum bound for operator norm (using the coarse 2^k for the opposite estimate if necessary) proves (40).
We will also use the zero bound when \lambda has more than n/2 rows. Indeed a layer is the projection averaging a product of pair groups. Only diagrams in the product of n/2 two-box row diagrams can survive, so this follows from Pieri.
6.4 An angle estimate on an incomplete rectangle
We state the form of the estimate to be used in the induction. Consider n=b s slots in b rows, s columns. In the application both b,s are within a factor two of \sqrt n. Let m slots be holes, arbitrary but fixed for the estimate, and use V as above on the u=n-m remaining slots, with q\le n. Take:
- 1.
projections E,F specifying G-type in each row, respectively each column, of non-hole slots (each row and column can have its own type),
- 2.
a projection Q to one global G-type (\mu,\nu), with S=\mathcal S(\mu,\nu).
The row and column projections are for actions constant in the respective row or column. Write S_H,S_K for sums of the type entropies in the specification for the rows, columns, respectively. Then
These type spaces and Q do not require coordinates to be arranged contiguously for rows or columns. Using graded slot order instead of ordinary order to regroup the factors also respects the type definitions, by block-diagonality for plus/minus. In particular E,F commute with Q.
Here is a proof. For a row with v>0 slots after omitting holes and type w=(\alpha,\gamma), take a block-diagonal density matrix A_i on V with block spectra given by \alpha/v,\gamma/v. Then the projection to the type is bounded above in positive order by
Here dg is normalized Haar measure. Indeed, on that type the integral is scalar, with the scalar given by taking trace on the G-irrep and dividing by its dimension. The density tensor action has the standard polynomial action and is the same on all copies; this holds also for singular densities by continuity. By highest weight this trace is at least \exp(-\mathcal S(w)), proving (43). Use arbitrary densities on fully holed rows. We have the analogous bounds with column densities A'_j.
Let w_i,w'_j be the row and column types, including the trivial type on a fully holed line, and choose one sufficiently large absolute C in the local bounds. Put
For a fully holed line the projection and tensor power are scalar one, so the same coefficient, which is at least one, is valid. Let \mu_H,\mu_K be the products of normalized Haar measures on G, with one factor per row and column, respectively. For orientation tuples \mathbf g=(g_i)_i, \mathbf h=(h_j)_j, put
The parity-preserving graded regrouping identifies these positive tensors with products of the local row or column tensor powers. Tensoring (43) within each family gives
Both measures are probabilities, and c_H=\exp\{S_H+Cbq^2\log(n+2)\}, c_K=\exp\{S_K+Csq^2\log(n+2)\}. Apply Lemma 5.4 with its positive operators equal to E,F and its middle operator equal to Q. Since E,F are projections, it gives exactly
The square roots of these tensor products are the tensor products of the individual density square roots. Thus, after the displayed factor \sqrt{c_Hc_K}, it suffices to bound
uniformly in orientations of the densities, absorbing the G-actions into the notation.
Let M=b^{-1}\sum_i A_i. Use Y=(M+\rho I)^{1/2}, \rho>0, to flatten on the left in (44). On the global type, Y^{\otimes u} has norm at most
This follows from the highest-weight density estimate in Lemma 3.1, after normalizing M+\rho I by its trace 1+2q\rho. Let \pi be the compact carrier representation for (\mu,\nu). The operator Y^{\otimes u}Q acts as \pi(Y) on that carrier and as the identity on its multiplicity space, and is zero on all other types. Lemma 5.6 therefore gives
The carrier dimension is at most \exp(Cq^2\log(n+2)).
Insert (Y^{-1})^{\otimes u} on the left of that integral to get Q. We bound the remaining norm in the integrand, on the squared scale, by a product over cells of
by Hilbert-Schmidt on each cell. On the full rectangle these nonnegative quantities sum to at most n, by flattening and the unit traces on the other side. Thus the product over the u cells is at most (n/u)^u\le \exp(Cm), with empty products harmless. This proves the desired bound on (44) by letting \rho tend to zero, and gives (42).
6.5 The independent trace induction
We now complete the separate proof using the preceding crowded-cell sparse estimate (40), the coefficient-integral proof of (42), and a three-regime closure with one fixed C_0.
For this proof, fix
We take (40) available up to k=n^{1-c}. We use constants and asymptotic estimates below independent of h.
Proving it for \mu,\nu of lengths at most q_n at any sufficiently large n suffices at that size. Indeed, if either has more rows, trim each after q_n rows, sending w_* boxes in total to the named count. By containment and associativity, there is an occurrence with the trimmed \mu,\nu and some new partition of size m+w_*. The entropy at the old size n-m exceeds the trimmed entropy by at least w_*\log q_n, since trimmed row counts were each at most (n-m)/q_n, and separating out the trimmed counts only lowers the contribution from the kept counts upon renormalizing the latter. On the range in (37), R_n can increase by at most w_* (\delta\log n+1). This proves the sufficiency for large n.
We will work with sufficiently large dyadic n, assuming (38) for smaller sizes. Consequently, all estimates using subproblem sizes are allowed to use any lengths for spin partitions there. Also, regardless of the right-hand side in (38), in the range of (40) we can make W_n(\lambda)\le 1 for nontrivial irreps, by taking h large depending on c, since D_\lambda\le n^k. And this inequality holds already above height n/2. We explain the treatment of finite sizes after the induction estimates.
Use b rows of size s, with b,s powers of two and within a factor two of \sqrt n. Split a sweep at this scale. We have sweep operators supported on
using rows and columns, respectively; inside a group each acts by independent smaller sweeps. The order will not matter to the estimates. In the product representing B_n, apply the Araki-Lieb-Thirring trace inequality for positive matrices (at power h). Thus a trace of singular values to 2h on any representation is bounded above by
where A_H,A_K are the corresponding tensor products within H,K of the positive group-algebra elements from the subproblem singular squares taken to h (using BB^* or B^*B as appropriate). In particular, on a factor of size s, the regular traces by irrep of that positive element are W_s. Positivity here and below can equivalently be defined by the regular representation.
Fix an occurrence in (38), with lengths now at most q=q_n, and write S=\mathcal S(\mu,\nu). Use a representation X with m slots taken by distinct named objects, one of each name, and the other slots carrying V as above with this q. Names can be treated as additional plus objects for permuting the factors (no sign cost for them). Use the whole Hilbert space allowing the names in any slots and order, with each fixed placement carrying V^{\otimes(n-m)}. Use Q selecting global type (\mu,\nu); it fixes placements of names. It commutes with the position shuffle. This space with Q contains at least D_\tau copies of [\lambda]. This follows from inducing from the name and spin subsets and the description of spin types; in particular the names alone carry a regular representation on their slots. And
by the dimension upper estimates for induction. It follows from (45) that W_n(\lambda) is bounded by D_\lambda/D_\tau times
Here we analyze this last trace, which need not single out \tau or \lambda. Expand in group elements. For a contribution with the m names in cells T, |T|=m, the product of a row and a column permutation must fix these individual cells, not just setwise. Hence each of the two permutations must fix these cells pointwise. The trace contribution for T is therefore m! times
on the remaining spins. In this expression:
- •
a_H is given by using in each row only the group-algebra coefficients on the subgroup fixing the named positions pointwise, acting by graded permutations on the other spins. Likewise a_K in the columns.
- •
These give positive operators. Indeed coefficient restriction of a positive element to a subgroup is positive, for instance by taking a principal submatrix. Each commutes with global G and hence with Q. Within its family of rows or columns, each can be treated in tensor product order by using graded regrouping of tensor factors. Such regroupings intertwine the position and spin-type descriptions above; the graded signs track only the two spin summands, which are preserved by the G actions. Thus, for example, its trace estimates on specified types in that family can use ordinary products of the estimates.
6.6 Local stabilizer traces
We give the local trace bound needed for (47). In a row, write r=|T\cap\text{row}|. For the part of its operator on a G-type w_i=(\alpha_i,\gamma_i) on the s-r slots, put S_i=\mathcal S(w_i). Then the trace of this positive part is bounded by
where (s)_r=s!/(s-r)!.
For details, consider an \eta in \alpha_i*\gamma_i^{\rm t}. Its block of the coefficient restriction only gets contributions from Fourier components in size s that extend \eta upon restricting to \mathfrak S_{s-r}. This follows immediately also by viewing coefficients of Fourier components as matrix coefficients and restricting them. Keep just those components in size s. A diagram extending \eta here occurs in \eta*\xi for some \xi on r slots, so the induction hypothesis bounds each regular trace from these components by \exp(\beta_s S_i+R_s(r)). Coefficient restriction changes the total regular trace of the kept positive element by the group order ratio 1/(s)_r, using the identity coefficient. Consequently this bounds the trace on the \eta-block after multiplying by D_\eta, and allowing also the number of kept partitions, at most \exp(C\sqrt{s}\log(n+2)). But D_\eta itself has lower estimate (39), and the multiplicities to be included on the spin representation, as well as enumerating its \eta here, are absorbed in the displayed error. This proves (48). This argument pays only for diagrams which can go through the type and the r other slots. In particular, the small named-object budget in (38) applies here even if r is just a local count and the global count is much larger.
Within (47), take a type specification E for the rows and F for the columns as in (42). The operators a_H,a_K break into positive parts according to their own families’ specifications, since they commute with the family actions of G. Also, Q commutes with the types of either family. By (48), the traces of the two corresponding parts are bounded on the exponential scale using
besides the falling factorials, R terms and errors, where S_H,S_K are sums of the S_i’s and the analogous column entropies. One more factor in bounding (47) is at most \|E Q F\|^2: one can use eigenvectors of the positive parts and insert Q again since the operators commute with it. Combining (42) with the traces, we can replace the exponent just shown by
Indeed if the sum entropies reach S the trace term suffices, and otherwise the squared angle makes up the difference with rate 1.
6.7 Counting the named positions
All errors here other than O(m), and enumerations of the type specifications, cost O(n^{.85}) in the exponent for large n. For example (48) is used on O(\sqrt n) fibers, and even using the partition count per fiber on this scale is affordable. Thus with r_i=|T\cap\text{row }i| and t_j=|T\cap\text{column }j|, equations (46)–(49) give
with an absolute C_1. We emphasize that this constant does not use C_0 in (37). The elementary falling factorial bounds (s)_r\ge s^r\exp(-C r) and m!\binom{n}{m}\le n^m can be used to treat the last line simply as an expectation over uniform T, with at most \exp(Cm) extra factor. The \binom{n}{m} on the first line, which could still be expensive, is why we propagate with the particular R in (37).
6.8 Closing the budget in three regimes
We verify (38) from (50). First suppose
If n is sufficiently large (permitting dependence on C_0), then \delta\log s-\log(n/m)-C_0>0, and analogously for b. Hence for instance
The extra positive-part terms for both families together can be paid for in (50) with cost \exp(Cm). To see this, compare uniform T with iid cells before requiring distinctness, at likelihood cost bounded by \exp(Cm). Row and column counts of these iid cells arise independently. The row profile probability is bounded by \exp(-\sum r_i\log(r_i/(m/b))), and likewise for columns. The negative-log entries discarded in using the positive part cost O(m) in each family (by z\log(1/z)\le C applied to ratios). And enumerating profiles costs \exp(Cm) here. Thus the budget terms on the last line cost in the exponent at most
with constants independent of C_0. Using \log\binom{n}{m}\le m\log(n/m)+m, (50) now fits into (38), including its R_n(m), by fixing C_0 sufficiently large and taking n sufficiently large. The size errors C_1 n^{.85} in this case can be treated just as O(m).
Next, if m<n^{1-\delta/4} but S\ge n^{1-\delta/6}, we can use crude cost O(m\log n) for the budget and binomial terms together. All overheads then fit in (\beta_n-\bar\beta)S; the coefficient difference is, in particular, at least a constant times 1/(1+\log n) for large n.
In the remaining case (m<n^{1-\delta/4} and S<n^{1-\delta/6}), one of the entries of (\mu,\nu) differs from n-m by O(n^{1-\delta/6}), just by entropy. Thus because \lambda contains both \mu and \nu^{\rm t}, either it is above the height cutoff, or its level n-\lambda_1 is in the sparse range used for (40), for large n. This gives (38) by the sparse bound in (36) or the zero bound, the trivial irrep also satisfying (38).
This closes the trace induction. To make the choices with fixed h explicit as regards dependencies, choose C_0 to meet the absolute constant requirements in the verification, use the arguments just given (and the trimming observation) above some absolute finite size, and take h to meet the requirement for the sparse bound and to give (38) on all needed finite sizes. The comparisons above for sufficiently large n can choose their thresholds independently of further increases in h. For the finite sizes a fixed such h exists: in any nontrivial irrep the sweep has strict contraction. Indeed, it is a product of orthogonal projections, and equality in norm would require a common fixed vector. The pair interchanges in the coordinate lines generate the symmetric group. We include subproblems of one slot as trivial. These choices prove (38) with absolute constants.
6.9 Dimension savings and full-deck mixing
We show why the propagated budget suffices to mix, in particular that it handles shapes with many rows and also many columns. Continue to use c=\delta/40. Small levels and diagrams above the height cutoff are already handled. For any remaining diagram \lambda, take the following occurrence for use in (38):
- •
take the first up to q_n rows as \mu;
- •
below them take the diagram within the first q_n columns, transposed, as \nu;
- •
the remaining southeast boxes, number m, can be assigned a partition factor on m slots.
More precisely, let \eta be the hook portion kept here. We have \eta in \mu*\nu^{\rm t}; this uses adjoining the diagram \nu^{\rm t} under upper rows whose lengths cover its width (or follows directly by the Littlewood-Richardson rule). And since \lambda contains \eta, some m-slot extension suffices. In particular branching and (39) give
If m\ge n^{1-2\delta}, we also have \log D_\lambda\ge (a/2)m\log n for large n. Indeed the remaining boxes alone form, upon translation, a diagram of size m with every row and column length at most n/q_n. We have at least its dimension in the tableau count for \lambda, just by filling it after the hook part. The estimate follows by the hook and factorial formulas.
Here at least one of m,S is \ge n^{1-2\delta} for large n. Otherwise we would again be above the height cutoff or in the sparse range (recall that the remaining irreps under discussion have level greater than n^{1-c}). Thus D_\lambda is at least \exp(n^{.9}) for large n, and all additive errors in these dimension estimates are harmless. Since R_n(m)=0 unless m is large enough for the second estimate, and \delta is tiny compared with a, we see that
on all these remaining diagrams, for sufficiently large n. In particular the sweep on them has norm at most D_\lambda^{-1/(4h)}.
Use now an absolute constant number L of sweeps, repeating in the same order. In squared L^2 distance of density from uniform on the permutation group, Plancherel uses, for each nontrivial irrep, the squared Hilbert-Schmidt norm times D_\lambda, and thus we can bound by summing
On the large dimensions just treated, this gives o(1) in total for L sufficiently large, even allowing the partition count \exp(O(\sqrt n\log(n+2))). On the sparse range 1\le k\le n^{1-c}, use (40), D_\lambda\le n^k, and for example 2^{O(k)} partitions per level. This sum also tends to zero for large absolute L. This proves in particular the required TV upper bound by O(d) steps, from every fixed initial order.
7 Lowering operators and hook-entropy moments
We prove two estimates for the sweep B_n, n=2^d. The first uses ordinary tensor lowerings to bound the operator norm in terms of the first-row defect k=n-\lambda_1. The second bounds an unnormalized moment using the best hook subdiagram of \lambda. It uses the first estimate at sparse levels, then a separate signed-tensor interpolation at the remaining levels.
7.1 The two quantitative bounds
Proposition 7.1 (A norm bound from lowering). There are absolute constants c>0 and C such that, for every dyadic n\ge2 and every \lambda\vdash n with 2\le k=n-\lambda_1\le n/2,
The block with defect one is zero.
The bound is valid throughout the displayed range; it gives a contraction when c\log(n/k)>C.
Here is the second target. Fix
with \alpha decreased further if needed, and set q_n=\lfloor n^\delta\rfloor. A q-hook diagram has no cell (q+1,q+1). For a diagram \eta of size N, let a be its Durfee index and use its Frobenius parts
These parts sum to N. Define
and the clipped remainder cost
Proposition 7.2 (Hook-entropy moment bound). For the fixed constants above, there is a family of real powers p_n\ge8, bounded uniformly over dyadic n\ge2, such that every \lambda\vdash n satisfies
The minimum includes the empty diagram. Equivalently, the moment is bounded by the cost of every permitted hook subdiagram. This quantifier will allow us to use the inherited subdiagram in each child block, after shrinking its hook parameter when necessary. The moment proof uses the norm estimate at k\le n^{1-\alpha/16}. All notation in the rest of this section is local; traces and tensor norms remain unnormalized.
7.2 Ordinary tensors and the backward split
We first prove Proposition 7.1. Split the sites into two halves of size m=n/2. The intermediate object will be a probability law on the half excitation counts l_i and half defects j_i, i=0,1. We will show that l_0 is concentrated around k/2 and that the loss k-j_0-j_1 has a small upper tail. Those two facts will close the norm induction.
The tensors in this part carry the ordinary permutation action. The signed color action used for Proposition 7.2 will be introduced after the norm proof. All tensor words are orthonormal, so the norms below are counting norms, with no probability normalization depending on the excitation sector. For the sweep application fix n=2^d and \lambda=(n-k,\xi) with 2\le k\le n/2.
Let q\ge1 be an integer, let V=\mathbb C^q, with orthonormal basis e_1,\ldots,e_q, and put \mathcal A=\mathbb C e_0\oplus V. For a finite set X of sites write \mathcal H_X=\mathcal A^{\otimes X}, and let \mathcal H_{X,l} be the span of words with exactly l entries in V. A permutation g of X sends the letter at x to g(x). In particular it introduces no signs. We use the zero space when l<0 or l>|X|.
For c\in\{1,\ldots,q\}, let
Thus L_{X,c}:\mathcal H_{X,l}\longrightarrow\mathcal H_{X,l-1}. Its adjoint for the stated norms is the restriction of \sum_{x\in X}|e_c\rangle\langle e_0|_x in the reverse direction. More generally its half version has source and target
with adjoint \sum_{x\in Y}|e_c\rangle\langle e_0|_x in the reverse direction. Conjugation gives \rho(g)L_{Y,c}\rho(g)^{-1}=L_{gY,c}. All the a_{x,c} commute: on different sites they act on separate factors, while on one site either product of two of them is zero. Hence all lowerings just defined commute. The global case is the standard diagonal matrix-unit action [8, Theorem 4.55].
The norms of these maps are also explicit. On a nonzero displayed sector, so 0\le r\le|X\setminus Y|, and for 1\le l\le |Y|,
and the map is zero at l=0. To see this, fix the sites and values of all letters other than 0,c. If h sites carry c, the remaining map is the incidence matrix from h-subsets to (h-1)-subsets. It has h ones in each column and |Y|-l+1 in each row. Cauchy–Schwarz gives squared norm h(|Y|-l+1), attained on constant vectors; maximizing at h=l gives the formula. It applies to the global map with Y=X and, when |X|=2m, to a half map with |Y|=m.
Here is the relation to the tuple realization and the multiplicities that will be retained below. If |X|=N, fixing the l excited sites gives the ordinary induced representation
The direct sum over the excited subsets has its orthogonal tensor norm. Ordinary Schur–Weyl duality [8, Theorem 4.57 and Corollary 4.59] and the Pieri rule, the one-row Littlewood–Richardson case [22, §2.10, equation (2.10.1)], give the unitary decomposition
Each pair (\mu,\tau) in this sum has Pieri multiplicity one. The full Schur color module \mathbf S_\tau(V) is retained. The hook-content formula [22, §3.6, equation (3.6.1), and §4.3] gives
Here h_\tau(r,c) is the hook length of the indicated cell. At l=0 this is trivial induction and the empty partition contributes one copy of the trivial representation; at l=N it is identity induction. If \mu=(N-j,\xi) occurs, the horizontal-strip interlacing inequalities give \tau_r\ge\mu_{r+1}=\xi_r. Consequently j=|\xi|\le l.
For a global defect k, take q=k. The subspace of \mathcal H_{X,k} in which each of the letters 1,\ldots,k occurs once is isometric to the counting-norm space on ordered injections:
This isometry intertwines the position actions. More generally, for a set A of distinct excited names let \mathcal I_{X,A} be the sector in which every name in A occurs once and no other excited name occurs. For c\in A, the restriction L_{X,c}:\mathcal I_{X,A}\to\mathcal I_{X,A\setminus\{c\}} and its adjoint in the reverse direction act on counting-norm injection coefficients exactly as
Thus the restricted squared norm is N-|A|+1, the size of each deletion fiber; if c\notin A, the restriction is zero. For a fixed assignment of the present names to two halves of size m, the same formulas hold inside a half, with squared norm m-l+1 when that half contains l names including c. This identifies the operation with raw tuple deletion, including its adjoint and its normalization.
In \mathcal I_{X,[k]}, the shape \lambda=(N-k,\xi) occurs with the minimum-slot multiplicity f^\xi from Section 2. It occurs on no sector \mathcal H_{X,l} with l<k, also directly by (54). Each L_{X,c} intertwines S_N, so it is zero on the entire \lambda-isotypic subspace of \mathcal H_{X,k}. This proves the needed global cancellation with the tensor adjoints and norms fixed above.
The backward split. Take X=\mathbb F_2^d, write n=|X|=2m, and use the last coordinate of the fixed chronological order 1,\ldots,d. Its two halves are X_0,X_1, and its matching pairs are \{(p,0),(p,1)\}, p=1,\ldots,m. Let P=\Pi_d be the average of their independent switches. The preceding layers act separately in the two halves, and in their original order they give
The tensor product is the action of the subgroup S(X_0)\times S(X_1); inside each factor B_{m,i} has chronological order 1,\ldots,d-1. For the backward calculation the child operator is therefore C^*=B_{m,0}^*\otimes B_{m,1}^*.
Fix one of the selected V_\lambda copies in the distinct-letter subspace just identified. If \|B_n\|_\lambda=0 there is nothing to prove. Otherwise choose a unit top eigenvector v of B_nB_n^* in this copy. Its eigenvalue is \|B_n\|_\lambda^2>0, and the last displayed identity implies
This uses the positive square with the last layer on both outside ends; it preserves the fixed sweep orientation.
To define the component law, let E_{i,l} be the orthogonal projection onto words with l excitations in X_i. For \mu\vdash m let
be the central orthogonal isotypic projection. The four factors in
commute. These are mutually orthogonal projections summing to the identity. Their ranges are, up to the unitary decomposition, V_{\mu_0}\otimes V_{\mu_1}\otimes \mathcal M_{\mu_0,l_0}\otimes\mathcal M_{\mu_1,l_1}, with the entire multiplicity spaces from (54). In particular we do not choose one copy, divide by its dimension, or assume any distribution on the multiplicity spaces. Define
The probabilities sum to one, and 0\le j_i\le l_i. Since C^* preserves every projected range and acts there as B_m^*|_{V_{\mu_0}}\otimes B_m^*|_{V_{\mu_1}} tensored with the identity on the full multiplicity space,
Thus this is a spectral weighting from v, with no independence assumption on the two shapes.
To use this recurrence, we need two properties of its weights: l_0 is concentrated around k/2, and the loss k-j_0-j_1=h_0+h_1 has a small upper tail. The matching symmetry proves the first, and the lowering comparison below proves the second.
The marginal law of l_0 is the ordinary word-coordinate law: summing the isotypic projections gives \Pr(l_0=a)=\|E_{0,a}v\|^2. Sample a word w with probability |\langle w,v\rangle|^2. The equality Pv=v says that v is fixed by each pair swap, so this coordinate law is uniform on each orbit of those swaps. If t pairs of w have two excitations, then k-2t pairs have one. The doubled pairs put one excitation in each half, and the singly occupied pairs have independent fair orientations on that orbit. Hence l_0 is a mixture of
Conditionally on the orbit, for every real z the centered exponential moment is
Here \log\cosh r\le r^2/2 follows by integrating |\tanh r|\le|r|. Optimizing Markov’s inequality for either tail gives
A positive lowering square. We next control h_i, the difference between the half excitation count and its first-row defect. For this local calculation let X be a set of m sites and put L_c=L_{X,c}. Let P_x^0,P_x^+ project onto the base and excited letters at x. Write S_{xy}=\rho((xy)), and define
For the adjoints already fixed, direct multiplication on \mathcal H_{X,l} gives the exact identity
Indeed the same-site terms sum to \sum_xP_x^+=lI. For x<y the two cross terms \sum_c(a_{x,c}^*a_{y,c}+a_{y,c}^*a_{x,c}) exchange a zero and an excited letter and vanish on the other two excitation sectors of the pair. The full site exchange is the sum of this mixed exchange, the zero–zero exchange, and the excited–excited exchange. The sum of the zero–zero exchanges is \binom{m-l}{2}I, which proves (57).
Let c(\rho)=\sum_{(r,b)\in\rho}(b-r). The transposition content formula [26, Eq. (2.1), Proposition 5.3, and Theorem 5.8] makes \Omega_{\mathrm{pos}} act by c(\mu) on V_\mu. On a fixed excited set T, the restriction of \Omega_{\mathrm{col}} to V^{\otimes T} is precisely the ordinary transposition sum on those l tensor factors. It therefore acts by c(\tau) on the summand indexed by \tau in (54); this remains true on its induction to all excited sets. Thus the exact eigenvalue of (57) on the (\mu,\tau) summand is
This statement includes the whole color space \mathbf S_\tau(V).
Write \mu=(m-j,\xi) and h=l-j. Pieri gives \tau\supseteq\xi, with h extra boxes. The first row and shifted tail of \mu give
Add the h boxes of \tau/\xi in any Young-diagram order. A box added to a diagram of size a has content at most a; therefore
The scalar lower bound simplifies exactly as
Thus we obtain the uniform operator inequality on the whole \mu-isotypic subspace:
The first inequality is sharper; the second gives the coarser form (m-O(l))(l-j).
For the rest of the lowering comparison assume k/m\le1/4. For an integer s\ge1, define the ordered-letter sum in half i by
Each L_{X_i,c} intertwines both half position groups. After s lowerings it sends the count pair (l_i,l_{1-i}) to (l_i-s,l_{1-i}). Hence for each fixed ordered letter list, distinct count pairs remain orthogonal, and distinct half position types remain orthogonal. Individual color multiplicity vectors can mix; they were kept together in Q, so no orthogonality among them is used. Applying (58) successively to each projected component gives
where (h)_s=h(h-1)\cdots(h-s+1). At the t-th stage the position type is still \mu_i, while the count is l_i-t; these are exactly the two factors from (58). The sum is over ordered choices, so there is no division by s!. Both l_i,j_i\le k, and every second factor in (59) is at least m/2. Since (h_i)_s\ge s! for h_i\ge s, we obtain
Thus U_{i,s}(v)\ge(c_2m)^s s!\Pr(h_i\ge s) with c_2=1/2.
The half-difference and pair count. Let
All these lowerings commute, and G_cv=0. Expanding L_{X_0,c}=(G_c+\Delta_c)/2 or L_{X_1,c}=(G_c-\Delta_c)/2, every term containing a G_c vanishes on v. Consequently,
We give the pair calculation including repeated letters. For one pair write \sigma for its swap and P_{\ge1},P_2 for its projections onto at least one and exactly two excitations. On its excitation sectors 0,1,2, respectively,
Moreover
It vanishes off the two-excitation sector. On the full pair space,
In particular \delta_c^2=-2a_{(p,0),c}a_{(p,1),c} is included with its correct square. Every product of three lowerings in the same pair is zero because one of its two sites must be lowered twice.
Expand an ordered product of s of the sums \Delta_c. A nonzero term assigns the s ordered positions to a set A of pairs used once and a disjoint set Z of pairs used twice. Put a=|A|, z=|Z|, so a+2z=s. For fixed A,Z there are exactly
such assignments; the ordered positions remain distinct even when their letters agree. If T_{f,\mathbf c} denotes the product for one assignment f, then
Indeed \sigma_p\delta_{p,c}\sigma_p=-\delta_{p,c}, it commutes with the other pair lowerings, and \sigma_pv=v. The pair swaps are commuting self-adjoint unitaries. Thus terms with different singleton sets A lie in orthogonal joint eigenspaces. For fixed s, the size of A also fixes z.
Let
Summing the ordered letters for one assignment, the disjoint tensor factors and the two local squares above give
For a fixed A there are \binom{m-a}{z} choices of Z. Cauchy–Schwarz over those choices and over their N_{a,z} assignments costs \binom{m-a}{z}N_{a,z}; after the letter sum, the sum over assignments contributes the second N_{a,z}. Using the orthogonality between different A’s and then (61), we conclude that
In this display the inner sum is multiplied by the binomial factor only once; it charges interference between the possible double sets Z with the same parity set A.
For a word w, let t(w) be its number of doubly excited pairs and b(w) its number of pairs with at least one excitation. The total-k condition gives b(w)+t(w)=k. All P_{A,Z} are diagonal word projections, and the number that retain w is \binom{t(w)}z\binom{b(w)-z}a: choose Z among the doubles, then A among the other occupied pairs. Therefore
We use the value zero for infeasible binomial coefficients. The squared half factor 4^{-s} has already entered (62). Inserting the preceding occupancy bound there and using \binom{m-a}{z}\le\binom mz and 2^{-s}4^{-z}\le1 gives the coarser ordered-letter bound with unit coefficient C_2=1:
To obtain the tail estimate, return to the more precise factors in (62). Set x=k/m\le1/4. Dividing that bound by (60) and using \binom{m-a}{z}\le m^z/z! gives
The middle estimate uses \binom{2z}{z}\le4^z, and the next sum contains only the even terms of the binomial expansion. For s>k the event is empty, so the conclusion holds for every integer s\ge1. Finally put u=h_0+h_1. If u\ge r, for any real r\ge1, then some h_i\ge\lceil r/2\rceil. Since 4x\le1,
All constants are independent of the alphabet, the shape and the multiplicity spaces. On the remaining parent range k/m>1/4, the final bound in (63) is automatic, since C_1(C_1k/m)^{r/4}=4(4k/m)^{r/4}\ge4. Thus that bound holds throughout 2\le k\le n/2.
For completeness, defect 1 still vanishes exactly. On the one-excitation space each layer averages the indicated bit of the position, so their product is the projection onto constant position functions. Its orthogonal complement is the position type (n-1,1), and hence B_n is zero on that type.
7.3 Removing prefactor losses
The tail estimate now closes the induction without accumulating a loss at each split. Write
We will choose an absolute M_*\ge1 and prove the stronger bound
This is the potential V(n,k)=k\log(n/k)-Ak+B\mathbf1_{\{k>0\}} written with M_*=e^A and h_*=e^{-c_{\rm s}B}; as usual V(n,0)=0. The fixed factor h_* supplies a margin when both halves retain positive defect.
If W_n(\lambda)=0, the estimate is immediate; otherwise use the component law above. Suppose the proposed right side in (64) is less than one; otherwise contractivity proves the estimate. Put y=k/n and
We will choose M_* so that this nontrivial case has y<\delta_*, where 0<\delta_*\le1/8. Then k<m/4, so every child defect j_i\ge2 lies in the range of the induction hypothesis. The trivial child has norm one, and a child with defect one has norm zero. For a component with neither child defect equal to one, the product of the two child bounds divided by the proposed parent bound is exactly
with zero summands at j_i=0.
The exponent in this ratio has a simple uniform bound. Using \log z\le z-1 and j_0+j_1=k-u gives
Since j_0-j_1=(l_0-l_1)-(h_0-h_1) and |h_0-h_1|\le u\le k, the last expression is at most
The split tail in (56) implies \Pr(D>z)\le2e^{-2z} for z\ge0. Consequently, for 0\le t<2,
In particular \mathbb E e^{16c_{\rm s}D}\le9/7<2.
On the event u=0, the child defects equal their excitation counts. If b=1, all excitations lie in one half, so (56) and the exact exponent \sum_i j_i\log(2j_i/k)=k\log2 bound this part of the expectation of (65) by
If b=2, (66) bounds its contribution by h_*\mathbb E e^{8c_{\rm s}D}\le2h_*=1/10.
It remains to bound positive loss. Since M_*\ge1 and h_*^{b-1}\le h_*^{-1}, Cauchy–Schwarz and (63), in the form \Pr(u\ge r)\le4(8y)^{r/4}, bound the total contribution from u\ge1 by
Here 1/8-c_{\rm s}=7/64>0. Choose 0<\delta_*\le1/8 so that the last geometric series, with y replaced by \delta_*, is at most 1/5. Then choose
If y\ge\delta_* and k\ge2, this choice makes h_*(M_*y)^{c_{\rm s}k}\ge1. Thus every nontrivial case indeed has y<\delta_*, as required for the tail estimate and child range.
The three contributions to the ratio are now less than 3/5+1/10+1/5=9/10. Components with a defect-one child contribute zero. Applying (55) proves the inductive step. The range 2\le k\le n/2 is empty at n=2, and all cases with a proposed bound at least one were already covered by contractivity. Strong induction on d proves (64). Dropping h_*<1 gives (51) with the absolute choices c=c_{\rm s}>0 and C=c_{\rm s}\log M_*.
7.4 Signed types and the inherited hook budget
We now prove Proposition 7.2. The norm estimate settles small first-row defects. At the other shapes we will split a sweep into a rectangle, weight each local signed type by its entropy, and interpolate a trace bound with an operator bound. The following comparisons connect those local types with the subdiagrams in L_n(\lambda).
First, for a q-hook diagram \eta of size at most n,
Here is the hook-formula comparison, including the choice of Frobenius parts. Put A_i=a_i-1, B_i=b_i, with r\le q the Durfee index. The Frobenius form of the hook formula is
It follows by splitting the hook product at the Durfee square; compare the row form in [8, §4.17, formula (5) and Theorem 4.53]. All the displayed cross and Vandermonde factors are positive integers at most 2n+1, and there are O(q^2) of them. Replacing A_i! by a_i! costs another O(q\log(n+2)) in logarithms. Finally the multinomial logarithm for the parts a_i,b_i differs from their entropy by O(q\log(n+2)). This proves (67), with the empty shape treated as dimension one and entropy zero.
Use now the signed alphabet with q even and q odd colors from Section 3. A compact type is a pair \gamma=(\gamma^+,\gamma^-); write F_\gamma for the entropy of its concatenated parts. Lemma 3.4 gives all the needed conversion facts. The occurring permutation types are exactly the q-hook shapes, their full signed-tensor multiplicities are \exp(O(q^2\log(n+2))), and, whenever \eta occurs with compact type \gamma,
Combining this with (67) yields
Thus both the compact carrier and the permutation multiplicities fit the same error, and every permitted hook can be realized by at least one compact type.
The parent uses q_n colors, whereas a child moment at size m is stated with the smaller hook parameter q_m. The next comparison justifies using the larger inherited types in that child estimate.
Lemma 7.3 (Passing to an inherited hook). Suppose, at a sufficiently large dyadic size m, positive numbers E_\mu satisfy
Then every subdiagram \eta\subseteq\mu, of size m-l, satisfies
The same conclusion is automatic when E_\mu=0, with logarithm -\infty.
Proof. Intersect \eta with the q_m-hook, obtaining \eta_0 by deleting x boxes. This removes precisely its Frobenius parts of index greater than q_m, each of size at most |\eta|/q_m. Separating the removed parts from the retained ones gives
On each interval of differentiability, G_m'(t)\le\alpha\log m+1; the function is continuous at its clipping threshold. Hence
The bracket is nonpositive for all sufficiently large m, since \beta\delta>\alpha. Apply the hypothesis to \eta_0.
7.5 The range requiring a moment induction
The moment bound (53) holds automatically on the trivial module. At any fixed finite collection of sizes, Lemma 2.2 allows one exponent to make every nontrivial weighted moment at most one. We will choose that exponent after fixing the threshold for the large-size argument.
Let us also dispense with some representations. Diagrams of height >n/2 don’t survive even one layer (invariants under disjoint switches require dominance over the content with n/2 twos, by the Young/Pieri rule). For k\le n^{1-\alpha/16} (first row defect), (53) at large sizes follows already with an absolute power taken sufficiently large, by (51), since D_\lambda\le n^{2k}. All constants, even ones depending on our small fixed parameters, are meant to be absolute. For remaining shapes write S=\log D_\lambda; we note
Here is one verification. If height and width are both < n/10, use the hook bound. Otherwise by transposing take a dimension at least n/10 as width. Below the first row still lie at least c n^{1-\alpha/16} cells (using the height restriction in the transposed case). Take a subdiagram consisting of the first row shortened if necessary but still length \lfloor n/10\rfloor, and l=\lfloor c' n^{1-\alpha/16}\rfloor cells below, c' small. It has exponentially many tableaux on scale l: for instance fill the first l places of row one, then interleave the rest of that row freely with a tableau below. Branching proves the bound.
Moreover on these remaining shapes
at large sizes. Take the intersection with the q_n-hook for \eta. Its dimension is at most D_\lambda. If t=n-|\eta| is below n^{1-\alpha/4}, (70) is immediate. Otherwise the t cells cut away themselves give a diagram (after translation) contained in \lambda, of width and height at most n/q_n, giving S\ge (\delta/2)t\log n by the hook bound. This proves (70).
7.6 Weighted interpolation on a rectangle
For the classical Schatten three-lines interpolation principle used here, see the Stein–Hirschman formulation in [24, Section 3.1, Theorem 3.1]; uniform boundary bounds give the form needed below. The weighted family and its estimates are developed here.
Split the chronological coordinate order into two nearly equal groups. The first gives rows of size m_1 and the second columns of size m_2, where m_1m_2=n and both sizes are within a factor two of \sqrt n. Write
where R is the product of the independent row sweeps and C the product of the independent column sweeps. Take p=\max(p_{m_1},p_{m_2}); the child bounds remain valid at this larger power.
Choose a minimizing hook \eta in (53) and put t=n-|\eta|. Let V=E\oplus O have q=q_n even and q odd colors, and let H be the even space with basis h_1,\ldots,h_t. The compact group G_q acts on V and trivially on H. Let W\subseteq(V\oplus H)^{\otimes n} be the span of words in which each marker h_a appears exactly once. Choose a global compact type \Gamma that occurs with permutation shape \eta on the n-t unmarked sites, and let P=P_\Gamma. In PW, the target shape \lambda occurs with multiplicity at least f^{\lambda/\eta}, by branching with the distinct markers. In particular P reduces both R and C.
The positive operators needed at the middle of this product are
To see their orientation explicitly, extend polar partial isometries to unitaries within each irreducible block of the corresponding subgroup algebra. Then R=AU_R, C=U_CB, and CR=U_CBAU_R. These unitaries commute with P, so the sweep restricted to PW has Schatten p norm \|BPA\|_p. This remains true when either sweep has a kernel.
For a local block X of size m, let Q_{X,\gamma} be its full G_q-isotypic projection on (V\oplus H)^{\otimes X}, where \gamma=(\gamma^+,\gamma^-) has total size at most m and each partition has at most q parts. The total size of \gamma is the number of clean letters. This projection includes every compatible marker word and every placement of its letters. Define
and restrict the resulting operators to W. Each local sweep preserves marker contents and commutes with the color action. Thus F_A,F_B commute with their own positive operators A,B, respectively, and both commute with the global compact-type projection P. We interpolate a trace boundary carrying weights \sigma^{p/2}e^{(1-\beta)F_\gamma/2} with an operator boundary carrying weights e^{-(1-\beta)F_\gamma/(p-2)}. Here \sigma is the local singular value operator, with the orientation just specified.
For p>2 put
At \vartheta=2/p one has h(\vartheta)=0 and \mathcal Z(\vartheta)=BPA. On both boundaries the imaginary powers lie on the outside and have norm at most one. Zero singular spaces stay zero throughout. Schatten interpolation from the operator norm to the Hilbert–Schmidt norm gives
We will choose p large enough that 2(1-\beta)/(p-2)\le1.
7.7 Positive compression at marked sites
We first bound the Hilbert–Schmidt norm squared. We may discard P_\Gamma, by global equivariance, and are bounding the trace of the product of the two squared-weight operators. Terms in this trace must have identical hole positions between the two matrices: each hole must stay in its row and in its column. At a fixed ordered marker placement, Q_{X,\gamma} restricts to the clean compact-type projection, with the same entropy weight F_\gamma. The following local estimate is what we need. If a block holds l holes, the trace over remaining clean letters, on diagonal compression fixing the positions of these holes, of the positive squared-weight operator in the block (all types) is at most
where falling factorials are used.
To see this, decompose the local singular power by permutation shapes \mu at size m. For a positive matrix coefficient operator supported on \mu, with matrix there T\ge0, the diagonal compression just uses its convolution coefficients restricted to the subgroup on m-l positions. Signs from the tensor convention are harmless or are absorbed by putting the hole positions last (signed tensor reordering). In Fourier terms, on a shape \eta' of this subgroup the result of restriction of coefficients is positive, of trace at most
and requires \eta'\subset\mu. Indeed restriction with normalized convolution scaling takes the partial trace on the multiplicity factor of the \eta' part of T, with exactly the displayed dimension and factorial factor, by Schur orthogonality. Apply this in the clean module, using T=\sigma^p|_\mu, and take trace on a given clean type, multiplying by its squared color weight factor at this boundary. Now (69), the induction, and the entropy and dimension approximations F(\eta')=F_\gamma+O(q^2\log(n+2)),\ \log D_{\eta'}=F_\gamma+O(q^2\log(n+2)), pay the entire color weight. Summing types and \mu’s with their possible clean multiplicities gives (72); we have used the standard \exp(O(\sqrt m)) partition-number bound. For disjoint local blocks we can multiply the bounds. More explicitly in signed tensor space, one reorders sites to group blocks to see the tensor product, and on fixed hole positions the reordered positive operators have the same trace. For the row diagonal compression and column diagonal compression, bound trace of their product by product of their traces.
Write
A uniform bound for the log of this boundary Hilbert–Schmidt norm squared is
with the main term zero for t=0. We detail summation. Replace falling factorial reciprocals by m^{-l} costing O(t) in the log per side. The number of placed distinct holes is at most n^t, canceling the m-powers, so average the remaining exponential over t uniform distinct sites. In G_m(l) we can remove the truncation: total error is O(n^{1-\alpha/3}\log(n+2)), using m\asymp\sqrt n and that discrepancies occur only at l\le m^{1-\alpha}. Let x,y be empirical row and column proportions of the hole sites. The sum of the log terms is then the main term in (73), plus t times the two relative entropies of x,y versus uniform. The latter exponential factors cost only O(t+E) in the log. Indeed replacing distinct sampling by independent samples costs at most e^{O(t)}, and the two marginal histograms are then independent with probability for given histograms bounded by the inverse entropy factors; there are at most (t+1)^{m_1+m_2} choices. This proves (73), the E term also counting all the local errors.
7.8 Density normalization at the operator boundary
For the operator boundary we explain a whitening estimate. It will give, in logs after raising to p-2, at most
It suffices to work at magnitude weights e^{-F_\gamma/2}, then steepness can be reduced to (1-\beta)/(p-2)\le1/2, by operator-norm interpolation between these weights and identity bounds, scaling the log estimate. Outside supported projections may only decrease the bound. Aim then for log norm -F_\Gamma/2+O(t+E).
We first construct one positive mixture for the entire local weight e^{-F_X}. Fix a clean type \gamma and write
For s>0, take the even density D_\gamma on V with eigenvalues \gamma_i^+/s on E and \gamma_j^-/s on O, padded by zeroes. For s=0 choose any even density. For g\in G_q put
Only the clean restriction has trace one; each marker has eigenvalue one.
Here is why this single choice controls every marker fiber with type \gamma. Fix the clean positions and the letters at all other positions. Reordering the clean factors gives the decomposition \mathcal M_\gamma\otimes\mathcal U_\gamma of (8). On this space (D_\gamma\oplus I_H)^{\otimes X} acts as I_{\mathcal M_\gamma}\otimes\pi_\gamma(D_\gamma), where \pi_\gamma is the polynomial color action. Summing these orthogonal spaces over clean positions and marker words only enlarges the multiplicity factor. Denote this full multiplicity space by \mathcal N_{X,\gamma}. On the whole Q_{X,\gamma} range the action is
Thus Haar averaging is the same scalar on every copy of \mathcal U_\gamma, independently of marker labels and placements. Lemma 3.1 identifies that scalar as at least e^{-F_\gamma}/u_\gamma. The average preserves every compact type and is positive there, so on the full local tensor space
The same assertion includes the empty clean type: its carrier is one-dimensional and all its factors are markers.
We can now add these inequalities over clean types. There are at most (m+1)^{2q} pairs of partitions of total size at most m, and u_\gamma\le(m+1)^{q(q-1)}. Consequently
This sum charges each clean type once, with all its marker fibers already included in Q_{X,\gamma}. Tensor these positive inequalities over the rows or the columns. Every factor preserves the sector W, so restriction to W gives positive mixtures dominating e^{-F_A} and e^{-F_B}. After dividing by their masses, the index measures are probabilities, and the two masses satisfy
Apply Lemma 5.4 to these two entropy weights, with middle operator P_\Gamma. It bounds \|e^{-F_B/2}P_\Gamma e^{-F_A/2}\| by \sqrt{c_Ac_B} times the supremum of
where T_{\rm col} and T_{\rm row} are sitewise tensor products of extended densities, one clean density for each column or row, repeated along that line. This comparison acts on arbitrary vectors in W. Its logarithmic mass cost is O(q^2(m_1+m_2)\log(n+2)).
For one pair of mixture terms, write R_i for its clean row densities and C_j for its clean column densities. Put Z=m_2^{-1}\sum_{i=1}^{m_2}R_i, a positive trace-one matrix on V. Use inverse powers on its support, and extend all powers by identity on H. In the middle write
on the support needed when applied to the row product. The same identity-on-multiplicity decomposition applies to the global type \Gamma, with n-t clean letters. Its first factor therefore has norm at most e^{-F_\Gamma/2} by Lemma 3.1. Apply Lemma 5.6 to the carrier matrix A=\pi_\Gamma(Z^{1/2}). The factor P_\Gamma(Z^{1/2})^{\otimes n}, zero on all other compact types, is an integral of global color actions with absolute coefficient integral at most
The extended densities, the global color actions and P_\Gamma preserve each ordered marker placement. Their product is therefore an orthogonal direct sum over placements, and its operator norm is the supremum of the norms on those summands. On clean sites we need the tensor over occupied cells (non-hole sites) of
with U\in G_q. The sum over all n cells of their squared Frobenius norms is at most n: summing the whitened row factors gives m_2 times the support projection of Z, and each C_j has trace one. Lemma 5.5 therefore bounds the product of the one-cell norms on any n-t occupied cells by e^{t/2}. The empty product is one when all sites are holes. This bound is uniform over marker placements, so taking their supremum adds no factor. Together with the mixture masses and the global carrier factor, it proves
To obtain the precise operator boundary, interpolate e^{-zF_B/2}P_\Gamma e^{-zF_A/2} between this estimate and the norm-one boundary at \Re z=0. At \vartheta=2(1-\beta)/(p-2)\le1 the result is
Raising to the power p-2 in (71) therefore gives (74) with an error constant independent of p. This order of interpolation permits the finite-base power to be chosen after all size thresholds.
7.9 Closing the moment induction
Putting together (73), (74) and interpolation, and using multiplicity at least f^{\lambda/\eta}, we obtain
We address a dimension detail here: D_\lambda compared to D_\eta f^{\lambda/\eta} need not be estimated by counting orderings through \eta alone without any loss. We need an upper bound at cost \binom{n}{t} times at most exponential in t. In fact
A standard tableau determines the subset of its entries in \eta, their ordering there and the ordering on the skew complement, proving exactly this bound. Hence (75) gives
It was relevant both to transfer the clean dimension through the middle and to have the negative log-sparsity term in (52), so that two contributions at subsizes can accommodate this binomial cost.
Write the error in (76) as \varepsilon_n. For the remaining shapes,
with K independent of p. To see this for its O(t) term, if t<n^{1-\alpha/8} use S\gtrsim n^{1-\alpha/16}. Otherwise the minimizing cost contains
so t\le4S/(7\alpha\log n). The terms E+n^{1-\alpha/3}\log(n+2) are o(S/\log n) in both cases.
Take a size threshold above which K/\log n\le1/4. Equation (76) and L_n(\lambda)<S/2 imply, for each singular value s of B_n|_{V_\lambda},
Consequently, for A\ge4K,
This is the exponent increase needed for the parent estimate.
Choose an integer d_0\ge2 large enough for all preceding large-size and child-size comparisons. The constants A,d_0 depend only on the fixed budget parameters; the scaled operator-boundary estimate (74) keeps them independent of the base exponent. Now choose one P_*\ge8 that meets the sparse requirement and makes every nontrivial weighted moment at sizes 2^d, 1\le d\le d_0, at most one, using Lemma 2.2. The trivial moment is one and every candidate in L_n is nonnegative. Define
The preceding estimates prove the induction with these powers. Along a branch of rounded halvings, the sum of reciprocal bit lengths above d_0 is at most 2/d_0. Therefore
This proves the uniform bound on the exponents and completes Proposition 7.2.
7.10 Amplification to full-deck mixing
Finally, the estimates imply TV convergence in constantly many butterflies. To state the details, at sparse levels (51) in the range used before and the elementary dimension bound show, on increasing a fixed absolute power if necessary, that the sum of D_\lambda times the power traces off the trivial diagram in this range tends to zero. Here one may sum at defect k over at most the partition number of k tails, and get for example n^{-2k} bounds per shape; defect 1 vanished exactly. For remaining levels (53), (70) give the same conclusion with a sufficiently large fixed power, by the lower bound on log dimensions, height cutoff and partition count. Take the power even, 2a; increasing powers throughout is harmless. The density relative to uniform after a complete butterflies has squared L^2-distance at most this vanishing sum, by Plancherel (products of a butterfly matrices in Fourier space have Hilbert–Schmidt norm bounded by the product of Schatten-2a norms). This holds from any starting order, hence gives the required upper bound.
8 A signed-tensor overlap with a minimized tag budget
The argument here minimizes an entropy cost over two signed-spin partitions and a freely labeled remainder. The resulting budget can be negative, so the finite-size and sparse parts of the induction include an explicit additive allowance. The overlap estimate retains its rank dependence. The notation below is local; the sweep and trace conventions remain those of Section 2.
8.1 The budget and the moment statement
For a list v of part sizes write h(v)=\sum v_i\log(\sum_j v_j/v_i), omitting zeros. Whenever M>0, we use the continuous convention x\log(M/x)=0 at x=0. Define a budget
Here the diagrams \mu,\xi have total size n-t, and \lambda occurs in the representation induced by \mu,\xi^\top on disjoint blocks with the remaining t sites freely labeled (a regular factor). Use absolute positive constants b sufficiently small, c sufficiently small compared with b.
Proposition 8.1 (Moment estimate with a minimized tag budget). For sufficiently small fixed b>0 and then sufficiently small fixed c>0, there are a constant C and exponents p_d\ge2 with \sup_{d\ge1}p_d<\infty such that, for every d\ge1 and every \lambda\vdash n=2^d,
8.2 Three budget properties
Here are useful budget facts.
- •
L_n\le\frac12\log D_\lambda. Peel off successively the longer of the first row and first column. Write \mathbf r=(r_i) for the row lengths peeled, \mathbf c=(c_j) for the column lengths peeled, and v for all these lengths in their peeling order. A row peel leaves an interlacing partition, so its reversal adds a horizontal strip; a column peel reverses to a vertical strip. Pieri’s rule therefore gives a trivial factor for a row peel and an alternating factor for a column peel. Put n_+=\sum_i r_i, n_-=\sum_j c_j, and
M_{\mathbf r}=\operatorname{Ind}_{\prod_i S_{r_i}}^{S_{n_+}}\mathbf1, \qquad M_{\mathbf c}=\operatorname{Ind}_{\prod_j S_{c_j}}^{S_{n_-}}\mathbf1.Induction by stages, grouping the row and column factors, shows that V_\lambda occurs in
\operatorname{Ind}_{S_{n_+}\times S_{n_-}}^{S_n} \bigl(M_{\mathbf r}\otimes (\operatorname{sgn}_{n_-}\otimes M_{\mathbf c})\bigr).Decompose M_{\mathbf r} and M_{\mathbf c} into irreducibles and choose constituents V_\mu and V_\xi whose corresponding induced summand still contains V_\lambda. Since \operatorname{sgn}_{n_-}\otimes V_\xi\simeq V_{\xi^\top}, this is an admissible pair for the budget with t=0. An empty list uses the trivial representation of S_0. Young’s rule [9, 14.1, pp. 51–52] says that \mu and \xi dominate the decreasing rearrangements of \mathbf r and \mathbf c, respectively. Convexity of x\log x, applied separately at the fixed totals n_+,n_-, gives
\begin{aligned} h(\mu,\xi) &=n\log n-\sum_i\mu_i\log\mu_i-\sum_j\xi_j\log\xi_j\\ &\le n\log n-\sum_i r_i\log r_i-\sum_j c_j\log c_j =h(v). \end{aligned}Thus L_n\le b h(v).
To bound h(v), write \ell=v_1,\ s=n-\ell. If s=0, then h(v)=0. The hook product on the first removed line is at most \ell!\exp(s), by adding the s excess lengths; on every later one it is at most (2v_i)^{v_i}. Stirling or factorial estimates thus give \log D_\lambda\ge h(v)-O(s) (the ratio n!/\ell! has log at least n\log n-\ell\log\ell-O(s)). Also \log D_\lambda=\Omega(s) for growing n: if \ell is a sufficiently small fraction of n this follows directly; otherwise keep the first line and a subdiagram below (or beside) it of size u=\min(s,\lfloor\ell/3\rfloor); interleavings of its fixed tableau with the line respecting the two-list ballot condition already give exponentially many in s. Bounded small sizes can equivalently be handled separately. Hence h(v)\le C_0\log D_\lambda uniformly for an absolute C_0, and fixing b\le1/(2C_0) proves the claimed budget bound.
- •
Every minimizing choice has at most q=\lceil n^{1/16}\rceil parts in each of \mu,\xi, for large n. Otherwise removing one end box from a smallest part and making it a tag (increasing t) saves b((1/16)\log n-O(1)) while costing at most c\log n+1. Branching permits this choice.
- •
L_n\ge -O(n^{1-c/2}), and at the minimum t=O(n^{1-c/2}+\log D_\lambda/\log n).
For the last property, isolate the raw tag term on the real interval 0\le t\le n:
Its derivative is \log(t/n^{1-c})+1, so its minimum occurs at t=n^{1-c}/e and equals -n^{1-c}/e. For t\ge n^{1-c/2}, we instead have \phi_n(t)\ge(c/2)t\log n. Since bh\ge0, the first bound gives L_n\ge-n^{1-c}/e\ge-n^{1-c/2}/e. At a minimizing choice above the second threshold, (c/2)t\log n\le L_n\le\frac12\log D_\lambda, so t\le\log D_\lambda/(c\log n); below that threshold, t<n^{1-c/2}. These are the two assertions in the last bullet.
In the dense-level case n-\lambda_1\ge n^{1-\eta}, where \eta>0 is fixed sufficiently small compared with c, only \ell(\lambda)\le n/2 matters: taller diagrams have no invariant vector for the first matching (Young’s rule). Here \log D_\lambda\gtrsim n^{1-\eta} by the preceding estimates. Consequently multiplicative losses \exp O(t+n^{1-c/6}) in proving (77) at such levels can be absorbed (even to give the bound without the C n^{1-c/2}) by raising the exponent by a factor 1+O(1/d), since the bound itself then forces each singular value to power p_d to be at most \exp(-\Omega(\log D_\lambda)).
8.3 Sparse mixed-particle paths
First we record the sparse-level estimate for 1\le k=n-\lambda_1<n^{1-\eta}:
for large d, some a(\eta)>0. Work on the module of injections of k tracked labels. Lower-coordinate kernels (depending on fewer than all the labels of the output) kill the isotype in question, by branching. Analyze B_n B_n^* B_n; in the middle sweep replace the joint kernel by the alternating inclusion-exclusion sum over subsets I of labels, in each term updating I together and each of its complement by private independent randomness. Use only distinct endpoints. Proper subsets give lower-coordinate kernels since a single particle finishes exactly uniformly. Given start and finish the paths are forced within the sweep. Draw their contact graph (using a common switch location at the same time). If some label is isolated the inclusion-exclusion entries cancel exactly (factorization on disjoint switches), so restrict every summand to no isolates. Each resulting nonnegative matrix, including the flanking sweeps, has column sums at most 1 (without restriction the independent-group updates preserve counting measure on their product space).
Its row sums are at most n^{-\Omega_\eta(k)}, as follows. After the first sweep the tracked occupied sites have joint occupation upper bounds (k/n)^r for every set of r sites. Indeed joint occupancy bounded by products of one-site probabilities persists from deterministic sets under fair transpositions (average the products, using arithmetic-geometric mean when both sites occur).
Fix the original injection, the common subset I, a time \theta in the mixed middle sweep, and an ordered list of targets \mathbf y=(y_1,\ldots,y_r), where r\ge1 and repetitions are allowed. Let Z_i(\theta) be the position of label i after the first true sweep and the indicated middle layers. For J\subseteq\{1,\ldots,r\}, define the following sums over tracked labels:
Thus N counts ordered distinct labels, not necessarily distinct target sites.
Temporarily condition on \mathcal F_0, the sigma-field generated by the random starting configuration of the middle sweep. The coordinates updated by time \theta partition the sites into blocks C of a common size v. In block C, let A_C,F_C be the initial common and private particle counts, and let j_C,\ell_C count target indices in J,J^c. If two common targets coincide, then N_J=0, because common particles remain at distinct sites. Otherwise the fair-switch occupation bound applies to the j_C common targets; the distinct private labels have independent uniform positions and contribute the falling factorial (F_C)_{\ell_C}. Conditional independence between blocks and between the common and private randomness gives
Private targets may repeat, and a common and private target may coincide. We use (a)_0=a^0=1, with infeasible falling factorials zero. For A\ge j, the second inequality follows from A^j/(A)_j\le j^j/j!\le e^j and (A)_j(F)_\ell\le(A+F)_{j+\ell}, with the evident convention at j=0.
Put r_C=j_C+\ell_C. Averaging over the first true sweep now gives
Indeed the factorial product counts ordered distinct occupied starting sites within disjoint blocks, and each set of r such sites has joint occupation probability at most (k/n)^r. Averaging the conditional bound and summing over J therefore proves
This final expectation includes the first true sweep and the middle randomness; it conditions only on the original injection and I, with \theta and \mathbf y prescribed.
Divide the middle sweep into a constant (depending on \eta) number of pieces each varying a block of bits of volume at most n^{\eta/2}. No isolates forces in some piece \Omega_\eta(k) particles sharing their fixed-bit classes with peers at its start, hence at least r=\Omega_\eta(k) disjoint pairs there (round with r\ge1, excluding the impossible case). Counting ordered target pairs, applying the preceding occupation bound to their 2r ordered endpoints, and dividing by r!, probability at most
This proves the assertion. The matrix row-column sum bound and 2^k terms now bound the cubed singular norm, proving (78). Since D_\lambda\le n^k, this suffices both for (77) and for stronger decay with a fixed exponent.
8.4 The dense-level trace induction
We detail the dense-level induction. Use the two halves of the bits to arrange the sites in a rectangle with side lengths m=2^{\lfloor d/2\rfloor},m'=n/m. (Call the row length m.) The sweep factors are products of independent smaller sweeps on rows and on columns. With p=\max(p_{\lfloor d/2\rfloor},p_{\lceil d/2\rceil}), bound the left trace without D_\lambda by {\rm tr}_\lambda AB, where A,B are positive subgroup algebras on rows and columns respectively, absolute powers p as in the trace inequality. Each is a tensor product, with regular trace budgets (77) per isotype per line.
Use minimizing \mu,\xi,t, choosing \nu\vdash t such that induction with the tag block of type \nu contains \lambda; in particular
Majorize the trace by using induction with regular tag block divided by D_\nu, allowed by positivity of irrep traces. In expanding AB, a trace contribution fixes all tagged sites individually. Since row and column lines intersect once, each factor permutation must fix them individually. Thus the upper bound is t!/D_\nu times a sum over tag sets T of size t, of {\rm tr}_{\mathcal H} A_0 B_0. Here A_0,B_0 are coefficient restrictions to row and column groups avoiding T, and \mathcal H on the remaining grid sites is the representation induced by \mu,\xi^\top. Restrictions are positive (compress regular matrices).
Write r_i for row tag counts and s_j for column counts. Let H be the product of the full row groups and H_0 its subgroup fixing the tags pointwise; write J,J_0 for columns. A row type is an irreducible representation V_\gamma=\bigotimes_iV_{\gamma_i} of H_0, of dimension D_\gamma=\prod_iD_{\gamma_i}. The element A_0\in\mathbb C[H_0] acts by the same matrix on every copy of this type. In the next display, \operatorname{tr}(A_0)_\gamma denotes the unnormalized trace on one such copy. For each row type occurring on \mathcal H,
The column estimate is identical. To prove the row estimate, apply Lemma 3.3 in each row, with G=S_m, its subgroup S_{m-r_i}, and the positive local factor A_i of A. It gives
Thus only extending parent types contribute, and there is no branching-multiplicity factor in this sum. Multiplying over rows gives \prod_i(m)_{r_i}^{-1}=|H_0|/|H|. The number of extension choices is at most \exp O(n^{3/4}\log n) by the partition bound.
Each \gamma_i occurs in induction of a signed pair \delta,\epsilon^\top, both of length at most q: restrict the global signed tensor realization to the row and split its two parity classes. Every extension \alpha_i can then use this pair and r_i regular tags as a candidate in L_m(\alpha_i). The minimum is at most this candidate cost, so the child bound (77) applies with
For clarity, any Littlewood-Richardson result \gamma_i of \delta,\epsilon^\top contains both diagrams. Outside their union it adds at most q^2 boxes since that bounds their intersection. In the first q rows and columns where they overlap or interact (the q\times q corner) hook costs are polynomial per box; in the horizontal arm, for boxes of \delta, downward hook contributions within first q rows cost at most O(q^2\log n) extra log over row factorials. Extra boxes outside \delta,\epsilon^\top also modify hooks by O(\log n) per box (harmonic sums along their lines); boxes of \epsilon^\top do not extend into the horizontal arm, but can lengthen rows there only via the corner, already within the row extent of \delta if that row has arm boxes. The vertical arm works symmetrically. Thus hook product is at most \prod\delta_i!\prod\epsilon_j!\exp O(q^2\log n), giving (80).
The child allowances sum over the n/m rows to C(n/m)m^{1-c/2}=O(n^{1-c/4}). Together with the type-entropy errors and extension counts, this fits O(n^{1-c/6}) for the fixed small c. The remaining child terms sum to b\log D_\gamma+ct\log m-\sum_i r_i\log(m/r_i), which proves (79) with constants independent of the moment exponent.
8.5 The signed-tensor overlap
We next retain the ranks needed to combine the one-copy traces in (79). Fix a row type V_\gamma of H_0 and a column type V_\beta of J_0. Let P\in\mathbb C[H_0] be an orthogonal projection supported on type \gamma, of rank r on V_\gamma, and let S\in\mathbb C[J_0] be supported on type \beta, of rank s on V_\beta. On \mathcal H each acts on every multiplicity copy of its type. In particular r,s are ranks on the respective product-group irreducibles, not ranks on \mathcal H or on compact color carriers. We claim
Zero ranks give zero overlap. For the other cases use the signed tensor space on the non-tag sites, with q even and q odd colors. Its global compact type (\mu,\xi) is a tensor product of a compact carrier and \mathcal H, by (8). Restricted to row groups, multiplicities in the entire tensor space are \exp O(n^{4/5}). Indeed, on each line the sum of squared multiplicities is the commutant dimension. The signed action on matrix units bounds that dimension by the number of orbits, at most (n+1)^{(2q)^2}. There are O(\sqrt n) lines and q=O(n^{1/16}). It follows that \operatorname{tr}_{\mathcal H}(PS)\le rs\exp O(n^{4/5}). We will interpolate this with a bound for the full row and column type projections. Its proof keeps the compact carrier visible.
We give the full covariance calculation, including the unitary multiplicity. This also explains why the comparison is valid for noncommuting densities.
If n-t=0, the untagged representation \mathcal H is one dimensional, h(\mu,\xi)=0, and all local permutation types have dimension one. The overlap bound is immediate (a zero rank gives zero, and otherwise both ranks are one). We henceforth assume n-t>0.
Write h=h(\mu,\xi) and let \mathcal U be the irreducible representation of U(q)\times U(q) of type \tau=(\mu,\xi), with dimension M. On the global \tau-sector the tensor space is
The symmetric-group action, and hence every row or column permutation projector, acts on \mathcal H and as the identity on \mathcal U. For a tensor product R of row densities and a tensor product U of column densities, let R_\tau,U_\tau be their diagonal blocks on this sector. Define the ordinary, unnormalized partial traces
Although R and U need not preserve the sector, their diagonal blocks are positive.
Let \bar\sigma_R,\bar\sigma_C be the averages of the row and column densities over all corresponding line indices. First make the densities positive definite; the result for singular densities follows by approximation on their supports. Write
The highest-weight bound for a trace-one matrix gives
and the same statements hold for \bar\sigma_C and K_C. For every positive operator A on \mathcal U\otimes\mathcal H,
To verify the positive order, test a vector v\in\mathcal H. Its compression A_v on \mathcal U is positive, and the scalar on the left is \operatorname{Tr}(K_R A_vK_R) =\operatorname{Tr}(A_vK_R^2) \ge e^h\operatorname{Tr}A_v. In particular, the comparison does not require K_R to commute with A.
Choose a parity-preserving matrix Z_0 with squared singular values (\mu_i/(n-t),\xi_j/(n-t)) and put Z=gZ_0h_0, with g,h_0 independent Haar block unitaries. In the complete tensor space use X=\bar\sigma_R^{-1/2}Z\bar\sigma_C^{-1/2}. The product formula and Lemma 5.5 give
Indeed the full-grid average of the one-site factors is \operatorname{Tr}(\bar\sigma_R X\bar\sigma_C X^*)= \operatorname{Tr}(ZZ^*)=1.
Averaging independently over g,h_0 eliminates terms between inequivalent global unitary types by Schur orthogonality. Every surviving type contributes a nonnegative scalar. For the selected type \tau, the contribution is exactly
Here the carrier matrices are understood to be tensored with the identity. The formula follows twice from \int\rho(g)A\rho(g)^*\,dg=(\operatorname{Tr}A/M)I; expanding matrix entries on the multiplicity space gives the ordinary partial traces displayed above. The highest-weight monomial gives \|\rho_\tau(Z_0)\|_{\rm HS}^2\ge e^{-h}. Apply (82) to both positive blocks, and use positive trace comparison successively. Thus (84) is at least
Combining this with (83) yields
We now specify the local density mixtures. In a row with M_i>0 untagged sites and permutation type \gamma_i, list all compatible polynomial type pairs (\delta,\epsilon), each of length at most q, of total degree M_i, for which \gamma_i occurs in \delta*\epsilon^\top. For each pair choose the parity-preserving trace-one matrix with combined spectrum (\delta/M_i,\epsilon/M_i) and conjugate it by independent Haar unitaries in the two parity spaces. Its tensor power on the corresponding polynomial sector has, before averaging, highest-weight eigenvalue e^{-h(\delta,\epsilon)}. After averaging it is scalar there, with scalar at least that eigenvalue divided by the polynomial carrier dimension. It remains positive on every other sector.
By (80), h(\delta,\epsilon)\le\log D_{\gamma_i}+O(q^2\log n). The carrier dimensions and the number of type pairs are both \exp(O(q^2\log n)). Mix uniformly over this finite list of pairs. The resulting density average therefore dominates D_{\gamma_i}^{-1}e^{-O(q^2\log n)} times the full \gamma_i projector on this row’s signed tensor space: that projector is contained in the sum of the compatible polynomial sectors. A row with no untagged sites has scalar tensor power one and can use any parity-preserving density. Tensoring the independent row mixtures, and using the graded regrouping of sites, gives domination by D_\gamma^{-1}e^{-O(n^{4/5})} times the full row-type projector. Indeed there are O(\sqrt n) lines and q=O(n^{1/16}), so all line errors fit in O(n^{4/5}). Construct the column mixture in exactly the same way with its local permutation types. It gives the corresponding factor with D_\beta. The row and column mixtures are independent. On the global sector these projectors have the form I_{\mathcal U}\otimes P_\gamma and I_{\mathcal U}\otimes P_\beta. Their unnormalized partial traces are M P_\gamma and M P_\beta. Independence of the two density mixtures and positivity therefore give the lower bound
The two factors M cancel the M^2 in (85), proving the full-type endpoint
Finally let P,S have ranks r,s>0 in the respective irreducible symmetric-group spaces, as in the statement. Positive trace comparison bounds their overlap by the full-type endpoint. The multiplicity estimate supplies the independent bound \operatorname{Tr}(PS)\le rs\,e^{O(n^{4/5})}. For 0<b<1, interpolate these two scalar upper bounds using \min(A,B)\le A^bB^{1-b}; since (rs)^b\le rs, the result is
which is the stated overlap estimate. The case of a zero rank is immediate.
8.6 Counting the tag layouts
Spectrally expanding A_0,B_0 into positive weighted projections and summing (81) using (79) (numbers of types absorbed), we conclude
Here per table we used \binom nt t!(|H_0||J_0|)/(|H||J|)\le e^{O(t)}, by falling factorial bounds. Group the tables by margins (subexponentially many, \exp O(n^{4/5})). With given margins their number is at most
Indeed order the t entries arbitrarily, use multinomials for the two coordinate sequences separately and divide by t!. This gives precisely the desired budget with absorbable losses.
8.7 Closing the exponent recursion
Fix b, then c, and then \eta in the ranges required above, in particular with \eta<c/6. The raw tag calculation gives L_n\ge-n^{1-c/2}/e. Fix the theorem’s allowance C\ge1/e now, so L_n+C n^{1-c/2}\ge0 at every size and for every diagram.
For a dense block that is not annihilated, write W=\log D_\lambda. The bounds on t and W, together with \log n=d\log2 and \eta<c/6, give t+n^{1-c/6}\le K_0W/d above a fixed size. Consequently the preceding trace and layout estimates, with this C fixed, give
whenever the child bounds hold with exponents at least two. Here K is independent of p: the trace inequality has unit constant, and the coefficients in the remaining errors above depend only on the fixed budget constants and allowance. Increase the size cutoff so that K/d\le1/4. Since L_n\le W/2, the last display makes every singular value s satisfy s^p\le e^{-W/4}. Hence
when A\ge4K. Choose an integer cutoff d_0\ge1 large enough for this argument, the minimizing-part and sparse estimates, and all child-size thresholds used above. Both A and d_0 have now been fixed independently of the base power.
Choose one real P_*\ge2 above the fixed sparse requirement, including the stronger sparse decay, and large enough for every nontrivial block with 1\le d\le d_0. This is possible by Lemma 2.2: there are finitely many such blocks, their sweep norms are strictly below one, and
once P_* is large enough. Trivial blocks have weighted trace one and are covered by the already fixed nonnegative allowance. Set
Every p_d is at least P_*, so the sparse estimate remains available. Along a rounded-halving branch above the cutoff, a parent u and child v satisfy u-1\ge2(v-1). Thus the sum of 1/u along that branch is at most 2/d_0, and p_d\le P_*\exp(2A/d_0). This proves (77) with bounded exponents.
After a sufficiently large absolute constant number of sweeps, Plancherel now gives vanishing squared relative L^2 distance to uniform: for dense types (77) gives individual norm to bounded power \le e^{-\Omega(\log D_\lambda)}, dominating both D_\lambda^2 and the partition count; for sparse types use (78) and D_\lambda\le n^k, with at most 2^k diagrams per level. This implies the total variation bound, independent of the starting order. The support obstruction is Lemma 2.3.
9 Simultaneous hook and marked-site trace bounds
This proof keeps two assertions simultaneously: a dimension bound for every representation, and a stronger bound for every permitted hook subdiagram with a sufficiently large marked complement. The positive-part penalty in the trace recursion controls the sum of child log dimensions. All notation introduced below is local to this section. Traces are unnormalized, logarithms are natural, and a sweep on 2^d positions takes d physical shuffles. The conventions are those of Section 2.
9.1 Moment normalization and simultaneous targets
We work over \mathbb C, using unitary representations of symmetric groups. For a dyadic size m=2^a, use the sweep B_m of Section 2. Partition indices of irreducibles are denoted \lambda, the representations by [\lambda], their dimensions by D_\lambda, and traces in them by \operatorname{tr}_\lambda. Use also the empty partition in size zero, of dimension 1. From this point through the end of this section, p\ge1 denotes an integer square-moment index; Proposition 9.1 later chooses p to be an absolute power of two. For \lambda\vdash m=2^a, set
Use e_\lambda=-\infty if the trace is zero. B_\lambda will also be used in sizes other than powers of 2.
The general marked recurrence will be used at real Schatten order 2p. The simultaneous induction below needs its sparse estimate, a dimension lower bound, and a comparison when the permitted hook shrinks. After completing that induction, we give an alternative derivation of its recurrence using weight projections and a trace inequality for powers of two. That derivation reuses the ordinary representation-theoretic conventions but supplies its own density and marked-trace argument.
The aim is to bound \mathcal L_\lambda for one fixed large p. Near a single long row we do this directly using functions of a sparse set of labels. Otherwise we split a sweep in half, into independent operations on rows of a grid and then on the transversal columns, and recurse on traces. A graded tensor space handles diagrams in a small hook: it gives a weight-entropy bound from log dimension, and product states on rows and columns permit an overlap bound using the transversality. Distinct marked slots handle cells outside a hook. To keep the errors small relative to dimension the induction will track both log dimension on the hook and a budget for the marks. Constants in estimates below may increase from one bound to the next and are absolute once the indicated numerical parameters are fixed.
Take p to be a power of 2; its size will be fixed after all thresholds. Use \gamma=1/40,\ \eta=9/10, and K_n=\lfloor n^\gamma\rfloor. Define
(zero at t=0). Let n=2^d be sufficiently large, and split the sweep into first \lfloor d/2\rfloor and last \lceil d/2\rceil coordinates, with r,s the respective powers of 2. The first part X acts by copies of B_r within the s rows of the grid, the second Y by copies of B_s in the r columns: averages factor across the disjoint groups in each part. So B_n=YX. Index these groups together by g, of sizes m_g.
Suppose \lambda\vdash n has \mathcal L_\lambda>0, and choose any subpartition \mu\subseteq\lambda of size M=n-t fitting the K_n-hook. Proposition 5.7, with real Schatten order 2p and hook parameter q=K_n, gives
Here one can take the max over choices with integers 0\le h_g\le m_g summing to t in each of the two branches (rows, columns); \alpha_g\vdash m_g,\ \mathcal L_{\alpha_g}>0; and \delta_g\subseteq\alpha_g of size m_g-h_g fitting the K_n-hook. The constants and size threshold do not depend on p.
Indeed its error is O(t+n^{9/10}), since (r+s)(K_n^2+n^{1/4})\log(n+1)=O(n^{9/10}). The alternative weight-space proof appears at the end of this section.
9.2 The simultaneous estimates
Fix u=10^{-5}, \delta=u/4; the sparse and dimension estimates below will use this value of \delta. Call t high in size n if t>0 and \log(n/t)\le u\log n. Use bit-length levels d\le 2^l D, l\ge0, with an absolute integer D sufficiently large. Set
Take D large enough that the sum of increments is less than b_0; in particular A_l<1/2,\ 3u<b_l\le 2b_0<A_0\gamma/2. Further sufficiently-large requirements below on D will be independent of the eventual moment exponent.
Proposition 9.1 (Simultaneous dimension and marked-hook estimates). There are an absolute threshold D and, after D is fixed, an absolute power of two p\ge1 such that the following bounds hold at every level l\ge0 and every size n=2^d with 1\le d\le2^lD. For every \lambda\vdash n with positive trace, (G) holds. For every such \lambda and every \mu\subseteq\lambda with \mu_{K_n+1}\le K_n, put t=n-|\mu|. If t>0 and \log(n/t)\le u\log n, then (H) holds:
9.3 Sparse harmonic-tuple coupling
Here first allow any fixed 0<\delta<1/2; the simultaneous induction uses the value chosen above.
There is a p_0=p_0(\delta) such that, for any integer p\ge p_0 and sufficiently large m=2^a (threshold depending only on \delta),
For this consider the space of functions on ordered injections x=(x_1,\ldots,x_k) of positions, with the uniform inner product, under permutation of positions ((\pi f)(x)=f(\pi^{-1}x)). Call a function harmonic here if summing over the choices of any one coordinate, with the others fixed, gives zero. These functions form an invariant subspace: it is the orthogonal complement of the span of the functions independent of at least one coordinate. Applying the branching rule [26, Theorem 5.8] and Frobenius reciprocity [8, Theorem 4.33], [\lambda] with first row m-k occurs on the injection space (the stabilizer is S_{m-k}), but does not occur on (k-1)-injections, since it does not contain the subpartition (m-k+1). Its isotypic subspace is therefore harmonic.
Let T=(B_m^* B_m)^p act on these functions. Evaluation of g=T f is the expectation of f by evolving positions through p blocks, each consisting of two sweeps (one in reverse order; reversing the factors for action on positions still has the two-sweep property). We keep layers as separate random layers even where a projection is repeated. For disjoint injections x,y (all 2k positions distinct, possible for these sizes when m is sufficiently large), consider the alternating sum \Delta g(x,y) of g on the 2^k injections choosing x_i or y_i for each i, with sign (-1)^{\#\{i:y_i\text{ chosen}\}}.
Couple all these evolutions by a skeleton with two alternative paths per label i, initially at x_i,y_i. They can coalesce within a label, in which case we use one path thereafter. Paths of distinct labels stay distinct. At a layer, call a label clean if none of its paths occupies a switch pair shared with a path of a different label. For each clean label choose a fresh uniform destination bit in the active coordinate, the same for both its paths, directing each to that endpoint of its pair. (This can direct both to the same endpoint.) For pairs involving unclean labels use the usual swap coins. All coins except the sharing just specified are fresh and independent. Pairs shared across labels always use a common usual swap, so preserve distinctness. For any fixed selection of alternatives, conditionally on the skeleton so far its paths have exactly the correct one-step transition: sharing a destination bit within a clean label causes no required correlation to fail, since only one of its paths is selected; among the pairs seen by the selection there are independent coins and a shared pair makes complementary outputs. Consequently from any fixed skeleton at a block start the trajectory of a fixed selection has the standard shuffle-path law.
Once any label coalesces, the alternating sum of the final f evaluations cancels pointwise in this coupling (its expectation is \Delta g), by toggling that label’s choice. To have no coalescence through a block starting with none, every label must be unclean at least once in the last sweep of the block: clean updates all through that sweep give identical bits in every coordinate for its paths. In such a skeleton, a uniformly random selection of alternatives has in expectation at least k/4 distinct labels that participate in selected-path pair collisions in this sweep. Indeed for each label take a witnessing shared pair; selection of the two paths at that pair has probability 1/4 since they belong to distinct labels. In particular some selection has at least k/4 participants. We union bound this last event over the 2^k fixed selections, without conditioning their laws on what happens during the block.
For one fixed selection, we can do the trajectory probability calculation in its standard path law starting from deterministic positions conditionally at the block start. At the start of the last sweep the occupied subset satisfies
for any set A. To see this, the same product bound using individual marginal occupation probabilities holds initially from deterministic positions and is preserved by a layer. Pull A back through the independent swaps; the expected product of old marginals factors by pairs. A single endpoint in A yields the averaged marginal, and both endpoints yield the old product at most the square of the average. After the first sweep the averaged marginals are all k/m, by averaging along every coordinate. Independently of this subset, full shuffle coins in the last sweep define a graph on the m positions at the start of that sweep. Trace paths starting at all positions, connecting starting positions whose paths occupy a switch pair at any layer just before its update. The graph has maximum degree at most a. Participants are exactly the occupied vertices with an occupied neighbor.
In a fixed such graph, the nontrivial connected components of the induced occupied graph, if they have v\ge k/4 vertices total, give a collection of c\le v/2 nontrivial connected sets. The number of possibilities for given v,c is at most \binom mc 2^v a^{2v}: choose roots in order (say the least elements, sorted), sizes, and describe each connected set by a walk traversing a spanning tree from its root using 2(\text{size}-1) steps. Apply the occupied-set bound to each such collection (with v distinct vertices). Since (em/c)^c is increasing up to c=m, we can bound the root count by (2em/v)^{v/2}. Summing in c (at most v\le 2^v terms), the probability for a fixed selection is at most
for an absolute C, using v\ge k/4. For sufficiently large m and q=k/m\le m^{-\delta}, the bracket is at most q^{1/4}, giving sum at most 2q^{k/16}. Including the 2^k selections, the conditional probability of no coalescence through the block is at most q^{k/32} (absorbing 2^{k+1} for sufficiently large m). This bound repeats conditionally at each block. It gives
If f is harmonic so is g. Average the alternating difference over a uniform y disjoint from x. For a nonempty subset S of coordinates replaced, of size j, summing g over distinct choices for these outside all of x can be done by inclusion-exclusion starting with choices just avoiding the positions of x in coordinates outside S (and still distinct). Expand \prod_{i\in S}(1-\mathbf 1_{\{y_i\in x_S\}}) where x_S here is the set of corresponding positions. Terms with any unrestricted variable coordinate vanish on summing in that coordinate by harmonicity. The result is (-1)^j times the sum with a permutation of the j positions x_S used, divided by (m-k)_j for averaging. Thus the average alternating difference differs from g(x) by at most \|g\|_\infty\sum_{j=1}^k (k)_j/(m-k)_j, where (m)_j=m(m-1)\cdots(m-j+1), with (m)_0=1. The sum is at most 1/2 for sufficiently large m here (bound by a geometric sum with ratio k/(m-2k)). We conclude that \|T f\|_\infty\le 2^{k+1} q^{pk/32}\|f\|_\infty on the harmonic subspace. Applied to eigenvectors, this bounds the eigenvalues on [\lambda]; T is positive semidefinite. Also D_\lambda\le m^k by its occurrence, so e_\lambda\le 2k\log m+(k+1)\log 2-(p\delta/32)k\log m. We get (88), for example taking p_0\ge 192/\delta.
9.4 Dimensions in the nonsparse range
If \mathcal L_\lambda>0, the length of \lambda is at most m/2. In fact invariants for the first coordinate pair-swap subgroup S_2^{m/2} must occur, and induction of its trivial module builds the partition by m/2 horizontal 2-strips. We claim for sufficiently large m,
with c>0. If \lambda_1\ge m/2, interleave the first row with one fixed standard order of the k=m-\lambda_1 tail cells, ensuring row count at least tail count in every prefix; this suffices for all column conditions (a tail cell in column j appears no earlier than the j-th tail step). The ballot count is at least \binom mk/(m+1) (subtract \binom m{k-1} by reflection at the first bad prefix), and \binom mk\ge(m/k)^k\ge2^k. Otherwise both maximum row and column are at most m/2. If their maximum b is at least m/(4e) (here e is the base of natural logarithms), orient the partition, by transposing if needed, with row size b and take a subpartition with that row and tail size b. The same interleavings have log count \Omega(m). Dimension does not decrease in extending a subpartition (extend tableaux), nor change in transposing. If the maximum is smaller, all hooks are at most m/(2e) and the hook formula gives dimension at least 2^m. This proves (89).
9.5 Shrinking the allowed hook
We need a quantitative dimension estimate when shrinking the permitted hook. Let \theta have size M\le m, let K=K_m, and remove its cells with both indices >K, obtaining \widehat\theta by removing v cells. Always B_\theta\ge B_{\widehat\theta}. For sufficiently large m,
For v>0, write a,b for width and height of the removed region, taking a\ge b by symmetry. The dimension ratio by hooks has numerator (M)_v; the denominator consists of the removed hooks (at most 2a each) and the inflation factors of the preserved hooks.
For the top K rows only columns K+j,\ 1\le j\le a, have inflation. Let b_j be the decreasing (nonincreasing) heights added there. The hooks before adding are at least a-j+u,\ u=1,\ldots,K, since the full rectangle there in the top rows was present. Per column the log inflations thus sum to at most \log\binom{K+b_j}{b_j}\le b_j(1+\log(1+K/b_j)), just using the denominator bound u. Summing by concavity gives at most v(1+\log(1+Ka/v)). Another bound using \log(1+x)\le x is
The first bound here averages oppositely ordered sequences; the double sum is at most \sum_{i=1}^a 1/i+\log\binom{a+K-1}{a} by summing in u with an integral.
Similarly for the left K columns with b in place of a: choosing the better of the concavity and opposite-order bounds gives log inflation per removed cell at most 2+\log(1+K/\max(v/b,b)). For the top rows we can just use 2+\log(1+K/a). The total log denominator per removed cell is therefore at most
using \max(b,v/b)\ge\sqrt v\ge\sqrt a. The bracket is at most \max(M/K,K^2): a\le M/K, and consider a\ge K^2,\ K\le a\le K^2,\ a\le K respectively. For M\ge K^3, comparison with (M/e)^v for the numerator proves a gain per cell of \log K-C-1, giving (90). Nondecrease without the size assumption is by tableau extension.
9.6 Proof of the simultaneous estimates
Proof of Proposition 9.1. For level 0 we can, after choosing D, take a power of 2 p\ge p_0 sufficiently large and fixed. In each nontrivial irreducible the sweep norm is strictly less than 1: equality for a unit vector would require equality at every successive orthogonal projection, leaving the vector invariant under all hypercube edge transpositions, which generate the whole symmetric group by connectivity. Thus in the finitely many base sizes we can have e_\lambda\le -n\log n for all nontrivial types. In the trivial type e_\lambda=0. This proves the base (J\le n\log n, and use J\le uW in the high case for the trivial type).
Suppose 2^{l-1}D<d\le 2^l D, so the children are at most level l-1 and their bit lengths are at least d/3. Write A=A_{l-1}, b=b_{l-1}. First prove (H). Apply (86) with the chosen \mu. Consider any child choice there, writing m=m_g,\ h=h_g,\ \alpha=\alpha_g,\ \theta=\delta_g,\ S_g=B_\theta,\ W_g=h\log m. We have \sum_g W_g=W(t,n), since each branch sums the counts to t and \log r+\log s=\log n.
- •
If inherited h is high in size m, truncate \theta to \widehat\theta as in (90), adding v removed cells to the count h. Use child (H) with \widehat\theta,h+v, still high. Since J(h,m)-J(h+v,m)\le v (differentiate in the count), we get
e_\alpha+J(h,m) \le A S_g+b W_g+(b\log m+1)v-A(B_\theta-B_{\widehat\theta}).When m-h\ge K_m^3 the extra is nonpositive by (90) and the strict bound on 2b_0, for sufficiently large D. Otherwise v\le m^{3\gamma}, h\ge m/2, and dimension is nondecreasing, so the extra is at most 2(b+1/\log m)m^{3\gamma-1}W_g.
- •
Otherwise h<m^{1-u} (including 0). If the child is sparse (m-\alpha_1\le m^{1-\delta}), then e_\alpha\le0 by (88) or triviality. If not, (G) at child size gives e_\alpha\le A(S_g+W_g), since D_\alpha\le m^h D_\theta by the same tableau-region bound (f^{\alpha/\theta}\le h!). By (89), B_\alpha\ge c m^{1-\delta}, so W_g/S_g=O(m^{-(u-\delta)}\log m) for sufficiently large sizes by S_g\ge B_\alpha-W_g; we absorb A W_g by this small increase in the coefficient on S_g. In both cases we can bound J by
J(h,m)\le 3u W_g + h\log^+(\bar h/h),\qquad \bar h=tm/n,with zero last term at h=0, \log^+ x=\max(0,\log x). Indeed split \log(m/h)=\log(n/t)+\log(\bar h/h) and \log n\le3\log m. The last terms sum to at most 2t/e over all children, since each is at most \bar h/e and the \bar h’s sum to t in each branch (this bound also allows including the other children).
Together the child sum in (86) is at most
where \epsilon_d\ge0 is o(d^{-1/2}) uniformly: the errors just used besides the dilution terms are bounded in the coefficients by C m^{3\gamma-1} and C m^{-(u-\delta)}\log m, 2^{d/3}\le m\le 2^d. Since A+\epsilon_d\le1, the positive-part penalty in (86) reduces the structural term to at most (A+\epsilon_d)B_\mu (use aS-(S-B_\mu)_+\le a B_\mu for 0\le a\le1). Also W(t,n)\ge n^{1-u}\log n here, so (C(t+n^\eta)+2t/e)/W(t,n)=o(d^{-1/2}). These coefficient errors are bounded together by the level increment for sufficiently large D, proving (H).
To prove (G), the sparse or trivial case needs no recursion. Otherwise use \mu=\widehat\lambda, the canonical hook truncation. If its removed count is high, apply (H) just proved, using (90) (its parameters M=m=n,\theta=\lambda) to absorb b_l W into the dimension gain times A_l. If it is not high, use (86) once with only child (G), bounding each e_{\alpha_g}+J(h_g,m_g)\le A S_g+(A+1)W_g. The penalty again controls the structural sum. Thus
by dimension nondecrease. Here t<n^{1-u} and (89) applies to \lambda, making the extra divided by B_\lambda at most C(n^{-(u-\delta)}\log n+n^{\eta-1+\delta})=o(d^{-1/2}). This proves (G).
In these steps D can be chosen once: the sufficiently-large size thresholds hold also for m\ge2^{d/3} as needed, and the displayed little-oh errors (with absolute bounds independent of levels and p\ge p_0) can be made smaller, including the indicated sums, than d^{-1/2}\le(2^{l-1}D)^{-1/2} for all d>D. Sizes already treated retain (87) when increasing the constants. This completes the simultaneous induction with an absolute fixed p.
9.7 Full-deck amplification
For a positive integer z, Schatten Hölder gives \|B_n^z\|_{\rm HS}^2\le \operatorname{tr}((B_n^*B_n)^z) in each irreducible (use Schatten exponent 2z on each factor). Take z=4p. In the nonsparse positive-trace types, this trace is at most \mathcal L_\lambda^4, so its product with D_\lambda is at most \exp(-B_\lambda) by (G) and A_l<1/2. Their sum tends to zero by (89) and the Durfee-square bound on the number of partitions. In the nontrivial sparse types use just the trace at p as upper bound (sweep norm at most 1), giving products at most n^{-2k} by (88), summable to o(1) since there are at most 2^k tail partitions of size k. Zero traces contribute nothing.
Shuffle distributions act the same on positions from any starting deck; uniform orders correspond to uniform permutations. At zd shuffles the position law is B_n^z, n=2^d. Finite group Plancherel (or the regular trace applied to the squared norm of the group-algebra difference from uniform) identifies n! times the coefficient-wise squared distance with \sum_{\lambda\ne(n)}D_\lambda\|B_n^z\|_{{\rm HS},\lambda}^2. By Cauchy–Schwarz its total variation distance from uniform is at most one half the square root of this sum, which tends to zero. This gives the upper mixing bound.
9.8 An alternative recurrence proof through weight projections
For completeness, we now derive (86) by a second overlap mechanism. The preceding induction used the general full-isotypic recurrence. The argument here instead resolves the global hook type into torus weights and extracts its entropy from those weights. We retain the notation B_\theta=\log D_\theta, the grid and marked counts in (86), and the fixed power-of-two square-moment index p.
9.8.1 Graded tensor density estimates
For an integer K\ge 1 let V=E\oplus O be an orthogonal sum of an even and an odd space, each of dimension K. On H_k=V^{\otimes k} use the signed slot permutations: when permuting homogeneous factors the sign is that of the reordering of the odd factors. This gives a unitary S_k-action (successive reorderings multiply the signs), commuting with U(E)\times U(O) acting diagonally over the slots. Reordering the slots by a signed permutation conjugates tensor products of parity-preserving slot operators to their ordinary reordered products: the sign correction commutes with operators preserving each slot’s parity. Subgroup actions on disjoint subsets of slots become ordinary tensor products of the respective signed actions after grouping the subsets by such a reordering.
Let \Pi_\theta denote the S_k-isotypic projection and w_\theta the multiplicity in H_k. Call the K-hook condition \theta_{K+1}\le K. In the next estimates take n\ge 2,\ K,k\le n. For a count vector u of sum k, put
with zero contributions at zero (also H=0 if k=0). A weight subspace refers to the span of tensors with a given count vector in an orthonormal parity basis. With absolute constants C (which can be increased), the following hold:
- •
w_\theta>0 exactly under the K-hook condition, and then w_\theta\le(n+1)^{3K^2}.
- •
In any parity basis the range of \Pi_\theta lies in the sum of weight subspaces with H(u)\ge B_\theta-C K^2\log(2n).
- •
For each occurring \theta there is an average over parity-preserving density matrices \rho (positive semidefinite, trace 1) on V such that in the positive semidefinite order,
\Pi_\theta\ \le\ \exp(B_\theta+C K^2\log(2n))\,\mathbb E\,\rho^{\otimes k}. \tag{91}
For the first fact, decompose into subspaces with fixed basis counts. Each is an induced monomial representation from the word stabilizer with trivial characters on even label groups and sign characters on odd ones. By Pieri, summing the multiplicity over counts amounts to counting chains ending at \theta that add first K horizontal strips then K vertical strips (sizes can be zero). The even stages have at most K rows; the odd stages have cells below the top K rows only in the first K columns. This proves the necessity, and one can build a fitting \theta by its first K rows then by the columns below. The shapes (hence also strip sizes) are determined by at most K row lengths at each even stage and the first K row and first K column lengths at each odd stage, giving the bound.
Alternatively, at fixed numbers of even and odd slots the representation is induced, by varying their locations, from tensor powers of E and O in the individual fixed parity pattern (one can use all even first); the latter power is sign-twisted for the slot permutations. Schur–Weyl in that pattern then gives U(E)\times U(O)-types indexed by \xi,\zeta each of length \le K, sizes summing to k, paired with [\xi] and (after twisting) [\zeta']. The unitaries commute with inducing over locations, so an S_k-type \theta is compatible with these types only if c_{\xi,\zeta'}^\theta>0, an LR coefficient (prime denotes conjugation). In this case
In fact \xi\subseteq\theta and in an LR tableau of \theta/\xi each row has length at most the first count (\zeta')_1\le K. To see the row bound, let C_j be the counts before reading the row in the lattice word (read right to left), and d_j the counts in the row. Weak row increase and the lattice condition give d_j\le C_{j-1}-C_j for j\ge2, so the length is at most d_1+C_1. Conjugating the coefficient (sign twist) and using symmetry gives the column bound.
For fitting \theta set a_i=\theta_i,\ b_j=(\theta'_j-K)_+ for 1\le i,j\le K; together these counts cover the cells. The hook formula gives
Indeed the hook product is at least \prod a_i!\prod b_j! by counting to the right in the top rows and downwards below them. For an upper bound, corner hooks (in the K\times K square) are at most n. Arm hooks to its right have product in row i at most a_i! (add at most K to the right-count plus one there), and leg hooks below have product in column j at most (b_j+K)!/K!\le b_j!(2n)^K. Finally log multinomial for these counts is at most their H and within O(K\log(2n)) of it by \log z!=z\log z-z+O(\log(2n)) for 0\le z\le n. By (92), each of a_i,b_j differs from the respective \xi_i,\zeta_j by at most K. So H(\xi,\zeta) (concatenating the counts) is within C K^2\log(2n) of H(a,b) (per unit change of an integer z, z\log z changes by at most 1+\log(2n)). Weights of these unitary types are majorized by \xi,\zeta respectively: by the semistandard tableaux formula any i symbols fill at most \sum_{j\le i}\xi_j cells since columns are strict, and similarly for \zeta. By convexity (majorization inequality) their combined H is at least H(\xi,\zeta). This proves the weight assertion, unchanged on rotating by the parity unitaries.
For (91), for a compatible unitary type and k>0 take the diagonal density matrix with entries (\xi_i/k,\zeta_j/k) and conjugate uniformly by the parity unitaries. Before conjugation its tensor power acts by scalars on weights, with eigenvalue \exp(-H(\xi,\zeta)) on the highest weight of that type (zero entries with exponent zero contribute 1). It preserves every unitary submodule (it is a linear combination of weight projections, which preserve them by torus averaging); the conjugates do also. Thus, in an orthogonal unitary-module decomposition, on each irreducible copy of the given type its conjugation average is scalar at least this eigenvalue divided by the type dimension (by the trace there and Schur’s lemma), and on the other modules positive semidefinite. That dimension is at most (2n)^{C K^2} by the Weyl dimension formula, and there are at most (n+1)^{2K} types. The isotypic projection \Pi_\theta is bounded by the sum of the compatible unitary-type projections. Averaging the densities over these choices as well (absorbing their count in the coefficient), and using the upper estimate on H(\xi,\zeta), proves (91). In size zero the assertions use the scalar tensor power and a parity-preserving density can be chosen arbitrarily.
9.8.2 Overlap on a grid with missing cells
Here is the overlap estimate on this tensor space that will apply within the recursion. Use an s-by-r grid, n=rs\ge2,\ K\le n, with t arbitrary holes and M=n-t remaining slots, using H_M. Let \mu\vdash M satisfy the K-hook condition. Index rows and columns together by g. In each take a positive semidefinite group-algebra operator on its remaining slots supported on a single partition type \delta_g, with trace on [\delta_g] at most c_g; we can assume the type occurs in the graded tensor power there. Let A be the product for rows, B the product for columns (using the subgroup actions in S_M). Put S=\sum_g B_{\delta_g}. Then
One bound uses \|B\|\,\operatorname{tr}_{H_M} A: the column norms are at most c_g, and the row traces contribute at most c_g w_{\delta_g} each. This gives the bound without the \min term.
For another bound replace both operators by their isotypic projections times the norm bounds, using positivity with \Pi_\mu inserted (each replacement traces against a positive semidefinite operator by cyclicity). Write the products of projections as P_A,P_B; after the factors \prod c_g the trace left to bound is \operatorname{tr}(P_A\Pi_\mu P_B\Pi_\mu). Replace first P_A by (91) in the rows (tensoring the bounds), giving, apart from coefficients, an average of product states R with one density \rho_i used throughout the remaining cells of row i. For each such term diagonalize \bar\rho=s^{-1}\sum_i\rho_i in a parity basis (extend by arbitrary parity-preserving densities for empty rows). We have \Pi_\mu\le Z=\sum_u Z_u, the sum of weight projections in that basis obeying the weight assertion for \mu. The positive P_B commutes with both \Pi_\mu and Z (centrality for the former, torus commutation for the latter), so \Pi_\mu P_B\Pi_\mu\le Z P_B Z. Now similarly replace P_B giving product states Q with parity-preserving densities \sigma_j by column (extended for empty ones). Signed reorderings back to the joint slot order give the ordinary product states as the slot matrices preserve parity. The row and column coefficients from (91) together cost \exp(S+C(s+r)K^2\log(2n)).
We bound \operatorname{tr}(R Z Q Z)=\|R^{1/2}Z Q^{1/2}\|_{\rm HS}^2 using each Z_u. This projection is the torus Fourier integral of g^{\otimes M} with unit-modulus multiplier, over diagonal phases g. Put X=(\bar\rho+\varepsilon I)^{-1/2}, \varepsilon>0, with diagonal entries x_l. In this integral we can insert X^{\otimes M} dividing by \prod_l x_l^{u_l}, since X^{\otimes M} Z_u=(\prod_l x_l^{u_l}) Z_u. By the norm triangle inequality we then use the integrand estimate
Indeed these nonnegative factors have sum over the entire extended grid at most n, by averaging to X\bar\rho X\le I and the averaged trace-one column density. On the remaining grid apply arithmetic-geometric means and M\log(n/M)\le t (empty product if M=0). Also
by normalizing the entries of \bar\rho+\varepsilon I to probabilities (the product is maximized then at frequencies u_l/M; for M=0 the inequality is trivial). Let \varepsilon decrease to zero. There are at most (n+1)^{2K} projections in the sum, so summing norms and squaring gives the penalty \exp(-B_\mu+C K^2\log(2n)+t). This proves the second bound. Together they imply (93), where a factor w_\mu\ge1 has been allowed.
9.8.3 Recovering the marked trace recurrence
We use the balanced grid and the arbitrary parent hook \mu from (86). Thus X is the product of row sweeps and Y the product of column sweeps, with B_n=YX; g ranges over both families of lines. The following calculation proves that recurrence using the overlap just established.
First, by a trace power inequality in [\lambda],
We use \operatorname{tr}((B^{1/2} A B^{1/2})^p)\le\operatorname{tr}(B^{p/2} A^p B^{p/2}) with B=XX^*, A=Y^*Y and the polar decomposition for X. For the powers of 2 this instance of the trace inequality can be seen as follows. For positive definite A,B, products of the top j eigenvalues of AB, squared, are bounded by products of the top j eigenvalues of A^2 B^2. Indeed take the j-th exterior power of AB, bounding spectral radius by operator norm, whose square gives the top eigenvalue of the exterior power of B A^2 B. All eigenvalues used are positive and B A^2 B has the eigenvalues of A^2 B^2. Iterate squaring; equality of the full products holds by determinant. Thus logs of the eigenvalues of AB, multiplied by p, are majorized by the logs for A^pB^p; sum the exponentials. This proves the inequality and a limit gives the semidefinite case.
The powered elements on the right factor by groups because disjoint group operations commute within each part. Expand by multiplying in each group by its central isotypic projectors and summing. Each term has positive semidefinite row and column operators separately, products of group-algebra operators supported on \alpha_g with trace \mathcal L_{\alpha_g} on that type (either orientation of the power gives the same trace).
To bound a term, augment the even tensor alphabet for the K_n-construction by t distinct marks, each required to occur once, the rest of the slots from the usual V. In addition keep only core type \mu: in each placement z of the ordered marks use the isotypic subspace \Pi_\mu H_M in the unmarked slots, ordered by position. This direct sum \mathcal K over placements is invariant under signed S_n; the even marks add no signs and each map of placements acts by the induced (signed) reordering on core slots. It is the induced module from the one-placement space for the mark stabilizer S_M (its translates over the cosets are exactly the placement summands). In particular the multiplicity of \lambda is w_\mu f^{\lambda/\mu}>0 by reciprocity and branching. The term’s trace in [\lambda] is at most its trace on \mathcal K divided by that multiplicity, since all irreducible traces of a product of two positive semidefinite operators are nonnegative here.
In this last trace insert the placement-space projections between operators. Only diagonal placement blocks of each operator contribute: initial and intermediate placements in the two maps making a return must agree on each mark’s row by the row operator, and on each mark’s column by the column operator, hence agree entirely. On the diagonal block for placement z, with h_g marks in group g, we retain in each group-algebra factor just the coefficients on the subgroup fixing those slots pointwise. It acts on the m_g-h_g core slots there, commuting (as an operator in the whole core permutation algebra) with \Pi_\mu. Thus this placement trace has \Pi_\mu inserted with both products of truncated operators on H_M. Coefficient truncation to this subgroup preserves positivity, as seen by compressing the regular representation to the subgroup. It is supported only on types \delta_g\subseteq\alpha_g: for an absent restriction type the original element times the subgroup type projector vanishes, and coefficient truncation commutes with right multiplication by subgroup elements. Its trace in [\delta_g] is at most
In fact regular trace is group size times the identity coefficient, so the subgroup regular trace equals the original D_{\alpha_g}\mathcal L_{\alpha_g} divided by (m_g)_{h_g}. Now sum over core types by using their central projectors in these subgroup elements, needing only types occurring on the tensor powers.
We may apply (93) on each placement for these terms. Substituting c_g, the bound there has logarithm at most
For fixed counts, the placements number at most the product of the multinomial counts assigning rows and assigning columns to the t distinct marks. In each branch the multinomial is at most \exp(t\log t-\sum_{g\ \mathrm{in\ branch}} h_g\log h_g) (use category probabilities h_g/t if t>0). The log of the product together with the negative falling-factorial logs costs at most
Here (m)_h\ge (m/e)^h by the geometric mean of the largest h factors of m!, and zero-log terms use the previous conventions. Counts of all vectors of partitions \alpha_g,\delta_g and counts vectors themselves have log at most C n^{3/4}\log(2n): a partition in size at most m_g can be specified by the lengths along the sides of its Durfee square (top rows and first columns) using at most 2\sqrt{m_g} lengths plus the square size, and one more entry suffices for h_g; r,s are within a constant factor of \sqrt n. All the sublinear powers times logs in these errors are bounded by C n^\eta.
Finally
by assigning entries of a standard tableau to the two regions and ignoring their boundary conditions. Also \log\binom nt\le J(t,n)+t. Thus after division by w_\mu f^{\lambda/\mu}, adding B_\lambda+J(t,n) to the log trace bound cancels the -2J(t,n) at cost at most B_\mu+t. This gives (86). Zero terms can be omitted; the choices needed in the max are nonempty when the parent trace is positive, by the trace bounds leading to it.
10 Inverse-density interpolation for marked spin traces
This argument proves a grid moment estimate with the full marked-site entropy cost. Its operator comparison must be performed before the column operator is split into local sectors. The subsequent interpolation treats products of noncommuting density matrices in their original order. All notation introduced below is local to this section. Traces are unnormalized, logarithms are natural, and a sweep on 2^d positions takes d physical shuffles. The conventions are those of Section 2.
10.1 The sweep moments
Use the sweep B_n of Section 2, with n=2^d\ge2. For a one-position grid factor set B_1=I, the empty product of coordinate layers. There is a grid decomposition for n=ab with a,b powers of two. Take a rows of length b, so the first axes of the sweep are inside rows and the remaining ones inside columns. Then B_n=C R, where R is a tensor product in the row permutation subgroup of a copies of B_b, and C is analogously made from b copies of B_a in the column subgroup.
We use unitary representations. For a diagram (partition) \lambda of m, write D_\lambda=f^\lambda for the dimension of the corresponding irreducible of S_m, H_\lambda=\log D_\lambda (logs natural). Use dimension 1 for the empty diagram; f^{\lambda/\omega} counts standard tableaux of the indicated skew shape. The moments used in the proof are
Here and below a trace with diagram subscript is in one copy of the irreducible. We prove bounds for these moments with bounded p. We use standard representation theory of symmetric groups: in particular the branching rule, Schur-Weyl duality, the Littlewood-Richardson (LR) rule, and the hook length formula. Matrix inequalities used below include the Araki-Lieb-Thirring trace inequality (for positive matrices L,M and v\ge1, {\rm Tr}(L^{1/2}M L^{1/2})^v\le {\rm Tr}(L^v M^v), trace of powers on the left) and Schatten Hölder.
Roughly, at sparse levels we use the small probability of path encounters for all the cards on which there must be nontrivial dependence. At the other levels we propagate trace-moment bounds from the rows and columns. In that argument a spin representation (with two parities so as to cover both long rows and long columns of a diagram), augmented by distinct marks, permits testing for global permutation types with losses that combine well in entropy scale.
10.2 The optimized hook budget
The grid estimate will be used with a hook that grows with the deck. Fix
For a partition \xi\vdash m, define
where the last term is zero when |\alpha|=m. Call \xi large-level when m-\xi_1>m^{1-\epsilon}. The minimum retains the full, unclipped entropy cost of the deleted positions; at the other levels we will use a separate sparse estimate.
Proposition 10.1 (Bounded exponents for the inverse-density budget). There are real exponents p_d\ge2, with \sup_{d\ge1}p_d<\infty, such that for every d\ge1 and every \lambda\vdash n=2^d,
For all sufficiently large n, the second bound strengthens to \log J_n(\lambda,p_d)\le-10k\log n when 1\le k=n-\lambda_1\le n^{1-\epsilon}.
The sparse path estimate proves the second branch. For the first branch, we prove a marked-grid estimate at a prescribed parent hook, extend the child budgets to that inherited hook, and absorb the resulting error by a bounded increase in the Schatten exponent. The grid estimate is also the fixed-parameter consequence of Corollary 5.8; the proof here retains the alternative calculation with an ordered product of inverse densities.
10.3 Sparse path forests
Let k=m-\lambda_1, using \lambda_i for row lengths. For an absolute \epsilon>0 fixed at 1/1000, all sufficiently large m, and 1\le k\le m^{1-\epsilon}, we have
for p larger than an absolute constant. Here are details of a contraction giving this estimate.
Use ordered k-tuples of distinct positions, containing the representation \lambda by branching (and in particular D_\lambda\le m^k). Here this module is induced from the trivial representation of S_{m-k}, since that is the stabilizer. In this module every copy of \lambda is in the orthocomplement of the subspaces of functions omitting any one coordinate: the (k-1)-tuple module has no copy. Thus such functions sum to zero over each coordinate given all others. In a one-sweep transition between distinct tuples x,y, use the candidate paths on the cube that take their successive updated bits from y, starting at x. For each pair i,j, let h_{ij}=0 unless their paths at an update are at opposite sites of a common gate (matched pair), at the axis of their last starting-bit difference in update order. In the latter case set h_{ij}=1 if they take opposite exits and -1 if they take the same exit. The transition probability is
Indeed any path conflict must first arise at a common gate with different entry sites, then necessarily at the indicated axis for that pair if this is their first conflict. With no conflicts, each gate used twice saves a factor of two in probability. Also m^{-k}F_L is the path probability for true sweep paths on coordinates of L with independent fair-bit paths on all others (restricted here to distinct endpoints).
For the action on zero-sum functions as above we may replace F_{[k]} in the expectation kernel (from earlier x to later y) by G=\sum_{L\subseteq[k]}(-1)^{k-|L|}F_L, since for every proper subset the sum against such a function in y vanishes by summing a missing coordinate first. This alternating sum cancels by toggling inclusion of any isolated vertex, so it is zero unless in the interaction graph (h_{ij}\ne0 edges) there are no isolated vertices. Use this replacement at the later of two successive sweeps when taking the expectation of a function of the final tuple. The orders of the two sweeps need not agree. For the sup norm contraction it suffices to bound, uniformly in the start and L, the probability of this covering event after the first true sweep and then the F_L experiment for the second sweep, paying a factor 2^k. We need only upper bound the event, so can drop the distinct-endpoint requirement of that experiment, testing if every path shared some gate with another.
After the first sweep the random occupied k-set U satisfies
for each set V_0. In fact the inequality bounding joint inclusion probability by the product of one-site marginals holds starting from a fixed set and persists after independent fair matching switches: average the old product bound over the switches on pairs. On a fully tested pair the product of old marginals is at most the square of their mean. And the sweep makes the one-site marginals constant.
Generate the following graph independently of U on all m sites. At each site start two potential paths, one using a common random sweep switching system, the other having its own independent random fair-bit path. Join sites if any two paths (one from each) share a gate at the same update, allowing any choices of their two types. Regardless of the coordinate labeling of U, the second experiment can use a path of the requested type at each site, so our event requires U to induce a graph with no isolates.
Such a graph contains a spanning forest without singleton components. For a fixed forest on k indices with j edges, the expected number of ordered distinct site placements realizing all its edges is at most m^k(8\log_2 m/m)^j.
To count, condition on the common switching system, sum over which of the two paths at each endpoint and which layer on each edge witnesses the encounter, and upper bound distinct placements by iid uniform placements times m^k, using separate independent tapes for the private type per index (correct for distinct placements). Before imposing edge constraints the individual two-type records of positions are then independent across indices and each path has uniform one-site marginals. Peeling leaves gives probability at most (2/m)^j for those constraints. Using the joint inclusion bound and dividing the labeled count (summed over forests) by k!, since a successful induced graph has some witnessing forest for each indexing of the occupied sites, the required sup norm contraction is bounded by
For the empty sum use zero. Use one forward and one adjoint sweep so this bounds the spectral radius of B_m^*B_m on the indicated isotypic space by the sup norm estimate (permutation action on functions, or expectations for the self-adjoint kernel). For large m in the range of (94) the bound is at most m^{-\epsilon k/3} since \binom{\binom{k}{2}}j\le(O(k))^j. Thus the singular values there are at most m^{-\epsilon k/6}, proving (94) by the dimension bound.
Two other dimension facts we use are as follows. If \lambda has more than m/2 rows, even one axis update annihilates it: matching-swaps invariants occur only for diagrams dominating the partition made from m/2 parts of size 2, by Young’s rule. For remaining \lambda, if k>m^{1-\epsilon}, then H_\lambda\gtrsim m^{1-\epsilon} for large m. Indeed if k\le m/4, the hook formula gives D_\lambda\ge e^{-1}\binom mk: the leg corrections to first-row hook lengths inflate their product over \lambda_1! by at most \exp(k/(\lambda_1-\lambda_2+1)). Otherwise width and height are both at most 3m/4. If their sum is at most m/(2e), the hook formula suffices. Else transpose if necessary to have first row s\ge m/(4e), and restrict to a subshape with first row s and another \lfloor s/4\rfloor cells, using the previous first-row argument and branching.
10.4 The spin and marked-site estimate
Proposition 10.2 (Marked-grid moment estimate). Say that a diagram fits the q-hook if all cells belong to its first q rows or its first q columns. Write e_m(l)=l\log(m/l), with e_m(0)=0. Fix \theta=1/2, c_0=1/100. Consider n=ab\ge2, where a,b are powers of two with \log_2 a,\log_2 b differing by at most one, and q\le n^{1/16} a positive integer. Let p\ge2 be real and let \mathcal B_a,\mathcal B_b\ge0. Suppose that, for each m\in\{a,b\}, every diagram \xi\vdash m, and every q-hook subdiagram \eta\subseteq\xi of size m-l,
using -\infty for log zero. Then for every \lambda\vdash n and every q-hook subdiagram \omega\subseteq\lambda of size g=n-t,
The implicit constant is absolute.
If one grid factor has size 1, balance and n\ge2 force n=2, and the other factor has size m=n. Apply (95) to that factor with (\xi,\eta,l)=(\lambda,\omega,t). The allowance in (96) is \mathcal B_2+2\mathcal B_1, so the conclusion already holds with zero error because \mathcal B_1\ge0. We may now assume a,b\ge2.
To prove this, in the irreducible \lambda bound {\rm Tr}_\lambda|CR|^p by {\rm Tr}_\lambda XY, where X=|R^*|^p,\ Y=|C|^p, by Araki-Lieb-Thirring and cyclic invariance for the trace of powers. These are positive subgroup elements, each a tensor product. They may each first be split into a sum by the diagrams \xi on the local symmetric groups (compressions by central subgroup isotypic projections). Use X,Y also for a fixed resulting pair of terms, still positive group algebra elements.
Use an induced module of cell states as follows. There are t distinct labeled holes, one site each, and the other g sites carry spins with value space V=V_+\oplus V_- (dimensions q,q). Site permutations act by permuting and using the sign on the odd spins, i.e. a relative-order sign on the V_- factors in the usual graded tensor permutation. Holes are even, without signs. Equivalently one takes a direct sum over hole positions and plus/minus patterns, transporting the spin tensors by permutations with that sign. Projection to one placement z of labeled holes is denoted D_z, leaving free spins. In products computed with reordered site factors the graded reordering is a unitary identification; all subgroup operations within disjoint blocks preserve grading and act as usual tensor products after grouping their sites.
With chosen plus and minus counts and local Schur-Weyl types \alpha,\beta for the two spin spaces, spectra on these types correspond to highest weights \alpha,\beta, both of length \le q. For s spins, the permutation module on this sector consists (apart from the general-linear representation spaces) of induction from the symmetric-group types \alpha,\beta', with prime denoting transpose, by the odd-factor sign. In the presence of l additional labeled holes the whole representation induces further from S_s to S_{s+l}.
Choose a global sector of this kind with plus type \mu made of the first q rows of \omega and minus type \nu the transpose of the remaining rows. Write Z for its orthogonal projector (full isotypic under the block-unitary or equivalently general-linear action). The spin module within g sites contains \omega, since c_{\mu,\nu'}^\omega\ge1 by the LR rule (the skew part \omega/\mu just consists of the lower rows). With the holes the sector thus has \lambda-multiplicity at least f^{\lambda/\omega} by branching. Also
by splitting standard tableau fillings into these two cell sets. Let P_\lambda denote the global group-type projector.
We detail the trace estimate on this module. For any block-diagonal positive definite spin density D of trace 1 (blocks for +,-), put h=D^{-1}, with h_{[g]} acting by h on all spins, same matrix independent of which sites, and identity transport (no change) on hole locations. On the sector Z, h_{[g]} has minimum eigenvalue \ge\exp(J), where
and \mathsf H is Shannon entropy in natural logarithms (use J=0 for g=0). In fact weights in each general-linear representation are majorized by its highest weight, so the maximum eigenvalue of the density power on the sector is bounded by its product of sorted block eigenvalues raised to highest-weight powers, which is at most \exp(-J) by the entropy/product inequality with eigenvalues summing in total to 1. The multinomial bound gives e^J\ge\binom g{|\mu|} D_\mu D_\nu\ge D_\omega. Thus with u=1-\theta,
Both sides commute with group algebra elements.
10.5 Local polynomial dimensions
Some local polynomial factors used below are recalled here. On s\le m spins of plus/minus types \alpha,\beta, an occurring permutation type \eta has
Indeed LR implies \eta_i\le\alpha_i+q,\ \eta'_j\le\beta_j+q, and \eta fits the q-hook. For the first inequality a row of an LR tableau with content \beta' has at most \beta'_1 boxes: match each entry >1 to a distinct preceding entry of value one less by the lattice word property. Predecessors must be in strictly earlier rows, so the chains ending for boxes of this row use distinct ones. Transposition gives the other inequality. The product of hook lengths off the q\times q square in the first q rows is at most (s+q+1)^{O(q^2)}\prod\alpha_i!: the leg lengths there are at most q, and row portions there have lengths at most \alpha_i. Use the analogous column estimate, and hooks \le s on the square. The hook formula and multinomial estimate now give (98), trivially also for s=0. Consequently the multiplicity of \eta in this sector is at most (m+q+1)^{O(q^2)} since its LR coefficient is at most \binom{s}{|\alpha|}D_\alpha D_\beta / D_\eta, and general-linear dimensions satisfy this polynomial-factor bound by the Weyl formula.
10.6 Twirl the rows before splitting the columns
Split X additionally by projecting orthogonally according to the number l_i of holes per row i, and by plus/minus counts and general-linear types of spins there, and symmetric-group type \eta_i on the nonhole sites there. For the latter use a direct sum of the spin permutation-type projectors over hole placements. All local sectors are equivariant under the rows subgroup, and X preserves them, giving positive terms. Whenever nonzero, \eta_i is contained in the previously specified total row type \xi_i by branching: within each assignment of labels to blocks, a block’s sector over all placements is induced from its sector of stabilizer representation at one placement. Before using (97) we perform a twirl decomposition of each positive row-sector term. For row i with s_i=b-l_i>0 and spin types \alpha_i,\beta_i, take a random block-unitarily conjugated density \rho_i on V with block spectra \alpha_i/s_i,\beta_i/s_i (zeros allowed), independent Haar rotations. The average of its spin tensor power with exponent u per density (using (\rho_i^u)^{\otimes s_i}) acts scalarly on the specified sector with scalar at least
This follows by Haar averaging, taking at least the highest-weight eigenvalue divided by the general-linear dimensions. Indeed the power acts by the general-linear representation, identically in every multiplicity copy, and its conjugation average over U(q)\times U(q) replaces each general-linear irrep matrix by a scalar by Schur’s lemma. For an empty spin set take scalar 1 and any density. The row term itself commutes with all such powers in its own row. Thus it is an average, with normalization the reciprocal scalar, of positive terms obtained by sandwiching it with the spin powers having exponent u/2. We use the product over rows, and call the normalized integrand X', so the normalization consists of the product of those reciprocal scalars. Use positive definite approximations, if needed, at factors tending to 1 in the estimates by adding small positive scalar matrices to the densities and renormalizing, then taking limits.
Choose D=\sum_i\rho_i/a in (97).
The comparison before the column split. Put A=ZP_\lambda, H=h_{[g]}^u, and c=D_\omega^{-u}, so that A\le cH. At this stage Y is still a positive element of the column group algebra, possibly split by central total-column types. Thus Y commutes with both A and H. For every positive row-twirl term X', these commutations give
The last trace is nonnegative because its two factors are positive. Moreover
No commutation of X' with A or H has been used. We now split Y into its positive local spin and hole sectors and apply the column twirl. Performing that split before the comparison would require commutations that its summands need not satisfy.
Only now split Y by the analogous hole and spin sectors on columns and twirl with column densities \sigma_j at exponent u as above. The right-hand trace needs only the diagonal compressions of the two terms (row and column) to D_z, summed over placements: a row operator preserves the row of each hole label, and a column operator its column, so there is only the original placement as intermediate placement in this trace.
10.7 Positive compression with labeled holes
On a single local block of size m, with l holes at specified sites, write \xi,\eta,\alpha,\beta for its total permutation type, nonhole spin permutation type, and spin general-linear types. Before inserting h and before the spin-power sandwiching and normalization, the compressed PSD operator in the selected sector has trace at most
Here (m)_l=m!/(m-l)!. To see this, taking the diagonal with labeled holes fixed retains only coefficients in the stabilizer S_{m-l} of those positions from the local group algebra term of X or Y on type \xi. Here we can identify the local module independently for each assigned set of hole labels, grouping the sites blockwise using the graded permutation identification. On fixed placements the action of the retained coefficients is thus via the spin permutation action in this block. The coefficient restriction remains positive (conditional expectation in group algebra, or compression of the regular matrix). Its identity coefficient is J_m(\xi,p)/m!, unchanged, so by regular trace on S_{m-l} its trace on type \eta is at most J_m(\xi,p)/((m)_l D_\eta). Now apply the local multiplicity bound. All sector compressions here besides the original total-type restriction use projectors preserving fixed placements and commuting there with the retained subgroup action.
10.8 The interpolated density product
For clarity, discard terms with a zero bound and divide out the product of the trace bounds (99) over blocks on each respective side, including polynomial factors, so the remaining spin operators on each side prior to the sandwiches are positive X_0,Y_0 with trace and norm at most 1 (formed locally for the spin system for z, with graded grouping). In terms of tensor densities on occupied spin sites formed from the row matrices and the column matrices, denoted by \rho_R,\sigma_C, and h_* = h^{\otimes g}, the needed extra trace factor is bounded by
Interpolation in the original matrix order. Fix the occupied cells \mathcal E\subseteq[a]\times[b], with |\mathcal E|=g=ab-t, and use one fixed ordering of them. For the row and column trace-one spin densities \rho_i,\sigma_j, write
For the moment assume the densities are positive definite. The normalized unsandwiched compressions X_0,Y_0 are positive with traces at most one; in particular they are contractions. On the strip 0\le\Re z\le1, consider the Hilbert–Schmidt-valued analytic function
On the lower boundary, the product of the three imaginary powers is unitary, and hence
On the upper boundary there is the exact factorization
Removing the two outer contractions in Hilbert–Schmidt norm and factorizing the tensor trace yields
Every \widetilde\sigma_j is a trace-one positive density. The same unitary conjugation occurs in every row, so each full column, including its omitted cells, has mean
If column j has l'_j holes, arithmetic–geometric means bounds its occupied product by
with the empty product equal to one. Thus \|F(1+iv)\|_{\mathrm{HS}}\le e^{t/2}. Applying the three-lines theorem to the scalar function \operatorname{Tr}(T^*F(z)) for every Hilbert–Schmidt unit vector T gives
The trace after the two density sandwiches is exactly this squared norm:
Only cyclic invariance of trace is needed for this identity. At no point have distinct positive matrices been commuted.
For singular densities, replace each \rho_i and \sigma_j by (\rho_i+\varepsilon I)/(1+2q\varepsilon) and (\sigma_j+\varepsilon I)/(1+2q\varepsilon). Keep \varepsilon>0 throughout the twirls and the trace comparison. The bounds above are uniform in \varepsilon; eliminate the inverse density using them before letting \varepsilon decrease to zero in the twirl scalars. This procedure remains valid when the limiting row mean is singular and does not require an inverse at that limit. All the spin matrices preserve parity, so graded regrouping conjugates the whole calculation by unitaries and changes neither positivity nor these norms.
This proves (100).
By (98), the reciprocal twirl scalars are bounded by local factors D_\eta^u times (n+1)^{O(q^2)} (in the regularized case multiply by factors tending to 1). Combined with (99) this leaves, apart from polynomial factors and (100), one factor
per block on both sides. The resulting bound for {\rm Tr}(P_\lambda Z XY) carries also the factor D_\omega^{-u}. To get a bound on D_\lambda{\rm Tr}_\lambda XY pay at most \binom nt D_\omega by the dimension and multiplicity estimates above. Traces before expansion for P_\lambda Z give exactly the sector multiplicity times the irrep trace.
10.9 Entropy accounting for the marks
For fixed vectors of hole counts with sums t on each side, the number of placements is at most (t!/\prod l_i!)(t!/\prod l'_j!). Across both sides the product of 1/(m)_l is at most n^{-t}e^{2t}, using (m)_l\ge (m/e)^l. We record the entropy accounting: on the row side,
and analogously on columns. Thus the \sum e_m(l) terms cancel those of (95), and \binom nt\le\exp(e_n(t)+t). Also \sum l\log m=t\log n. These estimates apply including zero counts. Finally the number of count and type choices and the polynomial factors combined are bounded by \exp(O((a+b)(q^2+n^{1/4})\log(n+1))), using at most (m+1)^{O(\sqrt m)} diagrams of size \le m (e.g. describe by Durfee square and row/column lengths along it). There is no extra sum over hole-label allocations besides placements. This proves (96).
10.10 Extending the child estimate to an inherited hook
In this subsection E_m(\xi;p)=\log J_m(\xi,p) and j_m(l)=e_m(l), as in the marked recurrence.
The parent uses its own hook parameter when invoking the marked recurrence. It is therefore necessary to extend the child induction from the child’s smaller hook to every hook inherited from the parent. The extension below in fact applies to every subpartition of the child diagram.
Use \epsilon,c_0,\theta,Q_m and G_m from Proposition 10.1.
Lemma 10.3 (Allowance for arbitrary inherited subdiagrams). There are absolute C and m_0 with the following property. Let m\ge m_0 be a power of two and let p\ge2. Suppose
Then, for every \xi\vdash m and every subpartition \eta\subseteq\xi, putting l=m-|\eta| gives
This includes every q-hook subpartition, for any inherited q\ge1. The constants do not depend on p or q.
Proof. A zero moment causes no difficulty. If \xi is not large-level, use H_\eta\ge0 and the elementary minimum
Since c_0>4\epsilon, this negative part is bounded in absolute value by the stated \mathcal B_m. This also handles the trivial diagram, whose moment is exactly one.
Suppose next that \xi is large-level. Intersect \eta with the Q_m-hook to obtain \alpha, and let h=|\eta|-|\alpha|. Since \alpha\subseteq\xi, the hypothesis gives
The derivative j_m'(x)=\log(m/x)-1 is at least -1 on (0,m]. By continuity at zero,
Consequently the excess over the claimed expression without \mathcal B_m is at most
Tableau extension gives H_\eta\ge H_\alpha. If h<m^{1-4\epsilon}, dropping the last term in (\dagger) proves the required allowance.
For larger h, the deleted region is a translated straight partition \beta: its row lengths are (\eta_{Q_m+i}-Q_m)_+, i\ge1. Both its width and its height are at most m/Q_m, so every hook length of \beta is at most 2m/Q_m. The hook formula and h!\ge(h/e)^h imply
Fill \alpha with the first |\alpha| entries of a tableau and fill the translated \beta with the remaining entries. The boundary inequalities hold because \alpha is an order ideal in \eta, giving D_\eta\ge D_\alpha D_\beta. Therefore
for sufficiently large m, when Q_m\ge m^{1/16}/2. The numerical inequality
shows that (\dagger) is nonpositive once m\ge m_0. This proves the lemma.
If the two children have different already established exponents, use their maximum p. Each sweep is a contraction, so increasing the real Schatten exponent only decreases every E_m(\xi;p). Apply the lemma with that common p and then the marked recurrence with the parent parameter q=Q_n. This verifies the all-subdiagram quantifier in the child hypothesis; restricting it to Q_m-hook diagrams would not suffice.
10.11 The bounded-exponent induction
Proof of Proposition 10.1. The trivial diagram has moment one and is not large-level. A zero moment satisfies either branch. Once the finite starting range has been fixed, Lemma 2.2 permits a common exponent large enough for every other diagram in that range, including a possibly negative G_n(\lambda). It will also be chosen above the fixed sparse requirement in (94). The sparse branch then holds whenever that estimate applies; its remaining finitely many sizes will belong to the starting range. We now fix the large-size thresholds without using that exponent.
For larger d, split the dimensions into \lfloor d/2\rfloor,\lceil d/2\rceil yielding a,b. Let p be the maximum of the child exponents. Lemma 10.3 gives (95) for every parent-hook subdiagram with \mathcal B_m=O(m^{1-4\epsilon}\log(m+1)). Increasing the child exponent to their maximum is allowed by contraction. Thus the displayed all-subdiagram hypothesis, including the inherited parent hook, is satisfied.
We next check three comparisons needed to apply (96). We may assume the parent is large-level and has positive moment, so the sparse dimension estimate gives H=H_\lambda\ge c n^{1-\epsilon}.
First,
for all sufficiently large n. To see this, test the canonical Q_n-hook portion \alpha\subseteq\lambda, and put s=n-|\alpha|. If s\ge n^{1-4\epsilon}, the hook calculation in the preceding lemma gives
Multiplied by \theta, this is larger than c_0s\log n. Consequently this candidate costs at most \theta H, even after its negative deletion entropy is discarded. If s<n^{1-4\epsilon}, the candidate costs at most \theta H+c_0n^{1-4\epsilon}\log n=\theta H+o(H). Both cases prove the asserted bound.
Second, the deletion count t of an actual minimizing \omega satisfies
Indeed if t\ge n^{1-4\epsilon}, then \log(n/t)\le4\epsilon\log n and H_\omega\ge0, so
Below that threshold the displayed size bound is immediate.
Third, use this minimizing \omega in (96). The child allowances and the grid error satisfy
Together with the bound on t and H\ge c n^{1-\epsilon}, these imply, for an absolute K independent of p,
For example the first error divided by H/d is O(d n^{-\epsilon}\log(n+1))=o(1); the other sublinear powers are smaller. The H/\log n part of the deletion count is already O(H/d).
For a positive moment and \delta>0, the elementary inequality \sum_i x_i^{1+\delta}\le(\sum_i x_i)^{1+\delta} for x_i\ge0 gives
Choose the size threshold so that K/d\le0.1. The preliminary bound is then at most 0.7H, and taking \delta=A/d with A\ge4K yields
All thresholds and A are independent of the starting exponent. Choose an integer d_0 above them, also large enough that every child in a recursion step is in the range of the inherited-hook lemma. Now choose one starting exponent P_* for d\le d_0 as described at the beginning of the proof, and set
Strong induction proves both branches of the proposition. To bound these exponents, follow a child attaining each maximum until the first index at most d_0. Along this path, parent u and child v obey u-1\ge2(v-1), so the sum of reciprocal bit lengths above the starting range is at most 2/d_0. Thus p_d\le P_*e^{2A/d_0} for every d.
10.12 From moments to forward sweeps
Put P=\sup_d p_d<\infty and choose an integer r\ge4P. At large levels, the bound G_n(\lambda)\le0.6H_\lambda and the moment-slack inequality give
Consequently
The large-level bound is summable with negligible total by the partition count and dimension bound. At the others use (94) (at most 2^k diagrams per sparse k). By Schatten Hölder, the analogous regular-representation Hilbert-Schmidt sum with {\rm Tr}_\lambda|B_n^r|^2 in place of {\rm Tr}_\lambda|B_n|^{2r} is no larger. This sum excluding the trivial diagram is the squared L^2 distance of the permutation density from 1 relative to uniform, by the regular action trace formula. By Cauchy-Schwarz, rd shuffles therefore suffice in total variation at large d, uniformly over starting orders by relabeling.
11 Deletion budgets and graded hook overlap
The next method assigns a budget to deleting boxes from a diagram. Deletion trades a large representation for a smaller diagram inside a thin hook and a collection of named points. A graded tensor overlap estimate controls the hook; falling factorials account for the points. The budget first minimizes over every subdiagram and clips the result; the proof then finds a near-minimizer inside a thin hook.
Write W_\lambda=\log D_\lambda. Fix a=1/4 and b=10^{-5}, and set
The t-dependent logarithmic terms have continuous value zero at t=0. All traces below are ordinary, unnormalized traces.
Theorem 11.1. There are real exponents p(d)\ge1, indexed by integers d\ge1, with \sup_{d\ge1}p(d)<\infty such that, for every integer d\ge1 and every partition \lambda\vdash n=2^d,
There is a fixed integer d_*\ge1 above which one may take
In particular E_n^+\le aW_\lambda yields a fixed negative power of D_\lambda for the sweep norm.
11.1 Whitening a graded tensor overlap
Consider an a_0 by b_0 grid with n=a_0b_0 and t deleted cells. Put s=n-t. When s=0, the surviving representation is one-dimensional and the overlap bound below is immediate; thus the whitening argument assumes s>0. Suppose \mu\vdash s lies in an (r,r) hook, where 1\le r\le n^{1/16} is an integer. Let X,Y be products of positive row and column group-algebra elements, supported on the local type tuples \gamma,\delta, respectively. Then
Here local dimensions and traces multiply over the lines, so W_\gamma=\sum_i\log D_{\gamma_i} and W_\delta=\sum_j\log D_{\delta_j}. For the balanced grids used in the induction, a_0+b_0=O(\sqrt n), the error is O(n^{4/5}+t). The displayed formula retains the error for arbitrary rectangular geometry.
We supply the entropy gain in this inequality. Realize the hook inside signed tensors over \mathbb C^r\oplus\mathbb C^r, with the second summand odd. A compatible compact type has even and odd weight lists \xi,\eta. Its entropy h differs from the symmetric group log dimension by O(r^2\log n); carrier dimensions and the number of compatible types cost \exp O(r^2\log n). Over all grid lines these errors are O((a_0+b_0+1)r^2\log(n+1)). The complete positive-factor estimate, including all carrier multiplicities, is Proposition 5.3, applied with q=r. Its local hook hypothesis causes no additional restriction here: a local type that occurs in the restriction of V_\mu is a subdiagram of \mu by the Littlewood–Richardson rule, and hence is itself an (r,r)-hook shape. Any other local type acts as zero on V_\mu. Thus the proposition proves (103). We retain the following deformation calculation to explain the entropy gain; the proposition supplies the passage to arbitrary positive factors and their multiplicities.
For a local type with list of weights (p_i) and u sites, use the strictly positive density matrix with spectrum (p_i+1)/(u+2r). Twirl it over the even and odd unitary groups. The highest-weight term in the twirl dominates the local type projection with loss e^{W_\gamma+O((a_0+b_0+1)r^2\log(n+1))}, and similarly in the other direction. This regularization permits inverse square roots even when some weights vanish.
Work in one compatible global compact sector at a time. For each pair (\xi,\eta) with at most r parts in each partition and |\xi|+|\eta|=s for which V_\mu occurs in \operatorname{Ind}_{S_{|\xi|}\times S_{|\eta|}}^{S_s} (V_\xi\otimes V_{\eta^{\mathsf t}}), put
Here \mathbf S_\xi and \mathbf S_\eta denote the irreducible polynomial carrier representations. The action \tau extends polynomially to the invertible parity-preserving block matrices. Write \chi_\tau(B)=\Tr_{\mathcal U_\tau}\tau(B) for its character, and
with zero summands omitted. On the whole signed tensor space let \rho_s(B)=B^{\otimes s} be the color action. It is distinct from the carrier action \tau(B); the position action remains the signed permutation action. Let Z=Z_\tau be the full compact \tau-isotypic projection in this tensor space, including every multiplicity copy.
Let \mathcal W be the set of s occupied cells. For the row and column densities from the local twirls, write
An empty line may be assigned any strictly positive parity-preserving density of trace one. The regularized densities make \bar\rho strictly positive, so A is an invertible parity-preserving block matrix. With dg denoting normalized Haar measure on K_r, the deformed character formula is
Apply Lemma 5.6 with carrier matrix \tau(A)^{-1}. Its coefficient integral acts as \tau(A)^{-1} on the carrier of every copy of \tau and as zero on the other compact types. Multiplication on the left by \rho_s(A) therefore gives Z, proving the displayed formula. For unitary g, the character factor is
The bound follows by evaluating the highest-weight monomials of A^{-1} and using the entropy maximizing proportions. The factor \dim\tau outside the integral is separate from the one in this character bound.
For each cell define the squared Hilbert–Schmidt quantity
Since A\bar\rho A=I and every \sigma_j has trace one, its sum over the full grid is
Arithmetic–geometric means on the occupied cells therefore give
Thus the tensor coefficient has Hilbert–Schmidt norm at most e^{t/2}. The triangle inequality in (104), together with the character bound, gives the exact scale
Its square is at most (\dim\tau)^4e^{-h+t}. The two local twirl domination coefficients enter the overlap norm through their square roots. After squaring, their logarithms add W_\gamma+W_\delta+O((a_0+b_0+1)r^2\log(n+1)) to this squared logarithmic bound. Applying this estimate to each compatible global type, retaining all carrier dimensions and the number of such types, and using h=W_\mu+O(r^2\log(n+1)) gives the entropy exponent W_\gamma+W_\delta-W_\mu+O((a_0+b_0+1)r^2\log(n+1)+t).
The other branch of the minimum also needs the carrier factors. On the signed tensor space, let P_\mu be the full symmetric-group isotypic projection and let w_\mu\ge1 be its multiplicity. Since P_\mu commutes with X and Y,
Each trace on the right is a product of local signed-tensor traces. A local trace is its one-copy irreducible trace multiplied by the local carrier multiplicity, which is at most (n+r+1)^{10r^2} by Lemma 3.4. Keeping these multiplicities converts the global signed-tensor traces to the local irreducible traces in (103), and gives its zero entropy branch with the same allowed error.
11.2 The sparse bound and near-optimal deletion
For \lambda=(n-k,\beta), a separate path argument gives
Apply the detailed weighted-forest proof of (17), with \Delta=2kd/n. Its inclusion-probability argument and weighted neighbor bound hold for every k\le n/(2d), not only for a fixed polynomial sparse range. In that proof the sum over forests is
When \Delta\le1, this is at most e^{Ck}\Delta^{k/2}\sum_{j\ge0}k^j/j! \le e^{(C+1)k}\Delta^{k/2}. Thus the same row-sum estimate gives \|B_n\|^2\le e^{C'k}\Delta^{k/2} throughout the full displayed range. Since \|B_n^*B_n\|=\|B_n\|^2, this proves (105). For k=1 the centered kernel is zero, as its one-vertex encounter graph is isolated; for k=0 the claimed sparse estimate is unnecessary.
The budget has the elementary bounds
The second follows by minimizing bt\log n-t\log(n/t) over 0\le t\le n. A near-minimizing diagram can be chosen in the (r,r) hook with r=\lfloor n^{1/16}\rfloor, at additional cost O(n^{99/100}), and its deletion size obeys
To prove this carefully, set g_n(t)=bt\log n-t\log(n/t), with g_n(0)=0. For t>0,
Choose an exact minimizer \mu_0\subseteq\lambda, and let v_j be the number of its boxes below row j and right of column j. They form a translated straight partition \nu_j. Let \mu^{(j)} be the diagram left after deleting that core. Filling \mu^{(j)} first and then \nu_j gives D_{\mu_0}\ge D_{\mu^{(j)}}D_{\nu_j}. Among the v_j core boxes, the v_{2j} boxes beyond its first j rows and columns have hooks at most 2v_j/j; all other hooks are at most v_j. Thus the hook formula and v!\ge(v/e)^v yield
If v_{2j}\ge v_j/2>0, deleting this core changes the objective by at most
For j\ge\lceil n^{1/32}\rceil this is negative at all sufficiently large n, since b-a/64<0. Exact minimality therefore forces v_{2j}<v_j/2 whenever v_j>0. Starting at j_0=\lceil n^{1/32}\rceil and iterating dyadically to the largest j_h\le r gives j_h>r/2 and
Truncate \mu_0 once at r. Its dimension decreases, while the derivative bound makes the increase of g_n at most O(n^{31/32}\log n)=O(n^{99/100}). For its deletion size t\ge n^{1-b/2} one has g_n(t)\ge(b/2)t\log n. The new objective is at most E_n(\lambda)+O(n^{99/100})\le aW_\lambda+O(n^{99/100}), and its dimension term is nonnegative. This proves (107). Finally g_n has minimum -n^{1-b}/e, establishing the second bound in (106) even when E_n is negative.
11.3 The cancellation of named-point factors
Induce from the selected hook diagram \mu on the remaining n-t points, fixing each of t distinct named points individually. The multiplicity of V_\lambda in this induced module is f^{\lambda/\mu} by branching. Splitting tableau entries also gives
We specify precisely the coefficient restriction used on a row group. Let G=\prod_i S_{l_i}, let \alpha be a tuple of row types, and let X be a positive group-algebra element whose only nonzero Fourier block is X_\alpha\ge0. Use the conventions
For a fixed set S of named positions, with s_i=|S\cap\operatorname{row}_i|, let H=\{g\in G:g(s)=s\text{ for every }s\in S\} be its pointwise stabilizer. Thus H=\prod_i S_{l_i-s_i}. Define
This keeps the original coefficients on the subgroup H; it neither prescribes arbitrary ordered images nor averages coefficients over other cosets.
The restriction is positive. Indeed the matrix of regular convolution by X has entries x(g_1g_2^{-1}). Its compression to the basis indexed by H is exactly regular convolution by E_HX, and a compression of a positive operator is positive. Equivalently, write the subgroup restriction as V_\alpha|_H=\bigoplus_\gamma V_\gamma\otimes M_{\alpha\gamma} and let \Pi_\gamma be the corresponding projection. Matrix coefficient orthogonality gives the exact formula
which is positive and is zero unless every \gamma_i\subseteq\alpha_i. Fourier inversion at the identity, or summing this partial-trace formula, gives
Each summand is nonnegative. Since |G|/|H|=\prod_i(l_i)_{s_i}, it follows that
For factorizable X, coefficient restriction factors over the rows. The column operator Y has the identical construction with column counts s'_j and its own pointwise stabilizer.
These are exactly the restrictions required by the induced trace. Its diagonal coset blocks are indexed by ordered positions of the t named points. A product of a row and a column permutation, in either order, can return a named point (i,j) to itself only if both fix it: the row permutation changes only the column coordinate, and the column permutation changes only the row coordinate. Neither can undo a coordinate change made by the other, so the intermediate position must also be (i,j). This holds for every named point simultaneously. Consequently, in the diagonal block associated with the position set S, only the pointwise-stabilizing coefficients of both operators occur. Identifying the other positions with the carrier of \mu gives that block’s trace as \Tr_{V_\mu}(X_SY_S). The choice of coset representative merely conjugates this identification. Thus
All these traces are nonnegative because X_S,Y_S\ge0. Likewise the irreducible traces of XY are nonnegative. The branching multiplicity therefore implies f^{\lambda/\mu}\Tr_{V_\lambda}(XY) \le\Tr_{\operatorname{Ind}V_\mu}(XY). Together with (108), this supplies the factor D_\mu\binom nt t! used below. In particular, the argument uses diagonal induced blocks and positivity of the pointwise-stabilizer expectation, rather than positivity of an arbitrary off-diagonal coset restriction.
For each child type \alpha and every prescribed stabilizer subshape \gamma\subseteq\alpha with h deleted positions, the minimum defining the child budget and its clipping bound give
The candidate \gamma need not minimize the child objective. Summing over the two balanced axes gives a total clipping error O(n^{1-b/2}). Consequently the sum of child budgets is at most
where the count entropy is
Each margin sums to t, and zero summands are omitted. The number of compatible marked-cell sets with these margins is at most
This is the usual assignment count: assign the labels to row slots and column slots, then forget their order within each line. Stirling gives the second inequality. The factor \binom nt t! from (108) cancels the falling factorials in (111), up to e^{O(t)}. More precisely, (m)_h\ge(m/e)^h and both margins sum to t, so
The cancellation must precede the estimate of the number of profiles; otherwise it would leave a spurious factorial cost.
Apply (103). Its raw trace bound has gain \min(0,U-W_\mu). The child quantities being propagated are dimension-weighted traces. Dividing their dimensions out and restoring the parent dimension multiplies this raw bound by e^{W_\mu-U}. The resulting exponent is W_\mu-U+\min(0,U-W_\mu)=\min(0,W_\mu-U). It combines with (113) by the elementary inequality
Together with (114), this recovers exactly the expression minimized in (102), with errors O(n^{1-b/2}+t+n^{99/100}). The logarithm of the number of remaining types and profiles is O(n^{3/4}+\sqrt n\log(n+1)): the full child partitions and stabilizer subpartitions each contribute O(a_0\sqrt{b_0}+b_0\sqrt{a_0}) by the partition bound, and the row and column margins contribute O((a_0+b_0)\log(n+1)). These terms are included in the stated errors.
Proof of Theorem 11.1. Write Q_n=B_n^*B_n and, on V_\lambda, put
The powers in T_n^\lambda(P) are positive real spectral powers. The eigenvalues of Q_n lie in [0,1]. Thus, when \theta_{d,\lambda}>0 and v\ge u>0,
The last inequality includes one factor D_\lambda for the number of eigenvalues in the unnormalized trace and one for the weight in T_n^\lambda.
The trivial shape has D_\lambda=1 and B_n=I. Its undeleted budget choice has value zero, so E_n^+=0 and its target is the equality 1=1. Every block with B_n(\lambda)=0 has zero moment for P>0. In particular this handles all shapes in Lemma 2.1, without requiring a converse to that lemma. Every remaining block is nontrivial and has 0<\theta_{d,\lambda}<1 by Lemma 2.2.
We first fix the exponent requirement for the sparse range. Let C_f\ge0 be the absolute constant in (105). For all sufficiently large d,
For 1\le k\le n^{1-b/8} these inequalities give 2kd/n\le n^{-b/16}\le1 and hence \theta_{d,\lambda}\le n^{-bk/64}. Since D_\lambda\le n^k, the last inequality in (115) gives
These size thresholds are independent of P.
For every remaining nontrivial, nonzero shape with k>n^{1-b/8}, the first column has length at most n/2 by Lemma 2.1. The dimension estimates at the start of Section 4 therefore give W_\lambda\ge c n^{1-b/8}.
We now apply the preceding static calculation to a sweep moment. Split the coordinates into batches of \lfloor d/2\rfloor and \lceil d/2\rceil bits, giving a grid with a_0=2^{\lfloor d/2\rfloor} rows and b_0=2^{\lceil d/2\rceil} columns. Write B_n=B_HB_V, where B_H and B_V are products of the row and column sub-sweeps, respectively. At a common real child exponent q\ge1, put
These are positive group-algebra elements, each a product over its lines. The spectral comparison and Araki–Lieb–Thirring inequality used in (19) apply for every real q\ge1 and give
Decompose X and Y into their full local irreducible blocks. For a row profile \alpha, the dimension-weighted trace of its ith block is T_{b_0}^{\alpha_i}(q), and for a column profile \beta it is T_{a_0}^{\beta_j}(q). The two orientations of a child’s positive square have the same trace. Increasing a child exponent decreases its singular-power trace, so the child targets at any assigned exponents no larger than q bound these quantities.
For each pair of profiles, coefficient restriction to the pointwise stabilizer of a marked set gives the positive factors considered above. Decomposing these restricted factors into their local types and applying (103) gives exactly the dimension factor and child-budget comparison following (114). Summing the profiles and marked sets therefore yields
The deletion-size estimate and the lower bound for W_\lambda make this error small relative to the dimension:
Indeed \log n=d\log2, and the fixed gaps between 1-b/8 and both 1-b/2 and 99/100 absorb the additional factor d for all sufficiently large d. Consequently there is an absolute C_r\ge0 such that
for all sufficiently large d. Its constant is independent of q.
Choose an integer d_*\ge1 beyond these thresholds and the sparse thresholds, and large enough that, for d>d_*,
For example the latter two requirements hold once d_* is at least \max\{\lceil4C_r\rceil,\lceil4C_r^2\rceil\}. Since E_n^+\le W_\lambda/4, the middle inequality in (115) and (116) imply
The first inequality in (115) now shows
Thus the increase in the stated recursion pays the entire preliminary error, with all thresholds chosen before the finite exponent below.
It remains to start this induction for every partition. Define the finite set
The norm-gap lemma makes every -\log\theta_{d,\lambda} on this set strictly positive. With an empty inner maximum interpreted as zero, choose the single real number
This number is finite, since \mathcal F_* is finite; its numerators are nonnegative because E_n^+\le W_\lambda/4. For every member of \mathcal F_* and every P\ge P_*, the last inequality in (115) gives
The trivial and zero blocks were already handled directly. Thus this one choice proves every target for 1\le d\le d_*, including all partitions at each starting size.
Set p(d)=P_* for 1\le d\le d_* and use the displayed recursion in the theorem for d>d_*. Both child indices are positive and smaller whenever the recursion is used. Strong induction, using the sparse estimate or (117) at the larger child exponent, proves the target for every d\ge1 and every partition.
To check boundedness with the rounded child indices, follow a child attaining the maximum until the path d^{(0)},\ldots,d^{(h)} first reaches d^{(h)}\le d_*. If h>0, then d^{(h-1)}\ge d_*+1 and d^{(j)}-1\ge2(d^{(j+1)}-1). Hence
It follows that
Thus the real exponents form a bounded sequence.
For completeness, take an integer R\ge6\sup_dp(d) for the number of forward sweeps. The target implies \theta_{d,\lambda}^{p(d)}\le D_\lambda^{-3/4}, and (115) then gives, on each nonzero block,
Schatten Hölder for the R forward factors bounds \|B_n^R\|_{\HS}^2 by \Tr Q_n^R. The regular Fourier sum over surviving nontrivial types therefore tends to zero by Lemma 2.5, as asserted. This step requires R to be an integer, but imposes no integrality condition on p(d).
12 A paired level and diagram budget
This proof uses two inductive bounds for the same trace. The level budget pays for tuples that lose coordinates on restriction. The diagram budget pays for long row and column chains and for distinct markers outside those chains. Their common interpolation lemma keeps the finite starting exponent out of all counting errors.
For p\ge1 write T_n^\lambda(p)=D_\lambda\Tr|B_n|^{2p}. When T_n^\lambda(p)=0, we use the extended-real convention \log T_n^\lambda(p)=-\infty. Fix the constants
Choose a sufficiently large absolute d_0. Put \iota_d=0 for d\le d_0 and \iota_d=2d_0^{-1/3}-d^{-1/3} otherwise, and set (u_d,c_d,v_d)=(u_*,c_*,v_*)+\iota_d(1,1,1). Choose d_0 so large that \iota_d\le v_*/10. In particular \gamma_d=v_d/c_d is positive and less than 0.01. For a box x of \lambda, let R(x),C(x) be the full row and column lengths, and define
Theorem 12.1. There is a fixed positive integer p such that, simultaneously for every integer d\ge1 and every partition \lambda=(n-k,\beta)\vdash n=2^d with \lambda\ne(n) and \lambda'_1\le n/2, where k=n-\lambda_1\ge1,
If \log(n/k)/\log n\ge\epsilon, the first bound is at most -k\log n. For all sufficiently large d, in the complementary range, \mathcal D_d(\lambda)\le\tfrac14\log D_\lambda.
The height condition includes every nonzero block by Lemma 2.1. No converse is needed: any zero block in this height range satisfies both moment inequalities by the extended-real convention. The final comparison of the diagram budget with dimension also covers these zero blocks, because its proof below uses only the stated height bound and properties of the diagram.
12.1 Interpolation with a fixed counting exponent
The two-strip argument below uses classical Schatten three-lines interpolation; see [24, Section 3.1, Theorem 3.1]. This reference concerns the interpolation principle, while the profile count and angle inequality below are proved here.
Write the sweep as B_n=CR, with R the product of row sweeps and C the product of column sweeps. Set
These positive group-algebra operators still factor over their respective lines. Within each irreducible block of the corresponding row or column subgroup algebra choose unitary extensions of the polar factors, so that R=AU_R and C=U_CB. These extensions remain in their subgroup algebras. Then CR=U_CBAU_R, and BA has the same singular values as the sweep. This identifies the positive operators used throughout the interpolation argument.
Let a representation \mathcal H contain at least L_\lambda\ge1 copies of V_\lambda in a global S_n-invariant subspace S, with the same letter denoting its orthogonal projection. In particular S commutes with the row and column operators. Suppose the row and column profiles give finite families \{E_\alpha\} and \{F_\beta\} of projections on \mathcal H. Within each family the projections are mutually orthogonal, and \sum_\alpha E_\alpha=\sum_\beta F_\beta=I_{\mathcal H}. Each projection commutes with S; E_\alpha commutes with the row operator A, and F_\beta with the column operator B. Set
The two projection resolutions and S\ne0 imply J\ge1. Then, for p\ge p_0>1,
Here A_\alpha=AE_\alpha, B_\beta=BF_\beta. In particular [S,A]=[S,B]=0. Put r=p/p_0. For r>1, the first analytic family is
On the operator boundary its norm is at most one. On the other boundary, Z(1+it)=B^{irt}(B^rA^rS)A^{irt}; this equality uses [S,A]=0. Imaginary powers are contractions on their supports. Interpolating at 1/r with exponent 2p_0 on the right boundary gives
For r=1 the assertion is equality. The projection resolutions give B^rA^rS=\sum_{\alpha,\beta}B_\beta^rA_\alpha^rS. Only the J counted pairs contribute, since B_\beta^rA_\alpha^rS=B_\beta^r(F_\beta E_\alpha S)A_\alpha^r. At the fixed exponent 2p_0, the triangle inequality bounds the last norm by J\max_{\alpha,\beta}\|B_\beta^rA_\alpha^rS\|_{2p_0}. For a pair of profiles use the second family
At z=it this equals B_\beta^{ipt}(F_\beta E_\alpha S)A_\alpha^{ipt}, with norm at most w_{\alpha\beta}. On the other boundary the outer imaginary powers again disappear. Its squared Hilbert–Schmidt norm is at most
Interpolation at 1/p_0 therefore yields
Complex powers remain zero on zero singular spaces throughout. The trace on S\mathcal H contains at least L_\lambda identical copies of the target block. Positivity of the singular power gives L_\lambda\operatorname{Tr}_\lambda|B_n|^{2p} \le\|BAS\|_{2p}^{2p}. These inequalities prove (123). Both counting powers depend only on p_0. In the tuple application S is a central S_n-isotype; in the signed-color application it is a global color isotype. Both commute with the full permutation action and hence reduce A,B as required.
The finite starting range can be made entirely explicit. Put n_0=2^{d_0} and let \mathcal E_d be the hypercube edge transpositions. The identity and each member of \mathcal E_d have a specified sweep realization of probability \varepsilon_n=2^{-nd/2}. For a unit vector v in a nontrivial irreducible, the variance identity for two independent sweep permutations gives
Every permutation is a word of at most 2n^2 edge transpositions: a vertex transposition uses a path of length at most d and its return, and at most n-1 vertex transpositions suffice. Telescoping along such a word and using Cauchy–Schwarz, then averaging uniformly over S_n, gives
The equality uses the absence of invariant vectors in a nontrivial irreducible. Thus the exact squared-norm gap is
It is therefore enough to take, after the absolute threshold d_0 has been fixed,
Indeed, with \Gamma_0=2^{-n_0d_0}/(2n_0^4), every nontrivial starting block has squared norm at most e^{-\Gamma_0}. The unnormalized trace has D_\lambda eigenvalues, and D_\lambda\le n!\le n_0^{n_0}, so
The level-budget exponent is at least -\Lambda n_0\log n_0 on these sizes, and the diagram budget is nonnegative; zero blocks are automatic. This deliberately crude choice therefore proves both starting targets and makes the order of choices noncircular.
12.2 Small levels by path cancellation
For all sufficiently large d and 1\le k\le n^{3/5} we claim
for an absolute c_s>0. We prove this on the injective k-tuple module. Its \lambda-isotype has multiplicity D_{\bar\lambda}, where \bar\lambda is the diagram below the first row. Zero extension to all k-tuples, with uniform product measure, multiplies every squared norm by the same factor (n)_k/n^k. An isotype vector has zero average in each separate coordinate: otherwise its averaging would give a nonzero copy of \lambda in the (k-1)-tuple module, contrary to branching.
Let x,y be independent uniform k-tuples. For I\subseteq[k], let g_I(x,y) be n^{|I|} times the endpoint transition probability for the labels in I, extended by zero when either restricted tuple is noninjective and then lifted to all coordinates. Set g_\varnothing=1. On injective x,y, define a potential contact between two labels as follows. If t is their last differing input bit in sweep order, their output prefixes of length t-1 must agree. Their prescribed paths then enter opposite sides of the same switch at time t. The prescribed routes are incompatible if their output bits also agree at time t. Otherwise the shared switch saves one of the |I|d independent coin requirements. It follows that g_I=0 on incompatible routes and g_I=2^{e_I} on compatible routes, where e_I counts potential contacts within I. Indeed, the input suffix and output prefix specify the position before every layer; a collision of prescribed positions would already give an incompatible potential contact.
In a bilinear form between the zero-extended isotype vectors, we may replace g_{[k]} by \sum_{I\subseteq[k]}(-1)^{k-|I|}g_I. Each omitted-coordinate term vanishes by the preceding zero-average property. On injective x,y this centered kernel vanishes unless the potential-contact graph has no isolated vertex: toggle any isolated label in the sum. Its squared Hilbert–Schmidt norm is consequently at most
All expectations in this display use uniform product measure.
Use one factor of g_I as a change of measure. Namely, sample the q=|I| input sites uniformly without replacement and move them through an independent complete switch field \omega; labels outside I retain independent uniform inputs and outputs. The probability that the original independent inputs in I were injective is at most one, so it can be discarded in an upper bound. The remaining factor is 2^{e_I}, now counting encounters of the q sampled actual paths. We may also discard injectivity conditions on outside labels. When their inputs coincide we define no potential edge between them; this convention agrees with the original event whenever all inputs are injective.
Fix \omega. Its encounter graph \mathcal G_\omega has the n initial sites as vertices; two vertices are adjacent when their actual paths share a switch. A path has at most one such contact per layer, so the degree is at most d. Two paths meet at most once: after a meeting they differ in the edited bit, which is never edited again. For any s vertices there are at most s\log_2s/2 induced edges. To verify this, merge the input suffix classes in a binary tree. At a merge with selected child counts h,s-h, the new contacts form a matching, of size at most \min(h,s-h). The inequality
telescopes over the tree. Thus a sampled component of size s has weight at most s^{s/2}.
For the uniform injective sample of size q\le k, let L be the number of sampled vertices in nonsingleton induced components, let J be the number of these components, and let E_I be the number of sampled induced edges. We prove the precise weighted estimate
The case l=j=0 has right-hand side at least one. For j>0, enumerate ordered disjoint connected vertex sets of sizes s_1,\ldots,s_j\ge2, with sum l. There are at most 2^l size lists. A connected set of size s can be encoded by a rooted plane spanning tree, a root vertex, and a neighbor index for each tree edge. There are at most 4^{s-1} plane tree shapes, so at most n(4d)^{s-1} such encodings. An encoding may be redundant; it is used only for an upper bound.
Assign distinct sample labels to the chosen vertices in at most k^l ways. Prescribed distinct placements of those labels have probability 1/(n)_l. On the event L=l,J=j, the actual components give at least j! ordered witnesses. Each such witness, weighted by \prod_h s_h^{s_h/2}, bounds 2^{E_I}. Hence the expectation is at most
For 2\le s\le k, s^{s/2}=s\,s^{(s-2)/2}\le e^s k^{(s-2)/2}, so the product is at most e^l k^{(l-2j)/2}. Moreover (n)_l\ge(n/e)^l and 1/j!\le e^{Ck}k^{-j}, the latter following from j!\ge(j/e)^j and j\log(k/j)\le k/e. These bounds prove (127), uniformly in the fixed switch field.
Put z=\log k/\log n\le3/5. The logarithm of the ratio in (127), divided by \log n, is
For z\ge1/2 both coefficients have the required sign; for z<1/2, use j\le l/2 to obtain the stronger bound -(1-z)l/2. Thus l\ge k/4 supplies a saving of order k\log n.
If l<k/4 and q\ge k/2, expose the outside endpoints before sampling the q base paths. Each prescribed outside path has at most d possible base-path neighbors: at every layer exactly one base path occupies the opposite pre-switch site. Coverage therefore requires at least h=\lceil k/4\rceil further sampled labels, outside the nonsingleton components, to belong to a set of at most kd initial sites. In the preceding witness count, choose these labels in at most 2^k ways and prescribe their sites in at most (kd)^h ways, using 1/(n)_{l+h} for the joint distinct placements. Since l+h\le q\le k, this inserts the factor e^{O(k)}(kd/n)^h in the same weighted bound.
If q<k/2, condition on all sampled trajectories. Let o=k-q. To cover the outside vertices choose a rooted forest whose components either end at a sampled label or have one free outside root. Every component of the second kind contains at least two outside vertices, so there are at most o/2 free roots and at least o/2 forest edges. Root choices cost at most 2^o and each other vertex has at most k parent choices. Expose each parent before its child. For a fixed contact time, the child’s required input suffix, opposite input bit, and output prefix jointly have probability 1/n; summing over times gives d/n. Thus, uniformly in the sampled trajectories, coverage costs at most 2^o(kd/n)^{o/2} for all large d.
In each case the additional power of kd/n or the bound n^{-l/10} saves a fixed multiple of k\log n. The costs O(k\log(d+1)), the at most (k+1)^2 choices of l,j, and the 4^k in (126) are smaller than that saving when d is large. The resulting Hilbert–Schmidt bound for the centered kernel proves (125), after decreasing c_s. When k=1 the centered kernel is zero. Finally D_\lambda\le\binom nkD_{\bar\lambda}\le n^k, so T_n^\lambda(p)\le n^{2k}e^{-2pc_s k\log n}. Choosing a fixed p sufficiently large in terms of \Lambda,c_s proves the level budget in this range; it also proves the nonnegative diagram budget there.
12.3 A tuple frame that includes full rows
The sparse estimate settles the small levels. For larger levels we need both the angle and the trace endpoint in (123). We first construct a frame with total norm cost e^{Ck}; the entropy saving will come from centering the resulting pieces.
For definiteness take the first bit batch to have \lfloor d/2\rfloor bits. Thus the grid has a=2^{\lceil d/2\rceil} rows and b=2^{\lfloor d/2\rfloor} columns; put m=b. For larger k, work on the injective k-tuple module. Here E_\alpha and F_\beta are products of the local row and column Specht-isotypic projections, with full shape profiles \alpha=(\mu_i)_i and \beta=(\nu_j)_j, where \mu_i\vdash b and \nu_j\vdash a. Let the local levels be s_i=b-(\mu_i)_1 and t_j=a-(\nu_j)_1, with totals J_s,J_t\le k, and put C_1=\sum_i s_i\log(b/s_i)+\sum_jt_j\log(a/t_j). The required angle estimate is
We give the full frame construction, including completely occupied rows. Fix the tuple’s row assignment. In one row let b be the number of sites, u the number of tuple labels, and s=b-\mu_1 the local level. Branching requires 0\le s\le u\le b. Identify its observed labels with [u] and embed its function isometrically in L^2(S_b) by completing to b labels and ignoring those outside [u]. All measures here are uniform probability measures.
For Z\subseteq[b], let P_Z be conditional averaging given the values at labels in Z. This is a right-subgroup average, commuting with the left action on values. The sum over |Z|=s is right central. In the regular representation, the whole left \mu-isotypic space is V_\mu\otimes V_\mu^*, with right action on the paired carrier. The invariant dimension for a subgroup permuting the b-s complementary labels is D_{\bar\mu} by branching, where \bar\mu is the lower diagram. Taking the trace on that right carrier therefore proves
on the entire left isotypic space, including its multiplicity. The inequality follows by choosing the entries below the first row of a standard tableau. Each P_Zf remains in this left type and is harmonic in its s selected values: a function of fewer selected labels cannot contain a type of level s.
Since P_{[u]}f=f, recover the original function by applying P_{[u]} to (129). Put l=|Z\setminus[u]| and v=b-u. The only possible indices satisfy
For such l, conditional averaging of the unobserved values in P_Zf is precisely
To prove this identity, average the l unobserved arguments injectively over the values not used by the observed u labels. Starting with distinctness among the selected arguments, use inclusion–exclusion to forbid also the values at [u]\setminus Z. Every term leaving an argument unassigned to one of these values vanishes by harmonicity. The surviving assignments are exactly the injections \varphi in the display, each with sign (-1)^l. Their number is (u-s+l)_l\le(u)_l. Every reassigned function has the same norm as P_Zf, since its s distinct observed values have the same uniform injective marginal distribution.
Use (v)_0=(u)_0=1, also when v=0. For l>0 in (130), v\ge l, so the denominator is strictly positive. In particular, for a full row u=b only l=0 occurs; no quotient with a zero falling factorial is evaluated. By Cauchy–Schwarz and \sum_{|Z|=s}\|P_Zf\|^2=\kappa\|f\|^2, the sum of the norms of the reassigned pieces, after division by \kappa, is bounded by C_{b,u,s}\|f\|, where
An empty row has u=s=0 and cost one. For a full row, the expression is \kappa^{-1/2}\binom bs^{1/2}\le2^{u/2}. More generally, if v<2u, then for every feasible l (u)_l/(v)_l=\binom ul/\binom vl\le2^u. Vandermonde’s identity bounds the sum of the binomial factors by \binom bs\le2^b\le2^{3u}, proving the stated cost in this dense case. If v\ge2u, then l\le u\le v/2 and, for l>0,
Using \binom u{s-l}\le2^u and \sum_{l\ge0}(A/l)^l\le e^A with the l=0 term defined as one (termwise, l!\le l^l), where A=4eu^2/v\le2eu, proves (132) in the sparse case as well.
The construction also applies to entangled row vectors. With the fixed row assignment denoted by \mathbf u, take P_{\mathbf Z}=\prod_iP_{Z_i} on the completed-label product space. The product of the central sums acts as \prod_i\kappa_i times identity on the full product isotypic space. Consequently
Conditional averaging and harmonicity hold with all other row variables fixed. Weighted Cauchy–Schwarz in this identity therefore multiplies the costs in (132), without any assumption that f_{\mathbf u} is a tensor product. Since \sum_i u_i=k, the total cost is e^{Ck}.
Group the reassigned pieces by their global exceptional subset X\subseteq[k]. In the independent-coordinate extension they have the form H_X(\mathbf u,\mathbf v_X)\mathbf1_{\rm distinct}, with |X|=J_s and at most 2^k subsets. In each supported row pattern, exactly s_i labels of X lie in row i. Set the raw function to zero on unsupported row patterns and on collisions among its selected columns. Conditional on a row pattern, the selected injective columns have the same marginals as under full row injectivity. Moreover the probability of full row injectivity is \prod_i(b)_{u_i}/b^{u_i}\ge e^{-k}. Thus the raw independent-coordinate norms still cost at most e^{Ck}. A column-isotype vector has the analogous pieces G_Y(\mathbf u_Y,\mathbf v)\mathbf1_{\rm distinct}, where |Y|=J_t and exactly t_j labels of Y lie in column j.
12.4 Conditional collisions and localization
The frame has paid only e^{Ck} and has not yet produced the saving in (128). We now use centering to force collisions among omitted labels, and localize the selected labels using their row and column counts.
The vectors in the global level-k type are harmonic after zero extension. Insert the centering projection \Pi=\prod_{\ell=1}^k(I-M_\ell) into their inner product, where M_\ell averages the independent cell of label \ell. For labels in X\cup Y, expand this product and let I\subseteq X\cup Y be the subset on which the identity factor is chosen. Write the cells supplied to the two functions as (U_\ell^H,V_\ell^H) and (U_\ell^G,V_\ell^G). For \ell\in I these are the same uniform cell. For \ell\in(X\cup Y)\setminus I they are independent uniform cells. Different labels are independent. In particular a label in (X\cap Y)\setminus I supplies two independent selected cells; it is not a shared selected cell.
For each missing label in Z=[k]\setminus(X\cup Y), couple its two choices using main row and column variables (U_\ell,V_\ell) and independent alternates (U'_\ell,V'_\ell). The identity choice uses (U_\ell,V_\ell) on both sides; the averaging choice uses (U_\ell,V'_\ell) in H_X and (U'_\ell,V_\ell) in G_Y. The raw functions always see the same needed row U_\ell and column V_\ell. Hence toggling a missing label changes only the two distinctness indicators. Their alternating sum cancels unless that label has a possible same-cell collision in some choice of side and cell version. Put M=|Z| and condition first on all nonmissing variables. The raw functions have separated remaining variables H(U),G(V). Whenever the alternating sum is nonzero, the graph of possible collisions has a forest covering the missing vertices. In every component meeting nonmissing vertices, grow a forest from all those vertices as separate roots; then each tree has exactly one nonmissing root. Span each wholly missing component by one tree, which has at least two vertices and needs one free root. Thus every child exposed along a forest edge is missing, and there are at least M/2 edges. Choosing parents, sides, and cell versions costs e^{O(k)}k^{\text{number of edges}}. Exposing parent before child, each specified child cell is independent uniform, so every edge costs 1/n. Uniformly under the conditioning, the coverage probability is at most e^{O(k)}(k/n)^{M/2}.
Let K(U,V) be the alternating sum after averaging alternate coordinates. Jensen’s inequality and its 2^M summands give \mathbb E|K|^2\le4^M\Pr(\text{coverage}). It vanishes unless the cells in O=X\cap Y\cap I are distinct. Writing A_1=(\mathbb E_U|H|^2)^{1/2} and B_1=(\mathbb E_V|G|^2)^{1/2}, the conditional Cauchy–Schwarz bound is therefore
Here the factorization \mathbb E_{U,V}|H(U)G(V)|^2=A_1^2B_1^2 is essential: an unconditional probability estimate alone would not control the weighted functions.
The dependence of these two weights will also matter in the next step. Put N=X\cup Y. After averaging the missing rows, A_1 is measurable with respect to
Similarly, after averaging the missing columns, B_1 is measurable with respect to
Only the cells in O=X\cap Y\cap I are selected on both sides with a shared value. Given \mathcal F_H, the columns (V_\ell^G)_{\ell\in Y\setminus O} are still independent and uniform; given \mathcal F_G, the rows (U_\ell^H)_{\ell\in X\setminus O} have the analogous property. For a label selected on both sides but outside I, this follows from the independent versions just specified.
Stratify the nonmissing variables by the row and column counts p_i,q_j of O, whose size is o. There are at most (k+1)^{a+b}=e^{O(k)} strata because k\ge n^{3/5} and the grid is balanced. On a realizable stratum p_i\le s_i,q_j\le t_j. For o>0, the entropy of the uniform measure on its distinct cells is \log o, bounded by the sum of its marginal entropies. Hence
Using \sum_i p_i\log(s_i/p_i)\le J_s/e and its column analogue, with zero terms interpreted continuously, gives
This is also true when o=0.
We make the localization step explicit. In the average of A_1B_1 on a stratum, apply Cauchy–Schwarz, keeping the stratum and the Y-column profile in the A_1^2 factor and the stratum and the X-row profile in the B_1^2 factor. Given \mathcal F_H, the cells of O are known and the columns seen by G on Y\setminus O remain independent uniform columns. The probability of the remaining column counts r_j=t_j-q_j, with N_Y=|Y|-o, is multinomial. Its logarithm is at most
Indeed N_Y!\le k^{N_Y}, r!\ge(r/e)^r, and \sum_jr_j\log(t_j/r_j)\le J_t/e. For the other factor the same argument gives the probability bound
The unweighted second moments are the squared raw norms. Taking square roots of the two probabilities and using (134) bounds the localization factor by
Also |X|+|Y|-o\ge|X\cup Y|=k-M, and the trivial Cauchy–Schwarz bound is available. We thus obtain the positive-part saving \tfrac12((k-M)\log(n/k)-C_1)_+. Finally, for L=\log(n/k)\ge0,
Combining this with (133), and summing the strata, centering choices, and frame pieces, proves (128).
12.5 The tuple trace endpoint
The angle estimate (128) is now complete. It remains to bound the positive trace endpoint, including the global copy count and all row and column assignment factors. We now estimate the trace endpoint in (123). Write n=ab, with a rows of size b and b columns of size a. Put X=A_\alpha^{2p} and Y=B_\beta^{2p} on the injective tuple module. In a diagonal entry of YX, an intermediate tuple must have both the starting row assignment, because X preserves rows, and the starting column assignment, because Y preserves columns. It is therefore the starting tuple itself. Consequently
and both diagonals are nonnegative.
For a tuple with column counts v_j, consider the local positive group-algebra element of Y in column j. Its identity coefficient is T_a^{\nu_j}(p)/a! and the modulus of every coefficient is at most this value, by positivity in the regular representation. The diagonal entry in the local tuple action sums coefficients on the pointwise stabilizer of its v_j labels, of size (a-v_j)!. It is thus at most T_a^{\nu_j}(p)/(a)_{v_j}. Equivalently this is positive coefficient restriction to that stabilizer. Since \sum_jv_j=k and (a)_v\ge(a/e)^v,
Fix the complete row assignment of the labeled tuple, with counts u_i. The local row tuple module is \operatorname{Ind}_{S_{b-u_i}}^{S_b}{\bf1}, in which the multiplicity of \mu_i=(b-s_i,\bar\mu_i) is f^{\mu_i/(b-u_i)}. It is zero if u_i<s_i. Otherwise separating the entries below the first row gives
The hook formula also gives
Indeed the hooks below the first row are exactly those of \bar\mu_i. If r=b-s_i, the first-row hook product divided by r! is \prod_{h=1}^r(1+(\bar\mu_i)'_h/(r-h+1)); its logarithm is at most \sum_h(\bar\mu_i)'_h=s_i.
The trace of the local row operator is its irreducible trace times this multiplicity. Hence, for the fixed row assignment, its total row trace equals
Using (136), \binom b{s}\ge(b/s)^s, and \binom u{s}\le(eu/s)^s, the product of ratios is at most
Here \sum_i s_i\log(u_i/s_i)\le\sum_i u_i/e=k/e and \sum_i s_i\le k; zero terms are interpreted continuously.
The number of row assignments with every u_i\ge s_i is at most
For a uniform independent row assignment, choose disjoint witness sets of s_i labels required to hit row i. There are at most k^{J_s}/\prod_i s_i! such choices, each of probability a^{-J_s}. The union bound and s!\ge(s/e)^s give
which proves (137).
Combine the trace per assignment, the count of assignments, and (135). The a^k cancels and gives
Interchanging rows and columns gives the same inequality with J_t. The global tuple multiplicity is L_\lambda=D_{\bar\lambda}, and D_\lambda/L_\lambda\le\binom nk\le(en/k)^k. Thus the full normalized endpoint satisfies
Pairs with zero endpoint require no logarithmic estimate. There are only e^{O(k)} relevant profile pairs in this range. Indeed the level lists have at most (k+1)^{a+b} choices, and, for fixed lists, the partition bound gives at most \exp(C\sum_i\sqrt{s_i}+C\sum_j\sqrt{t_j}) tail choices. Cauchy–Schwarz bounds the exponent by O(\sqrt{ak}+\sqrt{bk}). Since a,b\asymp\sqrt n and k\ge n^{3/5}, both this exponent and (a+b)\log(k+1) are O(k).
12.6 Closing the level budget
In both inductions, a trivial child has T=1 and zero level and diagram budgets. If a child sweep block is zero, its profile has zero trace endpoint and can be discarded. Every remaining child satisfies the height condition by Lemma 2.1, so the stated induction hypotheses apply to all child terms retained below.
Insert the angle (128), the endpoint bound (138), and the profile count into (123). The remaining task is to compare the sum of child level budgets with the parent budget. Write \delta=\log(n/k)/\log n, let \omega_i=(s_i/k)(\log b/\log n) for row factors and use the corresponding column weights. For a positive local level s_i in a block of size m_i, put \delta_i=\log(m_i/s_i)/\log m_i, where m_i=b on rows and m_i=a on columns (with s_i replaced by t_i there). At level zero set \delta_i=0; its weight is zero and the trivial child moment is one. Put
Then
For the second inequality, expand \sum_i\omega_i(\delta_i-\delta)^2\ge0 and use \sum_i\omega_i\delta_i\ge\delta-\xi. This gives \sum_i\omega_i\delta_i^2\ge(2-W_0)\delta^2-2\delta\xi; since 0\le\delta\le1, it implies the displayed bound. Subtracting the target level budget and dividing by k\log n leaves at most
The first two terms are nonpositive by (119); the parameter increment, of order d^{-1/3} at a balanced split, pays the last error. This proves (121).
12.7 Long chains and the diagram dimension
It remains to treat \delta<\epsilon, so k\ge n^{1-\epsilon}. For the two moment inequalities we may assume the parent block is nonzero, since zero moments were handled above. Throughout this subsection the theorem’s height condition is \lambda'_1\le n/2. Put T=n^{1-\gamma_d} and let a_1,b_1 be the numbers of full rows and full columns of \lambda of length at least T. Split the diagram into all boxes in its top a_1 rows, then all boxes in its first b_1 columns below those rows, and the translated straight diagram \theta remaining in the lower right (Figure 2). The first two regions are disjoint chains, with lengths \eta_i=\lambda_i and \zeta_j=(\lambda'_j-a_1)_+, respectively. Write
The bound on D_0 follows from a_1,b_1\le n/T=n^{\gamma_d} and \gamma_d<0.01. Set G=0 when M=0.
Figure 2: The chain decomposition, shown schematically. The top a_1 rows are taken first; the column chains contain only the boxes below those rows. The remaining lower-right region is a translated straight diagram \theta. Thus the row chains, lower-column chains, and tail are disjoint, and their sizes sum to n. The cut is schematic; the asymptotic threshold is defined in the text.
Every tail cell pays the cap v_d\log n, since both of its full line lengths are below T. In a top row, replacing the maximum of the full row and column lengths by the row length can change the contribution only in the first b_1 columns, at most a_1b_1 cells. This has total cost O(c_d a_1b_1\log(en)). Below the top rows, in a long column the maximum is its full column height. Replacing that height \zeta_j+a_1 by its chain length \zeta_j changes the logarithmic sum by at most
for each nonempty chain. Thus the chain contribution is c_d\sum_l l\log(n/l) up to the same stated error. Finally \sum_l l\log(n/l)=G+M\log(n/M) and M\log(n/M)\le R. We have proved
We also need a hook-product bound for an arbitrary diagram \mu\vdash L, L\le n, using these same values of a_1,b_1. Let l be its top-row and lower-column chain lengths, and let \vartheta be its translated residual diagram of size q. Then
Here is the hook comparison in detail. Tail hooks are exactly those of \vartheta. On a top row, compare each hook with the baseline number of cells remaining in that row, including the current cell. Cells in the first b_1 columns cost at most O(a_1b_1\log(en)) altogether. In the other columns, the extra leg has at most a_1 boxes in the top region plus the height of the corresponding tail column. The first addition costs O(a_1\log(en)) per row by the harmonic sum; the two additions can be separated using \log(1+x+y)\le\log(1+x)+\log(1+y).
Let the tail have width w and nonincreasing column heights h_1,\ldots,h_w, of sum q. If q>0, every top row extends at least through column b_1+w, so the tail addition for that row is bounded by
When w\le D_0\log(en), there are at most a_1w affected top-row cells, each costing at most \log(en), for a total O(D_0^2\log^2(en)). When w>D_0\log(en), use
For the first half of the sum the denominators are at least w/2; for the second half monotonicity gives h_t\le2q/w. After multiplication by the at most a_1 top rows, this is O(q).
For the lower-column chains compare hooks with the number of remaining cells in their column. The extra arm has at most b_1 boxes in the left region plus the appropriate tail row length. The b_1 addition has total cost O(b_1^2\log(en)). The tail addition has the identical bound with width and height interchanged: every left column extends through the tail’s rows, and its row lengths are nonincreasing with sum q. If q=0, both tail-addition terms are absent. The resulting total logarithmic inflation over the product (q!/D_\vartheta)\prod_l l! is O(q+D_0^2\log^2(en)), proving (141).
At the parent, every hook of \theta is at most 2n^{1-\gamma_d}, because all its full row and column lengths are below the threshold. Therefore D_\theta/R!\ge(2n^{1-\gamma_d})^{-R}. Also (n)_R\ge(n/e)^R and factorial estimates give \log(M!/\prod_l l!)=G+O(D_0\log(en)). Applying (141) yields
For the second assertion, if M>0 and l_{\max} is the largest chain length, -\log x\ge1-x gives
Every top chain has length at most \lambda_1=n-k, and every lower-column chain has length at most \lambda'_1\le n/2. Consequently G+R\ge n-l_{\max}\ge\min(k,n/2)\ge k/2. If M=0 the same inequality is immediate from R=n. For sufficiently large d, \log n\ge1, proving the displayed version.
12.8 Color multiplicities and the marked trace
The arm comparison has expressed the parent budget in terms of G and R, and (142) supplies its dimension scale. To apply (123), we still need the local copy counts, the positive trace with distinct markers, the child diagram costs, and the color angle. We establish them in that order.
Let \mathcal H be the space of configurations of R distinctly labeled even markers and signed colors in \mathbb C^{a_1}\oplus\mathbb C^{b_1}. Every marker is used exactly once. Thus \mathcal H is the orthogonal sum, over the ordered marker-position tuples, of the signed tensor spaces on the remaining M sites. The compact group K=U(a_1)\times U(b_1) acts only on colors; zero factors are omitted. The selected global type is the irreducible representation
where the carrier factor belonging to a zero group factor is also omitted. Its carrier action extends polynomially to the invertible parity-preserving block matrices. Take S to be the full compact \pi-isotypic projection on \mathcal H, including all multiplicity copies. No additional projection is put on the marker labels.
Indeed, by fixing the even, odd, and marker site pattern and then inducing, Schur–Weyl duality identifies this color isotype on the permutation side with induction from the Specht factors V_\eta,V_{\zeta^{\mathsf t}}, with the markers fixed pointwise. Stacking \zeta^{\mathsf t} below \eta gives precisely the unmarked hook subdiagram. Its Littlewood–Richardson coefficient is at least one: the skew part below \eta is a translated straight diagram with its row-constant Littlewood–Richardson tableau. Adding the R ordered markers by branching then gives at least f^{\lambda/(\text{unmarked hook})}=D_\theta copies of V_\lambda. The compact carrier dimension can only increase this multiplicity, so in (123) we may take L_\lambda=D_\theta. Separating the entry sets in the chains and the tail of a standard tableau gives
The last inequality is the elementary multinomial entropy bound.
In each row include both the local permutation isotype \mu_i and local color isotype (\eta^{(i)},\zeta^{(i)}) in E_\alpha; use (\nu_j,\eta^{[j]},\zeta^{[j]}) in each column for F_\beta. The superscripts (i) and [j] distinguish row and column partitions; subscripts denote their parts. Local color projectors commute with local permutations. They also commute with the global color projection because they commute with every element of their local color group, including the corresponding factor of every diagonal global rotation. Thus these projections have all the commutations needed in (123). Their degrees fix the marker counts
Only nonnegative counts contribute. For M_i=b-x_i define
and define G'_j,G_V analogously in columns. Empty entropies are zero.
We need the local multiplicity with one fixed assignment of marker labels to a row, while their positions within that row still vary. The unmarked permutation shapes \rho\vdash M_i have coefficients c_{\eta^{(i)},(\zeta^{(i)})^{\mathsf t}}^\rho. The full local multiplicity of \mu_i is therefore
Here the two dimensions are compact-group carrier dimensions, and the sum includes only shapes with nonzero coefficient.
For clarity, we record the size bounds used in this sum. Every such \rho contains \eta^{(i)} and (\zeta^{(i)})^{\mathsf t} and lies in the (a_1,b_1) hook. For the latter assertion use a Littlewood–Richardson tableau of \rho/(\zeta^{(i)})^{\mathsf t} with content \eta^{(i)}. Beyond column b_1 its columns have at most a_1 boxes, by column strictness. Let l^0 be the vector of its top-row and lower-column chain lengths, padded by zeros. Its top counts dominate the parts of \eta^{(i)}, while the deficit of each lower-column count from the corresponding part of \zeta^{(i)} is at most a_1. Since the two vectors have the same total M_i, their total absolute discrepancy is at most 2a_1b_1. It follows that
One may bound the entropy change per changed integer unit by O(\log(en)), including the transition between zero and one.
The same tableau argument bounds the coefficient in (144). The top a_1 rows of \rho contain at least |\eta^{(i)}| boxes, and at most a_1b_1 of those belong to the base shape (\zeta^{(i)})^{\mathsf t}. Thus at most a_1b_1 boxes of the skew tableau lie below the top region. In the top region, a weakly increasing row is specified by its counts of the at most a_1 letters, giving at most (n+1)^{a_1^2} choices. Below it there are at most \max(1,a_1)^{a_1b_1} choices. The number of possible hook shapes \rho is at most (n+1)^{a_1+b_1}, and the compact carrier dimensions are e^{O(D_0^2\log(en))} by the Weyl dimension formula. All these factors therefore fit that exponential bound. In particular, (141) and (145) give
For each contributing \rho\subseteq\mu_i, let l_{ih} be the full chain lengths of \mu_i, and let l^0_{ih} be those of \rho. Write
If the tail of \mu_i has shape \theta_i and size q_i, then q_i+\sum_he_{ih}=x_i. Separating the entries in its tail and chain extensions yields
Dividing by (141), with L=b, leaves x_i!\prod_hl_{ih}!/(b!\prod_he_{ih}!) times e^{O(x_i+D_0^2\log^2(en))}. Factor out the chain binomials and use (145) to obtain
where, once and for all, choose a contributing \rho_i maximizing K_i(\rho) and set K_i=K_i(\rho_i). The identity behind the entropy term is \prod_h(l^0_{ih})!/M_i! after extracting the inverse binomial; factorial errors and the sum in (144) have the stated size. Zero local spaces can be discarded.
The marked trace endpoint. In a diagonal block of B_\beta^{2p}A_\alpha^{2p}, each marker’s intermediate position must equal its starting position: a horizontal move and a vertical move cannot undo each other’s coordinate changes. Fix one such marker-position tuple. In a column, restricting the positive group-algebra coefficients to its pointwise marker stabilizer S_{a-y_j} gives a positive element with regular trace T_a^{\nu_j}(p)/(a)_{y_j}. On a stabilizer irreducible \rho, its operator norm is at most this regular trace divided by D_\rho. On the fixed local color type the occurring \rho satisfy the column version of (146). Consequently the vertical diagonal block has norm at most
This holds uniformly over the marker positions; blocks with incompatible counts are zero. Fixed graded reordering into column order makes the product over columns literal, without changing the norm or the marker fibers.
Both diagonal compressions are positive. After applying the vertical norm bound we may sum the horizontal diagonal traces, which gives the full horizontal trace. There are R!/\prod_i x_i! ways to assign the distinct marker labels to rows, and hence
Using (147), the remaining binomial and position factors, including (143), are bounded by
Thus the normalized trace endpoint obeys
Charging the child diagrams. We next compare the child diagram budgets with the chain entropies. Keep the maximizing shapes \rho_i chosen in (147). Call a horizontal chain (i,h) good if l_{ih}\ge b^{1-\alpha_0}, where \alpha_0=v_*/(4c_*), and define the number of good extensions by
This counts horizontal extension boxes only, so 0\le e_{\rm good}\le R.
The l^0_{ih} unmarked boxes in this chain each see a full row or column length in \mu_i at least l_{ih}\ge l^0_{ih}. Their contribution to \mathcal D_{\log_2 b}(\mu_i) is at most c_{\log_2 b}\sum_hl^0_{ih}\log(b/l^0_{ih}). By (145) and M_i\log(b/M_i)\le x_i, this is c_{\log_2 b}G_i+O(x_i+D_0^2\log(en)). Charge the remaining x_i boxes by the cap v_{\log_2 b}\log b. For a good extension box the actual charge is at most c_{\log_2 b}\alpha_0\log b\le(v_*/2)\log b, since c_{\log_2 b}\le2c_*. The cap is at least v_*\log b, so each such box saves at least (v_*/2)\log b. In columns choose any compatible unmarked shape and make the same estimate, discarding its extension savings.
Set \bar c=\max(c_{\lfloor d/2\rfloor},c_{\lceil d/2\rceil}) and \bar v=\max(v_{\lfloor d/2\rfloor},v_{\lceil d/2\rceil}). The marker counts sum to R on each axis and \log a+\log b=\log n. Therefore
It remains to bound the K_i costs of the extensions. We may restrict to profile pairs with nonzero angle, since the other pairs contribute zero to (123). We first show that the total length U_{\rm bad} of bad horizontal chains is at most 2k, for all sufficiently large d. If a_1=0, then \lambda_1<n^{1-\gamma_d}\le n/2 and hence k\ge n/2; the total of all horizontal chain lengths is at most n\le2k. If a_1>0, the nonzero space E_\alpha S\mathcal H contains the global compact type (\eta,\zeta) inside the tensor product of the prescribed row types. Its highest weight has first even coordinate \eta_1=\lambda_1. Weights add under the diagonal color action, and in local type \eta^{(i)} every first weight coordinate is at most \eta^{(i)}_1. Thus
The second inequality uses \eta^{(i)}\subseteq\rho_i\subseteq\mu_i. All chains other than a row’s first chain lie below that first row. If the first chain is itself bad, its length \mu_{i,1}<b^{1-\alpha_0}\le b/2 is at most the same row’s minority b-\mu_{i,1}. Summing these two contributions gives U_{\rm bad}\le2k.
For any collection of chains with total length U and total extension count z>0, Vandermonde’s identity and the binomial bound give
For bad chains U\le2k and z\le R. Using \log x\le\log(d+1)+x/(d+1) yields the explicit bound
Zero extension counts contribute zero. For good chains U\le n and z=e_{\rm good}. If e_{\rm good}\ge k n^{-\epsilon}, the dense hypothesis k\ge n^{1-\epsilon} gives
for sufficiently large d. The final inequality follows from 2\epsilon<v_*/4 and \log m\ge(\log n-\log2)/2. If 0<e_{\rm good}<k n^{-\epsilon}, monotonicity of z\log(en/z) on [0,n] instead gives K_{\rm good}=O(k n^{-\epsilon}\log(en)). Consequently the K_i terms and the negative term in (149) together cost at most
All thresholds here depend only on the displayed fixed parameters, not on the eventual exponent p.
The color angle supplies the remaining saving:
If M=0, there are no unmarked symbols, G=G_H=G_V=0, and (151) follows from w\le1. Assume M>0 for the density and deformation argument that follows. We first pass from the full local color projections to weight projections. Let Q_H,Q_V be the products of the specified local color projections on the rows and columns. Write the additional permutation-type projections as E^{\rm perm},F^{\rm perm}, so E_\alpha=Q_HE^{\rm perm} and F_\beta=F^{\rm perm}Q_V. They commute within their respective lines and with S. Hence
All three color projections preserve marker positions, so this norm is the maximum of the norms on fixed marker-position fibers.
On one such fiber, let Q_\tau be a local color-type projection, and let d_\tau be its compact carrier dimension. In every multiplicity copy choose the highest-weight line and let P_\tau^{\rm hw} project onto their sum. Normalized Haar averaging on K=U(a_1)\times U(b_1) gives, with \rho(g) denoting the local tensor color action,
The highest-weight lines lie in the torus weight space whose symbol counts are the parts of \tau. If Z_\tau projects onto that whole weight space, then P_\tau^{\rm hw}\preceq Z_\tau. Tensor these positive inequalities over the rows and over the columns and apply Lemma 5.4, with middle operator S. It follows that
Here the rotations are independent on each line. The logarithm of the prefactor is O((a+b)D_0^2\log n) by the Weyl dimension formula. This argument applies with either parity dimension zero by omitting that factor of K; it uses no commutation between row and column projections.
Fix the line rotations in this last supremum. If a row has M_i>0 unmarked sites, let \sigma_i be the parity-block diagonal density whose entries are its required symbol counts divided by M_i, in the chosen rotated parity basis. If M_i=0, choose any parity-preserving density of trace one instead; that row has no tensor factors in the fiber. Define column densities \tau_j in the same way, using an arbitrary parity-block trace-one density when its local unmarked count is zero. Thus every line density has trace one, including empty lines. On the row weight space Z_H(\mathbf g) the tensor multiplier \Sigma of the \sigma_i^{1/2} acts by e^{-G_H/2}, and the analogous column multiplier \mathcal T acts by e^{-G_V/2}. In particular,
Thus the rotated weight-space overlap is at most e^{(G_H+G_V)/2}\|\mathcal T S\Sigma\|. For the global compact projection use the deformed formula with \bar\tau=b^{-1}\sum_j\tau_j, \bar\sigma=a^{-1}\sum_i\sigma_i, and a real scalar regularizer \varepsilon_{\rm reg}>0. For an invertible parity-preserving block matrix A, the polynomial tensor action \rho(A)=A^{\otimes M} acts on the whole color tensor fiber, while \pi(A) acts on the selected carrier \mathcal U_{\eta,\zeta}. The restriction of S to this fiber is the full compact \pi-isotypic projection. Put A_0=(\bar\tau+\varepsilon_{\rm reg}I)^{-1/2}. With dU denoting normalized Haar measure on K, apply Lemma 5.6 with carrier matrix \pi(A_0)^{-1}, and multiply its tensor action on the left by \rho(A_0). The formula is
To bound the trace coefficient, put
Since M>0, the total color dimension a_1+b_1 is positive, and D is a trace-one parity-preserving density. Apply (11) with parity dimensions a_1,b_1 and partitions \eta,\zeta. Their total degree is M and their entropy is G, so \|\pi(D)\|\le e^{-G}. Polynomial homogeneity and positivity give
Here the square-root identity follows by diagonalizing D within its parity blocks. An absent block contributes the trivial carrier factor and degree zero. Since \pi(U) is unitary, the absolute trace coefficient is at most \dim\pi times this norm, in addition to the \dim\pi outside the integral. For the site factor \tau_j^{1/2}A_0U\sigma_i^{1/2}, the squared Hilbert–Schmidt norms have full-grid mean
because A_0\bar\tau A_0\le I and \Tr\bar\sigma=1. Thus on the M unmarked sites the product of the site norms is at most (n/M)^{M/2}\le e^{R/2}. Let \varepsilon_{\rm reg} decrease to zero. Including the carrier dimensions proves (151).
Completion of Theorem 12.1. The number J of profile pairs in this application satisfies
Indeed the permutation partitions contribute O(a\sqrt b+b\sqrt a)=O(n^{3/4}) to this logarithm. Every local compact type is specified by at most a_1+b_1 nonnegative parts, each at most n, giving the second term over all lines. Marker counts are fixed by the local color degrees and introduce no additional profile choices.
Set \Delta G=G-G_H-G_V. Combining (148), (149), (150), and (151) in (123), then subtracting (140), gives
To obtain this error, use k\ge n^{1-\epsilon}, D_0=O(n^{0.01}), and a+b=O(\sqrt n). The terms (a+b)D_0^2\log^2(en), \log J, and kn^{-\epsilon}\log(en) are all o(k/d). The angle is bounded both by its exponential estimate and by one; therefore its main term is -(p_0-1)(\Delta G)_+, with the stated O_{p_0} error. No factor in this error depends on the final choice of p.
The first line of the display is nonpositive. If \Delta G\le0, use 1-\bar c>0; if \Delta G>0, use 1-\bar c-(p_0-1)<0. Let Q=G+R\log n. By (142), Q\ge k/2, and
The balanced parameter increments satisfy c_d-\bar c=v_d-\bar v\ge c d^{-1/3}. Their negative contribution is at most -cd^{-1/3}Q and absorbs the error for sufficiently large d. This proves the dense diagram induction.
For its comparison with dimension, put Q_\gamma=G+\gamma_dR\log n. The fixed parameters give \gamma_d\ge10/10001>0, and \gamma_d<1, so Q_\gamma\ge cQ\ge ck. Moreover R=o(Q_\gamma) uniformly, because Q_\gamma\ge\gamma_dR\log n, and D_0^2\log^2(en)=o(Q_\gamma) in the dense range. Thus (140) and (142) give
The fixed parameter bounds, in particular c_d<0.011, prove \mathcal D_d(\lambda)\le\frac14\log D_\lambda and \log D_\lambda\ge ck for all sufficiently large d. This comparison used only the stated height bound and the diagram estimates, so it also applies to zero blocks in the theorem’s domain. The other levels were covered by the level induction. All thresholds are chosen before the finite-base exponent p.
Choose the finite-base exponent using (124).
In the dense range \|B_n\|^{2p}\le D_\lambda^{-3/4} and T_n^\lambda(p)\le D_\lambda^{1/4}. Thus T_n^\lambda(4p)\le D_\lambda^{-2}. In the other range T_n^\lambda(p)\le n^{-k}, whence \|B_n\|^{2p}\le D_\lambda^{-1}n^{-k} and T_n^\lambda(4p)\le D_\lambda^{-3}n^{-4k}. Consequently exactly 4p sweeps suffice: Lemma 2.4, with r=s=4p, gives
The dense sum tends to zero because k\ge n^{1-\epsilon} and dimensions dominate the partition count; the remaining sum is bounded by \sum_{k\ge1}e^{O(\sqrt k)}n^{-4k}. Thus 4pd physical shuffles suffice for all sufficiently large d.
plainnat
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