1 Introduction
For a convex body K\subset\R^n, its projection body \Pi K is the origin-symmetric convex body whose support function is
Here a convex body is compact, convex, and has nonempty interior, and h_L(x)=\max_{y\in L}\ip{x}{y} denotes its support function. Thus \Pi K records the volumes of the orthogonal shadows of K in all directions. Write |L|=\operatorname{vol}_n(L) and let B_2^m be the Euclidean unit ball in \R^m, with volume \kappa_m. The normalized projection volume is
It is invariant under translations and invertible linear maps: the classical contravariance identity is \Pi(TK)=|\det T|T^{-t}\Pi K; see [9, Equation (1)]. We verify this identity directly in Section 6.
Petty’s projection-volume conjecture asserts, for n\ge3, that R_n is minimized precisely by ellipsoids [16]. The ball satisfies \Pi B_2^n=\kappa_{n-1}B_2^n, so the proposed minimum is fixed by the Euclidean case. This is an affine isoperimetric problem in which directional projection data are assembled into a second body before its volume is measured. The classical Petty inequality for the polar of the projection body concerns a different functional; see [3, Section 18.6]. We prove the unpolarized conjecture in every dimension at least four.
Theorem 1.1. For every integer n\ge4 and every convex body K\subset\R^n,
Equality holds if and only if K=a+TB_2^n for some a\in\R^n and some invertible linear map T.
The theorem includes bodies without symmetry or boundary regularity. Its equality assertion is global and imposes no proximity to an ellipsoid.
Previous results and methods
One approach studies a body together with its second projection body. The class-reduction inequality R_n(\Pi K)\le R_n(K), together with its equality condition, reduces the study of minimizers to bodies homothetic to \Pi^2K; see [17, Sections 1–2]. Saroglou and Zvavitch proved a local minimum theorem under the hypothesis that the density of the surface-area measure, after an invertible linear change of variables, is sufficiently close to that of the ball in L^\infty [18, Theorem 1.3]. Ivaki established local rigidity for C^2 solutions of \Pi^2K=cK near the ball after an invertible linear change of variables [8]. These results use the harmonic structure of the projection operator and the special role of the directions arising from linear changes of coordinates.
Chen, Feng, Li, Xi, and Xu proved the unrestricted three-dimensional inequality, including ellipsoid equality [2, Theorem 1.1]. Mielke-Sulz proved the conjecture for bodies of revolution in every dimension n\ge3 [13]. Theorem 1.1 treats arbitrary convex bodies in the remaining dimensions. Combining it with the separately proved three-dimensional theorem of Chen et al. establishes the conjecture for every n\ge3; that external theorem is not used in our proof for n\ge4.
Lutwak reformulated the conjecture as a lower bound for a two-body integral with kernel |u\cdot v| against surface-area measures [11]; see the explicit formulation in [17, Introduction, item (i)]. Our reduction uses the same pairing for a broader class of positive measures satisfying a lower bound on integrals of support functions.
Our proof uses the classical first-variation and spherical-transform frameworks, but requires estimates and an affine normalization that apply to arbitrary bodies. The Wulff variations are closely related to the Aleksandrov variations for dual curvature measures developed by Huang, Lutwak, Yang, and Zhang [5]. The variational representation of a support functional belongs to the L_p dual Minkowski framework; compare Huang and Zhao [7]. We prove the needed representation directly, including its logarithmic endpoint. The cosine and Funk spectra are classical [14]; we derive their multipliers in our normalization. The further tasks are a strict estimate for all norms and a continuous choice of variational minimizers through changes of matrix rank. The latter permits a global choice of affine coordinates, where proximity to the ball is unavailable.
The argument
The proof passes from a body to a positive measure on vectors. After translating and normalizing |K|=\kappa_n, the first variation of volume gives a bounded, spanning probability measure \eta_K on \R^n such that
for every origin-symmetric convex body M. The same measure represents h_{\Pi K}(y) as a fixed multiple of \int|x\cdot y|\,d\eta_K(x). Theorem 6.1 bounds the pairing
for any two bounded, spanning positive measures satisfying this support-functional inequality. Applying the result to the measures of K and its volume-normalized projection body yields the desired lower bound. Sharpness in the pairing returns equality to the homothety case of the first variation of volume.
Two ingredients have statements independent of projection bodies. Theorem 4.1 bounds the higher spherical harmonics of a power of an arbitrary norm by a difference of its spherical means. The estimate is strict except for the Euclidean norm, and no smoothness is needed. Proposition 5.2 represents a positive support functional using the gradient of a variationally selected norm. A spherical sign test bounds the pairing below by a bilinear form involving the cosine and Funk transforms. The strict norm estimate controls the contribution of harmonics of degree at least four.
The degree-two component must be removed by choosing affine coordinates; it is not a zero eigenspace of the sign-test operator. Proposition 5.5 makes this choice by extending the family of variational minimizers continuously to singular matrices. At that boundary the gauges become seminorms. An explicit calculation in their missing directions gives an inward-pointing matrix field, and a fixed-point argument yields an invertible matrix at which the degree-two component vanishes. This position is needed for only one of the two measures. The other is transformed contragrediently, which preserves their pairing. These constructions and the strict norm estimate also supply the equality case.
Combining Theorem 1.1 with the separate three-dimensional result of Chen et al. gives several sharp inequalities in dimensions n\ge3. Lutwak’s implication yields Euclidean-ball lower bounds for lower-degree projection-body ratios, in which intrinsic volumes replace the volumes of shadows. Haddad’s p=1 implication bounds the integral of the absolute determinant of gradients below by the product of critical Lebesgue norms. Its diagonal case strengthens the Sobolev–Zhang affine L^1 inequality. The theorem also gives the sharp Holmes–Thompson isoperimetric inequality in normed spaces, where equality requires an ellipsoidal norm ball and a body homothetic to it. The full statements below distinguish the hypotheses and equality conclusions of these consequences.
Section 2 establishes the volume and gauge facts used in the reduction. Section 3 derives the sign test and its harmonic multipliers. Section 4 proves the strict norm estimate, including the scalar inequalities in every dimension. Section 5 constructs the variational representation and affine position. Section 6 proves the bilinear inequality and deduces Theorem 1.1. Section 7 develops its consequences. We use the classical Brunn–Minkowski inequality with its homothety equality case and Brouwer’s fixed-point theorem in their stated forms; the first-variation reduction, harmonic estimates, variational construction, and equality argument are proved below.
Notation
Throughout Sections 2–6, n\ge4, p=n-1, and \sigma is uniform probability on S^{n-1}. The symbol \E denotes integration against \sigma, and
Repeated spherical integrals use independent directions. A symmetric body always means an origin-symmetric body. When a function on the sphere is used as a degree-one homogeneous test on vectors, it is extended by positive homogeneity and given value zero at the origin. Euclidean gradients are denoted by \nabla; the tangential gradient and Laplacian are \gradS and \lapS.
2 Gauges and projection measures
We first associate a measure to an arbitrary convex body. A volume variation will give both the lower bound satisfied by this measure and its relation to the projection body. No symmetry of the original body is needed.
2.1 Differentiating a gauge
For a convex body L containing the origin in its interior, its gauge is
It is convex and positively homogeneous, and L=\{x:g_L(x)\le1\}. When L is origin-symmetric, its gauge is a norm. A continuous function \phi on \Sph, when evaluated at a vector, will mean its positively homogeneous extension
This convention does not impose evenness on \phi.
Varying the supporting constraints in this way is a Wulff variation. The almost-everywhere radial differentiation below is the gauge form of the Aleksandrov variation used in dual Brunn–Minkowski theory; compare [5, Lemmas 4.1–4.3 and Corollary 4.9]. We give the argument directly because the later minimization uses arbitrary continuous constraints of both signs, without boundary regularity.
Lemma 2.1 (Gauge variation). Let s:\Sph\to(0,\infty) and \phi:\Sph\to\R be continuous. For sufficiently small |t|, define
Then W_t is a convex body containing the origin in its interior, and
For almost every u\in\Sph, the maximizing vector v/s(v) at t=0 is unique and equals the Euclidean gradient \nabla g_0(u). At these directions,
On the sphere the gauges are uniformly bounded above and away from zero for small |t|, and the difference quotients (g_t-g_0)/t are uniformly bounded. In particular,
For s=h_L, one has W_0=L.
Proof. Choose 0<m\le s(v)\le M. For small |t| the constraints s+t\phi lie between m/2 and some fixed finite constant M'. Consequently
The defining inequalities show that x\in aW_t precisely when x\cdot v\le a(s(v)+t\phi(v)) for every v. Taking the least such a gives the maximum formula in (2). The radial function of W_t is 1/g_t(u), so polar integration, with spherical area n\kappa_n, gives the volume formula. If s=h_L, separation identifies the defining intersection with L.
For completeness, the maximum formula also gives the differentiability needed here without any regularity assumption on the boundary of W_0. The function g_0 is convex and Lipschitz: it is the maximum of linear functions whose coefficient vectors v/s(v) form a compact set. On every coordinate line, a finite convex function has a derivative except on a set of one-dimensional measure zero. Slicing therefore shows that all coordinate partial derivatives of g_0 exist at almost every point of \R^n. If a vector w=v/s(v) attains the maximum at such a point x, then
The two signs of h imply w_i=\partial_i g_0(x) for every i. Thus the maximizing vector is unique.
Uniqueness implies differentiability. Indeed, if w_z maximizes at x+z and w maximizes at x, compactness and continuity imply w_z\to w as z\to0. The maximum formula gives
The nondifferentiability set away from the origin is invariant under positive dilations, by homogeneity. Since it has Lebesgue measure zero, polar integration shows that its intersection with \Sph has \sigma-measure zero.
Fix a differentiability direction u, and let v_0 maximize at t=0. Uniqueness of v_0/s(v_0) implies uniqueness of v_0 itself, since s is positive. Every maximizing direction v_t for g_t(u) tends to v_0 as t\to0. The derivatives with respect to t of the functions
are continuous on the relevant compact set. Comparing the maxima at t and 0, using v_t and v_0, therefore gives
This is (3). Notice that the argument uses neither convexity nor evenness of the function s+t\phi.
The same uniform bound on the derivatives of the displayed quotients bounds (g_t-g_0)/t uniformly in u. The ball inclusions bound g_t above and away from zero on \Sph. Dominated convergence now differentiates the volume formula and proves (4).
2.2 A volume inequality with its equality case
We use the classical Brunn–Minkowski inequality, including its equality case, in the following form; see [3, Sections 3 and 5]. The first-variation statement and its equality consequence are then proved in the gauge coordinates needed for our measures.
Theorem 2.2 (Brunn–Minkowski inequality). For every integer d\ge1 and convex bodies A,B\subset\R^d, write |\cdot| for d-dimensional volume. For 0\le t\le1,
If 0<t<1, equality holds if and only if B=a+cA for some a\in\R^d and c>0.
Corollary 2.3 (First variation of volume). Let K,M\subset\R^n be convex bodies, with the origin interior to K. Then
Equality in the inequality holds if and only if K and M are homothetic up to translation. The derivative identity remains valid when M is an arbitrary nonempty compact convex set.
Proof. Support functions add under Minkowski addition, so Lemma 2.1, with s=h_K and \phi=h_M, gives the derivative identity. This applies equally to a compact convex set M of lower dimension. For full-dimensional M, Theorem 2.2 and homogeneity give
In addition, F is concave, by applying that theorem to K+sM and K+tM. Its right derivative at zero therefore satisfies F'(0+)\ge |M|^{1/n}, which is the asserted lower bound.
If equality holds in this derivative bound, concavity gives
Thus the preceding volume inequality is an equality for every t>0. The equality case of Theorem 2.2, applied for example to K+M, forces homothety. Conversely, if M=a+cK with c>0, then K+tM=ta+(1+tc)K, which verifies equality in the derivative bound.
2.3 The measure associated with a convex body
The construction below is a gauge-coordinate form of the classical surface-area and mixed-volume description of projection bodies; see [3, Section 6] and [17, Section 1]. The local segment calculation will fix its normalization and retain the equality information from the first variation.
For a finite positive Borel measure \eta on \R^n with bounded support, write
Definition 2.4. We call \eta admissible if its support spans \R^n and
The measure itself is not required to be symmetric.
Proposition 2.5 (Projection measure). Translate and dilate a convex body K so that 0\in\operatorname{int}K and |K|=\kappa_n. Define \eta_K by
for nonnegative Borel functions \psi; the choice of the gradient on its null exceptional set is immaterial. Then \eta_K is an admissible probability measure of bounded support. Equality in (7) for \eta_K and a symmetric body M holds if and only if K is a translate of a positive dilate of M. Moreover,
and
For the unit ball, \eta_{B_2^n}=\sigma, and consequently
Proof. By (2), \E g_K^{-n}=1, so (8) defines a probability measure. The active vectors v/h_K(v) lie in a bounded set because h_K is positive on the sphere. Hence \eta_K has bounded support. Applying Corollary 2.3 gives, for every symmetric convex body M,
with precisely the stated homothety equality condition. The same derivative identity with M=K, using |K+tK|=(1+t)^n\kappa_n, proves (10); this identity does not require K to be symmetric.
Now let y\ne0 and take M=[-y,y]. Every nonempty fiber of K parallel to y is a compact interval. Adding t[-y,y] increases its length by 2t|y|, without changing its projection onto y^\perp. Fubini’s theorem therefore gives
Since the support function of the segment is x\mapsto|x\cdot y|, the derivative identity yields (9). The formula is also true at y=0. The projection of a full-dimensional convex body has positive (n-1)-volume in every direction. If \supp\eta_K failed to span \R^n, a nonzero vector perpendicular to its span would make the integral in (9) vanish. This contradiction proves the spanning property and hence admissibility.
Finally, for K=B_2^n one has g_K(u)=1 and \nabla g_K(u)=u on the sphere, so \eta_K=\sigma. Its projection volume in every unit direction is \kappa_{n-1}. Substituting this into (9) proves (11).
3 A spherical sign estimate
The estimate in this section separates the constant part of a spherical function from its harmonics of degree at least four. The degree-two part will later be removed by a linear change of coordinates. Throughout, p=n-1, surface measure \sigma has total mass one, and inner products and norms of functions are those of L^2(\sigma).
3.1 Harmonics and the spectral gap
Let \mathcal H_l be the restrictions to \Sph of homogeneous harmonic polynomials of degree l, and put
For an even function, let Q denote orthogonal projection onto the closed sum of \mathcal H_4,\mathcal H_6,\ldots.
Lemma 3.1. The spaces \mathcal H_l form an orthogonal decomposition of L^2(\sigma), and \lapS Y=-\lambda_lY for Y\in\mathcal H_l. Every even H\in C^1(\Sph) satisfies
Proof. The polar-coordinate formula for the Euclidean Laplacian gives
This proves the eigenvalue formula. Integration by parts on the sphere then proves orthogonality of spaces with distinct degrees.
We give the completeness argument explicitly. If Y_l is homogeneous and harmonic, direct differentiation yields
Induction on the degree now decomposes every homogeneous polynomial into terms \abs{x}^{2j}Y_l(x). Indeed, decompose its Laplacian by the induction hypothesis and use the displayed identity to find a sum of such terms with the same Laplacian. The difference is harmonic. Restricting to the unit sphere shows that every polynomial restriction belongs to the span of the \mathcal H_l.
Polynomial restrictions uniformly approximate continuous functions on \Sph. To see this without an approximation theorem, set
The denominator is positive and independent of u, so T_jH(u)=\int K_j(u,v)H(v)\,d\sigma(v) is a polynomial in u. For 0<\delta<2, let m_\delta>0 be the measure of the cap \{v:\abs{u-v}<\delta/2\}. Since (1+u\cdot v)/2=1-\abs{u-v}^2/4,
Uniform continuity of H therefore gives T_jH\to H uniformly. Continuous functions are dense in L^2(\sigma): approximate the sets in a simple function from inside by compact sets and from outside by open sets, then interpolate their indicators continuously using distance to these sets. The squared error is bounded by the measure of the intervening sets. This proves completeness.
Choose real orthonormal bases Y_{l,a} of the spaces \mathcal H_l, with Y_{0,1}=1. Integration by parts shows that the tangent fields \gradS Y_{l,a}/\sqrt{\lambda_l}, for l\ge1, are orthonormal. Bessel’s inequality, which follows by expanding the squared distance from any finite orthogonal sum, consequently gives
No differentiation of an infinite series is needed. If H is even, its odd-degree coefficients vanish. Completeness identifies its variance with the sum of the squared nonconstant coefficients and \norm{QH}_2^2 with the corresponding sum over even l\ge4. Using \lambda_l\ge\lambda_2 for even l\ge2 and \lambda_l\ge\lambda_4 for l\ge4 proves (12).
3.2 The sign-test operator
For k>0 and an even differentiable function f on \Sph, define
For even C^1 functions f_1,f_2, set
The value assigned to \sgn(0) is immaterial. Since |a|\ge\sgn(u\cdot v)a for every real a, the form gives the lower bound
We estimate this lower bound using two spherical transforms. Write \sigma_{u^\perp} for uniform probability on the equator u^\perp\cap\Sph, and define
These are the cosine and Funk transforms, here normalized to preserve constants; compare [14, Section 2, especially (2.3), (2.5)–(2.6)]. The local multiplier calculation below uses this probability-measure convention throughout. Both are self-adjoint contractions on L^2(\sigma) and preserve constants. For C this follows from symmetry of its nonnegative kernel and Jensen’s inequality. For P, average first over the band \abs{u\cdot v}<\epsilon, dividing by its measure. The resulting kernel is symmetric and preserves constants. Spherical coordinates show that, for continuous f, these band averages tend to Pf; Jensen’s inequality and passage to the limit give the same conclusions for P, followed by extension to L^2(\sigma).
Lemma 3.2. For even C^1 functions,
Proof. Let d_0 be the density at zero of u\cdot v for uniform u and fixed v\in\Sph. Equivalently, d_0 is the ratio of the surface areas of S^{n-2} and S^{n-1}. For a fixed ambient vector w, its tangential projection has divergence -p\,u\cdot w. Integrating separately on the two hemispheres gives
The outward conormals on the equator are -v and v, respectively; the sign change between the hemispheres makes their contributions add with the displayed negative sign. Taking f=1 and w=v yields
The radial–radial term in (14), before division by b_n, is b_n\langle f_1,Cf_2\rangle. Apply (16) with w=v and then integrate against f_2(v). Each of the two mixed radial–gradient terms, before its factor k^{-1}, equals
For the gradient–gradient term, first integrate in u with w=\gradS f_2(v). Its equator term vanishes because v\cdot\gradS f_2(v)=0. What remains is
A second application of (16), now in v with w=u, makes this p^2b_n\langle f_1,(C-P)f_2\rangle. Adding the four terms proves (15).
3.3 Multipliers and passage to norms
Lemma 3.3. On \mathcal H_{2j} the operators P and C are scalar multipliers, with
where empty products equal one. In particular,
Proof. Fix u\in\Sph and a homogeneous harmonic polynomial Y_{2j}. Let Z be a standard Gaussian in the p-dimensional space u^\perp. Its direction is uniform on the equator and independent of its radius, so polar integration gives
The radial moment here follows by successive integration by parts in \int_0^\infty r^{p+2j-1}e^{-r^2/2}\,dr. The one-dimensional Gaussian moment recurrence \mathbb E Z_1^{2a}=(2a-1)\mathbb E Z_1^{2a-2}, together with independence of coordinates, also gives
This identity follows term by term on monomials; monomials with an odd exponent have both sides zero, and the other coefficients are exactly the multinomial coefficients in the power of the Laplacian. Harmonicity and commutation of constant-coefficient derivatives imply
Since (2j)!/(2^j j!)=1\cdot3\cdots(2j-1), the formula for P_{2j} follows.
To obtain C, integrate by parts on the two hemispheres in the variable v. Off the equator, \lapS\abs{u\cdot v}=-p\abs{u\cdot v}; the jump of its normal derivative contributes 2d_0 times equator averaging. Thus, for any smooth Y,
For Y\in\mathcal H_l, division by b_n gives -\lambda_l CY=p(PY-CY). The denominator p-\lambda_l=-(l-1)(l+p) is nonzero for every even l, proving the second formula in (17). Its first three values give those in (18); division of successive values, using P_{l+2}/P_l=-(l+1)/(l+p), gives the recurrence.
Set
Proposition 3.4. Let k>0 and let f_1,f_2 be even C^1 functions on \Sph. If f_1 has zero projection onto \mathcal H_2, then
The operator identity (15) and this estimate also hold when f_i=g_i^k for arbitrary norms g_i on \R^n, with the vector fields defined almost everywhere. In that case
Proof. By Lemma 3.3, the operator in (15) has multiplier one on constants and, on degree l, multiplier
Indeed, C_l-P_l=(\lambda_l/p)C_l. Put a=2/k+p/k^2>0. For even l\ge4,
Since also l-1<l+p+2, it follows that
Consequently \abs{\mu_l}\le\abs{\mu_4}=c_{n,k} on all even l\ge4. The constant term of the bilinear form is (\E f_1)(\E f_2), and its degree-two term vanishes by hypothesis. Cauchy–Schwarz on the remaining harmonic coefficients proves (20). This expansion is justified by the completeness in Lemma 3.1 and the boundedness of C and P.
We finish by proving the passage to norms, retaining the details needed when their unit balls have corners. Let g be a norm and let g_\epsilon=g*\rho_\epsilon on \R^n, where \rho_\epsilon is a smooth, even, nonnegative function of integral one, supported in the ball of radius \epsilon. The functions g_\epsilon are smooth, even and convex. If L is the Euclidean Lipschitz constant of g, then
At a differentiability point x of g, these gradients converge to \nabla g(x). Indeed, every convergent subsequence of the bounded gradients has a limit a, and convexity gives, on passing to the limit,
Taking y=x\pm th and then t\downarrow0 forces a\cdot h=\nabla g(x)\cdot h for every h, so the only possible limit is \nabla g(x).
Lemma 2.1 supplies differentiability of g at almost every spherical direction. Equivalently, one may use its almost-everywhere differentiability in \R^n and homogeneity: the exceptional set is a union of rays, so polar integration makes its intersection with the sphere null. On the sphere g is bounded away from zero. Thus the restrictions f_\epsilon=g_\epsilon^k|_{\Sph} converge uniformly to g^k, and
almost everywhere and in L^2(\sigma), by bounded convergence. Euler’s identity u\cdot\nabla g(u)=g(u), obtained by differentiating g(tu)=tg(u), identifies the limiting vector field with (21).
The approximants g_\epsilon need not be homogeneous; only their restrictions and tangential gradients are used here. The fields X_{f_\epsilon} converge in L^2, so the bounded sign kernel in (14) permits passage to the limit. The right side of (15) also converges, because C and P are bounded on L^2. This proves the operator identity for norm powers. Finally apply its harmonic multiplier estimate directly to the limiting functions. The approximants themselves need not have vanishing degree-two part: that hypothesis is used only for the limiting f_1. This proves (20) in the stated nonsmooth setting.
4 A strict inequality for norms
We now bound the higher spherical harmonics of a power of a norm by two of its means. Convexity supplies the differential estimate; the remaining step consists of scalar inequalities. Throughout this section set
Thus the first power is used in dimension four and the square in higher dimensions. The scalar estimates below establish these two choices with the same strict conclusion.
Theorem 4.1. Let g be a norm on \R^n, where n\ge4, normalized by \E g^{-n}=1 on \Sph. Then
The inequality is strict unless g=1 on \Sph.
4.1 Convexity and a scalar decomposition
For z>0 define
Since M'(z)=k(z^{k-1}-z^{-n-1}), the function M decreases up to 1, increases thereafter, and satisfies M(1)=M'(1)=0. In particular, M\ge0. For a norm with \E g^{-n}=1, the correction e(g) has mean zero. We will split g^k-1 into a term controlled by convexity and a remainder controlled by its variance. Choose the constants
and split
Thus G vanishes for z\le1, while D retains the remaining part of z^k-1. To estimate G(g) by convexity, let I(z)=0 for 0<z\le1, and, for z>1, let
Both G and I are continuously differentiable across 1; I\ge0 and G'^2=\beta^2 I'.
Lemma 4.2. For every norm g on \R^n,
Proof. Suppose first that g is smooth away from the origin. The trace of its Euclidean Hessian on the tangent space at u\in\Sph is \lapS g(u)+p g(u), and it is nonnegative by convexity. Multiplying by I(g)\ge0 and integrating by parts gives
The spectral gap estimate (12) proves (28) in this case.
Here is a passage to arbitrary norms that does not assume the approximants are homogeneous. Convolve the ambient norm with smooth, even, nonnegative mollifiers of mass one and shrinking compact support, and write the resulting smooth convex functions as g_\varepsilon. On the unit sphere their tangent Hessian trace is
The preceding argument and (12) therefore give
The functions g_\varepsilon converge uniformly to g on compact sets, are uniformly Lipschitz there, and their gradients converge to \nabla g at every differentiability point of g. To see the last assertion, every limit of their bounded gradients satisfies the subgradient inequality for g by convexity and uniform convergence; differentiability makes that subgradient unique. The exceptional directions have spherical measure zero, as in Lemma 2.1. Homogeneity of g then gives \partial_r g_\varepsilon(u)\to\nabla g(u)\cdot u=g(u) almost everywhere. On the sphere the approximants stay in a fixed positive compact interval, while their radial derivatives are bounded. Uniform convergence on the left and dominated convergence on the right prove (28).
4.2 From scalar bounds to the norm estimate
Define, for z>0,
Lemma 4.3. The constants and functions above satisfy
and
Equality in (31) holds only at z=1.
We first deduce the norm estimate from the two scalar bounds. Their verification, including the strict pointwise inequality in every dimension, occupies the remainder of the section.
Proof of Theorem 4.1. In the following expectations, G,D,I denote their compositions with g. Set
The normalization gives \E e(g)=0, so m=\E M(g)\ge0, \E D=m-t, and \E W(g)=m-\ell. Since 0\le G\le\beta M, we have 0\le t\le\beta m. For every a>0, Jensen’s inequality applied to the convex function y\mapsto y^{-a/n} yields \E g^a\ge(\E g^{-n})^{-a/n}=1. Together with
this gives
For k=1 this simply says \ell=0.
Since Q annihilates constants, Q(g^k)=QG+QD. The Hilbert-space inequality
and \|QD\|_2^2\le\Var(D), followed by Lemma 4.2, give
The quadratic expression in parentheses is increasing for 0\le t\le m: its derivative is
It is therefore no larger than its value at t=\beta m. Using (30) and (32), we conclude that the final term of (33) is at most
Now (31) yields
as claimed. If g is not identically 1 on the sphere, continuity gives a set of positive spherical measure on which g\ne1. Lemma 4.3 then gives \E\mathcal L(g)<2\E W(g), so the final inequality is strict. The only constant norm on the sphere with \E g^{-n}=1 is g=1; in this case both sides of (23) vanish.
4.3 Proof of the scalar bounds
Proof of Lemma 4.3. We first record the values of the spectral constant:
For n=4,5,6 the left side of (30) is, respectively,
These are smaller than 1,3/4,3/4, the respective right sides. For n\ge7 the left side is
Its difference from 3/4, with the latter first, is
This proves (30) for every dimension.
The interval 0<z\le1. Here G=I=0 and |D(z)|=|z^k-1|\le k|z-1|. Also W(1)=W'(1)=0 and
Thus 2W(z)\ge(n+2k-1)(z-1)^2. The positive margins
give the desired strict inequality for z<1. In the last case the margin is 9/10 at n=7 and increases thereafter: regarding n as a real variable in (34),
At z=1 both sides of (31) vanish.
The interval z>1 in dimensions 4,5,6. Set x=z-1>0. Multiplication by a positive factor clears the negative powers of z: if
then substitution of (24)–(29) and collection of equal powers give
For clarity, the coefficients needed from P_n(1+x) are listed below; the constant and linear coefficients are zero.
All remaining coefficients are nonnegative, as can be seen without listing them. Let a_nz^{d_n} be the leading term in (36). At j=8, its contribution a_n\binom{d_n}{8} minus the contributions of all negative terms is
respectively. For every i<d_n, the ratio \binom{i}{j}/\binom{d_n}{j} is nonincreasing in j; while it is nonzero, its ratio at successive indices is (i-j)/(d_n-j)\le1. Once j>i it is zero. Thus the same leading term covers all negative contributions for every 8\le j\le d_n.
It follows that P_n(1+x)/x^2 is bounded below by, respectively,
These lower bounds are positive. Indeed
Each follows from dt\le a+bt^2 when d^2\le4ab; the corresponding values of 4ab-d^2 are
The first row gives U_4(x)\ge328 and the second gives U_5(x)\ge193700. Finally U_6, regarded as a quadratic in x^2, has positive leading coefficient and negative discriminant, since
Therefore P_n(z)>0 for z>1 in all three dimensions.
The interval z>1 in all dimensions n\ge7. Put H=18(n+4)/c. Direct collection of powers in (29) now gives
where
We prove that the polynomial on the right of (37), expressed in x=z-1, has nonnegative coefficients and a positive quadratic coefficient.
Write its two parentheses as \sum_{i=0}^4q_ix^i and \sum_{i=0}^2r_ix^i. Thus
In particular q_3,q_4,r_1,r_2>0. The constant and linear coefficients of the full polynomial vanish. Its quadratic coefficient is
One can obtain these three coefficients either from (38) or directly from the order of vanishing at z=1: G=O(x^2), I=O(x^3), and D=2x+O(x^2), so that 2W-\mathcal L=(n+3-8c)x^2+O(x^3). Positivity is (35).
The remaining signs admit explicit polynomial certificates. Set
Substituting H=18(n+4)(n+1)(n+3)/(n^2+5n+7) gives
The required signs hold throughout their stated ranges because, for t\ge0,
Consequently q_2>0 and r_0<0 for every n\ge7, while q_0+r_0/8>0 and q_1>0 for every n\ge10.
Use the convention that \binom mj=0 when j<0 or j>m. For 3\le j\le2n, comparison of the factors in the binomial products gives
Indeed (n-a)/(2n-a)\le1/2 for 0\le a<n; if j>n the left side is zero. For n\ge10, the sum of the q_0 and r_0 contributions to the coefficient of x^j is therefore at least
All other contributions are nonnegative. For j>2n, the q_0 and r_0 contributions vanish and every remaining term is nonnegative. Together with (39), this proves coefficient positivity for every n\ge10.
It remains to treat n=7,8,9, where q_1 can be negative. For 3\le j\le2n, divide the coefficient of x^j by \binom{2n}{j}, discard the nonnegative q_3,q_4,r_2 contributions, and use (42) for the negative r_0 term. The resulting lower bound is
Substitution in (38) gives the componentwise lower bounds
All weights in (43) are nonnegative, so these bounds may be substituted directly. They give the following positive numbers at j=3,4; at j=5 we have already omitted the final r_1 term:
These finite substitutions can also be checked from the exact tuples (q_0,q_1,q_2,r_0,r_1):
For 5\le j\le2n, the parenthesis q_1+q_2(j-1)/(2n-j+2) is positive and increasing in j. In fact the displayed componentwise bounds give at j=5 the positive lower bounds 119/11, 210/13, and 66/5, respectively. The prefactor j/(2n-j+1) is positive and increasing too, while r_0/2^j increases because r_0<0. The expression (43) with its last term omitted is therefore increasing throughout this range. Positivity at j=5 proves positivity at every subsequent index through 2n.
For j>2n all r_i contributions vanish, since n+2<2n+1. The only possibly negative term is the q_1 contribution at j=2n+1. At this index the q_1 and q_2 contributions sum to q_1+2nq_2, which the same componentwise bounds make at least 829,1146,1290 for n=7,8,9, respectively. For j\ge2n+2 only the nonnegative q_2,q_3,q_4 terms remain. This handles every coefficient, including the endpoints.
We have proved that the polynomial in (37) has nonnegative coefficients and a strictly positive coefficient of x^2 for every n\ge7. It is consequently positive for every x>0. Its multiplier 9(n+4)z^{2n}/c is positive, so 2W(z)-\mathcal L(z)>0 for z>1. This finishes the proof of (31) and its strictness in every dimension.
5 Variational representation and affine position
We next represent a support functional by a vector field of the form (13), and choose coordinates in which the associated norm power has no degree-two component. Throughout this section, k has the value in (22), and \eta is a finite positive Borel measure with bounded support spanning \R^n. Neither symmetry of \eta nor the functional condition (7) is needed here.
Let A be a nonzero symmetric positive semidefinite matrix, and write V=\range(A). For an origin-symmetric convex body L in V, with interior relative to V, put
We extend its gauge to \R^n by g=g_L\circ P_V, where P_V denotes orthogonal projection onto V. This extension is a seminorm, with kernel V^\perp. Define
The logarithm is integrated outside the kernel, which is a spherical null set. When A is positive definite, these objectives are chosen so that their Wulff first variations involve g^{k-1}\nabla g=X_{g^k}, the vector field in (21).
This variational construction belongs to the framework for dual curvature measures. The optimizer-to-measure argument corresponds to the L_1 dual Minkowski problem with dual parameter q=1-k: for k=2, compare [7, Section 3.1, Lemmas 3.1–3.3]; for k=1 and full-dimensional bodies, minimization under \tau_A(L)=1 is equivalent, by polarity, to the p=1 entropy maximization in [6, Section 5, Lemmas 5.1–5.3]. Wang and Zhou established uniqueness and continuity for the relevant full-dimensional dual Minkowski problems [20, arXiv version, Theorems 1.1–1.3]. Here we prove the representation in our normalization, together with uniqueness and continuity through changes of rank, where the gauges become seminorms. This continuity is required to select affine coordinates. The measures may have atoms, and all variations remain valid for nonsmooth minimizing bodies.
Lemma 5.1. For every nonzero symmetric positive semidefinite A, there is a unique origin-symmetric convex body L_A in V=\range(A) that minimizes (44) subject to \tau_A(L_A)=1. Denote its extended gauge by g_A.
Proof. The spanning hypothesis gives a norm on V:
Indeed, q_A(y)=0 implies that Ay is orthogonal to \supp\eta, and hence Ay=0; because y\in V, this forces y=0. For any normalized competitor L and y\in L, symmetry gives q_A(y)\le\tau_A(L)=1. Thus all normalized competitors have a common outer radius in V.
We also need a bound on their gauges along a minimizing sequence. For any nonzero seminorm g, let R=\max_{\Sph}g. By separation, g is the support function of the compact symmetric set \{z:z\cdot y\le g(y)\text{ for every }y\in\R^n\}. This set has maximal radius R: if Re is a point of maximal norm in it, then
Consequently,
Here \E|\log|u_1||^2<\infty: the first coordinate has a density proportional to (1-t^2)^{(n-3)/2} on (-1,1), and \int_0^{1/2}|\log t|^2\,dt<\infty. In particular every nonzero seminorm has a finite logarithmic objective.
Set b_A=\int|Ax|\,d\eta(x)>0. The ball of radius 1/b_A in V is a normalized competitor. Comparison with this ball bounds J above along a minimizing sequence, so the preceding inequalities bound R above. The bodies therefore contain a common inner ball in V, as well as lying in a common outer ball. Their gauges are uniformly bounded and equicontinuous on the unit sphere of V. A subsequence converges uniformly to the gauge of a body with the same two ball bounds. The support functions converge uniformly as well, so the normalization passes to the limit. The objective also passes to the limit: in the logarithmic case the extended gauges are uniformly comparable to |P_Vu|, whose logarithm is integrable by (45). This proves existence.
For uniqueness, let L_0,L_1 be two minimizers and L_t=(1-t)L_0+tL_1, where 0<t<1. Its normalization remains one. For P_Vu\ne0, write \rho_i(u)=1/g_{L_i}(P_Vu). Taking points on the ray through P_Vu gives
Both -\log\rho and 1/\rho are strictly convex decreasing functions of \rho>0. Thus the objective of L_t is at most the interpolated objectives, and the inequality is strict wherever \rho_0\ne\rho_1. Distinct bodies have different radial functions on an open set of directions in V, which gives a set of positive spherical measure after projection. They would therefore give a strictly smaller objective, a contradiction.
Proposition 5.2 (Variational representation). Suppose A is positive definite, and let L be any positive dilate of L_A, with gauge g=g_L. For every continuous even function \phi:\R^n\to\R that is positively homogeneous of degree one,
Here, almost everywhere on the sphere,
Proof. Normalization turns the minimization problem into minimizing J(\tau_A(L)g_L) over all symmetric bodies. Put \tau=\tau_A(L) and I=\int\phi(Ax)\,d\eta(x). For small positive or negative t, define the body
The constraint is positive for sufficiently small |t|, so W_t is a symmetric convex body. Although that constraint need not be a support function, it bounds the actual support function above. Therefore
Both quantities are positive for small |t|. Since J increases under pointwise increase of a positive gauge, minimality gives
with equality at t=0.
Lemma 2.1 gives
almost everywhere, with uniform bounds that permit differentiation of the objective. The left side of (48) has a two-sided minimum at zero. Its derivative is consequently zero:
Equivalently,
Euler’s identity for the homogeneous gauge gives (47), and positive homogeneity of \phi then gives (46). The argument applies to both signs of t without imposing convexity on the varied constraint.
To select a position we allow the matrix to approach the boundary of the compact convex set
The minimizers extend continuously to this boundary, even though their ambient unit sets may become cylinders.
Lemma 5.3. The map A\mapsto g_A|_{\Sph} is continuous on \mathcal A in the uniform norm.
Proof. Let A_j\to A in \mathcal A, and write V_j=\range(A_j), g_j=g_{A_j}, and b_j=\int|A_jx|\,d\eta(x). Then b_j\to b=\int|Ax|\,d\eta(x)>0. The normalized ball in V_j has extended gauge b_j|P_{V_j}u|, and hence objective at most \log b_j if k=1, and at most b_j if k=2. By (45), this bounds R_j=\max_{\Sph}g_j uniformly above. The minimizing body contains the ball of radius 1/R_j in V_j, so its normalization gives 1\ge b_j/R_j. Thus R_j\ge b_j, bounded away from zero.
The seminorms g_j have uniformly bounded Lipschitz constants. Every subsequence therefore has a further subsequence converging uniformly on \Sph to a nonzero seminorm g. Along such a subsequence,
For k=2 this is immediate. For k=1, choose unit vectors e_j with g_j(u)\ge R_j|u\cdot e_j|. The positive parts of \log g_j are uniformly bounded, and their negative parts have uniformly bounded squared integrals, by rotation invariance and \E|\log|u_1||^2<\infty. These logarithms are therefore uniformly integrable. They converge almost everywhere to \log g, since the kernel of a nonzero seminorm is a proper subspace. Truncating the logarithms below at -M and then sending M to infinity proves (50); the discarded integrals are uniformly O(M^{-1}) by the squared-integral bound.
We identify this subsequential limit. Set Z=\{g\le1\} and Z_j=\{g_j\le1\}, allowing infinite values for their support functions. If g(y)<1, then y\in Z_j for all sufficiently large j. Testing the support functions against y and then taking the supremum gives, for every x,
The supremum over g(y)<1 equals h_Z, by scaling towards zero. Since Z_j=L_{A_j}+V_j^\perp and A_jx\in V_j, its support function at A_jx equals that of L_{A_j}. All these support functions are nonnegative, so Fatou’s lemma yields
Let V=\range(A) and L_0=\overline{P_VZ}. This projection is bounded despite the possible unboundedness of Z. Indeed, for every z\in Z, symmetry and (52) give
The norm q_A bounds the radius in V. Moreover Z contains a Euclidean ball, so L_0 has interior in V. Its extended gauge \bar g=g_{L_0}\circ P_V satisfies \bar g\le g, and
For the opposite comparison, let N be any full-dimensional symmetric convex body in \R^n. The extended gauge of its projection to V_j is at most g_N, and this projected body’s normalization is \tau_{A_j}(N). Minimality and monotonicity give
Passing to the limit, using (50) and continuity of \tau_{A_j}(N), gives
Take N=N_R=L_A+RB_{V^\perp}, the orthogonal product of the minimizing body in V and a ball of radius R in V^\perp. Then \tau_A(N_R)=1 and
For k=1, the integrable function \log g_A is a lower bound for these logarithms, and their positive parts are uniformly bounded for R\ge1; hence the objectives converge. The case k=2 is immediate. Thus (54) implies J(g)\le J(g_A).
Finally, c_0\bar g is the extended gauge of the normalized body L_0/c_0. Since c_0\bar g\le g, we have
Strict increase of the objective integrands forces c_0\bar g=g almost everywhere, and then everywhere by continuity. Uniqueness in Lemma 5.1 gives c_0\bar g=g_A. Thus every subsequential limit is g_A, which proves the asserted continuity.
We use Brouwer’s fixed-point theorem to complete the choice of position. We record the compact-convex formulation and its short reduction to the simplex theorem [1, Satz 4, p. 115]; the nearest-point inequality in the reduction will also be used below.
Lemma 5.4 (A finite-dimensional fixed-point principle). Every continuous self-map of a nonempty compact convex subset of a finite-dimensional Euclidean space has a fixed point.
Proof. Let the convex set be D, and work in its affine hull, of dimension d. The case d=0 is immediate. The nearest-point projection \pi onto D exists by compactness and is unique by strict convexity of squared distance along a segment between distinct minimizers. Minimizing along segments gives
Applying this twice yields
so \pi is continuous. If T:D\to D is continuous, choose a d-simplex \Delta containing D and set G=T\circ\pi:\Delta\to\Delta.
Brouwer’s theorem for a simplex gives v=G(v). Since G(\Delta)\subset D, this point lies in D, hence \pi(v)=v and T(v)=v.
Proposition 5.5 (Affine position). There is a symmetric positive definite matrix A with \det A=1 such that g_A^k has zero component in \mathcal H_2.
Proof. On \mathcal A define the symmetric traceless matrix
It is continuous by Lemma 5.3; its denominator is positive because g_A is a nonzero seminorm.
The direction -\mathcal F(A) points strictly into the positive cone along every missing direction of a singular matrix. To compute this, let A be singular and e a unit vector in \Ker A. For a standard Gaussian Y in \R^n, g_A(Y) depends only on the projection of Y to \range(A), and is independent of Y\cdot e. Separating the Gaussian radial and angular variables therefore gives
The last radial moment ratio follows by integration by parts in \int_0^\infty r^{n+k-1}e^{-r^2/2}\,dr. It follows, by polarization on \Ker A, that
The range–kernel block of \mathcal F(A) is zero: reflecting all kernel coordinates preserves g_A and reverses each mixed product. Consequently A-\epsilon\mathcal F(A) is positive definite for sufficiently small \epsilon>0. On the kernel this follows from (56); on the range it follows from the positive definiteness of the restriction of A. Its trace is one. The same perturbation is allowed at a positive definite A for sufficiently small \epsilon.
Use the Euclidean inner product \langle U,W\rangle=\tr(UW) on symmetric matrices, and consider the continuous map
Lemma 5.4 provides a fixed point A. The nearest-point condition there is
We may take B=A-\epsilon\mathcal F(A), as just shown. This gives -\epsilon\tr(\mathcal F(A)^2)\ge0, hence \mathcal F(A)=0. Formula (56) rules out singularity, so A is positive definite.
For every symmetric traceless matrix H, the vanishing field gives
These quadratics are exactly \mathcal H_2, since the Euclidean Laplacian of x^tHx is 2\tr H. Thus the required degree-two component vanishes.
Finally, for a>0 the correspondence L\mapsto L/a between normalized competitors for A and aA gives
Indeed, \tau_{aA}(L/a)=\tau_A(L), while multiplying a gauge by a adds \log a to the logarithmic objective and multiplies the linear objective by a. The minimizers therefore correspond. Taking a=(\det A)^{-1/n} makes the determinant one and preserves the vanishing degree-two component.
Only one measure needs the position of Proposition 5.5. For a second measure, Proposition 5.2 provides the required vector field in the resulting coordinates without a simultaneous position condition.
6 The bilinear inequality and equality cases
We now combine the spherical and variational estimates. Recall that an admissible measure satisfies the support-functional inequality (7), and need not itself be symmetric.
Theorem 6.1. Let \eta,\zeta be finite positive measures on \R^n with bounded, spanning support. Suppose that both satisfy (7). Then
If equality holds, there is an origin-centered ellipsoid E_0 such that
Proof. Choose k as in (22) and write c=c_{n,k}. Apply Proposition 5.5 to \eta, obtaining a symmetric positive definite matrix A with determinant one. Replace \eta by its image under A and \zeta by its image under A^{-1}. Their pairing is unchanged, since (Ax)\cdot(A^{-1}y)=x\cdot y. Their support-functional inequalities also persist: for any linear map T,
and |T^tM|=|M| when |\det T|=1.
For the first transformed measure, the support functional at the identity is precisely the original \tau_A. Its unique minimizing body is therefore L_A, with the degree-two cancellation supplied by Proposition 5.5. For each transformed measure choose its minimizing body as in Proposition 5.2, and rescale that body to volume \kappa_n. Let the resulting gauges be g_1,g_2, and put
where \tau_i is the functional of the corresponding transformed measure. Thus
For the last inequality, if k=1 then \E g_i\ge1=t_i by the negative-moment normalization. If k=2, the same normalization gives \E g_i\ge1, and \E g_i^2\ge(\E g_i)^2\ge\E g_i=t_i. The first function f_1 has no degree-two harmonic component; scalar rescaling does not alter this property.
Apply (46) to |x\cdot y| successively in both variables. These are even continuous homogeneous tests, so the formula applies despite any asymmetry of the measures. It gives
The pointwise inequality in the last line uses the test \sgn(u\cdot v). Proposition 3.4 now gives
Consequently the last lower bound is at least
Indeed a_1a_2-1\ge0 and
This proves (58).
Suppose equality holds. If a_i>1, the inequality s_i^2c\norm{Qf_i}_2^2\le a_i^2-1 is strict: this follows from Theorem 4.1 when g_i is nonconstant, and from its zero left side when g_i is constant. If both a_i exceed one, the product error in (61) is therefore strictly smaller than the displayed square root. If exactly one exceeds one, the error product vanishes and a_1a_2>1. Both alternatives contradict equality, so a_1=a_2=1. In particular, \E g_1^k\le\E g_1^{k-1}. For k=1, this forces \E g_1=1 and equality in the negative-moment power-mean bound; hence g_1=1. For k=2, the chain
again forces constancy and then g_1=1. Thus s_1=1, and the support-functional condition of the transformed first measure is sharp on B_2^n. Undoing the transformation makes the original condition sharp on A^tB_2^n, which is an origin-centered ellipsoid of volume \kappa_n.
Proof of Theorem 1.1. Translate K so that the origin is in its interior, and first rescale it to satisfy |K|=\kappa_n. Proposition 2.5 supplies the admissible measure \eta_K. Set
The symmetric body D has volume \kappa_n, so it too has an admissible measure \eta_D. Its own support-functional integral is one: the volume derivative under D+tD=(1+t)D gives
Equation (11) yields r\ge\kappa_{n-1}, or |\Pi K|\ge\kappa_n\kappa_{n-1}^n under the current normalization. The projection body scales as \Pi(aK)=a^{n-1}\Pi K for a>0. Undoing the volume normalization proves (1).
If equality holds, the pairing of \eta_K and \eta_D equals b_n. Theorem 6.1 gives an ellipsoid on which the support-functional bound for \eta_K is sharp. The equality assertion of Proposition 2.5 then makes K a translate of a positive dilate of that ellipsoid.
For the converse, the quotient is invariant under translations and invertible linear maps. To verify the latter directly, the segment volume derivative gives, for every vector y and every invertible T,
Hence \Pi(TK)=|\det T|T^{-t}\Pi K and |\Pi(TK)|=|\det T|^{n-1}|\Pi K|, exactly matching the factor in |TK|^{n-1}. Finally, \Pi B_2^n=\kappa_{n-1}B_2^n gives equality for the ball, and therefore for every ellipsoid.
7 Consequences
Theorem 1.1, together with the separate three-dimensional theorem of Chen, Feng, Li, Xi, and Xu [2, Theorem 1.1], gives Petty’s projection-volume inequality and its ellipsoid equality case in every dimension n\ge3. We now apply this combined conclusion to lower-degree projection bodies, affine functional inequalities, and isoperimetry in normed spaces. The implications and equality assertions are specified separately in each setting.
7.1 Lower-degree projection bodies
For a convex body L\subset\R^m, use the standard intrinsic volumes V_j(L), normalized by the Steiner formula
This is the normalization in [15, author version, Section 2, p. 6]; on a hyperplane we use its induced Euclidean structure. For 1\le i\le n-1, the degree-i projection body \Pi_iK is defined by
where K|u^\perp=\operatorname{proj}_{u^\perp}K. In particular, \Pi_{n-1}K=\Pi K because V_{n-1} on u^\perp is its (n-1)-dimensional volume.
Corollary 7.1 (Lutwak–Petty lower-degree inequalities). Let n\ge3 and 1\le i\le n-1 be integers, and let K\subset\R^n be a convex body with nonempty interior. Then
The lower bound is sharp, since K=B_2^n attains it.
Proof. Theorem 1.1 and the separately proved three-dimensional result [2, Theorem 1.1] establish Petty’s conjecture for every n\ge3. Lutwak’s conditional result [10], in the explicit formulation of Ortega-Moreno and Schuster [15, author version, Introduction, p. 2], states that Petty’s conjecture implies the Euclidean-ball lower bound for these ratios for every 1\le i\le n-1. Applying that implication gives the inequality. For its explicit value, the Steiner normalization gives
The (i+1)-homogeneity of V_{i+1} now gives the displayed ball ratio. Only the inequality conclusion of the conditional result is used.
At i=n-1, the displayed constant is \kappa_{n-1}^{\,n}\kappa_n^{\,2-n}, exactly the constant in Equation (1). The case i=1 was already established by Lutwak, as recalled in [15, author version, Introduction, p. 2]. Thus the additional range furnished here is 2\le i\le n-2 for n\ge4. No classification of equality cases is asserted for Corollary 7.1.
7.2 A sharp affine L^1 Sobolev consequence
For functions f_1,\ldots,f_n\in C_c^1(\R^n), define the mixed determinant-gradient integral
The determinant is the volume of the spanned parallelepiped, with no factor 1/n!. Under f_i(x)\mapsto f_i(Ax+b) with A invertible, this integral and the product of the L^{n/(n-1)} norms below both scale by |\det A|^{1-n}.
Corollary 7.2 (Mixed determinant-gradient and affine Sobolev inequalities). Let n\ge3 be an integer, put q=n/(n-1), and let f_1,\ldots,f_n\in C_c^1(\R^n) be nonnegative. Then
In particular, every nonnegative f\in C_c^1(\R^n) satisfies the affine L^1 Sobolev inequality
Both constants are sharp in this class, through smooth approximation of ellipsoid indicators in BV(\R^n); no equality assertion for nonzero C_c^1 functions is made.
Proof. Write c_n=\kappa_{n-1}^{\,n}\kappa_n^{\,2-n}. Haddad’s geometric functional \widetilde I_1(K_1,\ldots,K_n) integrates the absolute determinant against the surface-area measures of the convex bodies K_i. He uses
which is the projection-volume normalization above by Cauchy’s projection formula. His mixed-volume identity and the Aleksandrov–Fenchel inequality give
Here V denotes mixed volume, and Haddad’s \omega_m is our unit-ball volume \kappa_m; see [4, arXiv version, Introduction, p. 5]. Theorem 1.1 for n\ge4 and the separately proved three-dimensional case [2, Theorem 1.1] therefore give
Haddad’s Lemma 5.1 and the equivalence of Equations (18)–(21) [4, arXiv version, Section 5, pp. 16–17] transfer this p=1 geometric inequality to the functional inequality for \mathcal D_n, with critical exponent p^*=n/(n-1)=q. At this endpoint his normalized weak profile for K is \mathbf1_K, with the same surface-area measure as K and \norm{\mathbf1_K}_q=|K|^{(n-1)/n}; see [4, arXiv version, Equation (9) and Definition 2.2, pp. 8–9]. Consequently the functional and geometric sharp constants agree, as also follows from the constant relations after his Equation (21). This proves Equation (63); taking all f_i=f gives Equation (64), the p=1 case of his Equation (22).
For sharpness, take nonnegative compactly supported smooth mollifications f_j of the indicator of an ellipsoid E. They converge to \mathbf1_E strictly in BV(\R^n) and in L^q. Define finite measures \nu_j on the sphere by
Reshetnyak’s continuity theorem [19, author version, Theorem 1.3, p. 3] gives \nu_j\rightharpoonup S_E; the minus sign selects the outward normal in D\mathbf1_E. The product measures also converge weakly on the compact product sphere. Since the absolute determinant is continuous and homogeneous in each variable, this gives \mathcal D_n(f_j,\ldots,f_j)\to \widetilde I_1(E,\ldots,E)=n!|\Pi E|. Since \norm{\mathbf1_E}_q^n=|E|^{n-1}, ellipsoid equality in Petty’s inequality gives the stated constants in the limit. This is the weak p=1 interpretation of sharpness.
To compare the diagonal statement with Zhang’s affine Sobolev inequality, let f\ne0 be as in Corollary 7.2 and define the origin-symmetric convex body Z_f by
This integral is positive for every unit vector u: otherwise f would be constant on every line parallel to u, contradicting compact support and f\ne0. Thus Z_f has nonempty interior. Haddad’s zonoid identity gives |Z_f|=\mathcal D_n(f,\ldots,f)/n!, and his Blaschke–Santaló comparison [4, arXiv version, Equations (24)–(25), p. 17] yields
The resulting bound on |Z_f^\circ| is Zhang’s sharp affine Sobolev inequality [21]. Thus Equation (64) is a stronger affine L^1 inequality; the case f=0 is immediate. This application uses only p=1 and gives no conclusion for Haddad’s p>1 problems.
7.3 Holmes–Thompson isoperimetry
Corollary 7.3 (Holmes–Thompson isoperimetry). Let n\ge3, let B=-B\subset\R^n be the unit ball of a real normed space, and let C\subset\R^n be a convex body. Write B^\circ for the polar unit ball and put I_B=\Pi(B^\circ)/\kappa_{n-1}. Normalize the Holmes–Thompson volume and boundary area by
where V(C[n-1],I_B) is mixed volume with n-1 copies of C, normalized by V(C[n])=|C|. Then
Equality holds if and only if B is an ellipsoid and C=x+tB for some x\in\R^n and t>0.
Proof. The fixed-norm isoperimetrix formula and the equivalence with symmetric unpolarized Petty are classical; see Martini–Mustafaev [12, Definition 1(i), Equation (2), Section 5, and Theorem 12]. Minkowski’s mixed-volume inequality gives
The last step applies Theorem 1.1 to B^\circ for n\ge4, and the separate three-dimensional result [2, Theorem 1.1] for n=3. Equality in the first step means that C is homothetic to I_B, while equality in the last makes B^\circ, hence B, an ellipsoid. Then I_B is homothetic to B, giving exactly the stated equality cases.
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