1 Introduction
For n\ge1, let \Omega(n) be the number of prime factors of n, counted with multiplicity, and let \lambda(n)=(-1)^{\Omega(n)}. We study ordinary two-point averages: each integer up to the given cutoff has weight one. Thus the correlation measures whether the two prime-factor counts have the same parity more often than different parities on the full initial interval. The distinction from a logarithmic average is the distinction between
Logarithmic weighting combines information from many multiplicative scales; an ordinary estimate must control the terminal scale itself. Our quantitative conclusion concerns every fixed pair of nonproportional affine forms.
Theorem 1.1 (A logarithmic saving for affine Liouville correlations). There is an absolute constant c>0 such that, for every fixed choice of integers a_1,a_2\ge1 and b_1,b_2\ge0 with a_1b_2-a_2b_1\ne0, there is a constant C_{a_1,a_2,b_1,b_2} for which
The cutoff X may be any real number. No coprimality condition is imposed on the coefficients.
For a_1=a_2=1 and b_1=0, b_2=h>0, this resolves the ordinary two-point Chowla conjecture, with a logarithmic saving. The exponent is independent of the forms. The implied constants need not be effective, and no uniformity for coefficients growing with X is asserted. The proof first obtains the same saving for \lambda(n)\lambda(n+h) in each fixed residue class modulo each fixed positive integer, including nonunit and zero classes. Complete multiplicativity then gives the affine conclusion.
We also prove a qualitative statement for general multiplicative functions. Let \mathbb D=\{z\in\C:|z|\le1\}. A function f:\N\to\mathbb D is multiplicative when f(mn)=f(m)f(n) for coprime positive integers m,n. For a Dirichlet character \chi, a real number t, and X\ge2, define the nonnegative distance D by
All sums indexed by p are over primes. We call f uniformly nonpretentious if, for every fixed Dirichlet character,
The prime cutoff and the height bound are the same N.
Theorem 1.2 (Binary corrected Elliott). Let f_1,f_2:\N\to\mathbb D be multiplicative, and suppose that at least one satisfies (1.2). For every fixed pair of distinct nonnegative integers h_1,h_2,
This proves the binary corrected Elliott conjecture for ordinary averages. The functions may be complex, need not have modulus one, and need not be completely multiplicative. There is no conjugation in the displayed product; the conjugated version follows because (1.2) is preserved by conjugation. We make no quantitative rate claim for this class of functions.
Corollary 1.3 (Affine correlations). Let f_1,f_2:\N\to\mathbb D be multiplicative, with at least one satisfying (1.2). For all fixed integers a_1,a_2\ge1 and b_1,b_2\ge0 with a_1b_2-a_2b_1\ne0,
Every fixed progression restriction is also permitted in Remark 1.2; Remark 18.4 gives the precise statement through all real cutoffs and for every residue class. These conclusions use the hypothesis on an original factor f_j. The finite local changes needed for dilations and residue restrictions preserve that hypothesis. In particular, Liouville satisfies the exact condition (1.2); a quantitative distance bound is proved in Remark 18.5.
1.1 Historical context and prior work
Chowla’s conjecture predicts vanishing Liouville correlations at every fixed collection of distinct shifts [Cho65, MRT15]. Its binary case asks whether the parities of the numbers of prime factors of n and n+h become uncorrelated for each fixed h\ge1. Partial summation transfers ordinary cancellation to logarithmic cancellation. An ordinary estimate at every cutoff requires more than this implication.
Elliott extended the correlation problem to bounded multiplicative functions [Ell92]. The obstruction presented by the twists n^{it} is already central to Halász’s theory of one-point mean values [Hal71]; see also the treatment of Granville, Harper, and Soundararajan [GHS19]. The distance in (1.1) belongs to the pretentious approach developed by Granville and Soundararajan [GS07, Section 3]. Matomäki, Radziwiłł, and Tao showed why Elliott’s original condition needs correction for complex functions: a function can imitate different twists at successive scales without imitating any one fixed twist globally. Their corrected condition is equivalent to (1.2); see [MRT15, Section 1.1 and Appendix B].
Matomäki and Radziwiłł proved that most short means of a real bounded multiplicative function approximate its long mean [MR16, Theorem 1]. They also obtained a nontrivial bound for each fixed-shift Liouville correlation: the normalized absolute value is at most 1-\delta(h), for some \delta(h)>0, at all sufficiently large cutoffs [MR16, Corollary 2]. Matomäki, Radziwiłł, and Tao then established cancellation averaged over arbitrarily slowly growing windows of shifts. Their exponential-sum extension to complex multiplicative functions supplies the short-interval estimates used here [MRT15, Theorems 1.1, 1.3, and 1.7].
Tao proved the logarithmically averaged binary corrected Elliott theorem for nonproportional affine forms [Tao16, Theorem 1.3 and Corollary 1.5]. For the logarithmically weighted Liouville sum, Helfgott and Radziwiłł obtained
by divisibility-graph expansion [HR21, Corollary 1.5]. Pilatte improved this bound to (\log x)^{1-c_0} for an absolute c_0>0 [Pil26, Theorem 1.1]. These estimates retain the logarithmic weight.
The graph method of Helfgott and Radziwiłł uses high traces, recurrence constraints, and cancellation at primes occurring only once [HR21, Sections 2–7]. They also proposed composite steps and nonbacktracking operators [HR21, Sections 9.1–9.2]. Pilatte develops these directions through products of centered prime factors, prohibited sequences, triangular arithmetic constraints, and a rank-truncated intersection sieve [Pil26, Sections 2–13 and Appendix B]. Our two graph arguments adapt these constructions to different weights and orders of limits. Their trace estimates, local expansions, and transfers to ordinary averages are proved below.
For ordinary averages, Tao and Teräväinen obtained binary cancellation outside a set of scales of logarithmic density zero, under the same condition (1.2) on one factor [TT19, Corollary 1.13]. Klurman, Mangerel, and Teräväinen relaxed the hypothesis to nonpretentiousness against each fixed \chi(n)n^{it}, obtaining cancellation along a set of scales of full upper logarithmic density [KMT23, Theorem 1.2]. The later quantitative progression estimates of Tao and Teräväinen give logarithmic savings for affine Liouville correlations, with coefficients allowed to grow slowly, outside a quantitatively controlled exceptional set of scales [TT26, Theorem 3.1 and Remarks 3.2]. The results here concern every cutoff, with the affine forms fixed.
The quantitative route also uses bounded independence for Boolean circuits. This subject developed from the work of Linial and Nisan [LN90], through Bazzi’s depth-two theorem and Razborov’s simpler proof [Baz09, Raz08], to Braverman’s theorem for every fixed depth [Bra10]. In applying that theorem, the encoded residue law is first corrected to exact bounded independence. The local Fourier calculation is a form of the almost-to-exact independence construction of Alon, Goldreich, and Mansour [AGM03, Theorem 2.1 and Section 3.1].
1.2 Main ideas
Both arguments begin with multiplicative dilations. For a fixed shift h\ge1, comparison of the correlations at n,n+h and at dn,d(n+h) leads to a graph on the integers with edge displacement hd. Short-interval Fourier estimates control the change in the correlation when selected divisibility indicators are replaced by signed expressions. Estimates for closed walks then bound the resulting graph operator. The two proofs use different vertex weights, and their cancellation mechanisms must be matched to those weights.
In the quantitative argument, a step contains one prime from each of J disjoint supplies, each with reciprocal mass comparable to a large fixed constant W. These primes contribute the factors \1_{p\mid n}-1/p, which have mean zero under uniform residues. An additional squarefree padding divisor uses a disjoint set of primes. The centered supplies provide reciprocal mass at least W^J, while their contribution to the operator bound is only (C\sqrt W)^J, with an absolute C. Padding controls the concentration of divisor weight in short multiplicative intervals. Writing L for a small fixed power of \log X, the edge normalization gives a factor 1/L in the estimate for each interval, compensating for the factor L in the number of intervals. The remaining losses are exponential in J with absolute bases. Choosing W large enough therefore gives exponential decay in J; since J grows proportionally to \log\log X, this is a power-of-logarithm saving.
Two issues underlie this comparison. First, the prime supplies grow with X, so averaging over their full joint period would not give a useful finite-scale estimate. We instead compare the residue tests used in the proof with independent residues, correcting their encoded bit law to exact bounded independence before applying Braverman’s theorem [Bra10]. Second, repeated primes constrain the closed walks. Many independent arithmetic relations give a direct saving. When few remain, a forest encodes the possible patterns of repetition. Its pattern count is uniform over all padding values, allowing the padding weights to be summed afterward in one common residue environment. These steps preserve the absolute constants needed for the choice of W.
For general multiplicative functions, the short-interval input contains the nonpretentiousness distance, whose divergence has no prescribed rate. We therefore fix the graph before taking the long average. At an auxiliary scale B, squarefree divisors are formed from two bands of primes at most e^B. Primes in the higher band receive a fixed weight greater than one, and those in the lower band receive weight one; the weight of a divisor is the product of its prime weights. After dividing the ordinary divisor average by the total reciprocal weight of these divisors, a biased correlation subsequence produces a raw average of size at least a constant times B^{-1} in one short multiplicative interval. The analytic centering error is o(B^{-1}), and the graph estimate gives O(B^{-1-c_* /2}) for a fixed absolute c_*>0. Taking the long limit with B fixed, and then increasing B, contradicts the bias.
The higher prime band, called the core band, supplies decay through restrictions on divisor size and on the number of core primes at a vertex. The lower, center band provides the additional power saving needed to beat the B^{-1} scale. Its signed factor is \1_{p\mid n}-\theta/p, with \theta chosen to match the vertex normalization; it is not itself mean zero under uniform residues. For suitable primes appearing on only one edge, the normalization factors at the two endpoints in the closed-walk product make the leading divisibility contribution match the subtracted constant term. To retain this cancellation, we organize a walk by the tree of its first visits and expand the vertex-deletion conditions while leaving these center-prime residues unconditioned. Their signed averages are taken before absolute values. This yields the qualitative theorem without a Liouville-specific rate.
1.3 Organization
Part I proves the quantitative progression estimate and then Remark 1.1. Sections 2 and 3 construct its prime supplies and establish the finite residue comparison; Section 4 bounds centering and deletion errors. Section 5 introduces the graph moment, and Sections 6 and 7 prove it through arithmetic constraints and pattern counting. Section 8 returns to ordinary correlations, while Section 9 gives the affine deduction.
Part II proves Remark 1.2 with new parameters and prime sets. Sections 10, 11 and 12 state the graph estimate and prove the analytic reduction to it. Sections 13 and 14 establish the geometry of retained walks; Sections 15 and 16 control their conditional averages and sum the trace. Section 17 transfers that estimate to long integer intervals and completes the theorem. Part III uses finite local expansions to prove the progression and affine consequences for general functions, and verifies their Liouville and Möbius specializations.
Part I A logarithmic saving for Liouville correlations
2 Prime supplies and the quantitative target
Fix integers h,l\ge1 and b\in\Z. Throughout Part I, constants in estimates may depend on these fixed data unless declared absolute. We will prove the following intermediate statement.
Proposition 2.1 (Quantitative correlations in every progression). There is one absolute c>0 such that, for every fixed h,l\ge1 and b\in\Z,
The estimate holds for every real X, with no condition on \gcd(b,l).
There are only l residue classes, so the implied constant can be chosen independently of the representative b. It suffices to work above a threshold depending on the fixed data: bounded X can be absorbed into that constant. Our first task is to find many divisors in short multiplicative intervals, retaining a fixed positive fraction of their total reciprocal weight. The construction separates primes used for centering from primes used to supply those divisors.
The proof uses two absolute constants. First choose A\ge1000 large enough for the finite-law comparison in Remark 3.1. Later choose W\ge10 after the absolute graph constants have been established. Set
We may assume J\ge1. Since 6WJ\le\delta\log L, one has Y_J\le L.
2.1 Centered primes and padding primes
For 1\le i\le J, let
Let P=\bigcup_iP_i, and let
These sets are disjoint, and every prime in P is at least H_0. Write
A label d\in\mathcal D determines its ordered tuple of primes, because the supplies are disjoint.
The prime number theorem for the fixed modulus 5 [Kou19, Theorem 12.1], followed by removal of the finitely many primes dividing lh, gives
where \mathcal R is either the primes congruent to 1\pmod5 or the primes not congruent to 1\pmod5, in either case excluding prime divisors of lh, and \alpha_{\mathcal R}=1/4 or 3/4, respectively. Here c_1>0 is absolute; the threshold and the implied constant may depend on h,l. In the second selection the possible prime 5 contributes only a bounded term.
Partial summation on the logarithmic interval [Y_{i-1},Y_i) gives
uniformly for 1\le i\le J. Indeed all these intervals begin at least at L^{1-\delta}, so their accumulated endpoint and integrated error in (2.2) tends to zero uniformly. Consequently, for sufficiently large X,
Let \mathcal Q be the squarefree products of primes in Q, including 1, and put
Here \omega counts distinct prime factors. For any finite prime set \mathcal R, write \omega_{\mathcal R}(n)=\#\{p\in\mathcal R:p\mid n\}. The factor q will be called the padding factor. All sums over these finite prime sets are finite, however large their cardinalities.
2.2 Short multiplicative intervals
For every integer j\ge0 with j\eta\le100L, define
There are O(L/\eta) such intervals. Define their total harmonic mass by
Lemma 2.2 (Mass retained in the intervals). For sufficiently large X,
Proof. Under the law u(q)/(qS), primes in Q are independently included with probabilities 4/(p+4). Equation (2.2) and partial summation give
for large L. Markov’s inequality therefore excludes \log q>98L with probability at most 4/98, and excludes \omega(q)>100\log L with probability at most 4/100. Every remaining q, together with every d\in\mathcal D, satisfies \log(dq)\le100L by (2.3), and so lies in one of the intervals (2.5). Their probability exceeds 1/2. Summing the independent harmonic weights of d, whose total is V_*, proves the lower bound. Dropping both restrictions proves the upper bound.
2.3 Centered divisor sums
The bins let us compare dilated correlations at essentially the same cutoff. For each bin define
For a fixed pair (d,q), the term retaining every divisibility indicator in this expansion forces qd\mid n. The substitution n=qdm turns it into
Here qd is coprime to l, and complete multiplicativity cancels \lambda(qd)^2=1. Since the summands defining F are bounded by one, F(T_j/(qd))=F(X)+O(\eta+X^{-1}). Summing the weights and using S_0\le SV_*, the full-divisibility contribution is therefore
Remark 4.1 will bound the remaining terms. We will then estimate the centered sums themselves by the graph argument, after removing summands of small total absolute weight.
2.4 The independent residue space
The factor \1_{p\mid n}-1/p has mean zero for a uniform residue modulo p. To use this cancellation simultaneously at many primes, we introduce the auxiliary product law with one independent uniform residue modulo each p\in P\cup Q, and one independent uniform residue modulo l. The latter is a single coordinate, even if l is not squarefree; for l=1 it is deterministic. The selected primes are all coprime to l. Write \E and \Pbb for expectation and probability under this law. A translated site n+a uses these same coordinates shifted by a, so divisibility, progression tests, and w(n+a) are defined without a common integer n.
At each site \E w=S. The prime sets grow with X, so this model must be compared with finite integer averages before it can be used to estimate deletion costs and graph moments. The next section supplies that comparison for the residue tests and truncated weights used below.
3 Comparing finite integer averages with independent residues
The auxiliary law makes the prime residue coordinates independent, but the prime sets grow with X. Averaging over their full joint period would therefore give no useful error at the required scale. We instead compare the particular residue tests used in the proof. The comparison rests on bounded independence for Boolean circuits; we give the reduction from integer residues, including the small correction needed to make all sufficiently small bit marginals exactly uniform.
For a consecutive interval I of integers, write \E_I for the average obtained by choosing the origin uniformly in I. The symbol \E continues to denote the independent residue law, and R_s denotes its coordinate modulo s. A translated residue test at offset a means R_s\equiv-a\pmod s, using the same coordinate R_s at every translate. Different sites do not receive independent new coordinates. A Boolean circuit here uses unbounded-fan-in AND and OR gates and negations. Its depth counts AND and OR levels; for its size we count both gates and input occurrences. An event is represented by a circuit whose input bits are residue equalities.
Lemma 3.1 (Finite residue comparison). There is an absolute constant C_1 with the following property. Choose A>C_1+20. Let l\ge1 be fixed, and let \mathcal R be any set of primes at most e^L, none dividing l. On the coordinates modulo p\in\mathcal R and modulo l, let \mu be the product of the uniform laws; the modulus-one coordinate can be omitted. Suppose that an event \mathcal E is represented by a circuit of depth at most 20 and size at most \exp(L^6) in these residue equalities. For every consecutive integer interval I with |I|\ge\exp(L^A/2),
for sufficiently large L depending on l. The bound is uniform in the position of I and in all offsets used by the tests. The modulus l need not be squarefree.
Proof. We use Braverman’s bounded-independence theorem [Bra10, Corollary 2]: for a fixed depth d_0, every t-wise uniform distribution on Boolean bits fools circuits of size m to error \varepsilon when t\ge(\log(m/\varepsilon))^{C(d_0)}, with a suitable constant depending only on the depth. Being t-wise uniform means that every set of at most t bits has exactly the uniform joint distribution. We first encode the residue tests by bits, then correct the small failure of exact independence in the integer average.
Under the integer-residue law, R_s denotes the residue of the uniformly chosen origin modulo s; under \mu it is the independent uniform coordinate. In both cases represent R_s by an integer in \{0,\ldots,s-1\}. Put B=\lceil L^{15}\rceil. Independently at each modulus s, adjoin a uniform random variable U_s\in[0,1), independent also of the origin, and take the first B binary digits of
Under \mu, all these bits are independent and unbiased. Decode R_s from its bits whenever their dyadic interval lies inside one interval [r/s,(r+1)/s); on ambiguous intervals make any fixed choice. Conditional on any value of R_s, the probability of a decoding error is at most 2s2^{-B}, since only the two boundary cells can cause an error. This bound holds under either origin law. Therefore the probability of any error is at most
for large L. Correct decoding of one coordinate makes all its translated equality tests correct simultaneously.
A decoded equality is a Boolean function of B bits. Its truth-table disjunctive normal form has at most 2^B conjunctions, each containing at most B literals. Substituting these forms into the original circuit gives depth at most 22 and size at most \exp(L^{17}) for large L.
Fix any set of at most t encoded bits. It involves at most t residue coordinates, whose moduli are pairwise coprime. Their product D satisfies D\le l e^{tL}. If N=|I|, each residue modulo D occurs either \lfloor N/D\rfloor or \lceil N/D\rceil times in I. Thus its distribution has total variation distance at most D/N from uniform. Here total variation is one half of the \ell^1 distance between probability masses. Adding independent jitters and projecting to the selected bits cannot increase this distance. Their marginal consequently differs from uniform by at most
for sufficiently large L. The only use of l is as one modulus coprime to the selected primes, so repeated prime factors in l cause no change.
There are at most n_{\mathrm{bit}}\le e^{2L} bits in all. Let f be the density of their integer-origin law relative to uniform measure on this finite Boolean cube. For a set S of bit indices, let \chi_S be the product of the signs (-1)^{x_i} over i\in S, and write \widehat f(S)=\E_{\mathrm{unif}}f\chi_S. By (3.3),
Set t=\lceil L^{C_1}\rceil. The total absolute value of these coefficients is bounded by
provided A>C_1+20 and L is large.
The estimate (3.4) allows a correction that preserves nonnegativity, even where f vanishes. This is a direct Fourier form of the almost-to-exact independence argument of Alon, Goldreich, and Mansour [AGM03, Theorem 2.1 and Section 3.1]. We give the calculation with the error budget needed here. Put a=e^{-L^{11}} and define
Since |H|\le q\le a, the function g is nonnegative. Its integral is one, and every nonconstant Fourier coefficient of order at most t vanishes. Fourier inversion on each marginal shows that the law with density g is exactly t-wise uniform. Moreover,
Choose the absolute constant C_1 large enough for Braverman’s theorem at depth 22, size e^{L^{17}}, and error e^{-L^{11}}. Then choose A>C_1+20. Applying Braverman’s theorem to g gives error at most a=e^{-L^{11}}. Under either the integer-residue or product-residue law, the original and encoded tests can disagree only on the decoding event. The total comparison error is therefore at most
for sufficiently large L. This proves (3.1). All choices are absolute; the threshold may depend on the fixed modulus l.
Corollary 3.2 (Scalar expansions). Under the hypotheses of Remark 3.1, write \E for expectation under \mu. Suppose \Phi=\sum_\alpha c_\alpha\1_{\mathcal E_\alpha}, where every event has the stated circuit bounds and \sum_\alpha|c_\alpha|\le\exp(C L^5) for a fixed constant C. Then, for sufficiently large L,
This also applies to the sum of errors for a family of such expansions when the same bound holds for their total absolute coefficient sum.
Proof. Apply (3.1) term by term and sum |c_\alpha|e^{-L^{10}}. This argument preserves the signs of the coefficients until after taking each expectation.
3.1 Low-degree residue states and truncated weights
To apply Remark 3.2 to weights, we first specify the set of Q primes dividing a site. When this set has bounded size, its possible values give a manageable expansion into residue events.
For an offset a, its active Q-set is
Write m_Q=\lfloor400\log L\rfloor. There are at most
possible active sets with |Q_a|\le m_Q. Specifying one exactly is a conjunction testing every prime in Q as present or absent. On this event w(n+a)=5^{|Q_a|}, with n denoting the random origin as in the auxiliary model. Every prescribed function or predicate of this active set is then a scalar or a fixed decision. In particular, any sum over squarefree divisors of the product of the active primes can be evaluated at this stage; there is no restriction on how many such divisors are used in defining that scalar.
The event |Q_a|>m_Q is also a small circuit: take the disjunction over (m_Q+1)-element subsets of Q of the conjunction asserting that all their primes divide the site. Define \omega_P(n+a)=\#\{p\in P:R_p+a\equiv0\pmod p\}. The same construction applies to the condition \omega_P(n+a)>6WJ, since 6WJ\le\delta\log L. These circuits have size \exp(O(L\log L)) and depth two.
The restriction |Q_a|\le m_Q must precede an arbitrary predicate of the active set. It reduces that predicate to a decision on each of the states counted in (3.7). We will apply this representation to the padding cutoffs and weight denominators when they arise. Its simplest consequence is the following weight bound.
Corollary 3.3 (Truncated weight average). For every offset a and every interval I allowed in Remark 3.1,
for sufficiently large L. The analogous sum over M fixed offsets is at most 2MS.
Proof. Expand by exact active sets of size at most m_Q, with scalar coefficient 5^{|Q_a|}. The total coefficient sum is \exp(O(L\log L)), so Remark 3.2 applies. The product-law expectation is at most \E w=S, by independence of the prime coordinates. Finally S\ge1. The bound is uniform in the offset, and summing it proves the last assertion.
The comparison has now supplied the required passage to long integer intervals for bounded residue tests and their explicit scalar expansions. Moments of the unrestricted weight will be used only inside the auxiliary product law; the integer averages use the truncated weight in Remark 3.3.
4 Centering and deleting a small edge mass
We first compare the progression correlation with a sum whose prime factors have mean zero in the independent residue model. The short Fourier estimate controls the terms introduced by this centering. We then show that restrictions on padding mass and prime degrees, together with any suitably rare residue event, remove only a small total mass. These two estimates prepare the correlation for the graph argument.
4.1 Centering the prime divisibility conditions
We first bound the terms other than full divisibility in the expansion of C_j from (2.6). Each such term leaves a nonempty product of primes to be averaged as a shift. Our target is an error that remains small after summing over all O(L/\eta) bins.
Lemma 4.1 (Centering estimate). With the parameters and prime supplies fixed above, for every sufficiently large real X one has
We prove this estimate after two Fourier bounds. The first concerns rough integers; the second combines it with the short exponential-sum theorem of Matomäki, Radziwiłł, and Tao. The resulting shift average saves more than L^{-1}, which pays for the number of bins. The fourth-moment treatment of the divisor exponential sum follows [Pil26, Appendix C]; we include the rough-number estimates and their finite counting errors. Write \mathrm e(t)=\exp(2\pi i t).
Lemma 4.2 (Fourier bounds for rough integers). Let L be sufficiently large, let h\ge1 be an integer, and suppose
Let \mathcal Z\subset[D,2D) consist of integers with no prime factor at most \exp(L^{0.99}). For
one has, with absolute implied constants,
Proof. Put y=\exp(L^{0.99}). We need upper bounds for the number of integers in [D,2D) avoiding every prime at most y, and for the number of triples in [D,2D)^3 for which all four forms
avoid those primes. The last form is positive throughout this integer box. In the first case put m=1, and in the second put m=4. For each prime p, the proportion \nu_m(p) of residue vectors where at least one form vanishes satisfies
For the four forms, every pair of defining hyperplanes is independent over every prime field, including the field with two elements. Inclusion and exclusion of pairs proves (4.3). Moreover \nu_m(p)<1 for every p: the residue 1 in the first case and the vector (1,1,1) in the second avoid all the forms.
For completeness, a finite inclusion–exclusion argument suffices here. Let r_0=2\lceil500\log L\rceil and truncate inclusion–exclusion of the bad-prime events at this even order. This gives an upper bound for the proportion avoiding all the events. For any selected prime set of product r, the Chinese remainder theorem gives residue density \prod_{p\mid r}\nu_m(p). Its normalized count in the interval or box differs from this density by O(r/D) when r\le D. Indeed, each residue coordinate occurs D/r+O(1) times; summing the product of these counts over at most r or r^3 residue vectors proves the assertion. There are at most (r_0+1)(1+\pi(y))^{r_0} terms, each with r\le y^{r_0}. The total boundary error is therefore at most
which is smaller than every fixed negative power of L, by the lower bound on D.
In the independent residue model the difference between the even truncated sum and the full product is at most the next elementary symmetric sum. Partial summation of the prime number theorem and (4.3) give
Thus that difference is at most
The full product satisfies
the finitely many small primes contribute a positive constant, and the remaining factors follow by taking logarithms in (4.3). Together with (4.4), this proves the respective counts O(DL^{-0.99}) and O(D^3L^{-3.96}).
The first count bounds \sum_{z\in\mathcal Z}1/z and hence \|B\|_\infty. Orthogonality expresses the fourth moment as the sum of (z_1z_2z_3z_4)^{-1} over z_1+z_2=z_3+z_4 with all four variables in \mathcal Z. The factor h does not change this equality. Each triple determines z_4, and each weight is at most D^{-4}. The second count proves the fourth moment bound.
The analytic input keeps the frequency fixed while averaging the starting point of a short interval.
Theorem 4.3 (Matomäki–Radziwiłł–Tao, [MRT15], Theorem 1.3). For every pair of real numbers 10\le H\le Z,
with an absolute implied constant. The supremum is outside the integral.
We next combine this theorem with Lemma 4.2. The conclusion is uniform over arbitrary subsets of the rough integers, so it permits all the bin and prime-supply restrictions imposed in (2.6).
Lemma 4.4 (Correlation averaged over rough shifts). Fix integers h,l\ge1 and b_0\in\mathbb Z. Let A\ge1000, let L be sufficiently large, and suppose Y\ge\exp(L^A/2). Let D be a positive integer and let \mathcal Z\subset[D,2D) satisfy the assumptions of Lemma 4.2. Then
Proof. For each integer 1\le v\le Y define
We first claim that, uniformly in \theta,
For integer D, every x\in(v,v+1) has precisely v+1,\ldots,v+D as the integers in [x,x+D]. Apply Theorem 4.3 with H=D and Z=\lfloor Y\rfloor+1, discarding the unused initial unit interval. The restriction to the residue class follows from
Its coefficients have total absolute value one. After the unimodular factor arising from n=v+m is removed, this applies the same theorem to the frequencies \theta+a/l. In particular, no assumption that b_0 is coprime to l is needed. The scale hypotheses imply 10\le D\le Z and
which proves (4.6).
Average the sum on the left of (4.5), before taking its absolute value, over translations by m=1,\ldots,D. Each translation changes at most 2m prefix terms for each z. By Lemma 4.2, the normalized endpoint error is at most
Let B be the polynomial in Lemma 4.2. Orthogonality now expresses the translated average as
Indeed, expanding the integral imposes a=m+hz. Since 1\le m\le D and D\le z<2D, this value of a lies in the full range used to define G_v.
On the set where |B|\le L^{-1.05}, Parseval and Cauchy–Schwarz give
Its contribution to (4.7) is therefore O_h(L^{-1.05}). The complementary set, denoted by \mathcal E, satisfies
On this set use \|B\|_\infty\ll L^{-0.99}, |G_v|\le(2h+1)D, and (4.6). Its contribution is at most
Finally D/Y\le\exp(2L-L^A/2) is negligible. This proves (4.5).
Proof of Remark 4.1. The full-divisibility contribution is (2.7). For every other term in the expansion of (2.6), let I\subset\{1,\ldots,J\} be the nonempty set of prime supplies whose factors have been replaced by -1/p. Put
For fixed q,d',j, substitute n=qd'v and put Y=T_j/(qd'). After extracting the sign (-1)^{|I|} and the factor u(q)/(qd'), the remaining expression is
where z ranges over the products from the supplies indexed by I that also satisfy the bin condition. This substitution is valid in every residue class, since qd' is invertible modulo l.
The allowed z lie in an interval of logarithmic width \eta<\log2. Split them by residue modulo l and by the at most two dyadic intervals [D,2D) that meet this interval. In each resulting piece the residue bz\pmod l is constant. Unique prime factorization and the disjointness of the supplies show that each integer z occurs at most once. Since I is nonempty, all its prime factors are at least H_0=\exp(L^{0.995}), and
Furthermore, if the piece is nonempty, its bin condition implies Y>Xe^{-\eta}z, so \log Y\ge L^A/2 for large L. Lemma 4.4 therefore bounds (4.8) by O_{h,l}(L^{-21/20}).
For each fixed I and bin, the sum of the extraction weights is at most
where the last inequality uses V_i>1. There are O(L/\eta) bins and fewer than 2^J nonempty sets I. Hence the total contribution of the partial centering terms is
Together with the full divisibility term this proves (4.1).
4.2 The distribution of padding divisors
The centered averages still have occasional sites at which many padding choices contribute to one bin. We next prove that deleting such sites has small total cost. For a site n, a label d\in\mathcal D, and one of the bin indices j, define
Here the sum includes all squarefree padding divisors in the bin, without the restriction on \omega(q) imposed in \mathcal S_j. The denominator is positive because the divisor 1 is always present. Thus 0\le\rho_j\le1 and \sum_j\rho_j\le1. All these definitions also make sense in the auxiliary residue model. At a translated site n+a, divisibility by p means R_p+a\equiv0\pmod p, using the same residue coordinate at every site.
Define the tilted expectation at a single site by
This is a probability expectation since
The tilt preserves independence of the Q coordinates and changes the probability of r\mid n from 1/r to 5/(r+4).
Lemma 4.5 (Padding anti-concentration). For every d\in\mathcal D and the bin width \eta=e^{-J},
The constant is independent of d, W, and the location of the bins.
Proof. Conditionally on the primes of Q dividing n, choose q_1,q_2 independently with probabilities
Each available prime is selected with probability 4/5. Under the combined tilted law let Z=\log(q_1/q_2). A prime r contributes +\log r or -\log r with probability 4/[5(r+4)] each, and contributes zero otherwise. The contributions are independent, so its characteristic function, with angular frequency t, is
Every factor is nonnegative: even at r=2 it is at least 7/15. The inequality 1-x\le e^{-x} therefore gives
Replacing r+4 by r changes the exponent by O(1), uniformly in t. For |t|\le2, partial summation of the fixed-modulus prime number theorem in (2.2) gives
For completeness, in the partial summation the derivative of (1-\cos(t\log x))/(x\log x) is O(1/(x^2\log x)) uniformly for |t|\le2. Its product with the prime-number-theorem error is integrable on [2,\infty). Deleting the finitely many prime divisors of lh also costs O_{h,l}(1). To verify the second equality, set u=|t|y. The integral over u\le1 is bounded, and integration by parts bounds \int_1^U\cos u\,du/u uniformly in U\ge1. The lower endpoint |t|\log2 stays bounded. These observations also cover t=0. It follows that
Conditionally on n, the probability that both divisors lie in the jth bin is \rho_j(n,d)^2. Divisors in the same bin have |Z|\le\eta\le1. Consequently the left side of (4.10) is at most \Pbb^*(|Z|\le1). The function \kappa(x)=(\sin x/x)^2, with \kappa(0)=1, satisfies
Taking expectations, using (4.13), and integrating gives
The common translation \log d of the two padding logarithms disappeared from Z, which proves the asserted uniformity.
4.3 Deleting large degrees and prescribed rare sites
We formulate the deletion step with an explicit input for a family of rare sites. The following section will construct that family from short paths. For each bin j, choose a Boolean predicate of the residue coordinates and write n\in\mathcal B_j when it holds at site n. Translation covariance means that n+a\in\mathcal B_j is obtained from the same predicate by adding a to every residue coordinate. We assume
and that the event is represented by an AND–OR–NOT circuit of depth at most 6 and size at most \exp(L^3), whose inputs are equalities in the prime residue coordinates and the coordinate modulo l. The event uses no value of the Liouville function. Define \sigma_j(n)=\1_{n\notin\mathcal B_j}. For any prime set R, write \omega_R(n)=\#\{p\in R:p\mid n\}. Define
The function \tau_j omits the P-degree cut: the graph argument will integrate the centered P coordinates before applying that restriction as a projection. At present we impose all four cuts at both ends of each summand, defining
Lemma 4.6 (Deletion cost). Suppose the family \mathcal B_j satisfies the covariance, probability, and circuit hypotheses just stated. Then
This estimate holds for the integer averages defining C_j and C_j^\circ, for every sufficiently large real X.
Proof. We first bound the deletion costs in the auxiliary product model, after dropping the Liouville factors and the progression indicator, and replacing the absolute centered product by
At the end of the proof we transfer precisely these nonnegative costs to integer averages by Lemma 3.1. No assertion about untruncated integer moments of w is needed.
Either endpoint. For a fixed numerical pair (d,q), translation by hqd preserves the auxiliary product law. Moreover divisibility by q and by each prime of d is unchanged by this translation. Thus an upper-endpoint failure has the same bound as a lower-endpoint failure. This argument does not assert that the full weight w is constant across an edge. It suffices to analyze one endpoint and multiply the resulting bound by 2.
The two padding cuts. The P coordinates are independent of the Q coordinates and \E a_d^+=2^J/d. Enlarge the eligible padding divisors to all divisors in their respective bins. The total costs of the first two cuts, at one endpoint and summed over bins, are at most
Indeed the sum of padding weights in a bin is w(n)\rho_j(n,d), and \sum_j\rho_j\le1. Under the tilted law the mean of \omega_Q is at most 4\log L for large L. Independence and exponential Markov therefore give
Also x\1_{x>K/L}\le(L/K)x^2 for x\ge0. Applying Lemma 4.5 bounds the second term in braces by O_{h,l}(K^{-1}). Since \sum_d1/d=V_*, this gives the first two terms of (4.17).
The P-degree cut. For fixed d, tilt the P coordinates by a_d^+ divided by its mean 2^J/d. Primes outside d retain their independent Bernoulli laws, whereas the selected J primes contribute at most J to the count. As \sum_{p\in P}1/p=\sum_iV_i\le2WJ, exponential Markov gives
The padding coordinates remain independent. Summing their weights u(q)/q over all eligible pairs and bins is at most S for each d. Thus this deletion costs at most 2^JSV_*e^{-2WJ} per endpoint.
The rare sites. For one bin, the entire absolute row weight is bounded by
To see this, sum all padding divisors for each d, and then sum each prime slot separately. Independence gives
Here C,C' are absolute: the first product is polynomial in L by partial summation, and J\log(18W^2)\le\delta\log L\,\log(18W^2)/(6W) is bounded by an absolute multiple of \log L for W\ge10. Cauchy–Schwarz and (4.14) therefore bound a single-bin rare-site cost by
There are O(L/\eta) bins, and SV_*\ge1. Their total contribution is at most \exp(-L^{0.9}) for sufficiently large L.
Transfer to integer averages. We now justify applying Lemma 3.1 to the preceding costs. This also ensures that no independence claim is being made for arbitrary integer functions. Use a union bound for the two endpoints, and for the following four failures at either endpoint:
This is the same deletion event, with the padding-mass failure tested only after the low-Q cut passes. In the product model its cost is bounded by the estimates already proved, since dropping the extra low-Q condition can only increase a nonnegative cost.
Fix a numerical j,d,q and expand a_d^+ as a sum of divisibility indicators. There are 2^J terms, with coefficients at most 1. The factor \1_{q\mid n} is a conjunction of its prime divisibilities. Each degree failure is an OR over subsets of primes of the required cardinality, testing that all their residues vanish. Since there are at most e^L available primes, the low-Q degree test has size \exp(O(L\log L)). The P threshold has the same bound, using 6WJ\le\delta\log L.
For the padding-mass failure with low Q degree, list all possible exact sets of at most 400\log L primes of Q dividing the site. For each set, a conjunction asserts both the indicated presences and all other absences. On that state, both w and \rho_j are fixed numbers; retain the state precisely when \rho_j>K/L. There are \exp(O(L\log L)) such states, each specified by at most e^L tests. The remaining event \mathcal B_j has the circuit representation assumed in the statement. Intersecting any of these events with the indicated prime divisibilities has depth at most 10 and size at most \exp(L^4) for large L. Translation to an upper endpoint changes only the tested residues, not these bounds.
Finally, the numerical pairs satisfy dq\le\exp(100L+\eta). The disjoint prime supports of d and q determine both from their product, so there are \exp(O(L)) eligible pairs in all bins. Also u(q)\le4^{100\log L}, and the expansion of a_d^+ has total coefficient mass at most 2^J. The total absolute coefficients in all these comparisons are therefore at most \exp(O(L^4)); even the looser bound permits all listed state expansions. The averaging interval has length \lfloor T_j\rfloor\ge\exp(\tfrac12L^A). Lemma 3.1 makes the aggregate comparison error at most \exp(-L^9). Replacing the integer-length normalization by T_j costs at most T_j^{-1}\exp(O(L^4)), which is smaller still. Together with the product estimates, these errors prove (4.17).
5 Prohibited paths and centered traces
We now construct the sparse sets used in Remark 4.6. Their removal will impose enough structure on closed walks to control a matrix moment. Throughout this section the bin index j is fixed, and
All assertions are for sufficiently large L, with the fixed integers h,l and the absolute parameters A,W held fixed.
The centered graph and high-trace strategy was developed by Helfgott and Radziwiłł [HR21, Sections 2–7]. Pilatte developed its composite-label and nonbacktracking form [Pil26, Sections 2–9]. Here each step carries a prime tuple and a padding divisor; the trace expansion keeps the padding weights and the common residue coordinates explicit.
5.1 Positive paths and prohibited words
A signed step is a displacement D_i=\varepsilon_i hq_i d_i, where \varepsilon_i\in\{-1,1\} and (d_i,q_i)\in\mathcal S_j. A word of m steps, starting at x, visits the sites x+\sum_{a<i}D_a for 1\le i\le m+1. It is positive if q_id_i divides its departure site for every i. This condition also holds at its arrival site, so positivity survives restriction and reversal. These definitions apply in the auxiliary residue model as well: divisibility then means the prescribed equality in the corresponding residue coordinate. A path need not remain inside any finite interval.
The next definition separates an equality pattern from an arithmetic condition on its labels. Within the pattern, a tuple prime may persist for several consecutive steps, but cannot return after disappearing. The additional condition is a divisibility relation on a suffix.
Definition 5.1. A numerical word is forward prohibited if it has length 3\le m\le s and satisfies three conditions:
- 1.
Consecutive whole tuples d_i,d_{i+1} are unequal.
- 2.
For every prime in P, its indices of appearance among d_1,\ldots,d_m form an interval, if nonempty.
- 3.
Some prime p\mid d_1, absent from d_m, satisfies
p\mid\sum_{i=a}^m D_i\qquad\text{for some }1<a<m. \tag{5.1}
A forward prohibited word is minimal if no shorter contiguous subword is forward prohibited in either orientation. A witness is a positive path realizing a minimal forward prohibited word. Let \mathcal B_j be the set of sites at which a witness starts, and set \sigma_j(n)=\1_{n\notin\mathcal B_j}.
Thus we specialize the event and indicator used in Equation (4.15) and Remark 4.6. Minimality is a condition on the numerical word, whereas positivity is a condition on the residue coordinates at its starting site. Any positive prohibited word contains a witness starting at one of its vertices: repeatedly choose a shorter prohibited subword, reversing when necessary. Length strictly decreases, while positivity is preserved. The structural use of this deletion appears in Remark 7.1: on surviving positive paths of length at most s, with unequal consecutive tuples, every tuple prime has consecutive occurrences and no nonempty subinterval has zero displacement.
We first give two elementary counting facts, including the order of summation needed later. A prime slot is an occurrence of a prime in one of the tuples or paddings. An equality pattern partitions these slots into classes, each class representing one prime variable; tuple classes also record their column P_i.
Lemma 5.2 (Reciprocal counting and elimination). Consider at most R\le4L signed steps together with additional records having at most L^{O(1)} choices per prime slot. Then the number of equality patterns and such records is at most \exp(O(R\log^2L)). With one reciprocal for every distinct prime, the sum over their numerical values has the same bound, also after multiplication by Lu(q_i) for each step.
Suppose, with the padding values fixed, that a recorded relation in the tuple primes is
where a,c,p are independent of the selected prime variable z. Its reciprocal sum costs at most (1+L)/H_0 in place of an unrestricted prime sum. Such savings multiply when selected variables are ordered so that each relation uses only its own variable, earlier selected variables, and nonselected variables.
Proof. There are O(R\log L) slots, since each tuple has J=O(\log L) factors and every eligible padding has at most 100\log L factors. A partition of N slots has at most N^N descriptions. Signs, factor counts and all recorded indices therefore cost \exp(O(R\log^2L)). Each numerical class has reciprocal mass O(\log L), by the prime harmonic bounds, and Lu(q_i)\le L^{1+100\log4}. This proves the first assertion. Dropping bin or numerical distinctness restrictions enlarges these positive sums. If distinct abstract classes are assigned the same numerical prime in such an enlargement, they retain their separate reciprocal factors.
For the second assertion the coefficient is invertible modulo p, so z lies in one residue class. Enlarge from primes to integers and compare the reciprocal sum along that progression with its integral:
Fix the nonselected variables and sum the selected ones in reverse order. Every remaining earlier relation is independent of the variable currently being summed. Its own coefficient test is retained; if this test fails, the admissible inner sum is zero. The displayed bound is uniform in the remaining variables, and backward induction proves multiplication of the savings. After these sums, the other prime variables are bounded by the first assertion.
Lemma 5.3 (Density and complexity of the deleted event). The event in Remark 5.1 is translation covariant and satisfies
As a function of the residue equalities it has a Boolean circuit of depth two and size at most \exp(L^3) for sufficiently large L.
Proof. We may count all forward prohibited positive words, without requiring minimality. For a fixed numerical word, positivity either gives inconsistent residue conditions or fixes one residue at each distinct prime in its steps. Its probability is accordingly zero or the product of their reciprocals.
At the last transition choose a column whose prime changes. Its last prime z occurs nowhere earlier, by the interval condition. In (5.1), the contribution involving z is exactly the last step. Thus its coefficient is \varepsilon_m hq_m d_m/z. The controlling prime p is absent from d_m, from h and from every padding, so this coefficient is a unit modulo p. It is independent of z. Fixing the equality pattern, padding and other tuple values, Remark 5.2 supplies one saving (1+L)/H_0. The remaining count, summed over 3\le m\le s, is at most
This proves the probability bound.
Each eligible numerical pair satisfies dq\le\exp(100L+1). The disjoint prime supports recover d and q uniquely from their product. Thus the number of numerical words of length at most s is \exp(O(sL)). Preselect those satisfying the numerical prohibition and minimality conditions. Positivity of one such word is a conjunction of O(s\log L) residue equalities, one per prime occurrence. Taking their disjunction gives the stated depth and size bounds. Translation merely shifts the same residue coordinates. This verifies all the hypotheses on the deleted events in Remark 4.6.
5.2 The matrices and their closed words
We use the cutoff \tau_j(n,d) of Equation (4.15): it includes the Q-degree cutoff, the bound on \rho_j, and \sigma_j, but omits the P-degree cutoff. Let
and consider the sites t+1,\ldots,t+M. For each d\in\mathcal D define a real symmetric matrix A_d. For an increasing edge n'=n+hqd within the block, (d,q)\in\mathcal S_j, its entry is
Set A_d(n',n)=A_d(n,n'), and set all other entries to zero. The increasing edge determines q uniquely. Let E be the orthogonal coordinate projection to sites satisfying \omega_P(n)\le6WJ. Multiplying a row entry by \sqrt{w(n')}/\sqrt{w(n)} changes its padding weight to Lu(q)/w(n); in each fixed orientation, the sum of these padding weights, with their divisibility and bin conditions, is at most L\rho_j(n,d)\le K at a retained site. On positive integer blocks, testing an increasing edge against \sqrt w\,\lambda cancels both square-root weights, and imposing E at both endpoints recovers L times the retained centered edge weight in (4.16). On the direct sum of the d-indexed copies of the block space define
This matrix need not be self-adjoint. Its powers record paths with unequal consecutive whole tuples, even if their paddings differ.
Theorem 5.4 (The nonbacktracking moment). There is an absolute constant C_2 such that
The norm is the unnormalized Hilbert–Schmidt norm. The same estimate, after increasing C_2 absolutely, holds when block origins are averaged over any integer interval of length at least \exp(\tfrac12L^A). The threshold for L may depend on the fixed data.
We reduce this statement to positive counts of closed words in the rest of this section. The next two sections dispose of words with many arithmetic restrictions and count the remaining patterns.
An entry of H^k expands over successive copy labels d_0,\ldots,d_k with d_{i-1}\ne d_i and the corresponding products of matrix entries. Squaring and summing joins two site paths with common endpoints. Reverse the second using symmetry of A_d. The result is a closed word of 2k steps, with unequal consecutive tuples within each half. No such condition is needed across either join. Taking absolute values after each word’s expectation bounds the moment by the resulting sum. The external copy indices and initial site cost at most
Indeed d\le e^{2L}. Once the word is recorded, there is no copy-index choice at each step beyond its recorded tuple.
The finite-origin comparison is applied to this signed expansion, before taking absolute values of word expectations. Fix a numerical word, its initial block index, and its external copy indices. All visited sites are then fixed translates of the block origin. At each site only Q-divisor sets of size at most m_Q=\lfloor400\log L\rfloor survive. By (3.7), enumerating the exact sets at all 2k departures costs at most \exp(O(kL\log L)) states. These events specify absence of all other Q primes, so the weight denominators and the Q-dependent cutoffs become scalars. Some state conjunctions may be inconsistent; their probability is then zero. No independence between different sites is used.
Expand the at most 2kJ centered factors into indicators and scalars, retaining their signs. This gives at most 2^{2kJ} terms with coefficient magnitudes at most one. Only prime occurrences in the main word enter this expansion; no complete P-divisibility state is listed. Every other scalar factor per step has magnitude at most Lu(q), since w\ge1 and the cutoffs are at most one. As u(q)\le L^{100\log4}, the product of these factors is \exp(O(k\log L)).
The remaining events are prime divisibility tests, progression tests, the exact Q states, and absence of the prohibited paths from Remark 5.3. The latter events have depth two before complementation and size at most \exp(L^3). Conjoining the tests at all 2k sites adds a single AND level, so their combined depth is at most 20 and size at most \exp(L^6) for large L. The Q-degree and \rho_j cutoffs are already decisions on the exact states. Block restrictions are numerical conditions and add no circuit levels.
Each eligible pair has dq<e^{100L+\eta}\le e^{101L}, and disjointness of P and Q recovers (d,q) from this product. The number of signed numerical words of length at most 2k is therefore at most (2k+1)(2e^{101L})^{2k}. The initial block index and two external copy indices contribute the factor M|\mathcal D|^2=\exp(O(L)). Combining these counts, the total absolute coefficient sum in all the indicator expansions is at most
Thus Remark 3.2 compares the entire signed sum with total error at most \exp(-L^9). We may then take the absolute values of its product-law word expectations. It suffices to prove the auxiliary-product estimate; the integer estimate follows with this negligible error. The comparison uses the truncated Q states, without requiring an integer mean for the full weight w^2.
5.3 Integrating the centered prime coordinates
Fix a numerical closed word and write
Its contribution has the form
Here R\ge0 is independent of all P-residue draws. Its weight part is exactly
multiplied by the Q-degree and \rho_j cutoffs at incident endpoints, the orientation-dependent progression tests, and block restrictions. The denominator identity follows from closure, counting every visit with multiplicity. Each centered factor agrees at the two endpoints of its edge. For a reversed edge its progression test is still read at the lower endpoint, and remains in R. Although R can depend on the numerical P labels, it does not depend on their residue draws. This is why the P-degree projection has not yet been imposed on the matrices.
Call a P prime appearing at exactly one step of the word a singleton. Let \mathcal U be their set and S_1=|\mathcal U|. If G were independent of one singleton coordinate, centering in that coordinate would make the word expectation zero. We retain this cancellation while accounting for the dependence introduced by the vertex deletions.
At every occurrence of a nonsingleton expand the centered factor into its indicator and its scalar -1/p. Call these choices lit and unlit, respectively, and let U be the number of unlit occurrences. An unlit choice imposes no nondivisibility condition. For a prime p, write \ell_p,u_p for its lit and unlit counts. Lit consistency means that all its lit departure offsets are congruent modulo p. Define
If lit consistency fails, the designated term vanishes; set \Delta G=0 in this case. Otherwise, starting from one common draw of the prime residues, overwrite every nonsingleton with a lit occurrence by its forced residue. For each H\subseteq\mathcal U, also overwrite the singleton coordinates in H by the residues forced at their sole occurrences, leaving the other singleton coordinates at their original values. Call the resulting configuration a hybrid, and let G_H be the value of G there. The mixed difference, forced minus original in each singleton coordinate, is
Lemma 5.5 (Exact centering before absolute values). The absolute expectation of a designated term of (5.6) is at most
In particular |\Delta G|\le2^{S_1}.
Proof. For a uniform residue Z modulo p, a fixed residue a, and any function F of that coordinate,
Apply this identity successively to the independent singleton coordinates. At a nonsingleton, incompatible lit tests give zero; otherwise they force one residue and supply 1/p, while every unlit choice supplies the scalar -1/p. These operations produce exactly the factor b_{\mathcal L} and the mixed difference, up to the signs of the unlit scalars. The factor R is unchanged in every operation. Taking the absolute value after these integrations proves the bound. The final assertion follows because G takes values in \{0,1\}.
The square-root dependence on W in (5.3) comes from repeated prime labels. Among 2kJ tuple-prime occurrences there are at most Jk+S_1/2 distinct labels, since every nonsingleton occurs at least twice. For a fixed equality pattern, summing one reciprocal per label therefore costs at most (2W)^{Jk+S_1/2}. To use this count, we must still control the number of patterns and sum the padding weights uniformly. We first discard terms where extra unlit reciprocals, independent lit-consistency congruences, or relations forced by many singletons give a stronger saving directly. The forest count and uniform padding sum in Section 7 will handle the remaining terms.
For negligible classes of words we will discard denominators and cutoffs in R, but retain all padding divisibility tests. Independence then gives one reciprocal per distinct Q prime. The factor b_{\mathcal L} gives at least one reciprocal per distinct P prime. Together with Remark 5.2, the total cost before any additional saving is \exp(O(L\log^2L)), including (5.4), lit designations and 2^{S_1}. Padding values may be fixed first during a constrained sum over tuple primes; their original bound q_i\le e^{100L+1} is retained when needed for coefficient-size estimates.
Lemma 5.6 (Many unlit occurrences). The total contribution to the moment majorant from designated terms with U>L^{1/50} is at most \exp(-L^{1+\delta}).
Proof. If a nonsingleton has a lit occurrence, each of its unlit occurrences supplies an extra reciprocal beyond its basic 1/p. If all its m\ge2 occurrences are unlit, it supplies p^{-m} and hence at least m/2 extra reciprocal powers beyond the basic one. Thus at least U/2 extra powers remain, all at primes at least H_0. The total is at most
We now turn to the two remaining sources of arithmetic savings: independent congruences and singleton primes.
6 Arithmetic savings for exceptional words
The centered trace has been reduced to the majorants in Remark 5.5. We now discard two further classes. Independent lit-consistency equations provide a rank saving, while many singleton coordinates force positive witnesses whose relations can be summed in a triangular order. Each saving makes its entire class negligible before we count the remaining words.
Recurrence congruences constraining prime labels play a central role in [HR21, Sections 6–7]. We first prove a random-prime rank estimate suited to the present coefficients. The later witness argument adapts the active-prime and triangular-constraint constructions of [Pil26, Lemmas 11.6, 13.1, and 13.6].
6.1 Saving from independent congruences
We first discard the words whose lit-consistency conditions contain many independent pairs of vectors. The point is to use rank over \mathbb R, without assuming that a matrix remains invertible modulo any of the primes being summed. The following probability estimate isolates the argument.
Lemma 6.1 (A rank estimate for random prime divisors). Let \mathscr P be a finite nonempty set of primes, and let \mu be a probability measure on \mathscr P with \max_{p\in\mathscr P}\mu(p)\le\alpha. Let r\ge1, let B\in M_r(\mathbb Z) be nonsingular over \mathbb R, and let f:\mathscr P^r\to\mathbb Z^r be any function. Suppose that M\ge2 and
If the 2r coordinates of c,y\in\mathscr P^r are independent with law \mu, then
Proof. Let E(c,y) denote the divisibility event in the statement, and let y' be an independent copy of y, independent also of c. Cauchy–Schwarz, applied to the conditional probability with c fixed, gives
The two copies have the same controlling primes c_i, so subtraction removes the entire vector f(c).
Write v=B(y-y'). For a subset Z\subseteq\{1,\ldots,r\} of size a, the rows of B indexed by Z have rank a. Choose an invertible a-column minor in those rows. Conditional on y' and on the coordinates of y outside that minor, the equations v_i=0 for i\in Z determine at most one vector of values for its a remaining coordinates. Independence and the atom bound imply
This includes a=0, with the empty condition having probability one.
Now fix y,y'. A nonzero integer of absolute value at most M has at most d_M distinct prime divisors. Each nonzero coordinate v_i therefore satisfies c_i\mid v_i with conditional probability at most d_M\alpha. The controls are independent of each other and of v. If the exact zero set of v is Z, their joint conditional probability is thus at most (d_M\alpha)^{r-|Z|}. Using (6.2) and summing over the possible exact zero sets gives
Taking the square root proves (6.1).
We apply the lemma to one column of the prime tuples in a word of length 2k. Put
Fix a column \nu\in\{1,\ldots,J\} and an equality pattern for its prime slots. Let \mathcal Z_\nu be the set of its abstract labels, let z_a\in\mathcal Z_\nu be the label at step a, and write p_z for the numerical prime assigned to z. Fix the padding values, orientations, and the primes in every other column. In the real vector space with basis (e_z)_{z\in\mathcal Z_\nu} define
Each step has exactly one prime from column \nu. Consequently t_a is an integer independent of every numerical prime in that column. Evaluating e_z at p_z sends v(i) to the departure offset \xi_i.
For two lit occurrences i,i' of a label z, consider the pair
A collection of these pairs is jointly independent when all its displayed vectors together are linearly independent over \mathbb R.
Lemma 6.2 (Discarding words with large rank). In the sum of the nonnegative majorants from Remark 5.5, the total contribution of words having a column with r jointly independent pairs (6.4) is
for some absolute c_0>0 and sufficiently large L. The bound includes the external dimension factors in the trace expansion and is uniform in the bin. The threshold may depend on the fixed parameters W,h,l.
Proof. Use the positive reciprocal majorant and enumeration of Remark 5.2. Thus we may discard the denominators and cutoffs, retain one reciprocal for every distinct prime label, and include the factors Lu(q_a) and 2^{S_1} in the crude count. We retain the lit-consistency conditions. The total unrestricted count, including external dimension factors, is \exp(O(L\log^2L)).
Fix a column, its equality pattern, and the other-column and padding data. Choose r jointly independent pairs, and denote their controlling labels by z_1,\ldots,z_r and their difference vectors by w_1,\ldots,w_r. The controlling labels are distinct. Modulo C=\operatorname{span}(e_{z_1},\ldots,e_{z_r}), the images of the w_i remain independent: a dependence would express a nontrivial linear combination of the w_i as a combination of the e_{z_i}, contrary to joint independence. Therefore the row matrix of the w_i, after deleting all controlling columns, has rank r. Choose an invertible r-column minor B_0 of that matrix.
The entries of the entire row matrix, and hence the choice of a minor by any fixed deterministic rule, are independent of all the numerical primes in column \nu. Fix the prime variables in that column outside the controlling coordinates and the minor. Write c_i=p_{z_i} for the controls and y for the vector of primes in the minor. The selected lit-consistency conditions become
with fixed integer matrices B_0,A_0 and a fixed integer vector d_0. No invertibility assertion modulo c_i is being made.
Enlarge the positive sum by dropping numerical distinctness among abstract labels, as well as bin and closure restrictions. Continue to attach one factor 1/p to each abstract label: if two coordinates now take the same prime, their product weight is 1/p^2. The enlarged reciprocal sum is consequently a product sum. Its normalized coordinates have independent law
This independence allows numerical coincidences. In particular, after subtraction in Remark 6.1, the controls remain independent of B_0(y-y'), even on a sample space that permits such coincidences.
We check the size hypothesis after these enlargements. The fixed padding values came from eligible steps, so q_a\le e^{100L+1}. The product of the primes in the other columns is at most e^{2L} by the geometric spacing of their bands. Hence
Each row of the difference matrix has sum of absolute coefficients at most 2kh e^{102L+1}. Since every prime in the resampled column is at most e^L, we obtain
For fixed h and sufficiently large L, the constant in this last exponent is absolute. In Remark 6.1 we may therefore take d_M=O(L), \alpha=(V_\nu H_0)^{-1}, and f(c)=A_0c+d_0. The probability of (6.5) is at most
Multiplying by the unrestricted harmonic masses restores the unnormalized reciprocal sum with this same relative saving. The estimate is uniform in every fixed outside variable, so these variables may now be summed.
The column, selected pairs and selected minor have at most J(2k)^{O(r)} descriptions. Their cost is absorbed in \exp(O(r\log L)). Together with the crude enumeration, the total is bounded by
Since \log H_0=L^{199/200} and r=L^{1/50}+O(1), its negative term is (\tfrac12+o(1))L^{203/200} and dominates both positive terms. This proves the lemma.
We may therefore restrict the remaining trace sum to words for which, in every column, a maximal jointly independent collection of pairs (6.4) has fewer than r members. This quantitative restriction will constrain the equality patterns once the words with many singleton labels have also been discarded.
6.2 Singleton primes and positive witnesses
We next dispose of words having many singleton primes. Without the vertex deletion, integration of any singleton centered factor would give zero. The mixed difference in Remark 5.5 measures the failure of this cancellation caused by deletion. We show that a nonzero mixed difference forces many positive witnesses, and that these witnesses supply successively usable congruences on distinct prime labels.
Put
Lemma 6.3 (A common configuration of witnesses). Fix a numerical main word with singleton set \mathcal U, where S_1=|\mathcal U|>L^{1/4}, and fix a draw of the residue coordinates. If \Delta G\ne0, then some hybrid contains T positive witnesses attached at main departures, each of length at most s, with distinct marked primes y_1,\ldots,y_T\in\mathcal U. The prime y_j occurs in witness j and in none of the other T-1 witnesses. The combined length of the main word and these witnesses is at most 4L.
Proof. For the fixed numerical word, let \mathscr W be the finite set of all possible witness tests at its departure sites. Write I_w for the indicator that the preselected numerical word w is positive at its assigned departure. Then
A repeated test in this product is harmless because its factors take values in \{0,1\}. Expand this finite product algebraically and apply the mixed difference in \mathcal U. If the union of the prime supports of a subfamily \mathscr A\subseteq\mathscr W omits a prime p\in\mathcal U, then \prod_{w\in\mathscr A}I_w is independent of the p coordinate. Its full mixed difference is therefore zero. Consequently \Delta G\ne0 implies that some subfamily whose supports cover \mathcal U has a nonzero mixed difference. Its intersection indicator is then one in at least one hybrid. All witnesses in that subfamily are positive in this single configuration.
Choose an inclusion-minimal subfamily covering \mathcal U there. Each member contains a prime of \mathcal U occurring in no other member, since otherwise that member could be removed. A witness has at most sJ distinct P labels, so this subfamily has at least S_1/(sJ) members. For sufficiently large L,
Keep any T members and one private prime in each. Their private primes remain private in the selected subfamily. Finally,
The algebraic expansion above has been used only to deduce existence. No bound is obtained by summing the absolute values of its terms, and no enumeration of all its subfamilies is charged.
The cover gives each selected witness a private singleton prime, but privacy alone does not give a congruence with an invertible coefficient in that prime. We first identify labels having such a coefficient in an internal relation. For a minimal prohibited word with steps E_1,\ldots,E_m, call a P label x active if there are a P label c of the same word and an interval I\subseteq\{1,\ldots,m\} such that
In particular x\ne c. With every other numerical label fixed, the first sum is linear in x and its coefficient is invertible modulo c. These are exactly the conditions needed for a reciprocal-prime saving.
Lemma 6.4 (Active labels in a minimal witness). Let E_1,\ldots,E_m be a minimal prohibited word. For every P label y in this word, either y is active or there are an active label z and a step i containing z such that
The relations establishing activity have the form (6.6) with contiguous intervals.
Proof. Consecutive tuples differ, and each label occupies an interval of step indices. Thus some label z enters for the first time on the last step. Let c be the first-step label controlling the prohibited suffix of the word. Since c is absent from the last tuple and divides neither h nor a padding factor, c\nmid E_m. The contribution of z to the prohibited suffix is exactly E_m, so z is active. The same argument shows that every label used only on the last step is active.
Now suppose that y occurs before the last step. Restricting attention to steps 1,\ldots,m-1, its occurrences form a nonempty interval [a,b], where b<m; y may also occur on step m. If E_a+\cdots+E_b is nonzero modulo z, then (6.7) holds at i=m. Otherwise
Every step before the last is nonzero modulo z, so b>a. Reverse the contiguous subword E_a,\ldots,E_m, negating all its steps. Its first step contains z, its last does not, and its suffix consisting of the reversed steps E_b,\ldots,E_a has sum divisible by z. This suffix starts strictly after the first step because b<m, and strictly before the last step because b>a. The interval appearances and unequal consecutive tuples persist under reversal. The reversed subword is therefore forward prohibited. Minimality forces a=1.
Choose a label z' newly entering on step 2, which is possible because the first two tuples differ. Let b' be the smaller of b and the last index carrying z'. Its contribution to (6.8) is E_2+\cdots+E_{b'}. If that contribution were zero modulo z, then b'>2, since z\nmid E_2. The reversed subword E_m,\ldots,E_2 would then be forward prohibited, with controlling prime z and suffix E_{b'},\ldots,E_2. It is shorter than the original word, contradicting minimality. Hence z' is active through (6.8). Since y occurs on step 1 and z' does not, its contribution before step 2 is E_1\not\equiv0\pmod{z'}. This proves (6.7) with i=2 and z' in place of z.
We now have two ways to obtain a usable congruence. An active label already appears with an invertible coefficient in an internal relation. For a private label that is not active, Lemma 6.4 supplies a nonzero prefix contribution modulo another active label. If that active label also occurs in another witness, positivity lets us compare the two departures to obtain a congruence. The next proof either selects enough internal relations or arranges enough of these comparisons in an order suitable for elimination.
Lemma 6.5 (Elimination of the singleton class). For a fixed bin, the total contribution to the absolute majorants in Remark 5.5 from main words with S_1>L^{1/4}, including the external factor |\mathcal D|^2M in the trace expansion, is at most
for sufficiently large L, with the fixed parameters held fixed.
Proof. Whenever the integrand is nonzero, Lemma 6.3 supplies T witnesses positive in one common hybrid, with marked private singletons. Order them as w_1,\ldots,w_T by their attachment indices a_1\le\cdots\le a_T on the main word; order ties arbitrarily. Write t(y) for the unique main step carrying a main singleton y. Thus the main position of y has been passed at attachment a exactly when t(y)<a. We will select at least \lfloor T/8\rfloor prime variables and order their relations so that each relation is independent of all later selected variables. In the first two cases we select active labels, which need not be the marked singletons. In the remaining case we select the private marked singletons themselves.
Internal relations. Suppose at least T/8 witnesses have an active label absent from every earlier witness. Choose one such label from each of these witnesses, and record an internal relation establishing its activity. The chosen labels are distinct. Each earlier relation involves only labels in its own witness, so it is independent of every later chosen label, including as a controlling modulus. Sum the chosen prime values in reverse witness order. When one is summed, all earlier relations are independent of that variable, while its own relation has an invertible coefficient. This gives at least \lfloor T/8\rfloor successive reciprocal-prime savings. If instead at least T/8 witnesses have an active label absent from every later witness, apply the same argument with the order reversed.
Comparison relations. Assume neither alternative holds. Apart from fewer than T/4 witnesses, every active label occurs in both an earlier and a later witness. In each remaining witness w_j, its private marked singleton y_j is not active. By Lemma 6.4, choose an active label z_j and a departure within w_j whose prefix has nonzero y_j-contribution modulo z_j.
First consider those j for which t(y_j)\ge a_j. Choose an earlier witness w_h, h<j, containing z_j, and a departure there using z_j. Let \beta_j and \beta_h be the offsets of these selected departures from the respective starts of w_j and w_h. Positivity in the common hybrid gives
The main segment omits y_j because t(y_j)\ge a_j, and w_h omits it by privacy. Its only contribution is therefore through \beta_j, where it has the nonzero prefix contribution given by Lemma 6.4.
For two selected witnesses w_j,w_i with j<i, the private label y_i occurs in neither witness prefix in (6.9). It is also absent from its main segment, since
Thus the comparison belonging to w_j is independent of every later selected variable y_i. This includes its controlling prime: z_j occurs in both w_j and w_h, whereas each selected y_i is private. Eliminating the selected labels in decreasing attachment order is therefore valid. Equal attachment indices cause no difficulty, as the main segment still ends strictly before that index.
For the witnesses with t(y_j)<a_j, choose instead a later witness containing z_j. The comparison uses the main segment starting at a_j and ending just before that later attachment, so it omits y_j. Order this group by decreasing attachment index. A selected label from a smaller attachment has its unique main position still smaller than that attachment, and hence lies before the start of every earlier comparison segment in this order. Privacy removes it from the two witness prefixes as well. The same reverse-elimination argument applies. One of these two groups has at least T/8 witnesses for sufficiently large T: there are more than 3T/4 candidates before dividing them according to whether their main position has passed.
Summing the relations. In all cases, record the chosen relations, their order, their controlling labels, and the nonvanishing coefficient tests. Fix the equality pattern, the numerical padding factors, and all nonselected numerical labels. Every selected congruence is linear in its selected prime x; its coefficient is a unit modulo its controlling prime p. The latter is unselected or belongs to an earlier relation in the chosen order. The reciprocal sum is bounded by
where enlarging from primes to integers only increases the sum. Retain the nonvanishing coefficient condition during each elimination; if it fails for the remaining fixed data, that inner sum is zero. After summing a selected variable, drop its already used relation. The explicit dependencies above ensure that all still retained relations are independent of the variable just eliminated.
It remains to justify the residue cost and the number of records. Bound |\Delta G| by 2^{S_1}, drop denominators and cutoffs from R, and retain its padding divisibilities. The factor b_{\mathcal L} already supplies one reciprocal for every main P label. Each new witness P label and each distinct main or witness Q label has a positivity test in its original residue coordinate, which no hybrid changes. Their joint average supplies one reciprocal per distinct such label. Constraints on overwritten main coordinates may be dropped. In particular no choice of hybrid needs to be counted: these retained residue tests are unchanged throughout the hybrids, and the recorded numerical relations are necessary consequences of positivity in the common one.
The total recorded length is at most 4L. Lemma 5.2 therefore bounds the equality patterns, numerical reciprocal sums before the selected savings, signs, and weights by \exp(O(L\log^2L)). Attachments, marked labels, internal interval endpoints, partner-witness indices, and elimination orders have only polynomially many options per recorded slot, so their inclusion preserves this bound. The factors 2^{S_1} and |\mathcal D|^2M=\exp(O(L)) do so as well. We have proved the bound
Finally, T\log H_0\asymp L^{1/12+199/200}=L^{647/600}. This dominates both L\log^2L and L^{21/20}, proving the assertion.
7 Counting the remaining words
We complete the trace estimate by counting the words left after Remarks 5.6, 6.2 and 6.5. The arithmetic estimates have removed words with many unlit occurrences, large constraint rank, or many singletons. The remaining equality patterns admit a short description by a forest. Its size bound will hold simultaneously for all padding coefficients; this uniformity allows us to sum the padding weights only after counting the patterns.
7.1 Positive blocks and their geometry
Retain the notation for a closed word of length 2k from the trace expansion: its displacements are D_i=\varepsilon_i hq_i d_i, its departure offsets are \xi_i, and the two halves have unequal consecutive tuples d_i. Recall that S_1 counts singleton column labels and U counts unlit occurrences of nonsingleton labels. A position is perfect if every column occurrence at that position is a lit nonsingleton. All other positions are imperfect; their number I satisfies
Fix a word and designation satisfying lit consistency, and a residue configuration for which the integrand R|\Delta G| in Remark 5.5 is nonzero. Since \Delta G\ne0, at least one term of its defining alternating sum has G=1; fix such a hybrid. All lit nonsingleton coordinates have their forced values in every hybrid. Also, R>0 supplies every padding divisibility. Thus every perfect step is positive in this hybrid, and every main vertex satisfies \sigma_j=1.
Within each half, split every maximal interval of consecutive perfect positions into blocks of s=\lfloor L^{1/10}\rfloor positions, followed by one shorter block if necessary. Their number B satisfies
with an absolute constant. Each block is a positive path whose vertices all survive the prohibited-word deletion.
Lemma 7.1 (Geometry of perfect blocks). In each such block, the occurrences of every column prime form an interval of consecutive positions. No nonempty subinterval of the block has total displacement zero.
Proof. If the interval assertion fails, choose across all columns two consecutive occurrence groups having the shortest gap. Let i be the last position in the first group and i' the first in the next, and let p be their common prime. The prime p is absent from i+1,\ldots,i'-1. Every label in the substring i,\ldots,i'-1 has interval-shaped uses, since otherwise it would give a shorter gap. Positivity at the departures of steps i and i' gives
The length i'-i cannot be two: the latter sum would be one displacement whose tuple and padding both omit p, while p\nmid h. The substring therefore has length at least three. It is a forward prohibited word, with its suffix starting at its second step. Pass to a minimal prohibited contiguous subword, allowing reversal. Positivity survives these operations, and its starting vertex is one of the main vertices. This contradicts \sigma_j=1 there.
For the second assertion a single displacement is nonzero. In any subinterval of length at least two, the first and last tuples differ. Indeed, if they agreed in every column, the interval assertion would make every tuple in that subinterval equal, contrary to the nonbacktracking condition. Choose a first-step prime p absent from the last tuple. If the total displacement were zero, deleting the first step would leave a suffix sum divisible by p. In a two-step subinterval this is impossible, because p does not divide the last displacement. In length at least three it makes the subinterval forward prohibited. Minimal descent gives the same contradiction. A reversed subword may begin at the end of the block; this endpoint is also a main vertex. At the end of the closed word it is its initial vertex, so the survival condition still applies.
7.2 A forest code independent of the coefficients
An equality pattern in a column is the partition of its 2k positions according to equality of their prime labels; the numerical prime values are not part of the pattern. In this subsection we count the union of these patterns over all numerical label values, padding choices, signs, and surviving hybrids that satisfy the indicated rank and occurrence bounds.
Lemma 7.2 (Forest coding). Suppose that
and that, in every column, there are no r pairs (6.4) whose 2r vectors are jointly independent. Consider lit-consistent terms of Remark 5.5 with a nonzero integrand. The equality patterns that can occur in any one column belong to a set of cardinality at most \exp(Ck), for an absolute constant C. This set can be chosen independently of all numerical coefficients and padding choices. Consequently there are at most \exp(CJk) combined column patterns.
Proof. Fix one realization and one column. Let \mathcal Z be its set of distinct labels and let \mathcal V be the real vector space with basis (e_z)_{z\in\mathcal Z}. If the label at position a is z_a, define its formal departure offsets by
The coefficients t_a do not use the prime values in this column. Choose an inclusion-maximal collection of pairs (e_z,v(i)-v(i')), where i,i' are lit occurrences of z, whose combined vectors are independent. If there are m pairs, their span D_0 has dimension 2m<2r.
Choose a basis of \mathcal V/D_0 from the images of the coordinate vectors. Call the corresponding labels regular and the other labels omitted. There are exactly 2m<2r omitted labels. Write \bar v and \bar e_z for images in the quotient. For a regular label z, all lit starts lie on one affine line parallel to \bar e_z. Otherwise some difference v(i)-v(i') would be outside D_0+\mathbb R e_z; since e_z\notin D_0, adjoining that pair would contradict maximality. The regular directions are nonzero and jointly independent. For each regular label z with a lit occurrence, let
The preceding argument makes this line independent of the choice of i. The lines so defined are distinct, since their directions are independent.
Compress each constant run in each perfect block to one run-entry. By Remark 7.1, a given label occurs in at most one run per block. A regular run of label z has quotient increment
The inequality uses the nonzero-subinterval assertion of Remark 7.1. Cut the runs at omitted entries and at block boundaries. This leaves at most (2r+1)B nonempty regular segments and at most 2rB omitted run-entries. The parameter bounds and (7.2) give
Each regular run of label z starts and ends on \ell_z, and (7.3) says that its endpoints are distinct. A transition from a z-run to a z'-run is therefore a common point of \ell_z and \ell_{z'}. We encode these incidences by a simple bipartite graph: one vertex represents each line used by the regular segments, and one vertex represents each distinct projected transition point. Join a transition point to the two lines of its transition, identifying vertices whenever the same line or point recurs. Include an isolated line vertex if it occurs only in one-run segments. There are at most 2k line vertices and at most 2k point vertices.
This graph is a forest. A simple cycle would pass through distinct line vertices, and thus through distinct independent directions. On each of its lines the two adjacent point vertices are distinct. The displacements around the cycle would consequently give a linear relation among the regular directions with every coefficient nonzero, a contradiction.
A regular segment gives a walk in this forest. It has no immediate reversal: a walk line–point–same line would repeat an adjacent run label, and a walk point–line–same point would contradict (7.3). A walk without immediate reversal in a forest is the unique simple path between its endpoints. Therefore the ordered pair of line endpoints recovers all run labels of the segment. Equal endpoints encode a one-run segment.
Figure 1 illustrates this decoding. The graph records only incidences; the numerical positions of the points will not enter the code.
Figure 1: A schematic incidence forest. Boxes are line vertices and dots are projected transition points. The bold path is determined by its two endpoint line vertices and recovers the run-label sequence z_1,z_2,z_3. Edges represent incidence in the quotient space.
We describe explicitly a code for the whole column pattern.
- 1.
Record imperfect positions, block boundaries, run boundaries, and the omitted or regular status of each run. These are binary data on O(k) positions and have \exp(O(k)) possibilities.
- 2.
Record the equality partition among the omitted run-entries. Its cost is at most (2k)^{O(rB)}.
- 3.
Give the abstract forest, rooted and ordered in any manner, with its line or point vertex types. The parenthesis traversal of a rooted ordered forest with at most 4k vertices, together with the type bits, has \exp(O(k)) possibilities. The traversal numbers its vertices.
- 4.
Give the ordered pair of line-vertex numbers for every regular segment. By the unique-path property this recovers its run sequence. The cost is at most (4k)^{O((2r+1)B)}.
- 5.
At every imperfect position, give a representative occurrence of its label. A label already represented in a perfect position points to such a position; otherwise use its first imperfect occurrence. This costs at most (2k)^I.
These data determine a unique equality partition. Omitted labels cannot equal regular labels. Their recorded partition determines all omitted equalities, while the forest vertices determine all regular equalities. The last step supplies every remaining equality. Neither coordinates of transition points nor numerical coefficients are needed in this decoding.
All constants in these code counts are absolute. Their logarithms sum to at most
for an absolute C and sufficiently large absolute L. Here k=\lfloor L\rfloor and both exponents 0.92 and 1/4 are strictly less than one.
The code universe just described depends only on the length and the displayed numerical bounds. Every realizable pattern, whatever the coefficients, has a code in that same universe. For example, choose the first valid code in a fixed ordering; the decoder shows that two different patterns cannot receive the same code. Thus the bound counts the union over all coefficients, not just the patterns at one fixed coefficient choice. Applying this universal bound in each of the J columns proves the last assertion.
7.3 Summing padding in a fixed residue environment
The forest code has removed the dependence of the pattern count on padding. We can now sum all padding choices, keeping the departure cut that bounds their mass at each site. This summation uses one shared residue environment; no independence between translated sites is asserted.
Lemma 7.3 (Padding sum). Fix an integer m\ge1, a bin j, tuples d_1,\ldots,d_m\in\mathcal D, signs \varepsilon_1,\ldots,\varepsilon_m\in\{-1,1\}, an initial site, and the entire non-P residue environment. With successive sites defined by n_{i+1}=n_i+\varepsilon_i hq_i d_i, one has
The bound is uniform over the fixed data and initial site.
Proof. Let c_i(n,q) denote the ith factor in the product. The definition of \rho_j allows all squarefree padding products in the bin; the extra bound on \omega(q) in \mathcal S_j only reduces their sum. Consequently, at every site n,
Set F_{m+1}(n)=1 and recursively define
Backward induction, using a bound uniform in the starting site at each stage, gives F_i(n)\le K^{m-i+1}. In particular F_1(n_1)\le K^m. The shifts caused by earlier padding choices therefore introduce no additional factor.
7.4 Completion of the trace estimate
Proof of Remark 5.4. First work in the product residue law. The contributions with U>L^{1/50}, with a high-rank column, or with S_1>L^{1/4} are o(1) in total by Remarks 5.6, 6.2 and 6.5, including the external dimension factors of the trace expansion. We sum the remaining contributions using Remark 5.5.
By Remark 7.2, the combined column patterns lie in a single family of at most \exp(CJk) possibilities, independently of all padding choices. Fix one such pattern, its numerical column labels, the signs, and the lit or unlit designations. Replace |\Delta G| by 2^{S_1} and retain just one reciprocal per distinct column prime in b_{\mathcal L}. Every nonsingleton provides at least one such reciprocal: either it has a lit occurrence, or all of its at least two occurrences are unlit. Dropping the other reciprocals and lit consistency enlarges the nonnegative majorant.
In R, drop closure, progression and block restrictions, arrival cuts, and the low-Q cuts. Retain the padding divisibilities, bin conditions, departure weights, and departure \rho_j cuts. The closed-word identity for its denominators was established before this enlargement. Conditional on the non-P environment, Remark 7.3 with m=2k bounds the full padding sum by K^{2k}. All its factors are unchanged by the P-coordinate overwrites, and the bound is uniform in the environment. Taking its expectation preserves that bound.
Let m_i be the number of distinct labels in column i, and put m_P=\sum_i m_i. Among the 2kJ column occurrences, exactly S_1 belong to singleton labels and every other label occurs at least twice. Hence
After the uniform padding bound, the numerical label sum is at most
Here dropping distinctness among prime classes is simply an enlargement of a positive reciprocal sum. The classes are already identified by their first occurrences, so no further permutation factor is introduced.
There are at most 2^{2k} sign choices and 2^{2kJ} lit or unlit designations. The mixed difference contributes 2^{S_1}. The external indices cost at most |\mathcal D|^2M\le\exp(108L) for large L, since |\mathcal D|\le e^{2L} and M=\lceil e^{103L}\rceil. Combining these bounds with the forest count and (7.6) gives
where C_4 is absolute. The factor \exp(108L) is absorbed here using J\ge1 and k\ge L/2.
For every fixed W, once L is sufficiently large, (2W)^{L^{1/4}/2}\le e^k. This changes the required lower threshold on L, but not the absolute constant in the exponential. An absolute choice of C_2 therefore bounds the right-hand side of (7.7) by
Finally, the finite-law comparison for the trace expansion changes the expectation by at most \exp(-L^9). Increasing the same absolute constant C_2 absorbs this error as well and proves the integer-interval assertion of Remark 5.4. In particular, C_2 is fixed before W is selected; dependence on the fixed parameters is confined to how large X must be.
8 Spectral transfer and the bound at every scale
The moment bound for H has only square-root dependence on each prime supply’s reciprocal mass. We now use it to control the retained centered sums C_j^\circ. First we transfer control of H to the projected edge operator E(\sum_d A_d)E, then test against the Liouville function with vertex weight \sqrt w. The factor L in the edge matrices yields a factor 1/L in the estimate for each bin, compensating for the factor L in the number O(L/\eta) of bins. After division by the retained mass S_0\ge SV_*/2, with V_*\ge W^J, the spectral contribution will have the form
for an absolute constant C. We prove the transfer and the required finite-interval estimates before choosing W.
The use of a nonbacktracking operator to control an adjacency operator is exemplified by the weighted Ihara–Bass formula in [Pil26, Section 4.2]. We prove the transfer needed here directly for self-adjoint edge operators; distinct edge operators need not commute.
8.1 A transfer lemma for self-adjoint edge matrices
Lemma 8.1. Let N\ge1 and let B_1,\ldots,B_N be self-adjoint operators on a finite-dimensional complex Hilbert space \mathcal H, and let P be an orthogonal projection on \mathcal H. Define an operator \mathscr B on \mathcal H^N by
Suppose a,b\ge0, \|B_i\|\le a for every i, and
Writing \rho(\mathscr B) for its spectral radius, one has
Proof. Put m=\max\{a,b,\rho(\mathscr B)\}. If m=0, all B_i vanish. Otherwise set t=(2m)^{-1}. For real |u|\le t, the operators I-u\mathscr B and I+uB_i are invertible. Define
Each summand is self-adjoint, since B_i commutes with its own resolvent. If F(u)v=0, set z_i=(I+uB_i)^{-1}v. Then
A nonzero v would give a nonzero z, contradicting the invertibility of I-u\mathscr B. Hence F(u) is invertible throughout [-t,t]. It is positive definite there by continuity, because F(0)=I.
The resolvent identity gives
Since |u|\|B_i\|\le1/2, the inverses in the last expression are positive and bounded above by 2I. For v=Pv,
Positivity of F(t) and F(-t) therefore yields
Taking the supremum over unit vectors in the range of P proves (8.1). No step commutes two distinct B_i.
8.2 Weighted row bounds and the degree projection
Fix a bin j and one block of M sites, with its matrices A_d, H and projection E from the trace construction. Define
If A_d(n,n')\ne0, the difference n'-n is a multiple of d. Thus a_d(n)=a_d(n') along every edge of A_d.
Lemma 8.2. On every block, in either the product model or the integer model,
Proof. For each of the two edge orientations, the weighted absolute row sum at n is at most
Indeed the sum without the last indicator is at most L\rho_j(n,d). For an incoming edge, q divides one endpoint if and only if it divides the other. All the other edge restrictions can be discarded in this nonnegative bound. Consequently
The weighted Schur inequality for a real symmetric matrix B follows by applying
to its quadratic form. Apply it to A_d on each level set of a_d; these level sets are invariant under A_d. The resulting bound is
In particular, a_d(n)\le1 proves (8.2).
At a site retained by E, the total P-degree is at most 6WJ. Since V_i\le2W, the arithmetic-geometric mean inequality gives
Sum (8.5) over d. This proves (8.3) without requiring E to commute with A_d.
Proposition 8.3. There is an absolute constant C_3 with the following property. For each bin j, average block origins over any integer interval to which Remark 5.4 applies. Outside a fraction at most e^{-2k} of these origins,
Proof. For every finite matrix, \rho(H)^{2k}\le\|H^k\|_{\mathrm{HS}}^2. Thus Remark 5.4 and Markov’s inequality show that
except on a fraction at most e^{-2k} of the origins. On each remaining block apply Remark 8.1 with
For J\ge1 and W\ge10, the choice
gives (8.6). In particular, C_3 is independent of W,h,l.
8.3 Testing and averaging overlapping blocks
We now turn (8.6) into an estimate for C_j^\circ, the retained correlation in Remark 4.6. Its endpoint restrictions are exactly those imposed by the A_d and the projection E.
Proposition 8.4. For every bin j and all sufficiently large X,
The threshold may depend on the fixed h,l,W, while C_3 is the absolute constant in (8.7).
Proof. Write T=T_j and N=\lfloor T\rfloor, and average over blocks I_t=\{t+1,\ldots,t+M\}, 0\le t<N. For large X, N\ge\exp(L^A/2), so the interval of origins is admissible in Remarks 3.1 and 5.4. On each block put
We first check the averaged norm needed for testing:
For each of the M block positions, Remark 3.3 applied to the corresponding translated interval of N origins bounds the average truncated weight by 2S. Summing proves (8.9). This uses the truncated comparison already established, without an untruncated integer moment of w.
On blocks satisfying (8.6), the averaged absolute quadratic form is at most 2MSK(C_3\sqrt W)^J. On every block, including exceptional ones, (8.4) gives the deterministic bound
Here we bound the form by its entrywise absolute value, use |g_t(n)|\le\sqrt{w(n)}, and then sum the weighted row bounds at sites satisfying both degree cutoffs. The right side divided by M is a fixed power of L for fixed W. Multiplication by the exceptional fraction e^{-2k} makes its contribution, after division by 2LM, at most e^{-L} for large L. Therefore
It remains to compare this form with the original prefix sum. Denote by c_j(n;d,q) the signed summand belonging to (d,q) in T C_j^\circ, including all its endpoint cutoffs. Use the same formula to define it for every positive n, and put r=hqd. These cutoffs are predicates of the ambient sites, independent of the choice of block; restricting to a block only removes edges leaving it. Testing an increasing matrix entry cancels its two square-root weights and gives L c_j(n;d,q); symmetry gives the same term in the opposite orientation. Thus the form on the left of (8.11), before taking absolute values, is exactly
where [x]_+=\max(x,0). This is the number of blocks containing both endpoints. All contributing n are positive.
Let
Every displacement is at most R_L, and the one-orientation row bound proves \sum_{d,q}|c_j(n;d,q)|\le D_L for every n. For large L we have N\gg M>R_L. If M\le n\le N, then m_N(n,r)=M-r. The lower boundary and the extra sites N<n<N+M contain at most 2M sites, and always 0\le m_N(n,r)\le M. Consequently the difference between (8.12) and C_j^\circ=T^{-1}\sum_{n\le N,d,q}c_j(n;d,q) is at most
The last term accounts for replacing N^{-1} by T^{-1}. Since M=\lceil e^{103L}\rceil, T\ge X=e^{L^A} and D_L is polynomial in L, (8.13) is O(e^{-L}) for sufficiently large L. This also bounds edges whose terminal endpoint exceeds T and the floor errors. Combining with (8.11) proves (8.8).
8.4 Final choice of constants
Proof of Remark 2.1. There are O(L/\eta) bins. Sum (8.8), use S_0\ge SV_*/2 and V_*\ge W^J, and then apply the centering and deletion estimates of Remarks 4.1 and 4.6. We obtain
The deletion error in Remark 4.6 is already summed over the bins. The new error O((L/\eta)e^{-L}) from Remark 8.4 is absorbed by e^{-L^{0.9}}, because L/\eta is polynomial in L and SV_*\ge1.
Choose the absolute constants in the following order. First fix A as required by Remark 3.1; in particular A\ge1000 and A>C_1+20, where C_1 is the absolute exponent in that comparison. The trace proof gives an absolute C_2, and (8.7) then gives an absolute C_3. Now choose W\ge10 so large that
Only after fixing these constants do we increase the threshold for X, allowing it to depend on h,l,W.
Recall \eta=e^{-J}, K=e^{4J} and J\le\delta\log L/(6W) with \delta=1/200. The spectral term in (8.14) is at most e^{-J} by (8.15). The other terms satisfy
For the last line, it is enough to note that
Also e^{-L^{0.9}}+X^{-1}\ll e^{-J} for large X. Hence |F(X)|\ll_{h,l}e^{-J}. Finally,
All three constants A,W,c are absolute. The argument applies to every sufficiently large real X, with no excluded scales. On the remaining bounded range 3\le X\le X_0(h,l), the estimate follows from |F(X)|\le1 after enlarging the implied constant. This proves Remark 2.1.
9 The quantitative affine bound
The progression estimate for Liouville gives the same logarithmic exponent for every fixed affine pair. The finite initial interval affects only the constant.
Proof of Remark 1.1. Fix a_1,a_2\ge1 and b_1,b_2\ge0 with nonzero determinant, and put
Multiplying the two affine arguments by a_2 and a_1, respectively, and using complete multiplicativity gives
Here \lambda(l)^2=1. For real Y\ge0 set
The sum is empty for Y<1. Let c>0 be the absolute exponent in Remark 2.1. That estimate applies to the residue c_0 without any coprimality restriction and gives
For every real X\ge3, the integers in the class c_0\pmod l with c_0<m\le lX+c_0 are precisely m=ln+c_0 with 1\le n\le X. Consequently (9.1) gives the exact endpoint identity
This identity includes both determinant signs and noninteger cutoffs. Since lX+c_0\ge X\ge3 and lX+c_0\le(l+c_0/3)X, the first term satisfies
Also |P(c_0)|\le c_0, which is absorbed into the same bound: the function (\log X)^c/X is bounded on [3,\infty). The exponent has not changed and is independent of the affine coefficients; only the implied constant depends on them. This proves Remark 1.1 for all real X\ge3.
Part II Qualitative correlations of general multiplicative functions
We now prove Remark 1.2. The graph in this part uses a different normalization and a different order of limits. Its parameters and prime sets are defined afresh; none of the choices of A,W,L,J,\eta in Part I is in force here. The functions and their nonpretentiousness condition remain those of the introduction.
10 The weighted divisor graph
We begin the qualitative argument with the finite-scale graph estimate that will rule out a correlation bias. Its test functions are arbitrary bounded sequences; no multiplicativity enters its statement or proof. The arithmetic application follows in Section 11.
Fix an integer h\ge1. Throughout the graph construction use
The scale B will be sufficiently large. Define two finite prime sets by
We refer to \mathcal C as the core band and \mathcal Z as the center band. For a\in\{C,Z\}, set \mathcal P_C=\mathcal C and \mathcal P_Z=\mathcal Z, and put
Mertens’ prime harmonic estimate gives
Fix also \tau\in(1,2), C_0\ge1, and T>0. An admissible divisor family \mathcal D is any collection of squarefree products of primes in \mathcal S such that
Here \omega counts distinct prime factors. For any integer x, define \omega_a(x)=\#\{p\in\mathcal P_a:p\mid x\}, and write d_C=\prod_{p\mid d,\ p\in\mathcal C}p. For each d\in\mathcal D, let w_d:\Z\to[0,1] be any function of all the residues x\bmod p, p\in\mathcal C, with support restricted by
The cutoff need not factor over primes.
For y=x\pm hd, define the real edge weight
For each p\mid d, the residues of x and y agree modulo p. Consequently g_d(x,y)=g_d(y,x). The uncentered core factors enforce d_C\mid x, whereas the center factors can have either sign.
The vertex weight and its mean are
Let Q_B=\prod_{p\in\mathcal S}p. We use the uniform probability space \Z/Q_B\Z, identified by the Chinese remainder theorem with the product of the uniform spaces \Z/p\Z. Its expectation is denoted by \E; \E_U averages only coordinates indexed by U\subseteq\mathcal S. For a uniform residue n,
Both identities follow by independence of the prime coordinates. The exponent in the last bound is fixed, although large.
Proposition 10.1 (Divisor graph estimate). Fix h\ge1, 1<\tau<2, C_0\ge1, and T>0, and use (10.1)–(10.6). For every sufficiently large B, every admissible family \mathcal D, all permitted cutoffs w_d, all coefficients |a_d|\le1, and all functions F,G:\N\to\mathbb D,
The implied constant and the threshold for B may depend on h,\tau,C_0,T, and the fixed constants in (10.1), but not on H,\mathcal D,w_d,a_d,F,G. All graph parameters are fixed when X tends to infinity.
The proof occupies Sections 13, 14, 15, 16 and 17. The two bands have different roles in that proof. The core weights and cutoffs give savings from the short divisor interval and from the lower bound on k_d(x) in (10.4). The center factors provide further cancellation in closed-walk products, where each edge weight is divided by W at its starting vertex. The relation \theta=\beta_Z^2 matches the centering constant to that normalization; its precise use is established in Section 16, once the relevant walk configurations have been defined.
The comparison scale is L_0/B. In the next section, one of O(B) short multiplicative intervals captures enough divisor weight to turn any persistent correlation bias into a sum of this size with ordinary divisibility indicators. The extra factor B^{-c_*/2} in (10.8) will contradict that bias once the analytic cost of centering has been bounded.
11 Reduction to the graph estimate
We now explain how Remark 10.1 rules out a nonzero multiplicative correlation. The first step produces a large sum with ordinary divisibility indicators. We then state the estimate that permits centering those indicators, and display the resulting contradiction. The proof of the centering estimate occupies Section 12; the graph estimate itself will be proved in Section 17.
11.1 Absolute-value defects and a biased sequence
A multiplicative function satisfies f(1)=f(1)^2. If f(1)=0, then f(n)=f(n)f(1)=0 for every n. We may therefore suppose that both functions in Remark 1.2 take the value 1 at 1. There is another case in which the conclusion follows without a graph.
Lemma 11.1. Let f\colon\N\to\C be multiplicative and |f|\le1. If
then N^{-1}\sum_{n\le N}|f(n)|\to0.
Proof. Write v_p(n) for the exponent of p in n. For a finite set \mathcal P of primes, multiplicativity gives
The majorant is periodic modulo \prod_{p\in\mathcal P}p^2. Its ordinary mean is
These products tend to zero as \mathcal P increases through the primes: the sum of the subtracted quantities diverges, whereas \sum_p p^{-2}<\infty. First take the long average with \mathcal P fixed, and then increase \mathcal P.
A fixed translation affects only finitely many terms of a bounded average. Thus, after translating by the smaller shift and ordering the functions accordingly, it suffices to prove cancellation of f_1(m)f_2(m+h) for a fixed h\ge1. By Remark 11.1, we may assume
If the desired cancellation fails, there are 0<\gamma\le1 and positive integers N_j\to\infty such that
We retain this same sequence throughout the argument. The numbers S(N_j) may have varying complex arguments.
Fix 1<\tau<2 sufficiently close to 1 in terms of \gamma, and then fix T sufficiently large in terms of \gamma. Choose \phi\in C_c^\infty(\R) with 0\le\phi\le1, supported in [-T,T] and equal to 1 on [-T/2,T/2]. For every admissible divisor d, use
These cutoffs satisfy the support and residue-dependence requirements of Remark 10.1.
11.2 Capturing the bias in one divisor interval
Recall that \mathcal S=\mathcal C\cup\mathcal Z is the finite prime set at scale B, and that a squarefree product d of these primes has weight A^{\omega_C(d)}. The normalizing factor L_0 has the exact expansion
The term d=1 is included here.
Lemma 11.2 (A divisor interval carrying positive mass). Let f_1,f_2\colon\N\to\C be 1-bounded multiplicative functions satisfying (11.1) and f_1(1)=f_2(1)=1. Fix 1<\tau<2. There are constants C_0\ge1 and c>0 such that, for every sufficiently large B, one can choose 1\le H\le\exp(C_0B) and a family \mathcal D of squarefree \mathcal S-products satisfying
The constants are independent of B and of the long averaging variable.
Proof. Normalize the summands of (11.4) to a probability law on divisors, and denote its expectation and probability by \E_{\mathrm{div}} and \Pbb_{\mathrm{div}}. Each prime p in band a is included independently with probability A_a/(p+A_a). Prime harmonic estimates give
Choose C_0 large enough that the probabilities of \omega(d)>\lceil C_0\log B\rceil and \log d>C_0B are each at most 1/8, by Markov’s inequality.
For r_p=|f_1(p)f_2(p)|, the inequality 1-\prod_j r_j\le\sum_j(1-r_j), valid when 0\le r_j\le1, gives
Here squarefreeness permits the use of multiplicativity. Another application of Markov’s inequality shows that the probability of |f_1(d)f_2(d)|<1/2 tends to zero. Also \Pbb_{\mathrm{div}}(d=1)=L_0^{-1}\to0. Thus the remaining divisors carry at least L_0/2 of the unnormalized mass for large B.
There are at most 1+C_0B/\log\tau intervals (\tau^r,\tau^{r+1}], r\ge0, meeting (1,e^{C_0B}]. One of them carries at least cL_0/B of that mass, for a fixed c>0. Take its lower endpoint as H and retain the divisors already satisfying the preceding conditions.
For any such divisor family, any coefficients |a_d|\le1, and the cutoffs (11.3), define the raw and centered sums by
The first sum retains ordinary divisibility by all primes of d; the second is the sum bounded by Remark 10.1.
Lemma 11.3 (Raw lower bound). Let f_1,f_2\colon\N\to\C be 1-bounded multiplicative functions, with f_1(1)=f_2(1)=1, satisfying (11.2) and (11.1). Choose 1<\tau<2 and T>0 with \tau-1\le\gamma/64 and 32/T^2\le\gamma/64, and use a cutoff \phi as in (11.3), equal to 1 on [-T/2,T/2]. With \mathcal D,H supplied by Remark 11.2, set
There is c_\gamma>0, independent of B,j, such that, for every sufficiently large fixed B,
Proof. Put
For a fixed d, write x=dm. Unless \gcd(d,m)>1 or \gcd(d,m+h)>1, ordinary multiplicativity gives
The exceptional set has ordinary density at most 2\sum_{p\mid d}p^{-1}\le2J/P_0. At fixed B there are only finitely many d, so all associated residue-counting errors vanish as j\to\infty.
For p\in\mathcal C not dividing d, divisibility of dm by p is equivalent to divisibility of m. Hence the mean and variance of k_d(dm) under uniform residues are
The same formulas hold with m+h in place of m. For large B, |\mu_d-v_C|\le J/P_0\le(T/4)\sqrt{v_C}. Chebyshev’s inequality and a union bound show that the proportion on which either cutoff is not 1 is at most 32/T^2. Independence of the two endpoints is not needed.
The length X_j/d lies between N_j/\tau and N_j. Comparing each shorter sum with the sum up to N_j therefore gives
The factor 4J/P_0 allows a difference of size at most 2 on each coprimality failure. The endpoint rounding errors are included in o(1).
Choose \tau-1\le\gamma/64 and 32/T^2\le\gamma/64, and then take B and j large enough for the other two errors to be at most \gamma/64 each. The reverse triangle inequality, valid for the complex number S(N_j), yields
Finally, V_{\mathcal D}\ge H\sum_{d\in\mathcal D}A^{\omega_C(d)}/d \ge cHL_0/B. This proves the result with c_\gamma=\gamma c/8.
11.3 The centering estimate and the contradiction
The remaining analytic task is to show that centering changes the raw sum by less than its lower bound. Its statement does not require (11.1).
Proposition 11.4 (Analytic centering estimate). Let f_1,f_2\colon\N\to\C be multiplicative, with |f_i|\le1, and suppose at least one is uniformly nonpretentious. Fix h\ge1, 1<\tau<2, C_0\ge1, T>0, and a smooth function 0\le\phi\le1 supported in [-T,T]. For each sufficiently large B, let \mathcal D,H,J satisfy (10.3), let |a_d|\le1, and use (11.3). Define R_B,C_B by (11.7) and (11.8). Then
The implied constant may depend on the fixed parameters and \phi, but is independent of the divisor family and coefficients. The long-variable limit is taken with B fixed.
Reduction of Remark 1.2. We deduce Remark 1.2 from Remarks 10.1 and 11.4. The zero-function and divergent-defect cases were settled above. Otherwise suppose (11.2) holds. Choose \tau,T,\phi,C_0 and, for each sufficiently large fixed B, the divisor family of Remark 11.2. Combining Remark 11.3 with the two propositions gives
After dividing by L_0/B, this reads
which is impossible for sufficiently large B.
In this comparison the functions, shift, and bias \gamma are fixed first; then \tau,T,\phi,C_0 are fixed. For each fixed B the limit is taken along the original sequence N_j, with X_j=HN_j. Only after these inequalities hold does B increase. Thus the contradiction excludes every alleged biased sequence.
12 The analytic centering estimate
We prove Remark 11.4. Expanding the centered factors leaves sums over integers with large prime factors. We shall bound the Fourier multiplier of those integers and use short-interval cancellation for whichever multiplicative function is nonpretentious. Combining short exponential sums with a fourth-moment bound follows the centering strategy in [Pil26, Appendix C]; we prove the rough-number estimates needed for the present weights. Throughout this section, \mathrm e(t)=\exp(2\pi it).
12.1 Expansion and finite-prime twists
A term other than the raw term in the expansion of the center-band factors has d=uw, where w>1 is the product of the center primes whose constant terms were selected. Thus u,w are coprime squarefree products, every core factor of d belongs to u, and the coefficient of the divisibility indicator \1_{u\mid x} is
For each fixed u, put c_w^{(u)}=a_{uw}(-\theta)^{\omega(w)} on these admissible factorizations and set c_w^{(u)}=0 otherwise. Then |c_w^{(u)}|\le1, and its support is independent of x. Set M=H/u and write x=uz. Whenever this support is nonempty, its values of w satisfy
The lower bound follows because a nonempty term has w>P_0. Every such w has no prime factor below P_0; we call integers with this property P_0-rough.
Since u and d have exactly the same core factors, the first cutoff becomes
The second cutoff has the same expression with z+hw in place of z. Apart from \gcd(u,z(z+hw))>1, multiplicativity gives
For a fixed u,w, the exceptional set has ordinary density at most 2J/P_0. Since
the total error, divided by X, has limsup O(L_0J/P_0). The case of an identically zero factor is immediate, so in this factorization we may assume f_1(1)=f_2(1)=1.
For \widehat\phi(t)=\int_{\R}\phi(s)\mathrm e(-ts)\,ds, Fourier inversion expresses each cutoff as an integral of constant phases times twists
For coprime integers the count in this exponent is additive. Hence b_i is multiplicative and |b_i|\le1. It need not be completely multiplicative: the added factor has the same value at p and p^2. Its prime values agree with those of f_i outside \mathcal C. The two Fourier integrals have total absolute weight \|\widehat\phi\|_1^2, a fixed finite constant.
It is therefore enough to show, uniformly in the twists (12.3) and in |c_w|\le1 supported on P_0-rough integers in (M,\tau M], that
Here Y=X/u, and all graph parameters are fixed before Y increases.
12.2 The short-interval input
We first justify the uniformity in the Fourier parameters. Finite changes to prime values have only a bounded effect on the squared distance defining nonpretentiousness.
Lemma 12.1 (Stability under finitely many prime changes). Let f,b\colon\N\to\C be multiplicative and 1-bounded. Suppose their prime values agree outside a finite set \mathcal P. For every Dirichlet character \chi, every real t, and X\ge2,
Consequently, if f is uniformly nonpretentious, the same divergence holds uniformly over all such b and over every fixed finite family of Dirichlet characters.
Proof. Outside \mathcal P the summands in the squared distances coincide. At a prime in \mathcal P their difference has absolute value at most |b(p)-f(p)|/p\le2/p. Sum this bound, and then take the infimum over |t|\le X and the minimum over the finite character family.
For a 1-bounded multiplicative function b, define
The following is the general exponential-sum theorem of Matomäki, Radziwiłł, and Tao, in its corrected version [MRT15, Theorem 1.7].
Theorem 12.2 (Averaged short exponential sums). Let X\ge D\ge10 and let b\colon\N\to\C be a 1-bounded multiplicative function. With Q=\min((\log X)^{1/125},(\log D)^5), one has
The implied constant is absolute.
The interval endpoint convention does not affect the integral. For fixed B and D, the characters of moduli at most (\log D)^5 form a finite family. If f_i is uniformly nonpretentious, Remark 12.1 with \mathcal P=\mathcal C gives \mathcal M(b_i;Y,Q)\to\infty uniformly in the twists (12.3). It follows that
Both the prime cutoff and the allowed height in the distance are Y, as in the hypothesis of Remark 1.2. For real Y, apply Remark 12.2 with X=\lceil Y\rceil and enlarge the integral to [0,\lceil Y\rceil]; the normalization changes by a factor tending to 1. Thus the hypothesis along integer scales is sufficient. The frequency supremum in (12.7) is outside the integral. No bound with that supremum inside the integral is used below.
12.3 A rough-number Fourier multiplier
To use (12.7) for (12.4), define
We need its maximum and its fourth moment. The coefficients are arbitrary; only their rough support will be used.
Lemma 12.3 (Rough-number bounds). Fix C_0\ge1, 1<\tau<2, and an integer h\ge1. Let P_0=\exp(B^{1-\eps}), where \eps=10^{-4}, and suppose P_0/\tau\le M\le\exp(C_0B). If |c_w|\le1 and c_w=0 unless w\in(M,\tau M] is P_0-rough, then, for all sufficiently large B,
The constants are uniform in M and the coefficients.
Proof. We give the sieve bounds including their counting errors. Put
For every prime p<z_0, forbid \nu_p residue classes, where 0\le\nu_p\le2. If r(n) is the number of these prime conditions satisfied by n, even inclusion-exclusion gives
Indeed, for r>0 the sum on the right is \binom{r-1}s\ge0, and for r=0 it is 1. Write E_j((a_p))=\sum_{|\mathcal I|=j}\prod_{p\in\mathcal I}a_p for the elementary symmetric sum over subsets of the primes p<z_0. The Chinese remainder theorem, applied on any interval I of real length V, now yields
The residue-counting error is independent of the position of I. It is at most
for large B.
Let \Lambda_0=\sum_{p<z_0}\nu_p/p. Mertens’ estimate gives \Lambda_0\le2\log\log z_0+O(1)\le3\log B for large B. Since E_j((\nu_p/p))\le\Lambda_0^j/j!, the difference between the truncated density in (12.11) and its full Euler product has absolute value at most
Consequently the count in (12.11) is at most
For one rough integer, take \nu_p=1. The product is O(1/\log z_0)=O(B^{-1+\eps}\log B). Thus the number R of P_0-rough integers in (M,\tau M] satisfies
Both error terms in (12.12) are absorbed, since M\ge P_0/\tau.
The one-point bound proves (12.9), because w>M. To estimate the fourth moment, extend a_w=c_w/w by zero outside its support. Fourier orthogonality gives
There is no factor depending on h: multiplication by the nonzero integer h preserves Haar measure on \T. Let R_k count pairs w,w+k\in(M,\tau M] that are both P_0-rough. Each inner absolute value is at most R_k/M^2. We next bound R_k for k\ne0; only |k|\le2M can contribute. The permitted interval for w is an intersection of two intervals of length less than M. Sieve out the residues 0,-k modulo p<z_0. If k is odd there are no pairs for large B, because both rough integers must be odd. If k is even, the density product is
Here (1-2/p)/(1-1/p)^2=1-1/(p-1)^2\le1 and \log((1-1/p)/(1-2/p))=1/p+O(p^{-2}) for p\ge3. The singular factor is uniformly O_{C_0}(\log B): indeed
since \log|k|\le C_0B+\log2. Applying (12.12) proves
There are O(M) nonzero differences, so their total contribution is O(M^{-1}B^{-4+4\eps}(\log B)^6) by (12.14). The term k=0 is at most (R/M^2)^2\ll M^{-2}, which is smaller than the same bound because M\ge P_0/\tau. This proves (12.10).
The fourth moment localizes the frequencies at which Q_M is large. On the remaining frequencies its maximum is already small enough. We next put the target correlation into a form where these two facts can be combined with (12.7).
12.4 Two overlapping intervals and the frequency split
Let
and define
For each term of Q_M, integration in \alpha imposes m=n+hw. Moreover hw<2hD_1=D_2-D_1, so
Thus, if L_Y(n)=|[0,Y]\cap[n-D_1,n)|, orthogonality gives the exact identity
For D_1\le n\le Y one has L_Y(n)=D_1. The difference from D_1\1_{1\le n\le Y} is supported on O(D_1) integers at the two ends and has total absolute mass O(D_1^2). Since \sum_{M<w\le\tau M}1/w\ll1, we obtain
The endpoint error tends to zero because D_1 is fixed before Y.
Set t_B=B^{-1-\eps} and E_B=\{\alpha\in\T:|Q_M(\alpha)|>t_B\}. By Remark 12.3,
On \T\setminus E_B, Parseval and Cauchy–Schwarz give, for each y,
After integration in y and division by D_1Y, the contribution is O_h(B^{-1-\eps}).
On E_B, suppose first that f_1 is uniformly nonpretentious. Use |B_y|\le D_2, integrate first in y, and apply (12.7) to A_y at each fixed frequency. The normalized limsup is at most
If instead f_2 is the nonpretentious factor, use |A_y|\le D_1 and apply the same estimate to B_y; this replaces D_1 by D_2 inside the logarithms in (12.17). In both cases Fubini’s theorem is followed by the bound for the already integrated exponential sum, with a supremum over its fixed frequency. The frequency supremum has not been moved inside a short-interval integral.
The range (12.1) implies, for i=1,2,
Using (12.16) in (12.17), the large-frequency contribution is
since 11\eps<1. Together with the small-frequency bound and (12.15), this proves (12.4). The argument is uniform in the Fourier twists, since (12.7) is uniform in them.
Completion of Remark 11.4. Apply (12.4) with c_w=c_w^{(u)} to each fixed u in the expansion at the start of this section. Dividing its contribution by X contributes the factor A^{\omega_C(u)}/u; the extracted factors f_1(u)f_2(u) have modulus at most 1. The two Fourier inversions cost at most \|\widehat\phi\|_1^2. At fixed B all sums over u,w are finite, and the uniform estimate therefore gives, by (12.2), a total limsup O(L_0B^{-1-\eps}). Adding the earlier coprimality error O(L_0J/P_0) proves (11.11).
The analytic comparison required for (11.12) is now proved. It remains to establish the graph estimate; the following sections develop its closed-line bound and then pass from that bound to the long-average estimate.
13 Forbidden paths and arithmetic savings
We now prove the graph estimate stated in Remark 10.1. Its main input is a bound for closed walks after deleting a sparse periodic set of vertices. In this section we define that set and establish the arithmetic estimates used to discard exceptional walks. The parameters and kernels are those of Section 10. In the graph proof, B tends to infinity with h,\tau,C_0,T fixed.
Deleting vertices that support short prohibited paths is part of the divisibility-graph method of [HR21, Section 4], developed for composite labels in [Pil26, Sections 7 and 13.1]. We use primitive specifications with an extra prime coordinate and prove the resulting density and arithmetic bounds for the present graph.
Put
A closed line is a list of signs and labels \boldsymbol d=((\varepsilon_i,d_i))_{i=1}^{\ell}, where \varepsilon_i\in\{-1,1\}, d_i\in\mathcal D, and the offsets
satisfy b_\ell=0. Repeated offsets are allowed. Define its normalized product by
At each B, all residue expectations below are on the finite product probability space of Section 10.
13.1 The deleted vertices
Definition 13.1 (Path specifications). A specification consists of a path with distinct integer offsets z_0=0,z_1,\ldots,z_m, where 1\le m\le L and
an extra prime p\in\mathcal S dividing none of the e_i, and an index i_0\in\{1,\ldots,m\} such that p\mid z_m-z_{i_0-1}. It qualifies at x when
Its prime support \Pi is the union of \{p\} and the prime factors of all its edge labels. Its cylinder is the set of starting integers x satisfying these qualification conditions. The cylinder is either empty or fixes one residue at each prime in \Pi; in the latter case its measure is \prod_{q\in\Pi}q^{-1}.
When testing a contiguous subpath as a specification, translate its offsets to start at zero. If it starts at z_a, test qualification at x+z_a. For the reversed subpath, use the same convention with its new initial vertex. The extra prime may be any member of \Pi absent from the subpath’s edge labels. All these tests are constant as x ranges over a nonempty original cylinder, since they use only its fixed prime coordinates.
A specification is primitive if its cylinder is nonempty and no shorter nonempty contiguous subpath, in either orientation, can be made into a specification, with an extra prime from \Pi, that qualifies at its own initial vertex for x in that cylinder. Set
The set Y is periodic modulo \prod_{p\in\mathcal S}p. For a path translated to start at x, a prime q is active at its ith vertex when q\mid x+z_i.
Lemma 13.2 (Descent to a primitive path). If a specification qualifies, a primitive specification using only its prime support qualifies at one of its path vertices, along a contiguous subpath in one of the two orientations.
Proof. Full edge divisibility survives reversal: e\mid x and x'=x\pm he imply e\mid x'. For a candidate subpath all residue tests are constant on the original cylinder, since they involve only its fixed prime coordinates. If the current specification is not primitive, take a shorter qualifying contiguous subpath in an allowed orientation. Its support is contained in the preceding support. The positive length strictly decreases, so the procedure terminates.
We shall prove the following estimate. Its density assertion is proved immediately; the closed-line bound is completed in Section 16.
Theorem 13.3 (High trace). For the divisor family, cutoffs, and kernels of Section 10, the periodic set Y in Remark 13.1 satisfies, as B\to\infty,
The sum is over all closed lines of length \ell. The asymptotic bounds are uniform over the admissible divisor families and cutoffs, with h,\tau,C_0,T fixed.
Lemma 13.4 (Density of the deleted set). The set Y satisfies (13.3).
Proof. It suffices to count all qualifying specifications. For fixed edge labels, signs, and suffix, its displacement D=z_m-z_{i_0-1} is nonzero because the path vertices are distinct, and |D|\le Lh\tau H. Sum the extra prime first, keeping these numerical edge labels fixed. Since p>P_0,
The support weight for the remaining distinct edge primes is the product of their reciprocals. There are at most LJ edge-prime slots. Choosing the length, signs, suffix, factor counts, and a partition of these slots into equality classes costs \exp(O(LJ\log B)). Indeed a partition of at most LJ slots has at most (LJ)^{LJ} descriptions. Summing each remaining class over its prime values costs at most v_C+v_Z, or 1+v_C+v_Z as a uniform upper bound. At this point we may drop all bin and distinctness restrictions in those positive sums. The resulting bound is
Since LJ\log B=O(B^{1-\rho}\log^2B)=o(\log P_0), this proves the assertion.
The deletion also provides useful constraints on the labels of a primitive path. The next lemma identifies coefficients that remain invertible even when a prime divides several edge labels.
Lemma 13.5 (Prime intervals and the last constant block). For sufficiently large B, let a primitive specification have edge labels e_1,\ldots,e_m, extra prime p, and suffix ending at m. Then the following statements hold.
- 1.
For every edge prime q, the indices i with q\mid e_i form an interval of consecutive indices.
- 2.
Let b be the first index of the final maximal constant block e_b=\cdots=e_m. Then b>1, the signs on this block are constant, and there exists r\mid e_b with r\nmid e_{b-1}. Every such r occurs only in the constant tail. In the specified suffix displacement, its coefficient as a prime variable is nonzero modulo p. This coefficient assertion holds for any edge prime whose occurrences are confined to that tail.
- 3.
If q occurs before b and r is as in the preceding part, the coefficient of q in z_{b-1}-z_0 is nonzero modulo r.
Coefficients here are obtained by fixing all other distinct prime values; squarefreeness makes each displacement linear in the prime being varied.
Proof. Suppose successive occurrence blocks of q are separated by edges not containing q. The intervening path begins and ends at active vertices for q, since adjacent qualifying q-edges have divisible endpoints. It is a shorter simple q-free path with nonzero total displacement divisible by q. With extra prime q and its whole path as suffix, it contradicts primitivity. This proves the first part.
Within a constant-label block, an adjacent change of sign would repeat a vertex, so all signs agree. If b=1, the prescribed suffix displacement is \pm khe_m for some 1\le k\le L. The prime p divides neither e_m nor h, and p>L, so this is impossible. Thus b>1. The unequal squarefree labels e_b,e_{b-1} lie in one bin of ratio less than 2. If every prime of e_b divided e_{b-1}, their quotient would be an integer at least 2, a contradiction. Choose r\mid e_b absent from e_{b-1}. By the first part it is absent from the entire prefix. Its coefficient in the suffix is
This is nonzero modulo p, because p>h,L and p divides none of the edge labels. The same reasoning applies to every prime confined to the tail.
Finally, intersect the occurrence interval of q with the prefix 1,\ldots,b-1. The resulting nonempty interval is i,\ldots,j; in particular, j=b-1 if q also occurs in the tail. The sum of these prefix terms is S=z_j-z_{i-1}\ne0. If r\mid S, reverse the path from z_{b-1} to z_{i-1}. Its edges avoid r, it starts at a vertex active for r, and its suffix from z_j to z_{i-1} has displacement divisible by r. Full divisibility survives reversal. This shorter qualifying specification contradicts primitivity. Since q\ne r and S is q times the asserted coefficient, that coefficient is invertible modulo r.
13.2 Absolute counts and triangular constraints
We next record a deliberately coarse counting estimate. It is used only when an additional arithmetic saving makes an entire class negligible. The main contribution in Section 16 will require a more economical enumeration.
For a line occurrence (i,p), p\mid d_i, call it lit if p\mid n+b_{i-1} and unlit otherwise. The condition is the same at the arrival vertex. We may attach a specification at a line vertex n+b_j; qualification then refers to that starting point. A slot pattern records the factor counts of all edge labels, their signs, their bands, equality classes of prime slots, and the lengths, attachments, extra-prime slots, and suffix indices of attached specifications. Distinct classes represent distinct prime variables. The pattern may also specify line occurrence statuses and a tree on the visited vertices whose edges are recorded line steps.
Lemma 13.6 (Absolute reciprocal counting). Consider a line of length \ell together with at most 2t_0 attached qualifying specifications, each of length at most L. Refine its slot pattern by recording the lit or unlit status of every line occurrence. There are \exp(O(B\log^2B)) slot patterns, including signs, attachments, occurrence statuses, and recorded vertex identifications. For each assigned pattern and its numerical prime values, let \mathfrak A be its attached specifications and let E be any residue event imposing the recorded occurrence statuses, possibly with further restrictions. Then
If the recorded statuses include at least t_0 unlit occurrences among center primes occurring at least twice on the line, this majorant has the additional factor P_0^{-t_0/2}. The total contribution of that class, summed over all patterns and numerical assignments, is O(\exp(-B^{1+\eps/2})).
Proof. The number of slots is at most
since 4\eps<\rho. A partition of R slots has at most R^R descriptions. All further indices have polynomially many choices in B per slot or per recorded vertex, giving the stated entropy. Recording the destination of each step among at most \ell+1 vertices includes possible vertex identifications and any chosen tree of recorded steps within the same bound.
Drop the cutoffs and W^{-1}, which lie in [0,1]. The powers of A from core occurrences are at most A^{\ell J}. A lit occurrence of p, or qualification of any attached specification using p, fixes its residue and supplies at most 1/p. In the absence of either, p appears only on unlit line occurrences. An unlit core occurrence vanishes; each unlit center occurrence supplies \theta/p, so at least one factor 1/p is still available. The remaining conditions may be discarded after taking these positive primewise bounds. Independence of the prime residue coordinates proves (13.5).
If a repeated center prime has a lit occurrence, every unlit occurrence supplies an additional reciprocal beyond the residue probability. If all its m\ge2 line occurrences are unlit, they supply p^{-m}, saving at least p^{-(m-1)} beyond the displayed majorant; here m-1\ge m/2. Additional qualification conditions can only improve the estimate. At least t_0 repeated-unlit occurrences therefore save P_0^{-t_0/2}.
For each unrestricted prime variable its reciprocal sum is at most 1+v_C+v_Z=O(1+\log B). Thus the total before the extra saving is \exp(O(B\log^2B)), including A^{\ell J}. The saving has logarithm at most -\frac12 B^{1+3\eps}, which proves the last assertion for sufficiently large B.
The next lemma is the arithmetic alternative to having many unlit occurrences. Its ordering hypothesis is essential: all selected prime values cannot be summed independently without examining their dependencies.
Lemma 13.7 (Triangular arithmetic saving). In the positive count of Remark 13.6, suppose every configuration under consideration supplies at least B^{2\eps} distinct prime variables q_1,\ldots,q_k and tests with the following properties. Test j uses only q_j, the earlier variables q_1,\ldots,q_{j-1}, and nonselected variables, and is either
- 1.
q_j\mid D_j, where D_j\ne0 is independent of q_j and \log(|D_j|+2)=O(B\log B); or
- 2.
a_jq_j+c_j\equiv0\pmod{r_j}, where a_j,c_j,r_j are independent of q_j, r_j is an earlier or nonselected prime variable, and a_j\not\equiv0\pmod{r_j}.
Assume the choices of tests and their order have \exp(O(B\log^2B)) descriptions. Then their total absolute contribution, also allowing the attached specifications in Remark 13.6, is
The description bound applies in particular when each test uses a bounded number of displacements along contiguous line or attached paths, or along paths in a recorded tree of line steps, together with one common specified integer offset of size O(\ell H).
Proof. Fix the nonselected variables. For the first type of test,
For the second type, invertibility leaves one residue class modulo r_j. Comparison with the integral of 1/x along that progression gives, even when the sum is enlarged from primes to integers,
The bound includes the zero residue class.
Sum the selected variables in the order q_k,q_{k-1},\ldots,q_1. When summing q_j, every remaining earlier test is independent of it, and its own test has one of the preceding uniform bounds. The conditions D_j\ne0 and a_j\not\equiv0\pmod{r_j} are retained through this elimination. If either fails for fixed earlier data, the admissible inner sum is zero. Numerical distinctness may also be retained; dropping it is unnecessary for the progression bound. Backward induction therefore gives a factor
The other prime sums and all descriptions cost \exp(O(B\log^2B)). Since k\log P_0\ge B^{1+\eps}, their product satisfies (13.6).
We verify the final description convention. There are O(B\log B) slots and polynomially many recorded positions or vertices. A bounded number of paths per test is specified by its endpoints and type, together with a choice of prime variables and order; choosing at most the number of slots many tests costs \exp(O(B\log^2B)). The common integer offset has O(\ell H+1)=\exp(O(B)) possible values. After fixing it we may drop the equation that originally identifies it with a difference of tree offsets, since we are taking an upper bound. Each edge product under arbitrary slot assignments is at most e^{BJ}. Hence every indicated bounded sum of path displacements still has logarithmic size O(B\log B), even after the original divisor-bin restrictions have been relaxed. Nonzero and invertibility tests are never relaxed.
These estimates dispose of any class with sufficiently many independent arithmetic restrictions. We next use the tree formed by first visits to find those restrictions and describe what remains.
14 Connected activity on the first-visit tree
We use the arithmetic estimates of Section 13 to simplify the closed lines contributing to the high trace. The restrictions will depend only on the numerical line and a specified set of residue coordinates. They will leave the residue of every center prime occurring only once on the line free for the later signed average.
14.1 The first-visit tree and active vertices
For a closed line \boldsymbol d, construct a rooted tree \mathscr T on its distinct offsets as follows. Start at b_0=0. Whenever a step reaches an offset not visited previously, add that vertex and join it to the current vertex by the step just taken. Every other step is a return. Write r_* for the number of returns, and b(v) for the integer offset of a tree vertex v. Thus |E(\mathscr T)|=\ell-r_* and all b(v) are distinct. Tree edges inherit their labels and signs from their adding steps. A tree prime is a prime dividing a tree-edge label. Figure 2 shows a six-step example.
Figure 2: First visits (solid) and returns (dashed) in the walk 0\to u\to v\to u\to w\to u\to0. Numbers give the chronological step indices. The three solid edges form the first-visit tree. This diagram records only the walk topology.
Recall that an occurrence (i,p) is lit when p\mid n+b_{i-1}. Set
Write n_{\mathcal F} for these residue coordinates. We allow our restrictions to depend on n_{\mathcal F} and call the primes in \mathcal F the fixed labels. Here “fixed” refers to the residues: the numerical line already specifies every prime value. The set includes core primes occurring once on the line, but excludes background core primes absent from it. For a fixed tree prime p, define its active vertices by
The connected components of V_p are those of the induced subgraph on these vertices. Adjacent active vertices force p to divide their edge label, since p\nmid h for sufficiently large B.
A tree prime p\notin\mathcal F is a center prime occurring on exactly one step of the entire line. Let e_p denote its tree edge. Call it corrupted if a tree vertex other than the endpoints of e_p has an offset congruent to those endpoints modulo p. This is a condition on the numerical line alone.
Proposition 14.1 (Retained configurations). For each closed line there is a predicate R_{\boldsymbol d}(n_{\mathcal F})\in\{0,1\} with the following properties. Whenever it equals one:
- 1.
all core line occurrences are lit; no primitive specification with support contained in \mathcal F qualifies at a trace vertex; and fewer than t_0 repeated center occurrences are unlit;
- 2.
every fixed tree prime has O(B^\rho) active components; fewer than B^{1-2\rho} fixed tree primes have more than one active component;
- 3.
fewer than B^{1-2\rho} nonfixed tree primes are corrupted.
The implicit constant is uniform in the line. Moreover,
The same exceptional estimates used in this proof remain valid after adding the qualification indicators of at most 2t_0 specifications and summing their recorded data, for the classes discarded by an arithmetic saving. Configurations excluded because of a fixed forbidden specification instead vanish with the original Y factors.
We prove the proposition in three stages. First we make active sets connected on a small number of blocks. Then a two-block argument rules out many disconnected fixed labels. Finally we handle the accidental offset coincidences of singleton labels.
14.2 Short gaps and connected blocks
Lemma 14.2 (Hitting paths in a forest). Let a finite forest carry a finite family of nonempty edge paths. If the family has no t pairwise edge-disjoint paths, some set of fewer than 2t edges meets every path in the family.
Proof. Root each component. The top of a path is its vertex nearest that root. Choose a path whose top has maximum depth, and mark its one or two edges incident with the top. Every path sharing an edge with the chosen path must contain a marked edge. Indeed, a path sharing an edge below a mark and avoiding that mark remains wholly in the component below it; its top would be strictly deeper. Remove the paths hit by the marks and repeat. The paths chosen at successive stages are pairwise edge-disjoint. There are fewer than t stages, so fewer than 2t marked edges suffice.
Lemma 14.3 (Connected activity on blocks). Except for configurations of zero contribution in (14.2) or total absolute contribution O(\exp(-B^{1+\eps/2})), one can cut O(t_0) edges of the first-visit tree and cover the resulting forest by O(B^\rho) connected blocks of diameter at most L. The blocks cover every remaining edge and every vertex of the original tree. In each block, the active set of every fixed tree prime is connected or empty. Consequently each fixed tree prime has O(B^\rho) whole-tree active components.
Proof. An unlit core occurrence makes K_{\boldsymbol d}=0. A primitive specification supported on \mathcal F and qualifying at a trace vertex makes the corresponding Y factor zero for every remaining coordinate assignment. Discard these configurations. By Remark 13.6, those with at least t_0 unlit repeated center occurrences have the asserted negligible total. Each of these decisions uses only the line and n_{\mathcal F}.
Cut every tree edge having an unlit fixed occurrence. There are fewer than t_0 such edges. In the remaining forest a gap for p is a path of length at most L with active endpoints and at least one interior vertex, all interior vertices being inactive, for a fixed tree prime p. Such a gap has no p-edge: an active endpoint of a p-edge forces its other endpoint to be active, while a p-edge with inactive endpoints was cut.
Every gap contains a nonfixed prime label. Otherwise all its edge labels are fixed and lit, so the path is fully divisible. Its nonzero total displacement is divisible by p, and its edges avoid p. Taking extra prime p and the whole path as suffix gives a qualifying specification. By Remark 13.2, a primitive one with fixed support qualifies at a vertex of that tree path. Every tree vertex is a trace vertex, contrary to the preceding exclusion.
If there are t_0 edge-disjoint gaps, choose a nonfixed prime q on each. Each chosen prime occurs once on the full line, hence nowhere on the other selected gaps. The displacement of its gap is linear in q modulo the corresponding fixed prime p, with coefficient \pm h times the other prime factors of that edge. This coefficient is invertible modulo p, since the gap is p-free and p\nmid h. The selected constraints do not involve one another’s variables. Their paths and variables have the description cost of Remark 13.7, which discards this class. The inequality t_0\ge B^{2\eps} holds for large B.
Otherwise Remark 14.2 supplies fewer than 2t_0 further cuts meeting every gap. For each remaining piece traverse every edge twice and split that traversal into segments of at most L steps. The edges and vertices in a segment form a connected subtree of diameter at most L; include a singleton block for a piece with no edges. There are
blocks. They may overlap. Any two active vertices in a block have their joining path inside that block. An inactive portion on it would give a surviving short gap, impossible after the cuts. Thus activity is connected or empty on each block. Each block meets at most one whole-tree active component, and every such component has a vertex in a block. This proves the component bound.
14.3 Comparing two blocks
The active sets are now connected within each block. To compare different components for a fixed prime p, suppose blocks 1 and 2 meet those components. Choose a root c_j in block j and an active representative x_p^j there. Since the representatives have distinct integer offsets,
To apply the divisibility case of Remark 13.7, we seek roots and representatives for which both local paths contain no edge label divisible by p. For many selected primes at once, we also need a common order in which every selected prime appearing on either path comes earlier than p. Once K is specified separately, these conditions give the required triangular dependence. The next lemma supplies the choices.
Lemma 14.4 (Rerooting two blocks). Let two connected blocks of a tree and m distinct prime indices p be given. For each index let V_p be a vertex subset, and let A_p^j be its intersection with block j. Suppose these intersections are nonempty and connected. Edges have labels containing at most J prime factors. In either block, an edge has both endpoints in A_p^j if and only if its label contains p. Assume also that A_p^1 and A_p^2 lie in distinct components of the subgraph induced by V_p in the whole tree.
There are roots c_j in block j, a set of \gg m^{1/8}/(2J+1) retained indices, and an order on those indices with the following property. If x_p^j is the nearest vertex of A_p^j to c_j, both paths from c_j to x_p^j avoid p, and any retained prime label on either path occurs earlier in the order. The two representatives x_p^1,x_p^2 are distinct.
Proof. Start with arbitrary roots. A connected vertex set in a tree contains the entire path between any two of its vertices. It therefore has a unique nearest vertex to a chosen root. The root-to-x_p^j path avoids p-edges. If a retained label q occurs on this path, both ends of its edge lie in A_q^j; the nearest vertex x_q^j is then a strict ancestor of x_p^j. Thus dependencies are contained in the two strict ancestor orders. Indices with equal nearest points are incomparable.
Every finite partially ordered set with u elements has a chain or an antichain of size at least \sqrt u: partition its elements by the length of a longest chain ending there. Apply this to the first ancestor order. If an antichain is obtained, there are no dependencies from block 1 among its indices, so depth order in block 2 suffices. Otherwise apply the same argument in block 2 on the selected chain. An antichain there similarly suffices. In the remaining case we have chains in both blocks with at least m^{1/4} indices. The Erdős–Szekeres monotone-subsequence theorem [ES35, p. 467] shows that two total orders have a common agreeing or reversed subsequence of size at least the square root of their length. To recall the elementary argument, assign to each position the lengths of the longest increasing and decreasing subsequences ending there. Two positions have different pairs, so if both lengths are less than \sqrt u there cannot be u positions. We thus retain at least a constant times m^{1/8} indices. Agreeing orders already give the conclusion.
Suppose the orders are reversed. In block 2 take the segment from its root to the farthest selected x_p^2. The intersection of each A_p^2 with that segment is a closed vertex interval beginning at x_p^2; these left endpoints are distinct. At a vertex of the segment, each positive-length interval containing it contains an incident segment edge. Each of the at most two such edges has at most J prime factors. At most one interval can consist of that vertex alone. Hence at most 2J+1 intervals overlap at a vertex. Greedily coloring closed intervals in order of their left endpoints uses at most 2J+1 colors: an existing color is available only if its preceding right endpoint is strictly earlier than the new left endpoint. One color retains at least a 1/(2J+1) fraction of pairwise vertex-disjoint intervals.
Reroot block 2 at the far end of the segment. The nearest point of A_p^2 is now the right endpoint of its interval. Indeed, for any vertex of A_p^2 off the segment, its projection onto the segment lies in that interval, because the path from x_p^2 to the vertex lies in A_p^2. The path from the new root first reaches A_p^2 at the right endpoint. This also proves that off-segment branches cannot change the nearest point.
The right endpoints of vertex-disjoint intervals have the same order as their left endpoints along the original segment. Seen from its other end, that order reverses. The two block orders therefore agree after rerooting. The first paragraph applies to the new root as well and proves the dependency assertion. Each representative stayed in the same whole-tree component for its prime, so the two representatives for that prime are still distinct.
Lemma 14.5 (Few disconnected fixed labels). Among the configurations retained by Remark 14.3, those with at least B^{1-2\rho} fixed tree primes having multiple active components have total absolute contribution O(\exp(-B^{1+\eps/2})).
Proof. For every such prime choose two blocks meeting distinct whole-tree active components. There are O(B^{2\rho}) ordered block pairs, so one pair serves m\gg B^{1-4\rho} primes. Inside each block, the active set is nonempty and connected. Every edge carrying a fixed prime has active endpoints after the earlier cuts, and the converse follows from p\nmid h. Apply Remark 14.4 and then specify the common integer
Each retained prime gives the test (14.3). The expression is independent of p, since both local paths avoid it. It involves only earlier retained variables by the lemma. Its nonvanishing follows from distinctness of the two representatives and the distinct integer offsets of tree vertices. The number of tests is
for large B.
Roots, endpoints, and prime choices can be recorded with the entropy allowed in Remark 13.7. Choose K only after the rerooting; its O(\ell H+1) possibilities cost \exp(O(B)). Although its original value depends on the labels, fixing it and dropping that defining equation enlarges a positive sum. The local path expressions then have the required triangular dependence. Retain their nonzero tests under this enlargement and apply Remark 13.7.
14.4 Accidental coincidences of singleton labels
The preceding argument concerned fixed residue coordinates. A nonfixed tree prime requires a different test: its residue must remain free, so we use only numerical coincidences between offsets.
Lemma 14.6 (Few corrupted singleton labels). Lines having at least B^{1-2\rho} corrupted nonfixed tree primes have total absolute contribution O(\exp(-B^{1+\eps/2})).
Proof. For every corrupted prime choose a witnessing vertex outside its edge endpoints, and put D=\lfloor B^{1-3\rho}\rfloor. Distance from a vertex to an edge means its minimum tree distance to the two endpoints. Suppose first that at least half the selected witnesses have distance at most D from their prime edge. Use the path from the nearer edge endpoint to its witness. This path avoids the prime’s sole edge, so its nonzero displacement is independent of that prime and is divisible by it. The expression contains at most JD other prime labels.
On the selected primes draw a directed dependency edge p\to q if the test for p contains q. Its outdegree is at most JD. Every induced subgraph of the underlying undirected graph has average degree at most 2JD. Successively choose a vertex of degree at most 2JD and delete its neighbors. The resulting independent set has size at least a constant times
Its tests have no selected-variable dependencies. They are covered by Remark 13.7.
Otherwise at least half the witnesses have distance greater than D. Cover the full tree by O(\ell/D+1)=O(B^{3\rho}) connected traversal blocks of diameter at most D, as in the earlier construction. Assign each prime edge to a block containing that edge and its witness to a block containing that vertex. One ordered pair serves \gg B^{1-8\rho} primes. No selected prime edge has an endpoint in the second block: its corresponding witness lies there, so that would put it at distance at most D. Consequently paths inside the second block contain no selected prime label.
Root the two blocks at c_1,c_2. In block 1 let x_p^1 be the nearer endpoint of the prime edge; in block 2 let x_p^2 be its witness. The first local path avoids p. If it contains a selected prime q, the nearer endpoint of the q-edge is a strict ancestor of x_p^1. Thus the tests (14.3), after specifying the common root offset, are triangular in the depths of the first-block endpoints. The second local paths introduce no selected variables. Each tested displacement is nonzero because its witness differs from the chosen edge endpoint. Since 1-8\rho=3/5>2\eps, there are more than enough tests for Remark 13.7. All choices of witnesses, blocks, roots, and paths fit its description bound.
Proof of Remark 14.1. Define R_{\boldsymbol d} by retaining the conditions obtained in Remarks 14.3, 14.5 and 14.6. Every activity and occurrence status of a fixed label is determined by n_{\mathcal F}; fixed forbidden qualifications use only those coordinates; corruption uses only numerical offsets. Covers and witnesses can be chosen by fixed finite ordering whenever they exist. Thus R_{\boldsymbol d} depends on no free center residue.
The zero exclusions vanish with K_{\boldsymbol d}\prod_j\1_Y. The other excluded classes have the stated absolute contribution by the three lemmas, yielding (14.2). Their proofs used precisely the majorants of Remarks 13.6 and 13.7, which allow up to 2t_0 attached specifications. Their retained tests depend only on the numerical line and fixed residues, and are unchanged when qualification indicators are added. This proves the additional assertion as well.
We may therefore impose the retained predicate before estimating the remaining conditional averages. This preserves the residue coordinates of singleton center labels. The next section deals with the remaining dependence of the factors \1_Y on those coordinates by expanding them into short lists of qualification conditions.
15 A conditional cylinder sieve
The restrictions n+b_j\in Y still involve the residue coordinates outside the fixed set \mathcal F. We replace their product by a sum of conditions from short lists of primitive specifications. In each term the remaining coordinates are averaged before taking an absolute value; this preserves the cancellation needed in the trace estimate. The error will contain many specifications with distinct private prime coordinates, which supply enough arithmetic constraints to apply Remark 13.7.
The intersection rank and the extraction of constraints from its witnesses adapt Pilatte’s construction [Pil26, Definition 13.3 and Lemmas 13.4 and 13.6]. The associated truncation belongs to the composite-modulus sieve developed in [HR21, Section 3] and [Pil26, Appendix B]. We prove the finite-cylinder statement and its application here, including the effect of conditioning.
15.1 Truncating an intersection poset
Let \Omega=\prod_{p\in P}\Omega_p be a finite product, with |\Omega_p|\ge2 for every p. An exact cylinder specifies one value at each coordinate in a subset of P and imposes no condition at the other coordinates. Its support is the set of specified coordinates, and its width is the size of that support.
Let \mathscr E be a finite family of proper, nonempty exact cylinders. Identify duplicate cylinders. Let \mathscr P consist of the nonempty intersections of subfamilies of \mathscr E, including the empty-family intersection \widehat0=\Omega. Order \mathscr P by reverse inclusion: I\le J means I\supseteq J. For I\in\mathscr P, define
The empty family is allowed in this maximum. A coordinate as in (15.1) is called private to its member of \mathscr A. All events in such a family have compatible prescribed values because they contain the nonempty intersection I.
Write \mu(\widehat0,I) for the Möbius coefficients of this finite poset, characterized by
Their role is inclusion–exclusion with equal intersections collected into one term. This is Möbius inversion in the incidence algebra of a finite poset; see [Rot64, Section 3]. The chain expansion used below is the one in [Rot64, Section 3, Proposition 6].
Lemma 15.1 (Finite-cylinder truncation). Suppose that the cylinders in \mathscr E have width at most w\ge1. For an integer t\ge1, put M=tw, and let
Then the rank is nondecreasing on \mathscr P, every I\in\mathscr P is generated by at most \operatorname{rk}(I) events, and
For every x\in\Omega,
Every coefficient retained in the sum on the left has absolute value at most \max(1,M^{M+1}). Every intersection on the right has width at most M, even if its rank is greater than t.
Proof. If I\le J, every event containing I also contains J. Thus every family admitted for the maximum defining \operatorname{rk}(I) is admitted for \operatorname{rk}(J), proving monotonicity. Choose an inclusion-minimal family generating I. Each member must have a private coordinate: otherwise all its prescribed values already follow from the other members, since the prescriptions are compatible, and it can be removed. Its size is therefore at most \operatorname{rk}(I), proving (15.2) as well.
Fix J\in\mathscr P and let m=|\operatorname{supp}(J)|. An element of the interval [\widehat0,J] is determined by its support: its values must be the corresponding restrictions of those prescribed by J. Consequently this interval has at most 2^m elements. Along a strict chain from \widehat0 to J, supports grow strictly, so there are at most m steps. A chain of k steps is specified by recording, for each coordinate of \operatorname{supp}(J), the step at which it enters. There are at most k^m such chains. Expanding the inverse of the poset’s upper triangular incidence matrix, or applying the Möbius recursion repeatedly, gives the alternating sum over these chains. Thus, for m\ge1,
the coefficient at \widehat0 is 1. This proves the asserted coefficient bound for intersections of rank below t.
For x\in\Omega, let J_x be the intersection of all events satisfied at x, with J_x=\widehat0 if none are satisfied. An intersection I\in\mathscr P contains x if and only if I\le J_x. Indeed any family generating I then consists of events satisfied at x. It follows that
Since no forbidden event is the whole space, the last expression is precisely the avoidance indicator in (15.3).
If \operatorname{rk}(J_x)<t, monotonicity shows that the truncated sum contains the entire interval [\widehat0,J_x], so it is exact. Suppose instead that \operatorname{rk}(J_x)\ge t. Given any I\le J_x of rank below t, successively intersect it with events satisfied at x until reaching J_x. Let K be the first intersection whose rank is at least t, and let K^- be its immediate predecessor. Replace the generating family for K^- by an inclusion-minimal one. It has at most t-1 members. Adjoining the event that produces K shows that K is generated by at most t events. Thus
This argument allows the rank to jump by more than one. The re-minimization of the predecessor, rather than the length of the successive list, bounds the number of generators.
Every satisfied low-rank I is therefore below a satisfied member of \mathscr H_t. For any one such member there are at most 2^M possible predecessors I, by the interval bound already proved. The exact avoidance indicator is zero in the present case. Bounding each retained coefficient by (15.4) now gives (15.3).
15.2 Applying the truncation after conditioning
Return to a fixed numerical line \boldsymbol d. Its fixed prime set \mathcal F consists of its core labels and its repeated labels, as in Section 14. In particular, core primes absent from the line are not added to \mathcal F. Write R_{\boldsymbol d}(n_{\mathcal F}) for the indicator of the conditions retained in Remark 14.1.
Condition on n_{\mathcal F} with R_{\boldsymbol d}=1. At every n+b_j, take the primitive forbidden specifications compatible with these fixed residues. Omit their fixed-coordinate tests, leaving exact cylinders on the coordinates \mathcal S\setminus\mathcal F. Each has width at most LJ+1. There is no whole-space event: such an event would be a qualifying primitive specification using only fixed primes, excluded by the retained conditions. Avoiding these residual events is exactly the condition n+b_j\in Y for every j.
For a list \mathfrak L of primitive specifications attached at line indices 0,\ldots,\ell, let I_{\mathfrak L}(n) be the indicator that all its specifications qualify, including their fixed-coordinate tests. The empty list has indicator 1. Let \mathscr L_{<t_0}(\boldsymbol d) denote all ordered such lists of length less than t_0. These are finite families at the fixed graph parameters. We will use the bound
In particular, the coefficient and error factors in Remark 15.1 are \exp(O(M_0\log B)).
A low-rank intersection is generated by fewer than t_0 residual events. Choose one realizing primitive specification for each event. The conjunction of their full qualification indicators equals the intersection indicator at the conditioned residues. Different intersections cannot have the same chosen generating list, since that list determines its intersection. We may therefore bound their sum by the sum over \mathscr L_{<t_0}(\boldsymbol d) without a multiplicity loss.
For an intersection in \mathscr H_{t_0}, choose at most t_0 generating events and exactly t_0 events witnessing its rank. The latter may be selected from a larger irredundant family; deleting other members preserves their private coordinates. The witnessing events contain the intersection. Consequently adjoining them to the generating list leaves its indicator unchanged. After choosing realizing primitive specifications, each witness has a prime outside \mathcal F that occurs in none of the other witness specifications. These choices may depend on n_{\mathcal F}, which is harmless: the preceding assertions and the uniform coefficient bounds apply pointwise at each fixed-coordinate assignment.
We have thus reduced the truncation error to jointly qualifying lists of at most 2t_0 specifications, including t_0 witnesses with private primes outside \mathcal F. The next lemma shows that these error lists impose many triangular constraints on their numerical prime labels.
Lemma 15.2 (Constraints from private primes). Let \boldsymbol d be a numerical closed line, and let \mathcal F contain its core prime labels and all labels occurring at least twice on the line. Suppose t_0 primitive specifications attached at line vertices qualify simultaneously. Suppose that each has a prime outside \mathcal F absent from every other specification in this family. For sufficiently large B, their numerical labels satisfy a triangular system on at least B^{2\eps} distinct selected prime variables of the kind in Remark 13.7. Each constraint uses one intrinsic suffix displacement, or the difference of two witness prefixes and a line segment. Its nonzero expressions have logarithmic size O(B\log B) even when numerical label-size restrictions are dropped.
Proof. Order the witnesses by nondecreasing attachment indices k_1,\ldots,k_{t_0}; break ties arbitrarily. For witness j, choose a private prime q_j\notin\mathcal F, write p_j for its extra prime, and choose a tail prime r_j as in Remark 13.5. Thus r_j occurs only in its final constant block. That lemma supplies two coefficient facts:
- (i)
the intrinsic suffix displacement divisible by p_j is linear in a tail-only prime, with coefficient nonzero modulo p_j;
- (ii)
if a prime occurs before the constant tail, its coefficient in the prefix displacement immediately preceding that tail is nonzero modulo r_j.
All private primes q_j are distinct. Each occurs at most once as a label on the original line, because it is outside \mathcal F. We divide into three cases to control every dependence on another selected variable.
Private primes in intrinsic suffix constraints. Suppose at least t_0/10 witnesses have q_j=p_j or have q_j occurring only in the constant tail. In the first situation q_j divides the intrinsic suffix displacement, which is nonzero by simplicity and does not involve q_j. In the second situation use that suffix constraint as a linear congruence in q_j modulo p_j; its coefficient is nonzero by (i). The private-prime property excludes every other selected q from the witness, including from its modulus. These constraints have no dependencies on the other selected variables and hence form a triangular system.
Tail primes first or last appearing among the witnesses. Suppose at least t_0/10 witnesses have r_j absent from every earlier witness. Select these tail primes in increasing witness order. They are distinct: equality between two would make the latter prime occur in an earlier witness. Use the intrinsic suffix congruence for each selected r_j. No later selected tail prime occurs in this witness, by its defining absence property. This also excludes later selected variables from the modulus p_j. Thus each constraint uses only its own variable, earlier selected variables, and nonselected variables, and its coefficient is nonzero modulo p_j by (i). If instead at least t_0/10 witnesses have r_j absent from every later witness, the same argument in decreasing witness order applies.
Comparing two activities of a shared tail prime. If none of these cases applies, fewer than 3t_0/10 witnesses have been excluded by their three respective conditions. Retain at least t_0/2 witnesses for which q_j occurs before the tail and r_j appears in both an earlier and a later witness. Since q_j occurs at most once on the original line, it is absent either from all steps 1,\ldots,k_j or from all steps k_j+1,\ldots,\ell. At least t_0/4 of the retained witnesses satisfy the same one of these two absence conditions.
First consider the family absent from steps 1,\ldots,k_j, ordered increasingly by attachment index. For its witness j, choose an earlier witness i=i(j) using r_j. In witness i, choose a vertex at which r_j is active: its starting vertex if r_j is its extra prime, or the origin of an edge carrying r_j otherwise. Let T_i be this vertex’s offset relative to that witness’s start. Let P_j be the prefix displacement of witness j immediately preceding its constant tail. Joint qualification implies
The coefficient of q_j in this congruence is exactly its coefficient in P_j: privateness excludes it from witness i, and the selected absence condition excludes it from the line segment between k_i and k_j. This coefficient is nonzero modulo r_j by (ii).
Now take a later selected private variable q_s. It occurs in neither witness i nor witness j, by privateness. Moreover k_s\ge k_j, and its own absence condition excludes it from every line step through k_s, hence from the segment in (15.7). Thus no later selected variable occurs in that congruence. The modulus r_j is not any selected private prime: it differs from q_j because q_j occurs before the tail, and it differs from all other q_s by privateness. This proves triangularity in increasing order. Equal attachment indices merely make the corresponding line segment empty.
For the family absent from steps after k_j, order the witnesses decreasingly and compare witness j to a later witness containing r_j. Equation (15.7) has the same form, now with its line segment after k_j. A later selected variable in this decreasing order has attachment k_s\le k_j and is absent from all steps after k_s, so it is absent from that segment. Privateness excludes it from the two witness prefixes. Fact (ii) again supplies the nonzero coefficient. This gives a triangular system in decreasing order. The attained comparison displacement may equal zero; that causes no difficulty, since we use an invertible linear congruence, not a divisibility constraint with the selected prime as modulus.
Every case provides at least t_0/20 selected variables for sufficiently large B, allowing for integer parts. This is greater than B^{2\eps}. Each label is a squarefree product of at most J primes at most e^B, so its logarithm is at most BJ=O(B\log B) even without the divisor-bin restrictions. A suffix or a comparison above uses O(\ell+L) such terms. Every nonzero expression consequently has logarithmic size O(B\log B). The constraint choices are specified by witness and line positions and prime slots, within the enumeration allowed in Remark 13.7. All its hypotheses are now verified.
Proposition 15.3 (Reduction to short qualification lists). For the retained line and fixed-coordinate data of Remark 14.1, there is a factor \mathfrak C_B=\exp(O(M_0\log B)) such that
Here each sum runs over numerical closed lines, \mathcal F is the fixed prime set of that line, and every list indicator imposes full qualification of its specifications.
Proof. At fixed \boldsymbol d,n_{\mathcal F} with R_{\boldsymbol d}=1, apply Remark 15.1 to the residual cylinders with t=t_0 and w=LJ+1. Multiply the identity with its pointwise error bound by K_{\boldsymbol d} and integrate the residual coordinates. For the low-rank sum, take the absolute value after each such integral and use the generating lists already constructed. The coefficient bound gives the main term on the right of (15.8).
For the error, take the absolute value of K_{\boldsymbol d} inside the integral and use the generating and witnessing lists described above. After integrating the fixed coordinates, their indicators require joint qualification of at most 2t_0 specifications, including the t_0 witnesses with private primes outside \mathcal F. We may drop the retained-data restriction in this positive bound. Remark 15.2 supplies at least B^{2\eps} triangular constraints for each nonzero contribution.
Refine the error count by the lit or unlit status of every line occurrence. Joint qualification fixes one residue for each distinct prime used by the specifications, or is inconsistent and contributes zero. For each refinement, Remark 13.6 gives A^{\ell J}\prod_p p^{-1}, with the product over distinct prime labels, rather than charging a shared residue repeatedly. The line and lists have at most
prime slots. Their equality patterns, occurrence statuses and all choices of witness constraints have cost \exp(O(B\log^2 B)). These are exactly the positive majorant and description budget required by Remark 13.7. Its reverse elimination applies to the system just supplied by Remark 15.2 and gives O(e^{-B^{1+\eps/2}}). The additional factor \mathfrak C_B is absorbed by the same estimate, since (15.6) gives \log \mathfrak C_B=o(B) whereas the saving before this final simplification is \exp(-\Omega(B^{1+\eps})). This proves the proposition.
The reduction has preserved a signed average at the unfixed coordinates. For its use in the next section, it is useful to distinguish \mathcal C'=\mathcal C\setminus\mathcal F and \mathcal Z'=\mathcal Z\setminus\mathcal F. For each list,
This is only Fubini’s theorem and the triangle inequality. In the inner average all core coordinates are held fixed, so the cutoffs are fixed there; the free center coordinates still retain their signs. The core coordinates can subsequently be integrated against positive bounds. In particular, (15.9) does not enlarge \mathcal F or change the private-coordinate rank used in the sieve.
16 Summing the trace
We now prove the high-trace estimate. The input from Remark 14.1 is a description of the activities of the fixed primes on the first-visit tree. The input from Remark 15.3 replaces vertex deletion by short lists of qualifying primitive specifications. The remaining task is to sum the resulting conditional averages without losing a constant for every prime occurrence. An exact identity for weighted subtrees makes this possible.
We retain the notation \mathscr T, b(v) and r_* for the first-visit tree, its integer offsets and the number of returns. In this section a subtree is a connected subgraph of \mathscr T; its top is its vertex nearest the root. Put
We call a tree edge u\longrightarrow v good if s(u)=s(v)=1, u is not the root, and neither endpoint belongs to any return step. Write \mathcal G for the set of good edges. These conditions ensure that an uncorrupted prime occurring just on such an edge has exactly two normalization factors on its lit residue.
For all but a small exceptional set of good edges, we will obtain the factor B^{-1+\eta} from a core-prime restriction to the divisor interval, or a stronger penalty from a core cutoff. Returns receive a cutoff penalty as well. Signed center-prime averages provide the further saving needed in the high-trace estimate. The weighted-subtree identity below will let us sum the prime labels without losing these gains.
16.1 Tree geometry and weighted subtrees
Lemma 16.1. For a closed line of length \ell with r_* returns, the topology of first visits and returns, together with all step signs, has at most 4^\ell(\ell+1)^{r_*} possibilities. Its tree satisfies
Once the labels of the tree edges and this topology are specified, every return label is determined.
Proof. At each step record whether its destination is new and record its sign. At each return record one of at most \ell+1 previously visited vertices. These data give the stated bound. A tree-edge label and its sign specify the difference of its endpoint offsets; all offsets are consequently determined, and a return label must be the absolute endpoint difference divided by h. We retain only assignments for which the abstract vertices have distinct offsets and all these return labels belong to \mathcal D. There is no independent choice of a return label.
Let q be the number of leaves and b the number of vertices with at least two children. The adding steps occur in at most r_*+1 runs, each a downward path, so q\le r_*+1. Also b\le q-1 and
The number of edges incident with a leaf or such a branch vertex is therefore at most 4q. There are at most 2r_* endpoints of return steps. An endpoint that has not already been counted is unary and is incident with at most two tree edges, giving at most 4r_* further edges. The root adds at most one edge unless it was already counted as a branch vertex. These bounds imply (16.1).
For a\in\{C,Z\} and a subtree Q with at least one edge define
The degrees in this definition are those of the full tree.
Lemma 16.2. For every finite rooted tree and every A_a>0 with \beta_a=(1+A_a)^{-1},
Proof. Start at a prescribed vertex v. At every reached vertex include each child edge independently with probability A_a\beta_a and exclude it with probability \beta_a. The resulting connected subtree has top v. A particular outcome Q has probability
The outcome with no edges has probability \beta_a^{s(v)}. Sum the other probabilities, then sum over the possible tops v.
The exact sum in (16.3) will cancel the background exponential in the primewise estimate below. To retain the additional center-prime saving, we also use modified weights. These anticipate the primewise bounds proved in Remark 16.4: the reduction on a single good edge comes from a signed average, while the increase on other single edges permits an absolute bound. Set \widetilde u_C=u_C. In the center band keep \widetilde u_Z(Q)=u_Z(Q) unless Q consists of one edge; for a single good edge set \widetilde u_Z(Q)=\theta/2, and for a single nongood edge set \widetilde u_Z(Q)=u_Z(Q)+\theta. Since both endpoint degrees of a good edge are one, its original weight is \beta_Z^2=\theta. Thus
16.2 Recording prime labels
Fix a retained line and a list \mathfrak L of fewer than t_0 primitive specifications attached at its vertices, as supplied by Remark 15.3. Write I_{\mathfrak L} for their joint qualification indicator. Recall that a tree prime occurs in a tree-edge label. As before, the fixed label set \mathcal F consists of the core primes occurring on the line and all primes occurring at least twice on the line. A fixed prime is active at v when p\mid n+b(v). Active components include isolated vertices.
Tag a tree prime if it satisfies at least one of the following conditions:
- (i)
it occurs among the primes of \mathfrak L;
- (ii)
it is fixed and has several active components, or has an unlit occurrence anywhere on the line;
- (iii)
it is nonfixed and corrupted in the sense of Remark 14.1.
These decisions depend only on the line, the list and the fixed coordinates n_{\mathcal F}.
We record tree labels by the following finite data, called tokens. For a tagged fixed prime, record one subtree token for each active component having an edge, and one single-edge token for each unlit tree occurrence. The latter is called a ghost token and is assigned weight 2. A subtree token of band a and shape Q has weight u_a(Q). For a tagged nonfixed prime, record its sole tree occurrence by a ghost token. Tokens belonging to the same tagged prime are grouped together, and the group is assigned that prime value.
Every untagged tree prime receives a single token. If it is fixed, its active set is connected and all its occurrences are lit; the token is the subtree formed by its tree occurrences. If it is nonfixed, its token is its single tree edge. An untagged token of band a and shape Q has weight \widetilde u_a(Q). List prime slots, including the extra modulus prime of each specification, are recorded along with their equalities to each other and to tagged groups. An untagged prime occurs in no such group or slot.
Lemma 16.3. For retained data, these records have the following properties.
- (i)
They recover every tree-edge label. Together with the topology and the list data they consequently recover the full line and list.
- (ii)
The total number of tagged tokens and list prime slots is at most N_{\mathrm{exc}}, for sufficiently large B.
- (iii)
An untagged fixed center prime cannot have a single good edge as its token.
Proof. If adjacent vertices are active for p, their difference \pm hd is divisible by p. Since p\nmid h, the intervening label contains p. Conversely, a lit occurrence has both endpoints active. Thus the nontrivial active components record exactly the lit tree occurrences. Ghosts record the other occurrences; isolated active vertices create no label. Multiplying the distinct prime values of the tokens covering an edge recovers its label, proving (i).
By Remark 14.1, the fixed primes with several active components contribute O(B^{1-2\rho}B^\rho)=O(B^{1-\rho}) subtree tokens. Unlit fixed occurrences contribute O(t_0) ghosts and at most that many newly tagged connected labels. Corrupted nonfixed primes contribute O(B^{1-2\rho}) ghosts. Lists contribute O(M_0) slots and at most one new token per newly tagged connected tree prime: disconnected primes and primes with unlit occurrences have already been counted. Since
the sum of these bounds is at most N_{\mathrm{exc}} eventually.
For (iii), such a prime is repeated on the line and all its occurrences are lit. If its tree token consists of a single edge, its connected active set contains only the two endpoints of that edge. A further occurrence cannot be another tree edge, and hence must be a return touching these endpoints. This contradicts goodness. An active return endpoint elsewhere would give another active component and would have tagged the prime.
We will use the divisor interval at a good edge by restricting the prime value of an untagged core token whose top is its origin. First set aside the tagged core tops: skip every good edge whose origin is the top of a tagged core subtree token. At most N_{\mathrm{exc}} edges are skipped. Among the remaining good edges, let \mathcal U be the set of origins at which no untagged core token has its top. Thus no core subtree token has top u\in\mathcal U, and s(u)=1. At these origins we will use a cutoff penalty instead. The next estimate retains this penalty; the subsequent sum over prime assignments will use the divisor interval at the other non-skipped good origins.
For a fixed numerical line and list, group the retained fixed-coordinate configurations according to their complete assigned token records. Within a group the token shapes, prime values and groupings are fixed; unrecorded isolated activities may still vary. Order components and tokens by any deterministic rule, so that these groups form a partition, rather than a choice of representations for each residue configuration. We next bound the integral of each such group. This is the point at which the normalization of the graph produces cancellation.
16.3 Primewise integration
For an assigned record R, let \1_R(n_{\mathcal F}) denote its group indicator. Its contribution to the conditional expression is
Empty or incompatible groups have contribution zero. Products over tagged tokens below use the weights just defined, including weight 2 for ghosts.
Lemma 16.4. Uniformly over retained lines, lists and assigned records,
Primes occurring only on returns need not appear in the product over tree or list primes. The o(1) tends to zero as B tends to infinity, uniformly in the line, list and record, with h,\tau,C_0,T and the constants in (10.1) fixed.
Proof. Order of integration. The set \mathcal F does not contain every core prime. Put \mathcal C'=\mathcal C\setminus\mathcal F and \mathcal Z'=\mathcal Z\setminus\mathcal F. At fixed n_{\mathcal F} use exactly the inequality
In the inner average hold all core coordinates as parameters. The cutoffs can depend on the background core coordinates in \mathcal C', but never on \mathcal Z'. Apart from these cutoffs, the kernel and each compatible list cylinder separate by prime. The inner center-prime averages therefore factor, with their signs intact. We will subsequently use positive majorants in the other coordinates. No enlargement of the fixed set in the cylinder construction is involved.
Charging the cutoffs. Use the origin cutoff at each return step. For each u\in\mathcal U, use the endpoint cutoff at u of its incoming tree edge, which exists because a good origin is not the root. These are distinct cutoff occurrences: vertices of \mathcal U touch no return, and an incoming tree edge has a unique child. A charged cutoff with label d is at most
This inequality holds also off its support. The other cutoff factors are at most one. The constant parts give the first negative term in the exponent of (16.5).
For a return, allocate the normalization at its origin to that return. For a core prime its multiplier is A\beta_C when the prime is in the label and lit, zero when it is in the label and unlit, and at most \max(1,\beta_Ce^\kappa)=1 otherwise. Both A\beta_C<1 and \beta_Ce^\kappa<1 follow from A=e^{2\kappa}. Center-prime return multipliers also have absolute value at most one. These bounds will be used except when integrating a good singleton, where we retain the return factors until its signed average has been taken.
Fixed tree primes. After removing the bounded return factors, the core tree factors for an active component Q containing an edge are
At a charged vertex u\in\mathcal U, activity in such a component either continues through the incoming label, in which case that prime is excluded from this charge, or begins a subtree token at u, which is excluded by the definition of \mathcal U. Thus an additional e^\kappa can occur only at an isolated active vertex there. Its normalization is \beta_C^{s(u)}e^\kappa=\beta_Ce^\kappa\le1. Other isolated activities also contribute at most one. The remaining bound is the product of the core subtree weights.
A core tree prime has a lit occurrence. Choose one deterministically from its tokens and retain its activity indicator. This is one specified residue modulo p and supplies the factor 1/p upon integration. For a fixed center tree prime, the same argument gives the product of its active-subtree weights; lit factors 1-\theta/p are at most one, and ghost occurrences are bounded absolutely. If there is a lit tree occurrence, retain one such residue indicator. If there is none, at least one unlit tree occurrence supplies \theta/p\le1/p directly, without a residue restriction. Ghost weight 2 bounds all the remaining ghost factors. These constructions are positive primewise majorants on the assigned group.
Nonfixed tree primes. A tagged nonfixed tree prime has one occurrence. Its absolute integral is at most 2/p: the lit residue contributes at most 1/p and the other residues at most \theta/p. If the list fixes its residue, the bound only improves. An untagged nonfixed prime on a nongood edge Q contributes at most
Indeed its lit residue includes the normalizations of both endpoints, and any additional activities can only reduce their product.
Now let p be an untagged nonfixed prime on a good edge Q=(u,v). It occurs nowhere else on the line and in no list. On its lit residue, noncorruption says that no other tree vertex is active. Each endpoint has exactly one tree departure and no return incidence. Its entire prime multiplier, including return factors, is therefore exactly
Let a_0 be its lit residue, and for a\in\Z/p\Z define
This counts departures with multiplicity, including return departures. We have \nu_p(a_0)=2. On every other residue the entire prime multiplier is exactly -\theta\beta_Z^{\nu_p(a)}/p. Consequently its signed average is exactly
There are at most r_p-1 terms in the last sum, where r_p\le\ell+1 is the number of residue classes represented by tree vertices. The displayed quantity is nonnegative and at most
for sufficiently large B. Thus \theta=\beta_Z^2 cancels the terms of order 1/p before any absolute value is taken. Removing return factors by an absolute estimate before taking this average would not justify the calculation on the no-activity residues; here they have been retained throughout.
List primes and background primes. For a list prime absent from the tree, qualification supplies one specified residue. All other factors, including charged factors, are bounded by one: any activity in the tree is isolated, and at a vertex of \mathcal U its factor is again \beta_Ce^\kappa\le1. This yields 1/p for that prime.
For any remaining prime, discard return factors by the absolute bounds already proved. The positive tree multiplier is
If the tree offsets are pairwise distinct modulo p, its integral is exactly
For offset collisions we use the bound one. A prime occurring only on a return divides the nonzero difference between that return’s two distinct vertices, so is automatically one of these collision primes. It entails no independently chosen prime slot.
The omitted background primes are tree or list primes, or divide one of the O(\ell^2) nonzero differences of size O(\ell H). There are O(B\log B) tree and list slots. Since every prime is at least P_0 and \log(\ell H+2)=O(B+\log B), their reciprocal mass, multiplied by \ell+1, is o(1), uniformly in the valid assignment. For example each nonzero difference has at most \log(O(\ell H)+2)/\log P_0 prime divisors from \mathcal S. Using 1-x\le e^{-x} in (16.7) and restoring the omitted harmonic masses gives the remaining exponent in (16.5), with an o(1) error. The numerator in (16.7) is nonnegative, since at every charged vertex \beta_C e^\kappa\le1.
Finally, the grouping does not assert independence of conditioned coordinates. After (16.6) and the signed free-center integrations, use the positive majorants above on the group. Whenever a used-prime probability 1/p is claimed, its chosen activity or list residue indicator is retained. Drop all other group restrictions and integrate the resulting product over the remaining coordinates. This is an enlargement of a nonnegative integral and hence is valid despite any dependencies within the original group. It yields one bound per assigned record, not one bound for each individual fixed-coordinate configuration. Combining the primewise bounds proves the lemma.
16.4 Prime assignments, factorials and scale constraints
We have bounded a record by a product of token weights and reciprocal prime values. We now sum these products. The exact subtree identity will cancel their background exponential. We must retain the factorials for equal token types in order for this cancellation to remain exact.
For a fixed topology, record the tagged tokens in an ordered list and record all list metadata: lengths, signs, attachments, suffix choices, band choices, prime-slot sizes and equalities. Apart from the token shapes and prime values themselves, this costs
Indeed there are at most N_{\mathrm{exc}} objects and slots; each positional index has at most a fixed power of B choices, and their equality pattern has at most N_{\mathrm{exc}}^{N_{\mathrm{exc}}} possibilities. Multiple tagged tokens may share a prime, and each resulting group has one prime variable. None of these variables is shared with an untagged token.
For the untagged tokens specify multiplicities j_{a,Q}\ge0 for their types (a,Q). The actual prime values of one type form an unordered set of j_{a,Q} distinct primes. Replace it temporarily by named slots 1,\ldots,j_{a,Q} and divide the sum by
Every valid prime assignment has exactly this number of named realizations. Permuting values within one type preserves every tree label, hence all return labels, the numerical line and the list. In particular every bin condition is preserved. After obtaining this identity, we may enlarge the nonnegative sum by dropping distinctness and other compatibility conditions. Such an enlargement is a formal sum of the established numerical majorants; it is not an application of Remark 16.4 to new lines with coincident prime slots.
Lemma 16.5. Fix the topology, token shapes, tagged/list groupings and untagged multiplicities. For every non-skipped good origin u\notin\mathcal U choose deterministically one named core slot whose token has top u. When summing prime assignments, the bin conditions on these edges give an extra factor O(B^{-1+\eta}) for each chosen slot, while retaining the unrestricted harmonic factor v_a for every prime variable. Together with the charge exponent and its correction in (16.5), these savings are bounded by
Proof. Choose one eligible type at each origin using any fixed order, and then choose its first named slot. Distinct origins choose different slots. Because s(u)=1, a nontrivial subtree with top u contains the edge leaving u.
Fix all other prime values and order the selected slots ancestor-first by their tops. If the token of a selected slot occurs on the edge leaving u, its top is u or an ancestor of u. Thus that edge’s product contains its selected prime and only earlier selected primes. The bin requirement has the form
where D_i is positive and all its other factors have been fixed. The harmonic sum of a core prime in such an interval is O(B^{-1+\eta}), uniformly in its position. To see this, write the interval as (x,\tau x]. If it meets the core band, then x\ge \exp(B^{1-\eta})/\tau, and the prime-counting upper bound gives
Eliminate the selected variables in reverse ancestor order. Each bound is uniform in the remaining earlier values, so induction gives one such factor per selected slot. Since v_C\ge1 for large B, each bound is also O(B^{-1+\eta})v_C. All unselected variables keep their unrestricted harmonic sums. This choice of named pivots requires no enumeration of possible pivots, and the bin condition holds for every slot permutation counted in (16.9).
The charge contribution is
Both bracketed coefficients exceed 100\log B for large B: v_C=(\eta+o(1))\log B, \kappa\eta=400, and \beta_C(e^\kappa-1)<1. Every non-skipped good edge therefore pays either its pivot saving or the stronger factor B^{-100} from its origin in \mathcal U. At most N_{\mathrm{exc}} good edges were skipped. Absorbing the constants for at most \ell pivots gives (16.10).
Lemma 16.6. For sufficiently large B, the total conditional main term supplied by Remark 15.3, including its \exp(O(M_0\log B)) prefactor, is at most B^{-(1+2c_*)\ell}.
Proof. First apply Remarks 16.4 and 16.5 to valid assigned records. The pivot bound is uniform in the detailed record and may be factored out for each topology.
For the tagged/list groups, unrestricted prime sums cost at most (1+v_C+v_Z)^{O(N_{\mathrm{exc}})}. A tagged subtree shape can be summed with its weight using (16.3), at a cost at most \ell+1; a ghost has at most \ell possible edges and weight 2. Ignoring compatibility between token shapes increases these positive sums. Thus all these shape costs are (O(\ell+1))^{O(N_{\mathrm{exc}})}. Together with (16.8), the lost skipped-edge savings and the cylinder prefactor, their logarithm is
For the untagged tokens, retain (16.9) and sum over unrestricted multiplicities. Their total is at most
These are finite products of positive convergent series. They cancel the unmodified background terms -v_CS_C(\mathscr T)-v_ZS_Z(\mathscr T) in (16.5). By (16.4), the remaining exponential is
for large B, since (\theta/2)(\eps-\eta)>\eps/10 and \theta(\eps-\eta)<\eps.
It remains to check the numerical margin including the topology count. Write g=|\mathcal G|, b=|E(\mathscr T)\setminus\mathcal G| and r=r_*. Then \ell=g+b+r and b\le10(r+1). Set \delta=\eps/10-\eta=9\eta. Combining the preceding bounds, (16.10) and the count in Remark 16.1, the negative base-B exponent is at least
Here 4^\ell and the fixed constants per pivot contribute O(\ell/\log B)=o(\ell), and (\ell+1)^r=B^{(1+o(1))r}. Substitution of g=\ell-b-r and b\le10(r+1) gives the lower bound
The coefficient of r is positive, and \delta-2c_*=7\eta>0. The slack absorbs the fixed last term, the displayed o(\ell) terms, and the sum over at most \ell+1 possible values of r. This proves the claimed bound.
Completion of the proof of Remark 13.3. The density assertion is Remark 13.4. Apply Remark 14.1 to split the trace sum into retained and discarded configurations. For the retained part, the triangle inequality bounds the absolute full expectation by \E_{\mathcal F}R_{\boldsymbol d} |\E_{\mathcal S\setminus\mathcal F} K_{\boldsymbol d}\prod_j\1_Y(n+b_j)|. Now apply Remark 15.3. Their discarded contributions are O(\exp(-B^{1+\eps/2})). The retained conditional main term is bounded by Remark 16.6. Since \ell=2\lfloor B\rfloor,
for sufficiently large B. This proves the trace assertion and completes the theorem.
17 From high traces to the graph estimate
We now prove Remark 10.1 from Remark 13.3. The latter controls averages over a finite residue space. The present step converts those averages into a bound for arbitrary test sequences on long intervals, including complex coefficients a_d.
Choose a power of two D_0 with
and partition the positive integers into blocks I_k=\{kD_0+1,\ldots,(k+1)D_0\}, k\ge0. For large B, all primes in \mathcal S are odd, so \gcd(D_0,Q_B)=1. Let Y be the periodic vertex set from Remark 13.3. On the coordinates of I_k, define the matrix
This is a directed matrix and need not be self-adjoint. We therefore use a moment of its singular values.
17.1 Averaging the singular-value moment
Set m=\ell/2. With y_m=y_0, matrix multiplication gives exactly
A nonzero term describes the closed line
with alternating negative and positive steps of lengths hd_i. Its scalar coefficient is \prod_{j=1}^m\overline{a_{d_{2j-1}}}a_{d_{2j}}, of modulus at most one. Symmetry and reality of g_d identify its edge numerator with that of K_{\mathbf d} in (13.2). For the successive vertices v_0,\ldots,v_\ell=v_0, its denominator satisfies
Repeated vertices are counted with multiplicity in this identity. The indicator factors reduce to \prod_{i=0}^\ell\1_Y(v_i).
Fix the initial position r\in\{1,\ldots,D_0\} and write v_i=kD_0+r+b_i. The block restrictions are precisely 1\le r+b_i\le D_0 for all i; they depend only on r and the ordered line. As k runs modulo Q_B, the starting point kD_0+r is uniform modulo Q_B. Averaging (17.1) over this period, and taking absolute values after each line’s residue average, gives
A starting position and its ordered signed line determine all indices in (17.1), so no further multiplicity occurs.
Call a block exceptional if \|M_k\|>B^{-1-c_*/2}, where the norm is the Euclidean operator norm. Since \|M_k\|^\ell\le\operatorname{Tr}((M_k^*M_k)^m), its fraction \delta among one period of blocks satisfies
Here \log D_0\le C_0B+10\log B+O(1) and \ell\sim2B. The threshold for this estimate may depend on C_0.
17.2 Discarded edges
We must control the weight on deleted vertices, exceptional blocks and block boundaries before applying the operator norm. A common absolute degree bound handles all three. Dropping cutoffs and extending the sum to every squarefree product of primes in \mathcal S gives, separately for either sign,
For p\in\mathcal Z dividing x, its factor is 2-\theta/p\le2; otherwise it is at most e^{\theta/p}. The same bound applies to incoming edges at their terminal vertex, since the residues of both endpoints agree at every prime in their divisor label.
All parameters are now fixed. Periodic averages over the integers equal the corresponding residue averages as X\to\infty. By Remark 13.3 and (10.7), the total absolute edge weight incident to Y^c, divided by X, has limsup at most
The fixed extension of the interval to X+\tau hH does not affect this limsup. The last expression is smaller than every fixed negative power of B.
Let E be the union of exceptional blocks. It has period D_0Q_B and density \delta. Cauchy–Schwarz over that full period gives
There is no independence assertion between the exceptional-block event and the prime residues. By (17.4), the within-block terms in E cost at most
after normalization by X and passage to the limsup.
A forward edge crossing a block boundary begins in the last \lceil\tau hH\rceil positions of its block. Position modulo D_0 and residue modulo Q_B are independent over a full period D_0Q_B. Consequently the crossing cost is at most
In the first two estimates we may also compare with this target, since L_0\ge1. Thus all three discarded contributions are negligible.
17.3 The bilinear estimate
Use the standard complex inner product, conjugate-linear in its first argument, and define
Then \langle u|_{I_k},M_kv|_{I_k}\rangle is exactly the desired unnormalized sum over edges in I_k with endpoints in Y. On nonexceptional blocks, Cauchy–Schwarz in the block index yields
The source cutoff in u also handles the last partially used block. Adding back the three negligible edge classes proves Remark 10.1. This closes the deferred graph input in Section 11, and hence completes the proof of Remark 1.2.
Part III Progressions and affine forms
18 Local factors and affine correlations
We now deduce correlations on arbitrary fixed progressions and affine forms from Remark 1.2. The main point is to handle the primes dividing a progression modulus or a dilation without assuming complete multiplicativity. A finite expansion at these primes will suffice.
18.1 Stability and finite local expansions
We first extend Remark 12.1 to character twists and complex conjugation.
Lemma 18.1 (Character twists and conjugation). Let f,G\colon\N\to\mathbb D be multiplicative, let \psi be a fixed Dirichlet character, and let S be a finite set of primes. If G(p)=f(p)\psi(p) for every p\notin S, then for every Dirichlet character \chi, every real t, and every X\ge2,
Thus uniform nonpretentiousness of f implies that of G. Complex conjugation also preserves uniform nonpretentiousness.
Proof. The product \chi\overline\psi is a Dirichlet character modulo the least common multiple of the two moduli. At every prime outside S,
This identity holds also at primes where a character vanishes. Each prime in S contributes at most 2/p to the difference of squared distances, proving (18.1). Take the infimum over exactly |t|\le X on both sides of the resulting lower bound. For each fixed \chi, the character \chi\overline\psi is fixed, and the bounded error cannot prevent divergence to infinity. For conjugation the exact identity is
The interval |t|\le X is unchanged by t\mapsto-t.
A multiplicative function is either identically zero or has value one at 1: apply multiplicativity to (1,n). Zero factors give zero correlations, so in the following local construction we may work with normalized functions. Write v_p(m) for the exponent of p in m.
Lemma 18.2 (A finite expansion for dilation). Let a\ge1 be an integer and let f\colon\N\to\mathbb D be multiplicative with f(1)=1. Define
Then F_{a,f} is a signed sum of 2^{\omega(a)} normalized, 1-bounded multiplicative functions, each agreeing with f at every prime power whose prime does not divide a. If f is uniformly nonpretentious, every function in this sum is uniformly nonpretentious.
Proof. Let P(a) be the set of prime divisors of a. For p\in P(a) set \alpha_p=v_p(a) and define
Factorization into pairwise coprime prime powers gives the exact identity
No identity between f(p^k) and f(p)^k is used.
The obstruction to multiplicativity in this product is that A_p(0)=0. Resolve it by setting
Then A_p=B_p-C_p at every nonnegative exponent. For E\subseteq P(a) put
All local factors have modulus at most one and value one at exponent zero. If u and v are coprime, at most one of v_p(u),v_p(v) is positive at each prime; hence f_{a,E}(uv)=f_{a,E}(u)f_{a,E}(v). Expanding the finite product in (18.4) yields
Each summand agrees with f at prime powers outside P(a), so Remark 12.1 proves the last assertion.
For a=1 the expansion has just one term, namely f. For a>1 and m=1, its signed sum is \sum_{E\subseteq P(a)}(-1)^{|E|}=0, as required. Thus the expansion also handles the value at 1, despite normalizing every summand there.
Lemma 18.3 (Every residue class). Let l\ge1 and 0\le b<l be integers, and set
For every positive integer m,
Each F_{d,\chi} is a signed sum of 2^{\omega(d)} normalized, 1-bounded multiplicative functions agreeing with \chi at all prime powers outside d. For q=1, the character in the formula is the constant function one, including at the residue c=0, and \varphi(1)=1.
Proof. If d\nmid m, both sides vanish. If d\mid m, the congruence on the left is equivalent to m/d\equiv c\pmod q. When q>1, the residue c is a unit modulo q, so character orthogonality on (\Z/q\Z)^\times gives
For a nonunit m/d every character on the right vanishes. The case q=1 is the trivial identity with the stated convention. The finite expansion now follows from Remark 18.2.
In particular, if p\mid d and \alpha=v_p(d), the local sequence in this application is
If p also divides q, then \chi(p)=0 and this sequence is one at k=\alpha and zero elsewhere. No character value is divided out. When b=0 we have d=l and q=1, so the same formula expands \1_{l\mid m}; it includes l=1 and m=1.
18.2 Progressions and the affine deduction
The two expansions just proved reduce the desired averages to finitely many applications of Remark 1.2. We first incorporate a progression restriction, placing its weight at the argument of a nonpretentious factor.
Proposition 18.4 (Correlations on fixed progressions). Let f_1,f_2\colon\N\to\mathbb D be multiplicative, with at least one uniformly nonpretentious. For fixed distinct nonnegative integers h_1,h_2, an integer l\ge1, and any integer b,
The limit holds through all real X, including nonunit residue classes.
Proof. We may assume both functions are nonzero. Choose j\in\{1,2\} for which f_j is uniformly nonpretentious. Since
Remark 18.3, using the least nonnegative representative of b+h_j modulo l, expands the indicator as a function of m=n+h_j into finitely many bounded multiplicative functions, each agreeing with a fixed Dirichlet character outside a fixed finite prime set. Their products with f_j are uniformly nonpretentious by Remark 18.1. Apply Remark 1.2 to each product at shift h_j and the unchanged other factor at its distinct shift, and sum the finitely many conclusions. This proves (18.8) at integer X. For real X, replacing the normalization X by \lfloor X\rfloor changes the average by at most 1/X, proving the assertion.
Proof of Remark 1.3. Zero factors again give an immediate conclusion. Otherwise set
For \Delta>0 put U=F_{a_2,f_1} and V=F_{a_1,f_2}; for \Delta<0 put U=F_{a_1,f_2} and V=F_{a_2,f_1}. In either case,
Indeed, when \Delta>0 the two arguments on the left are a_2(a_1n+b_1) and a_1(a_2n+b_2); when \Delta<0 their order is reversed.
Expand U and V by Remark 18.2. Each pair of multiplicative components has a uniformly nonpretentious factor, inherited from the corresponding original function. Applying Remark 18.4 termwise with shifts 0,h gives
Put T(m)=U(m)V(m+h)\1_{m\equiv c_0\pmod l} and X=lN+c_0. The integers in this class satisfying c_0<m\le X are precisely ln+c_0, 1\le n\le N. Therefore
The first term tends to zero because X/N\to l and (18.11) holds. The second has modulus at most c_0/N and is empty when c_0=0. This proves the corollary, including zero intercepts and coefficients with common factors.
18.3 Liouville and Möbius correlations
To apply the preceding conclusions to the Liouville function, we verify the nonpretentiousness hypothesis over its full growing height interval. The required uniform estimate is supplied by Matomäki, Radziwiłł, and Tao’s version of an argument of Granville and Soundararajan [MRT15, Appendix C].
Lemma 18.5 (Uniform nonpretentiousness of Liouville). For every fixed Dirichlet character \chi,
In particular, \lambda is uniformly nonpretentious.
Proof. For a real 1-bounded multiplicative function f, [MRT15, Lemma C.1] gives
When \chi^2 is nonprincipal the same bound holds throughout |t|\le X. Thus taking f=\lambda proves the assertion for nonreal \chi and handles 1\le|t|\le X for all \chi. For real \chi, the other part of the cited lemma gives
It remains to estimate the distance at t=0 for these real characters.
If \chi is nonprincipal, the prime number theorem in arithmetic progressions for its fixed modulus yields, for some c_\chi>0,
Partial summation gives
since the integral converges absolutely as X\to\infty. As \lambda(p)=-1, Mertens’ estimate now gives
If instead \chi is principal modulo q, then
In both cases (18.15) is at least \frac13\sqrt{\log\log X}-O_\chi(1). Combining this with (18.14) proves (18.13) on the entire interval |t|\le X.
Thus \lambda satisfies the exact hypothesis of the qualitative theorem. Applying Remarks 18.4 and 1.3 with f_1=f_2=\lambda independently recovers ordinary cancellation in every fixed residue class and along every fixed nonproportional affine pair. Remarks 2.1 and 1.1 establish these conclusions with an absolute power-of-logarithm saving.
The qualitative theorem also applies to the Möbius function, defined by
This function is multiplicative and has \mu(p)=\lambda(p)=-1 at every prime. Since the distance uses only prime values,
for every Dirichlet character \chi, real t, and X\ge2. The preceding lemma therefore proves uniform nonpretentiousness of \mu with the same growing twist range. The conclusions of Remarks 18.4 and 1.3 hold for any choice f_1,f_2\in\{\lambda,\mu\}. This proves ordinary cancellation for two-point Möbius and mixed Möbius–Liouville correlations in every fixed residue class and along every fixed nonproportional affine pair. For products containing a Möbius factor, this deduction gives convergence without a quantitative rate.
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