Plectis Atlas
Search

↑ and ↓ move, Enter opens, Esc closes.

Reading view

Open Homomorphisms of Global Solvably Closed Galois Groups

OpenAI, 5 October 2026

PDFTeX source

Part of family 031: Uchida’s conjecture for open homomorphisms of Galois groups. Read it with its family

This page is converted from the paper’s TeX source. Atlas reconstructs statement numbers from the paper’s typesetting source (TeX). Use the original PDF if they differ. One figure is shown as a placeholder; see the PDF for it.

Abstract

We prove Uchida’s conjecture on open homomorphisms of Galois groups. Every continuous open homomorphism between Galois groups of solvably closed Galois extensions of number fields is induced by a unique equivariant field embedding in the opposite direction. No restriction on the kernel or additional compatibility hypothesis is required.

1 Introduction

An algebraic extension of a number field is solvably closed if it has no nontrivial abelian algebraic extension. Algebraic closures and maximal prosolvable extensions are examples. The isomorphism theorems of Neukirch and Uchida show that Galois groups of such fields retain remarkably precise arithmetic information. The corresponding question for open homomorphisms asks whether this reconstruction also recovers field embeddings.

Let E_i/F_i be Galois extensions of number fields, with each E_i solvably closed, and write G_i=\Gal(E_i/F_i). A field embedding j:E_2\hookrightarrow E_1 induces a homomorphism \alpha:G_1\to G_2 if

g\circ j=j\circ\alpha(g)\qquad(g\in G_1).

In particular, such an embedding sends F_2 into F_1. Uchida conjectured that every continuous homomorphism with open image arises in this way [15, p. 595]. We prove the conjecture in its full form.

Theorem 1.1. Let F_1,F_2 be number fields, and let E_i/F_i be possibly infinite solvably closed Galois extensions. Every continuous open homomorphism

\alpha:\Gal(E_1/F_1)\longrightarrow\Gal(E_2/F_2)

is induced by a unique field embedding j:E_2\hookrightarrow E_1.

The kernel is unrestricted. The proof establishes the necessary arithmetic compatibility from openness itself.

1.1 Historical context

The reconstruction of number fields from their Galois groups begins with Neukirch’s work on normal number fields and decomposition groups [8, 9]. The passage to arbitrary number fields and prescribed group isomorphisms involved Uchida, Iwasawa, and Ikeda; their contributions are recorded in the contemporary accounts [13, 10]. Uchida subsequently established the isomorphism theorem for arbitrary solvably closed Galois extensions of number fields [14].

In the paper formulating the homomorphism conjecture, Uchida proved it when the source number field is \Q, proved uniqueness in general, and established existence under a suitable local condition on decomposition groups [15, Theorem 1, Proposition 2, and Theorem 2]. His local analysis also associates primes to one another whenever a chosen pro-\ell inertia group survives under the homomorphism, for an odd auxiliary prime \ell. For each fixed auxiliary prime \ell, this partial correspondence reaches all but finitely many target primes [15, Proposition 1].

A later reduction of Hoshi identifies an exact arithmetic condition for existence: an open homomorphism is induced by a field embedding if and only if it preserves the full cyclotomic character [3, Theorem 3.4]. Hoshi’s subsequent work reformulates the unrestricted conjecture in terms of radicals and normality of the field fixed by a kernel [4, Theorem B]. Related work on finite solvable quotients includes the isomorphism theorem of Saïdi and Tamagawa [12] and the cyclotomic-compatible homomorphism theorem of Mao and Saïdi [6]. Our proof uses the cyclotomic criterion at its endpoint. The main task is to derive that criterion from the partial local correspondences, even though their domains and exceptional sets initially depend on \ell.

1.2 The main ideas

Two arguments used below are useful beyond the final reduction. First, an additive \ell-adic character of the absolute Galois group of a number field is determined by its values on any infinite set of primes of absolute residue degree one. More precisely, a character vanishing at all those primes is zero. The logarithmic-rank input is a special case of the \ell-adic Waldschmidt–Masser theorem [16, 7, 2]. We give a complete proof using Laurent’s interpolation-determinant method [5] and a translate-and-degree zero estimate on a torus. Its variants for Frobenius averages and corestriction permit us to treat primes of arbitrary residue degree as well. These statements concern the actual unit-logarithm image and require no hypothesis on its rank.

Second, we refine the Kummer argument in Uchida’s proof of cofinite target coverage [15, Proposition 1]. After logarithmic cyclotomic compatibility has been established, the number of target primes missed by the partial correspondence can be bounded independently of \ell. A missed prime supplies a Kummer class. On killing a finite cyclotomic twist, these classes lie in one character component of an S-unit representation. The full extension degree may grow with \ell, but the multiplicity of that character is bounded by the number of orbits of S, hence by the degree of the fixed source field. This uniformity allows us to choose \ell by simultaneous Kummer conditions and force enough corresponding primes to have the same rational residue characteristic.

Here is the route from these ingredients to Theorem 1.1. Put P=\Gal(\Q^s/\Q), where \Q^s is the maximal prosolvable extension of \Q. For a number field F, let G_F denote its absolute Galois group. It suffices to identify every continuous open homomorphism G_F\to P with ordinary restriction up to conjugation. Indeed, every solvably closed field contains \Q^s, and this identification will give the full cyclotomic compatibility required by Hoshi’s theorem.

We first restrict to a normal open subgroup of G_{\Q} and extend the map to the normalizer of its kernel. Write this extension as \beta:G_k\to P. Following the regular-module constructions used by Uchida [14], we enlarge finite quotients of P by elementary abelian kernels consisting of many copies of a regular representation. Each quotient R=\Gal(L/\Q) acts on the additive character space of G_L. Suitable characters distinguish a cyclic subgroup generated by a target Frobenius element from each of its proper subgroups. Comparing Frobenius averages proves that \beta is surjective and preserves logarithmic cyclotomic characters for an infinite congruence class of auxiliary primes.

Next, pass to the preimage of P_{\Q(i)}=\Gal(\Q^s/\Q(i)). A sign character shows that, for almost every split target prime, only finitely many source primes can correspond to it as \ell varies. The uniform Kummer bound then forces a correspondence in the same residue characteristic for almost every such target prime. Finally, use rational primes split completely in suitable finite extensions. Their additive Frobenius evaluations identify the two character pullbacks, one from \beta and one from ordinary restriction. A faithful representation in the character space identifies the group maps modulo every finite quotient; compactness supplies a single conjugation.

Section 2 states the anabelian inputs and proves the local norm identity. Section 3 develops the character tests. Section 4 obtains surjectivity and logarithmic cyclotomic compatibility. Section 5 proves the uniform bound and matches residue characteristics. Section 6 identifies the map to P and proves Theorem 1.1.

2 Galois groups and partial local correspondences

We collect the anabelian inputs and the local calculation that will connect Frobenius elements with cyclotomic characters. The substantial inputs from Uchida and Hoshi are stated explicitly; the remaining arguments use standard global and local class field theory, Kummer theory, and Chebotarev’s theorem.

2.1 Conventions and solvably closed fields

Fix an algebraic closure \overline{\Q} of \Q. For a number field M\subset\overline{\Q} put G_M=\Gal(\overline{\Q}/M), and put

\mathcal G=G_{\Q},\qquad P=\Gal(\Q^s/\Q),

where \Q^s\subset\overline{\Q} is the maximal prosolvable extension of \Q. For a number field M\subset\Q^s write P_M=\Gal(\Q^s/M). All homomorphisms between profinite groups and all characters in this paper are continuous. An open homomorphism is a homomorphism with open image: a continuous surjection between profinite groups is a quotient map and is open.

We use finite primes unless infinity is explicitly mentioned. For a finite prime v, its absolute norm is Nv, and its absolute residue degree is [\kappa(v):\F_p], where p is its rational residue characteristic. Frobenius is arithmetic. A chosen prolongation of v determines a decomposition group D_v and inertia group I_v; a different prolongation conjugates both. Expressions involving several such groups always use specified compatible prolongations.

Lemma 2.1. Every solvably closed algebraic extension E of \Q contains \Q^s. The field \Q^s is solvably closed. For every number field M\subset\Q^s, the extension \Q^s/M is the maximal prosolvable extension of M.

Proof. Since E(\mu_n)/E is abelian, E contains every root of unity. Adjoining an nth root of an element of E then gives a cyclic extension, so E is closed under radicals. Finite solvable Galois extensions can be built by towers of radical extensions after adjoining roots of unity; hence \Q^s\subset E.

The same tower argument shows that \Q^s contains all roots of unity and is closed under radicals. Any nontrivial finite abelian extension would have a cyclic subextension of prime degree, which Kummer theory excludes. Any nontrivial abelian algebraic extension would have a nontrivial finite abelian subextension. Thus \Q^s is solvably closed.

Finally, a finite solvable Galois extension of M lies in a finite solvable Galois extension of \Q: first take a solvable normal closure of M/\Q inside \Q^s, and then the compositum of the finitely many conjugate extensions. The group of this compositum over that normal closure embeds in a product of solvable groups. This proves the last assertion.

In particular, every additive \ell-adic character of G_M factors through P_M when M\subset\Q^s. For any solvably closed Galois extension E/F, the action on roots of unity defines its cyclotomic character

\chi_{E/F}:\Gal(E/F)\longrightarrow\widehat{\Z}^{\times}.

We use \chi_{M,\ell} for the usual \ell-adic character of G_M, and \chi_\ell for that of P. The \ell-adic logarithm is normalized to vanish on the finite torsion subgroup of \Z_\ell^\times.

2.2 The anabelian inputs

The first input permits a homomorphism to be extended from an open subgroup to the normalizer of its kernel.

Theorem 2.2 (Uchida). Let E_i/F_i be solvably closed Galois extensions of number fields. Every isomorphism \theta:\Gal(E_1/F_1)\xrightarrow{\sim}\Gal(E_2/F_2) is induced by a unique field isomorphism j:E_2\xrightarrow{\sim}E_1, with g j=j\theta(g) for all g.

This is [14, Theorem]. One consequence we shall use twice is the following.

Lemma 2.3. The centralizer in P of any open subgroup of P is trivial.

Proof. An open subgroup is P_M for a number field M\subset\Q^s. An element centralizing P_M is a field automorphism of \Q^s implementing the identity automorphism of P_M. The identity field map also implements it, so uniqueness in Theorem 2.2 gives the assertion.

Here is the local input, in the precise setting in which we need it. For a homomorphism \varphi:G_M\to P_N, an odd prime \ell, and a prime v\nmid\ell of M, say that v is active at \ell if \varphi is nontrivial on a pro-\ell Sylow subgroup of I_v. The condition is independent of the chosen Sylow subgroup and prolongation, since such choices are conjugate.

Theorem 2.4 (Uchida’s partial local correspondence). Let M be a number field, let N\subset\Q^s be a number field, and let \varphi:G_M\to P_N be open. Fix an odd prime \ell. Every prime v\nmid\ell active at \ell determines a unique prime w\nmid\ell of N for which, with suitable prolongations,

\varphi(D_v)\subset D_w.

Moreover, \varphi is injective on a pro-\ell Sylow subgroup of I_v, and sends this subgroup into I_w. All but finitely many primes of N arise from such active primes of M.

This is the odd-prime case of the trichotomy in [15, §1, pp. 595–596], together with its Proposition 1. In that trichotomy, nontrivial pro-\ell inertia is case (ii); case (i) kills that inertia, and the torsion case (iii) requires \ell=2. The open-image hypothesis, rather than surjectivity onto P_N, suffices. We will apply the theorem after restricting to smaller open subgroups as well. The cofinite target coverage in this theorem is for a fixed \ell; its exceptional set is not asserted to be uniform in \ell.

The uniqueness assertion concerns primes of the finite target field N. When restricting a map to smaller open subgroups, we will intersect a containing target decomposition group with P_{N'} for a finite extension N'/N inside \Q^s, and then use uniqueness at the N'-level. Proposition 4.3 carries out this comparison with explicit source and target fields; no uniqueness of infinite prolongations is required.

The final input converts cyclotomic compatibility into the required field embedding.

Theorem 2.5 (Hoshi). Let E_i/F_i be solvably closed Galois extensions of number fields, and let \alpha:\Gal(E_1/F_1)\to\Gal(E_2/F_2) be open. There exists an equivariant field embedding E_2\hookrightarrow E_1 if and only if

\chi_{E_2/F_2}\circ\alpha=\chi_{E_1/F_1} \quad\text{in }\widehat{\Z}^{\times}.

We use [3, Theorem 3.4]. Uniqueness of the embedding, when it exists, is [15, Proposition 2].

2.3 Tame inertia and norms

Decomposition groups in P_M are the full absolute Galois groups of the corresponding local fields. Here is a justification for using the usual local ramification structure. Fix a prime of \overline{\Q} above a prime of M, and form inside a local algebraic closure the union of the completions of finite fields between M and \Q^s. This union contains all roots of unity and is closed under radicals: for a fixed exponent, a nonzero local element can be approximated by a global element in the field defining that completion, and their ratio can be made a power. Thus the union has no cyclic extension. Every finite Galois group over a nonarchimedean local field is solvable, by its wild inertia, tame inertia, and unramified filtration. Every closed subgroup of its prosolvable absolute Galois group is prosolvable as well; a nontrivial such group has a nontrivial finite cyclic quotient after passing through a finite solvable quotient. The union is therefore the full local algebraic closure. The usual decomposition-group identification proves the claim.

For an active pair (v,w) from Theorem 2.4, and g\in D_v, let b(g)\in\widehat{\Z} be its source residue exponent and let a(g)\in\widehat{\Z} be the target residue exponent of \varphi(g). These are measured using Nv- and Nw-Frobenius, respectively. The target residue exponent is defined on D_v by composition; we do not assume that the map sends all source inertia into target inertia.

Lemma 2.6. For an active pair (v,w) at an odd prime \ell,

(Nv)^{b(g)}=(Nw)^{a(g)}\quad\text{in }\Z_\ell^\times \qquad(g\in D_v). \tag{2.1}

Powers by profinite integers are interpreted by continuous powering in the compact group \Z_\ell^\times.

Proof. Let p\ne\ell be the residue characteristic of v, and choose a topological generator \tau of a pro-\ell Sylow subgroup of I_v. Its image in source tame inertia generates the pro-\ell factor. The tame conjugation relation shows that

e=g\tau g^{-1}\tau^{-(Nv)^{b(g)}}

belongs to source wild inertia, a pro-p group. In the target tame quotient, the image of e also lies in the pro-\ell factor of tame inertia: both \varphi(\tau) and its conjugate do. Its image is therefore trivial, because it belongs to a pro-p subgroup and to a pro-\ell group. The nontrivial image of \varphi(\tau) in the torsion-free target pro-\ell tame factor then gives (2.1) by the target tame conjugation relation. The target residue characteristic is different from \ell by Theorem 2.4.

3 Additive characters and Frobenius detection

We will compare homomorphisms of Galois groups by evaluating additive \ell-adic characters at Frobenius elements. The main fact needed for this comparison is that infinitely many primes of absolute residue degree one detect a character. We first prove the logarithm-rank statement behind this fact, then establish the versions involving averaging and corestriction. The section ends with a representation contained in the character space that will supply enough characters for the comparison.

3.1 A logarithm-rank lemma

For a finite extension K/\Q_\ell, normalize its absolute value by |\ell|_\ell=\ell^{-1}. The \ell-adic logarithm on \mathcal O_K^\times is the continuous homomorphism that agrees with the usual power series near 1; its kernel is the finite group of roots of unity in K. Logarithms of points in a torus are taken coordinatewise.

For a number field M, class field theory expresses an additive character of G_M as a linear form on M\otimes_\Q\Q_\ell. A zero Frobenius value at a prime v\nmid\ell forces this form to annihilate \log b, where (b)=v^h for some h>0. For primes of residue degree one chosen over distinct rational primes unramified in a Galois closure, the conjugate generators have disjoint ideal supports; the following lemma turns their multiplicative independence into full logarithmic rank.

This special rank estimate admits an interpolation-determinant proof. It is a special case of the \ell-adic Waldschmidt–Masser rank theorem [16, 7]. We retain a proof using the translate estimates of that theory and Laurent’s interpolation determinants [5]; see also [2, Theorems 5.1 and 5.8].

Lemma 3.1 (Logarithm rank). Let n,m\geq1, let E be a number field embedded in a finite extension K/\Q_\ell, and let

u_i=(u_{i1},\ldots,u_{in})\in(E^\times)^n, \qquad 1\leq i\leq m,

have algebraic-integer coordinates that are units in K. Suppose that for every a=(a_1,\ldots,a_m)\in\Z^m\setminus\{0\}, the coordinates of u^a:=\prod_{i=1}^m u_i^{a_i} are multiplicatively independent modulo roots of unity. If m>n(n-1), then

\operatorname{span}_K\{\log u_1,\ldots,\log u_m\}=K^n.

Proof. The multiplicative hypothesis implies that the cyclic subgroup generated by every u^a with a\ne0 is Zariski dense in \mathbb G_m^n. Indeed, distinct Laurent monomials have distinct values at u^a. If a Laurent polynomial vanished at all nonnegative powers of u^a, a Vandermonde matrix applied to its finitely many monomials would force all its coefficients to vanish.

Suppose that the logarithms span a subspace of dimension r<n. The case r=0 contradicts the multiplicative hypothesis because the kernel of the logarithm on local units consists of roots of unity. Thus 1\leq r<n, and in particular n\geq2. We will obtain an algebraic determinant whose small \ell-adic absolute value is incompatible with its archimedean size.

First make all choices needed for the analytic estimate. Replacing all u_i by the same positive integer power preserves the hypotheses and the logarithmic rank. Such a power puts their coordinates in a neighborhood where exponential and logarithm are inverse. The \mathcal O_K-module generated by their logarithms is free of rank r; choose a basis b_1,\ldots,b_r\in K^n. After a further common \ell-power, these basis vectors have sufficiently small coordinates that

\rho:=\max_{j,t}|b_{t,j}|_\ell \quad\hbox{satisfies}\quad \eta:=\rho\ell^{1/(\ell-1)}<1.

Here the basis is multiplied by the same power as the logarithms. Consequently there are z_i\in\mathcal O_K^r such that

\log u_i=\sum_{t=1}^r z_{i,t}b_t.

From now on these powered points, the number field E, the local field K, the basis, and \eta are fixed. In particular, none depends on the degree parameter introduced below.

For an integer vector \alpha=(\alpha_1,\ldots,\alpha_n), the monomial X^\alpha on these points is represented by

f_\alpha(z)= \exp\!\left(\sum_{j=1}^n\alpha_j \sum_{t=1}^r b_{t,j}z_t\right).

It is analytic on a polydisc of radius greater than 1. If f_\alpha(z)=\sum_{\nu\in\Z_{\geq0}^r}c_{\alpha,\nu}z^\nu, the exponential series and |k!|_\ell^{-1}\leq\ell^{k/(\ell-1)} give the uniform bound

|c_{\alpha,\nu}|_\ell\leq\eta^{|\nu|}, \qquad |\nu|=\nu_1+\cdots+\nu_r. \tag{3.1}

The bound is independent of \alpha, since every integer has \ell-adic absolute value at most 1. Moreover, for every a\in\Z_{\geq0}^m, the point z(a):=\sum_i a_i z_i lies in \mathcal O_K^r, and f_\alpha(z(a))=(u^a)^\alpha.

We next show that sufficiently many of these evaluations have full algebraic rank. For an integer D\geq1, put A=(D+1)^n and choose an integer S\geq1 such that

(S+1)^m>(nD)^n, \qquad S=O(D^{n/m}). \tag{3.2}

Consider the matrix with rows indexed by \alpha\in\{0,\ldots,D\}^n, columns indexed by a\in\{0,\ldots,nS\}^m, and entries (u^a)^\alpha. We claim that its rank is A.

Otherwise a nonzero polynomial P of degree at most D in each variable would vanish at every point u^a in this grid. Over an algebraic closure of E, define closed subsets of the torus by

Z_j=\{x\in\mathbb G_m^n: P(u^a x)=0\ \hbox{for all }a\in\{0,\ldots,jS\}^m\}, \qquad 0\leq j\leq n.

These sets are nested and nonempty, since 1\in Z_n, whereas \dim Z_0\leq n-1. Hence some adjacent pair Z_j,Z_{j+1} has the same dimension d. Let V be a d-dimensional irreducible component of Z_{j+1}. For every b\in\{0,\ldots,S\}^m, the translate u^bV is contained in Z_j and has dimension d, so it is an irreducible component of Z_j. All these translates are distinct: an equality u^bV=u^{b'}V for b\ne b' would make V stable under every power of u^{b-b'}. The density proved above would then force V=\mathbb G_m^n, contrary to V\subseteq Z_0.

For completeness, a common zero set of polynomials of total degree at most \delta\geq1 in \mathbb A^n has at most \delta^n irreducible components. One can obtain this form of the affine Bézout bound by assigning a component Y the weight \delta^{\dim Y}\deg Y. Start with \mathbb A^n, of weight \delta^n, and impose the equations successively. A component contained in the next hypersurface retains its weight; a component not contained in it is cut into components of dimension one less, whose total degree is at most \delta\deg Y by Bézout. Thus the total weight does not increase, and removing redundant components can only decrease it. The same component bound holds after restriction to the torus. Applying it to Z_j, whose equations have total degree at most nD, contradicts (3.2). This proves the rank claim.

Choose a nonzero A\times A minor \Delta_D of the evaluation matrix. It is an algebraic integer in the fixed field E. Expand its rows using the convergent power series for f_\alpha. A nonzero term must involve A distinct monomials in the r variables z_1,\ldots,z_r, since repeated monomials give repeated rows in the corresponding evaluation determinant. The sum of the degrees of any A distinct such monomials is at least c_rA^{1+1/r} for all sufficiently large A: the number of monomials of degree at most t is \binom{t+r}{r}=O_r(t^r), so at least half of the A monomials have degree bounded below by a positive multiple of A^{1/r}. Their evaluations have absolute value at most 1. The nonarchimedean triangle inequality and (3.1), first for truncated series and then by convergence, therefore give a constant c>0 such that

\log|\Delta_D|_\ell\leq-cA^{1+1/r}. \tag{3.3}

At every archimedean embedding \tau:E\hookrightarrow\C, an entry of this minor has absolute value at most \exp(CDS), with C independent of D. Expanding the determinant thus gives

\log|\tau(\Delta_D)|\leq C'ADS+A\log A. \tag{3.4}

Let \lambda be the place of E induced by E\hookrightarrow K. Use absolute values at finite places extending the usual ones on \Q, and sum over all embeddings E\hookrightarrow\C, so that each complex place occurs twice. Writing p_v for the rational prime below a finite place v, the product formula reads

0=\sum_{\tau:E\hookrightarrow\C}\log|\tau(\Delta_D)| +\sum_{v\text{ finite}}[E_v:\Q_{p_v}] \log|\Delta_D|_v.

Every term in the second sum is nonpositive because \Delta_D is an algebraic integer. Retaining its \lambda-term and using (3.3)–(3.4) would imply

c[E_\lambda:\Q_\ell]A^{1+1/r} \leq [E:\Q](C'ADS+A\log A).

This is impossible as D\to\infty: the left side has order D^{n+n/r}, whereas the right side is O(D^{n+1+n/m}+D^n\log D), and

\frac nr\geq\frac n{n-1}>1+\frac nm

by m>n(n-1). This contradiction proves the lemma.

3.2 Detection, averaging, and corestriction

For a number field M\subset\overline{\Q}, write

\X{\ell}{M}:=\Hom_{\mathrm{cont}}(G_M,\Q_\ell), \qquad G_M=\Gal(\overline{\Q}/M),

where \Q_\ell is an additive group with trivial Galois action. Local class field theory shows that these characters are unramified at every finite prime v\nmid\ell: the local unit group has a pro-p subgroup of finite index for p\ne\ell, and has no nonzero continuous homomorphism to \Q_\ell. Thus x(\Fr_v) is defined for x\in\X{\ell}{M} and v\nmid\ell.

If M/\Q is Galois, R=\Gal(M/\Q) acts by (g x)(h)=x(\widetilde g^{-1}h\widetilde g), where \widetilde g\in G_\Q lifts g. The definition is independent of the lift. For a subgroup J\subseteq R, write

E_J=\frac1{|J|}\sum_{g\in J}g

for the projector onto the J-invariants. We use \res_{L/M} and \cor_{L/M} for restriction and corestriction on additive characters for a finite extension L/M.

Proposition 3.2 (Frobenius detection). Let M be a number field, let \ell be a rational prime, and let x\in\X{\ell}{M}.

  1. (i)

    If x(\Fr_v)=0 at infinitely many primes v\nmid\ell of absolute residue degree one, then x=0.

  2. (ii)

    Suppose that M/\Q is Galois, and fix \delta\in\Gal(M/\Q). If x(\Fr_v)=0 at infinitely many primes v\nmid\ell lying over rational primes unramified in M whose Frobenius element at v in \Gal(M/\Q) is \delta, then E_{\langle\delta\rangle}x=0.

  3. (iii)

    If \cor_{M/\Q}x\ne0, then x(\Fr_v)=0 at only finitely many primes v\nmid\ell, with no restriction on their residue degrees.

Proof. We first recall the class-field-theoretic description of the character space. Let V_M=M\otimes_\Q\Q_\ell, and let U_M\subseteq V_M be the \Q_\ell-linear span of the logarithms of the global units, with logarithms taken at all places above \ell. Then

\X{\ell}{M}\simeq \{\lambda\in\Hom_{\Q_\ell}(V_M,\Q_\ell): \lambda(U_M)=0\}. \tag{3.5}

Indeed, pass to the inverse limit of the ray class sequences with moduli supported above \ell. Local logarithms identify the rationalized local unit groups with V_M; the global units impose exactly the subspace U_M. The ordinary class group and the factors at real places are finite, so contribute no additive \Q_\ell-characters. This description uses the actual logarithmic image of the units and makes no assertion about its dimension.

For v\nmid\ell, choose h_v>0 and b_v\in\mathcal O_M with (b_v)=v^{h_v}. Such a choice is possible because the ideal class group is finite. Principal reciprocity, with arithmetic Frobenius, gives for the linear form corresponding to x the identity

\lambda(\log b_v)=-h_vx(\Fr_v). \tag{3.6}

Here b_v is a unit at every place above \ell; all other local unit contributions are killed by x.

For (i), set n=[M:\Q] and choose m>n(n-1) of the zero primes, over distinct rational primes unramified in a Galois closure E of M. Let b_i be the elements just chosen for these primes, and let

u_i=(\sigma(b_i))_{\sigma:M\hookrightarrow E}\in(E^\times)^n.

All coordinates are algebraic integers and are units at every place of E above \ell. We verify the multiplicative hypothesis of Lemma 3.1 by valuations.

Put G=\Gal(E/\Q) and H=\Gal(E/M). For a selected degree-one prime v_i and a prime \mathfrak p_i of E above it, the decomposition group D_i is contained in H. In fact, the rational prime is unramified in E, and the degree-one condition says that [D_i:D_i\cap H]=1. The support of v_i\mathcal O_E is indexed by H/D_i. Its translates corresponding to the embeddings M\hookrightarrow E, indexed by G/H, have supports indexed by the disjoint sets gH/D_i. Distinct indices i involve distinct rational primes. It follows that the mn numbers \sigma(b_i) have pairwise disjoint nonempty supports of their principal ideals. They are therefore multiplicatively independent modulo roots of unity. In particular, for any nonzero a\in\Z^m, the n coordinates of u^a are multiplicatively independent modulo roots of unity.

Embed E in a finite extension K/\Q_\ell. Under the splitting

(M\otimes_\Q\Q_\ell)\otimes_{\Q_\ell}K \simeq\prod_{\sigma:M\hookrightarrow E}K,

the vector \log b_i becomes \log u_i. Lemma 3.1 says that these vectors span the right side. Equations (3.5) and (3.6) therefore force \lambda=0, and hence x=0.

For (ii), put C=\langle\delta\rangle, F=M^C, and y=E_Cx. Since \delta fixes every indicated prime v, averaging preserves its Frobenius value, so y(\Fr_v)=0. The restriction–corestriction identity gives

\res_{M/F}\cor_{M/F}y=\sum_{g\in C}g y=|C|y.

Thus y is the restriction of z=|C|^{-1}\cor_{M/F}y\in\X{\ell}{F}. At an indicated prime, the decomposition group of M/\Q is exactly C. The prime u=v\cap F consequently has absolute residue degree one, and

0=y(\Fr_v)=[\kappa(v):\kappa(u)]z(\Fr_u).

Infinitely many distinct u occur because M/F is finite. Part (i) gives z=0, and therefore y=0.

For (iii), suppose that infinitely many zero primes exist. Let E/\Q be a finite Galois closure of M, put R=\Gal(E/\Q), and let y=\res_{E/M}x. Discarding finitely many primes, choose primes of E above these zero primes whose rational primes are unramified in E. Restriction multiplies a Frobenius value by the relative residue degree, so they are zero primes for y. An infinite subset has one fixed Frobenius element \delta\in R. By (ii), E_{\langle\delta\rangle}y=0, and hence E_Ry=0. It follows that

\res_{E/\Q}\cor_{E/\Q}y=|R|E_Ry=0.

Restriction on additive characters across a finite extension is injective: a character that vanishes on a subgroup of finite index has finite image in the torsion-free group \Q_\ell, and so is zero. On the other hand, transitivity and the corestriction–restriction identity give

\cor_{E/\Q}y =\cor_{M/\Q}\cor_{E/M}\res_{E/M}x =[E:M]\cor_{M/\Q}x\ne0,

a contradiction.

3.3 A signed representation in the character space

The class field description also controls the supply of characters when the number field varies. The regular representation gives upper bounds for dimensions of subgroup invariants, while the signed representation below gives lower bounds and ensures a faithful action on the character space.

Proposition 3.3. Let M/\Q be a finite, totally imaginary Galois extension, put R=\Gal(M/\Q), and let c\in R be a complex conjugation. For every rational prime \ell, there are R-equivariant embeddings

W_M:=\Ind_{\langle c\rangle}^{R}(\mathrm{sign}) \xhookrightarrow{\quad}\X{\ell}{M} \xhookrightarrow{\quad}\Q_\ell[R], \tag{3.7}

where \mathrm{sign}(c)=-1. In particular, the action of R on \X{\ell}{M} is faithful.

Proof. By the normal basis theorem, V_M=M\otimes_\Q\Q_\ell is the regular representation of R, as is its dual. The naturality of (3.5) gives the second embedding.

The equivariant Dirichlet unit theorem [1, Section 3] identifies the representation \mathcal O_M^\times\otimes_\Z\Q_\ell with the permutation representation on the archimedean places minus its trivial summand. Since these places are indexed by R/\langle c\rangle, writing U^{\mathrm{alg}}=\mathcal O_M^\times\otimes_\Z\Q_\ell gives

\Q_\ell\oplus U^{\mathrm{alg}} \simeq\Ind_{\langle c\rangle}^{R}\mathbf1.

The character identity follows first over the real numbers from the usual logarithmic unit embedding, and hence over \Q_\ell by semisimplicity in characteristic zero. In particular, U^{\mathrm{alg}} is self-dual. Its \ell-adic logarithmic image U_M is a quotient of U^{\mathrm{alg}}; no injectivity of the logarithm on this tensor product is needed.

The decomposition of the regular representation induced from the two characters of \langle c\rangle is

\Q_\ell[R] \simeq\Ind_{\langle c\rangle}^{R}\mathbf1\oplus W_M \simeq\Q_\ell\oplus U^{\mathrm{alg}}\oplus W_M.

Since U_M^\vee is a subrepresentation of (U^{\mathrm{alg}})^\vee\simeq U^{\mathrm{alg}}, semisimplicity and \X{\ell}{M}\simeq(V_M/U_M)^\vee show that \X{\ell}{M} contains \Q_\ell\oplus W_M. This proves the first embedding in (3.7).

Finally, realize W_M as the direct sum of the signed lines indexed by the left cosets of \langle c\rangle. An element acting trivially must fix the line of the identity coset, and therefore belongs to \langle c\rangle. The nonidentity element c acts by -1 on that line. Thus only the identity acts trivially on W_M, proving faithfulness.

4 Normalizer extension and Frobenius generation

Let F be a number field and let

\alpha_0:G_F\longrightarrow P

be a continuous open homomorphism. Our eventual aim is to identify this map with ordinary restriction, up to conjugation in P. We first enlarge an open part of its domain in a canonical way. For the enlarged map we will prove surjectivity and equality of cyclotomic logarithms at an infinite set of auxiliary primes. The main step is to show that images of local Frobenius elements generate prescribed cyclic subgroups in suitable finite quotients of P.

Choose an open normal subgroup U\trianglelefteq\mathcal G contained in G_F, and put

A=\alpha_0(U),\qquad N=\ker(\alpha_0|_U),\qquad T=N_{\mathcal G}(N).

The subgroup A is open in P. Since U\subset T, the normalizer T is open and closed in \mathcal G; write T=G_k.

Lemma 4.1 (Extension to the normalizer). There is a unique continuous open homomorphism

\beta:T\longrightarrow P

whose restriction to U is \alpha_0|_U.

Proof. Conjugation by t\in T induces a continuous automorphism of U/N=A. By Theorem 2.2, applied to \Q^s/(\Q^s)^A, this automorphism is conjugation by a unique element \beta(t) of P. Indeed, the implementing field automorphism of \Q^s fixes \Q. Uniqueness shows both that \beta is a homomorphism and that \beta(u)=\alpha_0(u) for u\in U. It also shows that any extension of \alpha_0|_U to T must equal \beta: its values must induce these same conjugations on A.

Continuity on the open subgroup U implies continuity on T. Moreover, \beta(T) contains A and is therefore open in P. A continuous homomorphism of profinite groups is open onto its image, so \beta is open.

We keep U,A,N,T,k, and \beta fixed for the rest of the argument. List the distinct conjugates of N other than N itself as

N_i=t_iNt_i^{-1}\quad(1\leq i\leq r),\qquad t_i\notin T, \qquad H_i=\beta(N_i).

There are finitely many because U normalizes N. Normality of U in \mathcal G implies that each N_i lies in U and is normal in U, so H_i is normal in A. Each H_i is nontrivial. Otherwise t_iNt_i^{-1}\subset N, and iterating this inclusion would give a descending chain returning to N: some power of t_i lies in U and hence normalizes N. All inclusions would be equalities, contrary to t_i\notin T. We allow r=0, with sums indexed by i then equal to zero.

4.1 A finite quotient with enough characters

The next lemma constructs characters that distinguish a proper subgroup of a cyclic group while avoiding the invariant spaces attached to the H_i. The latter condition will prevent cancellation by conjugates of N when we average a pulled-back character on the source. For a finite subgroup J acting on a characteristic-zero vector space, we use the averaging operator E_J=|J|^{-1}\sum_{g\in J}g.

Lemma 4.2 (Quotient amplification). Fix an odd prime \ell and a finite quotient R_0 of P. There is a finite Galois extension L/\Q in \Q^s, totally imaginary, such that the quotient R=\Gal(L/\Q) dominates R_0 and has the following property. For every \gamma\in R, with C=\langle\gamma\rangle, and every proper subgroup D<C, there is x\in\X{\ell}{L} satisfying

x\in\X{\ell}{L}^{D},\qquad E_Cx=0,\qquad x\notin\sum_{i=1}^r\X{\ell}{L}^{H_i}. \tag{4.1}

Here each H_i acts through its image in R.

Proof. Choose a quotient R_1=\Gal(L_1/\Q) dominating R_0 such that every H_i has nontrivial image in R_1, the kernel of P\to R_1 is contained in A, and L_1 contains \Q(i). These are finitely many compatible conditions on an open normal subgroup of P. Put n=|R_1|.

We will enlarge R_1 while keeping element orders bounded by 2n. At the same time, the images of the H_i and the conjugacy class of complex conjugation will grow. Growth of the H_i makes the sum of their invariant spaces small. Growth of the conjugacy class makes the signed representation supply enough D-invariant vectors killed by E_C to escape that sum.

We use the regular-module auxiliary extension construction appearing in Uchida’s proof [14, pp. 360–362], with quantitative bounds on its invariant spaces. More precisely, we construct a further quotient with kernel consisting of m copies of the regular \mathbb F_2[R_1]-module, where m will be chosen below. Choose m distinct rational primes that split completely in L_1. For each of them, select one prime of L_1 above it. Approximation gives elements a_1,\ldots,a_m\in L_1^\times such that a_j has valuation one at its selected prime and valuation zero at every other prime in these m sets. The mn elements

g(a_j),\qquad g\in R_1,\quad 1\leq j\leq m,

have independent square classes: their valuations at the selected sets of primes form a permutation of the identity matrix modulo two. Adjoin their square roots and call the resulting field L. Kummer theory gives

1\longrightarrow V\longrightarrow R=\Gal(L/\Q) \longrightarrow R_1\longrightarrow1, \qquad V\simeq\mathbb F_2[R_1]^m \tag{4.2}

as R_1-modules. The dual module supplied by Kummer theory is again the regular permutation module. The field L is Galois over \Q because all conjugates of the a_j were included; its group is solvable, so L\subset\Q^s. No splitting of (4.2) is required.

Every element of R has order at most 2n, since its nth power lies in the exponent-two group V. Write A_R and H_{i,R} for the images of A and H_i in R. The choice of R_1 gives V\subset A_R. Choose h_i\in H_{i,R} with nonidentity image g_i\in R_1, of order d_i>1. As H_{i,R} is normal in A_R,

(g_i-1)V=[h_i,V]\subset H_{i,R}.

On m regular modules the rank of g_i-1 is mn(1-1/d_i)\geq mn/2. Consequently

|H_{i,R}|\geq 2^{mn/2}. \tag{4.3}

If c\in R is a complex conjugation, its image in R_1 is a nontrivial involution because L_1 is totally imaginary. Conjugation by V alone therefore gives at least 2^{mn/2} distinct conjugates of c; thus

|c^R|\geq 2^{mn/2}. \tag{4.4}

Set \eta=2^{-mn/2} and write X=\X{\ell}{L}. By Proposition 3.3, X embeds in the regular \Q_\ell[R]-representation and contains

W=\Ind_{\langle c\rangle}^{R}(\operatorname{sign}).

The regular-representation bound and (4.3) give

\dim\left(\sum_{i=1}^rX^{H_i}\right) \leq\sum_{i=1}^r\frac{|R|}{|H_{i,R}|} \leq r\eta|R|. \tag{4.5}

The character of W takes the value |R|/2 at the identity, the value -|R|/(2|c^R|) on c^R, and zero elsewhere. Hence, for every subgroup J\subset R,

\left|\dim W^J-\frac{|R|}{2|J|}\right| \leq\frac{\eta|R|}{2}. \tag{4.6}

For D<C=\langle\gamma\rangle, the map E_C:W^D\to W^C is surjective. Since |D|\leq |C|/2 and |C|\leq2n, (4.6) implies

\begin{align*} \dim\ker(E_C|_{W^D}) &=\dim W^D-\dim W^C\\ &\geq\frac{|R|}{2}\left(\frac1{|D|}-\frac1{|C|}\right) -\eta|R|\\ &\geq |R|\left(\frac1{4n}-\eta\right).\end{align*}

Choose the integer m\geq1 so large that

(r+1)2^{-mn/2}<\frac1{4n}.

This single choice works for all \gamma and all proper D<C. The last dimension is then greater than (4.5), so its kernel contains a vector outside the indicated sum. This vector gives (4.1). If C is trivial, there is no proper subgroup to consider.

4.2 Generation by local Frobenius images

We now use these characters to strengthen the local correspondence. Containment of a source decomposition group in a target decomposition group places its Frobenius image in a cyclic subgroup of a finite quotient. The next proposition shows that, after enlarging the quotient, infinitely many such images generate the entire cyclic subgroup.

Proposition 4.3 (Frobenius generation). Fix an odd prime \ell, a finite quotient R_0 of P, and \gamma_0\in R_0. There are a quotient

P\twoheadrightarrow R=\Gal(L/\Q)\twoheadrightarrow R_0

and a lift \gamma\in R of \gamma_0 with the following property. There are infinitely many \ell-active primes v of k, over distinct rational primes p\ne\ell, for which compatible prolongations can be chosen so that:

  1. 1.

    the corresponding target rational prime q\ne\ell is unramified in L, and the target prolongation restricts to a prime w' of L whose Frobenius in R is \gamma;

  2. 2.

    the image in R of an arithmetic Frobenius lift at v generates \langle\gamma\rangle.

Proof. Choose R by Lemma 4.2 and choose any lift \gamma of \gamma_0. Put C=\langle\gamma\rangle. Take an open normal subgroup U'\trianglelefteq\mathcal G contained in U\cap\beta^{-1}(P_L); for example, take the core of this open subgroup in \mathcal G. Let F'/\Q be the finite Galois extension with G_{F'}=U'. The map

\beta|_{U'}:G_{F'}\longrightarrow P_L

is open.

Chebotarev’s theorem supplies infinitely many primes w' of L, over distinct rational primes q\ne\ell unramified in L, with Frobenius exactly \gamma. Theorem 2.4 applied to \beta|_{U'} pairs all but finitely many of them with \ell-active primes v' of F', away from \ell. Uniqueness of the target prime for an active source prime implies that infinitely many v' occur. Since only finitely many primes of F' lie over a given rational prime, we may pass to a subset with distinct source rational primes p, all unramified in F'. Passing to another infinite subset, we may also assume that their Frobenius elements in \Gal(F'/\Q) are a fixed element \delta.

Fix a source prolongation above each v', and use it also for the prime v=v'|_k. The original correspondence at v' can be made with this prolongation: changing the source prolongation conjugates the target group by an element of \beta(U')\subset P_L, which preserves the finite prime w'. Activity passes from v' to v, since the relevant inertia subgroup for U' is contained in that for T. Apply Theorem 2.4 at v using this same source prolongation. If w_1 is the restriction to L of its target prolongation, then

\beta(D_{v'})\subset\beta(D_v)\cap P_L\subset D_{w_1}.

Uniqueness of the target prime for v' at the level of L gives w_1=w'. Consequently the corresponding target rational prime is q, and the image of D_v in R lies in C. These changes of prolongations preserve v' and w', so they preserve the previously selected finite Frobenius elements \delta and \gamma.

Put H=T/U'\subset\mathcal G/U' and let f be the residue degree of v over p. Figure 1 records the primes involved. Here \delta=\Fr(v'/p) and \gamma=\Fr(w'/q) belong to the finite Galois groups over \Q. The symbols \Fr_{v'} and \Fr_{w'} used below instead denote local arithmetic Frobenius over F' and L, respectively.

Figure 1: Vertical arrows restrict primes; dashed arrows are the partial local correspondences. The residue degree of v/p is f. No equality between p and q is assumed at this stage.

In the decomposition group \langle\delta\rangle\subset\Gal(F'/\Q) we have

\langle\delta\rangle\cap H=\langle\delta^f\rangle, \qquad f=\min\{j\geq1:\delta^j\in H\}. \tag{4.7}

Indeed, the residue degree is the orbit size of the distinguished coset in the action of \langle\delta\rangle on \Gal(F'/\Q)/H. This description does not require H to be normal. In particular f is constant on the chosen infinite set. The homomorphism \beta induces H\to R, since \beta(U')\subset P_L; define

d=\beta(\delta^f)\in R.

This notation is independent of the lift of \delta^f to T. A local lift of rational Frobenius to the fth power is a Frobenius lift at v, so the preceding containment gives d\in C.

We claim that D=\langle d\rangle equals C. Suppose that D<C, and choose x as in (4.1). Pullback along \beta|_{U'} gives a linear map

j:\X{\ell}{L}\longrightarrow\X{\ell}{F'},\qquad y=j(x).

The map j is injective: its defining homomorphism has open image in P_L, and an additive \Q_\ell-valued character vanishing on an open subgroup vanishes everywhere. Frobenius evaluation at w' is invariant under \gamma, because \gamma fixes w' and acts trivially by conjugation on its unramified local quotient. Therefore

x(\Fr_{w'})=(E_Cx)(\Fr_{w'})=0.

The character x is unramified at w', so this equality says that it vanishes on the entire decomposition group there. It follows that y(\Fr_{v'})=0 for every prime in our infinite set. Proposition 3.2(ii) now gives

E_{\langle\delta\rangle}y=0. \tag{4.8}

To see why this contradicts the choice of x, write a=|\langle\delta\rangle| and Y=j(\X{\ell}{L}). Pullback is T-equivariant, where the action on the target character space is through \beta. In particular y is fixed by N. In the sum defining (4.8), the powers \delta^j belonging to H are exactly those for which f\mid j, by (4.7). Each such power acts as the identity on y, because x is D-invariant. If f\nmid j, choose a lift t of \delta^j to \mathcal G. Then t\notin T, and \delta^jy is fixed by tNt^{-1}. Multiplying (4.8) by a thus yields

0=\frac af\,y+\sum_{\substack{0\leq j<a\\f\nmid j}}\delta^jy, \qquad y\in\sum_{i=1}^r\X{\ell}{F'}^{N_i}.

It remains to return this membership to the target character space. The finite group U/U' acts on \X{\ell}{F'}, and its subspace Y is stable. Semisimplicity supplies a U-equivariant projection

\pi:\X{\ell}{F'}\longrightarrow Y.

Every N_i lies in U, so \pi carries N_i-invariants into Y^{N_i}. Equivariance and injectivity of j give

Y^{N_i}=j\bigl(\X{\ell}{L}^{H_i}\bigr).

Applying \pi to the displayed membership and then applying j^{-1} contradicts the last condition in (4.1). Only U-equivariance of the projection is used; no normality of T in \mathcal G is needed. Thus D=C, proving the proposition.

4.3 Surjectivity and cyclotomic logarithms

The generation statement now gives the two properties needed in the next stage. The first removes any restriction on the target image. For the second, a congruence condition on \ell forces the source primes supplied by the proposition to have residue degree one, so the character-detection theorem applies.

Theorem 4.4. The extension \beta:G_k\to P is surjective. Put

m_0=[k:\Q]!,\qquad \mathcal L=\{\ell:\ell\text{ is an odd prime and } \ell\equiv1\pmod{m_0}\}.

The set \mathcal L is infinite, and for every \ell\in\mathcal L,

\log\chi_\ell\circ\beta=\log\chi_{k,\ell} \quad\text{as additive characters on }G_k. \tag{4.9}

Here \chi_\ell is the \ell-adic cyclotomic character on P, and \chi_{k,\ell} is the ordinary cyclotomic character on G_k.

Proof. Let R_0 be any finite quotient of P and let \gamma_0\in R_0. Proposition 4.3 produces an element d in the image of \beta in a further quotient R such that \langle d\rangle=\langle\gamma\rangle, where \gamma lifts \gamma_0. Thus \gamma, and hence \gamma_0, belongs to the image. Since \beta(T) is compact, surjectivity onto every finite quotient implies \beta(T)=P.

Dirichlet’s theorem on primes in arithmetic progressions shows that \mathcal L is infinite. Fix \ell\in\mathcal L, take

R_0=\Gal(\Q(\mu_\ell)/\Q)\simeq\mathbb F_\ell^\times,

and choose \gamma_0 to generate this cyclic group. The proposition gives infinitely many active primes v of k over distinct rational primes p\ne\ell, for which the image of a Frobenius lift \sigma_v acts on \mu_\ell by a generator. Let q be the corresponding target rational prime and let f=[\kappa(v):\mathbb F_p], so Nv=p^f. If a(\sigma_v)\in\widehat{\Z} is the target residue exponent, Lemma 2.6 gives

p^f=q^{a(\sigma_v)}\quad\text{in }\Z_\ell^\times. \tag{4.10}

Its reduction modulo \ell says that p^f generates \mathbb F_\ell^\times. In particular \gcd(f,\ell-1)=1. But 1\leq f\leq[k:\Q], and every prime divisor of any f>1 in this range divides m_0, hence divides \ell-1. Consequently f=1.

Taking logarithms in (4.10) gives

(\log\chi_\ell\circ\beta)(\sigma_v) =\log p =\log\chi_{k,\ell}(\sigma_v).

The difference is an element of \X{\ell}{k} vanishing at infinitely many primes of absolute residue degree one. Proposition 3.2(i) proves (4.9).

5 Matching residue characteristics

We now show that almost every prime of \Q(i) above a split rational prime has an active partner of the same residue characteristic. The auxiliary prime defining activity may vary with the pair. Two finiteness statements make this possible: almost every such target prime has only finitely many possible partners, and the number of target primes missed at a fixed auxiliary prime admits a uniform bound.

Keep the surjection \beta:G_k\to P and the set \mathcal L from Theorem 4.4, and put

B=\Q(i),\qquad G_K=\beta^{-1}(P_B),\qquad \beta_B=\beta|_{G_K}:G_K\twoheadrightarrow P_B.

Thus K/k is quadratic. An active pair at \ell in this section means a source prime v of K active at \ell for \beta_B, together with its corresponding prime w of B from Theorem 2.4. In particular, both primes lie away from \ell. For a prime w of B, define

\mathcal V_w= \{v:\text{$(v,w)$ is an active pair at some $\ell\in\mathcal L$}\}.

5.1 Finite fibers and a uniform bound on missed primes

Lemma 5.1. For all but finitely many primes w of B above rational primes split in B, the set \mathcal V_w is finite.

Proof. Fix r\in\mathcal L. Proposition 3.3 supplies a nonzero character \psi\in\X{r}{B} on which \Gal(B/\Q) acts by its nontrivial character. By Proposition 3.2(i), \psi(\Fr_w) is nonzero at all but finitely many degree-one primes w\nmid r. Fix such a w above a split rational prime q\ne r, and put

x_0=(\log\chi_r)|_{P_B},\qquad z=\frac{\psi(\Fr_w)}{\log_r q}.

The denominator is nonzero: the kernel of the logarithm on \Z_r^\times consists of roots of unity, and the positive rational integer q is not a root of unity. Thus z\ne0, and \psi-zx_0 vanishes on the decomposition group at w, since it is unramified there and vanishes on Frobenius.

Consider its pullback

y=\beta_B^*(\psi-zx_0)\in\X{r}{K}.

The pullback of \psi transforms by sign under G_k/G_K. Its corestriction to k is therefore zero: restricting that corestriction back to K gives the sum of the two translates, and restriction is injective for additive characters with characteristic-zero coefficients. Theorem 4.4 identifies \beta_B^*x_0 with \log\chi_{K,r}. Consequently

\cor_{K/\Q}(y) =-z[K:\Q]\log\chi_{\Q,r}\ne0.

For every v\in\mathcal V_w away from r, decomposition containment gives y(\Fr_v)=0, regardless of which auxiliary prime makes the pair active. Proposition 3.2(iii) permits only finitely many such v. There are also only finitely many primes of K above r, proving the assertion.

For \ell\in\mathcal L, let \mathcal M_\ell be the set of primes of B which occur in no active pair at \ell. This includes the primes above \ell.

We seek a bound for \#\mathcal M_\ell depending only on [K:\Q]. The proof will place independent classes attached to missed primes in one character space of an S-unit group. We first record the standard cohomological identification of that group, including the completion step; see also [11].

Lemma 5.2 (Unramified Kummer classes). Let F be a number field, let \ell be a rational prime, and let S be a finite set of places of F containing all places above \ell and all archimedean places. Then Kummer theory induces a natural isomorphism

H^1_{\mathrm{cont}}(G_F,\Q_\ell(1)) _{\text{unramified outside }S} \simeq \mathcal O_{F,S}^{\times}\otimes_{\Z}\Q_\ell. \tag{5.1}

It is equivariant for every group of field automorphisms of F preserving S, with the natural action on cohomology combining conjugation on G_F and the action on the Tate twist.

Proof. Integral Kummer theory gives

H^1_{\mathrm{cont}}(G_F,\Z_\ell(1)) \simeq\varprojlim_n F^\times/(F^\times)^{\ell^n}.

The inverse-limit assertion follows from the finite-level Kummer isomorphisms; the degree-zero groups are finite and satisfy the Mittag–Leffler condition. Every continuous rational cocycle has bounded image, since G_F is compact, and hence becomes integral after multiplication by one power of \ell. The same observation for coboundaries gives rationalization of this integral cohomology. At a prime outside S, inertia acts trivially on \Z_\ell(1), and its Kummer evaluation is the valuation times the tame \ell-adic character. These integral inertia homomorphisms are torsion-free. Thus unramifiedness after rationalization is exactly the vanishing of all integral valuation coordinates outside S.

For completeness, put U_S=\mathcal O_{F,S}^\times and let

H_n=\{[a]\in F^\times/(F^\times)^{\ell^n}: \operatorname{ord}_v(a)\equiv0\pmod{\ell^n} \text{ for every }v\notin S\}.

Writing \Cl_S(F) for the S-ideal class group, there is an exact sequence

0\longrightarrow U_S/U_S^{\ell^n} \longrightarrow H_n \longrightarrow \Cl_S(F)[\ell^n] \longrightarrow0. \tag{5.2}

The last map sends [a] to the ideal class of \operatorname{div}_S(a)/\ell^n, where \operatorname{div}_S records the valuations outside S. The transition from level n+1 to level n induces multiplication by \ell on these obstruction classes. Since \Cl_S(F) is finite, their inverse limit is zero. It follows that the kernel of all outside-S valuations in the completed multiplicative group is precisely \varprojlim_n U_S/U_S^{\ell^n}. The argument takes place in the full completed multiplicative group; it does not assume finite valuation support for its elements. Finally U_S is finitely generated, so rationalizing its completion gives U_S\otimes\Q_\ell. This proves (5.1). All the constructions commute with field automorphisms preserving S, giving the asserted equivariance.

Uchida’s proof of target-side finiteness associates Kummer classes to missed primes and bounds them by a unit rank [15, Proposition 1]. We refine that argument by keeping the classes in one character space of a cyclic extension. The multiplicity of this character has a bound independent of \ell, even when the extension degree grows.

Proposition 5.3. For every \ell\in\mathcal L,

\#\{w\in\mathcal M_\ell:w\nmid\ell\}\le 2[K:\Q], \qquad \#\mathcal M_\ell\le 2[K:\Q]+2.

Proof. Fix \ell\in\mathcal L and any finite set J\subset\mathcal M_\ell of primes away from \ell. For each w\in J, choose a_w\in B^\times and h_w>0 with

(a_w)=w^{h_w}.

Its compatible Kummer cocycles define a class

\kappa_w\in H^1_{\mathrm{cont}}(P_B,\Q_\ell(1)).

They factor through P_B because \Q^s contains the roots of unity and all the required radicals. Valuations at the distinct primes w show that these classes are linearly independent. Each is unramified at every finite prime other than w and the primes above \ell.

Write

\rho=\chi_\ell\circ\beta_B,\qquad \epsilon=\rho\chi_{K,\ell}^{-1}.

By Theorem 4.4, \epsilon takes values in \mu_{\ell-1}\subset\Q_\ell^\times. Let K'/K be the cyclic extension fixed by its kernel, and let \Delta=\Gal(K'/K). Pullback along the surjection \beta_B is injective on H^1, with pulled-back coefficient module \Q_\ell(\rho). Restriction to G_{K'} remains injective: its kernel is a first cohomology group of the finite group \Delta, which vanishes in characteristic zero. We therefore obtain independent classes

c_w\in H^1_{\mathrm{cont}}(G_{K'},\Q_\ell(1)) \qquad(w\in J).

Under the natural \Delta-action on this cohomology, they all lie in the \epsilon^{-1} eigenspace. Indeed the original coefficient module is \Q_\ell(1)\otimes\epsilon, so invariance for its twisted action becomes the eigenvalue \epsilon^{-1} after restriction.

We claim that every c_w is unramified away from \ell. Suppose that it is ramified at a prime u\nmid\ell of K', and let v be the prime below it in K. The cyclotomic module is trivial on I_u, so the restricted cocycle is a nonzero continuous homomorphism from I_u to the additive group \Q_\ell(1). Choose a pro-\ell Sylow subgroup J_u\subset I_u on which it is nonzero, and a pro-\ell Sylow subgroup J_v\subset I_v containing J_u. Then \beta_B(J_v)\ne1, so v is active at \ell. Theorem 2.4 sends J_v into inertia at a corresponding prime t\nmid\ell of B. Since t occurs in an active pair, t\notin J, whereas \kappa_w is unramified at t. Inertia at t acts trivially on the coefficient module, so the Kummer cocycle itself vanishes on that inertia group. Its pullback therefore vanishes on J_u, a contradiction. This proves the claim.

Let S consist of the archimedean places of K' and its primes above \ell. By Lemma 5.2, the classes c_w give independent elements of the \epsilon^{-1} eigenspace in \mathcal O_{K',S}^{\times}\otimes\Q_\ell. It remains to bound this eigenspace. The equivariant Dirichlet S-unit theorem [1, Section 3] gives the character of the full S-unit module as

[\mathcal O_{K',S}^{\times}\otimes\Q_\ell] =[\Q_\ell[S]]-[\Q_\ell].

Each \Delta-orbit in S contributes at most one copy of the one-dimensional character \epsilon^{-1} to the permutation representation: for a stabilizer H\subset\Delta, its multiplicity in \Q_\ell[\Delta/H] is one if it is trivial on H, and zero otherwise. There are

\#(S/\Delta) =r_1(K)+r_2(K)+\#\{v\text{ of }K:v\mid\ell\} \le2[K:\Q]

such orbits. Subtracting the trivial representation cannot increase this multiplicity. Hence the independent classes c_w lie in a space of dimension at most 2[K:\Q], and \#J\le2[K:\Q]. Since J was arbitrary, this bounds all missed primes away from \ell. There are at most two primes of B above \ell, giving the second bound.

The bound depends on K, but neither on \ell nor on the degree of the cyclic extension K'/K. We can therefore choose one auxiliary prime that excludes every possible partner of several specified target primes, and contradict this bound. The following elementary Kummer construction provides that choice.

5.2 Simultaneous separation by power residues

Lemma 5.4. Let m,d\ge1, let q_1,\ldots,q_n be distinct rational primes, and for each j let \mathcal P_j be a finite set of rational primes not containing q_j. Given any finite set of rational primes to avoid, there are infinitely many odd primes \ell\equiv1\pmod m outside that set and all the displayed prime sets such that

p^f\bmod\ell\notin\langle q_j\bmod\ell\rangle \quad (1\le j\le n,\ p\in\mathcal P_j,\ 1\le f\le d).

The sets \mathcal P_j may overlap, and may contain q_i for i\ne j.

Proof. Choose distinct auxiliary primes s_j larger than m, d, and every prime in the lists, and put

C=\Q(\zeta_{m\prod_j s_j}).

For each j, the classes of the distinct rational primes in \{q_j\}\cup\mathcal P_j are independent in C^\times/(C^\times)^{s_j}. Indeed, at any prime in those lists, the ramification index in C/\Q divides [\Q(\zeta_m):\Q]: the other cyclotomic conductors are prime to that prime. This index is prime to s_j, and valuations at the separate rational primes give the asserted independence.

Kummer theory therefore identifies the Galois group over C of

E_j=C\bigl(q_j^{1/s_j},\ p^{1/s_j}\ (p\in\mathcal P_j)\bigr)

with an elementary abelian s_j-group having one independent coordinate for each listed prime. Choose \sigma_j\in\Gal(E_j/C) which fixes q_j^{1/s_j} and acts nontrivially on every p^{1/s_j} with p\in\mathcal P_j. The extensions E_j/C are linearly disjoint, since their degrees are powers of distinct primes. Thus these automorphisms combine to an element \sigma\in\Gal(E/C), where E is their compositum.

The extension E/\Q is Galois. Moreover, conjugation in \Gal(E/\Q) preserves whether each of the specified radical coordinates of \sigma is trivial: a conjugation only raises its root-of-unity multiplier to a power prime to the corresponding s_j. Chebotarev’s theorem supplies infinitely many rational primes \ell with Frobenius in the conjugacy class of \sigma, avoiding the prescribed finite set, all listed primes, and 2. They split completely in C, so \ell\equiv1\pmod m and \ell\equiv1\pmod{s_j}. At these primes, q_j is an s_jth power modulo \ell and every p\in\mathcal P_j is not.

The quotient of \F_\ell^\times by its s_jth powers has prime order s_j. A nontrivial class stays nontrivial on raising it to any exponent 1\le f\le d<s_j. Every power of q_j, however, is an s_jth power. This proves the displayed separation. In particular, overlaps between different lists impose no conflict: their conditions belong to linearly disjoint Kummer extensions with different prime exponents.

Proposition 5.5. For all but finitely many primes w of B above rational primes q split in B, there exist a prime v of K above the same q and an auxiliary prime \ell\in\mathcal L for which (v,w) is an active pair for \beta_B.

Proof. Suppose that there are infinitely many exceptions. Lemma 5.1 allows us to choose

w_1,\ldots,w_n,\qquad n>2[K:\Q]+2,

among them, above distinct split rational primes q_1,\ldots,q_n, with every \mathcal V_{w_j} finite. Let \mathcal P_j be the set of rational residue characteristics of the primes in \mathcal V_{w_j}. The failure of the asserted conclusion means q_j\notin\mathcal P_j.

Apply Lemma 5.4 with m=m_0 and d=[K:\Q]. It gives \ell\in\mathcal L, away from all the primes involved, such that

Nv\bmod\ell\notin\langle q_j\bmod\ell\rangle \qquad(v\in\mathcal V_{w_j},\ 1\le j\le n), \tag{5.3}

because Nv=p^f with p\in\mathcal P_j and 1\le f\le[K:\Q]. If w_j occurred in an active pair at this \ell, its source prime would lie in \mathcal V_{w_j}. Applying Lemma 2.6 to a lift of source Frobenius and reducing modulo \ell would give

Nv\bmod\ell\in\langle Nw_j\bmod\ell\rangle =\langle q_j\bmod\ell\rangle,

contrary to (5.3). All n primes w_j therefore belong to \mathcal M_\ell, contradicting Proposition 5.3.

6 Identifying the homomorphism

We now turn the prime correspondence into equality of group homomorphisms. The argument uses one fixed coefficient prime r, although the auxiliary prime witnessing activity is allowed to vary. This distinction is what makes the correspondences constructed in Section 5 sufficient.

Retain the map \beta:T=G_k\to P, the infinite set \mathcal L, and the fields B=\Q(i) and K from Sections 4–5. Thus G_K=\beta^{-1}(P_B), and Theorem 4.4 gives

\log\chi_r\circ\beta=\log\chi_{k,r}\qquad(r\in\mathcal L). \tag{6.1}

Write \sigma:T\to P for ordinary restriction.

Proposition 6.1. There is an element a\in P such that \beta=\Ad(a)\circ\sigma on T.

Proof. Fix a finite Galois extension L/\Q inside \Q^s containing B, and put R=\Gal(L/\Q). Choose a finite Galois extension F'/\Q containing K and L such that \beta(G_{F'})\subset P_L. This is possible by taking the core in \mathcal G of the appropriate open subgroup of T. Fix r\in\mathcal L.

The maps \beta and \sigma, restricted to G_{F'}, give two pullbacks

i_\beta,i_\sigma:\X rL\longrightarrow\X r{F'}. \tag{6.2}

Both are injective: their underlying homomorphisms have open image, and an additive \Q_r-valued character vanishing on a finite-index subgroup is zero. For a\in P let \sigma_a=\Ad(a)\circ\sigma and let i_a be its pullback. Since L/\Q is Galois, \sigma_a(G_{F'})\subset P_L. The map i_a depends only on a modulo P_L, because inner automorphisms of P_L act trivially on additive characters.

Frobenius evaluations. Let q\ne r range over rational primes split completely in F'. By Proposition 5.5, for all but finitely many such q there is a prime v of K above q whose decomposition group maps into a decomposition group at a prime w of B above the same q. Choose a prime v' of F' above v and compatible prolongations. Then

\beta(D_{v'})\subset D_u\subset P_L

for a prime u of L above w. Every prime here has absolute residue degree one, because q splits completely in F'.

Choose a lift h of arithmetic Frobenius in D_{v'}. Let a_q\in\widehat{\Z} be the residue exponent of \beta(h) at u. Equation (6.1) gives

(a_q)_r\log_r q=\log_r q.

The number \log_r q is nonzero: q\in\Z_r^\times is a positive rational integer larger than one and is not a root of unity. Consequently (a_q)_r=1. Every x\in\X rL is unramified at u, so

i_\beta(x)(\Fr_{v'})=x(\Fr_u). \tag{6.3}

This calculation uses only decomposition containment from the active correspondence. It does not require that its auxiliary prime be r.

Under ordinary restriction, the same Frobenius maps to Frobenius at another prime of L above q. An element of R carries this prime to u. Choose a lift a\in P of that element. Then

i_\beta(x)(\Fr_{v'})=i_a(x)(\Fr_{v'}) \qquad\text{for every }x\in\X rL.

The choice of a modulo P_L may initially depend on q. Since R is finite, an infinite set of distinct q uses one fixed choice. For each x, the difference i_\beta(x)-i_a(x) therefore vanishes at infinitely many degree-one primes of F'. Proposition 3.2 gives

i_\beta=i_a. \tag{6.4}

From characters to the finite group. The field F'/\Q is Galois, so T acts on \X r{F'} by conjugation. The two pullbacks intertwine this action with the respective actions on \X rL induced by \beta and \sigma_a. If i denotes their common injective value in (6.4), then for t\in T and x\in\X rL,

i\bigl(\beta(t)\cdot x\bigr) =t\cdot i(x) =i\bigl(\sigma_a(t)\cdot x\bigr).

The field L is totally imaginary because it contains B. By Proposition 3.3, R acts faithfully on \X rL. Hence

\beta(t)\bmod P_L=\sigma_a(t)\bmod P_L\qquad(t\in T).

One conjugation for all finite quotients. For each such L, let

C_L=\{a\in P:\ \beta(t)\equiv\Ad(a)(\sigma(t))\pmod{P_L} \text{ for every }t\in T\}.

We have proved that C_L is nonempty. It is closed, and indeed clopen, since the defining condition depends only on a modulo P_L. If L contains finitely many fields L_1,\ldots,L_s, then C_L\subset\bigcap_j C_{L_j}. Composita thus give the finite-intersection property. Compactness of P supplies an element in every C_L. The extensions L containing B are cofinal among finite Galois subextensions of \Q^s/\Q, so this element gives the asserted equality in P.

We remove the normalizer extension and return to the original source.

Theorem 6.2. Let F be a number field in \overline{\Q}. Every continuous open homomorphism \varphi:G_F\to P is conjugate in P to ordinary restriction.

Proof. As in Lemma 4.1, choose an open normal subgroup U of \mathcal G contained in G_F, and extend \varphi|_U to the normalizer of its kernel. Proposition 6.1 shows that, after one conjugation of \varphi, it agrees on U with ordinary restriction \sigma:G_F\to P.

For g\in G_F and u\in U, normality of U gives

\varphi(g)\sigma(u)\varphi(g)^{-1} =\varphi(gug^{-1}) =\sigma(gug^{-1}) =\sigma(g)\sigma(u)\sigma(g)^{-1}.

Thus \sigma(g)^{-1}\varphi(g) centralizes \sigma(U)=\varphi(U), an open subgroup of P. Lemma 2.3 makes this element trivial. The equality holds for every g\in G_F.

Proof of Theorem 1.1. Choose copies of the given fields inside \overline{\Q}. By Lemma 2.1, each E_i contains \Q^s. Form the composite

G_{F_1}\longrightarrow G_1\xrightarrow{\alpha}G_2 \longrightarrow P, \tag{6.5}

where the outer arrows are restrictions. The first is surjective. The last has open image, since its composite with G_{F_2}\twoheadrightarrow G_2 is ordinary restriction from an open subgroup of \mathcal G to P. Continuous surjective homomorphisms between profinite groups are open, so (6.5) is open.

By Theorem 6.2, this composite is conjugate to ordinary restriction. Cyclotomic characters are unchanged by conjugation. All roots of unity lie in \Q^s, so the full cyclotomic characters factor through the groups in (6.5). Surjectivity of the first arrow therefore yields

\chi_{E_2/F_2}\circ\alpha=\chi_{E_1/F_1} \quad\text{in }\widehat{\Z}^{\times}.

Theorem 2.5 gives an equivariant embedding E_2\hookrightarrow E_1. Its uniqueness is Uchida’s theorem cited after Theorem 2.5.

References

  1. [1]Hyman Bass, Generators and relations for cyclotomic units, Nagoya Math. J. 27 (1966), no. 2, 401–407. doi:10.1017/S0027763000026258.
  2. [2]Samit Dasgupta, Ranks of matrices of logarithms of algebraic numbers. I: The theorems of Baker and Waldschmidt–Masser, Essential Number Theory 2 (2023), no. 1, 93–138. doi:10.2140/ent.2023.2.93.
  3. [3]Yuichiro Hoshi, Homomorphisms of global solvably closed Galois groups compatible with cyclotomic characters, Tohoku Math. J. (2) 77 (2025), no. 1, 17–32. doi:10.2748/tmj.20230414.
  4. [4]Yuichiro Hoshi, A note on open homomorphisms between global solvably closed Galois groups, Kodai Math. J. 49 (2026), no. 1, 63–79. doi:10.2996/kmj49104.
  5. [5]Michel Laurent, Sur quelques résultats récents de transcendance, Astérisque 198–199–200 (1991), 209–230. doi:10.24033/ast.93.
  6. [6]Yu Mao and Mohamed Saïdi, Open homomorphisms between m-step solvable Galois groups compatible with the cyclotomic characters, preprint, 2025. arXiv:2512.13312.
  7. [7]D. W. Masser, On polynomials and exponential polynomials in several complex variables, Invent. Math. 63 (1981), no. 1, 81–95. doi:10.1007/BF01389194.
  8. [8]Jürgen Neukirch, Kennzeichnung der p-adischen und der endlichen algebraischen Zahlkörper, Invent. Math. 6 (1969), 296–314. doi:10.1007/BF01425420.
  9. [9]Jürgen Neukirch, Kennzeichnung der endlich-algebraischen Zahlkörper durch die Galoisgruppe der maximal auflösbaren Erweiterungen, J. reine angew. Math. 238 (1969), 135–147. doi:10.1515/crll.1969.238.135.
  10. [10]Jürgen Neukirch, Über die absoluten Galoisgruppen algebraischer Zahlkörper, Astérisque 41–42 (1977), 67–79. https://www.numdam.org/item/AST_1977__41-42__67_0/.
  11. [11]Jürgen Neukirch, Algebraic Number Theory, translated by Norbert Schappacher, Grundlehren der mathematischen Wissenschaften, vol. 322, Springer-Verlag, Berlin, 1999. doi:10.1007/978-3-662-03983-0.
  12. [12]Mohamed Saïdi and Akio Tamagawa, The m-step solvable anabelian geometry of number fields, J. reine angew. Math. 789 (2022), 153–186. doi:10.1515/crelle-2022-0025.
  13. [13]Kôji Uchida, Isomorphisms of Galois groups, J. Math. Soc. Japan 28 (1976), no. 4, 617–620. doi:10.2969/jmsj/02840617.
  14. [14]Kôji Uchida, Isomorphisms of Galois groups of solvably closed Galois extensions, Tohoku Math. J. (2) 31 (1979), no. 3, 359–362. doi:10.2748/tmj/1178229803.
  15. [15]Kôji Uchida, Homomorphisms of Galois groups of solvably closed Galois extensions, J. Math. Soc. Japan 33 (1981), no. 4, 595–604. doi:10.2969/jmsj/03340595.
  16. [16]Michel Waldschmidt, Transcendance et exponentielles en plusieurs variables, Invent. Math. 63 (1981), no. 1, 97–127. doi:10.1007/BF01389195.