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Nuclear dimension and Jiang–Su stability without elementary subquotients

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Part of family 291: Cuntz comparison, nuclear dimension, and equivariant Jiang–Su stability. Read it with its family

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Abstract

For separable nuclear C^*-algebras with no nonzero elementary ideal subquotients, finite nuclear dimension is equivalent to Jiang–Su stability. More generally, \dim_{\mathrm{nuc}}(A_0\otimes\mathcal Z)\le1 for every separable nuclear A_0. This proves Robert and Tikuisis’s Conjecture (C1) and the nuclear-dimension equivalence in the nonsimple Toms–Winter regularity question.

1 Introduction

Nuclear dimension and Jiang–Su absorption describe two forms of regularity in a nuclear C^*-algebra. Nuclear dimension counts the order-zero pieces needed in finite-dimensional completely positive approximations; an order-zero map preserves orthogonality of positive elements. Jiang–Su stability means an isomorphism A\cong A\otimes\Z, where \Z is the algebra introduced by Jiang and Su [JS]. The first condition gives a bound on approximation complexity, while the second expresses invariance under tensoring with a fixed infinite-dimensional algebra. Their relationship connects noncommutative dimension with the structure and classification of nuclear C^*-algebras.

The obstruction to passing from finite dimension to absorption is already visible in a matrix algebra: it has nuclear dimension zero but does not absorb \Z. The relevant exclusion must apply throughout the ideal structure. A C^*-algebra A is nowhere scattered if no quotient I/J, for closed two-sided ideals J\subseteq I\subseteq A, is a nonzero elementary algebra \mathcal K(H). This is equivalent to the absence of finite-dimensional irreducible representations in every hereditary subalgebra [TV, Theorem 3.1].

Theorem 1.1 (Nonsimple nuclear regularity). Let A be a separable nuclear complex C^*-algebra with no nonzero elementary ideal subquotients. The following conditions are equivalent:

  1. 1.

    \nucdim(A)<\infty;

  2. 2.

    A\cong A\otimes\Z;

  3. 3.

    \nucdim(A)\le1.

The implication from finite nuclear dimension to absorption proves Conjecture (C1) of Robert and Tikuisis [RT]. Together the two implications establish the nuclear-dimension equivalence in the nonsimple Toms–Winter regularity question of Schafhauser–Tikuisis–White [STW, Section 22, Problem LXXV]. Here and throughout, unadorned tensor products are spatial. The maximal tensor products used in the independent splitting theorem below carry an explicit subscript.

The companion [OAI-Cu, Corollaries 1.3 and 1.4] adds Cuntz-semigroup criteria to the main equivalence.

Corollary 1.2 (Regularity and Cuntz-semigroup criteria). Under the hypotheses of Theorem 1.1, let \iota_A:A\to A\otimes\Z be \iota_A(a)=a\otimes1_\Z. The conditions of that theorem are also equivalent to each of the following:

  1. (i)

    the canonical map \Cu(\iota_A):\Cu(A)\to\Cu(A\otimes\Z) is an isomorphism in \mathbf{Cu};

  2. (ii)

    there is an abstract isomorphism \Cu(A)\cong\Cu(A\otimes\Z) in \mathbf{Cu}.

The abstract isomorphism need not be induced by a *-homomorphism.

The proof, including the nonunital naturality argument for the canonical map, follows the proof of Theorem 1.1 in Section 9.1.

The dimension construction has a broader formulation, without a separate assumption on elementary subquotients.

Theorem 1.3 (Sharp bound after Jiang–Su absorption). For every separable nuclear complex C^*-algebra A_0,

\nucdim(A_0\otimes\Z)\le1.

The bound is optimal uniformly over this class. Nuclear dimension zero for a separable algebra implies the AF property [WZ2, Remarks 2.2(iii)], whereas \Z is unital and infinite-dimensional with no projections other than 0 and 1. Thus \nucdim(\Z)=1.

The absorption implication uses a separate theorem. A positive element is full if it generates the whole ambient algebra as a closed two-sided ideal, and a character is a nonzero *-homomorphism to \C.

Theorem 1.4 (Full signs in a finite maximal tensor power). For every nonzero unital complex C^*-algebra D with no characters, there is a finite integer n\ge1 such that D^{\otimes_{\max}n} contains two full orthogonal positive elements.

No separability or nuclearity is assumed in this theorem. Its finite conclusion answers affirmatively Kirchberg and Rørdam’s Question 6.2 [KR], which asks for this splitting property in the infinite maximal tensor power. The passage to the infinite power is by its canonical unital inclusion, which preserves fullness and orthogonality.

The companion [OAI, Theorems 1.1 and 1.2] obtains another finite endpoint under the same hypotheses on D: for some m\ge1, there is a unital *-homomorphism from the prime dimension-drop algebra I(2,3) to D^{\otimes_{\max}m}. For every free ultrafilter \omega on \N, it also proves that a nonzero unital separable complex C^*-algebra A is \Z-stable exactly when its norm central-sequence algebra A_\omega\cap A' has no characters. The proof below uses only the full-sign endpoint of Theorem 1.4.

1.1 Background and the two obstacles

Winter and Zacharias introduced nuclear dimension as a noncommutative covering dimension and established its basic permanence properties [WZ2]. Their order-zero structure theorem [WZ1] makes a colour into a homomorphism multiplied by a commuting positive weight. Toms and Winter’s theory of strongly self-absorbing algebras [TW] explains why absorption can supply commuting tensor factors without changing the isomorphism class. In the simple setting, Matui–Sato proved that a unital separable simple nuclear quasidiagonal algebra with a unique trace has decomposition rank at most one after tensoring with the universal UHF algebra [MS, Theorem 4.2]. Decomposition rank requires the same order-zero decomposition as nuclear dimension, together with contractivity of the entire return map; its bounds therefore also bound nuclear dimension. Sato–White–Winter established the bound three for separable unital simple nuclear \Z-stable algebras with a unique trace [SWW, Theorem B]. The two-coloured classification work of Bosa–Brown–Sato–Tikuisis–White–Winter obtained nuclear dimension one for non-AF separable unital simple nuclear \Z-stable algebras whose trace simplex is nonempty and Bauer [BBSTWW, Theorem F]. Castillejos–Evington–Tikuisis–White–Winter removed the trace-boundary restriction in the unital case [CETWW, Theorem B], and Castillejos–Evington treated the nonunital case [CE, Theorem A].

Nonsimple antecedents reduce dimension in specific structural classes. Tikuisis–Winter proved decomposition rank at most two after \Z-stabilization for algebras locally approximable by hereditary subalgebras of C(X,\mathcal K), with X compact Hausdorff [TiW, Theorem 4.1]. Elliott–Niu–Santiago–Tikuisis extended the bound two to locally subhomogeneous \Z-stable algebras [ENST, Theorem A]. In the purely infinite direction, Szabó proved \nucdim(A\otimes\mathcal O_\infty)\le3 for every separable nuclear A [Sza, Theorem 2.3]. Bosa–Gabe–Sims–White then established nuclear dimension at most one for separable nuclear \mathcal O_\infty-stable algebras [BGSW, Theorem A]. Their homomorphism theorem gives the same bound for a nuclear \mathcal O_\infty-stable homomorphism from a separable exact domain to an arbitrary target [BGSW, Theorem C].

The nonsimple dimension problem has an additional difficulty: a trace may be bounded on one ideal and infinite outside it, and stably finite and purely infinite ideal quotients may coexist. The appropriate trace cone therefore consists of all lower semicontinuous extended traces, as developed by Elliott–Robert–Santiago [ERS]. Our estimates are relative to the support rank of a spectral cut generating the ideal being tested. This rank measures the trace of the support, rather than the trace value of the cut itself. When it is finite, a relative estimate controls the error; rank zero forces the error rank to vanish. When it is infinite, a separate ideal-containment argument forces the comparison target to have infinite rank. The construction begins with the convex order-zero approximations of Hirshberg–Kirchberg–White [HKW], in the refinement of Brown–Carrión–White with asymptotically order-zero incoming maps [BCW]. It localizes them inside hereditary corners, and rounds their convex weights to obtain one matrix-valued order-zero return map.

The comparison stage uses two distinct forms of regularity. At each coordinate, exactness and \Z-stability turn a uniform extended-rank gap into Cuntz comparison, using Rørdam’s almost-unperforation theorem [Rør] and Elliott–Robert–Santiago’s comparison criterion [ERS, Proposition 6.2]. In the supported relative commutant of the ultrapower, we instead use abstract dimension functions. Gabe’s order-zero formulation [Gabe] of the Kirchberg–Rørdam cone criterion [KR05] supplies finite compression sums from pointwise ideal containment. Packing these sums yields comparisons inside that commutant. Fullness, divisibility in a full corner, and almost unperforation verify a further hereditary-subalgebra condition. The unitary-equivalence criterion of Bosa–Brown–Sato–Tikuisis–White–Winter [BBSTWW], which adapts Robert–Santiago’s positive-element classification method [RS], turns the comparisons into two weighted conjugacies.

For the reverse implication, Winter proved that a separable simple unital nonelementary algebra of finite nuclear dimension absorbs \Z [Win, Corollary 6.3]. Tikuisis extended this to separable algebras of finite nuclear dimension with finitely many ideals and no elementary quotient of an ideal [Tik, Corollary 8.7]. Robert–Tikuisis obtained further nonsimple cases under restrictions on the primitive ideal space and subquotients [RT, Corollaries 7.11 and 7.16], and reduced absorption for separable algebras of finite nuclear dimension to the existence of two full orthogonal positive elements in the central sequence algebra [RT, Theorem 1.2]. Winter–Zacharias’s finite covering-number bound [WZ2, Proposition 4.3] rules out characters in that algebra under the nowhere-scattered hypothesis. The remaining step is precisely a full splitting construction. Kirchberg and Rørdam isolated the character and tensor-splitting questions in [KR]. Our finite tensor construction supplies the needed splitting by combining a uniform Gaussian sign estimate with pure-state excision. The latter is the method of Akemann–Anderson–Pedersen [AAP]; we include its short proof using Kadison transitivity [Kad].

Recent Cuntz-semigroup approaches provide a complementary perspective. Antoine–Perera–Thiel–Vilalta relate finite nuclear dimension and the Global Glimm Property to comparison and divisibility [APTV, Theorem 6.5]; Perera–Thiel–Vilalta characterize absorption through the corresponding regularity of central sequence algebras [PTV, Theorem 3.6]. Our reverse implication instead uses the finite covering bound and the full-sign theorem to meet the Robert–Tikuisis criterion directly.

1.2 Proof overview

The two implications are independent until the final assembly. Figure 1 records their interfaces.

For the dimension bound, we first work with a unital separable nuclear A, without absorption. In Section 3, quasicentral ideal cuts give finitely many families of hereditary pieces. The pieces are orthogonal within each fixed threshold family, and averaging the family compressions retains the prescribed tests. We fix the pieces and their comparison bounds by finite sums of ideal generators before choosing inner approximation errors. This ordering turns norm errors into bounds relative to the support ranks of those generators, uniformly over all traces for which the ranks are finite.

Section 4 places the matrix model in A\otimes\Z_1\otimes\Z_2\otimes\Z_3. The first \Z factor carries the model. In the norm ultrapower, a positive contraction q identifies a part on which the model agrees with the original inclusion. The second factor supplies arbitrarily many orthogonal copies of a norm-one positive contraction. Relative trace estimates compare the error part with this common part, and a spare spectral cut bounds the comparison witnesses before they pass to the ultrapower.

Section 5 constructs a supporting map and uses approximate domination to pack the error into the common part. This controls dimension functions in a supported relative commutant without assuming that commutant exact. A full corner, its divisibility, and almost unperforation give the hereditary-subalgebra condition needed for unitary equivalence. The constant third factor supplies a full-spectrum positive contraction k. Functional-calculus comparison gives unitary conjugacies for the two weights k and 1-k. Their sum gives exactly two colours for a corner inclusion. In Section 6, stabilization and hereditary permanence preserve those two colours, and unitization handles the nonunital algebra. This proves Theorem 1.3.

For absorption, Section 7 constructs a real tensor that takes both signs on every product of sufficiently separated pairs of unit vectors. A Hamming packing provides exponentially many weakly correlated Gaussian evaluations. Their failure probability decays fast enough to control a net of all admissible configurations. In Section 8, a finite commutator witness converts the absence of characters into uniform separation of pure-state expectation vectors. Excision transfers the tensor evaluations to every irreducible representation of the maximal tensor product. The positive and negative parts of the resulting selfadjoint element are therefore both full.

Finally, Section 9 uses the norm central sequence algebra F(A), with its annihilator quotient in the nonunital case. Finite covering excludes characters; a separable characterless subalgebra containing 1_{F(A)} has a finite tensor splitting by Theorem 1.4. Commuting reindexed copies give a unital homomorphism from that tensor power into F(A). Fullness survives this map, so Robert–Tikuisis’s criterion gives absorption and completes Theorem 1.1.

Dimension boundAbsorption
[6pt] A unital, separable, nuclear
(later A=\widetilde{A_0}\otimes\Z)
A separable, nowhere scattered,
\nucdim(A)<\infty
[4pt] \Downarrow\Downarrow
[4pt] Localized matrix model;
relative ranks and bounded witnesses
Finite covering makes F(A) characterless;
choose separable characterless D\subseteq F(A)
with 1_D=1_{F(A)}
[4pt] \Downarrow\Downarrow
[4pt] Supported commutant comparison;
hereditary condition and weights k, 1-k
Independent splitting theorem:
every nonzero unital characterless D has
full orthogonal signs in some D^{\otimes_{\max}n}
[4pt] \Downarrow\Downarrow
[4pt] Two-colour corner approximation;
stabilization and hereditary permanence
Reindex commuting copies to obtain
D^{\otimes_{\max}n}\longrightarrow F(A) unital;
the full signs pass to F(A)
[4pt] \Downarrow\Downarrow
[4pt] \nucdim(A_0\otimes\Z)\le1Robert–Tikuisis criterion:
A\cong A\otimes\Z

Figure 1: The two proof branches. The left branch uses spatial tensor products, first constructs the unital model, and then passes to A_0\otimes\Z by hereditary permanence. The splitting theorem in the right column requires neither separability nor nuclearity of D; its application to F(A) uses the displayed unital map. The branches meet only in the main equivalence.

2 Preliminaries

We collect the approximation, comparison and diagonalization tools for the dimension bound, including comparison from a uniform rank gap for all lower semicontinuous extended traces. The central-sequence inputs for the independent absorption implication are stated in Section 9.

All C^*-algebras are complex. An unadorned tensor product is spatial; maximal tensor products are explicitly marked \otimes_{\max}. Representations are nondegenerate. We write D_+ for the positive cone of a C^*-algebra D, \widetilde D for its unitization, and

\her_D(h)=\overline{hDh}\quad(h\in D_+).

For any subset S\subset D, let \Ideal_D(S) denote the closed two-sided ideal generated by S; for x\in D we abbreviate \Ideal_D(x)=\Ideal_D(\{x\}). The ambient algebra is omitted when it is clear. For \varepsilon>0, (h-\varepsilon)_+ denotes the usual spectral cut. A full element is one generating the whole ambient algebra as a closed ideal. A nonzero h\in D_+ is totally full if f(h) is full for every nonzero f\in C_0((0,\|h\|])_+. For a subset S of an ambient algebra, S^\perp consists of the elements annihilating S on both sides.

2.1 Order zero and finite-dimensional approximation

A completely positive contractive map is abbreviated to c.p.c. A completely positive map \sigma:D\to E has order zero if \sigma(a)\sigma(b)=0 whenever a,b\in D_+ and ab=0. For a c.p.c. order-zero map \sigma, the structure theorem of Winter–Zacharias [WZ1, Theorem 3.3 and Corollaries 4.1–4.2] gives a *-homomorphism \sigma_{\mathrm{hom}} and a commuting positive contraction h in the multiplier algebra of C^*(\sigma(D)) such that

\sigma(a)=h\sigma_{\mathrm{hom}}(a).

For f\in C_0((0,1])_+, the formula f(\sigma)(a)=f(h)\sigma_{\mathrm{hom}}(a) defines an order-zero map into E, contractive when \|f\|\le1. We write \sigma^{1/l} for f(t)=t^{1/l}. In particular,

\|\sigma(a)\sigma(b)\|\le\|ab\|\quad(a,b\in D), \qquad \sigma(a)\sigma(b)=\sigma(1)\sigma(ab) \quad\text{if $D$ is unital}. \tag{2.1}

The first inequality follows by writing the product as h^2\sigma_{\mathrm{hom}}(ab). Multiplication of a c.p.c. order-zero map by a positive contraction commuting with its entire range again gives a c.p.c. order-zero map.

Definition 2.1 (Winter–Zacharias [WZ2, Definition 2.1]). For an integer d\ge0, a C^*-algebra D has nuclear dimension at most d, written \nucdim(D)\le d, if for every finite \mathcal F\subset D and \varepsilon>0 there are finite-dimensional algebras E_0,\ldots,E_d, a c.p.c. map \psi:D\to\bigoplus_{j=0}^dE_j, and c.p.c. order-zero maps \varphi_j:E_j\to D such that

\left\|\sum_{j=0}^d\varphi_j\psi_j(a)-a\right\|<\varepsilon \qquad(a\in\mathcal F).

The d+1 summands are called colours. The sum of the return maps need not be contractive; each coloured return map must be contractive.

We use the following approximation theorem in hereditary subalgebras as well as in unital algebras.

Theorem 2.2 (Brown–Carrión–White). For every separable nuclear D there are finite-dimensional algebras F_n and c.p.c. maps

D\xrightarrow{\alpha_n}F_n\xrightarrow{\beta_n}D

such that \beta_n\alpha_n\to\id_D in point-norm, \|\alpha_n(a)\alpha_n(b)\|\to0 for orthogonal a,b\in D_+, and each \beta_n is a finite convex combination of c.p.c. order-zero maps F_n\to D.

The convex order-zero decomposition is due to Hirshberg–Kirchberg–White [HKW, Theorem 1.4]; the asymptotic orthogonality refinement used here is [BCW, Theorem 3.1]. In particular, the map induced by the \alpha_n in \prod_nF_n/\bigoplus_nF_n is order zero, so

\limsup_n\|\alpha_n(a)\alpha_n(b)\|\le\|ab\| \qquad(a,b\in D). \tag{2.2}

Nuclearity passes to hereditary subalgebras and to unitizations. A c.p.c. map from a separable nuclear algebra to a quotient has a c.p.c. lift by the Choi–Effros lifting theorem [ChE, Theorem 3.10]. Every completely positive map from a nuclear algebra is nuclear, by composition with finite-dimensional approximations of its domain.

2.2 Comparison and extended traces

Write \mathcal K for the compact operators on a separable infinite-dimensional Hilbert space. For u,v\in(D\otimes\mathcal K)_+, write u\precsim v if s_n^*vs_n\to u in norm for some s_n\in D\otimes\mathcal K. Mutual comparison is Cuntz equivalence. The semigroup \Cu(D) consists of the resulting classes, with block-sum addition and the order induced by \precsim. Its subsemigroup W(D) consists of classes represented in finite matrices over D. We use the following standard properties:

[u+v]\le[u]+[v],\qquad [u+v]=[u]+[v]\ \text{if }uv=0,\qquad [s^*s]=[ss^*].

Positive domination implies Cuntz comparison; elements of \her(v)_+ are Cuntz below v. If u\in\Ideal(v)_+, then, for every \varepsilon>0, there is N<\infty with [(u-\varepsilon)_+]\le N[v]. Also

[u]=\sup_{\varepsilon>0}[(u-\varepsilon)_+], \qquad [(u-\varepsilon)_+]\ll[u],

where x\ll y means that any increasing sequence with supremum at least y has a term dominating x. Spectral cuts are cofinal below [u] for this relation. Projection classes are compact, and if a projection p is Cuntz below v, then \her(v) contains a projection Murray–von Neumann equivalent to p (with matrix amplification when needed). These properties hold without simplicity or unitality; see [Rør, Section 4] and [ERS, Sections 2 and 4].

Lemma 2.3 (Finite compressions of a full element). If v\in D_+ is full and D is unital, then there are y_1,\ldots,y_N\in D such that

\sum_{l=1}^N y_l^*vy_l=1_D.

Proof. The ideal criterion above, applied to the projection 1_D, gives [1_D]\le N[v] for some N. A sufficiently accurate Cuntz approximation, compressed to the 1_D corner, gives x_1,\ldots,x_N\in D with \|1_D-\sum_lx_l^*vx_l\|<1. The positive element z=\sum_lx_l^*vx_l is invertible. Taking y_l=x_lz^{-1/2} gives the identity.

A dimension function on W(D) is an additive order-preserving map d:W(D)\to[0,\infty] with d(0)=0; no continuity is implicit. The semigroup is almost unperforated when (m+1)x\le my implies x\le y, for m\in\N.

Theorem 2.4 (Rørdam’s comparison criterion). If D\cong D\otimes\Z, then W(D) is almost unperforated. More generally, if W(D) is almost unperforated, u,v\in D_+, u\in\Ideal_D(v), and

d([u])<d([v])\quad\text{for every dimension function $d$ with }d([v])=1,

then u\precsim v.

These are [Rør, Theorem 4.5 and Corollary 4.7]. The second assertion uses abstract dimension functions, and requires neither exactness nor a trace-space hypothesis.

A lower semicontinuous extended trace on D is an additive homogeneous map \tau:D_+\to[0,\infty] satisfying \tau(x^*x)=\tau(xx^*) and norm lower semicontinuity. We allow traces that are not densely finite. Their extensions to finite matrices use the unnormalized matrix trace, and their extensions to the stabilization are understood. For a positive contraction z, put

d_\tau(z)=\lim_{l\to\infty}\tau(z^{1/l}).

Scaling a nonzero positive element to a contraction gives the same definition for arbitrary z\ge0. We use \tau(z)\le d_\tau(z) for contractions and

d_\tau((z-\eta)_+)\le\eta^{-1}\tau(z)\qquad(\eta>0). \tag{2.3}

The next lemma follows from Elliott–Robert–Santiago’s comparison criterion [ERS, Proposition 6.2] in the presence of a uniform rank gap. If \Cu(D) is almost unperforated, their criterion gives x\le y for x,y\in\Cu(D) from the ideal containment x\le\sup_n ny and the strict inequalities \lambda(x)<\lambda(y) for every functional \lambda with \lambda(y)=1. A functional is an additive order-preserving map to [0,\infty] that vanishes at zero and preserves increasing suprema. For exact algebras, the extended trace correspondence converts the rank gap into these inequalities, while the trace that is zero on an ideal and infinite outside it detects ideal containment. We give the direct regularization proof.

Lemma 2.5 (Comparison with a uniform rank gap). Let D be exact and \Z-stable. If u,v\in D_+ satisfy

d_\tau(u)\le\tfrac12d_\tau(v) \quad\text{for every lower semicontinuous extended trace $\tau$ on $D$},

then u\precsim v.

Proof. Let I=\Ideal_D(v). The map that is zero on I_+ and infinity on D_+\setminus I is a lower semicontinuous extended trace: additivity follows from heredity of I, the trace identity from x^*x\in I\Longleftrightarrow xx^*\in I, and lower semicontinuity from closedness of I. The assumed inequality for this trace forces u\in I.

Work in D\otimes\mathcal K, whose W-semigroup identifies with \Cu(D) and is almost unperforated. Fix a dimension function d on this semigroup with d([v])=1. Its regularization is

\overline d([z])=\sup_{\delta>0}d([(z-\delta)_+]).

By [ERS, Lemma 4.7] and the spectral-cut description of compact containment, \overline d is a functional on \Cu(D). The correspondence in [ERS, Proposition 4.2] realizes it as d_\lambda for a lower semicontinuous extended 2-quasitrace. Haagerup proved that finite-valued 2-quasitraces on exact unital algebras are traces. Blanchard–Kirchberg extended this conclusion to lower semicontinuous 2-quasitraces on exact algebras, allowing a possibly proper finite-domain ideal [ERS, Remarks 4.3 and 4.5]. Thus \lambda is a trace. Restrict \lambda to the original corner D. For each fixed \eta>0 the hypothesis gives

\begin{split} d([(u-\eta)_+]) &\le\overline d([u])=d_\lambda(u) \le\tfrac12d_\lambda(v) =\tfrac12\overline d([v])\\ &\le\tfrac12<1=d([v]). \end{split}

The strict inequality is against d([v]), so it remains valid when \overline d([v])=0. Theorem 2.4 now compares every (u-\eta)_+ with v. Taking the supremum over cuts gives u\precsim v. Finally, comparisons between elements of the original corner can be witnessed in that corner, by compressing each witness on both sides by its multiplier projection.

Lemma 2.6 (Extended traces on finite matrices). Let A be unital, let k\ge1, and let \lambda be a lower semicontinuous extended trace on A\otimes M_k. Set \tau(a)=\lambda(a\otimes1_k) and L_k=\id_A\otimes\operatorname{tr}_k, with normalized matrix trace. Then

\lambda(z)=\tau(L_k(z))\qquad(z\in(A\otimes M_k)_+).

No finiteness assumption on \lambda is needed.

Proof. Write e_{ij}=1_A\otimes e_{ij}. Additivity and the trace identity give

\lambda(z) =\sum_{i=1}^k\lambda(z^{1/2}e_{ii}z^{1/2}) =\sum_{i=1}^k\lambda(e_{ii}ze_{ii}).

Unitary equivalence of the diagonal corners gives \lambda(a\otimes e_{ii})=k^{-1}\tau(a) for a\in A_+. Summing proves the formula. Only finite sums and multiplication by positive scalars occur, so the argument also applies to infinite values.

2.3 Ultraproducts and bounded witnesses

Fix a free ultrafilter \omega on \N. For a sequence (D_n) we use the norm ultraproduct

\prod_\omega D_n =\prod_nD_n\big/\{(x_n):\lim_{n\to\omega}\|x_n\|=0\}.

For a constant sequence this is denoted D_\omega; the ordinary sequence algebra is D_\infty=\ell^\infty(D)/c_0(D).

The following form of Kirchberg’s \varepsilon-test is recorded in [BBSTWW, Lemma 1.10]; we include the diagonal proof.

Lemma 2.7 (Kirchberg’s \varepsilon-test). Let X_n be nonempty sets and let f_{j,n}:X_n\to[0,\infty) be given for j,n\in\N. Suppose that for every m and \delta>0 there is (x_n)\in\prod_nX_n with \lim_{n\to\omega}f_{j,n}(x_n)<\delta for 1\le j\le m. Then there is a single (x_n) for which all these ultralimits are zero.

Proof. Choose (x_n^{(m)}) solving the first m conditions with ultralimits less than 1/(2m). Choose A_m\in\omega on which the first m errors of this choice are less than 1/m, and set E_m=A_1\cap\cdots\cap A_m. These sets are decreasing and belong to \omega. At coordinate n, use x_n^{(l(n))}, where l(n)=\max\{m\le n:n\in E_m\}, using any element of X_n if the set is empty. Then l(n)\to_\omega\infty, and every fixed error tends to zero.

We apply this to countably many norm relations on contractions and on variables with fixed, separately prescribed norm bounds. Nuclear c.p.c. lifting permits the same procedure for maps out of a separable nuclear algebra; a countable dense set records linear relations, complete positivity and the needed order-zero relations. Countably many extra commutators or norms after a fixed contractive map can be included among the tests. The following elementary estimate supplies the bounds for Cuntz witnesses.

Lemma 2.8 (A spare spectral cut gives bounded witnesses). Let u,y\in D_+ and 0\le a<b. If u\precsim(y-b)_+, then for every \varepsilon>0 there is r\in D such that

\|u-r^*(y-a)_+r\|<\varepsilon, \qquad \|r\|^2\le\frac{\|u\|+\varepsilon}{b-a}.

Here (y-0)_+=y. In particular the bound is uniform in a family of contractions u with a common gap b-a>0.

Proof. Choose s with \|u-s^*(y-b)_+s\|<\varepsilon and put

f(t)=\left(\frac{(t-b)_+}{(t-a)_+}\right)^{1/2}, \qquad r=f(y)s,

where the ratio is zero when its denominator vanishes. This is a continuous function vanishing near zero, and

f(y)(y-a)_+f(y)=(y-b)_+, \qquad f(t)^2\le(b-a)^{-1}(t-b)_+.

Consequently

r^*(y-a)_+r=s^*(y-b)_+s, \qquad \|r\|^2\le(b-a)^{-1}\|s^*(y-b)_+s\|,

which proves the claim. If the original comparison is formulated in the stabilization, compression to the original corner gives s\in D.

The choices (a,b)=(c,2c) and (a,b)=(0,c) will both be used. Together with Lemma 2.7, the estimate permits coordinatewise comparisons with a fixed spare cut to pass to the norm ultraproduct. Coordinatewise Cuntz comparison without such control does not itself supply bounded representatives.

2.4 Domination and unitary equivalence

Theorem 2.9 (Gabe’s approximate domination theorem). Let D be exact and let \Phi,\Psi:D\to E be nuclear completely positive maps, with \Psi of order zero. Suppose

\Phi(a)\in\Ideal_E(\Psi(a))\qquad(a\in D_+).

For every finite \mathcal F\subset D and \varepsilon>0 there are y_1,\ldots,y_N\in E such that

\left\|\Phi(a)-\sum_{l=1}^Ny_l^*\Psi(a)y_l\right\|<\varepsilon \qquad(a\in\mathcal F).

This is the implication from pointwise ideal containment to approximate domination in [Gabe, Theorem 3.3], building on the ideal-separation method of [KR05, Proposition 4.2]. The approximation is in norm simultaneously on \mathcal F, and the codomain may be a nonexact norm ultraproduct. No bound on the individual y_l is asserted.

Lemma 2.10 (Relative-commutant unitary equivalence). Let D_n be separable unital \Z-stable algebras, put D_\omega=\prod_\omega D_n, and let A be separable and unital. For a c.p.c. order-zero map \rho:A\to D_\omega set

C=D_\omega\cap\rho(A)'\cap\{1-\rho(1)\}^{\perp}.

Assume that C is full in D_\omega and that every full hereditary subalgebra E\subset C has the following property: whenever x\in E admits totally full e_l,e_r\in E_+ with e_lx=xe_r=0, there is a full s\in E satisfying sx=xs=0. If h_0,h_1\in C_+ are totally full contractions and

f(h_0)\sim f(h_1)\quad\text{in }C \qquad\text{for every }f\in C_0((0,1])_+,

then uh_1u^*=h_0 for some unitary u\in\widetilde C.

This is [BBSTWW, Lemma 5.3], whose proof adapts the positive-element classification method of Robert–Santiago [RS]; \sim here denotes Cuntz equivalence. We will verify the hereditary-subalgebra condition directly. After adjoining the ambient unit, the implementing unitary belongs to D_\omega and commutes with \rho(A). More explicitly, if C already has a unit p_C different from the ambient unit, replace a unitary u\in C by u+(1-p_C); otherwise use the canonical map from the unitization to C+\C1_{D_\omega}.

3 Matrix models with local trace control

Throughout this section, A is a nonzero separable unital nuclear C^*-algebra; no absorption hypothesis is imposed. We construct a matrix model with trace estimates localized to finitely many ideals. The point is that a norm error inside a suitable hereditary corner becomes a trace error relative to the rank of the positive element generating the relevant ideal. For k\geq 1, write

L_k=\id_A\otimes\mathrm{tr}_k\colon A\otimes M_k\longrightarrow A, \qquad L_k((z_{rs})_{r,s=1}^k)=\frac1k\sum_{r=1}^k z_{rr},

where \mathrm{tr}_k is the normalized matrix trace. We may choose all matrix sizes to be powers of 2; this convenient restriction costs nothing in the finite probability-rounding argument below.

Each test uses a positive contraction a and a number 0<\gamma<1. We keep the uncut element a for the later comparison target, estimate the model error on the deeper cut x=(a-\gamma)_+, and use the shallower cut b=(a-\gamma/2)_+ to specify both the ideal and the rank scale for that estimate. The two cuts have distinct roles: x lies in the hereditary subalgebra generated by b, whose rank d_\tau(b) will control the trace error.

Choose a countable dense subset \mathcal D of the positive unit ball of A which is closed under cuts a\mapsto(a-r)_+ for positive rational r. Such a set is obtained from any countable dense subset by adjoining its successive rational cuts. Enumerate all pairs (a,\gamma)\in\mathcal D\times((0,1)\cap\mathbb Q) as (a_j,\gamma_j)_{j\geq1}, and set

x_j=(a_j-\gamma_j)_+, \qquad b_j=(a_j-\gamma_j/2)_+, \qquad I_j=\Ideal(b_j). \tag{3.1}

In particular, x_j\in\her(b_j) and d_\tau(x_j)\leq d_\tau(b_j) for every lower semicontinuous extended trace \tau.

Lemma 3.1 (Matrix model). There are finite-dimensional C^*-algebras F_n, powers k_n of 2, and completely positive contractive maps

A\xrightarrow{\alpha_n}F_n \xrightarrow{\beta_n}A\otimes M_{k_n}, \qquad \theta_n=\beta_n\alpha_n,

with the following properties.

  1. 1.

    Each \beta_n has order zero, and

    \|\alpha_n(c)\alpha_n(d)\|\longrightarrow0 \quad(c,d\in A_+,\ cd=0).
  2. 2.

    For every a\in A,

    \|L_{k_n}(\theta_n(a))-a\|\longrightarrow0.
  3. 3.

    For every n,j\geq1 there is a positive contraction w_{n,j}\in A\otimes M_{k_n}, and there are nonnegative numbers \eta_{n,j},\delta_{n,j} tending to zero as n\to\infty for each fixed j, such that

    \begin{align*} \|w_{n,j}-\theta_n(x_j)\|&\leq\eta_{n,j}, \tag{3.2}\\ \tau(L_{k_n}(w_{n,j})) &\leq \tau(x_j)+\delta_{n,j}d_\tau(b_j) \tag{3.3}\end{align*}

    for every lower semicontinuous extended trace \tau on A with d_\tau(b_j)<\infty.

The coefficients in (3.3) are independent of \tau. One may take \delta_{n,j}=2^{-n} for all n,j.

We first establish the finite-stage construction. Its trace estimates will be obtained within hereditary subalgebras on which the relevant extended traces are bounded.

Lemma 3.2 (Trace bounds in a hereditary subalgebra). Let P,b\in A_+ be contractions, and suppose that [P]\leq K[b] for a finite positive integer K. If \tau is a lower semicontinuous extended trace with d_\tau(b)<\infty, then its restriction to D=\her(P) extends to a bounded positive linear functional satisfying

\|\tau|_D\|\leq d_\tau(P)\leq Kd_\tau(b). \tag{3.4}

Consequently, for y,z\in D_+,

|\tau(y)-\tau(z)| \leq \|y-z\|K d_\tau(b). \tag{3.5}

Proof. Choose an approximate unit (e_l) for D consisting of positive contractive continuous functions of P which vanish at zero. Such elements satisfy d_\tau(e_l)\leq d_\tau(P). For any positive contraction z\in D, the elements e_lze_l converge to z in norm, and

\tau(e_lze_l)\leq\tau(e_l^2)\leq d_\tau(P).

Lower semicontinuity therefore gives \tau(z)\leq d_\tau(P). Monotonicity and additivity of d_\tau on Cuntz classes give the second inequality in (3.4). Thus \tau is bounded on the positive unit ball of D and extends to the asserted bounded positive functional. Its norm bound proves (3.5). This argument also applies when d_\tau(b)=0, in which case the restriction is identically zero.

Lemma 3.3 (Finite ideal slicing). Fix m,N\geq1, and let \mathcal T=\{1,\ldots,N\}^m. For every t\in\mathcal T and S\subseteq\{1,\ldots,m\}, there are positive contractions (P_{S,t,i})_{i\geq1} in A with the following properties.

  1. 1.

    For fixed t,i, the family (P_{S,t,i})_S is orthogonal; in particular, \sum_S P_{S,t,i}\leq1.

  2. 2.

    For every a\in A, \|[P_{S,t,i},a]\|\to0. If 1\leq j\leq m and j\notin S, then

    \|P_{S,t,i}^{1/2}x_jP_{S,t,i}^{1/2}\|\longrightarrow0.
  3. 3.

    If j\in S, then P_{S,t,i}\in I_j, and there is a finite positive integer K_{S,t,i,j} such that

    [P_{S,t,i}]\leq K_{S,t,i,j}[b_j]. \tag{3.6}
  4. 4.

    For every a\in A,

    \limsup_{i\to\infty} \left\|\frac1{N^m}\sum_{t\in\mathcal T}\sum_S P_{S,t,i}^{1/2}aP_{S,t,i}^{1/2}-a\right\| \leq\frac mN\|a\|. \tag{3.7}

Proof. Write A_\infty=\ell^\infty(A)/c_0(A), identifying A with its constant sequences. There are commuting positive contractions u_1,\ldots,u_m\in A_\infty\cap A' such that u_j is represented by positive contractions in I_j and u_jx_j=x_j. Indeed, at coordinate i choose successively an element of a quasicentral approximate unit of each I_j. Require its commutators with the first i elements of a fixed dense subset of A to have norm less than 1/i, require that it act on x_j within 1/i, and require that it commute within 1/i with the elements already chosen at that coordinate. These are finitely many approximate-unit and quasicentrality requirements. They give exactly the stated relations on passing to A_\infty.

Choose N pairwise disjoint closed intervals contained in (0,1). For the rth interval choose continuous functions g_r^-,g_r^+\colon[0,1]\to[0,1] satisfying

g_r^-g_r^+=0,\qquad 0\leq g_r^-+g_r^+\leq1,

whose sum is one outside that interval. We choose g_r^- equal to one below the interval and zero above it, and g_r^+ equal to zero below the interval and one above it. Within the interval the two functions can decrease and increase, respectively, meeting at zero. Set h_r=g_r^-+g_r^+. At every point of [0,1] at most one interval can contribute a loss, so

1-\frac1N\leq\frac1N\sum_{r=1}^N h_r\leq1. \tag{3.8}

For t=(t_1,\ldots,t_m)\in\mathcal T define

P_{S,t}= \prod_{j\in S}g_{t_j}^+(u_j) \prod_{j\in\{1,\ldots,m\}\setminus S}g_{t_j}^-(u_j).

These are central positive contractions, and for fixed t they are pairwise orthogonal as S varies. Families for different values of t may overlap and are combined by averaging. Joint functional calculus and independent averaging of the coordinates of t give

\begin{align*} Q&=\frac1{N^m}\sum_{t\in\mathcal T}\sum_S P_{S,t} =\prod_{j=1}^m\left(\frac1N\sum_{r=1}^N h_r(u_j)\right), \tag{3.9}\\ (1-1/N)^m1&\leq Q\leq1, \qquad \|1-Q\|\leq m/N. \tag{3.10}\end{align*}

If j\in S, then P_{S,t} belongs to the image of \ell^\infty(I_j) in A_\infty, since g_{t_j}^+(0)=0. If 1\leq j\leq m and j\notin S, then g_{t_j}^-(u_j)x_j=g_{t_j}^-(1)x_j=0, whence P_{S,t}x_j=0.

We construct the required orthogonal representatives directly, before imposing exact ideal membership. Start with positive contractive representatives of a finite orthogonal family, whose pairwise products tend to zero. To separate a first representative a_i from a later representative b_i, choose r_i>0 tending to zero slowly enough that \|a_ib_i\|/r_i\to0. Let f_i\colon[0,1]\to[0,1] be one on [0,r_i/2] and zero on [r_i,1], with 1-f_i(t)\leq2t/r_i. Replace the first element by (a_i-r_i)_+ and every later one by f_i(a_i)b_if_i(a_i). These replacements are orthogonal to the first cut, and

\|b_i-f_i(a_i)b_if_i(a_i)\| \leq4\|a_ib_i\|/r_i\longrightarrow0.

Choose r_i using the maximum of the finitely many relevant products. Repeating with the later elements preserves orthogonality already obtained and changes no quotient element. This gives, for every t, orthogonal positive contractive lifts R_{S,t,i} of P_{S,t}.

For j\in S, the distance from R_{S,t,i} to I_j tends to zero. Let \varepsilon_i>0 tend to zero and dominate all these distances, over the finite collection of triples (S,t,j) under consideration. The first cuts

T_{S,t,i}=(R_{S,t,i}-2\varepsilon_i)_+

belong exactly to every I_j with j\in S: their images in A/I_j vanish by functional calculus. Choose another sequence \sigma_i>0 tending to zero, and put

P_{S,t,i}=(T_{S,t,i}-\sigma_i)_+.

Because T_{S,t,i}\in\Ideal(b_j), the usual ideal criterion for Cuntz comparison gives a finite integer K_{S,t,i,j} for which (3.6) holds. Here the strict positivity of the second cut is essential: every positive cut of an element in \Ideal(b_j) is Cuntz below a finite direct sum of copies of b_j. Both cuts preserve orthogonality and change the representatives by at most 2\varepsilon_i+\sigma_i\to0. Consequently they preserve all the quotient relations established above, while imposing all the ideal and finite-multiple conditions simultaneously.

Finally, centrality of P_{S,t} gives P_{S,t}^{1/2}aP_{S,t}^{1/2}=P_{S,t}a in A_\infty. Thus (3.10) implies (3.7), and P_{S,t}x_j=0 proves the required vanishing of the omitted compressions. No bound on K_{S,t,i,j} uniform in i has been asserted or used.

Lemma 3.4 (Finite-stage model). Fix m\geq1, a finite subset \mathcal F of the unit ball of A, a finite family \mathcal O of pairs of orthogonal positive contractions in A, and \varepsilon>0. There are a finite-dimensional C^*-algebra F, a power k of 2, completely positive contractive maps

A\xrightarrow{\alpha}F\xrightarrow{\beta}A\otimes M_k, \qquad\theta=\beta\alpha,

and positive contractions w_1,\ldots,w_m\in A\otimes M_k such that \beta has order zero and

\begin{align*} \|L_k(\theta(a))-a\|&<\varepsilon &&(a\in\mathcal F), \tag{3.11}\\ \|\alpha(c)\alpha(d)\|&<\varepsilon &&((c,d)\in\mathcal O), \tag{3.12}\\ \|w_j-\theta(x_j)\|&<\varepsilon &&(1\leq j\leq m), \tag{3.13}\\ \tau(L_k(w_j))&\leq\tau(x_j)+\varepsilon d_\tau(b_j) &&(1\leq j\leq m, d_\tau(b_j)<\infty). \tag{3.14}\end{align*}

The last inequality holds for every lower semicontinuous extended trace \tau satisfying the indicated finite-rank condition.

Proof. Fixing the corners. Choose N so large that m/N<\varepsilon/4, and use Lemma 3.3. Write

l_{S,t,i}(a)=P_{S,t,i}^{1/2}aP_{S,t,i}^{1/2}.

Asymptotic centrality implies, for (c,d)\in\mathcal O,

\|l_{S,t,i}(c)l_{S,t,i}(d)\| =\|P_{S,t,i}^{1/2}cP_{S,t,i}dP_{S,t,i}^{1/2}\| \longrightarrow0.

Together with (3.7) and the omitted compression estimates, this permits us to fix one coordinate i such that

\begin{align*} \left\|\frac1{N^m}\sum_{t,S}l_{S,t,i}(a)-a\right\| &<\varepsilon/3 &&(a\in\mathcal F), \tag{3.15}\\ \|l_{S,t,i}(x_j)\|&<\varepsilon &&(1\leq j\leq m,\ j\notin S), \tag{3.16}\\ \|l_{S,t,i}(c)l_{S,t,i}(d)\|&<\varepsilon/2 &&((c,d)\in\mathcal O). \tag{3.17}\end{align*}

All these requirements range over finite sets. From now on this coordinate is fixed. For each occurrence indexed by (S,t), suppress i and write

P=P_{S,t,i},\quad D_P=\her(P),\quad l_P(a)=P^{1/2}aP^{1/2},\quad K_{P,j}=K_{S,t,i,j}.

Every subscript P below retains this (S,t) occurrence index. Thus coincident positive elements, including zero pieces, still receive separate corner approximations and outcome labels. In particular, the finitely many constants K_{P,j} have already been fixed before any approximation accuracy within D_P is chosen.

Approximating within the corners. Each D_P is separable and nuclear. The Brown–Carrión–White approximation theorem, Theorem 2.2, supplies finite-dimensional approximations with asymptotically order-zero first maps and return maps which are finite convex combinations of completely positive contractive order-zero maps. For a fixed corner, take a sequence of these first maps \zeta_r\colon D_P\to E_r. The asymptotic product estimate (2.2) gives

\limsup_{r\to\infty}\|\zeta_r(y)\zeta_r(z)\| \leq\|yz\|\qquad(y,z\in D_P). \tag{3.18}

Thus sufficiently late first maps have product norm less than \varepsilon on the finitely many pairs (l_P(c),l_P(d)) in (3.17). This uses the approximation sequence for the fixed corner; it requires no uniformity in a varying hereditary subalgebra.

Choose positive numbers \xi_P such that

\max_P\xi_P<\varepsilon/3, \qquad \frac1{N^m}\sum_{t\in\mathcal T}\sum_{S\ni j} K_{P_{S,t,i},j}\xi_{P_{S,t,i}}<\varepsilon/2 \quad(1\leq j\leq m). \tag{3.19}

There are only finitely many constants in these requirements, so such choices are possible. Choose a corresponding approximation in each D_P, denoted

D_P\xrightarrow{\zeta_P}E_P \xrightarrow{\varphi_P}D_P, \qquad \varphi_P=\sum_{r=1}^{h_P}\lambda_{P,r}\beta_{P,r},

where the \lambda_{P,r} are nonnegative and sum to one, and each \beta_{P,r} is completely positive contractive and order zero. All component return maps for this corner have the same domain E_P and use the same first map \zeta_P. Arrange that

\begin{align*} \|\varphi_P\zeta_Pl_P(a)-l_P(a)\|&<\xi_P &&\bigl(a\in\mathcal F\cup\{x_1,\ldots,x_m\}\bigr), \tag{3.20}\\ \|\zeta_Pl_P(c)\zeta_Pl_P(d)\|&<\varepsilon &&((c,d)\in\mathcal O). \tag{3.21}\end{align*}

For a zero corner take E_P=0 and the zero maps, with a single return component of weight one.

Individual outcomes and their retained parts. Consider the finite probability space whose outcomes \nu consist of a tuple t\in\mathcal T and, for each subset S, a choice r_S\in\{1,\ldots,h_{P_{S,t,i}}\}. Give t uniform probability and make the return-map choices independently with the probabilities \lambda_{P,r}. Write \lambda_\nu for the resulting probability, and let

E_t=\bigoplus_S E_{P_{S,t,i}},\qquad \alpha_t(a)=\bigoplus_S\zeta_{P_{S,t,i}}l_{P_{S,t,i}}(a),
\beta_\nu((z_S)_S)= \sum_S\beta_{P_{S,t,i},r_S}(z_S), \qquad T_\nu=\beta_\nu\alpha_t.

The map \alpha_t is completely positive contractive because a finite direct sum has the maximum norm. The hereditary subalgebras D_{P_{S,t,i}} are mutually orthogonal for the single tuple t used by the outcome. Consequently \beta_\nu is completely positive contractive and order zero: each summand has these properties, and products between distinct summand ranges vanish. Moreover, (3.21) bounds the product defect of every \alpha_t by \varepsilon, uniformly over the outcomes.

Independence of the return-map choices gives

\sum_\nu\lambda_\nu T_\nu(a) =\frac1{N^m}\sum_{t\in\mathcal T}\sum_S \varphi_{P_{S,t,i}}\zeta_{P_{S,t,i}}l_{P_{S,t,i}}(a). \tag{3.22}

For each fixed t, the differences in (3.20) lie in orthogonal hereditary subalgebras, so their sum has norm at most \max_P\xi_P. Equations (3.15), (3.19), and (3.22) therefore imply

\left\|\sum_\nu\lambda_\nu T_\nu(a)-a\right\| <2\varepsilon/3\qquad(a\in\mathcal F). \tag{3.23}

For 1\leq j\leq m, retain only the corners indexed by S\ni j:

W_{\nu,j}= \sum_{S\ni j}\beta_{P_{S,t,i},r_S} \zeta_{P_{S,t,i}}l_{P_{S,t,i}}(x_j). \tag{3.24}

This is a positive contraction. Contractivity of each component and orthogonality of the omitted corners give, for every individual outcome,

\|T_\nu(x_j)-W_{\nu,j}\| \leq\max_{S\not\ni j}\|l_{P_{S,t,i}}(x_j)\| <\varepsilon. \tag{3.25}

The maximum over an empty family is taken to be zero. In particular, the estimate holds before taking any average.

The uniform relative trace estimate. Fix j and a lower semicontinuous extended trace \tau with d_\tau(b_j)<\infty. In every retained corner, Lemma 3.2 applies with the already fixed constant K_{P,j}. Thus (3.20) implies

\tau(\varphi_P\zeta_Pl_P(x_j)) \leq\tau(l_P(x_j))+\xi_PK_{P,j}d_\tau(b_j) \qquad(j\in S).

All quantities in this inequality are finite. For each fixed t, traciality and \sum_{S\ni j}P_{S,t,i}\leq1 give

\begin{align*} \sum_{S\ni j}\tau(l_{P_{S,t,i}}(x_j)) &=\tau\left(x_j^{1/2} \Bigl(\sum_{S\ni j}P_{S,t,i}\Bigr)x_j^{1/2}\right)\\ &\leq\tau(x_j).\end{align*}

Taking expectations in (3.24) and using (3.19) proves

\sum_\nu\lambda_\nu\tau(W_{\nu,j}) \leq\tau(x_j)+(\varepsilon/2)d_\tau(b_j). \tag{3.26}

For later use there is also an individual bound

\tau(W_{\nu,j})\leq M_{\nu,j}d_\tau(b_j), \qquad M_{\nu,j}=\sum_{S\ni j}K_{P_{S,t,i},j}<\infty. \tag{3.27}

Every coefficient here was chosen independently of \tau. If d_\tau(b_j)=0, then each retained output has trace exactly zero, as does x_j. Hence the same inequalities hold in this case without an absolute additive error. No condition is being placed on traces for which d_\tau(b_j)=\infty.

Rounding the probabilities and forming the matrix model. After all corner maps and the constants M_{\nu,j} have been fixed, choose k=2^s and nonnegative integers n_\nu with \sum_\nu n_\nu=k so that \mu_\nu=n_\nu/k satisfies

\sum_\nu|\mu_\nu-\lambda_\nu|<\varepsilon/3, \qquad \sum_\nu|\mu_\nu-\lambda_\nu|M_{\nu,j} <\varepsilon/2\quad(1\leq j\leq m). \tag{3.28}

Such choices exist for arbitrarily large s: round the finitely many numbers k\lambda_\nu down to integers and distribute the remaining units among the outcomes. The resulting probabilities stay in the probability simplex, and their total absolute error tends to zero as s\to\infty. Contractivity of the T_\nu shows that replacing \lambda_\nu by \mu_\nu changes the expected map on the unit ball by less than \varepsilon/3. Equations (3.27) and (3.28) show that the expected retained trace changes in absolute value by at most (\varepsilon/2)d_\tau(b_j).

List the outcomes with their multiplicities as \nu_1,\ldots,\nu_k, and write t_l for the threshold tuple in \nu_l. Define

F=\bigoplus_{l=1}^k E_{t_l},\qquad \alpha(a)=\bigoplus_{l=1}^k\alpha_{t_l}(a),\qquad \beta((z_l)_{l=1}^k) =\operatorname{diag}\bigl(\beta_{\nu_l}(z_l)\bigr)_{l=1}^k.

The map \alpha is completely positive contractive, and \beta is completely positive contractive and order zero, by the orthogonality of the matrix diagonal positions. We have

\theta(a)=\operatorname{diag}(T_{\nu_l}(a))_{l=1}^k, \qquad L_k(\theta(a))=\sum_\nu\mu_\nu T_\nu(a).

Consequently (3.23) and (3.28) give (3.11), and the maximum norm in the direct sum gives (3.12). Finally, put

w_j=\operatorname{diag}(W_{\nu_l,j})_{l=1}^k.

These are positive contractions, and the estimate for individual outcomes in (3.25) proves (3.13). Since L_k(w_j)=\sum_\nu\mu_\nu W_{\nu,j}, (3.26) and the trace part of the rounding estimate prove (3.14).

Proof of Lemma 3.1. Fix a countable dense subset (c_l)_{l\geq1} of the unit ball of A. The space

\{(c,d)\in A_+\times A_+: \|c\|,\|d\|\leq1,\ cd=0\}

is a separable metric space, so choose a countable dense family (c'_l,d'_l)_{l\geq1} in this space. At stage n, apply Lemma 3.4 to the first n tests, \mathcal F_n=\{c_1,\ldots,c_n\}, \mathcal O_n=\{(c'_1,d'_1),\ldots,(c'_n,d'_n)\}, and \varepsilon=2^{-n}. Denote the resulting maps by \alpha_n and \beta_n, and the retained elements by w_{n,j} for j\leq n.

Contractivity extends (3.11) from the dense family to point-norm convergence on A. Likewise, if c,d are orthogonal positive contractions and (c',d') is one of the chosen orthogonal pairs, then

\|\alpha_n(c)\alpha_n(d)\| \leq\|c-c'\|+\|d-d'\| +\|\alpha_n(c')\alpha_n(d')\|.

First taking the limit superior in n, then approximating (c,d) by such pairs, proves asymptotic preservation of orthogonality. Scaling proves the assertion for arbitrary orthogonal positive elements.

For j>n set w_{n,j}=0. Take \delta_{n,j}=2^{-n} for all n,j, and set

\eta_{n,j}= \begin{cases} 2^{-n},&j\leq n,\\ 1,&j>n. \end{cases}

Equations (3.2) and (3.3) now hold for every n,j, and both error sequences tend to zero for each fixed j. At each stage the trace inequality holds simultaneously for all the indicated extended traces. Thus the diagonalization involves only the countable lists of elements, tests, and orthogonal pairs; it requires neither a countable family of traces nor a restriction on the ideal lattice of A.

Remark 3.5. The composites \theta_n also asymptotically preserve orthogonality. Indeed, the order-zero product estimate gives

\|\theta_n(c)\theta_n(d)\| \leq\|\alpha_n(c)\alpha_n(d)\| \qquad(c,d\in A_+).

Consequently they induce a c.p.c. order-zero map into \prod_n(A\otimes M_{k_n})/\bigoplus_n(A\otimes M_{k_n}), and into the corresponding norm ultraproduct. The same conclusion holds after composing the \beta_n with any c.p.c. order-zero maps into a fixed target algebra: the displayed product estimate remains valid for each composite return map.

4 The common part and localized trace comparison

The matrix model will now be placed in a Jiang–Su tensor factor by an order-zero map. Its expectation is still asymptotically the identity. This produces a common part of the model and the original inclusion. The remaining part is small in a sense that can be compared uniformly over all lower semicontinuous extended traces, including traces that are infinite away from an ideal.

4.1 Order-zero maps into the Jiang–Su algebra

Write \tau_{\Z} for the unique tracial state of \Z. We first construct order-zero matrix maps and positive contractions with arbitrarily many orthogonal copies.

Lemma 4.1. For every integer k\geq 1 and every \xi>0 there is a c.p.c. order-zero map \iota\colon M_k\to\Z such that

\tau_{\Z}(\iota(1))>1-\xi, \qquad \|\iota(e_{11})\|=1.

Proof. Choose a multiple d\geq2 of k with (d+1)^{-1}<\xi, and fix a unital embedding \mu\colon M_k\to M_d. Put p=e_{d+1,d+1}\in M_{d+1}. In M_d\otimes M_{d+1}, the complement of 1\otimes p is the tensor product of two d-dimensional spaces. Let V be the flip on this complement, extended by the identity on the range of 1\otimes p. The unitary group of each finite matrix block is path connected. There is therefore a continuous unitary path U(t), 0\leq t\leq1, from 1 to V, all of whose members commute with 1\otimes p.

Define

\iota_0(x)(t) =U(t)\bigl(\mu(x)\otimes(1-tp)\bigr)U(t)^*.

This is a c.p.c. order-zero map into C([0,1],M_d\otimes M_{d+1}). Its endpoint values are

\iota_0(x)(0)=\mu(x)\otimes1, \qquad \iota_0(x)(1)=1\otimes\operatorname{diag}(\mu(x),0).

Consequently its range lies in the prime dimension-drop algebra

I_{d,d+1} =\{f\in C([0,1],M_d\otimes M_{d+1}): f(0)\in M_d\otimes1,\ f(1)\in1\otimes M_{d+1}\}.

The commutation of U(t) with 1\otimes p gives the exact defect

1-\iota_0(1)=\bigl(t\mapsto t(1\otimes p)\bigr).

For 1\leq r\leq d+1, the functions

y_r(t)=\sqrt t\,(1\otimes e_{r,d+1})

belong to I_{d,d+1} and satisfy

y_r^*y_r=1-\iota_0(1), \qquad \sum_{r=1}^{d+1}y_ry_r^*=(t\mapsto t1)\leq1.

Thus every tracial state \sigma on I_{d,d+1} satisfies

(d+1)\sigma(1-\iota_0(1)) =\sigma\left(\sum_{r=1}^{d+1}y_ry_r^*\right)\leq1.

The prime dimension-drop algebra I_{d,d+1} embeds unitally into \Z by [Rør, Theorem 2.1(i)]. Composing such an embedding with \iota_0 gives the trace estimate. Finally, \|\iota_0(e_{11})(0)\|=1, so isometry of the embedding gives the asserted norm.

Lemma 4.2. For every integer m\geq2 there are a positive contraction D_m\in\Z of norm one, contractions v_{m,1},\ldots,v_{m,m}\in\Z, and a finite positive integer K_m such that

v_{m,r}^*v_{m,s}=\delta_{rs}D_m, \qquad 1=\sum_{l=1}^{K_m}y_{m,l}^*(D_m-1/2)_+y_{m,l} \tag{4.1}

for suitable y_{m,l}\in\Z.

Proof. Take \iota\colon M_m\to\Z from Lemma 4.1, and set

D_m=\iota(e_{11}),\qquad v_{m,r}=\iota^{1/2}(e_{r1}).

Order-zero functional calculus and the product identity (2.1) give the first identity in (4.1). The element (D_m-1/2)_+ is nonzero, hence full in the simple unital algebra \Z. Lemma 2.3 supplies the second identity.

We fix these choices once and for all. No uniform bound on K_m is required.

4.2 The model and its common part

Throughout this section, A is a nonzero separable unital nuclear C^*-algebra. Set

R=A\otimes\Z_1\otimes\Z_2\otimes\Z_3, \qquad B=R_\omega, \qquad B_1=(A\otimes\Z_1)_\omega\subset B. \tag{4.2}

The first Jiang–Su factor carries the model and its common part; the second supplies positive contractions with arbitrarily many orthogonal copies. The constant third factor is reserved for the complementary weights in the unitary-equivalence argument. The tensor-factor inclusions are unital. Write \pi\colon A\to B_1\subset B for the constant first-factor inclusion. Nuclearity and strong self-absorption of \Z [TW, Examples 1.14] imply that R is nuclear, exact, and \Z-stable.

Use the tests a_j,\gamma_j,x_j,b_j from (3.1). The matrix-model construction, Lemma 3.1, gives finite-dimensional algebras F_n, powers k_n of two, and c.p.c. maps

A\xrightarrow{\alpha_n}F_n \xrightarrow{\beta_n}A\otimes M_{k_n},

where \beta_n is order zero, \alpha_n is asymptotically order zero, and L_{k_n}\beta_n\alpha_n(a)\to a for every a\in A. Denote the lemma’s retained positive contractions by W_{n,j}\in A\otimes M_{k_n}. For each fixed j they satisfy

\|W_{n,j}-\beta_n\alpha_n(x_j)\|\longrightarrow0 \tag{4.3}

and

\tau(L_{k_n}(W_{n,j})) \leq\tau(x_j)+\delta_{n,j}d_\tau(b_j) \qquad\bigl(d_\tau(b_j)<\infty\bigr). \tag{4.4}

Here \tau ranges over all lower semicontinuous extended traces on A, and the nonnegative constants \delta_{n,j} are independent of \tau and tend to zero for fixed j.

Choose maps \iota_n\colon M_{k_n}\to\Z_1 from Lemma 4.1 with s_n:=\tau_{\Z}(\iota_n(1))\to1. Define

\begin{aligned} T_n&=\id_A\otimes\iota_n,& \beta'_n&=T_n\beta_n,\\ \theta_n&=\beta'_n\alpha_n,& w_{n,j}&=T_n(W_{n,j}). \end{aligned} \tag{4.5}

These maps and elements take values in A\otimes\Z_1, which we regard as a subalgebra of R.

The order-zero product identity for \iota_n tensors with \id_A, first on elementary tensors and then by continuity. Thus T_n and \beta'_n are c.p.c. order-zero maps. Put

L=\id_A\otimes\tau_{\Z}\colon A\otimes\Z_1\longrightarrow A.

The functional \tau_{\Z}\circ\iota_n is a positive trace on M_{k_n}. Indeed, the square-root order-zero map satisfies

\iota_n^{1/2}(z)^*\iota_n^{1/2}(z)=\iota_n(z^*z), \qquad \iota_n^{1/2}(z)\iota_n^{1/2}(z)^*=\iota_n(zz^*).

Its mass is s_n, so

LT_n=s_nL_{k_n}.

It follows that L\theta_n(a)\to a for every a\in A. The product estimate for an order-zero map also gives

\|\theta_n(c)\theta_n(d)\| \leq\|\alpha_n(c)\alpha_n(d)\|\longrightarrow0 \qquad(c,d\in A_+,\ cd=0).

Consequently the maps \theta_n induce a c.p.c. order-zero map

\theta\colon A\longrightarrow B_1, \qquad \theta(a)=(\theta_n(a))_\omega, \qquad (w_{n,j})_\omega=\theta(x_j). \tag{4.6}

The same letter L will denote the induced unital completely positive map B_1\to A_\omega. With the constant inclusion of A into A_\omega understood, we have L\theta=L\pi=\id_A.

Lemma 4.3 (The common part). There is a positive contraction e\in B_1 such that, with q=1-e,

L(e)=0,\qquad [e,\pi(a)]=[e,\theta(a)]=0,\qquad q\theta(a)=q\pi(a) \quad(a\in A). \tag{4.7}

In particular, if h=\theta(1), then qh=q.

Proof. Both ranges \pi(A) and \theta(A) belong to the multiplicative domain of L. For \theta, the two Schwarz inequalities give

a^*a=L(\theta(a))^*L(\theta(a)) \leq L(\theta(a)^*\theta(a)) \leq L(\theta(a^*a))=a^*a.

The analogous equalities hold with a and a^* interchanged. The assertion for \pi follows in the same way, or directly from its multiplicativity.

Let D_0=C^*(\pi(A),\theta(A))\subset B_1. This is a separable unital algebra, L|_{D_0} is a homomorphism, and

J=\ker(L|_{D_0})

is an ideal containing \theta(a)-\pi(a) for every a\in A. Choose a positive contractive quasicentral approximate unit (f_l) for J in D_0. Then L(f_l)=0, the commutators of f_l with both ranges tend to zero, and

(1-f_l)(\theta(a)-\pi(a))\longrightarrow0 \qquad(a\in A).

Lift the f_l to positive contractive sequences in A\otimes\Z_1. Apply the countable diagonalization of Lemma 2.7 to the preceding equations on dense countable subsets, together with the coordinate test \|L(f_{l,n})\|. The latter tends to zero along \omega for each fixed l. The resulting positive contraction e\in B_1 satisfies (4.7). Taking a=1 gives qh=q.

Fix positive contractive representatives e_n\in A\otimes\Z_1 of e, and write

q_n=1-e_n,\qquad \ell_n=\|L(e_n)\|. \tag{4.8}

Thus \ell_n\to_\omega0. Exact vanishing of L(e_n) at any coordinate is neither asserted nor needed.

4.3 Rank estimates on a prescribed ideal

Fix j temporarily, and abbreviate

a=a_j,\quad \gamma=\gamma_j,\quad x=x_j,\quad b=b_j,\quad w_n=w_{n,j}.

Inside A\otimes\Z_1\subset R, set

\begin{split} u_{n,0}&=x^{1/2}e_nx^{1/2},\\ u_{n,1}&=w_n^{1/2}e_nw_n^{1/2},\\ z_n&=a^{1/2}(q_n-1/2)_+a^{1/2}. \end{split} \tag{4.9}

These are positive contractions.

Lemma 4.4 (Localized rank estimates). For each j there are nonnegative numbers \varepsilon_{n,j}\to_\omega0, independent of the trace, with the following properties. Let \lambda be any lower semicontinuous extended trace on R, and let \tau=\lambda|_A. If d_\tau(b)<\infty, then, for i=0,1 and \eta>0,

d_\lambda((u_{n,i}-\eta)_+) \leq\eta^{-1}\varepsilon_{n,j}d_\tau(b). \tag{4.10}

If \ell_n\leq1/4, then, with no finiteness assumption,

d_\lambda((z_n-\gamma/16)_+) \geq(\gamma/16)d_\tau(b). \tag{4.11}

Proof. We first work under the hypothesis d_\tau(b)<\infty. On the hereditary subalgebra \her_A(b)\otimes\Z_1 one has

\lambda(y)=\tau(L(y))\qquad(y\geq0). \tag{4.12}

To justify this formula, every positive contraction in \her_R(b\otimes1) has \lambda-value at most d_\lambda(b\otimes1)=d_\tau(b). The restriction of \lambda to \her_A(b)\otimes\Z_1 therefore extends to a bounded trace; the same holds for \tau on \her_A(b). For a positive s\in\her_A(b), the functional

v\longmapsto\lambda(s\otimes v)

is a bounded positive trace on \Z_1, of mass \tau(s). Its trace identity follows by applying the trace identity for \lambda to s^{1/2}\otimes z. Uniqueness of the tracial state of \Z gives \lambda(s\otimes v)=\tau(s)\tau_{\Z}(v). Linearity and density prove (4.12). In particular,

\lambda(u_{n,0}) =\tau(x^{1/2}L(e_n)x^{1/2}) \leq\ell_n\tau(x) \leq\ell_n d_\tau(b). \tag{4.13}

There is a separate estimate for w_n, which need not lie in that hereditary subalgebra. Define

\rho_n=\lambda\circ T_n, \qquad \sigma_n(s)=\rho_n(s\otimes1)\quad(s\in A_+).

Order-zero square-root calculus shows that \rho_n is an extended trace; its lower semicontinuity follows from continuity of T_n. Furthermore,

\sigma_n(s) =\lambda(s\otimes\iota_n(1))\leq\lambda(s\otimes1)=\tau(s).

Lemma 2.6, applied to \rho_n, gives

\rho_n(Y)=\sigma_n(L_{k_n}(Y)) \qquad(Y\in(A\otimes M_{k_n})_+). \tag{4.14}

This identity includes infinite values. It follows from (4.4) that

\lambda(w_n) \leq\tau(L_{k_n}(W_{n,j})) \leq\tau(x)+\delta_{n,j}d_\tau(b)<\infty. \tag{4.15}

Put

S_n=w_n^{1/2}q_nw_n^{1/2},\qquad S'_n=x^{1/2}q_nx^{1/2},\qquad \Delta_{n,j}=\|S_n-S'_n\|.

The common-part identity implies \Delta_{n,j}\to_\omega0: in the quotient, the two expressions are respectively q\theta(x) and q\pi(x). Compressing S'_n\leq S_n+\Delta_{n,j}1 by x^{1/(2r)} gives

\lambda(x^{1/(2r)}S'_nx^{1/(2r)}) \leq\lambda(S_n)+\Delta_{n,j}\tau(x^{1/r}) \leq\lambda(S_n)+\Delta_{n,j}d_\tau(b).

Here the compression of S_n has trace at most \lambda(S_n), by traciality and contractivity of x^{1/(2r)}. The compressed S'_n converges in norm to S'_n as r\to\infty. Lower semicontinuity yields

\lambda(S'_n)\leq\lambda(S_n)+\Delta_{n,j}d_\tau(b). \tag{4.16}

All of \lambda(w_n), \lambda(S_n), \lambda(S'_n), and \tau(x) are finite in the case under consideration. We may therefore subtract these trace values. Since x=S'_n+u_{n,0} and w_n=S_n+u_{n,1}, (4.15) and (4.16) give

\lambda(u_{n,1}) \leq\lambda(u_{n,0}) +(\delta_{n,j}+\Delta_{n,j})d_\tau(b).

Together with (4.13), this proves, for both i=0,1,

\lambda(u_{n,i}) \leq(\delta_{n,j}+\Delta_{n,j}+\ell_n)d_\tau(b).

Set

\varepsilon_{n,j}=\delta_{n,j}+\Delta_{n,j}+\ell_n. \tag{4.17}

The trace-cut estimate (2.3) proves (4.10). In particular, when d_\tau(b)=0 the right side is exactly zero, not an absolute error term.

We now prove (4.11). Suppose \ell_n\leq1/4 and write

t_n=(z_n-\gamma/16)_+.

Because (q_n-1/2)_+\geq1/2-e_n and t_n\geq z_n-(\gamma/16)1, we have

L(t_n)\geq(1/2-\ell_n)a-(\gamma/16)1. \tag{4.18}

On the support of b, the element a is at least \gamma/2. Consequently compression by b^{1/(2r)} gives

b^{1/(2r)}L(t_n)b^{1/(2r)} \geq(\gamma/16)b^{1/r}. \tag{4.19}

If d_\tau(b)<\infty, the compression b^{1/(2r)}t_nb^{1/(2r)} belongs to \her_A(b)\otimes\Z_1, so (4.12) and traciality imply

\lambda(t_n) \geq\tau(b^{1/(2r)}L(t_n)b^{1/(2r)}) \geq(\gamma/16)\tau(b^{1/r}).

Let r\to\infty and use d_\lambda(t_n)\geq\lambda(t_n), since t_n is a contraction. This proves (4.11) in the finite-rank case, including rank zero.

For the infinite-rank case we use ideals, without appealing to (4.12). First,

L(t_n)\otimes1\in\Ideal_R(t_n). \tag{4.20}

To see this, apply the domination theorem, Theorem 2.9, on \Z_1 to v\mapsto\tau_{\Z}(v)1 and the identity map. The source is exact, the maps are nuclear, the identity has order zero, and the required pointwise ideal containment follows from simplicity of \Z. There are therefore completely positive maps of the form

V_l(v)=\sum_s z_{l,s}^*vz_{l,s}

converging pointwise in norm to \tau_{\Z}(v)1. Including 1 in the approximation tests allows us to require \|V_l\|\leq2. Tensoring with \id_A then preserves pointwise norm convergence: it holds first on elementary tensors, and the uniform norm bound extends it to their completion. Each resulting approximation to L(t_n)\otimes1 is a sum of compressions of t_n in R, proving (4.20).

Let I=\Ideal_R(t_n). In R/I, equation (4.18) and (4.20) give

0\geq(1/2-\ell_n)(a+I)-(\gamma/16)(1+I).

Thus \|a+I\|\leq\gamma/4, and (a-\gamma/4)_+\in I. Taking one more positive cut gives

b=\bigl((a-\gamma/4)_+-\gamma/4\bigr)_+, \qquad [b]\leq M[t_n]

for some finite positive integer M. If d_\tau(b)=\infty, then d_\lambda(b)=\infty, so this comparison forces d_\lambda(t_n)=\infty. This finishes the proof in all cases.

4.4 Slowly chosen corners and bounded comparison witnesses

We let the number of available orthogonal copies in the second Jiang–Su factor grow slowly with the coordinate, so that the localized comparisons remain valid.

Proposition 4.5 (Localized comparison). There is a sequence m(n)\geq2 with m(n)\to_\omega\infty such that, on putting

P_n=D_{m(n)}\in\Z_2,\qquad P=(P_n)_\omega\in B, \qquad \Psi(a)=P(q-1/2)_+\pi(a),

the map \Psi\colon A\to B is c.p.c. order zero and, for every j\geq1,

e\pi(x_j),\ e\theta(x_j) \precsim (\Psi(a_j)-c_j)_+ \quad\text{in }B, \qquad c_j=\gamma_j/64. \tag{4.21}

Proof. Temporarily fix m\geq2 and j, and keep the abbreviations from the preceding proof. The copy of D_m is now in \Z_2, separate from z_n and t_n=(z_n-\gamma/16)_+. The compression identity in (4.1) gives

[t_n]\leq K_m[t_n(D_m-1/2)_+] \leq K_m[(z_nD_m-\gamma/32)_+] \quad\text{in }W(R). \tag{4.22}

For the second inequality, use joint functional calculus and the scalar inequality

(s-\gamma/16)_+(t-1/2)_+ \leq(st-\gamma/32)_+\qquad(0\leq s,t\leq1).

Where the left side is positive, the difference between the uncut expression on the right and the left side is s/2+(\gamma/16)t-\gamma/16\geq0; elsewhere the assertion is immediate.

Enumerate the countable set of pairs (j,\eta) with j\geq1 and \eta\in\mathbb Q_{>0}. For each m\geq2 let \Omega_m be an \omega-large set on which \ell_n\leq1/4 and

\eta^{-1}\varepsilon_{n,j} \leq\frac{\gamma_j}{32K_m} \tag{4.23}

for all the first m pairs. Such a set exists because the finitely many error coefficients tend to zero along \omega. Define

E_m=\{n:n\geq m\}\cap\bigcap_{r=2}^m\Omega_r.

The sets E_m are decreasing and \omega-large. If n belongs to at least one E_m, let m(n) be the largest such m; otherwise put m(n)=2. The largest value exists since membership in E_m requires m\leq n. This construction gives m(n)\to_\omega\infty and ensures that, for every fixed pair (j,\eta), condition (4.23) with m=m(n) holds on an \omega-large set.

Set P_n=D_{m(n)}. For each fixed (j,\eta), on the preceding \omega-large set and for every lower semicontinuous extended trace \lambda on R, we claim

d_\lambda((u_{n,i}-\eta)_+) \leq\frac12 d_\lambda((z_nP_n-\gamma_j/32)_+) \qquad(i=0,1). \tag{4.24}

When d_\tau(b_j)<\infty, combine (4.10), (4.11), (4.22), and (4.23):

\begin{split} d_\lambda((u_{n,i}-\eta)_+) &\leq \frac{\gamma_j}{32K_{m(n)}}d_\tau(b_j)\\ &\leq\frac12 d_\lambda((z_nP_n-\gamma_j/32)_+). \end{split}

This includes d_\tau(b_j)=0. If d_\tau(b_j)=\infty, then (4.11) gives d_\lambda(t_n)=\infty, and (4.22), with finite K_{m(n)}, forces the right side of (4.24) to be infinite. Thus (4.24) also holds in that case. Its coordinate set is independent of \lambda.

The element P commutes with the entire first subsystem B_1. Also q commutes with \pi(A). Hence \Psi is a homomorphism \pi multiplied by commuting positive contractions, and is c.p.c. order zero. In B we have

(u_{n,0})_\omega=e\pi(x_j),\qquad (u_{n,1})_\omega=e\theta(x_j),\qquad (z_nP_n)_\omega=\Psi(a_j). \tag{4.25}

Since R is exact and \Z-stable, Lemma 2.5 applies to (4.24). Thus, on an \omega-large set,

(u_{n,i}-\eta)_+ \precsim(z_nP_n-2c_j)_+.

We explain the passage to the ultrapower, because the norm bound on witnesses is essential. Fix j, a positive rational \eta, i\in\{0,1\}, and an accuracy \epsilon>0, and let u_i=(u_{n,i})_\omega. By Lemma 2.8, choose witnesses r_n\in R on this large set such that

\begin{split} \bigl\|r_n^*(z_nP_n-c_j)_+r_n-(u_{n,i}-\eta)_+\bigr\| &<\epsilon,\\ \|r_n\|^2&\leq(1+\epsilon)/c_j. \end{split}

Set r_n=0 elsewhere. This is a bounded sequence, so it defines r\in B. By (4.25),

\bigl\|r^*(\Psi(a_j)-c_j)_+r -(u_i-\eta)_+\bigr\|\leq\epsilon.

As \epsilon is arbitrary, each displayed source cut is Cuntz below (\Psi(a_j)-c_j)_+. Letting positive rational \eta decrease to zero proves (4.21).

Lemma 4.6. For every positive integer L there are contractions v_1,\ldots,v_L\in B, represented entirely in the \Z_2 leg, such that

v_l^*v_{l'}=\delta_{ll'}P\qquad(1\leq l,l'\leq L). \tag{4.26}

In particular these elements commute with B_1, and hence with \pi(A) and q.

Proof. At coordinates where m(n)\geq L, use the elements v_{m(n),l} from Lemma 4.2; at all other coordinates use zero. The representatives have norm at most one. Since m(n)\to_\omega\infty, their relations in (4.1) give (4.26). Their tensor-factor location gives the stated commutation.

5 The supporting map and its relative commutant

We retain the notation of the preceding section. In particular,

R=A\otimes\Z_1\otimes\Z_2\otimes\Z_3, \qquad B=R_\omega,

where A is nonzero, separable, unital and nuclear. The maps \pi,\theta\colon A\to B have ranges in the first subsystem (A\otimes\Z_1)_\omega, with \pi the constant first-factor homomorphism. The positive contractions e,q=1-e satisfy (4.7). The second-leg contraction P defines

\Psi(a)=P(q-1/2)_+\pi(a),\qquad a\in A.

We shall use both the cut comparisons (4.21) and the arbitrarily long finite families of second-leg elements in (4.26). The constant third leg will remain available for the functional-calculus argument.

5.1 A supporting map preserving the relevant ideals

Put h=\theta(1_A). An abstract supporting homomorphism for an order-zero map need not take values in its codomain. We therefore seek a c.p.c. order-zero map \widehat\theta\colon A\to B with three roles. Its factorization h\widehat\theta=\theta recovers the model and gives h\widehat\theta(1_A)=h, the support identity for h in the second matrix corner below. The equality q\widehat\theta=q\pi preserves the common supported part. Finally, pointwise ideal containment of e\widehat\theta(a') and e\pi(a') in \Ideal_B(\Psi(a')) supplies the hypothesis for Gabe’s theorem, Theorem 2.9, to approximate the error maps by finite sums of compressions of \Psi.

Proposition 5.1 (A supporting map preserving ideals). There is a c.p.c. order-zero map \widehat\theta\colon A\to B whose range commutes with the constant copy of \Z_3 and such that

\begin{align*} h\widehat\theta(a)=\widehat\theta(a)h&=\theta(a), \qquad a\in A,\tag{5.1}\\ [e,\widehat\theta(a)]&=0, \qquad q\widehat\theta(a)=q\pi(a),\qquad a\in A, \tag{5.2}\\ e\widehat\theta(a'),\ e\pi(a')&\in\Ideal_B(\Psi(a')), \qquad a'\in A_+. \tag{5.3}\end{align*}

Proof. Consider the order-zero root maps \theta^{1/l}, for l\geq1. They commute with e and the constant third leg. Indeed, each value \theta^{1/l}(a) is a norm limit of sandwiches of \theta(a) by bounded continuous functions of h. One obtains these sandwiches by truncating t^{(1/l-1)/2} from above; the resulting scalar weights converge uniformly to t^{1/l} after multiplication by t. The same observation gives

e\theta^{1/l}(x_j)\precsim e\theta(x_j). \tag{5.4}

Here e commutes with the values involved, so the sandwiches also approximate the positive element on the left.

Taking a=1_A in (4.7) gives qh=q. Continuous functional calculus therefore gives qh^{1/l}=q, and the sandwich formula together with (4.7) yields

q\theta^{1/l}(a)=q\pi(a),\qquad a\in A.

Moreover,

h\theta^{1/l}(a)=\theta^{1/l}(a)h\longrightarrow\theta(a) \quad(l\longrightarrow\infty),

by the uniform convergence of t^{1+1/l} to t on [0,1].

For every fixed j, combining (5.4) with (4.21) gives

e\theta^{1/l}(x_j)\precsim(\Psi(a_j)-c_j)_+, \qquad c_j=\gamma_j/64>0.

The bounded-witness estimate of Lemma 2.8, with the spare cut c_j, now shows that this positive element can be approximated arbitrarily closely by r_j^*\Psi(a_j)r_j, with

\|r_j\|^2\leq 2/c_j. \tag{5.5}

The bound depends on j but, crucially, not on l.

We apply the countable diagonalization principle of Lemma 2.7. To make the boundedness issue explicit, lift each root map to a sequence of c.p.c. maps into R by the Choi–Effros lifting theorem. Keep fixed representatives of e,q,h,\theta,\Psi and \pi. The tests impose the factorization and common-part identities on countable dense subsets of A, commutation with e and a dense subset of the constant third leg, and order zero on a countable dense family of orthogonal pairs of positive contractions. For each j include a witness variable with a fixed representative bound strictly larger than \sqrt{2/c_j}, and impose

e\widehat\theta(x_j)=r_j^*\Psi(a_j)r_j.

Every finite list is approximately solvable: take l sufficiently large for the factorization tests, and then use the witnesses above with sufficiently small errors. Their fixed bounds allow the ultrapower tests to be realized by bounded coordinate variables. The diagonalization produces a c.p.c. map satisfying all the tests. Continuity extends the identities and commutations to all the specified elements; the dense orthogonality tests make the map order zero. This proves (5.1) and (5.2), as well as the witness identities for all j.

It remains to extend ideal containment from the listed cuts in (3.1) to an arbitrary positive contraction a'\in A. Such an a' can be approximated arbitrarily closely by x_j with a_j\in\Ideal_A(a'). To see this, choose d in the fixed dense positive family close to a', and a small positive rational r>\|d-a'\|. The image of d in A/\Ideal_A(a') has norm less than r, so (d-r)_+\in\Ideal_A(a'). This cut belongs to the chosen family; take it as a_j and choose the accompanying rational \gamma_j small. Then x_j=(a_j-\gamma_j)_+ is as close to a' as desired.

The map \Psi is a positive weight times the homomorphism \pi, and the weight commutes with \pi(A). Consequently

a_j\in\Ideal_A(a') \quad\Longrightarrow\quad \Psi(a_j)\in\Ideal_B(\Psi(a')):

apply \Psi to finite sums of products through a' and pass to norm limits. The witness identity places e\widehat\theta(x_j) in this ideal. The comparison (4.21) similarly places e\pi(x_j) there. Taking norm limits, and then scaling, proves (5.3) for every a'\in A_+.

5.2 Comparison inside the supported relative commutant

Define the c.p.c. order-zero map

\rho=\operatorname{diag}(\rho_0,\rho_1)\colon A\longrightarrow M_2(B), \qquad \rho_0=\pi,\quad\rho_1=\widehat\theta,

and its supported relative commutant

C=M_2(B)\cap\rho(A)'\cap\{1-\rho(1_A)\}^{\perp}. \tag{5.6}

The last condition means annihilation on both sides. A matrix in C supported in position (0,1) has an entry that intertwines \rho_1 with \rho_0 and satisfies both support conditions. The matrix’s two modulus squares lie in the diagonal corners of C and have the same Cuntz class, allowing comparison of positive elements in the two corners inside one semigroup. For b\in B, write b^{(i)} for the matrix with entry b in position (i,i) and zeros elsewhere, using indices i=0,1. Put

C_i=\{b\in B:b^{(i)}\in C\},\qquad Q_i=q^{(i)},\qquad H=1_B^{(0)}.

The common-part identities show that Q_i,H\in C. They also imply that the matrix with q^{1/2} in position (0,1) belongs to C: positive-support functional calculus passes the intertwining and support identities from q to q^{1/2}. Its two modulus squares are Q_1 and Q_0. Thus

[Q_0]=[Q_1]\quad\text{in }W(C). \tag{5.7}

Proposition 5.2 (Packing the error part). For i\in\{0,1\} and every positive contraction c\in C_i,

\begin{align*} m[(c^{1/2}ec^{1/2})^{(i)}]&\leq[Q_0], &&m\in\N,\tag{5.8}\\ [c^{(i)}]&\leq2[Q_0] &&\text{in }W(C). \tag{5.9}\end{align*}

Proof. Fix m\geq1 and set t=c^{1/2}ec^{1/2}. This positive contraction commutes with \rho_i(A) and satisfies t\rho_i(1_A)=t. The order-zero product identity therefore gives

t\rho_i(a)\rho_i(b)=t\rho_i(ab),\qquad a,b\in A. \tag{5.10}

Apply Theorem 2.9 to

\Phi(a)=t\rho_i(a),\qquad \Psi(a)=P(q-1/2)_+\pi(a).

Both maps are completely positive and nuclear, since their domain is nuclear, and \Psi is order zero. For a\in A_+,

\Phi(a)=c^{1/2}e\rho_i(a)c^{1/2} \in\Ideal_B(\Psi(a))

by Proposition 5.1. Hence finite sums \sum_{l=1}^L y_l^*\Psi(\,\cdot\,)y_l approximate \Phi pointwise in norm.

Write h_q=(q-1/2)_+. For one such approximation, take mL second-leg elements v_{sl} from (4.26) and set

r_s=\sum_{l=1}^L v_{sl}h_q^{1/2}y_l, \qquad 1\leq s\leq m.

These second-leg elements commute with q and \pi(A), and satisfy v_{sl}^*v_{s'l'}=\delta_{ss'}\delta_{ll'}P. Expanding the products therefore gives

r_s^*\pi(a)r_{s'}= \delta_{ss'}\sum_{l=1}^L y_l^*\Psi(a)y_l, \qquad a\in A. \tag{5.11}

For f(u)=\min\{1,2u\} on [0,1] one also has f(q)r_s=r_s, since f(q)h_q^{1/2}=h_q^{1/2}. Include 1_A in the approximation set. As \Phi(1_A)=t and \|t\|\leq1, sufficiently accurate approximations in (5.11) have \|r_s\|^2\leq2. Thus, for this fixed m, there is a fixed bound on every packed variable, independent of L and of the approximation accuracy.

Using bounded coordinate lifts and the diagonalization principle of Lemma 2.7 on a countable dense subset of A, we obtain r_1,\ldots,r_m\in B with

f(q)r_s=r_s,\qquad r_s^*\pi(a)r_{s'}=\delta_{ss'}t\rho_i(a), \qquad a\in A. \tag{5.12}

These elements are intertwiners. Indeed, using (5.10) and (5.12), the right modulus square of \pi(a)r_s-r_s\rho_i(a) is

t\rho_i(a^*a)-t\rho_i(a^*)\rho_i(a)=0.

Consequently \pi(a)r_s=r_s\rho_i(a) for all a\in A. Taking a=1_A gives r_s\rho_i(1_A)=r_s as well. The matrix R_s with r_s in position (0,i) thus belongs to C, including its support condition.

For the row V=(R_1,\ldots,R_m) over C, the positive matrix V^*V has m diagonal entries equal to t^{(i)} and all other entries zero. Meanwhile VV^*\in\her_C(Q_0): (5.12) gives f(Q_0)VV^*f(Q_0)=VV^*, and f(0)=0. Equality of the Cuntz classes of the two modulus squares now proves (5.8).

Finally,

c=c^{1/2}ec^{1/2}+c^{1/2}qc^{1/2}.

The second summand, placed in corner i, is Cuntz below Q_i inside C. Apply (5.8) with m=1, the subadditivity of Cuntz classes of positive sums, and (5.7). This proves (5.9).

Corollary 5.3. The elements Q_0,Q_1 and H are full in C, and C is full in M_2(B).

Proof. Every positive element of M_2(B) is bounded by twice its diagonal part. For an element of C_+, each diagonal corner also lies in C, because \rho and its support condition are diagonal. After scaling, (5.9) shows that these corners belong to the ideal generated by Q_0. Hence so does the original positive element. Thus Q_0 is full; the same holds for Q_1 by (5.7), and for H because Q_0\leq H. The corner projection H is full in the ambient matrix algebra M_2(B), so the latter also contains C as a full subalgebra.

Proposition 5.4. The ordered semigroup W(C) is almost unperforated.

Proof. Suppose (N+1)x\leq Ny in W(C), with N\geq1. Choose a separable C^*-subalgebra C_*\subset C containing the matrix entries of representatives of x,y and of countably many comparison witnesses. The inequality then already holds over C_*.

There is a unital copy of \Z in M_2(B) commuting with both C_* and \rho(A). Here is the coordinate argument, which also allows the representatives of C_* to vary with the coordinate. Choose isomorphisms \sigma_l\colon\Z\otimes\Z\to\Z with \sigma_l(d\otimes1)\to d, and put \nu_l(z)=\sigma_l(1\otimes z). For fixed d\in\Z,

\|[\nu_l(z),d]\| \leq 2\|z\|\,\|d-\sigma_l(d\otimes1)\|.

Thus the commutators tend to zero uniformly for z in the unit ball. Place these embeddings diagonally on the third tensor leg of M_2(R). Tensor approximation gives the same uniform commutation property with any fixed element of M_2(R). At coordinate n, choose l sufficiently large for the entries of representatives of the first n elements of countable dense commutation data, with tolerance tending to zero. The resulting coordinate embeddings induce a unital embedding \nu\colon\Z\to M_2(B) commuting with C_* and \rho(A). It is isometric because each coordinate embedding is isometric.

Multiplication gives a homomorphism

C_*\otimes\Z\longrightarrow C,\qquad c\otimes z\longmapsto c\nu(z).

Commutation gives a homomorphism on the maximal tensor product; nuclearity of \Z identifies it with the spatial tensor product. The range satisfies the support condition because c does and \nu(z) commutes with \rho(1_A). This homomorphism restricts to the original inclusion on C_*\otimes1.

The algebra C_*\otimes\Z is \Z-stable. Its Cuntz semigroup is therefore almost unperforated by Theorem 2.4. Tensoring the original inequality with 1_\Z gives comparison of the images of x and y there. Mapping the comparison back to C yields x\leq y.

Here the reindexed copy \nu(\Z) is used for this inequality alone. The constant third-leg copy retained above is the separate source of the weight k below; no commutation between these two copies is required.

We next use the full projection H, the corner divisibility supplied by Lemma 4.2, and almost unperforation of W(C) to verify the structural hereditary hypothesis of the BBSTWW criterion recalled in Lemma 2.10.

Proposition 5.5. Let D\subset C be a full hereditary subalgebra. Suppose that y\in D and that totally full positive elements e_l,e_r\in D satisfy

e_l y=ye_r=0.

Then there is a full element s\in D with sy=ys=0.

Proof. Fullness of e_l,e_r in D and fullness of D in C imply that both elements are full in C. Since H is a projection, there is a common finite integer N\geq1 such that

[H]\leq N[e_l],\qquad [H]\leq N[e_r] \quad\text{in }W(C). \tag{5.13}

Use the positive contraction D_{N+1} from the order-zero supplies on a constant \Z leg, and put p_0=(D_{N+1})^{(0)}. It belongs to C, since the first-corner map is \pi, and it has norm one. Simplicity of the constant leg gives fullness of p_0 in the corner with unit H; because H is full in C, so is p_0.

The N+1 accompanying elements from Lemma 4.2, placed in this corner, form a row over C whose right modulus square is the diagonal sum of N+1 copies of p_0, while its left modulus square belongs to HCH. Hence

(N+1)[p_0]\leq[H].

Combining this with (5.13) and Proposition 5.4 gives p_0\precsim e_l,e_r in C. We may therefore choose w_l,w_r\in C so that

A_l=w_l^*e_lw_l,\qquad A_r=w_r^*e_rw_r

are as close to p_0 as prescribed.

We specify the accuracy before choosing these witnesses. Fullness of p_0^2 in the constant simple leg gives fixed z_1,\ldots,z_L\in HCH with

\sum_{j=1}^L z_j^*p_0^2z_j=H.

Choose \varepsilon>0 such that

(2\varepsilon+\varepsilon^2) \sum_{j=1}^L\|z_j\|^2<1, \tag{5.14}

and choose w_l,w_r with \|A_l-p_0\|,\|A_r-p_0\|<\varepsilon. Set

s=e_r^{1/2}w_rw_l^*e_l^{1/2}.

Heredity gives s\in D, since DCD\subset D. Functional calculus applied to the annihilation identities gives e_l^{1/2}y=ye_r^{1/2}=0, so sy=ys=0.

Let J=\Ideal_C(s). It contains

w_r^*e_r^{1/2}s\,e_l^{1/2}w_l=A_rA_l, \qquad \|A_rA_l-p_0^2\|\leq2\varepsilon+\varepsilon^2.

Thus the element b=\sum_j z_j^*A_rA_lz_j\in J satisfies \|H-b\|<1 by (5.14). The image of H in C/J is a projection of norm less than one, and is therefore zero. Since H is full in C, this forces J=C.

It remains to prove that s is full inside D. Let I=\Ideal_D(s). For any ideal I of a hereditary subalgebra D\subset C, one has

D\,\Ideal_C(I)\,D\subset I.

Indeed, the ideal in the middle is the closed linear span of products through elements of I. By linear decomposition it is enough to use a positive middle element i\in I_+, and then

dci c'd' =(dc\,i^{1/3})\,i^{1/3}\,(i^{1/3}c'd')\in I:

the two outer factors lie in D by heredity. Here \Ideal_C(I) contains J=C, so the displayed inclusion and an approximate identity of D give D\subset I. Hence I=D, proving that s is full in D.

5.3 Full-spectrum weights and unitary equivalence

The structural conditions on C in Lemma 2.10 are now verified. We turn to the remaining input: totally full contractions with matching Cuntz classes under positive functional calculus.

Fix a positive contraction k of spectrum [0,1] in the retained constant third leg. Such a k is obtained from the scalar interval coordinate in a prime dimension-drop algebra embedded in \Z_3. When necessary, a third-leg element also denotes its diagonal copy in M_2(B). Set

h_0=k^{(0)},\qquad h_1=(kh)^{(1)}. \tag{5.15}

These are positive contractions in C. In the second corner, the support condition follows from h\widehat\theta(1_A)=h; commutation follows from Proposition 5.1.

Proposition 5.6. The elements h_0,h_1 are totally full in C. For every g\in C_0((0,1])_+, the elements g(h_0) and g(h_1) are Cuntz equivalent in C.

Proof. The case g=0 is immediate. Otherwise rescale so that \|g\|\leq1, and put

G_i=g(h_i),\qquad T_i=Q_iG_i,\qquad E_i=G_i-T_i=e^{(i)}G_i.

All these elements are positive and belong to C. The factors commute because e commutes with h and is represented in the first subsystem. Since qh=q, functional calculus gives T_i=Q_i g(k). The matrix with q^{1/2}g(k)^{1/2} in position (0,1) belongs to C and has modulus squares T_1,T_0. Consequently

[T_0]=[T_1]\quad\text{in }W(C). \tag{5.16}

The positive element g(k) is nonzero in the simple unital constant third leg. Choose finitely many elements z_1,\ldots,z_K in that leg with

\sum_{l=1}^K z_l^*g(k)z_l=1.

For \delta>0 let

b_\delta(u)= \begin{cases} ((u-\delta)_+/u)^{1/2},&u>0,\\ 0,&u=0. \end{cases}

The diagonalized z_l commute with Q_i and \rho(A) and multiply C into itself. In particular z_l b_\delta(Q_i)\in C, and

(Q_i-\delta)_+ =\sum_{l=1}^K (z_l b_\delta(Q_i))^*T_i(z_l b_\delta(Q_i)).

Taking all cuts proves

[Q_i]\leq K[T_i]\leq K[G_i]\quad\text{in }W(C). \tag{5.17}

Since Q_i is full, this shows that g(h_i) is full for every nonzero g. In particular the two elements in (5.15) are totally full; the same argument also ensures that every such functional calculus is nonzero.

Let d be any dimension function on W(C) normalized at either [G_0] or [G_1], if one exists. Equations (5.9) and (5.17), together with (5.7), imply

0<d([Q_0])=d([Q_1])<\infty.

Apply (5.8) with c^{(i)}=G_i. Since G_i commutes with e^{(i)}, it follows that m[E_i]\leq[Q_0] for every m, and hence d([E_i])=0. The inequalities

[T_i]\leq[G_i]\leq[T_i]+[E_i]

and (5.16) now give

d([G_0])=d([G_1])=1. \tag{5.18}

Fix \eta>0. By continuity, g(0)=0, and g\ne0, there is a nonzero continuous function g' with 0\leq g'\leq g and support contained in the open set where 0<g<\eta. For the dimension functions under consideration, (5.17) applied to g' gives d([g'(h_i)])>0. This element is orthogonal to (G_i-\eta)_+, and their sum is bounded by G_i. Therefore (5.18) gives

d([(G_i-\eta)_+])+d([g'(h_i)])\leq1, \qquad d([(G_i-\eta)_+])<1=d([G_{1-i}]).

This holds for every dimension function normalized at [G_{1-i}]. The target G_{1-i} is full, so the ideal condition for the comparison criterion in Theorem 2.4 holds. Proposition 5.4 and that criterion yield (G_i-\eta)_+\precsim G_{1-i}. This use of the criterion also permits an empty family of normalized dimension functions. Taking all positive cuts, and then exchanging i=0,1, proves the required Cuntz equivalence.

Proposition 5.7 (Weighted unitary equivalence). Put k^{[0]}=k and k^{[1]}=1-k, in the constant third leg. There are unitaries U_0,U_1\in M_2(B) such that

U_i\bigl(k^{[i]}\theta(a)\bigr)^{(1)}U_i^* =\bigl(k^{[i]}\pi(a)\bigr)^{(0)}, \qquad a\in A,\quad i=0,1. \tag{5.19}

They can be chosen to commute with \rho(A).

Proof. Apply the relative-commutant unitary-equivalence criterion of Lemma 2.10, namely [BBSTWW, Lemma 5.3], to (5.6). Its coordinate algebras are M_2(R), which are separable, unital and \Z-stable, and its domain is the separable unital algebra A. The map \rho is c.p.c. order zero. Corollary 5.3 verifies fullness of C in the ambient ultrapower; Proposition 5.5 verifies the required condition in every full hereditary subalgebra. Proposition 5.6 supplies total fullness and all the functional-calculus comparisons. Thus there is a unitary in the unitization of C conjugating h_1 to h_0.

Realizing this unitary in the ambient algebra as explained after Lemma 2.10 gives U_0\in M_2(B) commuting with \rho(A). Multiplying U_0h_1U_0^*=h_0 by \rho(a) and using (5.1) gives

U_0(k\theta(a))^{(1)}U_0^*=(k\pi(a))^{(0)}.

The element 1-k also has spectrum [0,1] in the constant third leg. Repeating the same argument with this element, with all the previously constructed maps unchanged, gives U_1 and the other identity in (5.19).

Complementary weights are part of the two-coloured approximation framework developed in [SWW, BBSTWW, CETWW]. Here the required ideal-sensitive comparisons have been proved above. The two identities in (5.19) add to the first-corner inclusion because k+(1-k)=1. The next section passes from these ultrapower identities to finite-dimensional approximations with exactly two order-zero return maps.

6 Two colours and hereditary permanence

We first turn the ultrapower conjugacies into finite-dimensional approximations of a corner inclusion. We then use stabilization to retain the same two colours when the target is the algebra itself.

Proposition 6.1 (Two-colour corner approximation). Let A be a nonzero separable unital nuclear C^*-algebra and put R=A\otimes\Z^{\otimes3}. For every finite \mathcal F\subset A and \varepsilon>0, the map

\kappa_A:A\longrightarrow M_2(R),\qquad \kappa_A(a)=\begin{pmatrix}a\otimes1&0\\0&0\end{pmatrix}

admits a finite-dimensional approximation with two colours: there are a finite-dimensional algebra F, a c.p.c. map \alpha:A\to F, and c.p.c. order-zero maps \varphi_0,\varphi_1:F\to M_2(R) such that

\|\varphi_0\alpha(a)+\varphi_1\alpha(a)-\kappa_A(a)\| <\varepsilon\qquad(a\in\mathcal F).

Proof. Use the notation and the two unitaries of Proposition 5.7. Write k^{[0]}=k and k^{[1]}=1-k. Each unitary U_i\in M_2(R_\omega) has unitary representatives U_{i,n}\in M_2(R). Indeed, a bounded representative is asymptotically unitary on both sides. On an \omega-large set its coordinates are invertible and polar correction gives unitaries with the same quotient class; put the identity on the remaining coordinates.

For the matrix-model maps \alpha_n:A\to F_n and \beta'_n:F_n\to A\otimes\Z_1\subset R, define

\varphi_{i,n}(b) =U_{i,n}\begin{pmatrix}0&0\\0&k^{[i]}\beta'_n(b)\end{pmatrix}U_{i,n}^*.

Each map is c.p.c. order zero: its weight is a positive contraction in the third tensor factor, commuting with the range of \beta'_n; corner inclusion and unitary conjugation preserve these properties. The conjugacies in Proposition 5.7 give, for every a\in A,

\lim_{n\to\omega} \|\varphi_{0,n}\alpha_n(a)+\varphi_{1,n}\alpha_n(a)-\kappa_A(a)\|=0,

since k^{[0]}+k^{[1]}=1. Choose one coordinate in the intersection of the finitely many \omega-large approximation sets for a\in\mathcal F. This proves the assertion. The first map into F_n\oplus F_n is a\mapsto(\alpha_n(a),\alpha_n(a)); it is contractive because the direct-sum norm is the maximum norm.

Remark 6.2 (Keeping two colours under stabilization). To pass from the corner inclusion to the algebra itself, we first amplify by finite matrices. Matrix amplification preserves each order-zero return map, and the stabilization accommodates the second diagonal block of the amplified target. The resulting approximations still have two colours.

Lemma 6.3 (Passing from a corner to the stabilization). Let A be unital. Suppose that the first-corner inclusion A\to M_2(A) has finite-dimensional approximations with two colours, with a c.p.c. first map and c.p.c. order-zero return maps. Then \nucdim(A\otimes\mathcal K)\le1.

Proof. Fix m\ge1. For a finite set of elements of A\otimes M_m, choose a two-colour approximation of A\to M_2(A) accurate on all their matrix entries. Amplify every map by \id_{M_m}. The intermediate algebra is still the direct sum of two finite-dimensional algebras, namely E_0\otimes M_m and E_1\otimes M_m. The first map remains c.p.c. Each amplified return map remains c.p.c. order zero: if \varphi=h\varphi_{\mathrm{hom}}, then

(\varphi\otimes\id_{M_m})(x) =(h\otimes1)(\varphi_{\mathrm{hom}}\otimes\id_{M_m})(x),

with a commuting positive contractive weight.

Embed M_2(A)\otimes M_m into A\otimes\mathcal K so that its first diagonal m\times m block is the prescribed first m-corner. The amplified approximation then approaches the inclusion of A\otimes M_m into A\otimes\mathcal K. Entrywise accuracy suffices: an m\times m matrix with entries of norm at most \delta has norm at most m\delta.

Let p_m=1_A\otimes\sum_{r=1}^m e_{rr}. Precompose the amplified first map with the c.p.c. compression x\mapsto p_mxp_m on A\otimes\mathcal K. For an arbitrary prescribed finite set in the stabilization, first choose m so that these compressions approximate every element, then approximate the compressed finite set as above. The resulting composite has the same value on x and p_mxp_m, so the total error is bounded by the compression error plus the finite-corner approximation error. This gives the required two-colour approximation on the stabilization.

Proof of Theorem 1.3. First let A_0 be nonzero and unital, and set A=A_0\otimes\Z. Strong self-absorption gives isomorphisms

\sigma_l:\Z\otimes\Z\longrightarrow\Z, \qquad \sigma_l(z\otimes1)\longrightarrow z.

Identify the three extra copies of \Z with one copy by a fixed unital isomorphism. The maps \id_{A_0}\otimes\sigma_l then give isomorphisms

\Gamma_l:A\otimes\Z^{\otimes3}\longrightarrow A, \qquad \Gamma_l(a\otimes1)\longrightarrow a\quad(a\in A).

The convergence holds first on elementary tensors and then on all of A by contractivity.

Given a finite subset of A, choose l so that \Gamma_l has the required accuracy on its first-factor images. Apply Proposition 6.1 with a sufficiently small error, and postcompose its return maps with \id_{M_2}\otimes\Gamma_l. This gives two-colour approximations to A\to M_2(A). Lemma 6.3 shows that \nucdim(A\otimes\mathcal K)\le1.

Nuclear dimension decreases on hereditary subalgebras [WZ2, Proposition 2.5]. Applying this to the first corner A\otimes e_{11} gives \nucdim(A_0\otimes\Z)\le1. For nonunital separable nuclear A_0, its unitization \widetilde A_0 is separable and nuclear. The unital case applies to \widetilde A_0\otimes\Z, and A_0\otimes\Z is a closed two-sided ideal, hence a hereditary subalgebra, of that algebra. The same permanence result gives the bound. The zero algebra is immediate.

Finally, if A_0\cong A_0\otimes\Z, transport these finite-dimensional approximations across the isomorphism. The first map is c.p.c., the two return maps are individually c.p.c. order zero, and their sum approximates the identity, exactly as in Definition 2.1.

7 A real tensor with uniform sign separation

The dimension bound is now proved. We turn to the independent splitting theorem that will supply absorption from finite nuclear dimension. Its first ingredient is purely real and finite-dimensional: one tensor must take both signs on every sufficiently separated product of two-point sets. The following lemma obtains this simultaneously over all such configurations. We equip real tensor powers with the Euclidean tensor product inner product.

Lemma 7.1. Fix k\geq2 and 0<r<1. There are n\geq1 and G\in(\R^k)^{\otimes n} such that, for every list of pairs of unit vectors (u_j^0,u_j^1)_{j=1}^n satisfying

|\langle u_j^0,u_j^1\rangle|\leq r\qquad(1\leq j\leq n),

the numbers

\big\langle G,u_1^{\alpha_1}\otimes\cdots\otimes u_n^{\alpha_n}\big\rangle, \qquad \alpha\in\{0,1\}^n,

include a value greater than 1/2 and a value less than -1/2.

Proof. Choose

0<a<\min\left\{\log2-\log(4/3)-\tfrac14\log3,\ -\tfrac14\log r\right\}.

The first expression is positive. A binary Hamming ball of radius \lfloor n/4\rfloor has cardinality at most

\sum_{b=0}^{\lfloor n/4\rfloor}\binom nb \leq 3^{n/4}\sum_{b=0}^n\binom nb3^{-b} =3^{n/4}(4/3)^n.

Gilbert’s greedy deletion argument [Gil, Theorem 1] therefore produces, for all sufficiently large n, a set S_n\subset\{0,1\}^n of cardinality N=\lfloor e^{an}\rfloor whose distinct words have Hamming distance at least n/4.

Let the coordinates of G be independent standard real Gaussian variables. Fix an admissible list and set

X_\alpha=\langle G,u_1^{\alpha_1}\otimes\cdots\otimes u_n^{\alpha_n}\rangle \quad(\alpha\in S_n).

These variables are jointly centered Gaussian. Their covariance matrix \Sigma has diagonal entries one and off-diagonal entries of absolute value at most r^{n/4}. Consequently its eigenvalues lie in [1-\lambda_n,1+\lambda_n], where

\lambda_n=N r^{n/4}\longrightarrow0.

For large n, the density of this Gaussian vector is bounded pointwise by

\left(\frac{1+\lambda_n}{1-\lambda_n}\right)^{N/2}

times the density of N independent centered Gaussians of variance 1+\lambda_n. Indeed, \det\Sigma\geq(1-\lambda_n)^N and \Sigma^{-1}\geq(1+\lambda_n)^{-1}I.

Writing \Phi for the standard normal distribution function gives

\Pr(X_\alpha\leq1\ \forall\alpha\in S_n) \leq\left[\sqrt{\frac{1+\lambda_n}{1-\lambda_n}}\, \Phi\big((1+\lambda_n)^{-1/2}\big)\right]^N \leq q^N \tag{7.1}

for one q<1 and every sufficiently large n. The last inequality is uniform over admissible lists because the bracket tends to \Phi(1)<1. By symmetry the same bound holds for the event X_\alpha\geq-1 for all \alpha.

Set \eta_n=(4n k^{n/2})^{-1}. The compact space of admissible lists has an \eta_n-net, in the maximum Euclidean distance between corresponding vectors, of size at most

(C_k/\eta_n)^{2kn}.

For example, mesh the coordinate cubes and select an admissible representative from each occupied box. The logarithm of this bound is O(n^2). A union bound using (7.1) shows that the probability that some net list lacks a value above 1 or below -1 is at most

2(C_k/\eta_n)^{2kn}q^N\longrightarrow0.

Also \mathbb E\|G\|^2=k^n, so \Pr(\|G\|\leq2k^{n/2})\geq3/4. For large n, both the successful-net event and this norm bound therefore hold for some G.

If an admissible list is approximated by a net list, telescoping the elementary tensors of unit vectors bounds the change of each evaluation by

\|G\|\,n\eta_n\leq\tfrac12.

The two evaluations exceeding 1 and below -1 on the net list retain values above 1/2 and below -1/2, respectively. This proves the assertion for every admissible list.

8 Testing signs in maximal tensor products

The goal is to prove Theorem 1.4: the two signs of one selfadjoint element will survive in every irreducible representation. Such representations of a maximal tensor product need not be spatial. The following factor argument and the pure-state excision method of Akemann–Anderson–Pedersen [AAP, Proposition 2.2] let us transfer the real evaluations of Lemma 7.1 without a spatial representation hypothesis. We include the required excision proof.

Lemma 8.1 (Products in commuting factors). Let M_1,\ldots,M_n\subseteq\mathcal B(H) be mutually commuting unital von Neumann factors. If e_j\in M_j is positive and \|e_j\|=1, then

\left\|\prod_{j=1}^ne_j\right\|=1.

Proof. First, a product of nonzero projections p_j\in M_j is nonzero. Induct on n. By induction q=p_2\cdots p_n is a nonzero projection commuting with M_1. The restriction M_1\to\mathcal B(qH) is a nonzero normal representation. Its kernel is a weak-* closed ideal in a factor and is therefore zero. Thus p_1q\ne0.

For 0<\varepsilon<1, the spectral projections p_j=\mathbf1_{(1-\varepsilon,1]}(e_j) are nonzero. Their product is nonzero, and on its range the positive product \prod_j e_j is at least (1-\varepsilon)^n. Letting \varepsilon\downarrow0 proves the lower bound one; the reverse bound follows from contractivity.

Lemma 8.2 (Pure-state excision). Let E be a unital C^*-algebra and \rho a pure state. Given a finite set \mathcal F\subset E and \varepsilon>0, there is a positive contraction f\in E with \|f\|=1 such that

\|fxf-\rho(x)f^2\|<\varepsilon\qquad(x\in\mathcal F).

Proof. Let (\gamma,H,\xi) be the irreducible GNS representation of \rho, with \|\xi\|=1, and put

L=\{z\in E:\gamma(z)\xi=0\}.

We first show that \ker\rho=L+L^*. The inclusion from right to left is immediate. If \rho(x)=0, write \eta=\gamma(x)\xi\perp\xi. If \eta=0, then x\in L. Otherwise, on \operatorname{span}\{\xi,\eta\} let T be the rank-one operator with T\xi=\eta and T\eta=0; thus T^*\xi=0. Apply the selfadjoint form of Kadison transitivity [Kad, Theorem 1] separately to the real and imaginary parts of T. This gives y\in E such that

\gamma(y)\xi=\eta,\qquad\gamma(y^*)\xi=0.

Then x-y\in L and y\in L^*, as desired.

The algebra L\cap L^* is hereditary. Let (g_\lambda) be a positive contractive approximate identity for it. If z\in L, then z^*z\in L\cap L^*, whence

\|z(1-g_\lambda)\|^2 =\|(1-g_\lambda)z^*z(1-g_\lambda)\|\longrightarrow0.

The adjoint assertion holds for elements of L^*. Therefore, with f_\lambda=1-g_\lambda, the equality \ker\rho=L+L^* gives

\|f_\lambda(x-\rho(x)1)f_\lambda\|\longrightarrow0 \qquad(x\in E).

Each f_\lambda is a positive contraction of norm one because \gamma(f_\lambda)\xi=\xi. One sufficiently large \lambda works for \mathcal F.

Proof of Theorem 1.4. The closed ideal generated by commutators is all of D; otherwise a nonzero unital commutative quotient would supply a character. Decomposing elements into selfadjoint parts and rescaling, choose selfadjoint contractions s_i,t_i and elements v_i,w_i, for 1\leq i\leq m, such that

\left\|1-\sum_{i=1}^m v_i[s_i,t_i]w_i\right\|<\tfrac12. \tag{8.1}

Put s_0=1, k=m+1, and M=\sum_i\|v_i\|\|w_i\|>0. Under any nonzero unital representation \sigma, some represented commutator has norm greater than \delta=(2M)^{-1}. Since

\|[S,T]\|\leq2\|S-c1\|\|T\| \leq\operatorname{diam}(\spc S)

when S=S^*, \|T\|\leq1, and c is the midpoint of \spc S, the spectrum of some \sigma(s_i) has diameter at least \delta.

There are pure states \rho^0,\rho^1 of \sigma(D) taking that element to its two spectral endpoints. Indeed, a state attaining an endpoint extends from the unital abelian algebra C^*(1,\sigma(s_i)), and the states attaining that endpoint form a nonempty weak-* compact face of the state space. An extreme point of this face is pure. The associated real expectation vectors

v^\alpha=\big(\rho^\alpha(\sigma(s_b))\big)_{b=0}^m \in\{1\}\times[-1,1]^m\qquad(\alpha=0,1)

differ by at least \delta in one coordinate. The set of pairs in \big(\{1\}\times[-1,1]^m\big)^2 with \|v^0-v^1\|_\infty\geq\delta is compact. Consequently there is 0<r<1, independent of \sigma, such that

\left|\left\langle\frac{v^0}{\|v^0\|},\frac{v^1}{\|v^1\|}\right\rangle\right|\leq r. \tag{8.2}

To justify the strict bound, two vectors in this compact set cannot be negatively collinear because both first coordinates are one; positive collinearity forces them to coincide, contrary to their separation.

Choose G,n from Lemma 7.1 for k,r and form the selfadjoint element

h=\sum_{b_1,\ldots,b_n=0}^m G_{b_1\ldots b_n} s_{b_1}\otimes\cdots\otimes s_{b_n} \in D^{\otimes_{\max}n}. \tag{8.3}

Let \pi be any nonzero irreducible representation of this tensor product, with factor restrictions \pi_j:D\to\mathcal B(H). For each j, choose the two pure states of \pi_j(D) described above. By (8.2) and Lemma 7.1, choosing one state \rho_j from each pair makes

p=\sum_{b_1,\ldots,b_n=0}^mG_{b_1\ldots b_n} \prod_{j=1}^n\rho_j(\pi_j(s_{b_j})) \tag{8.4}

strictly positive for one choice and strictly negative for another. Removing the normalizations multiplies each tensor evaluation by a positive number and so preserves its sign.

The von Neumann algebras M_j=\pi_j(D)'' are mutually commuting factors: a central element of any M_j commutes with every factor image and hence with the irreducible joint representation, so is scalar. For one of the choices in (8.4), use Lemma 8.2 to choose positive norm-one elements e_j\in\pi_j(D) with

\|e_j\pi_j(s_b)e_j-\rho_j(\pi_j(s_b))e_j^2\|<\varepsilon \quad(0\leq b\leq m).

The product e=\prod_j e_j is positive and has norm one by Lemma 8.1. Commuting distinct factors and telescoping their products in (8.3) yields

\|e\pi(h)e-pe^2\| \leq n\varepsilon\sum_{b_1,\ldots,b_n}|G_{b_1\ldots b_n}|. \tag{8.5}

All factors in this estimate are contractions.

If p>0 and \pi(h)\leq0, then pe^2-e\pi(h)e\geq pe^2, so the left side of (8.5) is at least p. Choosing \varepsilon sufficiently small is a contradiction. The negative choice of p, with its own excisers, similarly rules out \pi(h)\geq0. Thus

\pi(h_+)\ne0,\qquad\pi((-h)_+)\ne0

for every nonzero irreducible \pi. Each positive part is full: a proper closed ideal containing it would yield a nonzero quotient and hence an irreducible representation killing it. The two positive parts are orthogonal by functional calculus.

The canonical unital map from the finite tensor power into the infinite maximal tensor power preserves fullness and orthogonality. Thus Theorem 1.4 also gives the affirmative answer to [KR, Question 6.2].

9 Central sequence algebras

We now transfer the full signs of Theorem 1.4 to the central sequence algebra and apply the absorption criterion of Robert and Tikuisis. This completes the implication from finite nuclear dimension to absorption.

Retain the free ultrafilter \omega on \N. For a C^*-algebra A, let

A_\omega=\ell^\infty(A)/\{(a_l):\lim_{l\to\omega}\|a_l\|=0\},\qquad F(A)=(A_\omega\cap A')/\ann(A),

where A is embedded diagonally and

\ann(A)=\{b\in A_\omega:ba=ab=0\text{ for every }a\in A\}.

For nonzero separable A, this quotient is nonzero and unital. If (e_l) is a sequential positive contractive approximate identity, its class is central and represents the unit. Indeed, for a bounded central sequence (b_l) and a\in A, commuting b_l past a shows (e_lb_l-b_l)a\to_\omega0, and likewise on the other side. Also e_la\to a, so the unit is nonzero.

We use the following two results.

Theorem 9.1 (Winter–Zacharias and Robert–Tikuisis). Let A\ne0 be separable with \nucdim A\leq d<\infty.

  1. 1.

    If no hereditary subalgebra of A has a finite-dimensional irreducible representation, then there are finitely many finite-dimensional algebras E_j, completely positive order-zero maps \varphi_j:E_j\to F(A), and elements c_j\in F(A) such that every matrix summand of every E_j has size at least two and

    1_{F(A)}=\sum_jc_j^*\varphi_j(1_{E_j})c_j.

    This is the matrix-threshold-two consequence of the covering-number bound \operatorname{cov}(F(A))\le(d+1)^2 [WZ2, Definition 4.1 and Proposition 4.3].

  2. 2.

    If F(A) contains two full orthogonal positive elements, then A\cong A\otimes_{\min}\Z [RT, Theorem 1.2].

Both assertions apply to nonunital A, with the annihilator quotient just defined.

Lemma 9.2. If A\ne0 is separable, nowhere scattered, and has finite nuclear dimension, then F(A) has no characters.

Proof. A hereditary subalgebra H is strongly Morita equivalent to the ideal I it generates. If H had a matrix quotient, ideal correspondence would give an ideal J\subseteq I for which I/J is strongly Morita equivalent to a matrix algebra, hence to \C. By imprimitivity, I/J would be elementary. Ideals of I are ideals of A, contradicting nowhere scatteredness. This is also the equivalence in [TV, Theorem 3.1].

Apply Theorem 9.1(1) to A, put B=F(A), and retain its maps \varphi_j:E_j\to B, elements c_j, and displayed identity.

If \chi:B\to\C were a character, its compositions with these maps would be order-zero positive functionals. Such a functional on M_r, r\geq2, is zero. To see this, a nonzero positive functional has a positive density matrix with an eigenvector \xi of positive eigenvalue. For a unit eigenvector \eta\perp\xi, the orthogonal rank-one projections onto (\xi+\eta)/\sqrt2 and (\xi-\eta)/\sqrt2 both have strictly positive values, contrary to order zero. Thus \chi\circ\varphi_j=0 for every j, contradicting the displayed identity and \chi(1_B)=1.

Lemma 9.3 (Commuting reindexed copies). Let A\ne0 be separable, and let D\subseteq F(A) be a separable unital subalgebra with the same unit. For every finite n, there is a unital *-homomorphism

D^{\otimes_{\max}n}\longrightarrow F(A).

Proof. It suffices to prove that for every separable subalgebra C\subseteq F(A), there is a unital *-homomorphism from D into F(A) with range commuting with C. This is Kirchberg’s reindexing mechanism, in the form recorded in [KR, Proposition 2.2 and Corollary 2.3] for unital A. We include the annihilator details needed for nonunital A.

Choose a countable dense unital *-algebra D_0\subset D over \Q+i\Q. For each x\in D_0, choose a bounded lift (a_l^x)_l in A that represents a central element mapping to x, with

\sup_l\|a_l^x\|\leq2\|x\|. \tag{9.1}

Take the zero lift for zero and the approximate identity for 1. The quotient norm permits these choices: first lift within a bound strictly below 2\|x\|, then truncate coordinate norms without changing the ultrapower class. The additive, scalar, multiplicative, and adjoint relation defects between these lifts annihilate A on both sides along \omega.

Choose a countable dense family in C with bounded lifts (b_s^u)_s in A. Also fix a countable dense subset of A. List the following countably many requirements on an old index l: centrality of each a_l^x against that subset; left and right products of every relation defect with that subset tending to zero; and

a_l^1a\longrightarrow a,\qquad aa_l^1\longrightarrow a

for its elements a. All these requirements hold along \omega.

For each output index s, choose l(s) so that the first s requirements hold with error less than 1/s, and also

\|[a_{l(s)}^x,b_s^u]\|<1/s

for the first s pairs (x,u) in an enumeration. For this fixed s, the finitely many b_s^u are fixed elements of A. Original centrality therefore makes all these commutator conditions \omega-large as conditions on l. A finite intersection with the other \omega-large conditions is nonempty, so the choice is possible.

The new sequences (a_{l(s)}^x)_s are central, and all their relation defects annihilate A on both sides: the tests hold in the ordinary limit, and the uniform bounds extend them from the dense subset to all of A. Thus they define a unital rational-complex *-homomorphism on D_0 into F(A). The unit assertion follows from the approximate-identity tests. Bound (9.1) permits continuous extension to a complex unital *-homomorphism on D. Its range commutes with the dense family in C, hence with C. Injectivity is not needed.

Starting with one copy and repeatedly taking C to be generated by the previous images gives n commuting unital images of D. The universal property of the maximal tensor product gives the stated homomorphism.

Proof of Theorem 1.1. The assertion is immediate for A=0, so assume A\ne0. Assume first that \nucdim(A)<\infty; we prove (1)\Rightarrow(2). By Lemma 9.2, B=F(A) has no characters. Choose in B a finite commutator witness as in (8.1), and let D be the unital C^*-subalgebra generated by all its entries. Then D is separable and has no characters, since applying a character of D to that inequality would give 1<1/2.

By Theorem 1.4, some D^{\otimes_{\max}n} contains full orthogonal positive elements a,b. Lemma 9.3 supplies a unital homomorphism into B. Their images remain orthogonal and full: applying a unital homomorphism to finite ideal combinations approximating the unit proves that fullness passes to the target. Theorem 9.1(2) now gives A\cong A\otimes_{\min}\Z. Conversely, for separable nuclear A, absorption and Theorem 1.3 imply \nucdim(A)\le1. This bound implies finite nuclear dimension, completing all three equivalences in Theorem 1.1.

Remark 9.4. The same argument proves that F(A) has two full orthogonal positive elements whenever A\ne0 is separable and F(A) has no characters. Finite nuclear dimension enters the proof of Theorem 1.1 only through the two imported results in Theorem 9.1.

9.1 Cuntz-semigroup consequence

We use the completed stabilized Cuntz semigroup \Cu(X) formed from (X\otimes\K)_+, with no distinguished scale. Isomorphisms in \mathbf{Cu} preserve zero, addition, order, increasing sequential suprema, and the way-below relation in both directions. The isomorphism in Corollary 1.2(ii) need not agree with \Cu(\iota_A).

Proof of Corollary 1.2. Theorem 1.1 gives the equivalence of its three conditions. The companion [OAI-Cu, Corollaries 1.3 and 1.4] gives that (i) implies absorption and that (ii) is equivalent to absorption, even without the exclusion on elementary ideal subquotients.

To prove that absorption implies (i), the case A=0 is immediate. Put D=A\otimes\Z and j_X(x)=x\otimes1_\Z, so j_A=\iota_A. Strong self-absorption gives an isomorphism \varphi:\Z\to\Z\otimes\Z approximately unitarily equivalent to z\mapsto z\otimes1_\Z. The companion’s nonunital calculation [OAI-Cu, proof of Corollary 1.4] gives \Cu(j_D)=\Cu(\id_A\otimes\varphi), an isomorphism: the implementing unitaries u_n\in\Z\otimes\Z act through 1_{M(A)}\otimes u_n\in M(A\otimes\Z\otimes\Z), and positive cuts and approximate units after stabilization give equality of the completed Cuntz maps.

For an absorption isomorphism \theta:A\to D, both sides of the first identity below send a to \theta(a)\otimes1_\Z. Functoriality then gives

\begin{aligned} (\theta\otimes\id_\Z)\circ j_A&=j_D\circ\theta,\\ \Cu(j_A)&=\Cu(\theta\otimes\id_\Z)^{-1} \circ\Cu(j_D)\circ\Cu(\theta). \end{aligned}

All three factors on the right are isomorphisms, proving (i). Thus (ii) reaches the canonical condition (i) through absorption, not by identifying its abstract isomorphism with \Cu(\iota_A).

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