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Equidistribution of primitive quartic torus packets for arbitrary orders

OpenAI, 5 October 2026

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Part of family 015: Torus-packet equidistribution in prime, quartic, and sextic degrees. Read it with its family

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Abstract

Let K range over totally real quartic fields with no proper intermediate field, and let \OO be any order in K. We prove that the packets of periodic diagonal orbits attached to invertible \OO-ideal classes, weighted by orbit volume, equidistribute with no escape of mass as |\Disc(\OO)| tends to infinity. The proof combines measure rigidity with a cubic-resolvent estimate that remains uniform at primes dividing the order index.

1 Introduction

Ideal classes in a totally real number field give compact orbits of a diagonal group on a space of lattices. A natural arithmetic question is whether the finite collections of orbits obtained in this way become uniformly distributed as their discriminants grow. We prove this for the complete packets attached to invertible ideals of every order in a primitive totally real quartic field. The order may have arbitrarily large index in the ring of integers.

Let

X_4=\mathrm{SL}_4(\Z)\backslash\mathrm{SL}_4(\R)

be the space of covolume-one row lattices in \R^4, and let m_4 be its invariant probability measure. Put

H_4=\{u\in\R^4:u_1+u_2+u_3+u_4=0\},\qquad A_4=\{\diag(e^{u_1},e^{u_2},e^{u_3},e^{u_4}):u\in H_4\}.

The group A_4 acts on X_4 by right multiplication. Its Haar measure is du_1\,du_2\,du_3, with u_4=-u_1-u_2-u_3.

A quartic field K is primitive if it has no field strictly between \Q and K. Let K be primitive and totally real, let \OO\subseteq\OO_K be an order, and fix an ordering \sigma=(\sigma_1,\ldots,\sigma_4) of its real embeddings. Here an order is a full-rank subring containing 1. A fractional \OO-ideal I is proper if its multiplier order \{a\in K:aI\subseteq I\} is \OO, and it is invertible if IJ=\OO for some fractional \OO-ideal J. The ordinary ideal class group \Pic(\OO) consists of proper invertible fractional \OO-ideals modulo I\sim aI for a\in K^\times.

For such an ideal put

\Lambda_{I,\sigma} =\covol(\sigma(I))^{-1/4}\sigma(I)\in X_4. \tag{1.1}

A covolume-one lattice is represented here by any positively oriented basis; two such bases differ by an element of \mathrm{SL}_4(\Z). Let W_{\mathrm{all}} be the sixteen diagonal matrices with entries in \{1,-1\}. Choose one ideal in each ordinary class and form the finite set of distinct orbits

\mathcal P_{\OO,\sigma} =\{\Lambda_{I,\sigma}wA_4:I\text{ a class representative},\ w\in W_{\mathrm{all}}\}.

A matrix in W_{\mathrm{all}} acts on the underlying lattice, so a sign matrix of determinant -1 also gives a point of X_4. Using all signs makes the set independent of the chosen ordinary ideal representatives. Every orbit is compact by the unit theorem; Section 2 proves these assertions and describes the associated measure.

For an orbit \mathcal Y\in\mathcal P_{\OO,\sigma}, let \nu_{\mathcal Y} be its invariant probability and let \vol(\mathcal Y) be its volume for the specified Haar measure. Define

\mu_{\OO,\sigma} =\frac{\displaystyle\sum_{\mathcal Y\in\mathcal P_{\OO,\sigma}} \vol(\mathcal Y)\nu_{\mathcal Y}} {\displaystyle\sum_{\mathcal Y\in\mathcal P_{\OO,\sigma}} \vol(\mathcal Y)}. \tag{1.2}

Each distinct orbit occurs once in these sums.

Theorem 1.1. Let (K_i,\OO_i,\sigma_i) be any sequence in which K_i is a primitive totally real quartic field, \OO_i is an order in K_i, and \sigma_i is an ordering of its real embeddings. If |\Disc(\OO_i)|\to\infty, then

\int_{X_4} f\,d\mu_{\OO_i,\sigma_i} \longrightarrow \int_{X_4} f\,dm_4 \qquad\text{for every }f\in C_c(X_4).

There is no escape of mass: for every \varepsilon>0 there is a compact \mathcal K\subset X_4 such that \mu_{\OO_i,\sigma_i}(\mathcal K)\ge1-\varepsilon for all sufficiently large i.

In particular, the field may remain fixed while the order index tends to infinity. The packet in Theorem 1.1 uses every class in \Pic(\OO), so its ideals are locally free of rank one over the specified order. The proof uses this complete class average in both of its counting arguments.

1.1 History and context

For real quadratic fields, compact diagonal orbits are closed geodesics on the modular surface. Linnik’s ergodic method and Skubenko’s theorem for positive discriminants established arithmetic distribution under the condition \left(\frac d p\right)=1 for the discriminant d at a fixed odd prime p [14, 24]. Using Iwaniec’s estimates for half-integral weight forms [8], Duke removed that restriction for the geodesic collections associated with positive fundamental discriminants [2, Theorem 1]. Chelluri extended the corresponding statement to the unit tangent bundle, as recorded in [6, Section 1.2, p. 253]. Einsiedler, Lindenstrauss, Michel, and Venkatesh later gave a proof using entropy for all positive nonsquare order discriminants [6, Theorem 2.3].

In higher degree the diagonal group has higher rank, and the arithmetic packets lie in spaces of higher-dimensional lattices. Einsiedler, Lindenstrauss, Michel, and Venkatesh developed the discriminant and volume framework connecting separation of periodic torus orbits to entropy [4]. Their cubic theorem proves equidistribution of packets that include those arising from nonmaximal totally real cubic orders [5, Theorem 1.4]. The local homothety class of a lattice is part of their packet data; a multiplier order alone need not specify it [5, Section 5.5]. Their higher-dimensional discussion also identifies the possibility of proper intermediate homogeneous limits [5, Section 1.6.3]. The theorem of Einsiedler, Katok, and Lindenstrauss makes a diagonal-ergodic probability with positive entropy homogeneous [3, Theorem 1.3]; in prime dimension at least three its homogeneous conclusion is already Haar [3, Corollary 1.4].

For each fixed prime p\ge5, Lemke Oliver, Thorner, and Zaman proved equidistribution for the orbit collections attached to orders in totally real degree-p fields as the order discriminant grows, outside an exceptional set containing O_{p,\varepsilon}(Q^\varepsilon) fields of field discriminant at most Q [12, Theorem 2.3]. The separate preprint [18, Theorem 1.1] treats every packet in each fixed prime degree at least five and permits arbitrary local module types. We adapt its ordinary-vector method in the argument below. For quartic packets, Khayutin obtained entropy bounds for probability weak-* limits of maximal-order packet measures with two-transitive Galois groups, including the primitive quartic types \mathfrak A_4 and S_4 [9, Theorem 1.1]. Wieser and Yang obtain entropy bounds for certain maximal-order quartic packets whose fields have a quadratic subfield, under further hypotheses [29]. The present argument must establish tightness and positive entropy in almost every diagonal-ergodic component for arbitrary orders, and then exclude the proper homogeneous limits allowed in degree four.

The arithmetic use of a sieve to rule out intermediate algebraic limits has a precedent in Khayutin’s work on joint distributions of CM points [10]. Local Fourier analysis for nonmaximal orders already appears in the cubic work of Einsiedler, Lindenstrauss, Michel, and Venkatesh [5, Proposition 9.9]. Here the object being transformed is a specific quadratic product map on an exterior lattice. The resulting estimate controls arbitrary conductor depth in a cubic-resolvent count, before the remaining multiplicative weights are inserted by a sieve.

1.2 The two counts and the conductor estimate

Write

\begin{gathered} R=\OO_K,\qquad D=|\Disc(K)|,\qquad q=[R:\OO],\\ X=q\sqrt D=\sqrt{|\Disc(\OO)|},\qquad \kappa=\Res_{s=1}\zeta_K(s). \end{gathered}

We also write a_K(n) for the number of nonzero integral R-ideals of norm n. Both counting arguments preserve the factor \sqrt D\,\kappa that normalizes the packet after its finite local labels are averaged.

Sections 2 and 3 treat ordinary lattice vectors. An invertible \OO-ideal is locally a unit translate of \OO inside a maximal-order ideal. Averaging those translates gives an exact unfolding into a weighted sum over integral R-ideals. A local moment bound controls the order index, while Stark’s exceptional-zero result and the absence of a quadratic subfield retain the residue \kappa in the ideal count. Counting short vectors proves tightness. Counting vectors in boxes away from the coordinate hyperplanes gives an O(r^4) bound for radius-r neighborhoods in X_4, uniformly on each compact set of centers in every probability limit. For a diagonal flow with distinct weights, a two-sided tube is covered by O(r^{-3}) such neighborhoods with centers in a fixed compact enlargement, where r decreases exponentially with the tube length. The resulting exponential decay also holds for normalized averages over sets of A_4-ergodic components with positive measure, because they are dominated by a multiple of the limit measure. This forces positive entropy in almost every component.

Section 4 applies measure classification and identifies the remaining obstruction. A proper positive-entropy component has two coordinate blocks of dimension two. Each lattice in its supporting orbit then has a vector in its exterior square supported on the two opposite coordinates ij and kl, with both coefficients nonzero. There are three choices of the partition ij|kl.

For an exterior vector v=(v_{ij})_{i<j}, the positive diagonal action preserves the three signed products

(v_{12}v_{34},\,-v_{13}v_{24},\,v_{14}v_{23}).

Their sum is an integer on the exterior square of a unimodular lattice. For the arithmetic lattices in our packets, Section 5 places the products in the three embeddings of a cubic resolvent field F. Fixing their sum at a nonzero integer m puts them on a trace-m plane. If the four exterior coordinates outside ij,kl have size at most r, two product coordinates have size at most r^2. Thus the geometric obstruction is tested by a rectangle of area O(r^4) on that plane. Theorem 5.2 supplies the corresponding arithmetic rectangle bound, with the multiplicity of every product and the packet normalization included.

The main new work lies in proving that bound uniformly in \OO. At primes dividing Dq, the difficult local factors in the multiplicity are given by the density of the pushforward of Haar measure on the exterior square of the order lattice, with a unit scalar, under the quadratic product map. Its exact fiber measure accounts for ramification and for the order index. An element of F acts on each opposite-coordinate plane by the value of the corresponding real embedding; the resulting action descends to the rational exterior space \bigwedge^2_{\Q}K. The elements preserving \bigwedge^2_{\Z}\OO form an order C_F. Its discriminant is bounded below by a fixed positive power of X and above by a fixed power of X, even if the field F remains fixed.

Section 6 analyzes these densities through their quadratic Fourier transforms. Denominator ideals organize the frequencies; the stabilizer order controls the decay of the Fourier coefficients and the support and size of the corresponding inverse transforms. The local proof is expressed in terms of the quadratic lattice, its action by a cubic étale algebra, and its stabilizer order, a formulation suitable for analogous cubic-resolvent counts. In Section 7, Poisson summation gives the trace density from scalar frequencies. Complementary estimates control the total nonscalar contribution using discriminant separation, bounds for the Fourier and inverse transforms, and congruences supplied by inverse quadratic forms. The estimate is uniform for small residue moduli and for shrinking rectangles.

At the remaining primes, elementary valuation records give a local factor with mean 1+(a_K(p)-1)/p+O(p^{-2}). Section 8 averages these factors by a weighted Selberg sieve. The subtraction of 1 in the local mean removes the logarithm in the prime-sum bound, leaving \kappa. Finally, Section 9 unfolds exterior vectors along the diagonal group. The fiber lengths are logarithmic and summable over the rectangles above. The resulting O(r^4) bound excludes every proper homogeneous component and proves Theorem 1.1.

1.3 Conventions

The notation \Nm_{E/k} denotes the algebraic field norm. Ideal norms \Nm(\mathfrak a) are positive absolute norms, extended multiplicatively to fractional ideals; absolute values are written explicitly for field norms when needed. For a rational prime p, a subscript p denotes tensoring a field with \Q_p or a lattice with \Z_p. For a prime \mathfrak p or \mathfrak q of a local field we use the integer valuation with value 1 on a uniformizer, and write e and f for its ramification index and residue degree. A normalized extension of v_p has v_p(p)=1, and |p|_p=p^{-1}. Ideal norms include the residue degrees. We use \mathfrak p for primes of K and \mathfrak q for primes of F when the two occur together.

All logarithms are natural, and \log_+t=\max(0,\log t) for t>0. An upper bound X^{o(1)} means O_\eta(X^\eta) for every fixed \eta>0. Unless stated otherwise, constants are uniform in K, \OO, and the ordering of the embeddings. In the exterior estimates a nonzero trace m and a bounded real region are fixed before X tends to infinity; permitted dependence on them is stated in the relevant results.

2 Packets from arbitrary orders

Fix a primitive totally real quartic field K, an order \OO\subset K, and an ordering \sigma=(\sigma_1,\ldots,\sigma_4) of its real embeddings, as in Theorem 1.1. We describe the packet using finitely many local lattice choices above each ideal class of the maximal order. This description lets us average a containment condition at each finite prime before performing an integral at the real place. The construction is adapted from the packet model in [18, Section 2, Lemma 2.1]; we give the argument with all sixteen sign patterns in degree four.

Throughout the paper put

R=\OO_K,\qquad D=|\Disc(K)|,\qquad q=[R:\OO],\qquad X=q\sqrt D,\qquad \kappa=\Res_{s=1}\zeta_K(s). \tag{2.1}

In particular, |\Disc(\OO)|=q^2D=X^2. Absolute ideal norms are extended multiplicatively to fractional R-ideals. Thus

\covol(\sigma(I))=\sqrt D\,\Nm I \tag{2.2}

for every nonzero fractional R-ideal I: this is the defining discriminant identity for I=R, follows by index for integral I, and then follows for fractional I after multiplication by an integer. For a full \Z-lattice J\subset K, write J_p=J\otimes_\Z\Z_p, and put

K_p=K\otimes_\Q\Q_p,\qquad R_p=R\otimes_\Z\Z_p,\qquad \OO_p=\OO\otimes_\Z\Z_p .

Here K_p is a product of finite extensions of \Q_p, and R_p is the product of their integer rings. We use the usual arithmetic of fractional ideals in the Dedekind domain R; see [16, Theorems 3.7, 3.20, and 3.29].

2.1 The finite local choices

Choose one fractional R-ideal I in each ordinary ideal class of R. Write h_K for the number of these classes. At every prime choose a generator

I_p=\xi_p R_p,\qquad \xi_p\in K_p^\times.

Such a generator exists because each component of R_p is a discrete valuation ring. Let \mathscr L_{\OO}(I) be the set of full lattices L\subset I whose completions have the form

L_p=\xi_p t_p\OO_p,\qquad t_p\in R_p^\times \quad\text{for every }p. \tag{2.3}

Replacing \xi_p by another generator merely changes t_p by a unit, so this set does not depend on the chosen generators.

Lemma 2.1. The set \mathscr L_{\OO}(I) is finite, and its cardinality is

N_{\OO}=\prod_{p\mid q}[R_p^\times:\OO_p^\times], \tag{2.4}

independently of I. Its members satisfy

[I:L]=q,\qquad RL=I,

and are proper invertible fractional \OO-ideals. Every ordinary class of proper invertible fractional \OO-ideals is represented, up to multiplication by K^\times, by a member of one of the sets \mathscr L_{\OO}(I). Uniform probability on \mathscr L_{\OO}(I) is induced by independent normalized Haar probabilities for t_p\in R_p^\times.

Proof. The additive group R/\OO has order q, so qR\subset\OO. For every p and every unit t_p, it follows that

qI_p=\xi_p t_p qR_p\subset \xi_p t_p\OO_p\subset I_p.

At p\nmid q the middle lattice is I_p. At the remaining primes its image is a submodule of the finite module I_p/qI_p. The primary decomposition of I/qI identifies its p-primary part with I_p/qI_p. Thus a choice of these local submodules patches to a unique subgroup of I/qI, and its inverse image in I is the unique lattice with the prescribed completions.

The stabilizer of \OO_p under multiplication by R_p^\times is exactly \OO_p^\times. Indeed, t_p\OO_p=\OO_p implies that both t_p and t_p^{-1} belong to \OO_p, by applying the equality and its inverse to 1. The converse is immediate. The local choices therefore form the finite homogeneous space R_p^\times/\OO_p^\times. Its invariant probability is uniform and is the image of normalized unit Haar measure. Patching over the finitely many primes dividing q proves Equation (2.4) and the assertion about probabilities. The index of the lattice in Equation (2.3) is [R_p:\OO_p], and its R_p-span is I_p because 1\in\OO_p. Taking products of the indices and comparing all completions gives [I:L]=q and RL=I.

We record why the local condition describes exactly invertible ideals of the order. A full fractional \OO-ideal J is invertible if and only if

J_p=\eta_p\OO_p\quad\text{for some }\eta_p\in K_p^\times \quad\text{at every }p. \tag{2.5}

For the forward implication, complete an equality JJ^{-1}=\OO. The resulting equality over \OO_p expresses 1 as a finite sum \sum_i a_i b_i, with a_i\in J_p and b_i\in J_p^{-1}. At each maximal ideal \mathfrak m of the semilocal ring \OO_p, some a_i b_i is a unit after localization, and that a_i generates (J_p)_{\mathfrak m}. To obtain one generator for all the maximal ideals, choose such an a_{\mathfrak m} for each \mathfrak m, and use the Chinese remainder theorem [16, Theorem 1.14] to choose c_{\mathfrak m}\in\OO_p congruent to 1 at \mathfrak m and to 0 at every other maximal ideal. Then \eta_p=\sum_{\mathfrak m}c_{\mathfrak m}a_{\mathfrak m} generates (J_p)_{\mathfrak m} modulo \mathfrak m at each \mathfrak m; Nakayama’s lemma [16, Lemma 1.9] shows that it generates each localization. Hence it generates J_p. Since J_p spans K_p over \Q_p, \eta_p has no zero component and lies in K_p^\times.

Conversely, define

J^{-1}=\{a\in K:aJ\subset\OO\}.

This definition commutes with completion: after choosing \Z-bases of J and \OO, the containment is a finite collection of integrality conditions on the coordinates of multiplication by a, and the same conditions over \Z_p describe the completed lattice. Under Equation (2.5) we therefore have (J^{-1})_p=\eta_p^{-1}\OO_p. Consequently (JJ^{-1})_p=\OO_p for every p, which implies JJ^{-1}=\OO. This proves the equivalence. It also proves properness: if aJ\subset J for an invertible J, multiplication by J^{-1} gives a\OO\subset\OO, and hence a\in\OO. Thus its multiplier order is \OO.

The lattices in Equation (2.3) are stable under \OO_p at every prime, so comparison of completions shows that \OO L\subset L. They are therefore fractional \OO-ideals satisfying Equation (2.5). In the other direction, let J be an invertible fractional \OO-ideal. Its R-span RJ is a fractional R-ideal. Multiplying J by an element of K^\times, we may arrange RJ=I for the chosen representative of this maximal-order class. If J_p=\eta_p\OO_p, then \eta_p R_p=I_p=\xi_pR_p, so \eta_p=\xi_p t_p for a unit t_p\in R_p^\times. Thus the resulting J belongs to \mathscr L_{\OO}(I), as required.

2.2 Real parameters, identifications, and volume

Let U=R^\times, and let U^+ be its totally positive subgroup. Put

T_\infty=\{v=(v_1,\ldots,v_4)\in(\R^\times)^4: \textstyle\prod_i|v_i|=1\}.

We give T_\infty counting measure on its sixteen sign components and measure du_1\,du_2\,du_3 on the logarithms u_i=\log|v_i|, with u_4=-u_1-u_2-u_3. Denote this measure by dv. The unit theorem [16, Theorems 5.1 and 5.9] says that

\ell(U)=\{(\log|\sigma_i(\epsilon)|)_{i=1}^4:\epsilon\in U\}

is a full lattice in the hyperplane \sum_i u_i=0. Its covolume for the deleted-coordinate measure is the ordinary regulator R_K. Its kernel on U consists of 1 and -1, since these are the roots of unity in a totally real field.

Let \mathscr F_U be a measurable fundamental domain for the embedded group \sigma(U) in T_\infty. Reducing logarithms modulo \ell(U) leaves sixteen sign choices, on which the remaining kernel \{1,-1\} identifies pairs of opposite signs. It follows that \vol(\mathscr F_U)=8R_K. The analytic class-number formula in signature (4,0), with two roots of unity, gives

h_K\vol(\mathscr F_U)=8h_KR_K=\sqrt D\,\kappa; \tag{2.6}

see [17, Chapter V, Theorem 2.4(a)].

For L\in\mathscr L_{\OO}(I), set

c_I=(X\Nm I)^{-1/4}.

Equations (2.2) and [I:L]=q show that c_I\sigma(L)v has covolume one for every v\in T_\infty. This notation denotes the corresponding row lattice, and thus a point of X_4, after choosing a basis of determinant one. This convention also applies when the diagonal v has negative determinant.

Proposition 2.2 (Packet model and volume). The maps

(L,v)\longmapsto c_I\sigma(L)v \qquad (L\in\mathscr L_{\OO}(I),\ v\in T_\infty)

give a bijection from the disjoint union over the chosen I of the quotients by

\epsilon:(L,v)\longmapsto (\epsilon L,\sigma(\epsilon)^{-1}v),\qquad \epsilon\in U, \tag{2.7}

onto \bigcup_{\mathcal Y\in\mathcal P_{\OO,\sigma}}\mathcal Y\subset X_4. Counting measure on the L’s times dv descends to the sum of the Haar measures of those orbits. In particular,

\sum_{\mathcal Y\in\mathcal P_{\OO,\sigma}}\vol(\mathcal Y) =N_{\OO}\sqrt D\,\kappa . \tag{2.8}

Writing \mu_*=\mu_{\OO,\sigma}, for every nonnegative Borel function \Phi on X_4 one has

\int_{X_4}\Phi\,d\mu_* =\frac{1}{h_KN_{\OO}\vol(\mathscr F_U)} \sum_I\sum_{L\in\mathscr L_{\OO}(I)} \int_{\mathscr F_U}\Phi(c_I\sigma(L)v)\,dv . \tag{2.9}

The identity permits infinite values on both sides.

Proof. The action in Equation (2.7) preserves the parameter set, since \epsilon I=I for \epsilon\in U, and preserves its image lattice. Lemma 2.1 shows that every ordinary invertible \OO-ideal class occurs. If two ideals differ by multiplication by \alpha\in K^\times, their normalized embedded lattices differ by the diagonal with coordinates \sigma_i(\alpha)/|\Nm_{K/\Q}(\alpha)|^{1/4}, an element of T_\infty. Finally T_\infty is the union of all sixteen sign translates of A_4. These facts prove surjectivity.

Suppose two displayed normalized lattices coincide. After absorbing the ratio of their positive scalars, this equality gives a diagonal map carrying \sigma(L) onto \sigma(L'). Choose 0\ne b\in L and let b'\in L' be its image. None of the four coordinates of \sigma(b) is zero. The diagonal entries must therefore be \sigma_i(b')/\sigma_i(b)=\sigma_i(b'/b). The map is multiplication by \alpha=b'/b, and L'=\alpha L. Taking R-spans gives I'=\alpha I. The chosen representatives then force I'=I and \alpha I=I, so \alpha\in U. The scalar normalizations are now equal, and the two parameters differ by exactly Equation (2.7). This proves injectivity, including all identifications involving signs. Equality of covolume-one row lattices is the same as equality in X_4: any two positively oriented bases of the same lattice differ by an element of \mathrm{SL}_4(\Z).

It remains to check that this identification gives the stipulated orbit weights. Write \OO^{\times,+}=\OO^\times\cap U^+. The U-stabilizer of a label L is \OO^\times, by its multiplier order. The stabilizer of L together with a sign pattern is therefore \OO^{\times,+}. This subgroup has finite index in U. For q=1 this follows directly from \OO=R. For q>1, the kernel of U\longrightarrow(R/qR)^\times lies in \OO^\times, since both a unit congruent to 1 modulo qR and its inverse belong to \OO, and imposing positive signs costs at most a further factor of sixteen. The same diagonal-identification argument shows that all periods of the corresponding A_4-orbit are precisely \ell(\OO^{\times,+}). They form a full lattice, so the orbit is compact.

Combining a label with a sign produces 16N_{\OO} finite choices above each I. Each U-orbit of these choices has [U:\OO^{\times,+}] elements and parametrizes one A_4-orbit. On that orbit the quotient of logarithmic Lebesgue measure is its Haar measure, with volume

\covol\bigl(\ell(\OO^{\times,+})\bigr) =[\ell(U):\ell(\OO^{\times,+})]R_K =\frac{[U:\OO^{\times,+}]}{2}R_K .

The last equality uses \ker(\ell|_U)=\{1,-1\} and -1\notin\OO^{\times,+}. Consequently the number of distinct orbits times their common volume is

\frac{16h_KN_{\OO}}{[U:\OO^{\times,+}]} \cdot \frac{[U:\OO^{\times,+}]}2 R_K =8h_KN_{\OO}R_K.

This proves both the assertion about the descended measure and Equation (2.8), by Equation (2.6).

One can also take \mathscr L_{\OO}(I)\times\mathscr F_U as a fundamental domain for the diagonal action in Equation (2.7): reducing v into \mathscr F_U transports L by the same unique unit, outside the usual null boundary set. Counting measure times dv is invariant under this action. These domains have total measure h_KN_{\OO}\vol(\mathscr F_U), equal to the total volume just computed. Dividing their integral by that quantity proves Equation (2.9).

3 Ordinary vectors and probability limits

We first control vectors in the lattices themselves. A count near the origin will prevent escape into the cusp, and a count near a vector with no zero coordinate will bound the mass of small neighborhoods in X_4. The latter bound is the input to the entropy argument in Section 4. We follow the method of [18, Sections 2–5], proving the estimates with constants uniform over primitive totally real quartic fields, their orders, and the orderings of their embeddings. The absence of a quadratic subfield supplies the residue estimate needed in this degree.

3.1 Containment probabilities and unfolding

For a rational prime p, write

R_p=\prod_{\mathfrak p\mid p}R_{\mathfrak p}.

Here R_{\mathfrak p} is the integer ring of the completion K_{\mathfrak p}. Let v_{\mathfrak p} be its integer valuation, normalized to be 1 on a uniformizer, and put

e_{\mathfrak p}=v_{\mathfrak p}(p),\qquad f_{\mathfrak p}=[R/\mathfrak p:\Z/p\Z].

Thus \Nm\mathfrak p=p^{f_{\mathfrak p}} and \sum_{\mathfrak p\mid p}e_{\mathfrak p}f_{\mathfrak p}=4; see [16, Theorem 3.34]. For p\mid q and a tuple \boldsymbol l_p=(l_{\mathfrak p})_{\mathfrak p\mid p} of nonnegative integers, call the set of x\in R_p with v_{\mathfrak p}(x_{\mathfrak p})=l_{\mathfrak p} in every component the valuation shell \boldsymbol l_p. Choose x in this shell and define

P_p(\boldsymbol l_p) =\P_{t_p\in R_p^\times}\{x\in t_p\OO_p\}, \tag{3.1}

where the probability is normalized unit Haar measure. The definition is independent of x: the unit group acts transitively on each set with specified component valuations.

For a nonzero integral R-ideal \mathfrak a, set

P(\mathfrak a)= \prod_{p\mid q} P_p\bigl((v_{\mathfrak p}(\mathfrak a))_{\mathfrak p\mid p}\bigr). \tag{3.2}

An empty product, including the case q=1, is 1. If 0\ne b\in I, its image has no zero local component and (b)I^{-1} is integral. In the coordinates I_p=\xi_pR_p, the valuations of \xi_p^{-1}b are those of (b)I^{-1}. Lemma 2.1 and the independence of the local choices therefore give

\P_{L\in\mathscr L_{\OO}(I)}\{b\in L\} =P((b)I^{-1}). \tag{3.3}

For a nonnegative Borel function f on \R^4, write

E_f(\Lambda)=\sum_{0\ne x\in\Lambda}f(x).

This is a Borel function on X_4: in a local basis chart it is a countable sum of the Borel functions obtained by evaluating f at the integer linear combinations of that basis. For z>0, define the integral over the surface with absolute coordinate product z by

\mathcal V_f(z)= \sum_{\omega\in\{\pm1\}^4} \int_{\R^3} f\bigl(\omega_1e^{u_1},\omega_2e^{u_2},\omega_3e^{u_3}, \omega_4z e^{-u_1-u_2-u_3}\bigr)\,du_1\,du_2\,du_3 . \tag{3.4}

The signs and logarithmic measure are exactly those of T_\infty.

Proposition 3.1 (Ordinary vector unfolding). For every nonnegative Borel f on \R^4,

\int_{X_4}E_f\,d\mu_* =\frac1{\sqrt D\,\kappa} \sum_{\substack{\mathfrak a\subset R\\\mathfrak a\ne0}} P(\mathfrak a)\, \mathcal V_f\bigl(\Nm\mathfrak a/X\bigr). \tag{3.5}

Both sides are allowed to be infinite.

Proof. This is the unfolding of [18, Proposition 2.2] with the packet normalization of Proposition 2.2. Average the vector sum over L in Equation (2.9), and use Equation (3.3). The factor N_{\OO} cancels, and the left side becomes

\frac1{h_K\vol(\mathscr F_U)} \sum_I\int_{\mathscr F_U} \sum_{0\ne b\in I}P((b)I^{-1})f(c_I\sigma(b)v)\,dv .

For fixed I, the map b\mapsto(b)I^{-1} takes I\setminus\{0\} onto the integral ideals in the inverse class of I. Each fiber is one free U-orbit. Indeed, two generators of the same principal ideal differ by a unique unit. The coefficient P((b)I^{-1}) is constant on that orbit. Summing its unit translates and integrating over \mathscr F_U gives

\int_{\mathscr F_U}\sum_{\epsilon\in U} f(c_I\sigma(\epsilon b)v)\,dv =\int_{T_\infty}f(c_I\sigma(b)v)\,dv .

The translates tile T_\infty, including its sign components. All changes in the order of integration and summation are justified by Tonelli’s theorem.

The absolute product of the coordinates of c_I\sigma(b) is

c_I^4|\Nm_{K/\Q}(b)| =\frac{\Nm((b)I^{-1})}{X}.

Translation of the first three logarithmic coordinates and relabeling of the signs therefore identify the last integral with \mathcal V_f(\Nm((b)I^{-1})/X), with Jacobian one. Each integral ideal belongs to the inverse class of exactly one chosen I. Equation (2.6) now gives the coefficient in Equation (3.5).

3.2 The mass and tail of the local weights

The ideal sum in Equation (3.5) need not have simple coefficients at primes dividing q. We will use its exact total mass over valuation shells and a positive moment of their norms. Both statements are the order case of [18, Lemma 3.1]; the argument below explains why they are uniform even when the local order has large index.

For p\mid q, put

q_p=[R_p:\OO_p],\qquad N_p(\boldsymbol l_p)=p^{\sum_{\mathfrak p\mid p} f_{\mathfrak p}l_{\mathfrak p}}, \qquad Z_p=\prod_{\mathfrak p\mid p}(1-p^{-f_{\mathfrak p}})^{-1}.

For a collection \boldsymbol l=(\boldsymbol l_p)_{p\mid q}, write

d(\boldsymbol l)=\prod_{p\mid q}N_p(\boldsymbol l_p),\qquad P(\boldsymbol l)=\prod_{p\mid q}P_p(\boldsymbol l_p),\qquad Z_q=\prod_{p\mid q}Z_p .

Thus d(\boldsymbol l) is the norm of the part of an integral ideal supported above primes dividing q, and \prod_{p\mid q}q_p=q.

Lemma 3.2 (Local mass and moment). With the preceding notation,

\sum_{\boldsymbol l}\frac{P(\boldsymbol l)}{d(\boldsymbol l)} =\frac{Z_q}{q}. \tag{3.6}

For every \eta>0 there is a constant C_\eta, independent of K,\OO, such that

\sum_{\boldsymbol l} P(\boldsymbol l)d(\boldsymbol l)^{-1+1/8} \le C_\eta\,\frac{q^\eta}{q}. \tag{3.7}

In particular there is an absolute constant C for which

\sum_{d(\boldsymbol l)>X^{1/8}} \frac{P(\boldsymbol l)}{d(\boldsymbol l)} \le \frac Cq X^{-1/128}. \tag{3.8}

Proof. Normalize additive Haar measure m_p on R_p by m_p(R_p)=1. In a component R_{\mathfrak p}, the set of elements of valuation l_{\mathfrak p} has measure (1-p^{-f_{\mathfrak p}})p^{-f_{\mathfrak p}l_{\mathfrak p}}. Consequently the shell \boldsymbol l_p in R_p has measure

m_p(\text{shell }\boldsymbol l_p) =\frac1{Z_p\,N_p(\boldsymbol l_p)}. \tag{3.9}

Its conditional additive measure is invariant under the transitive unit action. It is therefore the image of unit Haar probability. By Equation (3.1), P_p(\boldsymbol l_p) is exactly the fraction of this shell lying in \OO_p. The elements with a zero component have measure zero, and m_p(\OO_p)=q_p^{-1}. Summing Equation (3.9) over the intersections with \OO_p gives

\sum_{\boldsymbol l_p} \frac{P_p(\boldsymbol l_p)}{N_p(\boldsymbol l_p)} =\frac{Z_p}{q_p}.

Multiplication over p\mid q proves Equation (3.6).

For the moment, choose x with normalized additive Haar probability on \OO_p, and let v_{\mathfrak p}=v_{\mathfrak p}(x_{\mathfrak p}). The projection H_{\mathfrak p} of \OO_p into R_{\mathfrak p} contains the embedded copy of \Z_p, because 1\in\OO_p. Its induced probability is normalized Haar on H_{\mathfrak p}. For an integer k\ge1, the image of this copy of \Z_p modulo the ideal of valuation k has p^{\lceil k/e_{\mathfrak p}\rceil} elements. Hence the image of H_{\mathfrak p} has at least that many elements, and

\P_{\OO_p}\{v_{\mathfrak p}\ge k\} \le p^{-\lceil k/e_{\mathfrak p}\rceil}. \tag{3.10}

This uses only the size of the additive image of the projection; it does not require the projections to be independent.

Set

j=\max_{\mathfrak p\mid p} \left\lceil\frac{v_{\mathfrak p}}{e_{\mathfrak p}}\right\rceil.

If j\ge a\ge1, then some v_{\mathfrak p} is at least e_{\mathfrak p}(a-1)+1. Equation (3.10) and a union bound over at most four components give \P_{\OO_p}\{j\ge a\}\le4p^{-a}. On the other hand,

N_p(x)=p^{\sum_{\mathfrak p\mid p}f_{\mathfrak p}v_{\mathfrak p}} \le p^{j\sum_{\mathfrak p\mid p}e_{\mathfrak p}f_{\mathfrak p}} =p^{4j}.

These assertions hold outside the null sets where a component vanishes. The tail formula for the expectation of p^{j/2} now yields

\begin{align*} \E_{\OO_p}N_p(x)^{1/8} &\le \E_{\OO_p}p^{j/2} \\ &=1+\sum_{a\ge1} (p^{a/2}-p^{(a-1)/2})\P_{\OO_p}\{j\ge a\} \le 1+4p^{-1/2}. \tag{3.11}\end{align*}

Applying Equation (3.9) once more gives the exact factorization

\sum_{\boldsymbol l} P(\boldsymbol l)d(\boldsymbol l)^{-1+1/8} =\frac1q\prod_{p\mid q} \left(Z_p\,\E_{\OO_p}N_p(x)^{1/8}\right).

Each factor is at most (1-p^{-1})^{-4}(1+4p^{-1/2}). For any fixed \eta>0, this is at most p^\eta at all sufficiently large primes. The product of the factors at the finitely many remaining primes is bounded by a constant depending only on \eta. Since \prod_{p\mid q}p\le q, this proves Equation (3.7). Finally, take \eta=1/128 there and use q\le X:

\sum_{d(\boldsymbol l)>X^{1/8}}\frac{P(\boldsymbol l)}{d(\boldsymbol l)} \le X^{-1/64} \sum_{\boldsymbol l}P(\boldsymbol l)d(\boldsymbol l)^{-1+1/8} \le \frac Cq X^{-1/128}.

This proves Equation (3.8).

3.3 Ideal counts relative to the residue

The shell identity supplies the factor q^{-1}. To use it in Equation (3.5), the count of the remaining ideal part must retain the factor \kappa. Recall

a_K(n)=\#\{\mathfrak a\subset R:\mathfrak a\ne0,\ \Nm\mathfrak a=n\}, \qquad n\ge1,

and let d_4 be the fourfold divisor function. Unique factorization of ideals makes a_K multiplicative. At every rational prime, including a ramified one, its local generating series is

\sum_{j\ge0}a_K(p^j)T^j =\prod_{\mathfrak p\mid p}(1-T^{f_{\mathfrak p}})^{-1}.

Each factor is coefficientwise at most (1-T)^{-1}, and there are at most four factors. Hence a_K(n)\le d_4(n) for every n; in particular a_K(p)\le4.

Lemma 3.3 (Residue and prime sums). There are absolute constants D_0>1, h_0>0, Y_0>1, and C\ge1 with the following properties for every primitive totally real quartic field K.

  1. 1.

    If D\ge D_0, then

    C^{-1}\kappa\le h\zeta_K(1+h)\le C\kappa \qquad(0<h\le4/\log D). \tag{3.12}

    If D<D_0, the same inequalities hold for 0<h\le h_0.

  2. 2.

    One has

    \kappa^{-1}\le C\log(3D). \tag{3.13}
  3. 3.

    Whenever Y\ge\max\{Y_0,D^{1/4}\},

    \exp\left(\sum_{p\le Y}\frac{a_K(p)}p\right) \le C\kappa\log Y . \tag{3.14}

The sum in Equation (3.14) is over rational primes.

Proof. We first treat large D, and put L=\log D. Stark’s zero theorem [25, Lemma 3] gives at most one nontrivial zero of \zeta_K in

\Re s\ge1-\frac1{4L},\qquad |\Im s|\le\frac1{4L};

any such zero is real and simple. His Lemma 8 [25, Lemma 8], valid also for nonnormal fields, states in degree four that a real zero \beta\ge1-(96L)^{-1} would force a quadratic subfield of K. Primitivity excludes that subfield. It follows that every nontrivial zero \rho satisfies

|1-\rho|\ge \frac{c_0}{L},\qquad c_0=\frac1{192}. \tag{3.15}

Indeed, a zero in the smaller open disk would lie in Stark’s rectangle, would be real, and would be in the forbidden real interval.

For real s>1, the logarithmic derivative of the completed zeta function gives

\begin{aligned} S_K(s):=\sum_\rho\Re\frac1{s-\rho} &=\frac1s+\frac1{s-1}+\frac L2+ \frac{\zeta_K'}{\zeta_K}(s)+G(s),\\ G(s)&=2\left(\frac{\Gamma'(s/2)}{\Gamma(s/2)}-\log\pi\right); \end{aligned} \tag{3.16}

see [25, Equation (9)]. The real zero sum converges and has nonnegative terms, since \Re\rho\le1. At s_0=1+L^{-1}, the Euler product gives \zeta_K'/\zeta_K(s_0)\le0. The function G is bounded on [1,2], so for sufficiently large D,

0\le S_K(s_0)\ll L.

This estimate persists for all 1<s\le1+4/L. To see this term by term, write \rho=\beta+i\gamma. Since \beta\le1,

s-\beta\le4(s_0-\beta),\qquad |s-\rho|\ge|1-\rho|.

Equation (3.15) consequently gives

|s_0-\rho|\le |s-\rho|+\frac3L \le (1+3/c_0)|s-\rho|.

Using \Re(s-\rho)^{-1}=(s-\beta)/|s-\rho|^2, we obtain

\Re\frac1{s-\rho} \le4(1+3/c_0)^2\Re\frac1{s_0-\rho}.

Thus S_K(s)\ll L on the entire interval.

Let \mathcal Z_K(s)=(s-1)\zeta_K(s). Rearranging Equation (3.16) shows that

\frac{\mathcal Z_K'}{\mathcal Z_K}(s) =S_K(s)-\frac1s-\frac L2-G(s)=O(L) \qquad(1<s\le1+4/L).

The function \mathcal Z_K extends to s=1 with value \kappa>0. Integrating its logarithmic derivative across an interval of length at most 4/L proves Equation (3.12), with an absolute constant. At s_0, the inequality \zeta_K(s_0)\ge1 then gives \kappa\gg L^{-1}.

There are only finitely many fields with D<D_0, by Hermite’s finiteness theorem [16, Theorem 8.43]. For each of them, h\zeta_K(1+h) tends to the positive residue \kappa as h\downarrow0. Taking a common sufficiently small h_0 over this finite set proves the remaining comparison, and their positive residues have a common positive lower bound. Enlarging C proves Equation (3.13) for every field.

Choose Y_0 sufficiently large that 1/\log Y_0\le h_0, and let Y\ge\max\{Y_0,D^{1/4}\}. For h=1/\log Y, the comparison just proved applies: in the large D case h\le4/\log D, and in the bounded D case h\le h_0. Positivity in the Euler logarithm gives

\sum_{p\le Y}a_K(p)p^{-1-h}\le\log\zeta_K(1+h).

Moreover, a_K(p)\le4, 1-p^{-h}\le h\log p, and the elementary Chebyshev bound followed by partial summation imply

\sum_{p\le Y}a_K(p)(p^{-1}-p^{-1-h}) \le4h\sum_{p\le Y}\frac{\log p}{p} \ll h\log Y=1.

It follows that

\sum_{p\le Y}\frac{a_K(p)}p \le \log\zeta_K(1+h)+O(1) \le \log(\kappa\log Y)+O(1),

which proves Equation (3.14). There is no upper restriction on Y. This observation is what permits D to stay bounded while the order index, and hence X, grows.

We also need an estimate for ideals in an interval. The following uniform form of Shiu’s bound [23] is the one recorded in [18, Equation (4.2)].

Lemma 3.4. There are absolute constants C,u_0 such that, for every nonnegative multiplicative function b with b(n)\le d_4(n), every real u\ge u_0, and every u^{1/2}\le v\le u,

\sum_{u-v<n\le u}b(n) \le C\frac v{\log u} \exp\left(\sum_{p\le u}\frac{b(p)}p\right). \tag{3.17}

Proof. Apply [19, Theorem 1.1] with no excluded residue classes and with its parameter \beta=1/4. Its two growth conditions hold with bounds independent of b:

b(p^j)\le d_4(p^j)=\binom{j+3}{3}\le4^j,\qquad b(n)\le d_4(n)\ll_\epsilon n^\epsilon \quad(\epsilon>0).

The theorem’s constant and threshold depend only on these growth bounds and on the fixed parameter. Its strict length condition u^\beta<v is satisfied even at v=u^{1/2} once u>1. This gives Equation (3.17), including both endpoints.

Proposition 3.5 (Weighted ideal intervals). There is an absolute constant C such that, for each fixed A\ge1 and c>0, there is a threshold X_0(A,c) with the following property. For every K,\OO,\sigma under consideration with X\ge X_0(A,c), and all real x,y satisfying

X^{3/4}\le x\le AX,\qquad cx\le y\le x,

one has

\sum_{\substack{\mathfrak a\subset R,\ \mathfrak a\ne0\\ x-y<\Nm\mathfrak a\le x}}P(\mathfrak a) \le C\,\frac{\kappa y}{q}. \tag{3.18}

The constant C is independent of A,c; the threshold may depend on them.

Proof. The range is empty for c>1, so suppose 0<c\le1. We adapt the separation of the local norm from the remaining ideal in [18, Proposition 4.2]. Put

b(n)=a_K(n)\mathbf 1_{(n,q)=1}.

This is nonnegative and multiplicative, and it is at most d_4. Every integral ideal splits uniquely into its part above the primes dividing q, described by one tuple \boldsymbol l, and a part coprime to qR. The left side of Equation (3.18) is therefore

\sum_{\boldsymbol l}P(\boldsymbol l) \sum_{(x-y)/d(\boldsymbol l)<n\le x/d(\boldsymbol l)}b(n). \tag{3.19}

First take d=d(\boldsymbol l)\le X^{1/8}, and put u=x/d, v=y/d. Then

u\ge X^{5/8}\ge D^{1/4},\qquad v\ge cu.

The second inequality implies v\ge u^{1/2} when X is large in terms of c. The first inequality puts u in the range of Equation (3.14), once X is above an absolute threshold. To remove the primes dividing q from that Euler bound, observe that

\log Z_q=\sum_{p\mid q}\frac{a_K(p)}p+O(1),\qquad \sum_{\substack{p\mid q\\p>u}}\frac{a_K(p)}p \ll\frac{\log(2q)}u\ll1 . \tag{3.20}

For the first identity, expand \log Z_p=\sum_{\mathfrak p\mid p}\sum_{j\ge1}p^{-jf_{\mathfrak p}}/j. The terms of order p^{-1} count exactly the primes of residue degree one, and the remaining terms are O(p^{-2}), uniformly in the splitting type. Their sum over rational primes is bounded. For the second estimate, use a_K(p)\le4, at most \log(2q)/\log2 primes dividing q, and u\ge X^{5/8}, q\le X. Consequently Equations (3.14) and (3.20) give

\exp\left(\sum_{p\le u}\frac{b(p)}p\right) \ll \frac{\kappa\log u}{Z_q}.

Lemma 3.4 and Equation (3.6) now bound the contribution of these tuples to Equation (3.19) by

C\frac{\kappa y}{Z_q} \sum_{d(\boldsymbol l)\le X^{1/8}} \frac{P(\boldsymbol l)}{d(\boldsymbol l)} \le C\frac{\kappa y}{q}.

It remains to control tuples with d>X^{1/8}. Those with d>x contribute nothing. For z\ge1, summing the first three factors of the divisor convolution gives

\sum_{n\le z}d_4(n) =\sum_{a_1a_2a_3a_4\le z}1 \le z\left(\sum_{a\le z}\frac1a\right)^3 \le z(1+\log z)^3 .

Use this with z=x/d, and then Equation (3.8). The remaining contribution is at most

Cx(1+\log x)^3 \sum_{d(\boldsymbol l)>X^{1/8}} \frac{P(\boldsymbol l)}{d(\boldsymbol l)} \le C\frac{x}{q}X^{-1/128}(1+\log x)^3 .

For fixed A, once X\ge A the condition x\le AX gives \log x\le2\log X. By Equation (3.13) and D\le X^2, the ratio of this last bound to \kappa x/q is at most

C X^{-1/128}(\log(3X))^4=o(1).

This bound is independent of the field and the order. Increase the threshold in terms of A,c until the ratio is at most c. The tail is then at most \kappa cx/q\le\kappa y/q. The constant in the resulting bound has not changed with A or c, proving the proposition.

3.4 Short vectors and small neighborhoods

We now apply the weighted interval bound to the two vector counts announced at the start of the section. If f_r=\mathbf 1_{[-r,r]^4}, direct integration in Equation (3.4) gives

\mathcal V_{f_r}(z)=\frac{16}{6} \bigl(\log_+(r^4/z)\bigr)^3 . \tag{3.21}

Indeed, in a fixed sign component put s_i=\log r-u_i for 1\le i\le3. The cube conditions become s_i\ge0 and \sum_{i=1}^3s_i\le\log(r^4/z), a simplex of the displayed volume divided by sixteen.

Proposition 3.6 (Tightness). There is an absolute constant C such that, for every fixed 0<r<1,

\limsup_{X\longrightarrow\infty} \mu_*\{\Lambda:\text{some }0\ne v\in\Lambda \text{ satisfies }\|v\|_\infty<r\} \le Cr^4 . \tag{3.22}

The limit superior ranges over all primitive totally real quartic fields, all their orders, and all orderings of their real embeddings. Consequently, for every sequence of these packet measures \mu_i=\mu_{\OO_i,\sigma_i} with X_i\to\infty and every \epsilon>0, there is a compact \mathcal K_\epsilon\subset X_4 with \mu_i(\mathcal K_\epsilon)\ge1-\epsilon for all sufficiently large i. Such a sequence is tight, and every weak subsequential limit is an A_4-invariant probability on X_4.

Proof. The count E_{f_r} dominates the indicator in Equation (3.22). Put T=r^4X and T_0=X^{3/4}. By Equations (3.5) and (3.21), it suffices to bound

\frac1{\sqrt D\,\kappa} \sum_{\Nm\mathfrak a\le T} P(\mathfrak a) \bigl(\log(T/\Nm\mathfrak a)\bigr)^3 . \tag{3.23}

The sum is empty when T<1. Otherwise its logarithmic factor is at most (\log X)^3, since \Nm\mathfrak a\ge1 and r<1. Apply Proposition 3.5 at x=y=T_0, with A=c=1. The part with \Nm\mathfrak a\le\min\{T,T_0\} is at most

C\frac{\kappa T_0}{q}(\log X)^3.

After division by \sqrt D\,\kappa=X\kappa/q, this contributes O(X^{-1/4}(\log X)^3)=o(1).

If T>T_0, put

A_{T_0}(t)=\sum_{T_0<\Nm\mathfrak a\le t}P(\mathfrak a) \qquad(T_0\le t\le T).

The same interval estimate at x=y=t gives A_{T_0}(t)\le C\kappa t/q, since T\le X. Writing each logarithmic cube as an integral and using Tonelli yields

\begin{align*} \sum_{T_0<\Nm\mathfrak a\le T} P(\mathfrak a)\bigl(\log(T/\Nm\mathfrak a)\bigr)^3 &=3\int_{T_0}^T A_{T_0}(t) \bigl(\log(T/t)\bigr)^2\frac{dt}{t}\\ &\le C\frac{\kappa}{q} \int_0^T\bigl(\log(T/t)\bigr)^2\,dt \le C\frac{\kappa T}{q}.\end{align*}

The last integral is finite after the substitution t=Ts. This part of Equation (3.23) is therefore O(r^4). If T\le T_0, it is absent. The constants used at A=c=1 are absolute, so the resulting estimate proves Equation (3.22). This is the compactness argument of [18, Proposition 5.1], now using the quartic weighted interval bound.

Mahler’s compactness criterion [15, Section 3, Theorem 2] says that

\mathcal K_r=\{\Lambda\in X_4:\|v\|_\infty\ge r \text{ for all }0\ne v\in\Lambda\}

is compact. Choose r so that Cr^4<\epsilon/2. Equation (3.22) then gives \mu_i(\mathcal K_r)\ge1-\epsilon for all sufficiently large i. Each of the finitely many preceding packet measures is supported on a finite union of compact orbits, by Proposition 2.2. Enlarging the compact set to include those supports proves tightness of the entire sequence. The space X_4 is locally compact, second countable, and metrizable; the weak compactness theorem for tight probabilities therefore gives probability subsequential limits. For a\in A_4 and f\in C_c(X_4), the equality

\int f(xa)\,d\mu_i(x)=\int f(x)\,d\mu_i(x)

passes to a weak limit, since both test functions are continuous with compact support. This proves A_4-invariance.

Lemma 3.7 (Boxes away from the coordinate hyperplanes). Let V_0\subset(\R^\times)^4 be compact, and let b>0. There are constants C,r_0>0, depending only on V_0,b, such that for every fixed 0<r<r_0 there is a threshold X_0(V_0,b,r) for which

\int_{X_4}E_{\mathbf 1_{v+[-br,br]^4}}\,d\mu_* \le Cr^4\qquad(v\in V_0,\ X\ge X_0(V_0,b,r)). \tag{3.24}

The threshold and constants are uniform over K,\OO,\sigma and over the centers v\in V_0.

Proof. The assertion is immediate if V_0 is empty. Otherwise choose 0<\epsilon\le M such that \epsilon\le|v_i|\le M for every v\in V_0 and i. For r_0<\epsilon/(2b), each box in the statement lies in one coordinate sign component. Its first three logarithmic widths satisfy

\log\frac{|v_i|+br}{|v_i|-br}\ll_{V_0,b}r .

The product map x\mapsto\prod_i|x_i| has uniformly bounded first derivatives on these boxes. If t_v=\prod_i|v_i|, it follows from Equation (3.4) that, for one C_1\ge1,

\mathcal V_{\mathbf 1_{v+[-br,br]^4}}(z) \le C_1r^3\,\mathbf 1_{[t_v-C_1r,t_v+C_1r]}(z) \qquad(v\in V_0,\ 0<r<r_0). \tag{3.25}

Let t_->0 and t_+<\infty be the minimum and maximum of t_v on V_0, and shrink r_0 so that 6C_1r_0<t_-. For a fixed r in this range set

x=(t_v+2C_1r)X,\qquad y=4C_1rX.

The possible ideal norms in Equation (3.25) lie strictly inside (x-y,x). The enlargement avoids any issue with integer endpoints. There is a fixed A\ge1, depending only on V_0,b, such that x\le AX for all centers and radii under consideration. For sufficiently large X, uniformly in the centers, x\ge X^{3/4}. Also y\le x by the choice of r_0, and y\ge cx with c=4C_1r/A>0, after decreasing r_0 if necessary so that c\le1.

Proposition 3.5 applies for every fixed r, with this c and the fixed A. Its constant is independent of c, so the sum of the relevant ideal weights is at most C\kappa rX/q, with a constant independent of r. Combining this with Equations (3.5) and (3.25), and using \sqrt D=X/q, proves Equation (3.24). Only the threshold for X depends on the fixed radius.

For r>0, define the open identity neighborhood

B(r)=\{h\in\mathrm{SL}_4(\R): \max_{i,j}|h_{ij}-\delta_{ij}|<r\}. \tag{3.26}

Proposition 3.8 (Local bounds in probability limits). Let \mu be a weak probability limit of packet measures along X_i\to\infty. For every compact \Omega\subset X_4, there are constants C_\Omega,r_\Omega>0 such that

\mu(xB(r))\le C_\Omega r^4 \qquad(x\in\Omega,\ 0<r<r_\Omega). \tag{3.27}

Proof. The assertion is immediate if \Omega is empty, so assume otherwise. We use the passage from vector boxes to ordinary neighborhoods in [18, Proposition 5.2]. First, every full lattice has a vector with no zero coordinate. If \Lambda=\Z^4g, each coordinate of (1,N,N^2,N^3)g is a nonzero polynomial in N: its coefficients are a column of the invertible matrix g. An integer N outside their finitely many roots gives the required vector.

For each x_0\in\Omega, choose a continuous local lift g(x) of nearby lattices to \mathrm{SL}_4(\R), and an integer row z for which zg(x_0) has no zero coordinate. On a sufficiently small neighborhood with compact closure in this chart, zg(x) stays bounded and its coordinates stay bounded away from zero. A finite collection of these neighborhoods covers \Omega. Consequently we may select, for every x\in\Omega, a vector v_x\in\Lambda_x so that all selected vectors lie in one compact set V_0\subset(\R^\times)^4. The selection is used pointwise and need not be measurable.

Choose M with |(v_x)_i|\le M for all selected vectors, and fix b>4M. If y=xh with h\in B(r), then v_xh\in\Lambda_y, and

|(v_xh-v_x)_j| \le \sum_i |(v_x)_i|\,|h_{ij}-\delta_{ij}|<br.

Thus every lattice in xB(r) has a nonzero vector in v_x+[-br,br]^4. Lemma 3.7 gives, for each fixed small r>0 and all sufficiently large i,

\mu_i(xB(r)) \le \int E_{\mathbf 1_{v_x+[-br,br]^4}}\,d\mu_i \le C_\Omega r^4 \qquad(x\in\Omega).

The constants are common to all x and r in the stated ranges; the index after which this estimate holds may depend on r. The set xB(r) is open in X_4. For each fixed x,r, Portmanteau’s inequality therefore yields

\mu(xB(r))\le\liminf_{i\to\infty}\mu_i(xB(r)) \le C_\Omega r^4.

This proves the bound for every r with the same constant. It uses no interchange between a shrinking radius and the packet limit.

4 The homogeneous obstruction in degree four

For a sequence with X\to\infty, Proposition 3.6 shows that every weak subsequential limit of the packet measures is an A_4-invariant probability. Proposition 3.8 supplies the compact ball estimate in Equation (3.27). We first turn that estimate into positive entropy in almost every A_4-ergodic component. Measure classification then makes those components homogeneous. In degree four, the proper homogeneous components that remain have two coordinate blocks of dimension two. We will show that each of them carries an exterior-square lattice vector in one of three fixed planes. The arithmetic part of the proof will exclude these three events.

4.1 Entropy from the compact ball estimate

Fix distinct real numbers \lambda_1,\ldots,\lambda_4 with sum zero, and set

a(t)=\diag(e^{\lambda_1t},\ldots,e^{\lambda_4t}), \qquad \lambda_a=\min_{i\ne j}|\lambda_i-\lambda_j|>0.

For an a(\R)-invariant probability \xi, let h_\xi(a(1)) denote the measure-theoretic entropy of right multiplication by a(1). The argument below is the degree-four specialization of the ordinary-ball argument in [18, Proposition 6.1 and Lemma 6.2], which in turn follows the strategy of [5, Section 2.7.1]. We include the argument because its statement for every dominated invariant probability is needed when passing to ergodic components.

Here is the entropy input. For an open identity neighborhood B in \mathrm{SL}_4(\R), write

B^{(s,t)}=a(-s)Ba(s)\cap a(-t)Ba(t).

The following is the specialization to X_4 of the Einsiedler–Lindenstrauss–Michel–Venkatesh tube criterion [4, Corollary 3.3 and Equation (3.4)]. The flow a(t) is \R-diagonalizable, as required there.

Theorem 4.1 (Entropy criterion for two-sided tubes). Let \xi_i and \xi be a(\R)-invariant Borel probabilities on X_4, with \xi_i converging weak-* to \xi. Suppose that t_i>0 tend to infinity and that \eta>0. Assume that for every compact \Omega\subset X_4 there are an open identity neighborhood B\subset\mathrm{SL}_4(\R) and a constant C_\Omega such that

\xi_i\bigl(xB^{(-t_i,t_i)}\bigr) \le C_\Omega e^{-2\eta t_i} \qquad(x\in\Omega,\ i\ge1).

Then h_\xi(a(1))\ge\eta.

In this criterion B may depend on \Omega, and the probabilities need not be ergodic under the flow. The requirement that the weak-* limit is a probability is part of the theorem.

Proposition 4.2 (Entropy for dominated probabilities). Let \mu be an A_4-invariant probability on X_4 satisfying the compact ball bound in Equation (3.27) for every compact set of centers. If \xi is an A_4-invariant probability with \xi\le c\mu for some finite c, then

h_\xi(a(1))\ge \lambda_a/3.

Proof. Use the entrywise neighborhoods B(r) defined in Equation (3.26). Fix 0<b<1/4 and put

T_t=a(t)B(b)a(-t)\cap a(-t)B(b)a(t), \qquad r=e^{-\lambda_a t}\quad(t\ge0).

For h\in T_t, the two conjugations give

|h_{ii}-1|<b,\qquad |h_{ij}|<b e^{-|\lambda_i-\lambda_j|t}\le br \quad(i\ne j). \tag{4.1}

In the determinant expansion, every term except the product of the diagonal entries contains at least two off-diagonal entries. Since \det h=1, Equation (4.1) implies \prod_i h_{ii}=1+O(r^2). The diagonal matrix

d(h)=\diag\bigl(h_{11},h_{22},h_{33}, (h_{11}h_{22}h_{33})^{-1}\bigr)

therefore belongs to a fixed compact subset \mathcal D_\infty\subset A_4, and d(h)^{-1}h\in B(Cr). The constant C here and below may depend on b and the fixed flow. Indeed, the first three diagonal entries of d(h)^{-1}h are one, the fourth differs from one by O(r^2), and all its off-diagonal entries are O(r).

The logarithmic coordinates on A_4 identify \mathcal D_\infty with a bounded subset of \R^3. A mesh of spacing comparable to r, followed by a fixed enlargement to account for matrix multiplication, gives

T_t\subset\bigcup_{j=1}^{N_t}d_jB(Cr), \qquad d_j\in\mathcal D_\infty,\qquad N_t\le Cr^{-3}. \tag{4.2}

For a compact \Omega\subset X_4, the centers xd_j lie in the compact set \Omega\mathcal D_\infty. Domination and Equation (3.27) now imply

\xi(xT_t)\le C_{\Omega,c}r^{-3}r^4 =C_{\Omega,c}e^{-\lambda_a t} \qquad(x\in\Omega) \tag{4.3}

for all sufficiently large t. Apply Theorem 4.1 to the constant sequence \xi_i=\xi, with t_i=i, B=B(b), and \eta=\lambda_a/3. The identity B(b)^{(-t,t)}=T_t and 2\lambda_a/3<\lambda_a verify its estimate for large i. For the finitely many earlier i, enlarge C_{\Omega,c}, using that \xi is a probability. The criterion gives the assertion.

Corollary 4.3 (Positive entropy in the ergodic components). Let \mu be an A_4-invariant probability on X_4 satisfying Equation (3.27) on every compact set of centers. Almost every component in its A_4-ergodic decomposition has positive a(1)-entropy. In particular, this holds for every probability limit in Proposition 3.8.

Proof. The group A_4\simeq\R^3 is locally compact and second countable, and acts continuously on the standard Borel space X_4. The ergodic decomposition theorem [7, Theorem 5.2], specialized to invariant probabilities, gives a measurable decomposition

\mu=\int_Z\nu_z\,d\tau(z)

into A_4-invariant, A_4-ergodic probabilities over a factor fixed by A_4. Put T(x)=xa(1).

We record why a restriction to the zero-entropy components is measurable. Choose increasing finite Borel partitions \mathcal P_k generating the Borel \sigma-algebra of X_4. For any T-invariant probability \nu, the Kolmogorov–Sinai approximation theorem and subadditivity give

h_\nu(T)=\sup_k\inf_{N\ge1}\frac1N H_\nu\left(\bigvee_{j=0}^{N-1}T^{-j}\mathcal P_k\right),

where H_\nu is the Shannon entropy of a finite partition. Each finite-partition entropy is a Borel function of \nu, so z\mapsto h_{\nu_z}(T) is measurable. For each probability under consideration, complete the standard Borel probability space; it is then a normalized Lebesgue space. The entropy integral formula for an invariant component factor [21, Theorem 9.8] gives

h_\mu(T)=\int_Z h_{\nu_z}(T)\,d\tau(z), \tag{4.4}

and the same formula after restricting and normalizing \tau on any measurable subset of positive measure. This formula applies because the component factor is fixed by T. It does not require the individual \nu_z to be T-ergodic.

If Z_0=\{z:h_{\nu_z}(T)=0\} had measure w>0, then

\xi=\frac1w\int_{Z_0}\nu_z\,d\tau(z)

would be an A_4-invariant probability with \xi\le w^{-1}\mu. The restricted form of Equation (4.4) would give h_\xi(T)=0, contrary to Proposition 4.2.

4.2 Finite-volume subgroups containing the diagonal group

We next use the measure-classification theorem of Einsiedler–Katok–Lindenstrauss [3, Theorem 1.3; definition in Conjecture 1.1]. We state the exact specialization that supplies the homogeneous measures needed here.

Theorem 4.4 (Positive-entropy measure classification). For n\ge3, let A_n be the group of positive diagonal matrices in \mathrm{SL}_n(\R). Let \nu be an A_n-invariant and A_n-ergodic probability on \mathrm{SL}_n(\R)/\mathrm{SL}_n(\Z), with the left action. If h_\nu(a_0(1))>0 for some one-parameter subgroup a_0:\R\to A_n, then there are a closed connected subgroup L\subset\mathrm{SL}_n(\R) containing A_n and a point x such that Lx is closed and \nu is the L-invariant probability on Lx.

No ergodicity for the chosen one-parameter subgroup is assumed. For n=4, inversion \mathrm{SL}_4(\Z)g\mapsto g^{-1}\mathrm{SL}_4(\Z) turns right multiplication by a(t) into left multiplication by a(-t), and entropy is unchanged upon inverting an invertible transformation. Thus, on our right quotient, the theorem says that a positive-entropy A_4-ergodic probability is invariant probability on an orbit \Lambda J, where J is closed and connected, contains A_4, and the stabilizer of \Lambda is a lattice in J.

For a partition \mathcal I=\{I_1,\ldots,I_s\} of \{1,2,3,4\} into nonempty subsets, define

J_{\mathcal I} =\left\{g\in\mathrm{SL}_4(\R): \begin{array}{l} g_{ij}=0\text{ if \(i,j\) belong to different \(I_v\)},\\ \det(g|_{\R^{I_v}})>0\text{ for every }v \end{array}\right\}. \tag{4.5}

This is the identity component of the corresponding block-diagonal group. Lindenstrauss and Weiss identified the equal-block phenomenon for orbit closures containing a compact diagonal orbit [13, Theorem 1.3]; their result also enters the proof of [3, Corollary 1.4]. The next lemma gives a direct finite-volume argument and records the rational structure of the blocks.

Lemma 4.5 (Equal blocks and a rational commutant). Let J be a closed connected subgroup of \mathrm{SL}_4(\R) containing A_4, and let \Lambda\in X_4. Suppose that the stabilizer \Gamma_\Lambda=\{j\in J:\Lambda j=\Lambda\} is a lattice in J. Then J=J_{\mathcal I} for a partition \mathcal I whose blocks all have the same size.

More precisely, put W_\Q=\Q\Lambda and W_\R=W_\Q\otimes_\Q\R=\R^4. There is a totally real number field E\subset\End_\Q(W_\Q), of degree s=|\mathcal I|, whose scalar extension to \R is exactly the commutant of J in \End_\R(W_\R). The coordinate blocks \R^{I_v} are the real eigenspaces of E on W_\R.

Proof. Let \mathfrak j be the Lie algebra of J. It contains the trace-zero diagonal algebra and is invariant under diagonal conjugation. The other weight spaces in \mathfrak{sl}_4(\R) are the distinct one-dimensional spaces \R E_{ij}, i\ne j, where E_{ij} is a matrix unit. An invariant subspace is a sum of these weight spaces, so \mathfrak j consists of the diagonal algebra and a selection of the root spaces.

The group J is unimodular. One way to see this standard fact is to use the quotient criterion for Haar measures: existence of an invariant quotient measure and triviality of the modular character of the discrete group \Gamma_\Lambda imply that the modular character of J is trivial on \Gamma_\Lambda. It therefore descends to \Gamma_\Lambda\backslash J. Its pushforward of invariant probability would be invariant under translations by its image. A nontrivial positive dilation admits no invariant probability on \R_{>0}, as its disjoint dilates of a fundamental interval all have the same mass. Hence the modular character is trivial on J.

Draw a directed edge i\to j when E_{ij}\in\mathfrak j. The trace of the adjoint action of \diag(u_1,\ldots,u_4), with \sum_i u_i=0, on \mathfrak j is the sum of the selected roots u_i-u_j. Unimodularity makes this sum zero. Its coefficient at u_i is the outgoing degree of i minus its incoming degree. These coefficients sum to zero, and a linear form vanishing on \sum_i u_i=0 has all coefficients equal. Thus every vertex has equal outgoing and incoming degrees.

Every edge now lies within a strongly connected component. Otherwise the finite directed acyclic graph of components would have a source with an outgoing edge; summing degree balance over that source would give a positive outgoing degree and zero incoming degree. For distinct indices, the bracket identity [E_{ij},E_{jk}]=E_{ik} makes the edge relation transitive. Each strongly connected component is consequently a complete directed graph. These components form a partition \mathcal I, and \mathfrak j is the Lie algebra of J_{\mathcal I}. Connected Lie subgroups with the same Lie algebra agree, giving J=J_{\mathcal I}.

We use \Gamma_\Lambda to recover a rational structure on the block scalars. Its elements preserve \Lambda, hence act rationally on W_\Q. Let

\mathcal C_\Q =\{M\in\End_\Q(W_\Q):M\gamma=\gamma M \text{ for every }\gamma\in\Gamma_\Lambda\}.

In a lattice basis the commutation equations have integer coefficients. A finite subcollection of these linear equations defines the same solution space, by finite dimensionality. It follows that \mathcal C_\Q\otimes_\Q\R is the real commutant of \Gamma_\Lambda.

We claim that this is also the real commutant of J. Let M be a real endomorphism commuting with \Gamma_\Lambda. The continuous map

\Gamma_\Lambda\backslash J\longrightarrow\End_\R(W_\R), \qquad \Gamma_\Lambda j\longmapsto j^{-1}Mj

is well-defined. Its pushforward of invariant probability is invariant under conjugation by A_4. Each off-diagonal coordinate is multiplied by a nontrivial positive dilation under some element of A_4. A probability on \R invariant under such a dilation is supported at zero: the annuli \{x:r^k\le |x|<r^{k+1}\}, k\in\Z, for a fixed r>1, are disjoint dilates covering \R\setminus\{0\}. Thus every off-diagonal coordinate of j^{-1}Mj is zero almost everywhere. Invariant probability on the transitive space \Gamma_\Lambda\backslash J has full support; continuity makes j^{-1}Mj diagonal for every j\in J. In particular M is diagonal. Conjugating by 1+tE_{ij} for i,j in the same block forces its i-th and j-th diagonal entries to agree. Therefore M is scalar on each block, which is exactly the condition that it commute with J. The reverse inclusion is immediate, proving the claim.

It follows that \mathcal C_\Q\otimes_\Q\R\simeq\R^s. In particular, \mathcal C_\Q is commutative and has no nonzero nilpotents. The structure theorem for finite reduced commutative algebras over \Q expresses it as a product of number fields, all totally real because its real scalar extension has no complex factor.

This product has only one factor. If e\in\mathcal C_\Q were an idempotent other than 0 and 1, then W=e(W_\R) would be a nonempty proper union of coordinate blocks, rational relative to \Lambda. Every \gamma\in\Gamma_\Lambda preserves the full lattice \Lambda\cap W in W, so \lvert\det(\gamma|_W)\rvert=1. The continuous character

\chi:J\longrightarrow\R_{>0},\qquad \chi(j)=\lvert\det(j|_W)\rvert

is therefore trivial on \Gamma_\Lambda. It is surjective: if k=\dim W, a diagonal matrix may scale the coordinates in W by e^{(4-k)t} and those in its complement by e^{-kt}. Its total determinant is one and its determinant on W is e^{k(4-k)t}. The character \chi would consequently push the invariant probability on \Gamma_\Lambda\backslash J to a probability on \R_{>0} invariant under all multiplicative translations. The disjoint-interval argument above rules this out. Thus \mathcal C_\Q is a field, which we denote by E.

Since E\otimes_\Q\R\simeq\R^s, its degree is s. The space W_\Q is a vector space over E, and

W_\Q\otimes_\Q\R \simeq\bigoplus_{\tau:E\hookrightarrow\R} W_\Q\otimes_{E,\tau}\R.

Each summand has dimension \dim_E W_\Q=4/s. These summands are the eigenspaces of the block-scalar algebra, namely the coordinate blocks. The blocks therefore have equal size.

For a positive-entropy homogeneous probability the lemma leaves J=\mathrm{SL}_4(\R) or two blocks of size two. Indeed, the only other equal-block possibility is four singleton blocks, giving J=A_4. A lattice in A_4\simeq\R^3 has compact quotient, and translations on this torus have zero entropy: for a flat metric they are isometries, so the iterated Bowen metrics equal the original metric and the topological entropy is zero; the variational principle bounds measure entropy by topological entropy.

For a possible two-block limit orbit \Lambda J, the quadratic field E\subset\End_\Q(\Q\Lambda) has real scalar extension equal to the commutant of J in \End_\R(\R^4). The construction supplies no embedding of E into the packet fields K_i, so their primitivity does not by itself exclude this orbit. We will exclude it by proving that packet limits give zero mass to the exterior obstruction below.

4.3 The three exterior obstruction events

Let e_1,\ldots,e_4 be the coordinate basis of \R^4. For w\in\bigwedge^2\R^4, write w_{ij}, i<j, for its coefficients in the basis e_i\wedge e_j, and define

Q(w)=w_{12}w_{34}-w_{13}w_{24}+w_{14}w_{23}. \tag{4.6}

The identity

w\wedge w=2Q(w)\,e_1\wedge e_2\wedge e_3\wedge e_4

shows that Q((\bigwedge^2g)w)=\det(g)Q(w) for g\in\mathrm{GL}_4(\R). Expressing a unimodular lattice in a determinant-one basis gives

Q\bigl(\bigwedge\nolimits^2\Lambda\bigr)\subset\Z \qquad(\Lambda\in X_4). \tag{4.7}

This also covers the sign translates in the packet definition: a coordinate reflection of determinant -1 changes only the sign of Q.

Let

\mathcal B=\{12|34,\ 13|24,\ 14|23\}.

For b=ij|kl\in\mathcal B, with the indices within each pair increasing, put

V_b=\operatorname{span}_\R\{e_i\wedge e_j,e_k\wedge e_l\}. \tag{4.8}

The restriction of Q to V_b is, up to sign, the product of its two displayed coordinates. Define

\mathcal E_b =\left\{\Lambda\in X_4: \text{there exists }w\in\bigwedge\nolimits^2\Lambda\cap V_b \text{ with }Q(w)\ne0\right\}. \tag{4.9}

Each \mathcal E_b is A_4-invariant and Borel. For Borel measurability, take a countable cover of X_4 by local charts admitting continuous lattice bases. In a chart, the six integer coefficients of an exterior vector label it continuously. For each label, membership in V_b is a set of continuous coordinate equalities, and Q(w)\ne0 is an open condition. Taking the countable union over labels and charts proves the claim. Invariance follows because A_4 preserves V_b and Q.

Proposition 4.6 (The quartic homogeneous obstruction). Let \nu be an A_4-invariant, A_4-ergodic probability on X_4. Suppose that h_\nu(a_0(1))>0 for some one-parameter subgroup a_0:\R\to A_4. Then either \nu=m_4, or there exists b\in\mathcal B such that \nu(\mathcal E_b)=1. In the latter case every lattice \Lambda' in the homogeneous orbit carrying \nu has a vector in \bigwedge^2\Lambda'\cap V_b with both coordinates nonzero and with nonzero integer Q-value.

Proof. Theorem 4.4, in the right-quotient form explained above, represents \nu as invariant probability on \Lambda J for a connected closed subgroup J containing A_4. By Lemma 4.5 and the positive-entropy assumption, either J=\mathrm{SL}_4(\R), which gives \nu=m_4, or J has two coordinate blocks of size two.

In the second case write the blocks as \{i,j\} and \{k,l\}, and put b=ij|kl. The commutant field E in Lemma 4.5 is quadratic. Choose a nonzero \alpha\in E with \Tr_{E/\Q}(\alpha)=0. Its two scalar values on the blocks are c and -c, with c\ne0. The rational endomorphism \alpha of W_\Q=\Q\Lambda induces a rational endomorphism

D_\alpha:\bigwedge\nolimits^2 W_\Q\longrightarrow \bigwedge\nolimits^2 W_\Q,\qquad D_\alpha(v\wedge w)=\alpha(v)\wedge w+v\wedge\alpha(w).

On the exterior square of the first block it acts by 2c, and on that of the second by -2c. It vanishes on the cross-block summand. Its real image is therefore exactly

\bigwedge\nolimits^2\R^{\{i,j\}} \oplus \bigwedge\nolimits^2\R^{\{k,l\}}=V_b.

Because D_\alpha is rational, V_b is a rational subspace relative to \bigwedge^2 W_\Q.

It follows that V_b\cap\bigwedge^2\Lambda is a rank-two lattice in V_b. It contains a vector off both coordinate axes: take two independent lattice vectors; if neither is already off the axes, their sum is. For this vector Q(w)\ne0, and Equation (4.7) makes its value a nonzero integer. Every element of J preserves each of the two exterior lines, multiplying its coefficient by the nonzero determinant of the corresponding block. The translated vector therefore has both coordinates nonzero at every lattice of \Lambda J. This proves \nu(\mathcal E_b)=1.

Corollary 4.3 and Proposition 4.6 reduce identification of a packet probability limit \mu to proving \mu(\mathcal E_b)=0 for all three b\in\mathcal B. Equation (4.7) lets us test those events one nonzero integer Q-value at a time. The next sections establish the exterior-vector estimate used for this exclusion.

5 The cubic resolvent and exterior multiplicities

The obstruction in Section 4 is detected by an exterior vector concentrated in one pair of opposite coordinates. We shall count such vectors through their three signed opposite products. After packet normalization these products form a triple in a cubic field, and concentration near one exterior plane confines two of them to a small rectangle. Our goal is a uniform count in that rectangle. We first define the count and reduce its multiplicities to local densities. We then construct the integral quadratic structure that will control those densities in the next two sections.

5.1 The three products and the counting problem

Let \widetilde K\subset\R be the normal closure of K, and let G=\Gal(\widetilde K/\Q) act on the four ordered embeddings of K. This permutation action is primitive: a nontrivial block would give a field strictly between \Q and K. A transitive subgroup of S_4 has order 4,8,12, or 24. A subgroup of order 4 or 8 is contained in a Sylow 2-subgroup, which preserves a partition into two pairs. It follows that

G=\mathfrak A_4\quad\hbox{or}\quad G=S_4.

Both groups act transitively on the six two-element subsets of \{1,2,3,4\} and on the set of pair partitions

\mathcal B=\{12|34,\ 13|24,\ 14|23\}.

Define

F=\left\{(z_b)_{b\in\mathcal B}\in\widetilde K^{\mathcal B}: g(z_b)=z_{gb}\ \text{for all }g\in G,\ b\in\mathcal B\right\}. \tag{5.1}

Evaluation at any partition identifies this algebra with the fixed field of its stabilizer. Thus F is a totally real cubic field, and its three real embeddings are the coordinates in Equation (5.1). In particular, \Tr_{F/\Q}z=\sum_b z_b. This is the classical cubic resolvent from the action on pair partitions; for its relation to cubic resolvent rings, see [1, Section 2.3]. We write R_F=\OO_F and D_F=|\Disc(F)|.

Put

V=\bigwedge\nolimits^2_{\Q}K,\qquad L_V=\bigwedge\nolimits^2_{\Z}\OO.

For w=\sum_r x_r\wedge y_r\in V, its embedding coordinates are

w_{ij}=\sum_r \bigl(\sigma_i(x_r)\sigma_j(y_r)-\sigma_j(x_r)\sigma_i(y_r)\bigr) \quad(i<j),\qquad w_{ji}=-w_{ij}.

Choose a basis \beta_1,\ldots,\beta_4 of \OO whose real embedding matrix A_{\OO}=(\sigma_i(\beta_j)) has positive determinant. Write \delta_{\OO}=\det A_{\OO}\in\widetilde K. Its selected real value is X=q\sqrt D, and

\delta_{\OO}^{\,2}=\Disc(\OO)=X^2. \tag{5.2}

Define the quadratic expression

\Psi(w)=\delta_{\OO}^{-1} (w_{12}w_{34},-w_{13}w_{24},w_{14}w_{23}). \tag{5.3}

Lemma 5.1 (The product map). The expression in Equation (5.3) defines a rational quadratic map \Psi:V\to F. In the exterior basis of L_V induced by (\beta_i), write w=\sum_{i<j}t_{ij}\beta_i\wedge\beta_j. Then

Q_V(w):=\Tr_{F/\Q}\Psi(w) =t_{12}t_{34}-t_{13}t_{24}+t_{14}t_{23}. \tag{5.4}

If w\in V is nonzero, all six w_{ij}, and hence all three components of \Psi(w), are nonzero. For every extension k/\Q, a\in(K\otimes_\Q k)^\times, c\in k, and w\in V\otimes_\Q k,

\Psi\bigl(c(\bigwedge\nolimits^2 a)w\bigr) =c^2\Nm_{K\otimes k/k}(a)\Psi(w), \tag{5.5}

where \bigwedge^2a is the exterior square of multiplication by a.

Proof. An element g\in G permutes the rows of A_{\OO}, so it multiplies \delta_{\OO} by the sign of that permutation. Permuting the four indices in the three signed products in Equation (5.3) permutes the partitions and introduces the same common sign. Division by \delta_{\OO} gives precisely the equivariance in Equation (5.1). This is an identity of quadratic polynomials in the rational coordinates of w, and therefore defines a rational quadratic map to F.

The Pfaffian identity for the exterior square of a four-dimensional linear map is

Q\bigl((\bigwedge\nolimits^2 A_{\OO})t\bigr) =\det(A_{\OO})Q(t), \qquad Q(t)=t_{12}t_{34}-t_{13}t_{24}+t_{14}t_{23}.

It follows either by expanding the six minors or by evaluating \frac12 t\wedge t in the top exterior power. This proves Equation (5.4). If a coordinate of a rational w vanishes, Galois transitivity on the unordered pairs makes all six coordinates vanish. The exterior embedding map is injective, so w=0. Finally, multiplication by a multiplies w_{ij} by a_i a_j after splitting, where a_i are its four embeddings. Each opposite product is multiplied by \prod_i a_i=\Nm(a), and the scalar c contributes c^2. This proves Equation (5.5) after splitting and hence over k.

We relate these products to the packet model of Section 2. Let I be one of its maximal-order ideal-class representatives, let L\subset I be one of its local labels, and let v=(v_i)\in T_\infty. If w\in\bigwedge^2_{\Z}L, the corresponding exterior vector in the normalized lattice has coordinates

\widehat w_{ij}=(X\Nm I)^{-1/2}w_{ij}v_i v_j .

Since \prod_i|v_i|=1, the number \epsilon(v)=\prod_i v_i is 1 or -1. Thus

(\widehat w_{12}\widehat w_{34}, -\widehat w_{13}\widehat w_{24}, \widehat w_{14}\widehat w_{23}) =\epsilon(v)\,z(I,w),\qquad z(I,w):=\frac{\Psi(w)}{\Nm I}. \tag{5.6}

In particular Q(\widehat w)=\epsilon(v)\Tr z(I,w). This records exactly how the diagonal signs act on the products.

Lemma 5.1 and the normalization above show that every lattice in a packet lies outside each \mathcal E_b. To prove that weak limits give these events zero mass, we need quantitative control of exterior vectors near V_b; the count below supplies the arithmetic input for that control.

For a rational prime p, fix a generator I_p=\xi_pR_p as in the packet model, and give R_p^\times its Haar probability. For 0\ne w\in\bigwedge^2_{\Z}I, define

P_p(I,w)=\int_{R_p^\times} \mathbf1_{\bigwedge^2_{\Z_p}(\xi_p t\OO_p)}(w)\,d^\times t . \tag{5.7}

Changing \xi_p by an R_p-unit leaves this probability unchanged. For p\nmid q, it is 1. Hence \prod_p P_p(I,w) is a finite product. Multiplication by U^+ preserves these probabilities by translation of the local unit variables. For e\in U^+, the algebraic norm \Nm_{K/\Q}(e)=1, so Equation (5.5) also shows that z(I,w) is unchanged. We use U^+ to unfold the positive real parameters on each choice of signs. Its action on nonzero exterior vectors is free: if a totally positive unit e fixes w, then e_i e_j=1 for every pair by Lemma 5.1; the four positive e_i must all be 1.

For z\in F, define the nonnegative weighted multiplicity

M(z)= \sum_{\substack{I,\; w\in(\bigwedge^2_{\Z}I\setminus\{0\})/U^+\\ z(I,w)=z}} \prod_p P_p(I,w). \tag{5.8}

The sum is initially allowed to have value +\infty; the local bounds below prove its finiteness on the nonzero trace slices used here. It depends on K,\OO, the ordering of the embeddings, and the chosen system of maximal-order ideal representatives, which we suppress from the notation. In fact replacing I by aI and transporting w by \bigwedge^2a multiplies that class’s products by \operatorname{sgn}(\Nm_{K/\Q}a), since \Nm(aI)=|\Nm_{K/\Q}a|\Nm I. We keep the representative system fixed. A term of positive weight admits a local label at every prime. These labels patch to a global L, and local membership implies w\in\bigwedge^2_{\Z}L. Equation (5.6), with positive signs, then shows that \Tr z(I,w) is the integral value of Q on a unimodular exterior lattice. Thus

M(z)>0\quad\Longrightarrow\quad z\in F^\times,\qquad \Tr_{F/\Q}z\in\Z. \tag{5.9}

For m\in\Z\setminus\{0\}, put

\mathcal H_m=\{(y_b)_{b\in\mathcal B}\in\R^{\mathcal B}: \textstyle\sum_b y_b=m\}.

A rectangle in \mathcal H_m means the inverse image of a product of two intervals under any two distinct partition coordinates. Its area is the product of those interval lengths. The following estimate is the arithmetic input needed to exclude the obstruction.

Theorem 5.2 (Planar exterior count). There is an absolute \tau>0 with the following property. Fix m\in\Z\setminus\{0\} and a bounded set \Omega\subset\mathcal H_m. For every primitive totally real quartic field K, every order \OO\subset K, every ordering of its real embeddings, and every chosen system of fractional R-ideal representatives for the ordinary classes, let M be defined by Equation (5.8). For all sufficiently large X, every rectangle \mathcal R\subset\Omega whose two side lengths are at least X^{-\tau} satisfies

\sum_{\substack{z\in F,\ \Tr z=m\\z\in\mathcal R}}M(z) \ll_{m,\Omega}\kappa\sqrt D\,\operatorname{area}(\mathcal R). \tag{5.10}

The implied constant and the threshold for X are uniform in the field, the order, the embedding ordering, the ideal representative system, the position of the rectangle, and its side lengths and aspect ratio.

Here and below we identify z\in F with its real triple. To see the scale of this statement, suppose Q(\widehat w)=m and the four coordinates outside 12|34 have absolute value less than r. The signed products of \widehat w then have the form (m-y_2-y_3,y_2,y_3) with |y_2|,|y_3|<r^2. Their region has area O(r^4). Equation (5.6) allows either trace m or -m for z(I,w), so the theorem is used at both fixed traces. Sections 6–8 prove Theorem 5.2; the remainder of this section supplies its local and algebraic inputs.

5.2 The local product fibers

Fix m\ne0 for the rest of the section. Choose once a sufficiently large absolute p_0, and put

S=\{p:p\mid Dqm\}\ \cup\ \{p:p\le p_0\}. \tag{5.11}

For fixed m, \prod_{p\in S}p\ll_m Dq\le X^2. At primes in S we shall keep the exact additive density of the products. Outside S, integral valuations give a simpler bound.

The following comparison explains what a fiber remembers about an exterior vector. For k=\Q or k=\Q_p, put K_k=K\otimes_\Q k and V_k=V\otimes_\Q k, and take embedding coordinates over a splitting field of the etale algebra K_k.

Lemma 5.3 (Comparison of two product fibers). Let w,w'\in V_k have all six embedding coordinates nonzero. Suppose that their coordinate ratios r_{ij}=w'_{ij}/w_{ij} satisfy

r_{12}r_{34}=r_{13}r_{24}=r_{14}r_{23}=s\in k^\times.

There exist a\in K_k^\times and c\in k^\times such that

w'=c(\bigwedge\nolimits^2 a)w,\qquad c^2\Nm_{K_k/k}(a)=s.

The pair (a,c) is unique up to (a,c)\mapsto(da,d^{-2}c), d\in k^\times.

Proof. Over the splitting field set

c_0=\frac{r_{12}r_{13}}{r_{23}},\qquad (a_1,a_2,a_3,a_4)= \left(1,\frac{r_{23}}{r_{13}},\frac{r_{23}}{r_{12}}, \frac{r_{14}r_{23}}{r_{12}r_{13}}\right).

The three equal opposite products give r_{ij}=c_0a_i a_j for every pair. If two such factorizations are divided, all products of two of the four coordinatewise quotients are equal. Comparing pairs that share one index shows that the four quotients are equal. Hence the projective tuple [a_1:a_2:a_3:a_4] is uniquely determined.

The ratios r_{ij} are Galois-equivariant without alternating signs. Uniqueness makes the projective tuple equivariant for the permutation action on the four embeddings. Express it in a k-basis of K_k. The resulting projective coefficient vector is fixed by the usual Galois action. Dividing by one nonzero coefficient makes every coefficient fixed, hence in k. It gives a\in K_k^\times, since all four embedding components are nonzero. The remaining coefficient c in r_{ij}=c a_i a_j is Galois-fixed as well. This proves existence over k, including when K_k is a product of nonsplit fields. The projective uniqueness proves the stated ambiguity. Multiplying two opposite equalities gives c^2\Nm(a)=s.

For a prime p, F_p^\times denotes the elements nonzero in every field factor of F_p. In the local formulas below, \Nm(a) denotes the algebraic norm \Nm_{K_p/\Q_p}(a). For a global pair in Equation (5.8), choose a representative 0\ne w\in\bigwedge^2_\Z I of its U^+-orbit and put

x=(\bigwedge\nolimits^2\xi_p)^{-1}w,\qquad u=\frac{\Nm_{K_p/\Q_p}(\xi_p)}{\Nm I}.

The valuations of the numerator and denominator in u are equal: both are the norm valuation of I_p. Thus u\in\Z_p^\times, and Equation (5.5) gives u\Psi(x)=z(I,w). Inverting the unit variable in Equation (5.7) gives

P_p(I,w)= \Pr_{a\in R_p^\times}\bigl[(\bigwedge\nolimits^2a)x\in L_{V,p}\bigr]. \tag{5.12}

These representatives lead us to consider, for arbitrary z\in F_p^\times, the full local fiber

\mathscr F_p(z)= \{(x,u)\in V_p\times\Z_p^\times:u\Psi(x)=z\}.

Define the abelian local group and its unit subgroup by

\begin{align*} \mathscr G_p &=\{(a,c)\in K_p^\times\times\Q_p^\times: c^2\Nm(a)\in\Z_p^\times\}/ \{(d,d^{-2}):d\in\Q_p^\times\}, \\ \mathscr U_p &=\operatorname{image}(R_p^\times\times\Z_p^\times) \ \subset\mathscr G_p. \tag{5.13}\end{align*}

The quotient in the first line means that d acts by (a,c)\mapsto(da,d^{-2}c). The action on the fiber is

(a,c)\cdot(x,u)= \left(c(\bigwedge\nolimits^2a)x,\, \frac{u}{c^2\Nm(a)}\right). \tag{5.14}

Lemma 5.3, with s=u/u', shows that this action is free and transitive when the fiber is nonempty. The explicit ratios in its proof also give analytic local inverses, so this is an analytic identification of the fiber with \mathscr G_p. The group \mathscr U_p is compact and open. The kernel of its unit parametrization is exactly d\in\Z_p^\times: if both a and da are R_p-units, then v_p(d)=0. In particular this assertion holds at ramified primes.

Choose a reference in a nonempty fiber and use it to identify the fiber with \mathscr G_p. For a coset \mathfrak c\in\mathscr G_p/\mathscr U_p, let \alpha_p(\mathfrak c;z) be the fraction of that coset for which x\in L_{V,p}, using Haar probability on \mathscr U_p. We call the coset accepted when \alpha_p(\mathfrak c;z)>0. The fraction is independent of the representative of the coset. The sum of these fractions is independent of the reference. For an empty fiber we declare this sum to be zero.

A scalar c\in\Z_p^\times preserves L_{V,p}. The pushforward of the product Haar probability on R_p^\times\times\Z_p^\times is Haar probability on \mathscr U_p. Hence the representative constructed from (I,w) occupies a coset \mathfrak c for which P_p(I,w)=\alpha_p(\mathfrak c;z(I,w)).

We now measure the sum over all local cosets. Fix an additive character \psi_p of \Q_p with conductor \Z_p, and let dz be the self-dual Haar measure on F_p for the trace pairing. Thus

\vol_{dz}(R_{F,p})=|D_F|_p^{1/2}. \tag{5.15}

For every p, consider the law of the random variable

u\Psi(x),\qquad x\ \text{uniform additive in }L_{V,p},\qquad u\ \text{uniform in }\Z_p^\times, \tag{5.16}

with the two choices independent. The next lemma proves that this law has a density with respect to dz; we denote its locally constant version on F_p^\times by f_p^*(z). Only the densities for p\in S will enter the multiplicity bound.

Lemma 5.4 (Local density and disintegration). The law in Equation (5.16) has a density, with a locally constant version on F_p^\times. For every z\in F_p^\times, only finitely many cosets are accepted, and their fractions satisfy the exact identity

\sum_{\mathfrak c\in\mathscr G_p/\mathscr U_p} \alpha_p(\mathfrak c;z) = |D|_p^{-1/2} \frac{1-p^{-1}} {\displaystyle\prod_{\mathfrak p\mid p,\ \mathfrak p\subset R} (1-\Nm(\mathfrak p)^{-1})} f_p^*(z). \tag{5.17}

The sum and the density are both zero if \mathscr F_p(z) is empty. The identity holds at every prime, including primes dividing q and the small ramified primes.

Proof. Let \Phi_p(x,u)=u\Psi(x). If \Phi_p(x,u)\in F_p^\times, all six split coordinates of x are nonzero. After splitting, the derivative in x is the derivative of three products on three disjoint two-dimensional planes. It has rank three, and therefore has rank three over \Q_p. The map is a submersion there. The remaining input set is a finite union of proper algebraic zero loci and has additive measure zero. Local change of variables gives an absolutely continuous pushforward on the submersion locus, hence a density for the full law. To obtain a locally constant version at a fixed z\in F_p^\times, cover its inverse image in the compact set L_{V,p}\times\Z_p^\times by finitely many submersion charts, refined to disjoint compact open pieces. The compact complement has image avoiding a sufficiently small neighborhood of z. On that neighborhood each chart contributes a locally constant density. This also treats an empty inverse image.

Give V_p its additive measure for which L_{V,p} has mass one, before restricting to that lattice. We first compute the fiber form for the product input measure after disintegration against dz, and then the mass of \mathscr U_p for that form. In a \Q_p submersion chart, the relative absolute four-form is obtained by evaluating the input top form on four fiber basis vectors and three lifts of a target basis, then dividing by the dz-form on that target basis. We may compute this identity after extension to a splitting field, still evaluating on \Q_p tangent vectors and using the fixed extension of |p|_p=p^{-1}. We use the same interpretation for the scalar quotient below.

Over a splitting field, the exterior embedding matrix has determinant \delta_{\OO}^{\,3}. Consequently its measure form in the six embedding coordinates is

|\delta_{\OO}|_p^{-3}\left|\bigwedge_{i<j}dx_{ij}\right|.

Likewise dz is the absolute embedding-coordinate form \left|\bigwedge_{b\in\mathcal B}dz_b\right|. To verify the latter normalization, evaluate this form on an R_{F,p}-basis. The square of its embedding determinant is the discriminant, so its absolute value is |D_F|_p^{1/2}, as in Equation (5.15).

After splitting, compute the relative form by retaining x_{12},x_{13},x_{14},u and substituting the three product equations for x_{34},x_{24},x_{23}. The three change-of-variable factors are |\delta_{\OO}/(u x_{12})|_p, |\delta_{\OO}/(u x_{13})|_p, and |\delta_{\OO}/(u x_{14})|_p. They cancel |\delta_{\OO}|_p^{-3}, since u is a unit. Haar probability on \Z_p^\times is (1-p^{-1})^{-1}|du/u|. The resulting fiber form is

\frac{1}{1-p^{-1}} \left|\frac{dx_{12}}{x_{12}}\wedge \frac{dx_{13}}{x_{13}}\wedge \frac{dx_{14}}{x_{14}}\wedge\frac{du}{u}\right|. \tag{5.18}

The fiber action preserves this measure. Indeed its determinant on V_p is c^6\Nm(a)^3=(c^2\Nm(a))^3, of absolute value one, and it multiplies u by a unit while fixing z.

It remains to compute the mass of \mathscr U_p in Equation (5.18). Put \ell_i=da_i/a_i and s=dc/c over the splitting field. The pullbacks of its four logarithmic differentials under Equation (5.14) are

\ell_1+\ell_2+s,\quad \ell_1+\ell_3+s,\quad \ell_1+\ell_4+s,\quad -\ell_1-\ell_2-\ell_3-\ell_4-2s.

The vertical scalar direction d has vector (1,1,1,1,-2). Taking the first \ell_i as its coordinate and using the slice \ell_1=0, the matrix on the four remaining differentials is

\begin{pmatrix} 1&0&0&1\\ 0&1&0&1\\ 0&0&1&1\\ -1&-1&-1&-2 \end{pmatrix}, \qquad \det=1.

The vertical coordinate has coefficient 1. Equivalently, the wedge of the four displayed pullbacks is the contraction of (\bigwedge_i\ell_i)\wedge s by the vertical vector, up to sign. Evaluating this identity on four \Q_p tangent lifts of a quotient basis gives the same absolute quotient form for nonsplit K_p. On a patch where a \Q_p-linear coefficient \lambda(a) is nonzero, normalizing it to its value at a reference point gives a genuine \Q_p section; after shrinking a unit-group patch, the normalizing scalar is a unit. Since \lambda(da)=d\lambda(a), the vertical logarithmic derivative is 1. Thus the contraction is the quotient of the parameter form by |dd/d|, with quotient Jacobian 1, including at p=2.

For an R_p-basis, the multiplicative embedding form on K_p^\times is the additive basis form multiplied by its embedding determinant and divided by \Nm(a). On R_p^\times the latter is a unit. The mass of this unit set is consequently

|D|_p^{1/2} \prod_{\mathfrak p\mid p,\ \mathfrak p\subset R} (1-\Nm(\mathfrak p)^{-1}).

The c-unit mass and the scalar-kernel d-unit mass are both 1-p^{-1}, and cancel when taking the quotient. Haar integration on the compact unit groups assembles the local sections. Including the factor (1-p^{-1})^{-1} in Equation (5.18), the mass of each \mathscr U_p-coset is

\frac{|D|_p^{1/2}}{1-p^{-1}} \prod_{\mathfrak p\mid p,\ \mathfrak p\subset R} (1-\Nm(\mathfrak p)^{-1}). \tag{5.19}

This calculation uses the actual image of the unit group, so it requires no surjectivity assertion about the norm on units.

The accepted part of the fiber is the inverse image of z in the compact set L_{V,p}\times\Z_p^\times. Since \mathscr U_p is open, this compact set meets only finitely many of its cosets. Integrating its indicator in the fiber multiplies the mass in Equation (5.19) by \sum_{\mathfrak c}\alpha_p(\mathfrak c;z). The result is the density f_p^*(z). Solving for the sum proves Equation (5.17).

In particular the order index has disappeared from the prefactor in Equation (5.17): its contribution through \delta_{\OO} cancels in the three products. Its effect remains inside the density of the lattice L_{V,p}. The discriminant in the prefactor is D because the translating parameters are the maximal-order units R_p^\times.

5.3 Global multiplicity and the unramified factors

The local identity counts every local coset. We next bound how many global pairs can occupy one assignment of those cosets.

Lemma 5.5 (Global pairs in one assignment of cosets). Fix z\in F^\times. Choose a reference in each nonempty local fiber \mathscr F_p(z). For any assignment \mathfrak c_p\in\mathscr G_p/\mathscr U_p, at most 32 pairs

I,\qquad w\in(\bigwedge^2_{\Z}I\setminus\{0\})/U^+,\qquad z(I,w)=z

occupy the assigned coset at every prime.

Proof. For two such pairs, Lemma 5.3 over \Q gives w'=c(\bigwedge^2a)w with a\in K^\times, c\in\Q^\times, since the common opposite ratio is \Nm(I')/\Nm(I). Relative to the local generators \xi_p,\xi'_p, their local comparison is represented by (a\xi_p/\xi'_p,c). Equality of the local cosets means that some d_p\in\Q_p^\times satisfies

d_pa\xi_p/\xi'_p\in R_p^\times,\qquad d_p^{-2}c\in\Z_p^\times.

In particular v_p(c)=2v_p(d_p) is even at every finite prime. Therefore c=\epsilon s^2 with s\in\Q^\times and \epsilon\in\{1,-1\}. Absorbing s into a makes a\xi_p/\xi'_p a unit for every p. Hence I'=aI as fractional maximal-order ideals. The chosen representatives of the ordinary ideal classes then give I'=I and a\in R^\times=U.

There are at most [U:U^+]\le16 possibilities for the unit action modulo U^+, distinguished by the four real signs, and two possibilities for \epsilon. This proves the bound 32.

At p\notin S, both local algebras are unramified, \OO_p=R_p, and \delta_{\OO} is a unit in a splitting field. Let \varphi_p be Frobenius acting on the four embeddings and on \mathcal B. Its orbits on \mathcal B correspond to primes \mathfrak q\mid p of F, of residue degrees f_{\mathfrak q}. The map from two-element subsets to partitions sends ij to ij|kl. Above a Frobenius orbit of partitions its pair labels form either two orbits or one. Define

\epsilon_{\mathfrak q}= \begin{cases} 1,&\text{if the pair labels form two orbits},\\ -1,&\text{if they form one orbit}, \end{cases} \qquad b_{\mathfrak q}(j)= \begin{cases} j+1,&\epsilon_{\mathfrak q}=1,\\ \mathbf1_{\{2\mid j\}},&\epsilon_{\mathfrak q}=-1 \end{cases} =\sum_{r=0}^j\epsilon_{\mathfrak q}^{\,r}.

For z\in R_{F,p}\cap F_p^\times, put

j_{\mathfrak q}=v_{\mathfrak q}(z),\qquad b_p(z)=\prod_{\mathfrak q\mid p}b_{\mathfrak q}(j_{\mathfrak q}), \qquad n_p(z)=\max_{\mathfrak q\mid p}j_{\mathfrak q}. \tag{5.20}

Here v_{\mathfrak q} is the integral uniformizer valuation; it has v_{\mathfrak q}(p)=1 at these primes. For probability statements one may set n_p=\infty, b_p=0 when a component vanishes, a set of Haar measure zero.

Lemma 5.6 (Unramified local data). Let p\notin S. A local fiber with an accepted coset has z\in R_{F,p}, and for z\in R_{F,p}\cap F_p^\times,

\sum_{\mathfrak c\in\mathscr G_p/\mathscr U_p} \alpha_p(\mathfrak c;z)\le b_p(z). \tag{5.21}

One has b_p=1 when n_p=0, and 0\le b_p\le(1+n_p)^3.

Give the affine lattice

\{z\in R_{F,p}:\Tr_{F_p/\Q_p}z=m\}

its Haar probability. With t=p^{-1} and f_{\mathfrak p} the residue degrees of the primes of K above p,

\begin{align*} \E_p b_p &=(1-t)(1-t^3) \prod_{\mathfrak p\mid p}(1-t^{f_{\mathfrak p}})^{-1} =1+\frac{a_K(p)-1}{p}+O(p^{-2}), \tag{5.22}\\ \P_p(n_p\ge k)&\le3p^{-k}\qquad(k\ge1). \tag{5.23}\end{align*}

The error constant is absolute. In any integral affine coordinates on the trace lattice, \{n_p\ge k\} is determined modulo p^k, and b_p\mathbf1_{\{n_p=k\}} is determined modulo p^{k+1} for every finite k\ge0.

Proof. An accepted coset has a representative x\in L_{V,p}=\bigwedge^2 R_p. Use the extended valuation with v_p(p)=1 on a splitting field. Its six valuations k_{ij}=v_p(x_{ij}) are nonnegative integers, invariant under Frobenius. Since u and \delta_{\OO} are units,

k_{ij}+k_{kl}=j_{\mathfrak q} \quad\text{for the partition }ij|kl\text{ over }\mathfrak q .

This proves integrality of z. If the pair labels over \mathfrak q have two Frobenius orbits, one of their two valuations can be chosen from 0,\ldots,j_{\mathfrak q}. If there is one orbit, the two valuations are equal, which requires even j_{\mathfrak q}. The number of records is therefore at most b_p(z).

Two representatives with the same six valuations have comparison (a,c) satisfying

v_p(c)+v_p(a_i)+v_p(a_j)=0\qquad(i<j).

Subtraction makes all four v_p(a_i) equal to a common r, and v_p(c)=-2r. Because K_p is unramified, r\in\Z. Replacing a by p^{-r}a and c by p^{2r}c puts both in the unit subgroup. Thus a record specifies at most one coset, also for nonsplit unramified factors. The subgroup \mathscr U_p preserves \bigwedge^2R_p, so its coset fraction is either 0 or 1. This proves Equation (5.21). The bounds at depth zero and at general depth follow immediately from the definition and the at most three factors.

The trace from an unramified integer ring to \Z_p is onto, as is seen after reduction from the nonzero finite-field trace. If F_p has more than one factor, the trace-m coset therefore projects uniformly onto each chosen factor: the other factors can supply any required trace. More generally, for integers r_{\mathfrak q}\ge0, the probability that v_{\mathfrak q}(z)\ge r_{\mathfrak q} for all \mathfrak q is

\begin{cases} t^{\sum_{\mathfrak q}f_{\mathfrak q}r_{\mathfrak q}}, &\min_{\mathfrak q}r_{\mathfrak q}=0,\\ 0,&\min_{\mathfrak q}r_{\mathfrak q}>0. \end{cases}

The first line follows by projecting onto the constrained factors while a factor with r_{\mathfrak q}=0 supplies the trace. The second uses p\nmid m. It also covers the case that F_p is a field.

Expanding b_{\mathfrak q}(j)=\sum_{r=0}^j\epsilon_{\mathfrak q}^r and summing the absolutely convergent geometric series gives

\E_p b_p= \frac{1-(\prod_{\mathfrak q}\epsilon_{\mathfrak q})t^3} {\prod_{\mathfrak q}(1-\epsilon_{\mathfrak q}t^{f_{\mathfrak q}})}. \tag{5.24}

The five Frobenius types give the following data. A pair (f,\epsilon) in the second column is attached to one prime of F.

\begin{array}{c|c|c|c} \text{cycle type on four labels} & (f_{\mathfrak q},\epsilon_{\mathfrak q}) & \prod_{\mathfrak p\mid p}(1-t^{f_{\mathfrak p}}) & a_K(p)-1\\ \hline 1^4 &(1,+),(1,+),(1,+)&(1-t)^4&3\\ 2\,1^2 &(1,+),(2,+)&(1-t)^2(1-t^2)&1\\ 2^2 &(1,+),(1,-),(1,-)&(1-t^2)^2&-1\\ 3\,1 &(3,+)&(1-t)(1-t^3)&0\\ 4 &(1,-),(2,-)&1-t^4&-1 \end{array}

In every row \prod_{\mathfrak q}\epsilon_{\mathfrak q}=1 and

\prod_{\mathfrak q}(1-\epsilon_{\mathfrak q}t^{f_{\mathfrak q}}) =\frac{\prod_{\mathfrak p\mid p}(1-t^{f_{\mathfrak p}})}{1-t}.

Substitution in Equation (5.24) proves the exact mean. Its linear term is the number of degree-one primes of K minus one, which is a_K(p)-1; the five fixed rows give the uniform error term.

If F_p is a field, n_p\ge1 would make its trace divisible by p, and is impossible. Otherwise the uniform projection above gives \P_p(v_{\mathfrak q}(z)\ge k)=p^{-f_{\mathfrak q}k}. Taking the union over at most three factors proves Equation (5.23). Finally, the trace map is onto, so the affine trace lattice has two integral coordinates. Projection to each unramified factor modulo p^{k+1} is determined by these coordinates modulo p^{k+1}. The valuations truncated at k+1, and hence the asserted threshold and finite-depth functions, have the stated congruence dependence. This remains true on the component-vanishing set with the convention above.

Proposition 5.7 (Multiplicities from local densities). For z\in F with \Tr z=m\ne0, a positive value of M(z) requires z to be integral outside S. For such integral z,

M(z)\le32 \prod_{p\in S} \left( |D|_p^{-1/2} \frac{1-p^{-1}} {\displaystyle\prod_{\mathfrak p\mid p,\ \mathfrak p\subset R} (1-\Nm(\mathfrak p)^{-1})} f_p^*(z)\right) \prod_{p\notin S}b_p(z). \tag{5.25}

All products in this assertion are finite at every contributing z.

Proof. The field F and the condition \Tr z=m\ne0 imply z\in F^\times. At every prime the set of accepted cosets is finite by Lemma 5.4. At p\notin S, Lemma 5.6 proves the integrality requirement and bounds the local sum by b_p(z). The set

E_z=S\cup\{p:z\notin R_{F,p}^\times\}

is finite, since a nonzero global z is a unit at all but finitely many primes. At p\notin E_z, b_p=1, and each coset fraction is 0 or 1, so there is at most one accepted coset, of fraction 1. If some prime has no accepted coset, then M(z)=0 and the claimed inequality is immediate. Otherwise the accepted coset is unique with fraction 1 outside E_z, and each prime inside the finite set E_z has finitely many accepted cosets. Thus there are only finitely many assignments of accepted cosets, and all local sums outside E_z equal 1.

Choose local references. Equation (5.12) identifies the weight of a global pair at each prime with its coset fraction \alpha_p. By Lemma 5.5, at most 32 global pairs occupy any assignment of accepted cosets. Summing over the finite set of assignments, including ones not realized globally, bounds M(z) by 32 times the product of the local sums of \alpha_p. Use Equation (5.17) at p\in S and Equation (5.21) outside S. This proves Equation (5.25) and finiteness.

The unramified mean in Equation (5.22) has the Euler factor needed for the residue \kappa. The remaining problem in Theorem 5.2 is to average the densities f_p^* for p\in S before inserting these unramified factors. For a frequency \alpha\in F_p, testing the law u\Psi(x) against the character z\mapsto\psi_p(\Tr_{F_p/\Q_p}(\alpha z)) produces the quadratic phase u\Tr_{F_p/\Q_p}(\alpha\Psi(x)). We express these forms through a single unimodular bilinear form and an action of F. The elements of F whose operators preserve L_V will then form the order that controls the local Fourier analysis.

5.4 The integral quadratic structure and its order

Let B_V be the polarization of Q_V without division by two:

B_V(x,y)=Q_V(x+y)-Q_V(x)-Q_V(y).

Over a splitting field, write V_b for the plane spanned by the two coordinate axes belonging to the partition b, the same coordinate planes used over \R in Section 4. For an equivariant triple \alpha=(\alpha_b)\in F, let \alpha_b scale both coordinate axes of V_b.

Lemma 5.8 (Self-adjoint quadratic structure). The plane-scalar action descends to a rational action \rho:F\to\End_{\Q}(V) for which V has rank two over F. The form Q_V in an exterior \Z-basis of L_V is the three split pairs in Equation (5.4); in particular B_V is unimodular on L_V. The action \rho is self-adjoint for B_V, and for \alpha\in F,

\begin{align*} Q_\alpha(x):=\Tr_{F/\Q}(\alpha\Psi(x)) &=\tfrac12 B_V(\rho(\alpha)x,x), \tag{5.26}\\ B_\alpha(x,y)&=B_V(\rho(\alpha)x,y), \\ \det_{\Q}\rho(\alpha)&=\Nm_{F/\Q}(\alpha)^2,\qquad \Psi(\rho(\alpha)x)=\alpha^2\Psi(x). \tag{5.27}\end{align*}

Here B_\alpha is the polarization of Q_\alpha. The same assertions hold after base change to every \Q_p.

Proof. Galois permutes the planes V_b, including possible alternating signs on their coordinate axes, and permutes the scalars \alpha_b in the same way. The plane-scalar action therefore commutes with Galois and descends. After splitting there are three planes of dimension two, proving the rank assertion. Equation (5.4) shows that the matrix of B_V pairs the three opposite pairs by unit off-diagonal entries, with the displayed signs, so it is unimodular. On each plane, multiplying both coordinates by \alpha_b is self-adjoint for its split pairing. The contribution of that plane to \frac12B_V(\rho(\alpha)x,x) is \alpha_b\Psi_b(x), which proves Equation (5.26). Polarization gives the next identity. The determinant and the last quadratic identity follow by multiplying, respectively, the two equal eigenvalues and the two coordinate scalars on each plane. All these are rational identities, hence persist under base change.

Define the stabilizer order and its discriminant by

C_F=\{\alpha\in F:\rho(\alpha)L_V\subset L_V\},\qquad \Delta_F=\Disc(C_F). \tag{5.28}

It is a ring containing 1 and a full \Z-lattice: this follows from the rationality of \rho by clearing denominators on a basis of F. It is contained in R_F, since an \alpha whose matrix on L_V is integral is a root of that integral monic characteristic polynomial. Thus it is an order. The stabilizer condition is a finite list of matrix-entry integrality conditions in a lattice basis, so it commutes with completion:

C_{F,p}=C_F\otimes_\Z\Z_p =\{\alpha\in F_p:\rho(\alpha)L_{V,p}\subset L_{V,p}\}. \tag{5.29}

The following comparison ensures that its discriminant tends to infinity with the discriminant of \OO, even when the field K stays fixed.

Lemma 5.9 (Scale of the stabilizer order). There is an absolute constant C such that

\frac12 X^{1/2}\le \Delta_F=D_F[R_F:C_F]^2\le C X^{28}. \tag{5.30}

More precisely, with d=\Disc(\OO)=X^2,

d^2R_F\subset C_F\subset R_F,\qquad D_F\ll D^2.

In particular C_{F,p}=R_{F,p} for p\nmid Dq.

Proof. Let E=\bigwedge^2 A_{\OO} be the exterior embedding matrix. Its entries are integral in every local splitting ring, and \det E=\delta_{\OO}^{\,3}. Since d=\delta_{\OO}^{\,2},

d^2 E^{-1}=\delta_{\OO}\operatorname{adj}(E)

also has integral entries. For \alpha\in R_{F,p}, its plane-scalar matrix over the splitting ring is integral. Consequently d^2\rho(\alpha)=d^2E^{-1}\diag(\alpha_b,\alpha_b)E is integral over the splitting ring. Its entries are in \Q_p, so they lie in \Z_p. This proves d^2R_F\subset C_F and [R_F:C_F]\le d^6.

If p\nmid D, the etale algebra R_p splits over an unramified extension of \Z_p; its splitting field and cubic resolvent are unramified. Hence every prime dividing D_F divides D. For p>3, a cubic algebra is tamely ramified and its discriminant exponent is at most 2. At 2 and 3, the finitely many local extensions of degree at most three have bounded discriminant exponents [16, Proposition 7.64 and Remark 7.65]. It follows that D_F\ll D^2. The discriminant-index formula now gives

\Delta_F=D_F[R_F:C_F]^2\ll D^2d^{12}\le X^{28}.

The containment d^2R_F\subset C_F also proves equality of the local orders away from Dq.

For the reverse inequality, we first explain why a projection denominator controls \Disc(\OO). Write \operatorname{tr} for matrix trace, put \mathscr E=\End_\Z(\OO), and let \mathscr W_K\subset\End_\Q(K) be the rational subspace of multiplication matrices. Its intersection \mathscr L=\mathscr W_K\cap\mathscr E is saturated. It is multiplication by \OO: if \alpha\OO\subset\OO, then \alpha=\alpha\cdot1\in\OO, and the converse follows because \OO is a ring. The pairing (T,S)\mapsto\operatorname{tr}(TS) is unimodular on \mathscr E, since its matrix units are dual. Its restriction to \mathscr W_K is the nondegenerate field trace pairing. Let \mathcal E_K be the orthogonal projection onto \mathscr W_K.

For the restricted pairing one has

\mathcal E_K(\mathscr E)=\mathscr L^\vee. \tag{5.31}

One inclusion follows by pairing a projected integral matrix with \mathscr L. Conversely, an integer functional on the primitive sublattice \mathscr L extends to one on \mathscr E. Unimodularity represents the extension by an element of \mathscr E; its orthogonal projection represents the original functional on \mathscr L. Nondegeneracy identifies that projection with the prescribed element of \mathscr L^\vee. Consequently, if a positive integer N satisfies N\mathcal E_K(\mathscr E)\subset\mathscr E, then

\mathscr L^\vee\subset N^{-1}\mathscr L,\qquad X^2=\Disc(\OO)=[\mathscr L^\vee:\mathscr L]\le N^4.

It remains to produce the denominator N=2\Delta_F.

Choose trace-dual bases a_i of C_F and b_i of C_F^\vee, where

C_F^\vee=\{\beta\in F:\Tr_{F/\Q}(\beta C_F)\subset\Z\}.

The adjugate of the trace Gram matrix gives \Delta_F b_i\in C_F. Define on \End_\Q(V)

\mathcal E_F(T)=\sum_{i=1}^3\rho(a_i)T\rho(b_i). \tag{5.32}

For two embeddings \sigma,\tau of F, the dual-basis identity is

\sum_i\sigma(a_i)\tau(b_i)= \begin{cases}1,&\sigma=\tau,\\0,&\sigma\ne\tau.\end{cases}

Thus, after splitting, \mathcal E_F extracts exactly the three diagonal blocks \End(V_b). It is the orthogonal projection for the matrix trace pairing, and

\Delta_F\mathcal E_F(\End_\Z(L_V))\subset\End_\Z(L_V). \tag{5.33}

This denominator conclusion uses the trace-dual lattice only; it does not require that lattice to be an invertible C_F-ideal.

We transfer this projection to matrices on K explicitly. Let

j(T)(v\wedge w)=Tv\wedge w+v\wedge Tw \qquad(T\in\End_\Q(K)).

There is a natural contraction \mathfrak c:\End_\Q(\bigwedge^2K)\to\End_\Q(K). For clarity, in a basis e_1,\ldots,e_4 write

S(e_j\wedge e_l)=\sum_{i<k}S^{ik}_{jl}e_i\wedge e_k\qquad(j<l),

and extend these coefficients antisymmetrically in i,k and in j,l, with zero coefficients when either pair repeats. Then

\mathfrak c(S)^i_j=\sum_{k=1}^4 S^{ik}_{jk}.

This is the contraction of \bigwedge^2K\otimes\bigwedge^2K^\vee in one covariant and one contravariant index, so it is independent of the basis. Both j and \mathfrak c are integral in the \OO and exterior \OO-bases. Expanding their coefficients gives

\mathfrak c(j(T))=2T+\operatorname{tr}(T)\id_K. \tag{5.34}

Indeed an off-diagonal coefficient of T occurs for the two remaining indices k; a diagonal coefficient gives \sum_{k\ne i}(T^i_i+T^k_k)=2T^i_i+\operatorname{tr}(T).

In embedding coordinates, an off-diagonal entry of j(T) changes one index of a two-element subset. Such subsets belong to distinct opposite-pair planes. It follows that \mathcal E_F(j(T))=j(\diag T) over the splitting field. Equation (5.34) now proves the formula

\mathcal E_K(T)= \tfrac12\bigl(\mathfrak c(\mathcal E_F(j(T)))-\operatorname{tr}(T)\id_K\bigr) \tag{5.35}

for the projection defined above: its right side is \diag T over the splitting field. A Galois-equivariant diagonal tuple is the tuple of embeddings of an element of K, so these diagonal matrices are precisely \mathscr W_K. Diagonal extraction is orthogonal for matrix trace. Finally, Equation (5.33) and integrality of j and \mathfrak c give

2\Delta_F\mathcal E_K(\End_\Z(\OO))\subset\End_\Z(\OO).

Taking N=2\Delta_F in the preceding lattice bound gives

X^2\le(2\Delta_F)^4.

This is the lower inequality in Equation (5.30).

For x\in L_{V,p} and \alpha\in C_{F,p}, Equation (5.26) gives two integral pairings:

\Tr\Psi(x)=Q_V(x)\in\Z_p,\qquad 2\Tr(\alpha\Psi(x))=B_V(\rho(\alpha)x,x)\in\Z_p.

They remain integral after multiplying \Psi(x) by a \Z_p-unit. Thus the products pair integrally with the scalar 1 and with 2C_{F,p}. Define the order and its trace dual

C_F^\sharp=\Z+2C_F,\qquad (C_F^\sharp)^\vee =\{z\in F:\Tr_{F/\Q}(zC_F^\sharp)\subset\Z\}.

This trace dual gives the integral support for the additive count. The same support will bound the total depth of the unramified factors and prevent a nonzero real product coordinate from being too small.

Lemma 5.10 (Trace-dual support and product size). One has

[C_F:C_F^\sharp]=4,\qquad \Delta_F^\sharp:=\Disc(C_F^\sharp)=16\Delta_F\ll X^{28}, \tag{5.36}

and \Tr:(C_F^\sharp)^\vee\to\Z is onto. For p\notin S, C_{F,p}^\sharp=(C_{F,p}^\sharp)^\vee=R_{F,p}. For every prime p, the density f_p^* on F_p^\times is supported on (C_{F,p}^\sharp)^\vee. Consequently

M(z)>0\ \Longrightarrow\ z\in(C_F^\sharp)^\vee.

The following stronger containment is used to average the majorant in Proposition 5.7: if z\in F^\times is integral outside S and \prod_{p\in S}f_p^*(z)>0, then z\in(C_F^\sharp)^\vee.

Fix m\ne0 and a bounded \Omega\subset\mathcal H_m. Every z\in(C_F^\sharp)^\vee\cap\Omega satisfies

\begin{align*} &\Delta_F^\sharp z\in R_F,\qquad 1\le|\Nm_{F/\Q}(\Delta_F^\sharp z)|\ll_\Omega X^{84}, \tag{5.37}\\ &\prod_{p\notin S}p^{n_p(z)} \le|\Nm_{F/\Q}(\Delta_F^\sharp z)|,\qquad |z_b|\gg_\Omega X^{-84}\quad(b\in\mathcal B). \tag{5.38}\end{align*}

The constants are uniform in all arithmetic data and in the point of \Omega.

Proof. Since C_F is an order, C_F\cap\Q=\Z, so 1 is primitive in its lattice. A basis 1,a_2,a_3 of C_F gives the basis 1,2a_2,2a_3 of C_F^\sharp. This proves the index and discriminant assertions in Equation (5.36). The functional taking 1 to 1 and the other two basis vectors to 0 is represented in the trace dual. Hence trace from that dual is onto \Z. Lemma 5.9, and 2\in S, give C_{F,p}^\sharp=R_{F,p} outside S.

The two integrality identities preceding the lemma show that the law in Equation (5.16) is supported on (C_{F,p}^\sharp)^\vee. For a contributing global pair, use its local representation z=u\Psi(x) and Equation (5.14) to translate x into L_{V,p}, adjusting u by the inverse norm of that unit. This proves local trace-dual membership at every prime. Intersecting the local lattices proves the stated global support. For the second support assertion, the density factors give this membership at p\in S. At p\notin S, the order is R_{F,p}, whose trace pairing is unimodular because F_p is unramified; thus R_{F,p}^\vee=R_{F,p}, and the assumed integrality gives membership there as well.

The adjugate of the trace Gram matrix of C_F^\sharp gives \Delta_F^\sharp(C_F^\sharp)^\vee\subset C_F^\sharp\subset R_F. If z\in\Omega, then \Tr z=m\ne0, so z\ne0; since F is a field, all its embeddings are nonzero. The norm \Nm(\Delta_F^\sharp z) is consequently a nonzero integer. The boundedness of \Omega and \Delta_F^\sharp\ll X^{28} give

1\le|\Nm(\Delta_F^\sharp z)| =(\Delta_F^\sharp)^3\prod_{b\in\mathcal B}|z_b| \ll_\Omega X^{84}.

At p\notin S, z is integral and the local algebra is unramified. Hence

n_p(z)\le\sum_{\mathfrak q\mid p} f_{\mathfrak q}v_{\mathfrak q}(z) \le v_p\bigl(\Nm(\Delta_F^\sharp z)\bigr).

The product of these inequalities gives the depth bound because \Nm(\Delta_F^\sharp z) is an integer. Finally, if the coordinates of \Omega have absolute value at most B, with B\ge1, then for each b

|z_b|=\frac{|\Nm(\Delta_F^\sharp z)|} {(\Delta_F^\sharp)^3\prod_{b'\ne b}|z_{b'}|} \ge\frac{1}{(\Delta_F^\sharp)^3 B^2}\gg_\Omega X^{-84}.

This proves Equation (5.38).

6 Local Fourier estimates

The exterior multiplicity bound in Section 5 uses an additive density at each prime in S. We now estimate its Fourier transform. Scalar frequencies detect only the trace and have an exact, order-independent value. For the remaining frequencies we record both decay and the support of the inverse transform on a fixed denominator shell. The support is needed because the denominator at a prime dividing the order index can be arbitrarily large.

6.1 Quadratic data and the trace marginal

Fix a rational prime p. We first specify the local hypotheses used in the argument. Let

E=\prod_{\nu=1}^r E_\nu,\qquad R_E=\prod_{\nu=1}^r R_\nu

be a cubic étale \Q_p-algebra and its maximal order. Here E_\nu is a field, R_\nu is its integer ring, and r\le3. Write \mathfrak q_\nu=(\pi_\nu) for the maximal ideal of R_\nu, v_\nu(\pi_\nu)=1, e_\nu=v_\nu(p), and q_\nu=|R_\nu/\mathfrak q_\nu|=p^{f_\nu}. Thus

\sum_\nu e_\nu f_\nu=3, \qquad |\Nm_{E_\nu/\Q_p}a|_p=q_\nu^{-v_\nu(a)}.

Let \mathfrak d_\nu=\mathfrak q_\nu^{d_\nu} be the different of E_\nu/\Q_p, and put \mathfrak d_E=\prod_\nu\mathfrak d_\nu.

Let W be a free E-module of rank two, with its unital action denoted by \rho:E\longrightarrow\End_{\Q_p}(W). Suppose that B is a nondegenerate symmetric \Q_p-bilinear form satisfying

B(\rho(a)x,y)=B(x,\rho(a)y)\qquad(a\in E,\ x,y\in W).

Let L be a full \Z_p-lattice in W which is self-dual for B:

L=\{y\in W:B(y,L)\subset\Z_p\}.

Assume also that Q_1(x)=B(x,x)/2 is integral on L. For the scalar calculation we shall use the stronger property that in some integral coordinates on L,

Q_1(x_1,y_1,x_2,y_2,x_3,y_3) =x_1y_1-x_2y_2+x_3y_3. \tag{6.1}

The division by 2 takes place in \Q_p. Equation (6.1) asserts the required integrality also when p=2. The shell estimates below use only Q_1(L)\subset\Z_p; the exact split expression is used for the scalar marginal.

For a\in E, set Q_a(x)=B(\rho(a)x,x)/2. The nondegenerate trace pairing on E determines a unique quadratic map \Psi_E:W\longrightarrow E by

\Tr_{E/\Q_p}(a\Psi_E(x))=Q_a(x) =\frac12 B(\rho(a)x,x)\qquad(a\in E). \tag{6.2}

Define the stabilizer order and the auxiliary order

\mathcal C_L=\{a\in E:\rho(a)L\subset L\}, \qquad \mathcal C_L^\sharp=\Z_p+2\mathcal C_L.

Indeed \mathcal C_L is an order in R_E. It is a subring containing 1, and a sufficiently large power of p times R_E preserves L. Conversely, an element preserving L satisfies the monic characteristic polynomial of its integral matrix on L. The action is faithful, so the element is integral over \Z_p and belongs to R_E.

In the application, E=F_p, W=V_p, L=L_{V,p}, B=B_V, and \mathcal C_L=C_{F,p}. Lemma 5.8 supplies all the stated hypotheses and identifies \Psi_E with the base change of \Psi. We use the abstract notation temporarily to include every product algebra and every ramification type in one argument.

Choose an additive character \psi_p of \Q_p with conductor \Z_p. We give W the self-dual Haar measure for (x,y)\mapsto\psi_p(B(x,y)); it gives L mass 1. On E use the self-dual measure for (A,z)\mapsto\psi_p(\Tr_{E/\Q_p}(Az)), denoted by dz or dA according to the variable. If \mathfrak a is a fractional R_E-ideal, its annihilator for this pairing is \mathfrak a^\perp=\mathfrak a^{-1}\mathfrak d_E^{-1}. In particular

\vol(R_E)=\prod_\nu q_\nu^{-d_\nu/2}\le1. \tag{6.3}

To see the normalization, R_E^\perp=\mathfrak d_E^{-1} and \vol(R_E)\vol(R_E^\perp)=1, whereas [\mathfrak d_E^{-1}:R_E]=\prod_\nu q_\nu^{d_\nu}. For E=F_p, Equation (6.3) reads \vol(R_{F,p})=|D_F|_p^{1/2}.

Let \mu_p be the law of

u\Psi_E(x),\qquad x\in L\text{ with additive probability}, \qquad u\in\Z_p^\times\text{ with Haar probability}, \tag{6.4}

with x and u independent. This is the law defining f_p^* in Lemma 5.4. The following regularity fact specifies the version of that density which we shall invert pointwise.

Lemma 6.1. The measure \mu_p has a density f_p^* with respect to dz. It has a finite locally constant version at every z=(z_\nu)\in E with z_\nu\ne0 for all \nu. This version vanishes outside

(\mathcal C_L^\sharp)^\vee =\{z\in E:\Tr_{E/\Q_p}(z\mathcal C_L^\sharp)\subset\Z_p\}.

In particular \Tr_{E/\Q_p}(u\Psi_E(x))\in\Z_p on the domain of Equation (6.4).

Proof. Define an E-valued bilinear form b_E by

\Tr_{E/\Q_p}(a b_E(x,y))=B(\rho(a)x,y)\qquad(a\in E).

Self-adjointness of the action makes b_E symmetric and E-bilinear. It is nondegenerate because B is nondegenerate. Equation (6.2) then gives \Psi_E(x)=b_E(x,x)/2 and d\Psi_{E,x}(h)=b_E(x,h). On the \nu-th field factor, a nonzero component of \Psi_E(x) implies that the component x_\nu of x is nonzero. The nondegenerate form on the rank-two E_\nu-space makes h_\nu\mapsto b_E(x_\nu,h_\nu) a nonzero, hence onto, E_\nu-linear functional. It follows that \Psi_E is a \Q_p-submersion at every preimage of an output with nonzero components. Multiplication by a unit u is invertible on E, so the map (x,u)\mapsto u\Psi_E(x) is a submersion at the same points.

For each \nu the polynomial \Psi_{E,\nu} is nonzero: a nondegenerate symmetric form in characteristic zero has a nonzero quadratic form. Choose a nonzero \Q_p-coordinate polynomial of this component. Its zero set in the open lattice L has Haar measure zero, by the usual one-variable root bound followed by induction and Fubini. Off the union of these null sets, the local submersion theorem gives absolute continuity of the pushforward. For a fixed output with nonzero components, its preimage in the compact set L\times\Z_p^\times is compact. Cover this preimage by finitely many compact-open submersion charts, refined to disjoint compact-open pieces within those charts. The image of the remaining compact set avoids a sufficiently small neighborhood of the output. After shrinking that neighborhood, integration in the fiber coordinates of the pieces gives a finite constant density on it. This proves the asserted pointwise version, including value zero when the neighborhood misses the image.

Finally, for c\in\mathcal C_L and r\in\Z_p,

\Tr_{E/\Q_p}((r+2c)\Psi_E(x)) =rQ_1(x)+B(\rho(c)x,x)\in\Z_p\qquad(x\in L).

Multiplication by u\in\Z_p^\times preserves this inclusion. The image of the compact domain is therefore contained in the displayed trace dual, which proves the support and trace assertions.

We use the Fourier convention

\widehat f(A)=\int_E f(z)\psi_p(\Tr_{E/\Q_p}(Az))\,dz, \qquad \check g(z)=\int_E g(A)\psi_p(-\Tr_{E/\Q_p}(Az))\,dA.

The transform of the measure in Equation (6.4) is

\gamma_p(A)=\widehat{f_p^*}(A) =\E_{u\in\Z_p^\times}\int_L\psi_p(uQ_A(x))\,dx. \tag{6.5}

Lemma 6.2 (The scalar trace density). Suppose that the integral scalar form is exactly Q_1=x_1y_1-x_2y_2+x_3y_3 as in Equation (6.1). Regard a\in\Q_p as a scalar in E. In the quartic application this scalar form is Q_1=Q_V. Then, for every prime p, including p=2,

\gamma_p(a)= \begin{cases} 1,&a\in\Z_p,\\ p^{-3k},&v_p(a)=-k<0. \end{cases} \tag{6.6}

The trace of the law in Equation (6.4) has density d_p(t)\mathbf1_{\Z_p}(t) for additive measure giving \Z_p mass 1. This density is continuous on \Z_p and satisfies

|d_p(t)-1|\le\frac1{p(p+1)}\qquad(t\in\Z_p). \tag{6.7}

In particular 5/6\le d_p(t)\le7/6, and for every finite set of primes S and every choice t_p\in\Z_p,

\prod_{p\in S}d_p(t_p)\asymp1

with absolute upper and lower constants.

Proof. For fixed u\in\Z_p^\times and v_p(a)=-k<0, integration in the second coordinate gives

\int_{\Z_p^2}\psi_p(ua xy)\,dx\,dy =\int_{\Z_p}\mathbf1_{\{ua x\in\Z_p\}}\,dx=p^{-k}.

For a\in\Z_p the integral is 1. The sign of a has no effect, so the three independent pairs in Equation (6.1) give Equation (6.6), even before averaging u. This calculation uses the integral split expression and does not divide by 2 in \Z_p.

The scalar coefficient is the Fourier coefficient of the trace law, since \Tr(a z)=a\Tr(z). That law is supported on \Z_p by Lemma 6.1. The character group of \Z_p is \Q_p/\Z_p, and it has p^k-p^{k-1} characters of exact denominator p^k. Hence its nonconstant Fourier coefficients have total absolute sum

\sum_{k\ge1}(p^k-p^{k-1})p^{-3k} =\frac{1-p^{-1}}{p^2-1}=\frac1{p(p+1)}.

Fourier inversion on the compact group \Z_p is therefore uniformly convergent and gives the continuous density and Equation (6.7). The lower bound is positive at every prime, and \sum_p1/(p(p+1))<\infty. Taking logarithms of the upper and lower bounds proves the last assertion.

6.2 Denominator shells and quadratic transformation

For A=(A_\nu)\in E, its denominator ideal is

\mathfrak h_p(A)=\prod_\nu\mathfrak q_\nu^{h_\nu(A)},\qquad h_\nu(A)=\max\{0,-v_\nu(A_\nu)\},

where v_\nu(0)=+\infty. For an integral R_E-ideal \mathfrak h_p=\prod_\nu\mathfrak q_\nu^{h_\nu}, its shell is thus

\mathscr S_{\mathfrak h_p} =\prod_{h_\nu=0}R_\nu\ \times\! \prod_{h_\nu>0}\pi_\nu^{-h_\nu}R_\nu^\times.

The integral components of a shell may be zero. Define

H_p=\Nm(\mathfrak h_p)=\prod_\nu q_\nu^{h_\nu},\qquad p^{g_p}=[\mathfrak h_p:\mathfrak h_p\cap\mathcal C_L]. \tag{6.8}

The shell is a compact open subset of \mathfrak h_p^{-1}. We shall shift its frequencies by integral scalars so that the quadratic form is nondegenerate, without changing the integral in Equation (6.5).

Lemma 6.3 (A scalar shift on a shell). Put \iota_p=1 for p\le5 and \iota_p=0 for p>5. For every A\in\mathscr S_{\mathfrak h_p} there is an s\in\{0,1,2,3\} such that \alpha=A+s\in E^\times and

v_\nu(\alpha_\nu)=-h_\nu\quad(h_\nu>0),\qquad 0\le v_\nu(\alpha_\nu)\le e_\nu\iota_p\quad(h_\nu=0).

Writing \beta=\alpha^{-1}, one has

\beta\in p^{-\iota_p}\mathfrak h_p, \qquad p^{-3\iota_p}H_p \le |\Nm_{E/\Q_p}\alpha|_p\le H_p. \tag{6.9}

In particular the norm is exactly H_p when p>5. If

j_p=j_p(A,s)=\min\{j\ge0:p^j\beta\in\mathcal C_L\}, \tag{6.10}

then j_p is finite and j_p\le g_p+\iota_p. Finally, for any generator i\in E^\times of the ideal \mathfrak h_p, the element x=i(A+s) is in R_E, is a unit of R_E if p>5, and satisfies x^{-1}\in p^{-\iota_p}R_E.

Proof. An integral scalar shift leaves every pole valuation -h_\nu<0 unchanged. For an integral component and p>5, the condition that A_\nu+s fail to be a unit forbids at most one residue s\in\mathbf F_p: it forbids none if the residue of -A_\nu does not belong to the scalar subfield. There are at most three components, and 0,1,2,3 are distinct modulo p. Some choice therefore makes all integral components units.

For p\le5, normalize the extension of v_p by v_p(p)=1, so that on E_\nu it is v_\nu/e_\nu. Distinct elements s,s' of the list satisfy v_p(s-s')\le1. The ultrametric inequality shows that for a fixed integral component at most one candidate can satisfy v_p(A_\nu+s)>1. Again there are at most three components, so a candidate remains for which all their valuations are at most 1. Thus A_\nu+s is nonzero in every integral component.

The bounds on \beta follow componentwise. In the norm, the possible loss from the integral components is at most p^{-\iota_p\sum_\nu e_\nu f_\nu}=p^{-3\iota_p}, proving Equation (6.9). The group \mathfrak h_p/(\mathfrak h_p\cap\mathcal C_L) has order p^{g_p} and is killed by p^{g_p}. Thus

p^{g_p}\mathfrak h_p\subset\mathcal C_L. \tag{6.11}

Multiplying the containment for \beta by p^{g_p+\iota_p} proves the claim about j_p. Finally v_\nu(i_\nu)=h_\nu. The components of i\alpha consequently have valuation zero on the pole factors and valuation between zero and e_\nu\iota_p on the others. This proves the assertions about x and x^{-1}.

For the shift in Lemma 6.3, Q_{A+s}=Q_A+sQ_1 and Q_1(L)\subset\Z_p. Thus for every fixed unit u

\int_L\psi_p(uQ_{A+s}(x))\,dx =\int_L\psi_p(uQ_A(x))\,dx. \tag{6.12}

The following quadratic transformation turns the norm of A+s into decay, and leaves an integral involving its inverse.

Lemma 6.4 (Quadratic Fourier transformation). Let W_0 be a finite-dimensional \Q_p-space with a nondegenerate symmetric form B_0, and let L_0\subset W_0 be a full \Z_p-lattice self-dual for B_0. Use the self-dual Haar measure, which gives L_0 mass 1. For an invertible B_0-self-adjoint operator P, put q_P(x)=B_0(Px,x)/2. There is a phase \omega(P) with |\omega(P)|=1 such that

\int_{L_0}\psi_p(q_P(x))\,dx =\omega(P)|\det P|_p^{-1/2} \int_{L_0}\psi_p(-q_{P^{-1}}(x))\,dx. \tag{6.13}

The normalized phase is invariant under linear isometry of the quadratic form: \omega(T^*PT)=\omega(P) for every invertible T, where T^* is the B_0-adjoint.

For the local data above, \alpha\in E^\times, \beta=\alpha^{-1} and u\in\Z_p^\times, this gives

\int_L\psi_p(uQ_\alpha(x))\,dx =\omega_p(u,\alpha)|\Nm_{E/\Q_p}\alpha|_p^{-1} \int_L\psi_p(-u^{-1}Q_\beta(x))\,dx, \qquad |\omega_p(u,\alpha)|=1. \tag{6.14}

For every r\in E^\times one has \omega_p(u,\alpha r^2)=\omega_p(u,\alpha). All assertions hold at p=2.

Proof. We use Weil’s Fourier formula for a quadratic character [27, Chapter I, §14, Theorem 2, p. 161]. We record its normalization for the transform

\mathcal F_{B_0}h(y)=\int h(x)\psi_p(B_0(x,y))\,dx.

Completing the square gives

q_P(x)+B_0(x,y)=q_P(x+P^{-1}y)-q_{P^{-1}}(y).

Let B_N=p^{-N}L_0 and c_N=\int_{B_N}\psi_p(q_P(x))\,dx. On any fixed compact set of y, translation by P^{-1}y preserves B_N for all sufficiently large N. The transform of \mathbf1_{B_N}\psi_p(q_P) on that set is therefore c_N\psi_p(-q_{P^{-1}}). If this identity is paired with a Schwartz–Bruhat function, its left side stabilizes with N, since the Fourier transform of the test function has compact support. Choosing a test function whose integral against \psi_p(-q_{P^{-1}}) is nonzero shows that c_N stabilizes as well. This proves the distributional shape of the formula.

Differencing the absolute square of c_N and integrating in one variable gives

|c_N|^2=\vol(B_N) \int_{B_N\cap P^{-1}B_N^\perp}\psi_p(q_P(h))\,dh.

For sufficiently large N, the intersection is P^{-1}p^NL_0 and q_P is integral on it. The right side then equals \vol(p^{-N}L_0)\vol(P^{-1}p^NL_0)=|\det P|_p^{-1}. Hence the stabilized constant is \omega(P)|\det P|_p^{-1/2} with unit phase. The transform of \mathbf1_{L_0} is \mathbf1_{L_0}, so pairing the distribution identity with this function gives Equation (6.13).

Under q_{T^*PT}=q_P\circ T, changing variables multiplies the Gaussian constant by |\det T|_p^{-1} and its normalizing determinant square root by |\det T|_p. Their product, the phase, is unchanged; this is also the isometry invariance in Weil [27, Chapter II, §25, p. 173]. For P=u\rho(\alpha) its inverse is u^{-1}\rho(\beta). Rank two over E gives \det\rho(\alpha)=\Nm_{E/\Q_p}(\alpha)^2, and |u|_p=1. This proves Equation (6.14). Taking T=\rho(r) proves the last phase identity. The polar operator of q_P is P, because its polarization is B_0(Px,y). In particular this proof never assumes that 2 is a unit of \Z_p.

6.3 The inverse transform on a shell

Extend the restriction of \gamma_p to a shell by zero, and denote its inverse transform by

\gamma_{p,\mathfrak h_p}(A) =\mathbf1_{\mathscr S_{\mathfrak h_p}}(A)\gamma_p(A), \qquad K_{p,\mathfrak h_p}(z) =\int_E\gamma_{p,\mathfrak h_p}(A) \psi_p(-\Tr_{E/\Q_p}(Az))\,dA. \tag{6.15}

The next lemma gives the estimates for these functions which will be used in Poisson summation. Its quantitative support assertions separate the case where the denominator ideal is contained in the stabilizer order.

Lemma 6.5 (Intrinsic shell estimates). Let E be the cubic algebra above, let W have rank two over E with self-adjoint action for a nondegenerate symmetric form B, and let L be self-dual for B, with Q_1(L)\subset\Z_p. Use the stabilizer order \mathcal C_L=\{a\in E:\rho(a)L\subset L\} and \Psi_E,\gamma_p from Equations (6.2) and (6.5). Fix an integral ideal \mathfrak h_p=\prod_\nu\mathfrak q_\nu^{h_\nu}, and use H_p,g_p from Equation (6.8). The zero-extended function \gamma_{p,\mathfrak h_p} and its inverse K_{p,\mathfrak h_p} are Schwartz–Bruhat functions. Moreover,

\supp K_{p,\mathfrak h_p}\subset(\mathcal C_L^\sharp)^\vee \subset\{z\in E:\Tr_{E/\Q_p}z\in\Z_p\}.

For A\in\mathscr S_{\mathfrak h_p} choose s and j_p=j_p(A,s) as in Lemma 6.3. Then

|\gamma_p(A)|\le p^{3\iota_p}H_p^{-1}p^{-j_p/2}, \qquad \|K_{p,\mathfrak h_p}\|_\infty \le p^{3\iota_p}\vol(R_E)\le p^{3\iota_p}. \tag{6.16}

Here \iota_p=\mathbf1_{\{p\le5\}}, so the first constant is 1 at every p>5 and is at most 125 at the three remaining primes.

If g_p>0 or p\le5, then

\supp K_{p,\mathfrak h_p} \subset p^{-4(g_p+1)}\mathfrak h_p\mathfrak d_E^{-1}. \tag{6.17}

If g_p=0 and p>5, then support instead requires, for each \nu,

z_\nu\in \begin{cases} \mathfrak d_\nu^{-1},&h_\nu=0,\\ \mathfrak q_\nu^{h_\nu-1}\mathfrak d_\nu^{-1},&h_\nu>0. \end{cases} \tag{6.18}

For a z satisfying these support conditions, define its set of boundary primes by

\partial_{\mathfrak h_p}(z) =\{\mathfrak q_\nu:h_\nu>0, \ z_\nu\notin\mathfrak q_\nu^{h_\nu}\mathfrak d_\nu^{-1}\}.

In this case

|K_{p,\mathfrak h_p}(z)| \le 8\vol(R_E) \prod_{\mathfrak q_\nu\in\partial_{\mathfrak h_p}(z)}q_\nu^{-1/2}. \tag{6.19}

Every constant is uniform in the lattice, the order \mathcal C_L, the shell, and the field factors and their ramification.

Proof. For c\in\mathcal C_L^\sharp, Equation (6.2) shows that Q_c(L)\subset\Z_p. Consequently \gamma_p(A+c)=\gamma_p(A). Each denominator shell is invariant under translation by R_E: adding an integral element preserves every negative component valuation and preserves the set of integral components. Since \mathcal C_L^\sharp\subset R_E, the zero-extended shell restriction retains this period. Its inverse is therefore supported in the annihilator (\mathcal C_L^\sharp)^\vee, whose elements have integral trace because 1\in\mathcal C_L^\sharp. The order \mathcal C_L^\sharp is an open lattice, and the shell is compact open. Thus the zero extension in Equation (6.15) is Schwartz–Bruhat, as is its Fourier inverse.

For a fixed unit u put I_\beta(u)=\int_L\psi_p(-u^{-1}Q_\beta(x))\,dx. Polarization and additive orthogonality on the self-dual lattice give

|I_\beta(u)|^2 =\int_{\substack{h\in L\\\rho(\beta)h\in L}} \psi_p(-u^{-1}Q_\beta(h))\,dh.

Indeed, in the difference Q_\beta(y+h)-Q_\beta(y) the term linear in y is B(\rho(\beta)h,y), whose integral is the indicator of \rho(\beta)h\in L. The absolute value of the last display is at most the relative mass of L\cap\rho(\beta)^{-1}L. If p^{a_1},\ldots,p^{a_6} are the Smith elementary divisors of \rho(\beta) on L, then

j_p=\max\{0,-\min_i a_i\},\qquad [L:L\cap\rho(\beta)^{-1}L] =p^{\sum_i\max(0,-a_i)}\ge p^{j_p}.

The equality for j_p is exactly the definition of \mathcal C_L. It follows that |I_\beta(u)|\le p^{-j_p/2}. Apply Equations (6.12) and (6.14), then use Equation (6.9) and average over u. This proves the first bound in Equation (6.16). The shell is contained in \mathfrak h_p^{-1}, which has volume H_p\vol(R_E). Integration of the first bound, with p^{-j_p/2}\le1, proves the second.

We next prove Equation (6.17). Put N=4(g_p+1) and take t\in p^N\mathfrak h_p^{-1}. For A in the shell choose s as in Lemma 6.3, and write \alpha=A+s, \beta=\alpha^{-1}. The component valuations of t are at least -h_\nu+e_\nu N. Translation by t therefore preserves the shell, and the same s still has the valuation properties of that lemma. Set \zeta=t\beta. Equation (6.9) gives

\zeta\in p^{N-\iota_p}R_E,\qquad \alpha+t=\alpha(1+\zeta),\qquad (\alpha+t)^{-1}-\beta =-\frac{t\beta^2}{1+\zeta} \in p^{N-2\iota_p}\mathfrak h_p.

Here 1+\zeta is a unit. It is a square unit in each factor when p is odd, by Hensel’s lemma on principal units. When p=2, one has \zeta\in8R_E. In the \nu-th field the Hensel inequality for Y^2-(1+\zeta_\nu) at Y=1 is v_\nu(\zeta_\nu)\ge3e_\nu>2e_\nu=2v_\nu(2), so it is a square unit there as well, including for ramified dyadic factors.

Moreover N-2\iota_p\ge g_p+v_p(2). Equation (6.11) therefore places the inverse difference in 2\mathcal C_L. Its Q-value on L is integral by Equation (6.2). In Equation (6.14), the inverse integral is unchanged by this difference. The norm is unchanged by the unit 1+\zeta, and the phase is unchanged because that unit is a square. The original integral, for each fixed u, is consequently unchanged under A\mapsto A+t. So is its unit average. Translation by p^N\mathfrak h_p^{-1} preserves the shell as a set, hence preserves its zero-extended function. The inverse transform is supported on the annihilator of this group, namely p^{-N}\mathfrak h_p\mathfrak d_E^{-1}. This proves Equation (6.17) with the absolute exponent 4.

It remains to prove the sharper assertions for g_p=0 and p>5. The equality g_p=0 says \mathfrak h_p\subset\mathcal C_L. For each factor with h_\nu=0, its component idempotent 1_\nu and its whole component ring 1_\nu R_\nu lie in \mathfrak h_p. The self-adjoint projections \rho(1_\nu) preserve L and split off their lattices orthogonally. The complementary projection 1-\sum_{h_\nu=0}\rho(1_\nu) also preserves L. Each resulting summand is self-dual, because the splitting is orthogonal and L is self-dual.

On an h_\nu=0 summand, an integral A_\nu preserves its lattice, so Q_{A_\nu} is integral there since 2 is a unit. That factor of the integral in Equation (6.5) is 1. On the combined summand of all h_\nu>0, the frequency A_+ is invertible. Its inverse, extended by zero on the other factors, lies in \mathfrak h_p\subset\mathcal C_L. Its inverse quadratic integral in Equation (6.13) is therefore also 1. On that summand the square root of the polar determinant has absolute value H_p, because each positive factor still has rank two. Applying the formula therefore shows that the remaining frequency function is H_p^{-1} times a unit-average of Gaussian phases. Its absolute value is at most H_p^{-1}. If there are no positive h_\nu, this conclusion has H_p=1 and the empty summand contributes 1.

Let \chi_\nu be the quadratic character of (R_\nu/\mathfrak q_\nu)^\times for a factor with h_\nu>0. At odd residue characteristic every principal unit is a square, so unit square classes are exactly the two residue square classes. Phase invariance in Lemma 6.4 shows that the bounded unit-average just obtained depends only on the tuple of these classes. This use of phase invariance concerns the ambient quadratic form; a unit need not preserve the lattice. Fourier expansion on the product of the two-element square-class groups expresses the shell function as a sum of at most 2^{|\{\nu:h_\nu>0\}|}\le8 terms of the form

c_{\boldsymbol\varepsilon}H_p^{-1} \prod_{h_\nu=0}\mathbf1_{R_\nu}(A_\nu) \prod_{h_\nu>0} \mathbf1_{\pi_\nu^{-h_\nu}R_\nu^\times}(A_\nu) \chi_\nu(\overline{\pi_\nu^{h_\nu}A_\nu})^{\varepsilon_\nu}, \qquad |c_{\boldsymbol\varepsilon}|\le1,

where \varepsilon_\nu\in\{0,1\}. The bound for the coefficients follows from the normalized finite Fourier expansion of a function of absolute value at most 1. It also covers any coupling of components caused by the common average over u.

We compute the inverse of each factor. Put \psi_\nu=\psi_p\circ\Tr_{E_\nu/\Q_p} and use the component self-dual measure. For h_\nu=0, the integral over R_\nu is \vol(R_\nu)\mathbf1_{\mathfrak d_\nu^{-1}}(z_\nu). For h=h_\nu>0, the normalized inverse of the trivial unit character is

q_\nu^{-h}\int_{\pi_\nu^{-h}R_\nu^\times} \psi_\nu(-Az)\,dA =\vol(R_\nu)\left( \mathbf1_{\mathfrak q_\nu^h\mathfrak d_\nu^{-1}}(z) -q_\nu^{-1}\mathbf1_{\mathfrak q_\nu^{h-1}\mathfrak d_\nu^{-1}}(z) \right).

This follows by subtracting the integral over \pi_\nu^{-h+1}R_\nu from that over \pi_\nu^{-h}R_\nu and using their annihilators. For the quadratic unit character, its function of a=\pi_\nu^hA is invariant under addition by \mathfrak q_\nu. This forces the normalized inverse to vanish outside \mathfrak q_\nu^{h-1}\mathfrak d_\nu^{-1}. It also vanishes on \mathfrak q_\nu^h\mathfrak d_\nu^{-1}, where the additive character on R_\nu is trivial and the sum of \chi_\nu is zero. At the intervening boundary the additive character descends to a nontrivial character \eta of the residue field k_\nu, and the normalized integral is \vol(R_\nu)q_\nu^{-1} times its quadratic Gauss sum.

For completeness, if \chi is the quadratic character of a finite field k of odd order q and \eta is a nontrivial additive character, then

\left|\sum_{a\in k^\times}\chi(a)\eta(a)\right|^2 =\sum_{t\in k^\times}\chi(t) \sum_{b\in k^\times}\eta((t-1)b) =(q-1)-\sum_{\substack{t\in k^\times\\t\ne1}}\chi(t)=q.

Thus the quadratic factor has magnitude \vol(R_\nu)q_\nu^{-1/2} at the boundary. The trivial factor there has the smaller magnitude \vol(R_\nu)q_\nu^{-1}. Multiplying these component estimates, using H_p=\prod_{h_\nu>0}q_\nu^{h_\nu} and \prod_\nu\vol(R_\nu)=\vol(R_E), and summing at most eight terms proves Equations (6.18) and (6.19). The annihilator computation retains the different in every ramified factor.

The density need not be locally constant on the component-vanishing locus. For the nonvanishing outputs that occur in the global field, the shell inverses nevertheless give a finite pointwise expansion.

Lemma 6.6 (Pointwise inverse expansion). If z=(z_\nu)\in E has z_\nu\ne0 for every \nu, then

f_p^*(z)=\sum_{\mathfrak h_p}K_{p,\mathfrak h_p}(z), \tag{6.20}

where the sum is over integral R_E-ideals and only finitely many summands are nonzero.

Proof. Let B_n=p^{-n}R_E. Fubini and additive orthogonality give

\int_{B_n}\gamma_p(A)\psi_p(-\Tr_{E/\Q_p}(Az))\,dA =\vol(B_n)\,\mu_p(z+p^n\mathfrak d_E^{-1}).

The self-dual normalizations give

B_n^\perp=p^n\mathfrak d_E^{-1},\qquad \vol(B_n)\vol(B_n^\perp)=1.

Thus the right side is the average density on that neighborhood. By Lemma 6.1 it equals f_p^*(z) for sufficiently large n. The ball B_n is the disjoint union of the finitely many shells with h_\nu\le ne_\nu.

There can in fact be only finitely many nonzero shell inverses at this z. The injection \mathfrak h_p/(\mathfrak h_p\cap\mathcal C_L)\hookrightarrow R_E/\mathcal C_L gives g_p\le v_p([R_E:\mathcal C_L]). In Equation (6.17), a nonzero value requires

h_\nu\le v_\nu(z_\nu)+d_\nu+4e_\nu(g_p+1).

In Equation (6.18), it requires h_\nu\le v_\nu(z_\nu)+d_\nu+1 whenever h_\nu>0. All right sides are bounded for this z, because its component valuations are finite. The shell sum therefore stabilizes, and the preceding ball inversion proves Equation (6.20).

The exact scalar coefficients in Lemma 6.2 supply the trace marginal in the next section. The nonscalar estimate uses the pointwise decay in Equation (6.16), the inverse supports in Equations (6.17) and (6.18), and the boundary bound in Equation (6.19). In the case g_p=0 and p>5, the last upper bound contains a factor q_\nu^{-1/2} for each actual boundary component where the support permits one fewer power of \mathfrak q_\nu. Once the real boxes are specified, Section 7 combines the supports with the nonzero field norm to restrict the denominator profiles in Poisson summation.

7 Additive distribution of the conductor weights

The factors f_p^* introduced in Section 5 retain the local lattice condition of an order at the primes in S. We now average their product on the real trace plane. The estimate will also permit a residue class at a small modulus prime to S; this is the form needed to average the factors at the remaining primes in Section 8.

Fix a nonzero integer m. In the three real embeddings of F, write z=(z_1,z_2,z_3), so that \Tr z=z_1+z_2+z_3. Choose two distinct indices i,j, a fixed nonnegative function \Phi\in C_c^\infty(\R^2) which is at least one on [-1,1]^2, and a fixed nonnegative \chi\in C_c^\infty(\R) with

\chi(m)=1,\qquad \supp\chi\subset(m-\tfrac13,m+\tfrac13).

For c=(c_i,c_j)\in\R^2 and positive r_i,r_j, put

\phi(z)= \Phi\left(\frac{z_i-c_i}{r_i},\frac{z_j-c_j}{r_j}\right)\chi(\Tr z), \qquad A_\phi=r_i r_j\int_{\R^2}\Phi(u,v)\,du\,dv . \tag{7.1}

Thus A_\phi is the integral of \phi on \Tr z=m, using z_i,z_j as coordinates on that plane. Fix r_*>0, keep r_i,r_j\le r_*, and require the supports of their planar factors to lie in a fixed bounded region. The supports of all the resulting \phi’s then lie in a fixed compact subset \Omega_\infty of \R^3 on which \Tr z stays away from zero. All constants below may depend on m,\Phi,\chi, the upper bound for the scales, and this bounded region. They do not depend on the locations c or on the scales within their specified range.

For p\notin S, the algebra F\otimes\Q_p is unramified and its integral trace map R_{F,p}\to\Z_p is onto. The affine set

\mathcal T_{m,p}=\{z\in R_{F,p}:\Tr z=m\}

is consequently a translate of a free rank-two direct summand of R_{F,p}. A residue class on this set modulo p^a means a translate of p^a\ker(\Tr:R_{F,p}\to\Z_p). Equivalently, if z_p^0\in\mathcal T_{m,p} represents the class, its members satisfy z-z_p^0\in p^aR_{F,p}. There are p^{2a} such classes.

Proposition 7.1 (Additive distribution). There are absolute constants \tau,\theta>0 with the following property. Let K,\OO,F be as in Section 5, put X=[\OO_K:\OO]\sqrt{|\Disc(K)|}, and take S as in that section for the fixed nonzero integer m. In Equation (7.1), choose any two real partition coordinates and scales

X^{-\tau}\le r_i,r_j\le r_*

whose planar supports stay in the fixed bounded region above. Let 1\le l\le X^\theta be prime to every prime in S. For each p\mid l choose any z_p^0\in\mathcal T_{m,p}, specifying a class modulo p^{v_p(l)}. Then

\sum_{\substack{z\in F,\ \Tr z=m\\ z\in R_{F,p}\ (p\notin S)\\ z-z_p^0\in p^{v_p(l)}R_{F,p}\ (p\mid l)}} \phi(z)\prod_{p\in S}f_p^*(z) = A_\phi\,l^{-2}\prod_{p\in S}d_p(m) \bigl(1+O(X^{-\theta})\bigr). \tag{7.2}

Here d_p is the trace density of Lemma 6.2. The error is uniform over all the fields, orders, ordered real embeddings, permitted box locations and scales, moduli l, and chosen residue classes. The implied constant and the lower threshold for X depend only on the fixed real data listed above and on m.

7.1 Finite expansion and Poisson summation

We first assemble the local inverse transforms into a finite global expansion. This is the point at which the fact that the cubic algebra is a field is essential. Let \mathfrak d_F be the different of F, and write \mathfrak d_p=\mathfrak d_F R_{F,p} for its localization. For a choice of denominator shells at the primes of S, write

\mathfrak h=\prod_{p\in S}\mathfrak h_p,\qquad H=\prod_{p\in S}H_p=\Nm\mathfrak h,\qquad G_0=\prod_{p\in S}p^{g_p}.

Local ideals here and below are identified with global ideals supported at the corresponding primes. The functions K_{p,\mathfrak h_p} and their boundary sets \partial_{\mathfrak h_p}(z) are those of Lemma 6.5. Set

\mathscr L_{\mathfrak h}=\{p\in S:g_p>0\text{ or }p\le5\}.

Lemma 7.2 (Global bounds for denominator profiles). For every profile one has

G_0\le [R_F:C_F]\le H G_0. \tag{7.3}

Suppose that z\in F is integral outside S, its real image lies in \Omega_\infty, and \prod_{p\in S}K_{p,\mathfrak h_p}(z)\ne0. Define

T_\partial=T_\partial(\mathfrak h,z) =\prod_{\substack{p\in S\setminus\mathscr L_{\mathfrak h}\\ \mathfrak q\in\partial_{\mathfrak h_p}(z)}} \Nm\mathfrak q ,

where an empty product is one. There is a constant depending only on \Omega_\infty such that

\begin{align*} H&\ll D_FG_0^{24}T_\partial, &T_\partial&\le\left(\prod_{p\in S}p\right)^3, \tag{7.4}\\ \left|\prod_{p\in S}K_{p,\mathfrak h_p}(z)\right| &\ll 8^{|S|}T_\partial^{-1/2}. \tag{7.5}\end{align*}

All such z lie in a fractional R_F-ideal \mathfrak a_{\mathfrak h}, independent of z, with

\Nm(\mathfrak a_{\mathfrak h})^{-1} \le 30^{12}D_FG_0^{24}. \tag{7.6}

Set C_3=371. For all sufficiently large X, depending only on the fixed real data and m, a profile contributing at any such z has H\le X^{C_3}. For these X and every z\in F integral outside S with real image in \Omega_\infty,

\prod_{p\in S}f_p^*(z) =\sum_{\substack{\mathfrak h=(\mathfrak h_p)_{p\in S}\\H\le X^{C_3}}} \prod_{p\in S}K_{p,\mathfrak h_p}(z). \tag{7.7}

The number of profiles in this sum is O_\eta(X^\eta) for every fixed \eta>0, uniformly in the arithmetic data.

Proof. Let M_p=\mathfrak h_p\cap C_{F,p}. The additive lattice identity

[R_{F,p}:C_{F,p}] =[R_{F,p}:C_{F,p}+\mathfrak h_p]\,[\mathfrak h_p:M_p]

has first factor between 1 and [R_{F,p}:\mathfrak h_p]=H_p. The index of C_F is supported on S by Lemma 5.9; multiplying gives Equation (7.3).

At p\in\mathscr L_{\mathfrak h}, the local support is contained in p^{-4(g_p+1)}\mathfrak h_p\mathfrak d_p^{-1}. At every other p\in S, the support loses at most one power of each boundary prime \mathfrak q, and loses no power in the other components. It follows that a supporting z belongs to

\mathfrak b_{\mathfrak h,z} =\mathfrak h\mathfrak d_F^{-1} \prod_{p\in\mathscr L_{\mathfrak h}} (pR_F)^{-4(g_p+1)} \prod_{\substack{p\in S\setminus\mathscr L_{\mathfrak h}\\ \mathfrak q\in\partial_{\mathfrak h_p}(z)}} \mathfrak q^{-1}.

The real trace condition excludes z=0. Since F is a field, its norm is nonzero, and containment of the principal ideal (z) in \mathfrak b_{\mathfrak h,z} gives

|\Nm_{F/\Q}z| =\Nm(\mathfrak b_{\mathfrak h,z}) [\mathfrak b_{\mathfrak h,z}:(z)] \ge \frac{H} {D_FT_\partial\prod_{p\in\mathscr L_{\mathfrak h}}p^{12(g_p+1)}}.

The left side is bounded above on \Omega_\infty. For g_p>0 we have g_p+1\le2g_p; the only additional factors, for g_p=0, are at 2,3,5. Hence

\prod_{p\in\mathscr L_{\mathfrak h}}p^{12(g_p+1)} \le30^{12}G_0^{24}.

This proves the first inequality of Equation (7.4). Each boundary prime occurs once, and \sum_{\mathfrak q\mid p}f_{\mathfrak q}\le \sum_{\mathfrak q\mid p}e_{\mathfrak q}f_{\mathfrak q}=3; this proves the bound for T_\partial. Equation (7.5) is the product of the boundary bounds of Lemma 6.5; its absolute implied constant accounts for the three small primes.

Dropping \mathfrak h_p in the first support condition enlarges that support. In the second, the exponent v_{\mathfrak q}(\mathfrak h_p)-1 at a boundary is nonnegative. Thus every supporting point belongs to the ideal

\mathfrak a_{\mathfrak h} =\mathfrak d_F^{-1} \prod_{p\in\mathscr L_{\mathfrak h}} (pR_F)^{-4(g_p+1)} ,

which gives Equation (7.6).

Lemma 5.9 gives \Delta_F\ll X^{28}, D_F\le\Delta_F, and [R_F:C_F]\le\Delta_F^{1/2}. The definition of S gives \prod_{p\in S}p\ll_m X^2. Equations \text{(7.3)}–\text{(7.4)} therefore give H\ll X^{28+24\cdot14+6}=X^{370}. The fixed implied constant is absorbed by X^{371} for sufficiently large X.

A nonzero field element has nonzero image in every component of F\otimes\Q_p. Lemma 6.6 therefore identifies the density f_p^*(z) with its pointwise finite sum of inverse shells at all the present z. The norm bound just proved excludes every product with H>X^{371}, uniformly in z, and proves Equation (7.7). Finally, for any fixed u>0, Rankin’s inequality bounds the number of profiles with H\le X^{C_3} by

X^{C_3u}\prod_{p\in S}(1-p^{-u})^{-3}.

There are at most three prime-ideal components over each p. The radical bound on S implies |S|=O(\log X/\log\log X), since the product of k distinct primes is at least k!. The displayed Euler product is then X^{o(1)} for fixed u. Taking u arbitrarily small proves the asserted bound for every \eta>0.

We apply this expansion before imposing Poisson summation. For p\notin S let

\eta_{p,l}(z)= \begin{cases} \mathbf 1_{z_p^0+p^{v_p(l)}R_{F,p}}(z),&p\mid l,\\ \mathbf 1_{R_{F,p}}(z),&p\nmid l . \end{cases}

Let \eta_{\mathfrak h,l} be the finite-adelic test function whose local factor is K_{p,\mathfrak h_p} at p\in S and \eta_{p,l} elsewhere. By Lemma 6.5, every K_{p,\mathfrak h_p} is supported on elements of integral trace. The factors outside S are supported in R_{F,p} and also have integral trace. Thus any z\in F with \eta_{\mathfrak h,l}(z)\ne0 has rational trace integral at every finite prime, hence an integer. Only m meets \supp\chi. The finite profile expansion in Lemma 7.2 consequently shows that the left side of Equation (7.2), denoted by \Sigma, equals

\Sigma =\sum_{\substack{\mathfrak h\\H\le X^{C_3}}} S_{\mathfrak h},\qquad S_{\mathfrak h} =\sum_{z\in F}\phi(z)\eta_{\mathfrak h,l}(z). \tag{7.8}

Here C_3=371 is fixed. The preceding lemma makes the profile interchange finite. Each inner sum also has finitely many terms, since its finite conditions place z in a fractional ideal and its real support is compact.

In the local results of Section 6, choose the finite components of the standard character of \mathbb A_\Q/\Q; they all have conductor \Z_p. Compose this global character with the field trace. At a finite place the self-dual measure satisfies \vol(R_{F,p})=|D_F|_p^{1/2}, while at infinity it is Lebesgue measure in the three embeddings. The real covolume of R_F is \sqrt{D_F} and \prod_p\vol(R_{F,p})=D_F^{-1/2}. Thus the diagonal copy of F has covolume one for these measures. Write

\widehat\phi(A)=\int_{\R^3}\phi(z)\psi_\infty(\Tr(Az))\,dz

for the real transform. Field Poisson summation in this normalization [26, Section 4.2, Lemma 4.2.4] gives

S_{\mathfrak h} =\sum_{A\in F}\widehat\phi(A) \widehat\eta_{\mathfrak h,l}(A),\qquad \widehat\eta_{\mathfrak h,l}(A) =\prod_{p\in S}\gamma_{p,\mathfrak h_p}(A) \prod_{p\notin S}\widehat\eta_{p,l}(A). \tag{7.9}

Here \gamma_{p,\mathfrak h_p} is the shell restriction of \gamma_p, extended by zero, and hats use the chosen character. Each finite test is Schwartz–Bruhat, so the formula is also ordinary lattice Poisson summation with congruence classes. At p\notin S, trace duality is unimodular and

\widehat\eta_{p,l}(A) =p^{-3v_p(l)} \psi_p(\Tr(Az_p^0)) \mathbf 1_{p^{-v_p(l)}R_{F,p}}(A) \quad (p\mid l);

for p\nmid l it is \mathbf 1_{R_{F,p}}. In particular every such transform is bounded in absolute value by one. The finite Fourier factors in Equation (7.9) are supported on the fractional ideal

\Gamma_{l,\mathfrak h}=l^{-1}\mathfrak h^{-1},\qquad P=l^3H, \qquad \Nm(\Gamma_{l,\mathfrak h})=P^{-1}. \tag{7.10}

The following elementary geometry of this ideal will be used both to count frequencies and to express the local congruences in global integer coordinates.

Lemma 7.3 (Lattice bounds for a cubic ideal). Let \mathfrak a be a fractional ideal of a totally real cubic field of discriminant D_F, and write \Nm(\mathfrak a)=P^{-1} with P>0. Let B_Y=\{x\in\R^3:\|x\|\le Y\}. In embedding coordinates it has covolume \sqrt{D_F}/P, first Euclidean minimum \gg P^{-1/3}, and, for Y>0,

\#\{A\in\mathfrak a:\|A\|\le Y\} \ll 1+YP^{1/3}+Y^2P^{2/3}+\frac{Y^3P}{\sqrt{D_F}} . \tag{7.11}

There is a \Z-basis b_1,b_2,b_3 of \mathfrak a in which every A=\sum n_i b_i with \|A\|\le Y satisfies

|n_i|\ll YP^{1/3}\quad(1\le i\le3).

All constants here are absolute.

Proof. The covolume formula follows from the discriminant. For 0\ne A\in \mathfrak a, containment (A)\subset\mathfrak a implies |\Nm_{F/\Q}A|\ge \Nm\mathfrak a=P^{-1}. The product inequality in three real coordinates gives |\Nm A|\le(\|A\|/\sqrt3)^3, proving the first-minimum bound.

Let \lambda_1\le\lambda_2\le\lambda_3 be the Euclidean successive minima. A lattice in fixed dimension has a basis of bounded orthogonality defect, by Mahler’s basis theorem [15, Section 2, Theorem 1]. For such a basis, order its lengths increasingly and write its defect as \omega=\prod_i\|b_i\|/\covol(\mathfrak a)\ll1. Cramer’s rule and Hadamard’s inequality bound the norm of the i-th coordinate functional by \omega/\|b_i\|. Since \|b_i\|\ge\lambda_i, counting its possible integer coordinates gives

\#(\mathfrak a\cap B_Y)\ll \prod_{i=1}^3(1+Y/\lambda_i).

Minkowski’s second theorem for the Euclidean ball, in the formulation of [28, Theorem 4.3], gives \lambda_1\lambda_2\lambda_3\asymp\covol(\mathfrak a). Expanding the last product, using \lambda_2\ge\lambda_1, and inserting the first-minimum and covolume bounds proves Equation (7.11). The same coordinate functional bound with \|b_i\|\ge\lambda_1 proves the final assertion.

7.2 The nonscalar contribution

Scalar frequencies A\in\Q\subset F in Equation (7.9) record only the trace. The main work is to show that the remaining frequencies contribute an absolute power saving. We prove that estimate before evaluating the scalar terms.

Lemma 7.4 (Nonscalar contribution). There are absolute \tau,\theta,\epsilon_F>0, with \epsilon_F>2\tau+3\theta, such that for C_3=371 and the data of Proposition 7.1 with these \tau,\theta,

\sum_{\substack{\mathfrak h\\H\le X^{C_3}}} \left| \sum_{A\in F\setminus\Q} \widehat\phi(A)\widehat\eta_{\mathfrak h,l}(A) \right| \ll X^{-\epsilon_F}. \tag{7.12}

The constants have the same uniformity as in that proposition.

Proof. We use \lambda=1/3. Lemma 5.9, which gives \Delta_F\ge X^{1/2}/2, implies

\Delta_F\ge X^\lambda \tag{7.13}

for all sufficiently large X.

After bounding the real Fourier tail, we split according to the field discriminant. If D_F is large, comparing it with the discriminant of the order generated by a retained nonscalar frequency after clearing its denominators forces H large. Otherwise the lower bound for \Delta_F makes the index [R_F:C_F] large. For profiles with small G_0, this forces H large; inverse support and boundary decay then bound the possibly signed original sum S_{\mathfrak h}. Poisson expresses its full nonscalar Fourier sum as S_{\mathfrak h} minus the separately estimated scalar series. For profiles with large G_0, the inverse depths attached to each frequency and its chosen shifts provide either sufficient pointwise decay or congruences; in the latter range a further discriminant comparison supplies the required denominator size.

The positive exponents d,e,e_1,e_2,w,\theta,\tau below will be fixed at the end of the proof; put Y=X^w and s=w+\theta.

First the frequencies outside \|A\|\le Y can be discarded. For every fixed integer r\ge0, integration by parts in the fixed real coordinates gives, uniformly over the box family,

|\widehat\phi(A)|\ll_r X^{r\tau}(1+\|A\|)^{-r}. \tag{7.14}

Indeed each derivative of order r costs at most a constant times X^{r\tau}, and all supports are in one compact set. Lemma 6.5 and the bounds for p\notin S give |\widehat\eta_{\mathfrak h,l}(A)|\ll H^{-1}. The first-minimum bound also gives the rough count \#(\Gamma_{l,\mathfrak h}\cap B_R)\ll(1+RP^{1/3})^3. For R\ge Y\ge1 this is O(R^3P), since P=l^3H\ge1. Dyadic summation of Equation (7.14), for r>3, yields

\sum_{\substack{A\in F\\\|A\|>Y}} |\widehat\phi(A)\widehat\eta_{\mathfrak h,l}(A)| \ll_r X^{r\tau}l^3Y^{3-r} \le X^{r\tau+3\theta+w(3-r)}\,O_r(1). \tag{7.15}

This also proves absolute convergence in Equation (7.9). The profile count costs only X^{o(1)}. When bounding Fourier terms directly, we may therefore restrict to the ball and use the uniform bound |\widehat\phi|\ll1 there.

Suppose first that D_F\ge X^d. A nonscalar A generates F, since the field has degree three. Moreover HR_F\subset\mathfrak h: the integer H=|R_F/\mathfrak h| annihilates this finite group. Thus lHA\in R_F for A\in\Gamma_{l,\mathfrak h}. The discriminant of the order \Z[lHA] is a positive integer multiple of D_F, whereas the product of the squared differences of its three real conjugates is O((lHY)^6). Existence of a nonscalar frequency in the ball therefore implies

D_F\ll(lHY)^6,\qquad H\gg X^{d/6-s}.

Apply Equation (7.11) to \Gamma_{l,\mathfrak h} and multiply it by H^{-1}. The four resulting terms are bounded by constants times

X^{-d/6+s} +X^{-d/9+5s/3} +X^{-d/18+7s/3} +X^{-d/2+3s}. \tag{7.16}

All have a fixed power saving once s<d/100. If the ball contains no nonscalar frequency there is nothing to count for that profile.

We now assume D_F<X^d. When d\le\lambda/3, Equation (7.13) gives

[R_F:C_F]=(\Delta_F/D_F)^{1/2}\ge X^{\lambda/3}.

Profiles with G_0\le X^e are best estimated in their original form S_{\mathfrak h}. Equation (7.3) implies H\ge X^{\lambda/3-e}. All supporting points lie in \mathfrak a_{\mathfrak h}, whose reciprocal norm is O(D_FG_0^{24}) by Equation (7.6). The first-minimum bound of Lemma 7.3, applied in the fixed real region, gives O(D_FG_0^{24}) possible points. At each such point, Equations \text{(7.4)}–\text{(7.5)} give

\left|\prod_{p\in S}K_{p,\mathfrak h_p}(z)\right| \ll X^{o(1)} \left(\frac{D_FG_0^{24}}{H}\right)^{1/2}.

Here and below X^{o(1)} denotes O_\eta(X^\eta) for every fixed \eta>0, uniformly in the arithmetic data; it includes factors 8^{|S|}. It follows that

|S_{\mathfrak h}| \ll X^{-\lambda/6+(3/2)d+(73/2)e+o(1)}. \tag{7.17}

The use of the original sum has gained the boundary factor from the inverse transform. It remains to check that its scalar portion is small as well, so that this bounds the nonscalar portion.

If a rational scalar has denominator p^k at p, its denominator ideal in R_{F,p} is p^kR_{F,p}; its component exponents are e_{\mathfrak q}k, so its norm is p^{3k}, including at ramified primes. Thus a scalar in this profile has its S-part denominator t=H^{1/3}, or the profile contains no scalar. Its denominator away from S divides l, so there are O(1+YlH^{1/3}) such rationals in the ball. Their absolute contribution is at most

O\bigl(H^{-1}+YlH^{-2/3}\bigr). \tag{7.18}

By H\ge X^{\lambda/3-e} this also saves a power for the choices below. Equation (7.9) expresses the full dual sum as S_{\mathfrak h}. Subtracting its scalar frequencies in the ball and using Equation (7.15) for the scalar tail therefore bounds the full nonscalar sum for these profiles by Equations (7.17)–(7.18) and the tail. No positivity of an individual inverse shell is needed.

It remains to treat D_F<X^d and G_0>X^e. For each frequency in the denominator shell of the profile choose at each p\in S one of the shifts s_p of Lemma 6.3, and write

\alpha_p=A+s_p,\qquad \beta_p=\alpha_p^{-1},\qquad J=\prod_{p\in S}p^{j_p},

where j_p is the least nonnegative integer with p^{j_p}\beta_p\in C_{F,p}. All sums involving J below are over frequencies in this profile. The pointwise local estimate now reads

|\widehat\eta_{\mathfrak h,l}(A)| \ll H^{-1}J^{-1/2}.

For frequencies with J\ge X^{e_2}, the rough lattice count immediately gives

\sum_{\substack{\|A\|\le Y\\J\ge X^{e_2}}} |\widehat\phi(A)\widehat\eta_{\mathfrak h,l}(A)| \ll \frac{(1+YP^{1/3})^3}{H}\,X^{-e_2/2} \ll X^{3s-e_2/2}. \tag{7.19}

We used H,l,Y\ge1. This leaves J<X^{e_2}, where the extra factor in the Fourier bound may be too small. The order discriminant then forces a large denominator ideal, and the definition of j_p supplies congruences among its possible frequencies.

For a nonscalar A let \operatorname{disc}(A)=\Disc(1,A,A^2)\in\Q^\times. The equality F=\Q[A] remains F\otimes\Q_p=\Q_p[A] after tensoring. Shifting by a scalar and inverting an element with nonzero components preserve the generated algebra, so p^{j_p}\beta_p generates F\otimes\Q_p. The full-rank order \Z_p[p^{j_p}\beta_p] is contained in C_{F,p}. The identities

\operatorname{disc}(\beta_p) =\frac{\operatorname{disc}(A)} {\Nm_{F_p/\Q_p}(\alpha_p)^4}, \qquad \operatorname{disc}(p^{j_p}\beta_p) =p^{6j_p}\operatorname{disc}(\beta_p)

follow by taking the three differences of conjugates and by scaling. Discriminant divisibility therefore gives

v_p(\operatorname{disc}(A)) -4v_p(\Nm\alpha_p)+6j_p\ge v_p(\Delta_F).

The shift lemma says v_p(\Nm\alpha_p)=-\log_pH_p for p>5, and differs from this by at most three at 2,3,5. For p\notin S, lA is integral and C_{F,p}=R_{F,p} is unramified, so v_p(\operatorname{disc}(A))\ge-6v_p(l). Combining these valuation bounds for the nonzero rational \operatorname{disc}(A), with only an absolute factor from 2,3,5, gives

Y^6\gg |\operatorname{disc}(A)| \gg \Delta_F\,J^{-6}H^{-4}l^{-6}. \tag{7.20}

The first inequality uses \|A\|\le Y. Thus for J<X^{e_2}, Equations \text{(7.13)} and \text{(7.20)} imply

H\gg X^{\lambda/4-(3/2)(s+e_2)}. \tag{7.21}

In particular, once s+e_2<\lambda/12 with a margin, every nonscalar frequency under consideration has H\ge X^{\lambda/8} for large X.

For the remaining count, group frequencies according to their j_p’s and the chosen s_p’s. The number of exponent lists with J<X^{e_2} is X^{o(1)}, by the same Rankin argument as for profiles; the bounded lists of shifts cost 4^{|S|}=X^{o(1)}. Groups containing no nonscalar frequency contribute zero and are omitted. Fix one of the other groups. Apply the basis part of Lemma 7.3 to \Gamma_{l,\mathfrak h}. All frequencies in the ball have integer coordinates in a cube [-L,L]^3, where we choose L comparable to the upper bound YP^{1/3}. This choice, together with Equation (7.21), gives

L\asymp YP^{1/3},\qquad L\gg X^{\lambda/24},\qquad L^3/H\ll X^{3s}. \tag{7.22}

At p\in S choose a generator i_p of the maximal-order ideal \mathfrak h_p, and set x=i_p(A+s_p). Localizing the global basis of \Gamma_{l,\mathfrak h} at p, then multiplying it by i_p, gives a \Z_p-basis of R_{F,p}, because p\nmid l. Accordingly the map from the three integer coordinates to x is an affine \operatorname{GL}_3(\Z_p) change of coordinates. This statement holds also for a product of ramified local fields.

Smith normal form for \mathfrak h_p\cap C_{F,p} inside \mathfrak h_p gives a primitive linear form \ell_p:R_{F,p}\to\Z_p, meaning that its image is \Z_p, and an integer g_p'\ge g_p/3 such that

\ell_p\bigl(i_p^{-1}(\mathfrak h_p\cap C_{F,p})\bigr) \subset p^{g_p'}\Z_p.

Indeed the three elementary-divisor exponents sum to g_p, and we use the coordinate with largest exponent. If p>5, the shift lemma makes x a unit and \beta_p=i_px^{-1}\in\mathfrak h_p. The condition p^{j_p}\beta_p\in C_{F,p} implies

\ell_p(x^{-1})\equiv0\pmod {p^k} \quad\text{for every }1\le k\le(g_p'-j_p)_+. \tag{7.23}

Inversion permutes the units in the finite algebra R_{F,p}/p^kR_{F,p}. A primitive linear form has p^{2k} zeros among the p^{3k} additive residues. Thus the unit condition and Equation (7.23) retain at most the fraction p^{-k} of all residues modulo p^k. Nilpotents in the finite algebra do not affect this argument.

For p=2,3,5, the shift lemma gives x\in R_{F,p} and x^{-1}\in p^{-1}R_{F,p}. Put y=p x^{-1}. Then p^{j_p}i_py=p(p^{j_p}\beta_p) still lies in \mathfrak h_p\cap C_{F,p}, and the congruence in Equation (7.23) holds for y in place of x^{-1}. On the permitted locus the inverse identities

y(x)-y(x')=p x^{-1}(x'-x)(x')^{-1},\qquad x-x'=p^{-1}x\bigl(y(x')-y(x)\bigr)x'

show respectively that x\bmod p^{k+1} determines y\bmod p^k, and that a fixed residue of y\bmod p^k confines x to one residue modulo p^{k-1}. The permitted locus has v_{\mathfrak q}(x)=0 on the pole components and 0\le v_{\mathfrak q}(x)\le e_{\mathfrak q} on the other components. These conditions are determined modulo p^2, since a change in p^2R_{F,p} has component valuation at least 2e_{\mathfrak q}. At modulus p^{k+1}, each of the at most p^{2k} residues in the linear kernel therefore allows at most p^6 residues of x. The retained fraction is at most p^{3-k}, hence O(p^{-k}) with an absolute constant at these three primes. This proves the required congruence fraction with only one extra power of a small prime in its modulus.

Write a_p=(g_p'-j_p)_+. The available congruence powers satisfy

\prod_{p\in S}p^{a_p} \ge G_0^{1/3}/J > X^{e/3-e_2}. \tag{7.24}

We will choose e/3-e_2>2e_1. If every prime with a_p>0 is at most X^{e_1}, multiply available factors p, one at a time, until their product M_1 first reaches X^{e_1/2}. Equation \text{(7.24)} ensures this is possible, and

X^{e_1/2}\le M_1\le X^{3e_1/2}<X^{2e_1}.

Impose just the corresponding congruences. The Chinese remainder theorem combines their retained fractions into O(M_1^{-1}). Their joint modulus is M_1 times at most 2\cdot3\cdot5, because only the small-prime tests need one extra power. The affine integral coordinate changes above preserve these fractions in the global coordinates. If 2e_1<\lambda/24, this joint modulus is o(L) by Equation (7.22). Counting each admissible residue class in the cube then gives

O(L^3/M_1)=O(L^3X^{-e_1/2}) \tag{7.25}

possible frequencies.

Otherwise some available prime satisfies p>X^{e_1}; for large X it exceeds 5. Use its congruence modulo p. Set B=R_{F,p}/pR_{F,p}, a three-dimensional commutative \mathbf F_p-algebra, possibly with nilpotents, and reduce \ell_p modulo p. Choose an \mathbf F_p-basis of B and let x be the universal element of B\otimes_{\mathbf F_p}\mathbf F_p[X_1,X_2,X_3] in this basis. Let M_x be its multiplication matrix and put \mathcal N_B(x)=\det M_x. This is a nonzero polynomial of degree three, since \mathcal N_B(1)=1. On the unit open set \mathcal N_B\ne0,

\ell_p(x^{-1})=\frac{P_\ell(x)}{\mathcal N_B(x)},\qquad P_\ell(x)=\ell_p\bigl(\operatorname{adj}(M_x)1_B\bigr),

where P_\ell has degree at most two. This numerator is nonzero. Indeed the affine space parametrizing elements of the vector space B has coordinate ring \mathbf F_p[X_1,X_2,X_3], which is a domain even when multiplication in B has nilpotents. The unit open set is dense, and inversion is an automorphism of that open set. The nonzero linear polynomial \ell_p stays nonzero on the open set and after composition with inversion. The displayed formula, or injectivity of localization at \mathcal N_B, then forces P_\ell\ne0. The affine \operatorname{GL}_3(\mathbf F_p) change from global lattice coordinates preserves nonvanishing.

Let N_L=2\lfloor L\rfloor+1\asymp L be the number of possible integers in one coordinate of the cube. A nonzero polynomial of bounded degree has O(N_L^2) zeros on a product of three residue intervals of length N_L<p; this follows by induction on the number of variables, viewing it as a polynomial in the last variable and bounding the slices on which all its coefficients vanish. If N_L\ge p, partition the cube into boxes of side at most p and use the same bound there. The number of global integer coordinates satisfying P_\ell=0\bmod p is consequently

O\bigl(L^3/p+L^2\bigr) =O\bigl(L^3(X^{-e_1}+X^{-\lambda/24})\bigr). \tag{7.26}

This bounds the subset for which x is a unit as well. Multiplying Equations \text{(7.25)}–\text{(7.26)} by H^{-1}, and using Equation (7.22), gives respectively the bounds

O(X^{3s-e_1/2}),\qquad O(X^{3s-e_1}+X^{3s-\lambda/24})

for the fixed group of j_p’s and shifts. Their X^{o(1)} number is harmless once these exponents are negative with a margin. This completes the count of nonscalar frequencies in the ball.

We finish by making the parameter choices and all margins explicit. Put \lambda_0=\min(\lambda,1) and take

\begin{aligned} d=e&=\frac{\lambda_0}{1000},& e_1&=\frac e{100},& e_2&=\frac{e_1}{100},\\ w&=\frac{e_2}{100},& \theta=\tau&=\frac w{100},& \epsilon_F&=\frac{e_2}{4}. \end{aligned} \tag{7.27}

Then s=101e_2/10000,

s<d/100,\quad d<\lambda/3,\quad e/3-e_2>2e_1,\quad 2e_1<\lambda/24,\quad s+e_2<\lambda/12.

The saving in Equation (7.17) is at least

\lambda/6-(3/2)d-(73/2)e \ge (1/6-0.038)\lambda_0,

and Equation (7.18) has a still larger margin than \epsilon_F, since e\le\lambda/1000. All four exponents in Equation (7.16) also have margins at least 29d/900>\epsilon_F, by s<d/100. Among the remaining ball estimates the smallest margin is in Equation (7.19), namely

e_2/2-3s=\frac{4697}{10000}e_2>\epsilon_F;

the congruence margins e_1/2-3s, e_1-3s, and \lambda/24-3s are larger. With r=100, the exponent in Equation (7.15) is

r\tau+3\theta+w(3-r)=-\frac{9597}{10000}e_2.

All X^{o(1)} costs from profiles, shifts, and exponent lists can thus be absorbed while retaining \epsilon_F=e_2/4. This proves Equation (7.12). Finally 2\tau+3\theta=e_2/2000<\epsilon_F, as asserted.

7.3 The scalar term and completion

Proof of Proposition 7.1. Use the constants in Equation (7.27). Equations (7.8) and \text{(7.9)}, together with Lemma 7.4, leave the scalar frequencies with absolute error O(X^{-\epsilon_F}). We first remove the profile cutoff from those frequencies.

For a\in\Q, let t=\prod_{p\in S}p^{\max(0,-v_p(a))} be its S-part denominator, with t=1 for a=0. As noted above, its unique profile has H=t^3. Lemma 6.2 gives the exact product \prod_{p\in S}\gamma_p(a)=t^{-3}, including at 2,3,5. The other denominator divides l, so all such scalars with a given t lie in (tl)^{-1}\Z. The change of real variables (z_i,z_j,z_k)\mapsto(z_i,z_j,\Tr z) has absolute Jacobian one. Writing \mathbf 1=(1,1,1), it gives the exact identity

\widehat\phi(a\mathbf 1)=A_\phi\,\widehat\chi(a).

For any fixed r>1, rapid decay of the fixed function \chi implies \sum_{n\in\Z}|\widehat\chi(n/(tl))|\ll_r tl. The scalars omitted by H\le X^{C_3} therefore contribute at most

\sum_{t>X^{C_3/3}}t^{-3} \sum_{n\in\Z}|\widehat\phi((n/(tl))\mathbf 1)| \ll A_\phi\,l\,X^{-C_3/3}. \tag{7.28}

We have enlarged the set of t’s to all positive integers, which is an upper bound. With C_3=371, this is O(X^{-\epsilon_F}), since A_\phi\ll1, l\le X^\theta, and 371/3-\theta>\epsilon_F. The same calculation without the cutoff proves absolute convergence of the unrestricted scalar series.

That series is one-dimensional Poisson summation for the trace marginals. At infinity the marginal is A_\phi\chi(t). At p\in S it is d_p(t)\mathbf 1_{\Z_p}(t). At p\mid l, the onto integral trace map and two kernel coordinates show that the indicator z_p^0+p^{v_p(l)}R_{F,p} has trace density

p^{-2v_p(l)}\mathbf 1_{m+p^{v_p(l)}\Z_p}(t)

with respect to Haar measure of mass one on \Z_p. At every other finite prime the marginal is \mathbf 1_{\Z_p}. Their Fourier transforms at a rational a are exactly the finite factors in Equation (7.9) evaluated at the scalar a, because \Tr(az)=a\Tr z.

For completeness, this one-dimensional application of Poisson does not require a smoothness assumption on d_p. Its Fourier coefficients on \Q_p/\Z_p of denominator p^k are p^{-3k}, and there are p^k-p^{k-1} such characters. Their absolute sum is finite. Truncating each expansion gives a compactly supported locally constant density on \Z_p, to which Poisson applies. The densities converge uniformly by Lemma 6.2, and the preceding absolute scalar bound permits passage to the limit on the Fourier side. On the original side, the finite marginals force the rational trace to be an integer. Only m meets the real cutoff. Hence the unrestricted scalar contribution is precisely

A_\phi\,l^{-2}\prod_{p\in S}d_p(m).

Lemma 6.2 bounds the product of d_p(m) above and below by positive absolute constants. Also A_\phi\gg X^{-2\tau} by Equation (7.1), and l^{-2}\ge X^{-2\theta}. Dividing the combined absolute error O(X^{-\epsilon_F}) by the main term therefore costs at most O(X^{2\tau+2\theta}). Since \epsilon_F>2\tau+3\theta, the relative error is O(X^{-\theta}). Every estimate used fixed real derivative and support bounds and constants independent of the fields, orders, residues, and box locations and scales. This proves Equation (7.2) with its stated uniformity.

8 Averaging the unramified factors

Proposition 7.1 distributes the nonnegative mass \phi(z)\prod_{p\in S}f_p^*(z) among residue classes at primes outside S. To prove Theorem 5.2, we must insert the remaining factors b_p(z) while retaining their local means. Some of those means are less than one, so the argument must also keep track of the probability that a prime does not divide any component of z. We first obtain a weighted sieve estimate with this feature and then combine its local means with the Euler factors in Proposition 5.7.

8.1 Residue functions and the local bounds

Fix m\in\Z\setminus\{0\} and a bounded region of the real trace-m plane. Throughout the sieve argument, \phi is one of the nonnegative smooth box functions in Proposition 7.1, with its planar support in this region. Its two scales lie between X^{-\tau} and fixed constants. Define a measure on F by

\nu_\phi =\sum_{\substack{z\in F,\ \Tr z=m\\z\text{ integral outside }S}} \phi(z)\prod_{p\in S}f_p^*(z)\,\delta_z, \qquad V_\phi=A_\phi\prod_{p\in S}d_p(m). \tag{8.1}

Here \delta_z is unit point mass at z. All its coefficients are nonnegative, and Proposition 7.1 with modulus one gives a finite total mass. Lemma 6.2 gives

V_\phi\asymp A_\phi \tag{8.2}

uniformly in S: for large primes the logarithms of d_p(m)=1+O(p^{-2}) have an absolutely convergent sum, and the finitely many small-prime densities have uniform positive upper and lower bounds.

For a positive integer l prime to every prime of S, the integral trace-m coset has l^2 residue classes modulo l in its two integral coordinates. Write \E_l W for the uniform mean of a function W on these classes, and also write W(z) for its pullback to points integral outside S.

Lemma 8.1 (Nonnegative residue functions). With \phi and V_\phi as in Equation (8.1), let 1\le l\le X^\theta be an integer prime to every prime of S. For every nonnegative function W on the residue classes of the integral trace-m coset modulo l,

\int W\,d\nu_\phi =V_\phi\E_l W+O\bigl(V_\phi X^{-\theta}\E_l W\bigr). \tag{8.3}

The implied constant is uniform in the fields, orders, embedding orderings, permitted box locations and scales, l, and W. It may depend on m, the fixed bounded region, and the fixed smooth box function.

Proof. For each residue class a, Equation (7.2) gives

\nu_\phi(a)=V_\phi l^{-2}(1+\epsilon_a), \qquad |\epsilon_a|\le C_{\mathrm{add}}X^{-\theta},

with the same C_{\mathrm{add}} for every a and l in the stated range. Multiply by W(a) and sum. Since W(a)\ge0, the absolute value of the summed error is at most C_{\mathrm{add}}V_\phi X^{-\theta}l^{-2}\sum_a W(a) =C_{\mathrm{add}}V_\phi X^{-\theta}\E_l W. This also covers \E_l W=0. In particular the error retains the local mean even when that mean is very small.

We recall the information about the functions to be inserted. For p\notin S, let \E_p and \P_p denote expectation and probability for normalized additive Haar measure on \{z\in R_{F,p}:\Tr z=m\}. On R_{F,p}\cap F_p^\times, recall that n_p(z)=\max_{\mathfrak q\mid p}v_{\mathfrak q}(z) is the largest component valuation, with v_{\mathfrak q}(p)=1; see Equation (5.20). On the null set where a component vanishes, keep the convention n_p=\infty, b_p=0. Lemma 5.6 permits one fixed integer C\ge1 such that, on the nonvanishing locus,

\begin{align*} &b_p\ge0,\qquad b_p=1\ \text{if }n_p=0,\qquad b_p\le C(1+n_p)^C,\tag{8.4}\\ &\P_p(n_p\ge j)\le Cp^{-j}\quad(j\ge1),\qquad \vartheta_p:=\P_p(n_p\ge1)\le C/p,\quad \vartheta_p\le\tfrac12. \tag{8.5}\end{align*}

The event \{n_p\ge j\} and the function b_p\mathbf 1_{\{n_p=j\}} are determined by the two integral coordinates modulo p^{C(j+1)} for every integer j\ge1. They have extensions defined by congruence classes on the whole local coset, agreeing with their values at every global point. A prime with n_p(z)\ge1 will be called active at z. In particular,

\E_p b_p\ge1-\vartheta_p\ge\tfrac12. \tag{8.6}

Lemma 5.10 places the support of \nu_\phi in the trace-m coset of (C_F^\sharp)^\vee. On this support all n_p(z), p\notin S, are finite. The lemma’s norm and depth conclusions bound the product of the depth factors by O(X^{84}) in our fixed bounded real region. Thus, for a fixed B>84 and all sufficiently large X,

\prod_{p\notin S}p^{n_p(z)}\le X^B \qquad\bigl(\nu_\phi(\{z\})>0\bigr). \tag{8.7}

Two consequences will be used repeatedly. There is a fixed A_0>1 such that b_p(z)\le A_0^{n_p(z)}. This follows from Equation (8.4) for n_p\ge1, since \sup_{j\ge1}(C(1+j)^C)^{1/j}<\infty, and from b_p=1 at depth zero. Also, with

\mathcal W(z)=\prod_{p\notin S}b_p(z),

the product is finite on the support of \nu_\phi and satisfies

\mathcal W(z)\ll_\epsilon X^\epsilon \qquad(\epsilon>0). \tag{8.8}

Indeed, for any t>0, the inequality C(1+j)^C\le p^{tj} holds for all j\ge1 once p is sufficiently large. For each of the remaining finitely many primes it holds with a constant factor independent of j. Multiplying these inequalities and using Equation (8.7), with t=\epsilon/B, proves Equation (8.8). All constants here are uniform in the arithmetic data and in the permitted boxes.

Proposition 8.2 (Weighted averaging). For the measure \nu_\phi in Equation (8.1), there is a fixed \delta>0 such that

\int\mathcal W(z)\,d\nu_\phi(z) \ll V_\phi\prod_{\substack{p\le X^\delta\\p\notin S}}\E_p b_p. \tag{8.9}

The choice of \delta and the implied constant are independent of the field, order, embedding ordering, and the permitted box location and scales. They may depend on m, the fixed bounded real region, and the fixed smooth box function.

The proof first counts bounded products of prescribed positive depths, while requiring inactivity at any other chosen small primes. The inactivity condition preserves the factors in Equation (8.6). We then bound the contribution of two exceptional sets of points and truncate the remaining depth products within the modulus range of Lemma 8.1.

8.2 Prescribed depths and inactive primes

Write \mathcal P_y=\{p\le y:p\notin S\}. Chebyshev’s estimate \sum_{p\le y}(\log p)/p\ll\log y and Equation (8.5) give a fixed C_*\ge1 such that

\sum_{p\in\mathcal P_y}\vartheta_p\log p\le C_*\log y \qquad(y\ge2).

Choose fixed positive parameters satisfying

20(C+1)\eta<\theta,\qquad 0<\delta<\min\{\eta/4,\eta/(4C_*)\}, \qquad T_0=X^\eta,\quad Y=X^\delta. \tag{8.10}

Here T_0 truncates the squarefree Selberg divisors and is the stopping threshold for depth products, whose crossing prefixes may reach T_0^2; Y bounds the small primes outside S handled by the sieve. For every \mathcal I\subset\mathcal P_Y, Mertens’ estimate and -\log(1-\vartheta_p)\le2\vartheta_p\le2C/p give, for a fixed C_1,

\prod_{p\in\mathcal I}(1-\vartheta_p) \gg(\log X)^{-C_1}. \tag{8.11}

The bound is uniform in the subset \mathcal I and in S.

Lemma 8.3 (Prescribed depths and inactive primes). Let \mathcal A,\mathcal I be disjoint subsets of \mathcal P_Y, and assign an integer j_p\ge1 to each p\in\mathcal A. Suppose that \prod_{p\in\mathcal A}p^{j_p}\le T_0^2. Then

\int \prod_{p\in\mathcal A} b_p\mathbf 1_{\{n_p=j_p\}} \prod_{p\in\mathcal I}\mathbf 1_{\{n_p=0\}}\, d\nu_\phi \ll V_\phi \prod_{p\in\mathcal A}\E_p \bigl(b_p\mathbf 1_{\{n_p=j_p\}}\bigr) \prod_{p\in\mathcal I}(1-\vartheta_p). \tag{8.12}

The constant is uniform in the two subsets and all their assigned depths.

Proof. We use the Selberg upper-bound square [22]; see also [11, Chapter 21]. Its calculation is included because the relative error in Lemma 8.1 must preserve the assigned means. If \vartheta_p=0, the activity event at p is a union of residue classes of Haar measure zero, hence is empty on global points. Such a prime can be removed from \mathcal I. For the remaining primes put

\vartheta(d)=\prod_{p\mid d}\vartheta_p,\qquad h(d)=\prod_{p\mid d}\frac{\vartheta_p}{1-\vartheta_p}

for squarefree d supported on \mathcal I. Both functions take value one at d=1. Let \mathcal D be the set of those integers with d\le T_0, and put \mathcal H=\sum_{d\in\mathcal D}h(d).

For coefficients \lambda_d supported on \mathcal D with \lambda_1=1, the square

\left(\sum_{d\in\mathcal D}\lambda_d \prod_{p\mid d}\mathbf 1_{\{n_p\ge1\}}\right)^2

majorizes the indicator that every prime of \mathcal I is inactive. Its expectation in the independent product of the local probability spaces is

\sum_{d,e\in\mathcal D}\lambda_d\lambda_e\vartheta([d,e]) =\sum_{l\in\mathcal D}\frac1{h(l)} \left(\sum_{\substack{d\in\mathcal D\\l\mid d}} \lambda_d\vartheta(d)\right)^2. \tag{8.13}

Here [d,e] denotes the least common multiple. The identity follows by expanding the right side and using \vartheta([d,e]) =\vartheta(d)\vartheta(e)\sum_{l\mid(d,e)}h(l)^{-1}.

The set \mathcal D is closed under divisors. Finite Möbius inversion therefore permits the choice

\sum_{\substack{d\in\mathcal D\\l\mid d}}\lambda_d\vartheta(d) =\frac{\mu_{\mathrm{Mob}}(l)h(l)}{\mathcal H}, \qquad l\in\mathcal D,

where \mu_{\mathrm{Mob}} is the Möbius function. Explicitly,

\lambda_d= \frac{\mu_{\mathrm{Mob}}(d)h(d)} {\vartheta(d)\mathcal H} \sum_{\substack{r\le T_0/d\\(r,d)=1\\dr\in\mathcal D}}h(r).

Consequently \lambda_1=1, the value of Equation (8.13) is \mathcal H^{-1}, and

|\lambda_d| \le\frac{h(d)}{\vartheta(d)} =\prod_{p\mid d}(1-\vartheta_p)^{-1} \le2^{\omega(d)}\le T_0. \tag{8.14}

To estimate \mathcal H, give every squarefree integer supported on \mathcal I probability proportional to h(d), without the bound d\le T_0. In this finite product distribution, prime p is selected with probability \vartheta_p. Thus

\E\log d=\sum_{p\in\mathcal I}\vartheta_p\log p \le C_*\log Y<\tfrac14\log T_0.

Markov’s inequality shows that at least half the mass lies at d\le T_0. It follows that

\mathcal H\ge\tfrac12\prod_{p\in\mathcal I}(1+h(p)), \qquad \mathcal H^{-1}\le2\prod_{p\in\mathcal I}(1-\vartheta_p). \tag{8.15}

It remains to average this square against \nu_\phi together with the assigned weights. Write

A_{\mathcal A}= \prod_{p\in\mathcal A}\E_p \bigl(b_p\mathbf 1_{\{n_p=j_p\}}\bigr).

The assigned weight is defined modulo

\prod_{p\in\mathcal A}p^{C(j_p+1)} \le\left(\prod_{p\in\mathcal A}p^{j_p}\right)^{2C} \le T_0^{4C}.

For a pair d,e\in\mathcal D, its activity indicators require only the additional modulus [d,e]^{2C}\le T_0^{4C}. The two prime sets are disjoint, so the total modulus is at most

T_0^{8C}\le X^\theta \tag{8.16}

and is prime to every prime of S. The function before multiplication by \lambda_d\lambda_e is nonnegative, and its residue mean is A_{\mathcal A}\vartheta([d,e]) by the Chinese remainder theorem. Lemma 8.1 therefore gives the corresponding main term V_\phi A_{\mathcal A}\vartheta([d,e]) and an error of absolute value at most C V_\phi X^{-\theta}A_{\mathcal A}\vartheta([d,e]). There are at most T_0^2 pairs and, by Equation (8.14), each coefficient product has absolute value at most T_0^2. Summing the errors absolutely costs at most

C V_\phi A_{\mathcal A}X^{-\theta}T_0^4. \tag{8.17}

This estimate keeps A_{\mathcal A} even if it is very small. The main term is V_\phi A_{\mathcal A}\mathcal H^{-1} by Equation (8.13). Finally, X^{-\theta}T_0^4=o((\log X)^{-C_1}) by Equation (8.10). Equations (8.11) and (8.15) absorb Equation (8.17) and prove the lemma.

8.3 Truncating and summing the depths

Proof of Proposition 8.2. Put P_Y=\prod_{p\in\mathcal P_Y}\E_p b_p. Equations (8.6) and (8.11) imply

P_Y\gg(\log X)^{-C_1}. \tag{8.18}

First observe that primes exceeding Y cost only a fixed factor. Equations (8.7) and (8.8), together with b_p\le A_0^{n_p}, give

\prod_{\substack{p>Y\\p\notin S}}b_p(z) \le A_0^{\sum_{p>Y,\ p\notin S}n_p(z)} \le \exp(B\log A_0/\delta). \tag{8.19}

Consider the points for which \prod_{p\in\mathcal P_Y}p^{n_p(z)}\le T_0. Assign all their active primes in \mathcal P_Y and require inactivity at the other primes in \mathcal P_Y. These assignments satisfy Lemma 8.3. After applying it, we may enlarge the sum of its nonnegative upper bounds by allowing every subset and every positive depth. The resulting product is

V_\phi\prod_{p\in\mathcal P_Y} \left(1-\vartheta_p+ \sum_{j\ge1}\E_p(b_p\mathbf 1_{\{n_p=j\}})\right) =V_\phi P_Y.

Together with Equation (8.19), this bounds the contribution from these points.

For a remaining point, the product through \mathcal P_Y exceeds T_0. Order its active primes in \mathcal P_Y increasingly and stop at the first prefix whose product exceeds T_0. If every individual factor p^{n_p(z)} for p\in\mathcal P_Y is at most T_0, the prefix has product in (T_0,T_0^2], since its preceding product and its last factor are both at most T_0. If also \prod_{p\in\mathcal P_{y_0}}p^{n_p(z)}\le T_0, for a fixed cutoff y_0>4 to be chosen below independently of X, its last prime exceeds y_0. The next two estimates allow these restrictions at negligible weighted cost.

First, if p^{n_p(z)}>T_0 for p\in\mathcal P_Y, then n_p(z)\ge J_p, where J_p=\lfloor\log T_0/\log p\rfloor+1. The threshold is determined modulo

p^{C(J_p+1)}\le T_0^C Y^{2C}\le X^\theta.

Lemma 8.1 and Equation (8.5) bound its \nu_\phi-measure by O(V_\phi p^{-J_p})=O(V_\phi/T_0). Summing over p\in\mathcal P_Y gives O(V_\phi Y/T_0). By Equation (8.8), the contribution after multiplication by \mathcal W is O_\epsilon(V_\phi X^{\epsilon+\delta-\eta}). Choose \epsilon<\eta-\delta. This is smaller than V_\phi P_Y by a power of X, in view of Equation (8.18).

We also need the analogous removal for a fixed nonempty finite set \mathcal Q of primes, even though some of them may belong to the varying set S. Put N=|\mathcal Q|. If \prod_{p\in\mathcal Q\setminus S}p^{n_p(z)}>T_0, some prime in \mathcal Q\setminus S has p^{n_p(z)}>T_0^{1/N}. Put J_{p,\mathcal Q}=\lfloor\log T_0/(N\log p)\rfloor+1. The event n_p\ge J_{p,\mathcal Q} is defined modulo at most T_0^{C/N}p^{2C}\le X^\theta for large X, and its local probability is at most Cp^{-J_{p,\mathcal Q}}\le C T_0^{-1/N}. Lemma 8.1 therefore bounds the measure of the union by O_{\mathcal Q}(V_\phi T_0^{-1/N}). After multiplication by Equation (8.8) with \epsilon<\eta/N, its weighted contribution again saves a power of X relative to V_\phi. If \mathcal Q\setminus S is empty the event is empty. Thus this removal is uniform in the possible intersections of \mathcal Q with S.

Choose a fixed M_0>0 and then a fixed y_0>4 such that

\eta M_0>2B\log A_0+1,\qquad M_0/\log y_0<\tfrac14. \tag{8.20}

Apply the finite-set removal with \mathcal Q=\{p:p\le y_0\}. These choices precede the choice of the small \epsilon used in that removal, and all are independent of X.

The retained first-crossing prefixes therefore have product in (T_0,T_0^2] and last prime greater than y_0. Group these assignments by the interval containing their last prime:

\sqrt y<p\le y,\qquad y=Y^{1/2^i},\quad i=0,1,2,\ldots. \tag{8.21}

Only groups with y>y_0 occur. Every unassigned active prime is greater than the last assigned prime and hence greater than \sqrt y. The total weight of those primes, including primes beyond Y, is therefore at most

\exp\left(\frac{2B\log A_0}{\log y}\log X\right). \tag{8.22}

For each assignment in the group, require inactivity at its unassigned primes in \mathcal P_{\sqrt y} and apply Lemma 8.3. We use Rankin’s power majorant [20]: since the assigned product exceeds T_0, its upper bound can be multiplied by

T_0^{-s}\prod_{\text{assigned }p}p^{s j_p}\ge1, \qquad s=M_0/\log y.

Now enlarge the sum of these nonnegative upper bounds to all subsets and all positive depths through y. This enlarges only a numerical sum after the lemma has been applied to the genuine prefixes; it invokes no residue estimate for the newly admitted products above T_0^2.

For p\in\mathcal P_{\sqrt y}, the option of no assignment has weight 1-\vartheta_p and the assigned options have total weight \sum_{j\ge1}\E_p(b_p\mathbf 1_{\{n_p=j\}})p^{sj}. Their sum is \E_p(b_p p^{s n_p}). For \sqrt y<p\le y outside S, inactivity was not imposed, so the option of no assignment has weight one. The total there is \E_p(b_p p^{s n_p})+\vartheta_p. Thus the group’s contribution is at most

C V_\phi T_0^{-s} \exp\left(\frac{2B\log A_0}{\log y}\log X\right) \prod_{p\in\mathcal P_{\sqrt y}}\E_p(b_p p^{s n_p}) \prod_{\substack{\sqrt y<p\le y\\p\notin S}} \bigl(\E_p(b_p p^{s n_p})+\vartheta_p\bigr). \tag{8.23}

We estimate these local moments uniformly for y>y_0. By Equation (8.20), s<1/4. The total contribution of depths j\ge2 to \E_p(b_p p^{s n_p}) is at most

C^2\sum_{j\ge2}(1+j)^C p^{-(1-s)j}\ll_C p^{-3/2}.

At depth one, the increase over \E_p b_p is bounded by

\frac{C'}p(p^s-1) \ll_{M_0}\frac{\log p}{p\log y} \qquad(p\le y),

because 0\le s\log p\le M_0. Chebyshev’s estimate shows that these increases have bounded sum over p\le y. Mertens’ estimate also gives \sum_{\substack{\sqrt y<p\le y\\p\notin S}}\vartheta_p\ll1. Since \E_p b_p\ge1/2, comparison of the products in Equation (8.23) with their base means gives

\prod_{p\in\mathcal P_{\sqrt y}}\E_p(b_p p^{s n_p}) \prod_{\substack{\sqrt y<p\le y\\p\notin S}} \bigl(\E_p(b_p p^{s n_p})+\vartheta_p\bigr) \ll_{M_0}\prod_{p\in\mathcal P_y}\E_p b_p.

For a fixed C_2, a final use of Equation (8.6) and Mertens’ estimate yields

\prod_{p\in\mathcal P_y}\E_p b_p \le P_Y\prod_{\substack{y<p\le Y\\p\notin S}} (1-\vartheta_p)^{-1} \ll P_Y\left(\frac{\log Y}{\log y}\right)^{C_2}.

By Equation (8.20), the bound for the group in Equation (8.23) is consequently at most

C_{M_0}V_\phi P_Y \exp\left(-\frac{\log X}{\log y}\right) \left(\frac{\log Y}{\log y}\right)^{C_2}.

For the values of y in Equation (8.21), its sum is bounded by

C_{M_0}V_\phi P_Y \sum_{i\ge0}\exp(-2^i/\delta)\,2^{iC_2} \ll V_\phi P_Y.

Together with the small-product part and the two discarded sets, this proves Equation (8.9).

8.4 The planar exterior count

Proof of Theorem 5.2. Fix the nonzero trace and bounded region in that theorem. Let \mathcal R be any of its rectangles, in the specified two partition coordinates. Choose an allowed smooth function \phi that majorizes \mathbf 1_{\mathcal R}, with its two scales equal to the side lengths of \mathcal R. Its support lies in a fixed enlargement of the bounded region and

A_\phi\asymp\operatorname{area}(\mathcal R).

The constants are uniform over the positions, side lengths, and aspect ratios of the rectangles. Proposition 5.7 and Proposition 8.2 give

\sum_{\substack{\Tr z=m\\z\in\mathcal R}}M(z) \ll \sqrt D\, A_\phi \prod_{p\in S}(1-p^{-1})Z_p \prod_{p\in\mathcal P_Y}\E_p b_p, \qquad Z_p=\prod_{\substack{\mathfrak p\mid p\\\mathfrak p\subset R}} (1-\Nm(\mathfrak p)^{-1})^{-1}. \tag{8.24}

Here \prod_{p\in S}|D|_p^{-1/2}=\sqrt D, because S contains every prime divisor of D, and Equation (8.2) absorbed the trace densities. The restriction to integral points outside S in the multiplicity proposition agrees with the support of \nu_\phi.

The exact unramified mean in Lemma 5.6 is

\E_p b_p=(1-p^{-1})(1-p^{-3})Z_p\qquad(p\notin S).

Since 1-p^{-3}\le1, the two Euler products on the right of Equation (8.24) are at most the product of (1-p^{-1})Z_p over p\in S\cup\mathcal P_Y. Ideal factorization in the degree-four maximal order gives, uniformly also at ramified primes,

\log Z_p=\frac{a_K(p)}p+O(p^{-2}).

Thus

\prod_{p\in S}(1-p^{-1})Z_p \prod_{p\in\mathcal P_Y}\E_p b_p \ll \exp\left(\sum_{p\in S\ \mathrm{or}\ p\le Y} \frac{a_K(p)-1}{p}\right). \tag{8.25}

For fixed m, the radical of S is polynomial in X. Choose a fixed c\ge1/2 large enough that, for all sufficiently large X, every prime in S and every prime at most Y is at most Z=X^c. Since a_K(p)\ge0, the exponent in Equation (8.25) is at most

\sum_{p\le Z}\frac{a_K(p)}p-\sum_{p\le Y}\frac1p.

We have Z\ge D^{1/4} because X=q\sqrt D\ge\sqrt D. Equation (3.14) and Mertens’ estimate now give

\exp\left(\sum_{p\in S\ \mathrm{or}\ p\le Y} \frac{a_K(p)-1}{p}\right) \ll \frac{\kappa\log Z}{\log Y} =\frac c\delta\,\kappa.

This also applies when D remains bounded and q tends to infinity, by the stated uniform range of Lemma 3.3. Substitution in Equation (8.24) proves

\sum_{\substack{\Tr z=m\\z\in\mathcal R}}M(z) \ll\kappa\sqrt D\,\operatorname{area}(\mathcal R).

The only box-dependent quantity in the proof is A_\phi, which is comparable to the area with a fixed constant. All other estimates are uniform over the box translations and the two scales between X^{-\tau} and the fixed upper bounds. The local multiplicity majorant has the same constant for every chosen ideal representative system, and its right side is independent of that choice. Thus the bound is uniform in the representative system as well. This proves the precise uniformity asserted in Theorem 5.2.

9 Exclusion of the obstruction

We apply Theorem 5.2 to the exterior planes in Proposition 4.6. Four small exterior coordinates give two small signed products, whose range in the trace plane has area of order r^4. The integral along a diagonal orbit contributes logarithmic factors; we will show that they are summable at this scale.

9.1 The exterior vector integral

Fix a partition b_1=ij|kl of \{1,2,3,4\}, and denote the other two partitions by b_2,b_3. For m\in\Z\setminus\{0\}, L>1, and 0<r<1, define N_{m,L,r}(\Lambda) to be the number of v\in\bigwedge^2\Lambda satisfying

Q(v)=m,\qquad |v_{ij}|,|v_{kl}|<L,\qquad |v_{ab}|<r\quad(ab\ne ij,kl). \tag{9.1}

This count is finite because \bigwedge^2\Lambda is a lattice in \bigwedge^2\R^4 and the specified box is bounded. To see that it is Borel, choose a local continuous determinant-one basis around a lattice with k witnesses and keep their distinct integer exterior labels fixed. They remain distinct, and their Q-values remain m because Q((\bigwedge^2g)w)=\det(g)Q(w). Their coordinates vary continuously, so the strict inequalities persist in a neighborhood. Thus \{N_{m,L,r}\ge k\} is open for every integer k\ge1. Recall that the three real embeddings of F are indexed by \mathcal B. For a nonzero z\in F, set

\mathcal L_{L,r}(z) =\log_+\frac{L^2}{|z_{b_1}|}\, \log_+\frac{r^2}{|z_{b_2}|}\, \log_+\frac{r^2}{|z_{b_3}|}. \tag{9.2}

All three conjugates of a nonzero element of the field F are nonzero, so the expression is defined.

In Equation (5.8), M(z) sums over the fixed maximal-order ideal representatives I and the U^+-orbits of nonzero raw w\in\bigwedge^2_{\Z}I with \Psi(w)/\Nm I=z. Each orbit has weight \prod_pP_p(I,w), the average membership of w in \bigwedge^2_{\Z}L' over the local labels L'\in\mathscr L_{\OO}(I).

Lemma 9.1 (Exterior unfolding). For every primitive totally real quartic field K, order \OO, and ordering of its real embeddings, let d_U=[U:U^+]. With the preceding choices of b_1,m,L,r, use the same fixed system of maximal-order ideal representatives in the packet model and in the definition of M. Then

\int_{X_4}N_{m,L,r}(\Lambda)\,d\mu_{\OO,\sigma}(\Lambda) =\frac{4}{d_U\sqrt D\,\kappa} \sum_{t\in\{m,-m\}} \sum_{\substack{z\in F\\\Tr z=t}} M(z)\mathcal L_{L,r}(z). \tag{9.3}

The index satisfies 2\le d_U\le16.

Proof. We use the packet integral in Equation (2.9). For its maximal-order ideal representative I and local label L'\in\mathscr L_{\OO}(I), the normalized lattice at the sign vector s=(s_1,\ldots,s_4)\in\{\pm1\}^4 and the logarithmic parameter (u_1,\ldots,u_4)\in\R^4 with u_1+\cdots+u_4=0 is

(X\Nm I)^{-1/4}\sigma(L') \diag(s_1e^{u_1},\ldots,s_4e^{u_4}).

For a raw vector w\in\bigwedge^2 I, its normalized exterior coordinates are

y_{ab}=(X\Nm I)^{-1/2}s_as_b e^{u_a+u_b}w_{ab}.

If z=\Psi(w)/\Nm I and \epsilon(s)=\prod_a s_a, then Equation (5.6) gives

(y_{12}y_{34},-y_{13}y_{24},y_{14}y_{23}) =\epsilon(s)z,\qquad Q(y)=\epsilon(s)\Tr z. \tag{9.4}

There are eight sign vectors for each value of \epsilon(s).

The kernel of the signature map on U is U^+, so d_U=|\operatorname{sgn}U|\le16; the signature of -1 gives d_U\ge2. After averaging over L', the vector-count integrand in Equation (2.9) is invariant under v\mapsto\sigma(e)v for e\in U, since L'\mapsto eL' permutes the labels and transports their exterior lattices. Replacing the fundamental domain for U in T_\infty by one for U^+ therefore multiplies its integral by d_U, which we compensate by division by d_U. The latter domain consists of all sign components, with a fundamental domain for the positive unit logarithms in each component.

For a given raw w, its average membership over the local labels is

\frac1{N_{\OO}}\sum_{L'\in\mathscr L_{\OO}(I)} \mathbf 1_{\{w\in\bigwedge^2L'\}} =\prod_p P_p(I,w),

the weight in Equation (5.8). This weight is constant on its U^+-orbit. That action is free: every embedding coordinate of the nonzero raw vector w\in\bigwedge^2_{\Z}I\subset\bigwedge^2_{\Q}K is nonzero by Lemma 5.1. A stabilizing positive unit e would therefore satisfy \sigma_a(e)\sigma_b(e)=1 for every pair ab, forcing e=1. Summing the translates of each raw vector thus unfolds the positive-unit fundamental domain to all of the three-dimensional space u_4=-u_1-u_2-u_3, with multiplicity one. The packet normalization remaining after the uniform label average is h_K\vol(\mathscr F_U)=\sqrt D\,\kappa by Equation (2.6). Hence this unfolding has coefficient 1/(d_U\sqrt D\,\kappa) before the sign sum and the integral in u. All the sums and integrals are nonnegative, so Tonelli’s theorem applies.

Choose one coordinate from each opposite pair. The logarithms of the absolute values of these coordinates are affine functions of (u_1,u_2,u_3). For the choices 12,13,14, their linear parts are

u_1+u_2,\qquad u_1+u_3,\qquad -u_2-u_3.

Their matrix has determinant of absolute value two. Choosing the opposite member of a pair negates its row, and ordering the partitions only permutes rows, so the same absolute determinant holds for every choice. If the two entries in an opposite pair have product of absolute value |z_b| and both must be less than h>0 in absolute value, the logarithm of the chosen entry lies in an interval of length \log_+(h^2/|z_b|). Therefore, for a raw vector with the required trace after the sign change, its integral over (u_1,u_2,u_3) is \frac12\mathcal L_{L,r}(z).

The U^+-orbit sum of the weights, including the sum over I, is exactly M(z) by Equation (5.8). Equation (9.4) allows raw trace m for the eight positive determinant signs and raw trace -m for the other eight. Multiplying eight by the Jacobian factor 1/2 gives the factor 4 in Equation (9.3). The unit -1, although it acts trivially on exterior vectors, has already been accounted for in the index d_U.

Proposition 9.2 (Small exterior boxes). For every fixed m\in\Z\setminus\{0\} and L>1, there are constants r_0>0 and C_{m,L}>0 with the following property. For every sequence of the fields, orders, and embedding orderings in Theorem 1.1 with X_i\to\infty, and every fixed 0<r<r_0,

\limsup_{i\to\infty} \int_{X_4}N_{m,L,r}(\Lambda)\, d\mu_{\OO_i,\sigma_i}(\Lambda) \le C_{m,L}r^4. \tag{9.5}

The constants are independent of the sequence, of r, and of the choice of partition b_1.

Proof. Take r_0<1 so small that 2r_0^2\le |m|/2. For each t\in\{m,-m\}, fix the coordinate rectangle

\Omega_t=\{z\in\mathcal H_t:|z_{b_2}|,|z_{b_3}|\le1\}.

Now let 0<r<r_0. In the trace-t sum in Equation (9.3), only points with |z_{b_2}|,|z_{b_3}|<r^2 contribute, and these points lie in \Omega_t. Since their three coordinates have sum t,

|z_{b_1}|\ge |m|-2r^2\ge |m|/2.

Thus the first logarithm in Equation (9.2) is bounded in terms of m,L on the contributing points, independently of r. For every z\in\Omega_t with M(z)>0, Lemma 5.10 gives |z_b|\gg_{\Omega_t}X^{-84} for each b. Hence the last two logarithms in Equation (9.2) are O(\log X), uniformly for 0<r<1.

We first remove the points in the two strips

|z_{b_2}|\le4X^{-\tau} \quad\text{or}\quad |z_{b_3}|\le4X^{-\tau}. \tag{9.6}

For large X, each strip within \Omega_t is covered by a rectangle of width 8X^{-\tau} and length 2 in the coordinates z_{b_2},z_{b_3}, and these rectangles lie in \Omega_t. Both sides meet the minimum length in Theorem 5.2 for large X. That theorem bounds the sum of M(z) over their union, divided by \sqrt D\,\kappa, by O(X^{-\tau}). The logarithmic bounds just proved show that their contribution to Equation (9.3) is

O_{m,L}\bigl(X^{-\tau}(\log X)^2\bigr)=o(1).

The use of the rectangle estimate here controls the weighted mass directly; it does not require a pointwise bound for M(z).

For the remaining points, separate the signs of z_{b_2},z_{b_3} and use the dyadic intervals

r^2 2^{-a-1}<|z_{b_2}|\le r^2 2^{-a},\qquad r^2 2^{-b-1}<|z_{b_3}|\le r^2 2^{-b}, \qquad a,b\ge0.

Each signed dyadic rectangle lies in \Omega_t. Each interval has width half its upper endpoint. If it meets |z_{b_j}|>4X^{-\tau}, that width exceeds 2X^{-\tau}. Hence every dyadic rectangle meeting the remaining region satisfies the minimum side lengths of Theorem 5.2; any boundary rectangle may be included in full. Its area is O(r^4 2^{-a-b}), while the last two factors of Equation (9.2) are at most (a+1)\log2 and (b+1)\log2. Theorem 5.2 gives

\frac1{\sqrt D\,\kappa} \sum_{z\text{ in that rectangle}} M(z) \ll_{m,L} r^4 2^{-a-b}.

The sum over the four choices of signs and over all a,b is therefore at most

C_{m,L}r^4 \sum_{a,b\ge0}(a+1)(b+1)2^{-a-b} \ll_{m,L}r^4.

All constants are independent of r: the rectangles \Omega_t and the uniform rectangle constant were fixed before choosing r. The two strips tend to zero for each fixed r, and 4/d_U\le2 in Equation (9.3). These observations prove Equation (9.5) for both traces and all three partitions.

9.2 Identification of every probability limit

Proof of Theorem 1.1. For the sequence in that theorem, X_i=\sqrt{|\Disc(\OO_i)|} tends to infinity. By Proposition 3.6, the packet probabilities are tight, and every subsequence has a further weakly convergent subsequence with an A_4-invariant probability limit \mu. Proposition 3.8 gives the local ball bound required by Corollary 4.3. Hence almost every component in the A_4-ergodic decomposition of \mu has positive entropy for a diagonal flow. Proposition 4.6 reduces the identification of these components to the exclusion of its three exterior-plane events.

Fix a partition b_1, a nonzero integer m, and L>1. The event

E_{m,L,r}=\{\Lambda\in X_4:N_{m,L,r}(\Lambda)\ge1\}

is open by the observation following Equation (9.1).

The open-set inequality for weak convergence and Proposition 9.2 now give, along the convergent subsequence,

\mu(E_{m,L,r}) \le\liminf_i\mu_{\OO_i,\sigma_i}(E_{m,L,r}) \le\limsup_i\int N_{m,L,r}\,d\mu_{\OO_i,\sigma_i} \le C_{m,L}r^4

for every sufficiently small fixed r>0. In particular,

\mu\left(\bigcap_{n\ge2}E_{m,L,1/n}\right) \le \inf_{\substack{n\ge2\\1/n<r_0}} C_{m,L}n^{-4}=0.

Every vector in one of the obstruction planes with Q\ne0 has a nonzero integer Q-value by Equation (4.7), and its two entries are less than some integer L\ge2 in absolute value. An exact witness belongs to E_{m,L,1/n} for every n\ge2. Thus the Borel event in Equation (4.9) satisfies

\mathcal E_{b_1} \subset \bigcup_{m\in\Z\setminus\{0\}}\ \bigcup_{\substack{L\in\Z\\L\ge2}} \bigcap_{n\ge2}E_{m,L,1/n}.

The right side is a countable union of null sets, so \mu(\mathcal E_{b_1})=0. The same argument applies to all three partitions. Integrating these null events over the ergodic decomposition shows that the proper alternative in Proposition 4.6 has zero total component weight. Almost every component is therefore m_4, and hence \mu=m_4.

Every subsequential probability limit is now identified as m_4. Tightness implies that the entire sequence converges weakly to m_4, which gives the asserted convergence against every f\in C_c(X_4). The same tightness statement supplies, for each \epsilon>0, one compact set carrying at least 1-\epsilon of every sufficiently late packet probability. This is the required no-escape assertion.

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