1 Introduction
A homogeneous ideal is constrained both by the equations it contains and by the dimensions of its graded pieces. The Eisenbud–Green–Harris conjecture predicts a particularly concrete form for this constraint: a regular sequence can be replaced by the corresponding pure powers without changing the Hilbert function of a containing ideal. We prove this assertion over the complex numbers in its Artinian formulation, for arbitrary degrees, and then deduce the full characteristic-zero statement for regular sequences of arbitrary positive length. The main construction provides more than the Hilbert-function comparison: it replaces the polynomial variables by commuting linear forms with division-algebra coefficients and retains an ordered basis of the entire polynomial algebra.
Let S=\C[x_1,\ldots,x_n] with its standard grading. For a homogeneous ideal I\subseteq S, write
A sequence f_1,\ldots,f_n of positive-degree homogeneous elements is regular if multiplication by f_i is injective on S/(f_1,\ldots,f_{i-1}) for each i. Its quotient has Hilbert series
so every ideal containing it has an Artinian quotient.
Eisenbud, Green, and Harris arrived at the conjecture through extensions of Castelnuovo theory. Section 4 of [?] formulates the quadratic case and then proposes the arbitrary-degree pure-power comparison. Their Cayley–Bacharach interpretation already appears in [?, Section 3] and is developed further in [?, Section 2.1]. The pure-power model turns the geometric constraints into a problem about monomials with bounded exponents. The construction below supplies that model for an arbitrary homogeneous regular sequence.
We first state this construction. If k/\C is a field extension and \Delta is a central division k-algebra, then \Delta[x_1,\ldots,x_n] denotes the polynomial algebra with central variables x_j. The coefficients in \Delta have degree zero. A collection of its linear forms may commute even when their individual coefficients do not.
Theorem 1.1 (Commuting-form construction). Let n\ge1, let 2\le a_1\le\cdots\le a_n, and let f_1,\ldots,f_n be a homogeneous regular sequence in \C[x_1,\ldots,x_n] with \deg f_i=a_i. There exist a finitely generated field extension k/\C, a finite-dimensional central division k-algebra \Delta, and a commutative graded k-subalgebra
generated by finitely many pairwise commuting linear forms, with distinguished t_1,\ldots,t_n\in A_1, such that
Here c_i\in k^\times, B_{il}\in A_{a_i-a_l}, and C_{id}\in A_{a_i-1}. Moreover, A is finite over k[x], and
is a basis of the full polynomial algebra \Delta[x] as a left \Delta-vector space.
The basis is not restricted to the complete-intersection quotient. In particular, it describes every graded piece before any additional ideal is imposed. This is the interface used for resolution transfer in the companion paper [?, Lemma 4.1]. For Hilbert functions, a least-exponent argument already gives the following consequence.
Corollary 1.2 (Artinian Eisenbud–Green–Harris). Let n\ge1 and 2\le a_1\le\cdots\le a_n. Suppose that a homogeneous ideal I\subseteq\C[x_1,\ldots,x_n] contains a regular sequence f_1,\ldots,f_n with \deg f_i=a_i. There is a monomial ideal J\subseteq\C[x_1,\ldots,x_n] such that
Thus the Artinian Eisenbud–Green–Harris conjecture is resolved positively over \C. One ideal J realizes the entire Hilbert function, and there is no restriction on the further generators of I.
To describe the lex-plus-powers formulation, order variables by x_1>\cdots>x_n, and let J be the monomial ideal in the corollary. In degree d, among monomials outside P=(x_1^{a_1},\ldots,x_n^{a_n}), take the q_d=\dim_\C J_d-\dim_\C P_d lexicographically largest ones. The Clements–Lindström theorem says that these degreewise choices, together with P, form an ideal whenever the Hilbert function comes from an ideal containing P [?]. Thus Corollary 1.2 also gives one lex-plus-powers ideal with the entire prescribed Hilbert function. We use the exact compression statement in [7, Theorem 2.1(i)]; it is not a premise of Theorem 1.1.
The Hilbert-function conclusion is not restricted to Artinian quotients or to the coefficient field \C.
Corollary 1.3 (Eisenbud–Green–Harris in characteristic zero). Let F be a field of characteristic zero, let S_F=F[x_1,\ldots,x_n] be standard graded, and let
If a homogeneous ideal I\subseteq S_F contains a homogeneous regular sequence f_1,\ldots,f_c with \deg f_i=a_i, there is a monomial ideal J\subseteq S_F containing P_F=(x_1^{a_1},\ldots,x_c^{a_c}) such that
Moreover, J may be chosen lex-plus-powers: in each degree its monomials outside P_F are the lexicographically greatest \dim_F I_d-\dim_F(P_F)_d monomials outside P_F, for the order x_1>\cdots>x_n.
The proof in Section 9.1 combines the Artinian result with a reduction to full regular sequences and descent through a finitely generated coefficient field. The division-algebra construction of Theorem 1.1 itself concerns full regular sequences over \C. Section 9 also gives local-cohomology inequalities for the resulting lex-plus-powers ideal and a scheme-theoretic quadratic Cayley–Bacharach bound.
1.1 Earlier results on EGH
Results depending only on the degrees of the regular sequence have covered important ranges. Caviglia and Maclagan proved EGH when a_i>\sum_{j<i}(a_j-1) for i\ge3 [9]; Caviglia and De Stefani extended this to the non-strict inequalities [6, Theorem A]. For quadratic sequences, Chen proved the case of at most four variables [?, Theorem 2.2]. Caviglia, De Stefani, and Sbarra give an independent proof for five quadrics, alongside a systematic account of the conjecture [7, Theorem 4.14].
Other results use additional structure of the forms or the containing ideal. Abedelfatah proves EGH when all forms of the regular sequence split into linear factors [1, Corollary 4.3]. Cooper treats subsets of finite reduced complete intersections of types (a,b), (2,a,b), and (3,a,a) [?]. Chong uses liaison to treat sequentially bounded licci ideals with a minimal first link and a minimally contained regular sequence; his results include height-three Gorenstein ideals under the corresponding minimal-containment condition [?, Theorem 3 and Corollary 11].
Recent work addresses both small-degree cases and asymptotic ranges. Abedelfatah proves EGH for quadratic almost complete intersections in six variables [2, Theorem 4.3]. Kuzmanovski obtains Hilbert-function comparisons through prescribed degree ranges when the initial degree is sufficiently large [?, Theorems 1.4–1.5]. The construction here applies to arbitrary regular sequences of the stated degrees and gives one ideal with the same Hilbert function in every degree.
1.2 Proof strategy and its methods
The triangular identities in Theorem 1.1 make the t_i a regular system of parameters on the finite module \Delta[x] over A. Since they have degree one, a Hilbert-series count gives the full ordered basis. Least exponents of elements of an extended ideal then form one upward-closed set, defining the ordinary monomial ideal. Section 2 establishes this algebraic reduction before the construction begins.
We construct the rows from i=n down to i=1. At a stage with b=a_i, the aim is to express a suitable right-hand side of the new row as a sum \ell_1^b+\cdots+\ell_M^b of powers of existing forms, then combine these powers two at a time until the sum becomes t_i^b. Two difficulties govern the construction: the binary addition matrices must have coefficients in a division algebra containing the old coefficients, and the earlier power identities must remain available when the next degree is smaller.
To retain those identities, we use a finite-dimensional space U of formal linear forms containing the variables x_j and the forms t_d already constructed, together with an ideal Q\subseteq\Sym U generated in degrees one and two. Evaluation recovers the actual commuting forms, and every earlier identity holds modulo Q. Let \mathfrak j_b be the degree-b part of
A linear functional \lambda on \Sym^b U that annihilates \mathfrak j_b defines the degree-b polynomial w_\lambda(\ell)=\lambda(\ell^b) on U. If W is their space, then
Let X\subseteq\PP(U^{\oplus M}) be the projectivization of the common zero set of these equations.
The geometric safeguard is that the projective zero set of Q contains no curve of bounded small degree. Section 3 constructs such data from independent quadratic equations, proves that finite homogeneous enlargement preserves the property, and uses it to show that every nonzero w\in W has an irreducible factor of multiplicity one. For sufficiently many blocks, Section 4 then proves that X is an integral complete intersection and that the nonzero cone over its smooth locus has arbitrarily high connectivity. The argument allows nonisolated singularities and requires only one simple factor in each member of W.
The binary addition matrices come from a curve with three sections satisfying z^b=u^b+v^b. A generic degree-zero line bundle makes multiplication by these sections linear in u,v. This use of matrix pencils belongs to the generalized Clifford-algebra and vector-bundle correspondence developed by van den Bergh [?] and Kulkarni [?]; the trivial finite-pushforward formulation appears in [?, Proposition 2.5]. Section 5 constructs the required curve and pencils explicitly, together with a finite group action. A matrix representation alone does not make the coefficient algebra division.
The two Picard varieties of the curve serve different purposes: degree-zero line bundles parametrize the matrices, while the degree-one Picard variety supplies a free group action and maps carrying prescribed characters. Equivariant descent first gives a central simple algebra. To prove that it is division, we show that the dimension of every finite right module is divisible by the dimension of the algebra, both measured over its center. A nonzero proper right ideal would contradict this divisibility.
Section 6 uses a determinant-of-cohomology correction to relate module dimensions to Euler characteristics on a product of Picard varieties. The free action also gives divisibility of Euler characteristics for the corresponding family over X, after twisting by \cO_X(l). The correction uses the formalism of Knudsen and Mumford [?], and its numerical effect follows from Grothendieck’s Riemann–Roch theorem [5]. Section 7 uses the character maps, connectivity of the smooth cone, and integral topological K-theory to compare these Euler characteristics and prove that the algebra is division while retaining the old coefficient algebra.
The use of highly connected algebraic parameter spaces and finite quotients is related to the Godeaux–Serre approximation method [?, Section 5]. Topological restrictions on an algebraic index have a close precedent in Antieau and Williams [3, Theorem 3.4]. Here the determinant correction and integral K-theory pushforward separate divisibility by the new group order from divisibility by the old algebra’s degree. Consequently the required connectivity can be fixed before enlarging the number of summands. Finally, Section 8 verifies the characters that make the new output invariant and retains the new row through a finite extension defined by linear and quadratic relations. This closes the induction.
When every a_i=2, Corollary 1.2 gives the quadratic assertion. The complete-intersection Hilbert series is then (1+t)^n, and the standard monomials of a monomial ideal containing x_1^2,\ldots,x_n^2 correspond to a family of subsets of \{1,\ldots,n\} closed under taking subsets. Here this special case follows from the same ordered-basis construction as all other degree sequences; no separate quadratic theorem is required.
Figure 1 records the dependencies within one induction step and the return to its hypotheses before the next row.
Figure 1: The induction separates the geometry of the constraints from the binary addition matrices. The return arrow preserves the hypotheses for the next row; monomial extraction is performed only after the construction is complete.
1.3 Conventions and standard tools
Every center k used in the construction is a finitely generated field extension of the original \C. The degree of a central simple algebra is the square root of its dimension over its center. Linear forms with division-algebra coefficients always commute as whole elements of the polynomial algebra; their individual coefficients need not commute. When new tensor factors are used, we will specify the stronger coefficientwise commutativity available between distinct factors.
Each such k admits an abstract embedding into \C: its algebraic closure has the same transcendence degree over \Q as \C. These embeddings need not fix the original constants. They are used only for complex topology and numerical base-change comparisons, after the relevant geometric hypotheses have been verified. All actual algebra extensions continue to contain the original \C centrally. In particular, division is proved over the unembedded field by rank divisibility, never inferred from a complex specialization. Embeddings chosen at successive stages need not extend one another.
Projective spaces parameterize lines. For a vector space U of formal forms, \Sym U gives those forms degree one, and its geometric projective zero sets lie in \PP(U^\vee). Polynomial functions w on U, in contrast, are evaluated on the forms \ell\in U. We distinguish these two roles when using differentiation.
We use standard coherent-sheaf and topological K-theory with their usual complex orientations. Pullbacks of coherent classes are derived whenever ordinary pullback is not exact. On smooth quasi-projective varieties, finite locally free resolutions give the corresponding topological K-classes. For smooth projective varieties, the Riemann–Roch formulas are
for projection p off a fixed smooth projective factor. These formulas apply to coherent classes, without assuming that their individual higher direct images are locally free; see [5, Sections 4, 6, and 7]. The singular-space Euler-characteristic argument needed below is proved separately. The integral projective-space basis and complex Thom class in topological K-theory are recalled at their point of use from [?].
2 Division coefficients and monomial ideals
We first reduce the Hilbert-function problem to identities among commuting linear forms. Their coefficients will lie in a division algebra, but the linear forms themselves will commute. This distinction lets us use commutative algebra to obtain a basis and division-algebra linear algebra to count its least exponents.
Throughout, a field k extending the original \C is identified with a central subfield of every k-algebra in use. In \Delta[x_1,\ldots,x_n], the variables x_j are central and have degree one, and elements of \Delta have degree zero.
Lemma 2.1 (Ordered-basis criterion). Let f_1,\ldots,f_n be a homogeneous regular sequence in S=\C[x_1,\ldots,x_n], with \deg f_i=a_i>0. Suppose that a field extension k/\C and a finite-dimensional central division k-algebra \Delta have the following property. There is a finite collection of pairwise commuting elements of \Delta[x_1,\ldots,x_n]_1, containing x_1,\ldots,x_n, whose generated commutative k-algebra A contains elements t_1,\ldots,t_n of degree one satisfying
where c_i\in k^\times and all terms are homogeneous, with B_{il},C_{id}\in A. Then A is finite over k[x_1,\ldots,x_n], and
is a basis of \Delta[x_1,\ldots,x_n] as a left \Delta-vector space.
Proof. The regular sequence gives
Thus the f_i have no common projective zero, and this remains true after any field extension.
Put N=\Delta[x_1,\ldots,x_n], considered as a right A-module. The inclusions
make A a submodule of the finite free k[x]-module N. Consequently A is finite over k[x], and both A and the finite right A-module N are Noetherian.
We claim that t_1,\ldots,t_n is an N-regular sequence. First, A/(t_1,\ldots,t_n) is zero dimensional. Indeed, at a geometric point where all t_j vanish, the identities (2.1), read in increasing order of i, give f_1=\cdots=f_n=0. Equation (2.2) then forces all x_j=0, and finiteness over k[x] gives the asserted zero-dimensional quotient.
Let \mathfrak m=A_{>0}, the graded maximal ideal. The central variables x_1,\ldots,x_n form an N-regular sequence because N=\Delta[x] is free over k[x]. Localization preserves the successive injections. Their quotient is \Delta, on which every positive-degree element of A acts trivially, so it remains nonzero on localization. Thus the sequence is also N_{\mathfrak m}-regular. The support dimension of N_{\mathfrak m} is at most n by finiteness over k[x]. It therefore equals its depth n. The system-of-parameters theorem for finite Cohen–Macaulay modules now implies that t_1,\ldots,t_n is regular on N_{\mathfrak m}; see [?, Proposition 10.103.4, Tag 00N6]. It is regular on the graded module N as well. To see the localization step explicitly, a nonzero homogeneous element of any graded kernel or quotient cannot be annihilated by an element of A\setminus\mathfrak m: the nonzero constant term of that element would survive in the lowest-degree component.
Since all the t_j have degree one,
Its degree-zero part is already \Delta. Hence, in every positive degree, N_d=\sum_jN_{d-1}t_j. Induction on degree, using commutativity of the t_j, shows that
spans N with coefficients on the left in \Delta. In degree d its cardinality is \binom{n+d-1}{n-1}=\dim_\Delta N_d; it is therefore a left \Delta-basis.
The full basis permits a single exponent comparison for every element of an ideal. We now extract the Hilbert-function consequence; no further geometric input is needed.
Proposition 2.2 (Monomial extraction). Let f_1,\ldots,f_n, k, \Delta, A, and t_1,\ldots,t_n satisfy the hypotheses of Lemma 2.1. For every homogeneous ideal I\subseteq S=\C[x_1,\ldots,x_n] containing the f_i, there is one monomial ideal J\subseteq S such that
Proof. Put N=\Delta[x_1,\ldots,x_n], with the full left \Delta-basis of Lemma 2.1.
Extend I to the two-sided ideal \Delta I of N. For each nonzero homogeneous element of this ideal, take the least exponent in its t-basis expansion under lexicographic comparison of the coordinates in the order
Let E\subseteq\Z_{\ge0}^n be the set of all such exponents. Right multiplication by t_j translates every exponent by the same vector \mathbf e_j, without moving any left coefficient. Thus E+\mathbf e_j\subseteq E. In each degree, elimination over the division algebra \Delta shows that the number of exponents in E is the left dimension of (\Delta I)_d.
For each i, Equation (2.1) puts
in \Delta I. Expand the C_{id} in the t-basis with coefficients on the left. Every exponent in a term C_{id}t_d has a positive coordinate of index greater than i, and hence is strictly larger than a_i\mathbf e_i in the chosen order. It follows that a_i\mathbf e_i\in E.
The upward-closed set E defines a single monomial ideal
It contains the required pure powers. Finally,
as graded left \Delta-vector spaces. The complementary exponent count in every degree gives the asserted Hilbert function.
Our task is now to construct (2.1), starting with row n and proceeding down to row 1. At a stage of degree b=a_i, the constraints on a new sum of b-th powers involve the degree-b part of a formal ideal. We therefore encode earlier, possibly higher-degree rows as consequences of linear and quadratic relations, whose generators still have degree at most b. Section 3 defines these constraints and proves the simple-factor property needed for their parameter space.
3 Low relations and simple factors
At stage i of the construction, we seek a sum of b-th powers that lies in the degree-b ideal piece allowed by the new triangular row, where b=a_i. The earlier rows have degrees a_d\ge b; if we retained them only as equations of those degrees, they need not contribute to this ideal piece. We instead retain them as consequences of linear and quadratic relations among an enlarged collection of formal linear forms.
We first describe the equations on a tuple of summands. Each is obtained by summing the values of a degree-b polynomial w on those summands. The next section requires every nonzero w in this linear system to have an irreducible factor of multiplicity one. We obtain this condition by excluding curves of bounded degree from the projective zero set of the relations, and then construct initial data for which this exclusion holds.
3.1 The induction data
Fix the regular sequence from Theorem 1.1, and put
At the beginning of stage i, where n\ge i\ge1, the data are:
- (i)
a finitely generated field extension k/\C and a finite-dimensional central division k-algebra \Delta_0;
- (ii)
a finite-dimensional k-vector space U, with \dim U\ge3, containing the formal variables x_1,\ldots,x_n, and a linear evaluation map
U\longrightarrow\Delta_0[x_1,\ldots,x_n]_1whose images commute pairwise and which sends each x_j to the corresponding central variable;
- (iii)
a homogeneous ideal Q\subseteq\Sym_k U, generated in degrees one and two, which vanishes under evaluation, such that \Sym_k U/Q is finite over k[x_1,\ldots,x_n];
- (iv)
formal elements t_d\in U, for d>i, whose rows (2.1) hold in \Sym_k U/Q, with nonzero coefficients c_d\in k.
In addition, after every algebraically closed field extension, the closed set
contains no integral projective curve of degree at most D. We call \mathcal C(Q) the characteristic set of Q. No smoothness, reducedness, or irreducibility is required of this set. Polynomial degree in \Sym U always refers to the formal linear forms, all of which have degree one.
We use the abstract complex embeddings of Section 1.3 only for topology and numerical comparison; division is always proved over the current field k.
3.2 The equations for the next row
Assume the induction data at stage i, and write b=a_i. The ideal relevant to the new power identity is
Membership in \mathfrak j_b\subseteq\Sym^b U means that a degree-b form has the shape required on the right side of the new row, modulo Q, with some scalar coefficient of f_i. That coefficient need not yet be nonzero. Section 8 will make it nonzero when choosing the sum of powers.
Lemma 3.1. The space \mathfrak j_b is base-point-free on \PP(U^\vee).
Proof. Every specified generator of \mathfrak j has degree at most b: the generators of Q have degree at most two, b\ge2, and a_l\le a_i=b for l\le i. At a projective point, a nonzero generator can be multiplied by a monomial of complementary degree nonzero at that point. Thus a base point of \mathfrak j_b would annihilate every generator of \mathfrak j.
At such a point f_l=0 for l\le i and t_d=0 for d>i. The earlier triangular rows, taken in the order i+1,i+2,\ldots,n, imply successively that the remaining f_d also vanish. Equation (2.2) forces all x_j to vanish, which is impossible at a point of \mathcal C(Q) by finiteness over k[x].
For \lambda\in(\Sym^b U)^\vee, define the polynomial on U by w_\lambda(\ell)=\lambda(\ell^b), and put
Characteristic zero identifies these functionals with degree-b polynomials on U, since pure powers span \Sym^b U. For any tuple \ell_1,\ldots,\ell_M\in U, we have
These are the equations on the tuple of summands. To obtain an integral parameter space with a highly connected smooth cone, Section 4 will use the condition that each nonzero w\in W has a factor of multiplicity one. The next lemma derives that condition from the absence of small curves in \mathcal C(Q).
Lemma 3.2. Let U be a vector space of dimension at least three over a characteristic-zero field, and let b\ge2. Suppose that Q\subseteq\Sym U is generated in degrees one and two, and that its geometric characteristic set contains no integral curve of degree at most b(b-1). Let \mathfrak j_b\subseteq\Sym^b U be a base-point-free subspace containing (Q)_b, and define W by (3.2). Then every nonzero element of W, after any algebraically closed extension, has an irreducible factor of multiplicity one.
Proof. Fix w\in W\setminus\{0\} over an algebraically closed extension. We first show that every repeated factor of w must be linear. If there were no simple factor, a second gradient-map argument would then force w to be a pure power, contradicting base-point-freeness.
For every linear or quadratic generator q of Q, the annihilation of q\,\Sym^{b-\deg q}U gives the constant-coefficient differential equation
Here a basis of U identifies its elements with the corresponding constant differential operators on polynomial functions on U. This is the differential-operator description of the degreewise annihilator pairing; see [?, pp. 1082–1083, Definitions 1–2 and (5a)].
Suppose an irreducible factor p occurs in w=p^r h with r\ge2 and p\nmid h. For a quadratic q, the term of lowest possible p-adic order in q(\partial)w is
For a linear q, it is rp^{r-1}h\,q(\nabla p)\pmod{p^r}. Equation (3.3) therefore shows that, generically on the hypersurface p=0, its projective gradient belongs to \mathcal C(Q).
If that gradient map is nonconstant, it has nonzero differential at some smooth point a of p=0. Choose a tangent vector v at a detected by this differential, and an ambient tangent vector v_{\perp} transverse to the hypersurface. A projective plane through a with tangent plane spanned by v,v_{\perp} cuts the hypersurface in a curve smooth at a, with tangent line spanned by v. Its component through a has degree at most \deg p, and its gradient map is nonconstant. On the normalization of this component, the partial derivatives are sections of the pullback of \cO(\deg p-1). After removing their common base divisor, they define a morphism whose pulled-back hyperplane bundle has degree at most \deg p(\deg p-1). This degree is the degree of the image curve times the degree of the morphism onto its image. The integral image is therefore a curve in \mathcal C(Q) of degree at most b(b-1), a contradiction. If the gradient map is constant instead, Euler’s identity places the hypersurface p=0 in the hyperplane perpendicular to that constant gradient. Irreducibility then forces p to be linear. Thus every repeated irreducible factor of w is linear.
Assume, seeking a contradiction, that w has no simple factor. We may then write
with distinct linear forms p_\nu, and put v_\nu=\nabla p_\nu\in U^\vee. The preceding argument gives [v_\nu]\in\mathcal C(Q). For a quadratic generator q, logarithmic differentiation yields
The left side and each q(v_\nu) vanish. Together with the linear differential equations, this proves that the ambient projective gradient map of w has image in \mathcal C(Q). Here the map is defined on the ambient \PP(U), not just on one factor hypersurface. If it is nonconstant, restrict it to a line along which it varies. The partial derivatives restrict to sections of \cO_{\PP^1}(b-1); removing their common zeros gives a nonconstant morphism whose image has degree at most b-1. That image is again a forbidden curve in \mathcal C(Q).
Finally, a constant projective gradient means that all partial derivatives of w are proportional to one fixed vector. After a linear change of coordinates, w depends on only one coordinate. Homogeneity gives w=c\,p^b for a nonzero linear form p\in U^\vee. The corresponding functional on \Sym^b U is, up to the nonzero scalar c, evaluation at p. Its annihilation of \mathfrak j_b contradicts base-point freeness.
The geometric hypothesis has now supplied the required factor property of W. It remains to produce initial division-algebra data with this hypothesis and to show that the finite enlargements in the induction preserve it.
3.3 Starting with generic square roots
We construct the initial relations as s_\rho^2=q_\rho(x), with independent generic quadrics q_\rho. A curve in their projective zero set would give a finite cover of a curve in \PP^{n-1}, on which all the q_\rho acquire square roots. For a curve of bounded degree, sufficiently many of these square roots remain independent, forcing the cover degree to exceed the bound. The following field-of-definition estimate makes this argument uniform over all such curves.
Lemma 3.3. For integers n\ge2 and D\ge1, there is an integer d_*(n,D) with the following property. If \Omega is an algebraically closed extension of \C and Z\subseteq\PP^{n-1}_\Omega is an integral curve of degree at most D, then Z is defined over an algebraically closed intermediate field F_0\subseteq\Omega with \operatorname{trdeg}_\C F_0\le d_*(n,D).
Proof. We use the hyperplane-incidence description of the Chow form [?, Section 1, Proposition 1.1], recalling the argument for curves to make the field-of-definition bound explicit. Consider pairs of hyperplanes whose intersection meets Z. The incidence variety over Z, with the two hyperplanes chosen through a point of Z, is irreducible of dimension 2n-3. A general pair in its image meets Z in finitely many points, so its image is an irreducible divisor in (\PP^{n-1})^\vee\times(\PP^{n-1})^\vee. Its defining bihomogeneous equation has degree \deg Z in each block: for a general first hyperplane, the corresponding divisor in the second block is the reduced union of the \deg Z hyperplanes representing the points of intersection.
This equation recovers Z. A point on Z has the property that every pair of hyperplanes through it satisfies the equation. For a point outside Z, choose a first hyperplane through it meeting Z properly, and then a second hyperplane through it avoiding the resulting finite set. That pair does not satisfy the equation. This recovery condition is defined over the field of coefficients. Indeed, on a point chart x_a\ne0, a hyperplane through x has coefficient h_a=-\sum_{j\ne a}h_jx_j/x_a. Substitute this expression and its counterpart for the second hyperplane into the incidence equation, clear denominators, and set every coefficient in the remaining hyperplane variables to zero. These finite equations express the recovery condition on the chart and agree on overlaps. Over the algebraic closure of the coefficient field, take the reduced structure. In characteristic zero it is geometrically reduced, so extension to \Omega gives exactly Z.
An equation of bidegree (d,d), d\le D, uses at most \binom{n-1+D}{D}^2 coefficients. Adjoin those coefficients to \C, then take its algebraic closure inside \Omega. This proves the claim, for instance with d_*(n,D)=\binom{n-1+D}{D}^2.
Proposition 3.4. For every n\ge1 and D\ge1, there exist data k,\Delta_0,U,Q satisfying conditions (i)–(iii) above and the condition on \mathcal C(Q). They may be chosen with
where m\ge2 and the coefficient vectors of the quadrics q_\rho are jointly algebraically independent over \C.
Proof. Choose an even integer v_0 and ordinary linear forms L_1,\ldots,L_{v_0}\in\C[x]_1 whose squares span \C[x]_2. Such a choice is possible by polarization, increasing v_0 if necessary. For an integer m to be specified, form the skew Laurent algebra on symbols
in which distinct generators in the same row anticommute and generators in different rows commute. Ordered Laurent monomials give a basis: multiplication is defined by reordering and inserting the prescribed signs. Their leading terms show that this algebra is a domain.
The squares of the generators are central and algebraically independent. Localize their Laurent polynomial algebra to
The resulting algebra \Delta_0 is a finite-dimensional domain over k, with basis the monomials whose exponents are zero or one; it is therefore a division algebra. Its center is exactly k. Indeed, a parity vector \alpha in one row commutes with its j-th generator precisely when \sum_{l\ne j}\alpha_l=0 modulo two. Writing T=\sum_l\alpha_l, these equations give \alpha_j=T for all j. Since v_0 is even, they imply T=0 and then \alpha=0. Applying this in every row proves the claim; linear independence of the parity monomials prevents cancellations.
Evaluate the new formal forms by
Forms from different rows commute, and their squares are
The full-rank linear map from the independent square variables to the coefficients of each quadric shows that the coefficient vectors of the q_\rho are jointly algebraically independent. The indicated ideal Q consists of identities, and its quotient is finite over k[x], since every s_\rho is integral.
This supplies the commuting forms and the quadratic relations. We now choose m so that the resulting finite cover contains no curve of degree at most D. Over any algebraically closed extension \Omega of k, the linear projection
is defined everywhere and is finite. Its pullback of \cO(1) is the ambient \cO(1). If n=1, its target is a point, and there is no curve upstairs. We may then take m=2.
Assume n\ge2, and suppose an integral curve T of degree at most D occurs upstairs. Its image is an integral curve Z; if the map degree is d, then
In particular d\le D and \deg Z\le D. Choose a field of definition F_0\subseteq\Omega for Z as in Lemma 3.3, and write d_*=d_*(n,D). Let r=\binom{n+1}{2}, the size of each coefficient block. Since all mr coefficients are independent over \C, their transcendence degree over F_0 is at least mr-d_*.
At least m-d_* entire coefficient blocks are jointly independent over F_0. For completeness, scan the blocks, retaining a block whenever it contributes all r new independent parameters over the retained blocks and F_0. Each rejected block contributes at most r-1 even after all retained blocks have been adjoined. Indeed, enlarging the field generated by the retained blocks can only decrease the transcendence degree contributed by a rejected block. Adjoin all retained blocks first, then the rejected ones. If j blocks were rejected, the total transcendence degree would be at most mr-j, so j\le d_*.
Restrict the retained generic quadrics to Z. Their zero divisors are nonempty, reduced, supported in the smooth locus, and pairwise disjoint. They can also be taken disjoint from the zeros of a fixed coordinate x_j nonzero on Z. These are nonempty open conditions on the jointly generic full quadrics: the complete linear system of quadrics is base-point-free, separates tangent directions on the smooth curve, and can avoid each specified finite set. At a zero of the \rho-th such divisor, q_\rho/x_j^2 has valuation one, while the other retained functions have valuation zero. Thus their classes are independent in \Omega(Z)^\times/\Omega(Z)^{\times2}. The function field of T contains square roots of all these functions, by the equations s_\rho^2=q_\rho. Consequently
by the elementary degree formula for independent squareclasses. Choose m\ge2 with 2^{m-d_*}>D. This contradicts d\le D and proves the proposition.
3.4 Preserving the geometric condition
The initial data now satisfy the required curve exclusion. Each later stage will enlarge the formal relation algebra by a finite graded extension, still generated in degree one. The following degree comparison shows why the same exclusion survives.
Lemma 3.5. Let U\subseteq\widetilde U be finite-dimensional vector spaces over a field, and let Q\subseteq\Sym U and \widetilde Q\subseteq\Sym\widetilde U be homogeneous ideals, with Q\subseteq\widetilde Q. Suppose that \Sym\widetilde U/\widetilde Q is finite over \Sym U/Q. Then the induced projection of characteristic sets is everywhere defined and finite, and pulls back \cO(1) to \cO(1). In particular, if the first characteristic set contains no integral curve of degree at most D after algebraically closed extension, neither does the second.
Proof. The quotient of the larger graded algebra by all positive-degree old forms is finite dimensional. Hence no point of its projective scheme has all old coordinates zero. The finite graded algebra map therefore induces the stated finite projective morphism, with the asserted hyperplane bundle. On an integral curve, its degree equals the degree of its image multiplied by the positive degree of the restricted morphism. A forbidden curve upstairs would thus give a forbidden curve downstairs.
These arguments include b=2, when a repeated factor of a quadratic would already make it a pure square. They also include n=1: the auxiliary forms in Proposition 3.4 ensure \dim U\ge3, as required by the factor lemma.
We have constructed the initial induction data and shown that their curve exclusion survives every finite homogeneous enlargement. At each stage, D\ge b(b-1), so Lemmas 3.1 and 3.2 show that every nonzero member of the space W in (3.2) has a simple factor. Its equations \sum_m w(\ell_m)=0 are exactly the conditions that \sum_m\ell_m^b belong to \mathfrak j_b. The next section studies their parameter complete intersection.
4 The parameter complete intersections
The constraints from Lemma 3.2 will be imposed on a sum of many powers. Their parameter space must remain integral, and its smooth cone must have enough connectivity to support a later equivariant construction. We prove both properties from the multiplicity-one factor condition. All homology and cohomology in this section have integral coefficients.
The join statement below is the global homogeneous form of the Thom–Sebastiani phenomenon; compare [?, Proposition 4.1 and Appendix] for a local nonisolated version. We give the needed global homotopy argument directly, retaining integral homology throughout.
Lemma 4.1 (Nonzero levels and joins). Let w be a nonzero homogeneous polynomial of degree b\ge2 on a complex vector space U. Suppose that some irreducible factor of w has multiplicity one. Then w^{-1}(1) is connected. For every M\ge1, the smooth hypersurface
has the homotopy type of the join of M copies of w^{-1}(1). Consequently,
Proof. Projectivization makes w^{-1}(1) a cyclic cover of degree b of \PP(U)\setminus\{w=0\}. This complement is connected. A small meridian around a smooth point of the multiplicity-one factor, away from all other factors, permutes the b choices of a root by a generator of \mu_b. The monodromy is therefore transitive, proving connectedness.
For the join assertion, consider nonzero homogeneous polynomials f and g, of positive degrees a and c, in disjoint sets of variables. Cover the level f(x)+g(y)=1 by
On V_-, a continuous c-th root of 1-f(x) identifies V_- with
The first factor contracts to the origin by x\mapsto tx, 0\le t\le1, because f(tx)=t^a f(x). Similarly, V_+\simeq f^{-1}(1). On the intersection both f(x) and 1-f(x) admit continuous roots, giving a homeomorphism
Under these identifications, the two inclusion maps are homotopic to the projections onto g^{-1}(1) and f^{-1}(1). The homotopy pushout for this open cover is their join. Iteration proves the asserted description of F_w. The integral homology formula for joins, including its Tor terms, now gives the stated vanishing: joining M connected spaces has no reduced homology below degree 2M-1. Smoothness of every nonzero homogeneous level follows from Euler’s identity.
Theorem 4.2 (The parameter spaces). Let k be a field admitting an embedding into \C, let U be a finite-dimensional k-vector space with \dim U\ge3, and let
Assume that every nonzero element of W_{\bar k} has an irreducible factor of multiplicity one over an algebraic closure \bar k. For integers h\ge2 and M\ge2h+4s+10, put N_*=M\dim U and define
Then X is a geometrically integral complete intersection of codimension s, cut out by s equations of degree b, and
with the codimension of the empty locus understood to be infinite. In particular, a general h-dimensional projective linear section is a smooth complete intersection contained in X_{\sm}.
After any embedding k\hookrightarrow\C, let Y^o be the nonzero cone over X_{\sm}. Both Y^o and its unit-norm retract are (M+2h)-connected.
Proof. All geometric assertions may be checked after extension to \C. The multiplicity-one hypothesis persists under this extension. Indeed forms without a multiplicity-one factor constitute a finite union of images of projective multiplication maps (p_1,\ldots,p_t)\mapsto\prod_\nu p_\nu^{a_\nu}, with a_\nu\ge2 and \sum_\nu a_\nu\deg p_\nu=b. Their intersection with \PP(W) is empty geometrically over k, and remains empty after extension. Write r=\dim U, d=N_*-s, and \kappa=M+2h. If s=0, then X=\PP^{N_*-1} and Y^o=\C^{N_*}\setminus\{0\}\simeq S^{2N_*-1}. The conclusions follow from 2N_*-2\ge\kappa. Henceforth assume s\ge1.
Dimension and the singular locus. Choose a basis w_1,\ldots,w_s of W. A point has defective Jacobian rank for the defining equations of Y only if, for some [w]\in\PP(W),
For any nonzero w, its gradient vanishing set has dimension at most r-1. The incidence with \PP(W) therefore bounds the defective-rank locus in U^{\oplus M} by
Every irreducible component of Y has dimension at least N_*-s. Since M>2s-1, no component is contained in the locus in (4.1). Full Jacobian rank gives local dimension N_*-s, so all components have dimension d and are generically smooth. The s equations thus have height s in the polynomial ring and form a regular sequence. The resulting complete intersection is Cohen–Macaulay, with no embedded associated primes. As it is generically reduced, it is reduced.
Away from the origin, the cone projection is locally a product with \C^\times, so smoothness of Y is equivalent to smoothness of X. Equation (4.1) gives
Here the origin causes no additional restriction: d\ge c. The same bound applies to \operatorname{Sing}X. It remains to prove integrality and connectivity; we have not yet assumed that the smooth locus is connected.
Homology of the complement. A point outside Y makes some linear combination of the defining equations nonzero. Recording that combination replaces the complement by a space with contractible fibers over it, while exposing the nonzero hypersurface levels of Lemma 4.1. Define the open incidence variety
Projection to \C^{N_*}\setminus Y is an affine bundle of rank s-1. For a fixed \ell\notin Y, each line [w] in the fiber has a unique representative satisfying \sum_m w(\ell_m)=1. Thus the fiber is the affine hyperplane on which the nonzero evaluation functional on W equals one. Consequently this projection is a homotopy equivalence.
Evaluation also defines a map
The value at (\ell,[w]) is the nonzero linear functional on the tautological line kw obtained by evaluation at \ell. Euler’s identity shows that p is a smooth submersion. Its fibers have complex dimension N_*-1; after choosing a representative of [w] and rescaling, they are the levels F_w of Lemma 4.1.
The join lemma controls the homology of every fiber of p. To pass from these individual fibers to \cH, we use direct image with proper support; we do not require p to be a locally trivial fibration. Fiber homology becomes compact-support cohomology near the top degree, where the Leray spectral sequence gives the needed comparison. Set q=2N_*-2. Compact-support Poincaré duality on the fibers [?, Theorem 3.35] and Lemma 4.1 give
The top sheaf is constant: a submersion chart over a small base open set supplies an oriented open ball in each fiber. Extension by zero maps its top compact-support orientation class to the positive generator for that fiber. This gives an isomorphism from the constant sheaf to the top direct-image sheaf on the open set. The local isomorphisms agree by the complex orientation.
The compact-support Leray spectral sequence is
The stalk formula and this spectral sequence follow from proper-support base change and derived composition [?, Theorems 5.9 and 5.10]; maps between the locally compact Hausdorff spaces here satisfy their hypotheses. Equivalently, one may compactify p, extend the constant sheaf by zero, and apply proper base change and Leray. The base is a real 2s-dimensional manifold, so its compact-support cohomology with coefficients in any abelian sheaf vanishes above degree 2s [?, Proposition 5.1.2(ii)]. In total degree q+2s-j, with 0\le j\le2M-2, only the top row of (4.3) can contribute. In fact, the next possible row is i=q-(2M-1), which would require
An outgoing differential from the top row to another nonzero row has length at least 2M>2s, and hence has zero target. An incoming differential would come from above the top row. Poincaré duality on \cH and \mathcal B therefore yields
The punctured line bundle \mathcal B retracts to S^{2s-1}.
Homology of the smooth cone. The closed/open compact-support sequence for Y\subseteq\C^{N_*}, followed by duality on its complement, gives
for 0\le j\le\kappa. Both adjacent ambient compact-support groups vanish, since their degrees are below 2N_*. The homology range in (4.4) applies because
Removing Y\setminus Y^o does not change the left side of (4.5). Indeed, a finite filtration of the removed algebraic set by smooth locally closed strata, together with the compact-support closed/open sequence, gives vanishing above its real dimension from the same manifold bound. Equation (4.2) bounds that dimension by 2(d-c), whereas
Both (4.6) and (4.7) follow from M\ge2h+4s+10. Duality on Y^o now gives
Every irreducible component of Y meets Y^o densely. The smooth loci of distinct components are disjoint, so their union could be connected only if there is one component. Thus Y, and hence X, is integral.
From homology to homotopy. The preceding argument leaves only simple connectivity to prove. The quasi-projective Lefschetz theorem [?, Theorem 1.1.3(ii)] applies to the smooth open X_{\sm} in the projective variety X, with deleted algebraic subset \operatorname{Sing}X. It states that the smooth open has the homotopy type of a space obtained from a sufficiently general hyperplane section by attaching cells of dimension at least the complex dimension of the open. Apply the theorem successively, intersecting the deleted subset with each hyperplane as well. Each section down to a surface therefore surjects on the fundamental group of the preceding smooth open.
Since \operatorname{codim}_X\operatorname{Sing}X>h\ge2, a general surface linear section avoids the singular locus. It is a smooth complete intersection S_0\subseteq\PP^{s+2} of s hypersurfaces of degree b. Such a surface is simply connected. To check the usual smooth flag needed here, replace its defining equations by general invertible linear combinations. Off their common base locus, Bertini gives smooth successive intersections. Along S_0, the independent differentials of the defining equations give smoothness of every initial intersection. Smooth projective Lefschetz, applied to these very ample divisors, preserves the fundamental group down to dimension two, starting from projective space. Therefore \pi_1(S_0)=0, and the surjections above give \pi_1(X_{\sm})=0.
The cone Y^o is the complement of the zero section in \cO_{X_{\sm}}(-1). Its unit circle bundle has a homotopy exact sequence in which \pi_1(S^1)=\Z surjects onto \pi_1(Y^o), since the base is simply connected. Hence \pi_1(Y^o) is abelian. Its abelianization is H_1(Y^o;\Z)=0, so it is trivial. Smooth complex algebraic varieties have CW type. Successive applications of the Hurewicz theorem [?, Theorem 4.32] to the homology vanishing already proved now give \pi_j(Y^o)=0 for 1\le j\le\kappa.
Radial retraction gives the same connectivity for the unit cone. Finally, the strict bound on the singular codimension and Bertini give the asserted smooth h-dimensional sections. All conclusions hold after every complex embedding and imply the stated geometric assertions over k.
We shall use the unit cone
with a Hermitian norm that is the orthogonal sum of norms on the M blocks. Common circle scaling and independent multiplication of the blocks by b-th roots of unity preserve Y and its smooth locus. The radial retraction Y^o\to Y_1 is equivariant for these commuting actions.
5 Curves realizing binary power addition
We next construct commuting matrix polynomials that replace two inputs by one output whose b-th power is their sum. The matrices vary over a Picard variety. An accompanying finite group action, free on a degree-one Picard variety, will allow the next two sections to control the division algebra obtained by descent.
All curves in this section are defined over the original field \C. They may therefore be extended to any of the centers used in the construction. For a left group action, transport of line bundles and sections means g_*=(g^{-1})^*. In particular the action on \Pic^d(C) is [A]\mapsto[g_*A]. A G-linearization of a line bundle means lifts of the action to its total space that are linear on fibers and satisfy the group law exactly. This is stronger than isomorphisms between transported bundles whose composites agree only up to a scalar.
Proposition 5.1 (Binary addition data). Let b\ge2, fix a primitive b-th root \zeta, and put
where the denominator is the diagonal subgroup and \Z/b permutes the b factors cyclically. There are smooth connected projective curves C,T_0, a connected étale G-cover C\to T_0, and a genuinely G-linearized line bundle L on C with the following properties.
- (i)
The genera and degree satisfy
g_T:=g(T_0)=b-1,\qquad g(C)-1=e(g_T-1),\qquad \deg L=e. - (ii)
There are sections a_\alpha\in H^0(C,L), indexed by \alpha\in\Z_{\ge0}^b with |\alpha|=b, whose transport follows the degree-b monomial representation in formal homogeneous coordinates p_0,\ldots,p_{b-1}. The notation p^\alpha labels the section a_\alpha when |\alpha|=b; it does not assign individual sections of L to the p_j. Write a_\alpha=p^\alpha and set
z=\frac1b\sum_{j=0}^{b-1}p_j^b,\qquad u=-\frac1b\sum_{j=0}^{b-1}\zeta^{-j}p_j^b,\qquad v=p_0\cdots p_{b-1}.They satisfy
p_j^b=z-\zeta^ju,\qquad z^b=u^b+v^b. \tag{5.1}The section z is invariant, and u,v have characters \chi,\psi:G\to\mu_b, respectively. The pencil u,v is base-point-free and defines a degree-e morphism \pi:C\to\PP^1 with L=\pi^*\cO(1).
- (iii)
For a generic A\in\Pic^0(C), over its field of definition \kappa, the space E_A=H^0(C,A L^{g_T}) has dimension e. Multiplication of sections gives isomorphisms
H^0(C,A L^{g_T+j}) =E_A\otimes_\kappa\Sym^j_\kappa\langle u,v\rangle \qquad(j\ge0). \tag{5.2}Every a\in H^0(C,L) consequently acts by a homogeneous linear matrix polynomial M_a(U,V)\in\End_\kappa(E_A)[U,V]. These matrix polynomials commute, preserve all polynomial identities among the sections, and satisfy
M_u=U\,\mathrm{id},\qquad M_v=V\,\mathrm{id},\qquad M_z^b=(U^b+V^b)\,\mathrm{id}.Their dependence on A is algebraic on a nonempty G-stable open subset of \Pic^0(C). Under transport on this family,
M_{g_*a}(U,V) =(g_{\mathrm{coeff}}M_a)(\chi(g)U,\psi(g)V). \tag{5.3}Here g_{\mathrm{coeff}} transports the endomorphism coefficients; scalar choices in identifying transported line bundles have no effect.
- (iv)
The action of G on \Pic^1(C) is free. For every character \xi:G\to\mu_b, there is a continuous map \Pic^1(C)\to S^1 equivariant for the given G-action and multiplication by \xi on S^1.
The three sections u,v,z give the binary identity. The full monomial family a_\alpha also encodes the construction by linear and quadratic relations in Section 8, as required by the induction data of Section 3. We prove the proposition in three steps: a cover with the required sections, a free module for multiplication by those sections, and the two properties of the degree-one Picard variety.
5.1 The cover and its sections
Lemma 5.2. There are curves, a cover, and a linearized line bundle satisfying parts (i) and (ii) of Proposition 5.1.
Proof. Inside \PP^{b-1}, with coordinates p_0,\ldots,p_{b-1}, take the inverse image under coordinate-wise b-th powering of the line parameterized by
Thus the preimage is defined by the b-2 independent linear relations on the p_j^b; no equation is imposed when b=2. Let C' be its normalization. To establish its irreducibility, put s=u/z. On the generic fiber over the s-line the coordinate ratios satisfy
These b-1 functions generate a free (\Z/b)-submodule of \C(s)^\times/\C(s)^{\times b}: valuation at s=\zeta^{-j} detects the j-th exponent independently. Kummer theory gives a field extension of degree b^{b-1}. This argument uses valuations equal to one and applies also when b is composite. Every component of the projective preimage has dimension at least one, since there are b-2 equations, and the coordinate-power map is finite. Hence every component dominates the line. The integral generic fiber therefore proves that its reduced support, and consequently C', is irreducible.
Phase changes of the p_j, together with their cyclic permutation, act on this curve. The group before projectivization is \widetilde G=\mu_b^b\rtimes(\Z/b). Its scalar subgroup is the diagonal \mu_b, and the cyclic permutation already has order b before taking the quotient. Thus the resulting group is the stated semidirect product G. Its action is faithful: a nontrivial cyclic permutation moves s by a nontrivial b-th root, whereas a phase change fixing a general point with all coordinates nonzero must be diagonal. The invariant coordinate
defines a degree-b^b map C'\to\PP^1_t. Since |G|=b^b, this is a Galois cover with group G.
The Kummer cover of the s-line is ramified precisely at the b points s=\zeta^{-j}, with index b. In particular, although several of the displayed ratios have a pole at s=1, their simultaneous adjunction still has local index b: every unit in \C[[x]] has a b-th root, so all local extensions are contained in \C((x^{1/b})). The map is unramified over s=0,\infty. It follows that the map to the t-line has exactly the branch values 0,1,\infty, with index b above each.
Let T_0 be the smooth projective model of
The valuations of the right side at 0,1,2,\infty are 1,1,-1,-1, respectively. This is a cyclic degree-b cover, totally ramified at those four points and unramified elsewhere. Each nontrivial intermediate extension is ramified at 2, whereas C'\to\PP^1_t is unramified there. The two Galois extensions are consequently linearly disjoint. Normalize their fiber product to obtain C. It is connected, and C\to T_0 remains a G-cover.
This last cover is étale. Above 0,1,\infty, both original ramification indices are b; in completed local coordinates, adjoining the same b-th root of a uniformizer removes the ramification after normalization. Above 2, and away from the four listed points, the base change of the original map is already étale. Riemann–Hurwitz now gives
For b=2, this construction starts with C'=\PP^1 and produces a degree-four étale C_2\times C_2-cover between curves of genus one.
Pull \cO(b)|_{C'} back to C, and call the resulting bundle L. The sections u,z defined in the proposition have no common zero, since their simultaneous vanishing forces every p_j to vanish. On C' their pencil is the degree-b^{b-1} map to \PP^1_s; hence \deg\cO(b)|_{C'}=b^{b-1}. Since C\to C' has degree b, we have \deg L=b^b=e.
The standard \widetilde G-linearization on \cO(b) descends to a genuine G-linearization: a diagonal scalar in \mu_b acts trivially in degree b. Pullback preserves this linearization. Degree-b monomials therefore define the sections a_\alpha and their asserted action. Phase changes fix u,z, cyclic permutation fixes z and multiplies u by a primitive root, and v=\prod_jp_j transforms by the product of phases. This product is invariant under cyclic permutation and trivial on the diagonal subgroup, so it defines a character of G. Denote the resulting transport characters of u,v by \chi,\psi.
The equations of the curve give the first relations in (5.1), and their product gives
If u=v=0, this identity gives z=0, which was excluded. Thus u,v define a base-point-free pencil. Its morphism \pi:C\to\PP^1 satisfies L=\pi^*\cO(1); since \deg L=e>0, the morphism is finite of degree e.
Figure 2 summarizes the normalization and its two projections. It separates the original power-cover geometry from the base change that removes its ramification.
Figure 2: The curve C is the normalization of the fiber product. The lower cover is totally ramified at 0,1,2,\infty; its ramification at 0,1,\infty cancels that of the right-hand cover, making the left-hand cover étale.
5.2 Multiplication as linear matrix polynomials
The cover supplies the required power identity among sections. We now turn those sections into linear matrix polynomials, with no choice of basis built into the construction. The use of a trivial finite pushforward to linearize multiplication is the vector-bundle description of matrix representations of power identities [?, ?, ?]; we give the needed argument for this curve and pencil explicitly.
Proof. Let g=g(C). For generic A\in\Pic^0(C), the line bundle A L^{g_T-1} is generic of degree
The effective locus in \Pic^{g-1}(C) is the image of \Sym^{g-1}C, a projective variety of dimension g-1. It is a proper closed subset of the g-dimensional Picard variety. Thus H^0(C,A L^{g_T-1})=0, and Riemann–Roch gives H^1(C,A L^{g_T-1})=0 as well. Here g\ge1; when g=1, the effective locus in degree zero consists only of the trivial line bundle. The complement of this locus, translated to \Pic^0(C), is a nonempty G-stable open subset, because L is linearized.
Fix A in that open set, and put
This is a rank-e vector bundle on \PP^1: the map \pi is finite, and its pushforward is torsion-free on a smooth curve. Projection formula and the preceding vanishing give H^*(\PP^1,\mathcal V(-1))=0. For every geometric point q\in\PP^1, the exact sequence
therefore identifies H^0(\PP^1,\mathcal V) with \mathcal V|_q. It follows that the evaluation map
is an isomorphism. This also proves the assertion over the field of definition of A, since an isomorphism can be checked after algebraic closure. In particular \dim E_A=e. Tensoring by \cO(j), taking global sections, and using projection formula proves (5.2), with its indicated multiplication map.
Let
Equation (5.2) identifies this graded module canonically with E_A\otimes_\kappa\kappa[U,V]. Multiplication by a section a of L is a homogeneous degree-one endomorphism of this free module over \kappa[U,V]. Such an endomorphism is determined by its value on degree zero and has the form
Multiplication of sections is commutative, so these matrix polynomials commute as elements of \End_\kappa(E_A)[U,V]. Every polynomial identity among sections acts as the zero endomorphism and remains an identity among the matrices. In particular u,v act as U,V, and the identity for M_z follows from (5.1). This does not assert that all the individual matrices A_a,B_a commute.
Choose a point of the constant curve to normalize the universal line bundle on \Pic^0(C)\times C. On the open subset just specified, the dimensions of the section spaces are constant and the higher cohomology vanishes in every degree g_T+j, j\ge0. Cohomology and base change, applied to these line bundles along the proper constant-curve projection, then makes the preceding evaluation and multiplication maps algebraic in A [?, Lemma 30.22.1, Tag 07VK]. The universal lines are flat over the Noetherian parameter base, as required there.
Finally, all multiplication maps are natural under transport. An isomorphism between a transported universal line and the universal line at the transported parameter is unique up to a scalar. It acts by the same scalar on the source and target section spaces, so the induced transport on endomorphisms is independent of that choice and composes as a group action. Transporting
and using g_*u=\chi(g)u, g_*v=\psi(g)v gives (5.3). On the generic parameter field this is semilinear transport of the coefficients.
5.3 The degree-one Picard variety
The multiplication construction uses \Pic^0(C). The next two properties of \Pic^1(C) provide, respectively, a free algebraic action for descent and continuous maps carrying its prescribed characters.
Lemma 5.4. If a finite group G acts freely on a smooth connected projective complex curve C, then its induced action on \Pic^1(C) is free.
Proof. Suppose an element g\ne1, of order r, fixes [V]\in\Pic^1(C). Choose an isomorphism g_*V\to V. Its r-fold composite is an automorphism of V, hence a nonzero scalar. Rescaling the chosen isomorphism by an r-th root of the inverse scalar gives a linearization of V under \langle g\rangle. Since this cyclic subgroup acts freely on C, descent along the degree-r étale cover q:C\to C/\langle g\rangle gives V=q^*V_0. But then 1=\deg V=r\deg V_0, a contradiction.
Lemma 5.5. Let q:C\to T be a connected étale G-cover of smooth connected projective complex curves. For every character \xi:G\to\mu_b, there is a continuous map
Proof. Identify \mu_b with \Z/b by exponentiation. Compose the monodromy of the cover with \xi to obtain \bar\alpha\in H^1(T;\Z/b). Since H_1(T;\Z) is free abelian, \bar\alpha lifts to a class \alpha\in H^1(T;\Z). Represent \alpha by a harmonic real one-form with integral periods. The form
has integral periods on C: the projection of a closed loop in C has trivial covering monodromy, so its \alpha-period is divisible by b. It is also harmonic, since q is holomorphic and unramified. Integrating \omega modulo \Z and exponentiating defines a circle-valued map on C. For a path from c to gc, the projected loop has character \xi(g); choosing the sign of the monodromy convention accordingly, the map satisfies
Its differential, expressed as a real one-form after local lifting to \R, is the G-invariant form \omega.
The Abel map
is equivariant. By the Jacobian description as the quotient of the dual space of holomorphic differentials by the integral period lattice, pullback by a identifies translation-invariant real one-forms on \Pic^1(C) with harmonic real one-forms on C, and induces an isomorphism on integral first cohomology; see [?, Proposition 2.2 and Theorem 2.5]. Consequently \omega=a^*\widetilde\omega, where \widetilde\omega is translation-invariant with integral periods. Integrating \widetilde\omega gives a continuous circle-valued map f_\xi on \Pic^1(C). Adjust its constant so that f_\xi\circ a=f_C.
The action on the Picard torsor is affine. The difference between the pullback of \widetilde\omega under g and \widetilde\omega is translation-invariant and pulls back by a to zero, since \omega is invariant. Injectivity of this pullback makes the difference zero. It follows that f_\xi(g_*A)/f_\xi(A) is constant on the connected Picard variety. On the Abel image it equals \xi(g), so it has that value everywhere.
Proof of Proposition 5.1. Lemma 5.2 supplies parts (i) and (ii), and Lemma 5.3 supplies part (iii). Apply Lemmas 5.4 and 5.5 to the étale cover C\to T_0 to obtain part (iv).
6 Coherent descent and Euler characteristics
The matrices in Section 5 are defined over a function field and need not themselves generate a division algebra. We now combine them with the parameter complete intersection to obtain a division algebra that also contains the previous coefficient algebra. The main step in this section converts the reduced rank of an arbitrary module into an Euler characteristic. Section 7 uses that conversion to prove the required rank divisibility.
Theorem 6.1. Let k be a finitely generated extension of the original field \C, and let \Delta_0 be a central division algebra over k of degree e_0. Fix an integer b\geq2, a k-vector space U of dimension at least three, and a subspace
such that every nonzero member of W_{\bar k} has an irreducible factor of multiplicity one. Choose integers h,M in this order, with
Here v_p is the p-adic valuation, and the prime-indexed set is empty if e_0=1. Define
Take the curve C, group G, and linearized line bundle L of Proposition 5.1 for this b. Write e=|G|=b^b and g_T=b-1, and put
All products and curves here are over k, and H acts on the corresponding Picard factors by transport from the curve. Choose arbitrary characters \rho_1,\ldots,\rho_M:H\to\mu_b, and let H act on the points of the m-th block of Y by \rho_m. Let R be an affine space with a faithful linear H-action. Set
For the generic tuple of degree-zero line bundles A_m, let
Transport induces a semilinear H-action on \End_K(E). Its fixed algebra \Delta_1=\End_K(E)^H is central simple of degree e_1 over F, and
is a central division algebra of degree e_0e_1. Its scalar extension to K identifies with \Delta_0\otimes_k\End_K(E); in the corresponding descent action, H fixes \Delta_0 pointwise.
Theorem 4.2 applies to the stated U,W,h,M. In particular, X is geometrically integral, its singular locus has codimension greater than h, and its punctured smooth cone Y^o is (M+2h)-connected after a complex embedding. Multiplication of each block by a b-th root of unity preserves the defining equations and linearizes \cO_X(1). The Picard factors are geometrically integral, so K is a field. The action on R makes the action on K faithful. The fixed-field theorem therefore gives \Gal(K/F)=H.
Choose a point on the constant curve C, and normalize its universal line bundles along that point. The generic section spaces in the theorem have dimension e by Proposition 5.1, so \dim_K E=e_1. We use left transport g_*=(g^{-1})^*. Transport of a normalized universal line differs from the universal line at the transported parameter by a line from the parameter base. At the generic point an identification is therefore unique up to a scalar. Such a scalar disappears on endomorphisms, so transport gives an actual semilinear action on \End_K(E). Galois descent, applied also to multiplication and the unit, gives the asserted central simple algebra \Delta_1 [?, Tag 0CDR]. This proves all assertions of Theorem 6.1 except that \Delta is division. The algebra asserted here is over the generic field F. The section bundle E exists on the non-effectivity open in B; no extension of its endomorphism algebra as an Azumaya algebra over all B\times X is needed.
If a central simple algebra has degree d, the dimension of each finite right module is divisible by d, as one sees after a splitting extension. We call the quotient its reduced rank. To prove that the algebra is division, it suffices to show that every reduced rank is divisible by d: a nonzero proper right ideal would have reduced rank strictly between 0 and d. Accordingly, fix a finite right \Delta-module of reduced rank r. To prove e_0e_1\mid r, introduce the auxiliary products over k
with the corresponding transport action of H. These degree-one Picard factors serve two purposes. Their free action will make equivariant sheaves descend to a finite quotient, while a determinant line coupling B to P will turn the module’s reduced rank into an Euler characteristic. They are used only in this proof; the fields K,F and the algebra \Delta remain those in Theorem 6.1. The following proposition records the two numerical identities that the index argument will compare.
Proposition 6.2. For the data of Theorem 6.1 and a right \Delta-module of reduced rank r, there is a class \beta of H-equivariant coherent sheaves on Z\times X, with a commuting right \Delta_0-action, having the following properties.
After any embedding k\hookrightarrow\C, identify \Delta_0\otimes_k\C with \operatorname{Mat}_{e_0}(\C), choose a primitive matrix idempotent \epsilon, and put \beta'=\beta\epsilon. The class \beta' is still H-equivariant and is perfect on Z\times X_{\sm}. For every x\in X_{\sm}(\C),
The sign depends only on the curve factors, not on the module or on x. Before making the complex base change, one has
After complex base change, p(l) is also the ordinary Euler characteristic of \beta'\otimes\cO_X(l).
6.1 Removing the scalar ambiguity in transport
Pull the given module to K, with its Galois descent action, and tensor over \End_K(E) with its standard left module E. The resulting vector space \cF_\eta, at the generic point of
has a commuting right \Delta_0-action and dimension e_0r. Tensoring with E has divided the dimension by e_1. Its transport has scalar weight one in each of the universal lines A_m. We first extend this twisted transport over T.
For g\in H, simultaneous transport on the curve and the parameter gives two line-bundle families g_*A_m,A_m representing the same Picard parameter. Their Hom bundle is the pullback of a line from the base. More explicitly, if q_m:T\times C\to T is projection for the m-th curve, put
Each factor is a line bundle, and its pullback is identified with the corresponding Hom bundle by evaluation. Evaluation and composition give
The second isomorphism has its usual associative composition law. The first is compatible with it: transport of the original module is genuine, and the only scalar choices occur in the line bundles used to define E. The genuine linearization of L adds no further ambiguity.
Lemma 6.3. The generic module \cF_\eta extends to a coherent \Delta_0-module \cF on T with compatible isomorphisms J_g\otimes g_*\cF\simeq\cF.
Proof. Choose finitely many rational sections spanning \cF_\eta, and let \cF_0 be the coherent subsheaf of rational sections generated by them and their multiples by a k-basis of \Delta_0. For each g, use (6.5) to view J_g\otimes g_*\cF_0 as a coherent subsheaf of rational sections. Its image is coherent because T is noetherian. Let \cF be the sum of these finitely many images. Corrected transport permutes the summands by the composition law in (6.5); hence it preserves \cF. All maps commute with \Delta_0, and their composition identities hold inside rational sections. The generic fiber is unchanged.
Pull \cF back along the auxiliary factors P, and let V_m be their normalized universal degree-one lines. We will cancel the scalar weight of \cF with a line bundle on Z=B\times P. Define
Here R\Gamma_C means derived pushforward along the constant curve, retaining the Picard parameters. The projection is smooth and proper, and the universal lines are flat over the parameter base; their derived pushforwards are perfect and commute with base change [?, Tag 07VK]. Their determinant lines use the determinant-of-cohomology formalism of Knudsen and Mumford [?]; the functorial construction and its compatibility with pullback are recalled in [?, Tags 0FJI and 0FJW]. Each factor in \cD is the inverse Deligne pairing of A_m,V_m tensored with the fixed line \det R\Gamma_C(\cO_C) [?, Construction 7.2, Equation (7.2.1)]. We keep the full determinant expression when defining transport.
Lemma 6.4. The sheaf \cF\otimes\cD on Z\times X\times R has a genuine H-equivariant structure commuting with \Delta_0. Its derived restriction to R=0 defines an equivariant coherent class \beta on Z\times X. Nonequivariantly this class is the tensor product of \cD with a class pulled back from B\times X.
Proof. Write g_C for the genus of C. For one pair A,V of degrees zero and one,
A scalar acting on a line inside a determinant of cohomology has exponent equal to its Euler characteristic. Thus the corresponding factor of \cD has scalar weights
in A,V. The first weight cancels the weight one of \cF, and the second leaves no dependence on identifications of V. Local choices of line identifications therefore give the same transport on \cF\otimes\cD. To check the group law, compare the two successive transports with the composed identifications of the universal lines. Composition in J_g\otimes g_*J_h\longrightarrow J_{gh} is the associative composition from g_*h_*A to g_*A to A. Functoriality of determinants and the genuine transport of the original module identify the two maps for these composed choices. Any scalar change of the A-identification contributes opposite weights on \cF and \cD, and a change of the V-identification has weight zero. Thus no scalar cocycle remains, and the maps glue to genuine equivariance.
The origin of the representation R is H-fixed. Its immersion in the product has the finite equivariant Koszul resolution on the linear coordinates of R, even when X is singular. The alternating coherent Tor class of restriction therefore defines \beta, preserving both actions. Since \cF does not depend on P, the last assertion follows.
6.2 Extracting the reduced rank
Fix a complex embedding. All varieties in this paragraph are base changed along it. The action of H is now \C-linear and fixes the constant algebra \Delta_0\otimes_k\C pointwise. Consequently taking the image under right multiplication by \epsilon is exact and preserves equivariance. It divides the dimension of every finite-dimensional matrix module by e_0. The product B\times X_{\sm}\times R is smooth and connected. On it, \cF is perfect, and the alternating rank of a locally free resolution is constantly e_0r. Derived restriction to R=0 preserves this rank. Thus, for each x\in X_{\sm}, Lemma 6.4 gives
This argument uses derived restriction; no flatness of \cF over R is required.
Lemma 6.5. For any class \gamma\in K^0(B),
where the sign is independent of \gamma.
Proof. It suffices to calculate the determinant correction for one curve. Write a=c_1(A), v=c_1(V), and let q project off C. Grothendieck–Riemann–Roch for this smooth proper projection gives
Indeed the signed exponential sum -e^{a+v}+e^a+e^v has degree-two part zero and degree-four part -av; a curve has no degree-four Todd term.
Normalization at the chosen curve point removes pure parameter-space degree-two components from both universal classes. The class a has no pure curve component because \deg A=0. The pure curve component of v cannot contribute to q_*(av). The resulting class is therefore purely mixed between H^1(\Pic^0(C),\Z) and H^1(\Pic^1(C),\Z). Tensoring by \cO_C(-c_0), for the chosen curve point c_0, identifies the torsor \Pic^1(C) with \Pic^0(C); different choices change this identification by translation, which acts trivially on integral first cohomology. The universal classes identify these integral lattices with the curve’s first-cohomology lattice: pullback by an Abel map gives the mixed component of the diagonal class on C\times C, and the Abel map induces an integral H^1-isomorphism. The intersection form on H^1(C,\Z) is unimodular. Hence the mixed class has a unimodular matrix \Lambda. This is the cohomological Poincaré pairing; the rank extraction below is the numerical counterpart of the Fourier–Mukai calculation in [?, Theorem 2.2 and Example 2.6].
More explicitly, if d=2g_C is the real dimension of either Picard factor and b_i,p_j are integral bases, a mixed class \theta=\sum_{i,j}\Lambda_{ij}b_i\wedge p_j satisfies
The factors for distinct curves form separate blocks, so the same unit calculation holds on Z. Each Picard tangent bundle is trivial, giving \td(Z)=1. To obtain top degree on P from \exp(c_1(\cD)), one must already use top degree on B, because every mixed term has degree one on each side. Thus every positive-degree term of \ch(\gamma) contributes zero. Only its rank remains.
Combining (6.7) with Lemma 6.5 proves (6.3). It remains to obtain the arithmetic divisibility of the twists over k, where \Delta_0 is still division. We need an Euler-characteristic fact that also applies to the singular variety X.
Lemma 6.6. Let Q be a projective scheme over a field, and let \delta:T'\to Q be a torsor under a constant finite group of order a. For every coherent-sheaf class \alpha on Q,
Proof. The vector bundle \delta_*\cO_{T'} has rank a. Put d=[\delta_*\cO_{T'}]-a\in K^0(Q). Multiplication by d lowers the dimension-of-support filtration on the coherent-sheaf group G_0(Q). To see this, the successive quotients of that filtration are generated by integral closed supports [?, Lemma 42.23.2, Tag 02S9]; on an integral support the two bundles in d have the same rank and are isomorphic on a dense open set. Localization therefore puts their difference in smaller support dimension. In particular this operator is nilpotent.
The torsor becomes the disjoint union of a copies of T' after pullback to T', so \delta^*d=0. The projection formula gives, as operators on G_0(Q),
Over \Q, the operator a+d is invertible by a finite nilpotent expansion, hence d acts by zero. Euler characteristic takes values in \Z, so it kills torsion and \chi(Q,d\alpha)=0. Finite pushforward and the projection formula now give the claimed equality.
Proof of Proposition 6.2. The construction and the first identity have been established above. By Proposition 5.1, H acts freely on P, hence on Z\times X. Its quotient is a projective scheme, and the quotient morphism is a finite étale H-torsor; existence of the scheme quotient and torsor follows from [?, Tag 07S7], and a product of the translates of an ample line bundle gives projectivity of the quotient. Equivariant coherent sheaves descend along this torsor, together with their commuting \Delta_0-actions [?, Proposition 35.5.2, Tag 023R]. The same holds for \beta\otimes\cO_X(l), since \cO_X(1) is linearized.
Each cohomology group of a descended sheaf is a finite right module over the division algebra \Delta_0/k, so its k-dimension is divisible by e_0^2. Lemma 6.6 multiplies its Euler characteristic by |H|=e_1 on passing upstairs. Applying this term by term to the coherent class gives
which proves (6.4). Finally, field extension preserves coherent cohomology dimensions by flat base change [?, Tag 02KH], even for a complex embedding that does not fix the original constants. Over \C, idempotent reduction divides these dimensions by e_0, proving the last assertion.
We have obtained an Euler characteristic equal to the reduced rank up to sign, together with divisibility for every algebraic twist. The geometry of X prevents an immediate comparison of these two statements. The next section makes that comparison using the connectivity of Y^o, and completes the proof of Theorem 6.1.
7 The equivariant index calculation
We complete the proof of Theorem 6.1. Retain its notation, and let r be the reduced rank of a finite right module over
Our objective is to prove e_0e_1\mid r. Proposition 6.2 supplies an H-equivariant coherent class \beta on Z\times X, and its reduction \beta' after a complex embedding of k. It also supplies the two numerical identities (6.3) and (6.4). The first recovers r from an Euler characteristic on Z; the second gives divisibility of Euler characteristics on Z\times X. We connect them by replacing low dimensional tests in X with projective space.
7.1 Equivariant maps into the smooth parameter space
Put \mathbb T=(S^1)^M. The point characters defining the action on the M blocks of the cone give a homomorphism \rho:H\longrightarrow\mathbb T; write H'=\rho(H). The group \mathbb T need not preserve the cone, but its finite subgroup H' does. The H'-action and scalar multiplication by S^1 commute on the unit cone
Here the norm is the standard Hermitian norm after the chosen complex embedding. Radial retraction from Y^o onto Y_1 is equivariant for both actions. By Theorem 4.2, Y_1 is (M+2h)-connected.
Lemma 7.1. There is an H'-equivariant map
where H' acts by translation on \mathbb T and trivially on \PP^h(\C). It has an H'\times S^1-equivariant lift
If t_0\in\mathbb T is fixed and \Phi_0(z)=\Phi(t_0,z), then \Phi is homotopic, as an ordinary map, to \Phi_0 composed with projection onto \PP^h(\C), and
There is also an H-equivariant map \vartheta:P\longrightarrow\mathbb T, for the action through \rho.
Proof. The product of the principal bundles \mathbb T\to\mathbb T/H' and S^{2h+1}\to\PP^h(\C) is a principal H'\times S^1-bundle. An equivariant lift \widetilde\Phi is a section of its associated bundle with fiber Y_1. The base (\mathbb T/H')\times\PP^h(\C) has a finite CW structure of dimension M+2h. Extend a section cell by cell: over an a-cell the extension obstruction is a map S^{a-1}\to Y_1, which is null-homotopic by the connectivity just established. The initial choice over zero-cells and extension over one-cells are allowed because Y_1 is nonempty and path connected. This constructs \widetilde\Phi, and passage to the scalar-circle quotient gives \Phi.
To compare \Phi with \Phi_0, forget H'-equivariance. The lifts \widetilde\Phi(t,z) and \widetilde\Phi(t_0,z) are sections of the same circle-associated bundle over \mathbb T\times\PP^h(\C). Construct a homotopy relative to its two endpoints by extending over cells of the base times [0,1]. This relative CW pair has dimension M+2h+1, so the largest obstruction belongs to \pi_{M+2h}(Y_1), which also vanishes. Projectivizing this homotopy proves the assertion about \Phi. The circle-equivariant map S^{2h+1}\to Y_1 obtained at t_0 identifies the associated tautological line bundles, giving the stated isomorphism for \Phi_0.
Finally, any character of H=G^{M-1} is a product of characters of its factors. Lemma 5.5 realizes each factor character by an equivariant circle-valued map on the corresponding factor of P. Multiplying these maps realizes each coordinate of \rho. Their product is \vartheta.
7.2 An integral family of indices
To bring \beta' to projective space, use the maps just constructed. Writing z=(a,p)\in B\times P=Z, define
This map is H-equivariant, with trivial action on \PP^h. Since H acts freely on Z, the quotient V=Z/H is smooth projective, and \gamma induces a map
The ordinary homotopy from \Phi to \Phi_0 will later compare this pullback with an algebraic linear section. For descent we use \gamma itself, because \Phi_0 need not be equivariant. These maps are continuous, so the pullback class need not be algebraic. We therefore need integration in topological K-theory that retains integer coefficients, beyond the rational Chern-character formula.
We use K^0(T) for the Grothendieck group of complex topological vector bundles on a compact space T. The group extends to the noncompact smooth varieties below by the same vector-bundle definition; a coherent class on such a variety defines a class in this group by a finite locally free resolution. On \PP^h(\C), put
The projective bundle formula gives
In particular, the coefficients in this basis are integers, a fact we need in addition to the rational Chern character.
The integrality statement below is a special case of the differentiable Riemann–Roch theorem of Atiyah and Hirzebruch [4, Theorem 1 and Remark (2)]. We give the projective-space argument with an explicit choice of Thom class.
Lemma 7.2. Let V be a smooth complex projective variety and let \xi\in K^0(V\times\PP^h(\C)). There is a unique I_V(\xi)\in K^0(\PP^h(\C)) such that
The integral on the right is integration over the V-factor.
Proof. Choose a projective embedding i:V\hookrightarrow\PP^a(\C), with complex normal bundle \nu. The complex K-theory Thom class, followed by extension from a tubular neighborhood, defines
We use the Koszul convention for this Thom class: its restriction to the zero section of \nu is \lambda_{-1}(\nu^\vee). If x_1,\ldots,x_c are the Chern roots of \nu, its Chern character, divided by the ordinary cohomological Thom class, is
For completeness, this identity follows on the zero section from \ch(\lambda_{-1}(\nu^\vee))=\prod_\alpha(1-e^{-x_\alpha}) and from the Euler class \prod_\alpha x_\alpha. The splitting principle verifies the identity universally for sums of line bundles, where the product of the universal Chern classes is a non-zero-divisor; the Thom isomorphism then gives the asserted identity before restriction as well. Consequently
The exact tangent-normal sequence now implies
The integral projective bundle formula identifies
Write i_!\xi=\sum_{i=0}^a\sum_{j=0}^h c_{ij}v^iu^j, with c_{ij}\in\Z. The number
is an integer by Hirzebruch–Riemann–Roch, applied additively to the finite sum of line-bundle classes v^i. Thus the left side of (7.3) is the Chern character of an integral combination of 1,u,\ldots,u^h, which gives I_V(\xi). Uniqueness follows because the Chern character is injective on the torsion-free group in (7.1): if H=c_1(\cO(1)), then \ch(u)=1-e^{-H} has leading term H, so these h+1 Chern characters are linearly independent over \Q. The projective bundle and Thom constructions used here are standard complex K-theory, with the Koszul convention for the Thom class specified above [?, Proposition 2.24, Theorem 2.25, and pp. 113–114]; for the Riemann–Roch formula see [5, §7].
For a projective variety and a virtual coherent or algebraic vector-bundle class, \chi will always mean the additive Euler characteristic of that class. We now apply the preceding lemma to the equivariant class from Section 6.
Proposition 7.3. In the setting of Theorem 6.1, let r be the reduced rank of any finite right \Delta-module. There is a smooth h-dimensional linear section D_0\subset X_{\sm}, a complete intersection of s hypersurfaces of degree b in \PP^{h+s}(\C), and integers q_0,\ldots,q_h\in e_1\Z such that q_0=\pm r and
Proof. Pull back the topological class of \beta'|_{Z\times X_{\sm}} along \gamma and call the resulting class \sigma. This pullback is permitted because the class is perfect on the smooth open product.
The equivariant coherent class \beta' descends on the free smooth quotient (Z\times X_{\sm})/H. That quotient is smooth quasi-projective, so the descended coherent class has a topological vector-bundle class. Pulling it back along the quotient of \gamma gives \tau\in K^0(V\times\PP^h(\C)) whose pullback is \sigma. Since Z\to V is an étale covering of degree e_1 and T_Z is the pullback of T_V, Lemma 7.2 gives
Nonequivariantly, Lemma 7.1 makes \gamma homotopic to (z,t)\mapsto(z,\Phi_0(t)). The equality (7.5) therefore computes the same fiber integral for this latter pullback of \beta'. Evaluate it at any point of \PP^h(\C). Only q_0 remains on the right, whereas (6.3) gives \pm r on the left. Thus q_0=\pm r.
This already gives e_1\mid r. The stronger divisibility by e_0e_1 is encoded in the algebraic twist indices p(l) of (6.4). A smooth linear section of X retains that divisibility and can also be compared with the projective-space test. Put d=\dim X. Theorem 4.2 gives \operatorname{codim}_X(X\setminus X_{\sm})>h. A general linear section of codimension d-h therefore misses the singular locus; Bertini gives a smooth section D_0. As X is a complete intersection of s degree-b equations, D_0 has the description in the statement.
Choose h+1 linear forms with no common zero on D_0; these exist by general position since \dim D_0=h. They define a morphism
The inclusion j:D_0\hookrightarrow X_{\sm} and \Phi_0\circ f have circle-equivariant lifts from the unit frame bundle of this same line bundle to Y_1. Indeed, choose the indicated line-bundle isomorphisms and normalize them by their positive fiber norms to identify the unit frame bundles. The relative section-extension argument in Lemma 7.1, now over D_0\times[0,1], makes those lifts homotopic: the real dimension of this base is 2h+1, below the available connectivity bound plus one. Thus j and \Phi_0\circ f are homotopic.
Pulling (7.5) back by f now identifies the fiber integral on Z\times D_0 with
Define
where restriction of a coherent class is derived. Hirzebruch–Riemann–Roch on the smooth projective product, followed by (\ast), gives
It remains to retain the original divisibility when passing to this section. Recall from (6.4) the integers
The d-h hyperplanes defining D_0 have a Koszul resolution on X: along D_0 they cut transversely in the smooth locus, and off their common zero locus the complex is exact because one of the equations is locally a unit. Tensoring this resolution derivedly with \beta, and then passing to the complex embedding and the matrix-idempotent reduction, yields
Here cohomology commutes with the field extension, and the matrix-idempotent reduction divides every cohomology dimension by e_0. The particular hyperplanes need only be defined after that extension: the terms on the right of (7.7) are the original integer Euler characteristics. Combining (7.6) and (7.7) proves (7.4).
For the integers in Proposition 7.3, put
Its constant coefficient is Q_*(0)=\pm r/e_1, and all its twisted Euler characteristics on D_0 are divisible by e_0. The remaining step extracts the same divisibility for Q_*(0). The dimension h was chosen precisely to allow the following finite truncation argument.
7.3 Truncated polynomial congruences
Lemma 7.4. Let p be a prime, let v\ge1, and let A,Q\in\Z[u]. Suppose the reduction of A modulo p has exact order \nu\ge0 at u=0. If h\ge v\nu and
then p^v\mid Q(0).
Proof. We successively construct integer polynomials Q_i, for 0\le i\le v, with Q_0=Q, such that
Suppose i<v and Q_i has been constructed. Modulo p, write A=u^\nu B, where B(0)\ne0. The power series B is invertible over \Z/p, so the displayed congruence forces every coefficient of Q_i through degree
to be divisible by p. This degree is nonnegative because h\ge v\nu. Let Q_{i+1} be the truncation of Q_i through degree m_i, divided by p. It is an integer polynomial and has the required constant coefficient. Since
restricting the old congruence to degrees at most m_i gives
Coefficientwise division by p gives the next congruence modulo p^{v-i-1}. At i=v-1, the construction shows directly that Q(0)/p^{v-1} is divisible by p. This proves the conclusion. The same induction includes \nu=0, when no degrees are lost.
Completion of the proof of Theorem 6.1. Use D_0, q_0,\ldots,q_h, and Q_* just constructed for the chosen module. If e_0=1, then q_0=\pm r\in e_1\Z already gives the required divisibility, so assume e_0>1. The Hilbert series of the coordinate ring of the complete intersection D_0 is
Euler characteristics of sufficiently positive twists agree with Hilbert functions. Moreover, multiplication by (1-[\cO(-1)])^j gives the same finite difference as multiplication of generating functions by (1-t)^j, apart from finitely many initial coefficients. The coefficients in these differences are integers. It follows from (7.6) that
By (7.7), every coefficient on the left is divisible by e_0.
Multiply (7.8) by (1-t)^{h+s+1} and reduce coefficients modulo e_0. The resulting right side is a polynomial that vanishes coefficientwise. We may therefore substitute t=1-u, obtaining
Define
Cancelling the common monomial u^s yields
This is coefficientwise cancellation of a monomial, valid over \Z/e_0 even when e_0 is composite. When s=0, the factor is 1, and the constant coefficient of (7.9) immediately gives e_0\mid Q_*(0).
For the general case, fix a prime p\mid e_0 and write v=v_p(e_0), b=p^a c, where p\nmid c. Over \Z/p,
Thus A_b(u)^s has exact order \nu=s(p^a-1) modulo p, with nonzero leading coefficient. The choice of h in Theorem 6.1 gives h\ge v\nu. Apply Lemma 7.4 to (7.9), reduced modulo p^v, to obtain p^v\mid Q_*(0). This also covers primes not dividing b, for which \nu=0; no assumption that b is a prime power has been made. Doing this for every prime divisor of e_0 gives
The module was arbitrary. A nonzero proper right ideal of the central simple algebra \Delta, whose degree is e_0e_1, would have reduced rank strictly between 0 and e_0e_1. The divisibility just proved excludes such an ideal, so \Delta is division.
8 Construction of the triangular power identities
We now construct one new triangular identity while preserving the low-degree relations from Section 3. The division theorem allows all the binary addition matrices to be used in the same coefficient algebra. The remaining tasks are to make the final output invariant and to keep the formal relation algebra finite over the old one.
We first record a binary addition using only linear and quadratic relations. The resulting algebra is finite over the input algebra; Lemma 3.5 will then preserve the condition that the characteristic set contains no curve of small degree.
Lemma 8.1 (Finite extension from the Veronese relations). Let b\ge2, let k contain a primitive b-th root of unity \zeta, and let A be a commutative k-algebra with elements u,v. Introduce symbols T_\alpha, indexed by \alpha\in\Z_{\ge0}^{b} with |\alpha|=b, and put
Let A' be the quotient of A[T_\alpha] by the relations
Then A' is finite over A, and in A'
If A is graded and u,v have degree one, these are homogeneous relations when each T_\alpha has degree one; the defining relations (8.1)–(8.2) have degrees two and one.
Proof. The pair exchanges identify any two products of the same number of symbols whose total exponent vectors agree. To see this directly, regard such a product as an allocation of exponent units among factors, each of total degree b. Choose the exponent vector desired in the first factor. Whenever that factor has an excess in one coordinate and a deficit in another, some other factor has a unit in the deficient coordinate. Exchange this unit for a unit in the excess coordinate. This is one relation of the form (8.1). Once the first factor has its desired vector, leave it fixed and continue with the remaining factors.
Applying this observation to T_\alpha^b proves the second identity in (8.3). In particular,
Thus z is integral over A. Every D_j belongs to A[z], and the second identity in (8.3) makes every T_\alpha integral over A[z]. There are finitely many symbols, so A' is finite over A. The grading assertion follows from the displayed defining relations.
Proposition 8.2 (The induction step). Fix 1\le i\le n. Suppose that a field k, a central division algebra \Delta_0 over k, a formal space U, and a low-relation ideal Q\subseteq\Sym_k U satisfy the induction conditions of Section 3, with the triangular identities already constructed for the rows d>i. Then there are a finitely generated extension F/k, a central division algebra \Delta over F, and an enlarged formal space and low-relation ideal over F satisfying the same conditions with the rows d\ge i constructed. In particular, the enlarged formal space contains a form t_i for which
All the enlarged formal forms evaluate to mutually commuting linear forms in \Delta[x], and the new relation ideal is generated by linear forms and quadrics.
Proof. Put b=a_i, let e_0 be the degree of \Delta_0, and take \mathfrak j and W as in (3.1) and (3.2). Write s=\dim_k W. Lemma 3.1 gives base-point-freeness of \mathfrak j_b, and Lemma 3.2 shows that every nonzero geometric member of W has a factor of multiplicity one.
Parameters and the invariant sum. Choose integers in the following order:
The prime-indexed set in (8.5) is empty if e_0=1. Theorem 4.2 supplies the geometrically integral projective constraint variety
Use the curve and its two characters \chi,\psi from Proposition 5.1. For M-1 copies of the curve, indexed by m=2,\ldots,M, let
and write \chi_m,\psi_m:H\to\mu_b for the corresponding characters. Define characters recursively by
Let H act on block m of the constraint cone by the point character \eta_m^{-1}. This preserves its equations because their degree is b, and it gives the natural linearization of \cO_X(1).
As in Theorem 6.1, put
where R is an affine space with a faithful linear H-action. Then K/F is Galois with group H. Let E=\bigotimes_{m=2}^M E_{A_m}, of dimension e_1 over K, and let \Delta_1 be the descent of \End_K(E). Theorem 6.1, applied with the block characters just chosen, makes
a division algebra. Its scalar extension to K is \Delta_0\otimes_k\End_K(E), and H fixes \Delta_0 pointwise. Notice that e_0,s,b were fixed before h, and M before e_1; there is no restriction involving the new degree e_1 in (8.5).
The generic fiber of \cO_X(1), pulled back to K, is a one-dimensional semilinear H-space. By Galois descent it has a nonzero invariant generator \tau. Choose a k-basis of U. In each cone block, divide its coordinate sections by \tau and use the resulting coefficients to form \ell_m\in U_K. Transport of a coordinate section is pullback by g^{-1}. The inverse point action \eta_m^{-1} therefore gives
In particular, dividing by the invariant \tau does not reverse the character.
The constraint equations say that
Since every \eta_m^b=1, the element S_b is invariant and belongs to (\mathfrak j_F)_b. We claim that it has a decomposition
For this, let
Then \mathfrak j_b=V_b+kf_i. If f_i\in V_b, any prescribed nonzero coefficient of f_i may be absorbed by changing the term in V_b, proving the claim.
Suppose instead that f_i\notin V_b. Pure b-th powers span \Sym^b U in characteristic zero. Over an algebraic closure, express f_i as a linear combination of at most \dim\Sym^b U such powers, absorb each scalar into a b-th root, and pad with zero forms. The bound (8.6) gives a nonzero cone point with \sum_m\ell_m^b=f_i. Thus the homogeneous coefficient of the class of f_i in \mathfrak j_b/V_b is not identically zero on X. Geometric integrality makes it nonzero at the generic point. Dividing all the coordinates by \tau only multiplies that coefficient by a nonzero scalar to the b-th power. Finally, the spaces V_b and \mathfrak j_b are defined over k. Invariant linear algebra over F gives (8.10), with homogeneous multipliers of the indicated degrees.
The chain of binary additions over K. We next enlarge the formal space over K, keeping the old equations. Start with s'_1=\ell_1. In link m, introduce a fresh symbol T_{m,\alpha} for every degree-b monomial p^\alpha in the curve coordinates. Each symbol has formal degree one. Evaluate it by the multiplication matrix from Proposition 5.1, on the m-th tensor factor of E, with substitution
Let s'_m be the formal linear combination of the diagonal symbols corresponding to z.
These substitutions preserve commutativity of the entire list. Indeed, the coefficient matrices of a new link commute coefficientwise with \Delta_0 and with the earlier tensor factors. The two inputs in (8.11) commute with one another and with all earlier forms. The inputs therefore centralize the new coefficient algebra \End_K(E_{A_m}), embedded in the m-th tensor factor. Consequently substitution defines a K-algebra homomorphism
where the inputs on the right denote their evaluated forms. It preserves the polynomial commutation identities of the new multiplication matrices, and every new evaluated form commutes with every earlier one. This argument uses no coefficientwise commutativity among the matrices within a single link.
For each link impose the pair-exchange quadrics (8.1), the diagonal relations (8.2), and the identifications
They are identities under evaluation because they are identities of sections on the curve. Lemma 8.1 shows that the resulting quotient is finite over the preceding formal relation algebra and gives
After all links, the formal quotient is finite over \Sym_K U_K/Q_K, is defined by the old and new linear and quadratic relations, and satisfies
Equivariance and descent. Give the new symbol space in link m the degree-b action on the p-monomials from Proposition 5.1, multiplied by the character \lambda_m, and extend it semilinearly over K. Keep U fixed. The pair-exchange relations are stable under the monomial phase and permutation action and under the common twist. The diagonal relations are stable as well. The distinguished symbols u_T,v_T,z have respective weights
These are the weights of their prescribed inputs and output: the input identifications are stable by induction, starting from (8.9). Thus the full ideal of linear and quadratic relations is stable.
Evaluation is equivariant, not merely the relation ideal. For a section a before the twist, write M_a(U_1,U_2) for its linear multiplication matrix. The transport identity (5.3) reads
where g_{\mathrm{coeff}} includes the field action and transport on the corresponding endomorphism factor. Scalar choices in transporting the universal line cancel on these endomorphisms. Using the weights of the two inputs and the degree-one homogeneity of the matrix polynomial, we obtain
This is exactly the action assigned to the twisted symbol. It proves equivariance successively through all the links.
Take invariant vector spaces under semilinear Galois descent. The enlarged formal space descends to an F-space containing U_F, and the full degree-one and degree-two pieces of the stable relation ideal descend to finite-dimensional spaces over F. Let Q_{\mathrm{new}} be the ideal generated by these descended spaces. Scalar extension commutes with the multiplication maps generating this ideal. Since the original relation ideal was generated in degrees one and two, extension to K recovers exactly that ideal. Equivariant evaluation takes these invariant forms into \Delta[x], with \Delta as in (8.8). They are mutually commuting.
The last output s'_M is invariant because \lambda_M=1; define t_i=s'_M. Combining (8.10) with (8.12) proves (8.4). All earlier equations are retained, so every old triangular identity continues to hold modulo Q_{\mathrm{new}}.
It remains to check the other induction conditions. Finiteness of the new relation algebra over the old one can be checked after the faithfully flat extension F\subset K, where it was proved link by link. In particular it remains finite over F[x]. Lemma 3.5 now preserves the geometric no-small-curve condition: the linear projection of the new characteristic set is finite and pulls back the old hyperplane bundle. The central variables still evaluate to themselves, and the formal space still contains U_F. Finally K is finitely generated over k, and so is its finite-group invariant field F. Thus the center is still finitely generated over the original \C, and all induction conditions have been verified.
Proof of Theorem 1.1. Proposition 3.4 supplies the initial data with no triangular rows yet constructed. Apply Proposition 8.2 in the order i=n,n-1,\ldots,1. Every step retains all preceding identities as consequences of an ideal generated in degrees at most two. Thus a later, smaller value of a_i does not lose an earlier power identity. After finitely many steps we have the division algebra and commuting linear forms satisfying (2.1) for all i. Let A be the commutative graded algebra generated by all the evaluated formal forms. The center is finitely generated over \C, all multipliers in the triangular identities belong to A in the stated degrees, and all c_i are nonzero. Lemma 2.1 gives finiteness over k[x] and the full ordered left-\Delta basis. This proves every assertion of Theorem 1.1.
Proof of Corollary 1.2. Apply Theorem 1.1 to the regular sequence contained in I. Proposition 2.2 gives one monomial ideal J containing all x_i^{a_i} and having the same Hilbert function as I in every degree.
9 Generality and consequences
The construction and monomial extraction prove Artinian EGH over \C. We first extend that Hilbert-function conclusion to the scope of Corollary 1.3, and then derive two further consequences. These arguments use the EGH conclusion rather than any additional division-algebra construction.
9.1 Regular sequences over characteristic-zero fields
Proof of Corollary 1.3. If I=S_F, take J=S_F. Otherwise, first work over \C. Choose a linear coordinate change for which f_1,\ldots,f_c,x_{c+1},\ldots,x_n is regular. The images \overline f_1,\ldots,\overline f_c in \C[x_1,\ldots,x_c] form a full regular sequence. Corollary 1.2 applies to these images and, more generally, to every full regular sequence of the prescribed degrees in c variables and every homogeneous ideal containing it. This universal assertion is the premise of the Artinian reduction of Caviglia–Maclagan [9, Proposition 10], which gives the desired Hilbert-function comparison for every ideal containing the original sequence in n variables. The lexicographic embedding modulo P_F gives the stated lex-plus-powers choice; this reduction and its lex formulation are also recalled in [8, Section 4].
For general F, choose homogeneous generators of I and let F_0\subseteq F be the subfield generated over \Q by their coefficients and those of the f_i. Let I_0\subseteq F_0[x] be generated by those generators together with the f_i. Then I_0F[x]=I, and faithful flatness of F/F_0 descends regularity of the sequence to F_0[x]. Embed the finitely generated field F_0 into \C and apply the complex case after scalar extension. Define a monomial ideal over F_0, and then over F, using the same monomial exponents as the resulting complex ideal. Dimensions of graded pieces commute with both field extensions from F_0, so the Hilbert equalities descend to F. The same observation identifies the degreewise lex-plus-powers choice.
The companion paper proves the stronger graded Betti inequalities in this same characteristic-zero scope [?, Corollary 1.2], using the Artinian LPP reduction of Caviglia–Kummini [8, Theorem 4.1]. The construction in Theorem 1.1 itself remains the stated construction for a full complex regular sequence.
9.2 Local cohomology
Caviglia–Sbarra’s conditional theorem [?, Theorem 4.4] also gives a local-cohomology comparison for the same lex-plus-powers ideal.
Corollary 9.1 (Lex-plus-powers extremality for local cohomology). Let F be a field of characteristic zero, let S_F=F[x_1,\ldots,x_n] be standard graded, and put \mathfrak m=(x_1,\ldots,x_n). Let
Suppose that a homogeneous ideal I\subseteq S_F contains a homogeneous regular sequence f_1,\ldots,f_c with \deg f_k=a_k. Let J be the lex-plus-powers ideal prescribed by Corollary 1.3 for P_F, the order x_1>\cdots>x_n, and the Hilbert function of S_F/I. For this single ideal,
Proof. If I=S_F, both sides vanish. Otherwise, since F is infinite, complete f_1,\ldots,f_c to a regular sequence by n-c linear forms. After a linear change of coordinates, the images \overline f_1,\ldots,\overline f_c in \overline S=F[x_1,\ldots,x_c] form a full regular sequence of the same degrees. The list of added linear forms is empty when c=n.
Corollary 1.3, applied in \overline S to every homogeneous ideal containing this sequence, supplies precisely the Artinian EGH premise of Caviglia–Sbarra [?, Theorem 4.4]. Their Clements–Lindström image of I/(f_1,\ldots,f_c) in S_F/P_F has preimage J in S_F. The base-independence identification used there gives local cohomology with support in \mathfrak m, and their Hilbert-series comparison is coefficientwise in the full internal \Z-grading for every cohomological degree i\ge0. This gives the displayed inequalities directly over F.
When c<n, this statement includes positive-dimensional quotients. When c=n, both quotients are Artinian: their zeroth local cohomology is the quotient itself and their higher local cohomology vanishes, so the comparison reduces to the Hilbert-function equality.
9.3 Quadratic Cayley–Bacharach
The quadratic case also gives the following scheme-theoretic Cayley–Bacharach consequence.
Corollary 9.2 (Quadratic Cayley–Bacharach). Let F have characteristic zero, let r\ge1, and let \Omega\subseteq\PP^r_F be a zero-dimensional scheme-theoretic complete intersection of r quadrics, of degree 2^r. For an integer 1\le k\le r and a degree-k hypersurface X\subseteq\PP^r_F,
Equivalently, if X contains a closed subscheme of \Omega of degree strictly greater than 2^r-2^{r-k}, then it contains \Omega scheme-theoretically. Degrees here mean scheme lengths over F; no reducedness assumption is needed.
Proof. First let m\ge0 and let \Gamma\subseteq\Omega fail to impose independent conditions on degree-m forms, so that H_\Gamma(m)<\deg\Gamma, where H_\Gamma(d)=\dim_F(S/I_\Gamma)_d, S=F[x_0,\ldots,x_r], and I_\Gamma is the saturated homogeneous ideal. Choose a linear form \ell nonvanishing on \Omega. It is a nonzerodivisor on the homogeneous coordinate rings of both \Omega and \Gamma. Thus the images of the defining quadrics form a regular sequence in S/(\ell)\cong F[x_1,\ldots,x_r], and, for A=S/(I_\Gamma,\ell),
Some A_e is therefore nonzero with e\ge m+1. Corollary 1.3 replaces A by a quotient by a monomial ideal containing every variable square, with the same Hilbert function. A surviving degree-e monomial is squarefree, and all its 2^e divisors survive. Consequently \deg\Gamma\ge2^e\ge2^{m+1}. This proves, in characteristic zero, the numerical assertion \mathrm{IV}_m of [?, Section 3].
Now suppose X does not contain \Omega and k\le r-1. Put Z=\Omega\cap X, and let \Gamma be residual to Z in \Omega. If I_Z and I_\Omega are their saturated homogeneous ideals, the residual scheme is defined by I_\Gamma=(I_\Omega:I_Z). Set m=r-k-1. Residual duality for the complete intersection of r quadrics gives
The equality is the modern Cayley–Bacharach theorem in [?, Section 3, p. 195]; its complementary degrees sum to \sum_{i=1}^r2-r-1=r-1. The strict inequality holds because the defining equation of X belongs to I_Z but not to I_\Omega. This theorem may be applied over an algebraic closure: flat field extension preserves lengths, Hilbert functions, residual schemes, and scheme containment. Thus \Gamma fails to impose independent degree-m conditions. The bound just proved and the residual degree identity give
For k=r, the same inequality merely says that a proper closed subscheme of \Omega has integer degree at most 2^r-1.
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