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Bounded klt complements for Fano contractions

OpenAI, 25 September 2026

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Part of family 066: Bounded klt complements for Fano contractions. Read it with its family

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Abstract

For fixed dimension d and positive rational \epsilon, we prove that every \epsilon-log-canonical Fano contraction over an algebraically closed field of characteristic zero admits, near each closed base point, a klt complement of index bounded only by d and \epsilon. Over \mathbb C, we also obtain monotone klt complements for Fano type pairs with nef anti-log-canonical divisor and coefficients in a fixed finite rational set. This proves the finite-rational-coefficient form of Shokurov’s bounded-klt-complement conjecture.

1. Introduction

Let f\colon X\to Z be a projective contraction of normal varieties, meaning that f is surjective and f_*\OO_X=\OO_Z. A complement near a closed point z\in Z is an effective rational boundary B for which the adjoint divisor K_X+B becomes torsion on the inverse image of a neighbourhood of z. More precisely, an index N records that N(K_X+B) is integral Cartier and linearly trivial there. The complement is klt if every log discrepancy of (X,B) is positive. We ask whether one index works for all contractions of a fixed dimension whose singularities have a fixed positive lower discrepancy bound.

When K_X is rational Cartier and -K_X is ample over Z, we call f a Fano contraction. Complements turn this positivity into an adjoint divisor with controlled torsion. The distinction between lc and klt complements is essential: an lc complement permits zero discrepancies, whereas a klt complement must keep every discrepancy strictly positive. We prove that a uniform positive bound for the singularities of X suffices to achieve the latter conclusion with a bounded index.

Theorem 1.1. For every positive integer d and positive rational number \epsilon there is a positive integer N=N(d,\epsilon) with the following property. Let k be an algebraically closed field of characteristic zero, and let f\colon X\to Z be a projective surjective morphism of normal integral k-varieties such that f_*\OO_X=\OO_Z, \dim X=d, K_X is \Q-Cartier, X is \epsilon-lc, and -K_X is ample over Z. For every closed point z\in Z there are an effective \Q-divisor B on X and a Zariski open neighbourhood U of z such that (X,B) is klt over U and

N(K_X+B)|_{f^{-1}(U)}\sim 0

is an integral Cartier divisor.

The morphism in Theorem 1.1 need not have relative Picard number one, nor need its general fibre have positive dimension. The displayed linear equivalence means triviality of the associated line bundle on f^{-1}(U), after the indicated shrinking; it is stronger than numerical triviality. Both B and U may depend on f and z, whereas N does not.

A variety is of Fano type over its base if it admits an effective \Q-boundary \Delta for which (X,\Delta) is klt and -(K_X+\Delta) is relatively ample. Equivalent versions using a nef and big anti-log-canonical divisor may be converted to this one by a small boundary perturbation.

The proof uses the equivalence between bounded klt complements and a local threshold statement established by Chen [11, Theorem 1.6]. The birational, boundary-free case of that threshold statement remains the main issue. We formulate it in Proposition 2.1 and prove it by contradiction. The role of bounded lc complements is different: they supply an auxiliary linear system of a fixed degree n. Throughout the proof, this n is distinguished from the final klt complement index N.

1.1. Earlier results and the finite-coefficient conjecture

Shokurov introduced complements in his work on threefold log flips [34, Section 5] and formulated their boundedness systematically in his surface theory [35, Conjecture 1.3]. Prokhorov–Shokurov developed the passage from global complements to local ones and the higher-dimensional inductive program [29, 30]. Shokurov’s later treatment includes a bounded lc complement theorem assuming the existence of a klt real complement [36, Theorem 3]. Here the klt condition concerns the input real complement; the bounded-index output is lc. An lc complement may have places of zero discrepancy. Reducing its boundary coefficients need not preserve the linear triviality of the adjoint divisor, so keeping the complement klt requires an additional argument.

Birkar proved boundedness of lc complements for Fano type fibrations with hyperstandard coefficients [3, Theorems 1.7 and 1.8], and boundedness of klt complements for boundary-free Fano fibrations over curves [6, Corollary 1.4]. Chen related bounded klt complements to uniform local hypersurface thresholds and established the conjecture for bases of dimension at most two [11, Theorem 1.6 and Corollary 1.8].

Theorem 1.1 also gives the following consequence in Chen’s complex quasi-projective setting.

Corollary 1.2. Fix a positive integer d, a real number \epsilon>0, and a finite set I\subset[0,1]\cap\Q. There is a positive integer M=M(d,\epsilon,I) with the following property. Let (X,\Delta) be an \epsilon-lc pair of dimension d with coefficients in I, over \C. Let f\colon X\to Z be a contraction of quasi-projective normal varieties, assume that X is of Fano type over Z, and assume that -(K_X+\Delta) is nef over Z. For every closed z\in Z, there is an effective \Q-divisor \Delta^+\ge\Delta such that, near f^{-1}(z), the pair (X,\Delta^+) is klt and M(K_X+\Delta^+) is Cartier and linearly trivial after shrinking the base about z.

The proof, using Chen’s equivalence and a crepant ample model, is given in Section 2.

Corollary 1.2 is the finite-rational-coefficient form of Shokurov’s bounded-klt-complement conjecture stated in [11, Conjecture 1.1]. The same equivalence yields the local hypersurface assertions in [11, Conjectures 1.3 and 1.4]. The conclusion concerns klt complements; the stronger requirement of an \epsilon-lc complement in [11, Remark 1.2(1)] is not asserted here.

1.2. Methods and related work

Our first tools come from normalized-volume minimization. Li established properness estimates [25]; Blum proved existence of a minimizer [9]; Xu proved its quasi-monomiality [39]; and Xu–Zhuang proved uniqueness and finite generation [40, 41]. Li–Xu identifies the minimizing Reeb valuation on the resulting K-semistable cone [26]. We use this ordinary klt theory after proving an additional exactness statement: one fixed small rational perturbation has its actual global minimizer on the prescribed lc constraint. This is Proposition 4.2; its constants are allowed to depend on the individual germ and ideals.

The projective stage combines minimal models and Mori dream spaces [7, 20], Ambro’s canonical bundle formula [1, 2], and Birkar’s boundedness and threshold theorems [4, 5, 6]. The needed uniformity concerns both divisor classes and effective representatives. We retain those representatives in marked bounded families before passing to generic fibres or taking limits.

The final stage uses Takagi’s comparison between multiplier and test ideals [37], in the dense-open formulation recalled by de Fernex–Docampo–Takagi–Tucker [14, Theorem 11], together with Schwede’s Cartier-algebra formulation [32]. These results supply trace generation for a fixed rational pair. The proof below additionally retains the finite output spaces and their valuation bounds through two successive liftings. Related local Cartier-threshold bounds under a positive normalized-volume lower bound appear in [19, Theorem 1.7].

The companion article [28, Theorem 1] proves a uniform Cartier-section threshold for rational-boundary Fano type contractions by an independent character and pinning argument. Its endpoint is a Cartier divisor through a prescribed base point with a uniformly lc pullback. The proof here develops the complement index directly through the birational threshold and the trace estimates above.

1.3. Outline of the proof

The reduction in Section 2 asks for a uniform lower bound on the log canonical threshold of the pullback of a closed base point’s maximal ideal in the birational, zero-boundary case. A sequence violating this bound has divisors whose orders on that ideal are arbitrarily large compared with their discrepancies. We will construct a prime divisor of discrepancy less than \epsilon. Small discrepancy at a real valuation is not by itself enough, since rescaling the valuation also rescales its discrepancy. The proof must therefore control both discrepancy and the eventual divisor normalization.

From concentration to a graded model. After shrinking each base to an affine neighbourhood of z and replacing the sequence by its crepant ample models, Sections 3–6 encode anticanonical sections in an affine cone. Its bounded-degree lc system has a centred lc place detecting the concentration of the base ideal. We minimize normalized volume subject to this lc equality. Proposition 4.2 shows that the constrained minimizer is exactly the ordinary minimizer of a small effective klt perturbation. This permits ordinary stable degeneration to produce a finitely generated graded ring, while a comparison at the minimizer preserves concentration of the base ideal.

Compatible further filtrations let us maximize the rank of the torus whose characters record the occurring valuation degrees. Each successive valuation remains realized on the original cone. The resulting projective quotient carries a klt pair (S,B) and an effective ample rational divisor H\sim_{\Q}-(K_S+B) for which (S,B+H) is lc. At each lc place of this latter pair, replacing H by any effective rationally linearly equivalent divisor increases its order by at most a factor 1+\eta, where \eta\to0 along the sequence. This is the weak essentiality property of Proposition 6.2.

We also keep actual sections on X. Choose a general degree-n anticanonical section h, and let B_h be one n-th of its effective section divisor, so (X,B_h) is lc. For m\in n\Z_{\ge0}, dividing degree-m anticanonical sections by h^{m/n} gives a space of rational functions V_m\subset k(X). The normalized cone valuation restricts to a valuation v with A_{X,B_h}(v)=0. The cone valuation assigns to a section the cost b(F)=m+v(F) of the corresponding F\in V_m; the assigned degree m is retained in this notation. Costs are nonnegative, V_0=k[Z], and v(\m_z)\to\infty along the sequence. These systems and the exact discrepancy identity below are constructed in Subsection 6.4.

Upper counts and independent sections. Sections 7–10 use weak essentiality to control these section spaces. A finite tower of projective contractions removes one small scale of the residual field k(S) at a time. Horizontal discrepancy bounds give divisor-order estimates on each relative field. Together with the torus directions, these fields determine d widths W_j: independent rational functions in direction j can be obtained at degree and cost O(W_j).

The two needed estimates go in opposite directions. At any fixed physical degree, the sum of initial spaces through cost T has dimension at most a uniform multiple of \prod_j(1+T/W_j). Monomials in actual sections with independent initials give lower box bounds at comparable degree and cost. Here an initial is the least-valued part of a function in the associated graded field. The directions whose widths stay bounded need a further estimate: through a slowly growing cutoff, cost is bounded by a uniform multiple of physical degree, and the dimension is O((1+m)^r), where r is their number. To prove this, Section 10 retains effective divisor representatives in a marked projective family. An obstruction would produce a degree-zero section of bounded positive cost, contradicting concentration of the entire base maximal ideal.

A small discrepancy with controlled divisor normalization. The connection back to the singularities of X is

A_X(w)=A_{X,B_h}(w)+ \sup_{\substack{m\in n\Z_{>0}\\0\ne F\in V_m}} \frac{-w(F)}m

for quasi-monomial valuations centred on X; this is (6.7). Thus inequalities w(F)+B_*m\ge q\,b(F), with B_*,q>0, bound the second term by B_*. In degree zero they give nonnegative values on k[Z] and positive values on \m_z, forcing the centre to lie over z. Sections 11–14 seek such valuations with small A_{X,B_h}(w), while preserving independent initial coordinates. The fractional-form discrepancy A_\theta used there is precisely A_{X,B_h}.

The optimization has a finite test and compact sublevels on a monomial skeleton. A suitably chosen optimizer gives a strict divisorial budget on a geometric generic fibre of the full initial field, which retains all homogeneous degrees, rather than just residue classes. In suitable positive-characteristic reductions, Cartier trace converts this budget into sections of controlled degree and value. Relative trace survival is first lifted to the full initial field and then to the original field; the finite output spaces are fixed before reduction to positive characteristic.

Comparing these trace outputs with the upper counts controls both changes of coordinate values and growth of the number of independent initials. First the bounded-width coordinates acquire value zero. A further trace argument then gives two-sided bounds for section values. Through the remaining width layers, independent initials are added and their values are rounded to integers, preserving all earlier constraints. Once the initials form a full transcendence basis, the section counts bound the denominator of the entire value group. A bounded multiple of the resulting valuation is an integral multiple of a prime divisor. The final choice of tolerances and scaling makes that divisor’s discrepancy less than \epsilon, completing the contradiction.

1.4. Conventions

All varieties in characteristic zero are over an algebraically closed field. After Section 2 we work over \C through Section 10. In Section 11 we descend the contradiction sequence and its specified data to a countable algebraically closed field of characteristic zero; later constructions allow the stated extensions of constants. From Section 12, positive-characteristic reductions are auxiliary trace calculations on retained finite data: the chosen valuations, optimization, and strict discrepancy assertions remain in characteristic zero. A contraction is a projective surjective morphism with connected fibres in the sense f_*\OO_X=\OO_Z.

We use log discrepancies. For a prime divisor E on a smooth birational model \pi\colon Y\to X,

A_{X,B}(E)=1+\ord_E\bigl(K_Y-\pi^*(K_X+B)\bigr).

Discrepancies, divisor orders, and ideal orders are extended homogeneously to positive real multiples of valuations. The order of an ideal is the minimum of the orders of local generators. The notation A_X means A_{X,0}. For a nonzero ideal \mathfrak a on a klt variety,

\lct(X;\mathfrak a)= \inf_{E(\mathfrak a)>0}\frac{A_X(E)}{E(\mathfrak a)},

where the infimum is over prime divisors over X. Rational Cartier divisors are evaluated by pullback on a model on which the valuation has a centre.

In contradiction sequences we pass to subsequences and shrink the base about the chosen point without repeating this convention. Constants called uniform are independent of the sequence index after these operations; their allowed geometric dependencies will be stated. The number of contractions, scale layers, and rank increases is bounded. Small positive constants chosen before a limit are kept separate from quantities tending to zero along the sequence. The original dimension is d; the first section cone has dimension p=d+1. Characteristic primes in the trace arguments are denoted by \mathfrak p.

2. The birational threshold reduction

The central assertion is the following uniform estimate.

Proposition 2.1. For every positive integer d and every \epsilon>0 there is c(d,\epsilon)>0 such that, over \C, the following holds. Let f\colon X\to Z be a birational contraction of d-dimensional normal varieties, let X be of Fano type over Z, and assume that K_X is \Q-Cartier, -K_X is nef over Z, and X is \epsilon-lc. For each closed point z\in Z,

\lct\bigl(X;\m_z\OO_X\bigr)\ge c(d,\epsilon). \tag{2.1}

The subsequent sections prove Proposition 2.1. We first explain precisely why it suffices.

Lemma 2.2. Proposition 2.1 in all dimensions implies Theorem 1.1 over \C.

Proof. Shrink Z to an affine neighbourhood of z. Choose generators of \m_z and take a log resolution of their pullback ideal and of X. The pullback system has a fixed divisor and a base-point-free moving system. By (2.1), multiplying the fixed divisor by c(d,\epsilon) preserves log canonicity. For a general linear combination h of the generators, Bertini’s theorem makes its moving divisor transverse to the resolution strata. Consequently, with t=\min\{c(d,\epsilon),1/2\}, the pair (X,t f^*\Div(h)) is lc near f^{-1}(z); the same conclusion follows componentwise on the resolution. The divisor \Div(h) passes through z. This is the birational boundary-zero instance of the local hypersurface assertion in [11, Conjecture 1.3].

Apply the implication (4)\Rightarrow(1) in [11, Theorem 1.6], for every base-dimension bound needed and with boundary coefficient set \{0\}. Its conclusion supplies a bounded klt complement on an \epsilon-lc contraction of Fano type whose anti-log-canonical divisor is relatively nef. A Fano contraction as in Theorem 1.1 satisfies these hypotheses, using the zero boundary. Over our affine base its total space is quasi-projective, as required there. Relative linear triviality becomes actual linear triviality after shrinking about z to trivialize the line bundle on the base.

The birational assertion in Chen’s formulation allows a canonical Weil divisor that is \R-Cartier. Such a divisor is already \Q-Cartier: on a finite open cover, expressing its Cartier condition in terms of finitely many integral divisors gives a finite system of rational linear equations. A real solution of this consistent system can be replaced by a rational solution, and a common denominator works on the finite cover. Finally a real positive lower discrepancy bound may be decreased to a positive rational one. Thus these harmless differences in formulation do not restrict the implication.

Lemma 2.3. If Theorem 1.1 holds over \C with a fixed index depending only on d and \epsilon, it holds over every algebraically closed field of characteristic zero with a fixed multiple of that index.

Proof. Work over an affine neighbourhood of z. Descend the morphism, the point, and the relevant canonical-divisor data to a countable algebraically closed subfield k_0 of the given field k. All defining equations require only finitely many coefficients, so such a k_0 exists and embeds in \C. Normality, the contraction property, and relative ampleness descend and ascend under these field extensions after enlarging the defining field when necessary. A log resolution defined over k_0 checks the discrepancy bound: its finitely many boundary coefficients, together with the smooth transverse strata, compute the same lc condition after either extension. We may therefore apply the complex assertion to this descended model.

Let b>1 be a fixed multiple of the complex complement index. Write K_X using a rational top-degree form \omega defined over k_0. The coherent module of relative sections of the reflexive sheaf \OO_X(-bK_X) has finitely many generators over the affine base. Represent these generators by rational functions \phi_1,\ldots,\phi_s over k_0. Sections commute with flat constant-field extension; equivalently one may compute the reflexive powers on the smooth locus and use flat base change there. We do not require bK_X to be Cartier.

Take a log resolution \pi\colon Y\to X over k_0 on which the fractional ideal generated by the \phi_i is principal, and its divisor together with \Div_Y(\omega) and the exceptional locus has simple normal crossings. For every component E of these divisors put

a_E=\ord_E(\omega),\qquad q_E=\min_i E(\phi_i).

Over \C, the given klt complement is represented, after localizing on a neighbourhood of z, by a section \phi with \Div_X(\phi)=b(K_X+B). Its order at every E whose proper image in the base contains z is at least q_E: the coefficients expressing it in the chosen generators are regular on that neighbourhood. Klt of this complement therefore gives the strict inequalities

1+a_E>\frac{q_E}{b} \tag{2.2}

for all such components. These are finite inequalities for the descended resolution, so they remain true over k.

Remove from the base the proper images of the finitely many offending components that do not contain z. The fractional ideal is now its fixed divisor times a base-point-free system. A general k-linear combination \phi=\sum_i\lambda_i\phi_i has a moving divisor which is smooth and transverse to the resolution strata, by Bertini in characteristic zero. Its coefficient in

\frac{1}{b}\Div_Y(\phi)-\Div_Y(\omega)

is 1/b<1; the fixed coefficients are strictly less than one by (2.2). This simple-normal-crossing subpair is klt. Pushing down gives an effective boundary

B=\frac{\Div_X(\phi)-bK_X}{b}, \qquad b(K_X+B)=\Div_X(\phi),

which is klt on a neighbourhood of f^{-1}(z). Properness justifies the shrinking used above. Closing up this effective divisor in the original X gives the divisor required by the theorem; its restriction to that neighbourhood is unchanged. Thus the fixed index b works over k.

2.1. The contradiction sequence

Suppose Proposition 2.1 fails for fixed d>0 and \epsilon>0. Choose a sequence of its data with threshold tending to zero. We will usually suppress the sequence index. Before constructing the cone, we make two reductions that preserve this failure.

Lemma 2.4. The sequence may be chosen with -K_X ample over Z. This replacement preserves all discrepancies and the threshold in (2.1).

Proof. Choose a klt log Fano boundary \Delta over Z and a positive integer r with -rK_X Cartier. The divisor D=-rK_X is relatively nef, and for a positive integer a,

aD-(K_X+\Delta)=-arK_X-(K_X+\Delta)

is relatively ample. The relative klt base-point-free theorem [17, Theorem 1.3] makes -K_X semiample over Z. Let g\colon X\to X^{\mathrm a} be its relative ample model. Since X\to Z is birational, so is g. Choose canonical divisors from the same rational top form. For a Cartier divisor H on X^{\mathrm a} ample over Z and a sufficiently divisible m, write -mK_X=g^*H+\Div_X(\phi). Birationality identifies the function fields, so pushing forward gives -mK_{X^{\mathrm a}}=H+\Div_{X^{\mathrm a}}(\phi). Pulling back this identity gives

K_X=g^*K_{X^{\mathrm a}}.

The morphism is crepant; the new variety is \epsilon-lc and has ample anti-canonical divisor over Z. In particular it is of Fano type there. Every divisorial valuation has the same discrepancy on these two models, and its value on the ideal from Z is the same. The valuative formula for the threshold proves the assertion.

We henceforth assume that Z is affine and -K_X is ample over Z. By the valuative description of the failing threshold, there are prime divisors P over X such that

\frac{P(\m_z)}{A_X(P)}\longrightarrow\infty. \tag{2.3}

Here and below P(\m_z) denotes the order of \m_z\OO_X.

Birkar’s relative bounded lc complement theorem [3, Theorem 1.8] applies to the pair (X,0): the coefficient set is fixed, the total space is of Fano type over the base, and -K_X is relatively nef. Our base has positive dimension d, so the stated relative theorem applies. After shrinking about z, it supplies an lc complement of an index bounded in terms of d. Taking a fixed multiple of the finitely bounded indices and then a further multiple if necessary, we obtain one integer n>1, independent of the sequence, for which

\frac{1}{n}|-nK_X|\quad\text{is an lc linear system}. \tag{2.4}

This means that for every divisorial valuation E with centre in the neighbourhood under consideration, \frac1n E(|-nK_X|)\le A_X(E), where the system order is the minimum section order. One lc section already proves these inequalities for the whole system. The integer n will remain fixed in the cone construction; it is not asserted to be a klt complement index.

2.2. The finite-coefficient consequence

The crepant model also gives the consequence stated in the introduction, once Theorem 1.1 has been proved.

Proof of Corollary 1.2. We check item (2) of [11, Theorem 1.6] in every birational dimension. For its boundary-zero, relatively nef data, use the crepant ample model g\colon X\to Y of Lemma 2.4. Apply Theorem 1.1 to Y\to Z, decreasing \epsilon to a fixed positive rational number when needed. After shrinking about z, its complement boundary B_Y is \Q-Cartier, since both K_Y and K_Y+B_Y are \Q-Cartier there. On this neighbourhood, B_X=g^*B_Y is effective and

K_X+B_X=g^*(K_Y+B_Y).

The pair upstairs is klt, and the same complement index makes its adjoint divisor Cartier and trivial. Take the effective closure of B_X outside this neighbourhood if necessary. In particular the multiple used to construct the ample model does not change the complement index. This proves Chen’s item (2) for every base-dimension bound. The implication (2)\Rightarrow(1) of his theorem gives the assertion, with the stated dependence on I.

In the rest of the paper we work with the contradiction sequence above, with its fixed auxiliary lc degree n, and prove Proposition 2.1.

3. The anticanonical cone and a distinguished lc place

We work with the contradiction sequence introduced after (2.1). Thus X\to Z is birational, Z is affine, -K_X is relatively ample, z\in Z is closed, and d=\dim X>0. The integer n>1 is fixed along the sequence and n^{-1}|-nK_X| is an lc system. Put p=d+1. All valuations in this section are trivial on k=\C.

3.1. Valuations and forms

We shall use the full initial field of a valuation, as well as its residue field; these are different objects. We first record the monomial facts needed to distinguish them. The smooth monomial description and its finite-ideal refinements are standard in valuation theory; see [21, Proposition 3.7 and Lemma 3.6]. We include the argument in the form needed for restrictions to subfields.

Lemma 3.1 (Monomial charts and restriction). A real valuation of a function field of characteristic zero satisfying Abhyankar equality is quasi-monomial on a smooth proper model. The model can dominate a prescribed model and resolve finitely many additional functions and divisors. Its restriction to a subfunction field again satisfies Abhyankar equality. In particular, the restriction of a prime-divisor valuation is either trivial or a positive integral multiple of a prime-divisor valuation.

Proof. Choose functions with rationally independent values spanning the value group over \Q, and functions of value zero whose residues form a transcendence basis of the residue field. Resolve the divisors of the first functions and the maps to \PP^1 defined by the second, together with the prescribed data. The latter functions are regular and invertible at the centre. Consequently the dimension of the centre is at least the residue transcendence degree. At least as many transverse boundary components as the rational rank pass through it: the independent values of the first functions are integral combinations of their orders. Abhyankar equality forces equality in both bounds. The centre is therefore the generic point of their transverse intersection, and the normal parameters have rationally independent values.

In the completed local ring at that generic point, each nonzero function has a unique least-weight normal monomial with nonzero residue coefficient. The monomial ideal of strictly higher weight is finitely generated. The congruence to that monomial times a unit contracts to the local ring by faithful flatness. This proves the monomial formula.

For a restriction, add the Abhyankar inequalities for the restricted valuation and the valued field extension. Equality for the full field forces equality for the restriction. A nonzero subgroup of the value group \Z of a prime divisor is j\Z, j>0. The restricted Abhyankar valuation of rational rank one is therefore j times a prime-divisor valuation.

For a rational top form \eta, its form discrepancy is A_\eta(E)=1+\ord_E(\eta) at a prime divisor, extended by the log smooth formula to quasi-monomial valuations. We also write a_\eta. For a fractional form whose r-th power is a rational r-canonical form, use 1+r^{-1}\ord_E(\eta^{\otimes r}). The top wedge of logarithmic normal differentials and regular tangential differentials has form discrepancy zero at the monomial valuation; multiplication by a rational function adds its value. Pair discrepancy is form discrepancy minus the value of the log canonical divisor expressed with that form. The trivial valuation has discrepancy zero. Precise leading-form formulas are proved in Lemma 5.1.

3.2. The cone and its canonical generator

Fix a rational volume form \omega on k(X)=k(Z) and use K_X=\Div_X(\omega). For an indeterminate t, set

\mathcal A_m= \{g t^m:\Div_X(g)-mK_X\geq0\}\cup\{0\},\qquad \mathcal A=\bigoplus_{m\geq0}\mathcal A_m,\qquad W=\Spec\mathcal A .

Here \mathcal A_0=k[Z]. Denote the degree cocharacter by D, and the point of the vertex section above z by o.

Lemma 3.2 (Canonical anticanonical cone). The algebra \mathcal A is finitely generated and normal, with fraction field k(X)(t). The variety W is klt, and

\Omega=t\,\omega\wedge d\log t

has divisor zero on W. In particular it is a canonical generator, of D-weight one.

Proof. Relative ampleness gives finite generation of a sufficiently divisible Veronese and finite generation of each shifted-degree module over it. Thus it gives finite generation in all degrees. The ring is the intersection of k(X)[t] with the valuation rings imposing \ord_P(g)-mP(K_X)\geq0 at strict prime divisors P of X. Here and below, a strict prime of a specified model means a prime divisor on that model itself; a prime over the model may lie on any higher birational model. Thus a divisor extracted on a new model is strict on that model. The displayed intersection is therefore normal. Over the birational generic point of Z its field is k(X)(t).

Consider

\widehat W=\Spec_X\bigoplus_{m\geq0}\OO_X(-mK_X)t^m .

For a sufficiently divisible r, the analogous relative spectrum in degrees divisible by r is the total space of a line bundle. It is proper over the Veronese cone: evaluation by generating sections embeds it, relative to X, into a product with affine space over Z, and X\to Z is proper. The original relative spectrum is finite over this line-bundle model. Since W is separated over its Veronese cone, the resulting map \widehat W\to W is proper. It is birational by the fraction-field calculation. The same prime inequalities give normality of \widehat W.

Over the smooth locus of X, if s is a local rational function with \Div(s)=K_X, the regular fibre coordinate is st, and the displayed form is a nowhere-vanishing top form. The complement of this locus in \widehat W has codimension at least two, as is also seen by the finite map to the line-bundle model.

For completeness, the local singularities of \widehat W are klt. Trivialize rK_X locally and take the normalized cyclic cover adjoining s with s^r equal to its rational trivializing function. Because the coefficients of the Weil divisor K_X are integral, this cover is quasi-etale. Finite crepant pullback preserves klt singularities. On the index cover, form the line-bundle algebra (the normalized reflexive pullback) with coordinate y=st. The deck group acts on y with the same character as on s, keeping t invariant; the form \Omega=(\omega/s)\wedge dy is invariant. Its cyclic invariants recover the original algebra, by the codimension-one regularity inequalities. The cover of total spaces is again quasi-etale. The finite-cover discrepancy formula consequently proves that \widehat W is klt. We have \Div_{\widehat W}(\Omega)=0, and pushing forward gives \Div_W(\Omega)=0. Thus the proper birational map is crepant, and W is klt as well.

Lemma 3.3 (Gaussian discrepancy). For a prime divisor P over X, extend P by the Gauss rule with t-weight q-P(K_X). If q\geq0, the extension \widetilde P is centred on W, and

\widetilde P(gt^m)=mq+P(\Div_X(g)-mK_X),\qquad A_W(\widetilde P)=q+A_X(P).

If q is rational it is divisorial up to positive scaling. Every D-invariant divisorial valuation centred on W has this form, allowing a positive multiple of P, or has trivial restriction to k(X), in which case its discrepancy is q. The ideal I_n=(\mathcal A_n)\subset\mathcal A satisfies (W,I_n^{1/n}) lc.

Proof. The value formula follows from the assigned weight of t. The divisor \Div_X(g)-mK_X is effective and rational Cartier, so the values are nonnegative. A Gauss extension is Abhyankar; wedging with d\log t preserves form discrepancy, while multiplication by t adds q-P(K_X). Since A_\omega(P)=A_X(P)+P(K_X), this proves the discrepancy formula. The rational-weight assertion follows from Lemma 3.1.

An invariant valuation evaluates a sum of different torus characters by their minimum: finite torus translates separate the character components. It is therefore Gaussian. Properness gives a centre on X for its restriction, and Lemma 3.1 applies. The same formulas hold for this restriction and for the trivial one. The corresponding q is nonnegative: a sufficiently divisible relatively free anticanonical section can be chosen with zero divisor order at the centre, and its value on W is its degree times q. The lc assertion reduces to

\frac1n P\bigl(|-nK_X|\bigr)\leq A_X(P),

which is our choice of n. Invariant divisors suffice: take an equivariant log resolution of the invariant ideal; the connected torus fixes its finitely many prime components.

We shall also use general members of these systems. On a log resolution, the fixed part is the ideal’s order and the residual system is free. A general member with coefficient 1/n<1 is transverse to the fixed support and preserves the lc inequalities. The same choice in a finite-dimensional generating subspace can therefore be made lc on both X and W.

3.3. An lc place at the closed vertex

We need a bounded hypersurface statement only for a fixed-index klt germ. It is the argument used in [11, proof of Proposition 5.1].

Lemma 3.4 (A hypersurface on a fixed-index germ). Given p\geq2 and an integer N>0, there is \tau(p,N)>0 with the following property. If (U,G) is klt near a closed point x, G\geq0, \dim U=p, and N(K_U+G) is Cartier, then, after shrinking at x, an effective Cartier divisor H_x through x satisfies (U,G+\tau(p,N)H_x) lc.

Proof. Take a plt blowup extracting only E over x, as in [11, Lemma 2.27]. For its strict boundary G_Y, -E and -(K_Y+G_Y+E) are relatively ample rational Cartier divisors. Decreasing the coefficient of E slightly gives a klt relative log Fano pair, so Y is of Fano type over U. The coefficients of G_Y belong to the finite 1/N-grid below one. The relative monotone lc complement theorem [3, Theorem 1.8] gives a bounded-index lc complement of G_Y+E near x. Its coefficient at E remains one.

Push the complemented boundary down. The bounded-index principal identity pushes down as well and makes the pullback crepant, so the result is an lc boundary G^+\geq G with E an lc place. For a bounded common multiple L of its complement index and N, the divisor H_x=L(G^+-G) is effective Cartier. It passes through x: its order at E is L A_{(U,G)}(E)>0. Taking \tau=1/L, and then a common smaller positive choice over the finitely many bounded indices, proves the claim.

In the next proposition, N is a cutoff tending to infinity along the contradiction sequence; it is independent of the final complement index in Theorem 1.1.

Proposition 3.5 (A centred lc place detecting the bad sequence). After passing to a subsequence, there are divisorial valuations u^0 centred at o, and integers N\to\infty, such that

u^0(I_n)=nA_W(u^0),\qquad u^0(\m_z)\geq N A_W(u^0). \tag{3.1}

Here and below \m_z denotes also its extension to \mathcal A.

Proof. Choose N divisible by n, tending to infinity slowly enough that the bad divisors in the contradiction sequence satisfy

\frac{P(\m_z)}{A_X(P)}>\frac{N}{\tau(p,N)}.

This is a diagonal choice: each fixed N is allowed before passing sufficiently far along the bad sequence. For each individual algebra, choose M>N sufficiently divisible that the degree-M elements cut out the irrelevant locus set-theoretically. Set

I=(\mathcal A_N,\m_z,\mathcal A_M).

Its radical is \m_o=\m_z\mathcal A+\mathcal A_{>0}. Since I_n^{N/n}\subset I, Lemma 3.3 implies (W,I^{1/N}) lc.

Suppose it were klt near o. A general element g of a finite generating space of I would give G=N^{-1}\Div(g) klt there. Indeed the moving part has coefficient 1/N<1 on a log resolution. The canonical generator of W shows that N(K_W+G) is Cartier. Lemma 3.4 supplies an effective Cartier hypersurface H_o through o for which (W,G+\tau(p,N)H_o) is lc.

Choose rational q with

\frac{A_X(P)}{\tau(p,N)}<q\leq\frac{P(\m_z)}N .

The Gauss extension \widetilde P has positive value on every positive-degree element and on \m_z, hence is centred at o. It has value at least Nq on I, whereas its bare discrepancy is q+A_X(P). Consequently

A_{(W,G)}(\widetilde P)\leq A_X(P).

Moreover \widetilde P(\m_o)\geq q: each positive-degree homogeneous term has value at least its degree times q, and each degree-zero term vanishing at z has value at least Nq. A local equation of H_o therefore has value at least q. This contradicts lc, since

A_{(W,G)}(\widetilde P)\leq A_X(P) <\tau(p,N)q\leq\tau(p,N)\widetilde P(H_o).

Thus I^{1/N} is lc but not klt at o. An lc divisor on a log resolution is centred there, because I is supported at o and W is klt elsewhere. For this divisor,

A_W(u^0)=\frac{u^0(I)}N \leq\frac{u^0(I_n)}n\leq A_W(u^0).

Both inequalities are equalities. Since \m_z\subset I, the second inequality in (3.1) follows too.

4. Exact normalized-volume minimization with an lc constraint

The principal point of this section is that a constrained minimum is already an ordinary klt minimum for a sufficiently small positive perturbation. Convergence to the constraint would not suffice for the finite-generation argument.

4.1. The ordinary klt inputs

For a valuation u centred at a closed point x of a p-dimensional germ, put

\mathfrak a_m(u)=\{F:u(F)\geq m\},\qquad \vol(u)=\lim_{m\to\infty} \frac{p!\,\dim_k(\OO_{U,x}/\mathfrak a_m(u))}{m^p}.

The limit exists for these valuation-ideal families [12, Theorem 1.1 and Corollary 5.6]; the local rings here are excellent and normal, so their completions are reduced. For a klt pair with discrepancy A, the normalized volume is A(u)^p\vol(u).

We use the following established results in their ordinary klt setting. The minimum is attained at a unique ray, its valuation is quasi-monomial, and its associated graded algebra is finitely generated and defines a klt K-semistable log Fano cone. The induced grading again minimizes: see [9, Main Theorem and Section 7.3], [39, Theorem 1.2 and Remark 3.8], [40, Theorem 1.1], and [41, Theorems 1.1–1.2], with the cone characterization in [26, Theorem 3.5]. For the bare klt germ, the estimates

\widehat{\vol}_U(u)\geq c_U\frac{A_U(u)}{u(\m_x)},\qquad u(F)\leq C_U A_U(u)\ord_{\m_x}(F)

are the properness and log Izumi estimates of [25, Theorems 1.1–1.2]. Their constants may depend on this individual germ.

If the boundary is a rational nonnegative combination of divisors of regular equations, its specialized boundary is the corresponding combination of divisors of their initial equations. The precise simultaneous specialization, including possible component multiplicities, is proved in Lemma 5.4. Thus all the uses below are of effective rational klt pairs.

Lemma 4.1 (A uniform comparison at a minimizer). Let b minimize normalized volume for a p-dimensional klt pair. For every centred quasi-monomial valuation u and every nonzero F\in\OO_{U,x},

u(F)\leq C_p\frac{A(u)}{A(b)}\,b(F), \tag{4.1}

where C_p depends only on p. Multiplying the discrepancy function by a common positive constant does not change this inequality.

Proof. The relative expected-vanishing criterion [40, Lemma 3.3, Definition 3.4 and Theorem 3.10] gives A(u)\geq S(b;u). On Q_m=\OO_{U,x}/\mathfrak a_m(b), let W_m(b;u) be the sum of the jumping weights of the induced u-filtration, with integer rounding if desired. Then

\frac{S(b;u)}{A(b)} =\lim_{m\to\infty}\frac{W_m(b;u)}{W_m(b;b)}.

The induced filtration is the image filtration: its dimension at level q is

\dim_k\frac{\mathfrak a_q(u)} {\mathfrak a_q(u)\cap\mathfrak a_m(b)}.

Filtering this image by the b-grading gives the same dimension, so no compatibility of bases is being assumed.

Suppose b(F)>0, and put k_m=\lfloor m/(2b(F))\rfloor. Multiplication by F^{k_m} embeds \OO_{U,x}/\mathfrak a_{m-k_m b(F)}(b) into Q_m. Every vector in this image has induced u-level at least k_m u(F). The image dimension is asymptotic to 2^{-p}\dim_k Q_m, whereas W_m(b;b)\leq m\dim_k Q_m. Thus

\frac{S(b;u)}{A(b)} \geq 2^{-p-1}\frac{u(F)}{b(F)}.

The integer-rounding errors vanish in this limit. This proves (4.1), for example with C_p=2^{p+1}. A unit has value zero at both valuations.

A second proof for canonical-generator germs with Cartier-equation boundaries appears in Section 5.4, after the specialization and torus-field constructions it uses.

4.2. The constrained problem

Proposition 4.2 (Exact penalization). Let x\in U be an affine klt germ of dimension p, and let I_0,J be nonzero ideals. Suppose c>0 is rational, (U,I_0^c) is lc, and an lc quasi-monomial place is centred at x. Let b_0\geq1 and c'\geq0 be rational, and assume

a(u)=b_0A_U(u)-c'u(J),\qquad A_U(u)\leq a(u)\leq b_0A_U(u).

The minimum of a(u)^p\vol(u) among centred quasi-monomial lc places of I_0^c is attained at a unique ray. This same ray minimizes normalized volume for a family of ordinary effective rational klt pairs for every sufficiently small positive rational parameter. In particular its associated graded is finitely generated. It is invariant, after an invariant normalization, under any torus preserving x,I_0,J.

All smallness thresholds and constants in the proof may depend on the fixed germ and ideals.

Proof. From ideals to ordinary klt minimizers. Choose a common log resolution of U,I_0,J,\m_x. Replace the order of each ideal by the average orders of sufficiently many general elements in a prescribed finite-dimensional generating space. Write the resulting functions as

C=A_U-B_0,\qquad a_D=b_0A_U-B_J,

where B_0 and B_J are rational nonnegative combinations of the divisors of the chosen regular equations, including the coefficients c and c'. The resolving support and these general moving hypersurfaces form a simple normal crossing divisor \Phi: choose successively transverse members on its finitely many strata. Dividing each coefficient among enough members makes every new moving coefficient sufficiently small.

The old component orders are unchanged. The simple normal crossing discrepancy tests therefore give

C\geq0,\qquad a_D\geq A_U/2,\qquad a_D\leq b_0A_U.

They also give C=0 exactly on the original ideal-lc places and a_D=a there. Indeed the discrepancy expression for C has nonnegative residual term and component terms, strictly positive on every added moving component, including those used for J. An ideal-lc place has C=0 by comparison with the fixed ideal orders; conversely, C=0 forces all these moving orders to vanish and recovers the original ideal equality. Every chosen equation then has exactly its ideal’s order.

For positive rational t', sufficiently small, the function

\frac{C+t'a_D}{1+t'b_0}

is the discrepancy of the effective rational klt pair with boundary

\Delta_{t'}=\frac{B_0+t'B_J}{1+t'b_0}.

Let u=u_{t'} minimize its normalized volume, with u(\m_x)=1. Comparison with one fixed centred lc place and a_D\geq A_U/2 bounds A_U(u)^p\vol(u) independently of t'. Properness bounds A_U(u); log Izumi consequently bounds \vol(u) away from zero. The same comparison now gives C(u)=O(t').

Retraction to the lc strata. Let \Sigma consist of the coefficient-one components for C on the fixed resolution. Use the monomial retraction of [21, Lemma 4.7 and Corollary 4.8]: retract u to the generic stratum of \Sigma through its centre, retaining the same positive normal weights, and call the retraction w. The component formulas give

\begin{aligned} d_{\log}:=A_{(Y,\Sigma)}(u)&\leq C_1C(u),& C(w)&=0,\\ a_D(w)&\leq a_D(u),& w(\m_x)&\geq1-C_1C(u). \end{aligned}

To see the first bound, express C as A_{(Y,\Phi)} plus the component values multiplied by their discrepancies. These coefficients are zero exactly on \Sigma, and positive on the omitted components. For d_{\log}, the omitted coefficients are instead one. The formula for a_D has a nonnegative residual term and positive component coefficients. The maximal ideal is a fixed component sum. These observations give all four comparisons. In particular, for small t', w is nontrivial and centred at x.

Retraction has removed the lc defect and has not increased a_D. To compare the two objectives, we must also control its possible increase in volume. We prove the following quantitative claim for the minimizers u=u_{t'} and their retractions w constructed above:

u(F)\leq(1+C_2C(u))w(F) \qquad(0\ne F\in\OO_{U,x}). \tag{4.2}

The constant C_2 is independent of F and of sufficiently small t' on this fixed resolved germ. We first isolate a polynomial’s least normal terms by a differential operator of controlled order, then bound the value lost under differentiation. A local truncation will give the claim for every regular F.

Polynomial isolation. Cover the relevant strata by finitely many etale-coordinate charts (x_1,\ldots,x_s,y_1,\ldots,y_{p-s}), with x_i=0 the components of \Sigma through the centre and w_i=u(x_i)>0. For a polynomial G of degree at most M in fixed affine generators of k[U] vanishing at x, we claim

u(G)-w(G)\leq C_3(1+M)d_{\log}. \tag{4.3}

We will obtain a differential expression with u-value exactly w(G), using O(1+M) tangential and logarithmic normal derivatives. The order bound must remain independent of the smallest positive normal weight; otherwise it would not control the minimizers as their weights approach a face.

Expand G normally in the x_i at the generic stratum. Etaleness identifies the coefficient field as the finite separable residue-field lift over k(y). Its normal Taylor coefficients are restrictions of regular lifted x-derivatives divided by factorials; they are regular on the stratum. Lifted y-derivatives differentiate these coefficients without changing normal exponents. At a closed point this agrees with the expansion in x and translated tangential coordinates.

Let H be the sum of the least-weight normal terms of G. We first bound every active exponent by O(1+M), independently of the smallest positive weight. The extension k(U)/k(x_1,\ldots,x_s,y_1,\ldots,y_{p-s}) is finite. Fixed multiplication matrices for the affine generators give a relation

\sum_j a_j(x,y)G^j=0

of fixed degree in G, with polynomial coefficient degrees O(1+M). Indeed entries in a degree-M polynomial of these matrices have denominators bounded by powers of fixed denominators; the characteristic polynomial and denominator clearing preserve a linear degree bound.

For a positive normal weight vector \lambda, write f(\lambda)=\min_{\alpha\in\operatorname{Supp}_x(G)} \langle\alpha,\lambda\rangle. At least two different powers j,j' tie at the least value in the relation. Choose normal exponents \beta,\beta' in the finite supports of a_j,a_{j'} that attain their respective minimum weights. Here the supports retain only coefficients nonzero in the stratum field. The tie gives

f(\lambda)= \frac{\langle\beta-\beta',\lambda\rangle}{j'-j}.

Thus f takes its values among finitely many linear forms whose coefficients are O(1+M): the coefficient degrees bound \beta,\beta', and |j'-j|\geq1. The Taylor minimum is locally finite on the positive orthant, since the coordinates of \lambda stay bounded below in a small neighbourhood and all normal exponents are nonnegative. Let \mathcal A(\lambda) be the finite set of active Taylor exponents. For every coordinate i and all sufficiently small h>0, local finiteness gives

\frac{f(\lambda)-f(\lambda-he_i)}{h} =\max_{\alpha\in\mathcal A(\lambda)}\alpha_i.

On this segment, f agrees with the restriction of one of the finitely many linear forms above, so the quotient is O(1+M). It bounds every active coordinate, including tied exponents. The permissible h may shrink as the weights approach a face, but the bound does not: no division by a normal weight has occurred.

Take the least parts of the relation at the given weights and divide out the lowest power of H. The resulting polynomial relation in H has a nonzero constant term, an x-polynomial with coefficients polynomial in y of degree O(1+M). At a general closed point of the centre, not every coefficient of H can vanish to order exceeding that bound. Otherwise the relation would force every coefficient of its nonzero constant term to vanish to that order, impossible for a nonzero polynomial of the stated degree in etale tangential coordinates. All other coefficients in the relation are regular there, so their possible vanishing cannot invalidate this implication.

A tangential derivative of order O(1+M) therefore makes one active coefficient a unit. Let its normal exponent be \alpha. For each normal coordinate apply the product of x_i\partial_{x_i}-j over the integers from zero to the active coordinate bound other than \alpha_i. This isolates the chosen active monomial, with total differential order O(1+M). Both sorts of derivatives preserve normal exponents; lower-weight coefficients remain zero. To interpret the resulting congruence in the local ring, work at the chosen closed point of the centre and put

I_{>}=\bigl(x^\beta:\textstyle\sum_i\beta_iw_i>w(G)\bigr).

This monomial ideal is finitely generated for the individual positive weights. In the completion, the output is congruent to x^\alpha times a coefficient whose residue on the stratum is a unit. Lift that residue coefficient from \OO_Y/(x_1,\ldots,x_s) to an ordinary local unit h. Since x^\alpha(x_1,\ldots,x_s)\subset I_{>}, the output minus x^\alpha h lies in the completed ideal I_{>}, hence in I_{>} by faithful flatness. Localize this congruence at the generic centre of u. Every ideal generator has u-value strictly larger than w(G). The isolated output consequently has exactly u-value w(G). The positive gap here may depend on the valuation; its size is never used in an estimate.

The differential loss. Let \lambda_0=\bigwedge_i d\log x_i\wedge\bigwedge_jdy_j. For a prime divisor E centred in the chart, \ord_E(\lambda_0)=A_{(Y,\Sigma)}(E)-1. Replacing a factor by dG_*/G_* multiplies the wedge, up to sign, by x_i\partial_{x_i}G_*/G_* or \partial_{y_j}G_*/G_*. The new wedge has order at least -1: at a uniformizer of E, each logarithmic differential has only a possible simple logarithmic pole, and a nonzero wedge can contain that normal logarithmic factor at most once. Pullbacks of regular tangential differentials have no poles. Therefore each indicated derivation lowers value by at most A_{(Y,\Sigma)}(E), including over a proper subcentre of the stratum. Approximate real monomial weights on a higher adapted chart by rational divisorial weights. Continuity of the fixed function values and discrepancy gives the same inequality for u. The operator x_i\partial_{x_i}-j obeys it too, because constants have value zero and d_{\log}\geq0. Composing the bounded number of factors loses at most their total order times d_{\log}. The exact value of the isolated output proves (4.3).

From polynomials to local functions. For a nonunit F\in\OO_{U,x}, take M=\lceil3w(F)\rceil+1. Modulo \m_x^M, the local ring is spanned by polynomials of degree less than M in the fixed affine generators. In particular a unit denominator is inverted by its finite geometric series in this quotient. Choose such a polynomial G representing F. For small t', w(\m_x)\geq1/2, so the remainder has u-value at least M and w-value at least M/2>w(F). Thus w(G)=w(F). Also w(F)\geq1/2, so 1+M\leq C'w(F). Equation (4.3) and d_{\log}\leq C_1C(u) now show that

u(G)\leq(1+C_2C(u))w(F)<M

for all sufficiently small t'. Hence u(F)=u(G), proving (4.2). Units have value zero at both valuations.

Exactness of the minimum. We now compare the objectives at u and w. Put K=1+C_2C(u). Equation (4.2) gives \mathfrak a_m(u)\subseteq\mathfrak a_{m/K}(w), and therefore \vol(u)\geq K^{-p}\vol(w). On the fixed germ, properness has bounded a_D(w)\leq b_0A_U(u)\leq M_0. Choose t' so small that C_2t'M_0<1. If C(u)>0, then

(C+t'a_D)(u)-K\,t'a_D(w) \geq C(u)\bigl(1-C_2t'a_D(w)\bigr)>0.

Together with the volume inequality this contradicts minimality of u, because C(w)=0. Thus C(u)=0 exactly.

On the constraint, a_D=a, so every sufficiently small parameter gives a constrained minimum. Conversely any other constrained minimum would also minimize that ordinary klt objective, whose ray is unique. The ray is consequently independent of the small parameter. Stable degeneration gives finite generation. A torus preserving the ideals and point preserves the constrained objective and its unique ray; an invariant normalization, for instance by u(\m_x), makes the valuation invariant. This proves the proposition.

5. Leading forms and compatible further filtrations

The exact minimizer gives one finitely generated graded ring. To improve that ring by a further minimization, we must preserve its canonical form, the lc equations, and the values of specified functions on the original variety. This section proves these compatibility statements. Its final flattening lemma realizes two successive filtrations by a single real valuation on the original function field.

5.1. Full initial fields and leading forms

All associated graded fields in this section include every homogeneous degree. Thus, for a valued function field (K,b), we write

K_b=\Frac(\gr_b K).

This is not the degree-zero residue field. Its transcendence degree is \operatorname{ratrank}(b)+\trdeg_k\kappa(b): choose functions of independent values and lifts of a residue transcendence basis; after these choices any further homogeneous element is algebraic, by taking monomial ratios. In particular \trdeg_k K_b=\trdeg_k K for an Abhyankar valuation. In the rationally independent smooth monomial chart of Lemma 3.1, it is the rational normal-variable field over the stratum field. Every homogeneous fraction is a stratum coefficient times a Laurent monomial, and the normal variables are algebraically independent because their weights are rationally independent. A Gaussian extension by weighted variables adjoins their independent initial variables to the previous full initial field.

These descriptions also justify the continuities used below. On a positive monomial cone, the value of a fixed rational function is locally a difference of minima on finite supports. Form discrepancy is linear on the corresponding log smooth chart. Both are therefore continuous.

For normal test configurations with normal central fibre, preservation of a canonical generator is the top-degree case of [42, Definition 3.3 and Proposition 3.5(2)]. Here we identify the leading rational top form on the full initial field and retain prescribed rational-function tests.

Lemma 5.1 (Leading differential forms). Let b be a real Abhyankar valuation of a characteristic-zero function field K/k, and choose s_1,\ldots,s_q\in K^* whose initials form a transcendence basis of K_b/k, where q=\trdeg_k K. If \eta=g\bigwedge_{i=1}^q d\log s_i, then

A_\eta(b)=b(g),\qquad \eta_b=\bar g\bigwedge_{i=1}^q d\log\bar s_i. \tag{5.1}

The second formula is independent of the probes s_i, is equivariant for actions preserving b, and applies to fractional forms by taking tensor powers.

Proof. Use the rationally independent normal monomial chart, including the divisors of the finitely many probes in the monomialization. A basis of logarithmic normal differentials together with logarithmic differentials of a separating unit tangential basis has wedge of form discrepancy zero. Each probe is a unit times a Laurent normal monomial. In this basis its logarithmic differential has coefficients of nonnegative value. Their degree-zero parts are exactly the coefficients of its initial logarithmic differential in the initial variables: a logarithmic normal derivative of a unit reduces to zero, and a tangential derivative differentiates its restriction. Lifted etale coordinate derivations give these assertions in the local ring.

The determinant relating the probe wedge to this fixed wedge has nonzero reduction, since the initial probes are algebraically independent and the field has characteristic zero. Its value is therefore zero. This proves the discrepancy formula. Comparing two sets of probes by the same determinant computation proves the independence of the leading form. The construction commutes with field automorphisms preserving the valuation. Applying it to an integral tensor power and then dividing discrepancies by that power gives the fractional-form assertion.

5.2. Finite presentations and simultaneous specialization

We next realize a finitely generated associated graded ring by a weight family, retaining the rational functions that specify its canonical form and boundary. Finite generating sets of initials and the corresponding weight presentations are developed in [22, Theorem 2.17, Lemmas 3.2 and 3.4, and Section 3.3]. The proof below explains how log Izumi and maximal-ideal powers end the subduction with an exact polynomial representative in our local setting.

Lemma 5.2 (Finite adapted presentations). Let x\in U be an affine klt germ and let b be a quasi-monomial valuation centred at x. Suppose R_b=\gr_b k[U] is finitely generated. One can choose affine algebra generators x_i, all vanishing at x, whose initials generate R_b. If J\subset k[X_1,\ldots,X_N] is their relation ideal, then

R_b=k[X_1,\ldots,X_N]/\operatorname{in}_{b(x_i)}J,

where \operatorname{in} always means the minimum-weight initial ideal. Every regular function has a polynomial representative attaining its valuation and prescribed initial; the analogous statement holds for rational functions using fractions.

Proof. Add lifts of finitely many graded generators to any affine generating set, subtracting constants from the latter. All generator weights are positive. The minimum of a polynomial relation vanishes on their initials, giving one inclusion. Conversely, a homogeneous relation between these initials lifts to a function of strictly higher value. Subtract a polynomial matching that new initial, and continue with strictly higher-weight polynomials. Only finitely many monomial weights in these generators occur below any fixed bound, so the residual value can be made arbitrarily large. Log Izumi then puts the residual in an arbitrarily high power of the maximal ideal of the local ring. The same holds in the affine ring: the power of the closed-point maximal ideal is primary. That ideal is generated by the x_i, so a polynomial expression in its sufficiently high power has all monomials of strictly higher weight than the starting relation. This ends subduction with an actual polynomial relation of the desired initial. The identical argument, starting from a function instead of a relation, gives adapted representatives. Local unit denominators have constant initial, so the affine and local graded rings agree; taking fractions gives the final assertion.

Lemma 5.3 (Canonical specialization). In Lemma 5.2, suppose further that R_b is normal and that U has a canonical generator \Omega_U. Then (\Omega_U)_b generates the canonical divisor of \Spec R_b: its divisor is zero. There is a one-parameter weight family realizing this specialization and preserving initial identifications on any prescribed finite set of rational functions.

Proof. Choose finite relations whose minima generate the initial ideal in Lemma 5.2. Add adapted representatives of the finite tests, including full probes and the coefficient g in (5.1). Their ties and strict weight comparisons form a finite system of rational linear equalities and strict inequalities. Approximate the generator weights, up to common scaling, by positive integers m_i preserving that system. Consider the domain

\mathcal R=k[s,s^{-m_i}x_i] \subset k[U][s,s^{-1}].

It is flat over k[s], since it is torsion-free. Its fibre at zero has the minimum-weight initial presentation for these integer weights. Indeed substitution and homogenization give one inclusion; conversely, separating the powers of s in a homogeneous expression lying in (s) expresses its upstairs value by terms of strictly higher weight.

The chosen initial relations show that this fibre’s ideal contains the prime presenting R_b. The zero-coordinate section makes the fibre nonempty. Every minimal prime of the principal ideal (s) has height one in the finite-type domain \mathcal R, so the fibre has dimension \dim U. The old initial prime has that same dimension, since its fraction field is K_b. A strict enlargement would have smaller dimension. Thus the initial ideals coincide and the special fibre is exactly \Spec R_b, with the required test initials.

All fibres are normal: the nonzero ones are copies of U, and the zero fibre is normal by hypothesis. Flatness over the smooth curve therefore gives normality of the total space. The form \Omega_U\wedge ds has zero divisor away from the special fibre. That fibre is irreducible, reduced and Cartier, so multiplication by a power of s gives a rational form with zero divisor on the total space, hence a canonical generator on its smooth locus.

We identify its relative restriction explicitly. At the generic point of the special fibre, write the tested probes as s_i=s^{e_i}S_i and g=s^{e_g}G, with residues \bar s_i and \bar g. Because a factor involving ds disappears after wedging with ds,

\Omega_U\wedge ds =s^{e_g}G\bigwedge_i d\log S_i\wedge ds.

The initial logarithmic probe wedge is nonzero. The normalizing power is consequently exactly -e_g, and the relative restricted form is \bar g\bigwedge_i d\log\bar s_i=(\Omega_U)_b, up to sign. At every codimension-one point of the normal special fibre that fibre is smooth; flatness and geometric smoothness there make the family smooth over the base. Its relative generator restricts to a generator there. Thus (\Omega_U)_b has zero divisor on \Spec R_b, as claimed. This argument uses only codimension-one restriction, and makes no canonical-sheaf base-change assumption at singular points.

Lemma 5.4 (Simultaneous boundary specialization). In the preceding situation, a rational effective boundary expressed as a sum of divisors of regular equations specializes to the same sum of the divisors of their initial equations. This identification agrees with specializing its prime components, with all multiplicities.

Proof. For a principal ideal, valuation multiplicativity makes its associated graded ideal principal, generated by the equation’s initial. We verify that component ideals can be preserved at the same time. For each of the finitely many component ideals, use its polynomial preimage in the adapted presentation. Its minimum initial ideal maps onto the associated graded ideal: the adapted representatives in Lemma 5.2 prove this also for each element of the ideal.

Homogenize all these polynomial ideals with one extra variable of weight zero. Each homogeneous minimum ideal has finitely many generators that are minima of homogeneous elements of the original homogenized ideal. Preserve these generators, and the ring’s initial ideal and the equation tests, in one positive integral weight approximation. Inclusion of the old minima in the new minima is then automatic. There can be no extra elements, since both homogeneous minimum ideals have the original Hilbert function, obtained by filtering each finite-dimensional total-degree piece. Dehomogenization preserves the equality: distinct terms of one homogeneous polynomial cannot coalesce after setting the extra variable to one.

The component closures in the resulting weight family have these specialized ideals, as follows by using the analogous family algebras of the quotient rings. Rescale each boundary equation by its parameter power. Its divisor has no vertical component and restricts to the divisor of the nonzero initial equation. Intersection of codimension-one cycles with the special-fibre parameter is additive. This can also be checked at the regular codimension-one points of the normal special fibre, where the total family is smooth over the base. Decomposing the horizontal equation divisors into their prime components therefore gives precisely the same restricted boundary cycles and multiplicities.

5.3. Torus fields and flattening on the original field

We have now identified the specialized canonical form and boundary. The remaining task is to combine two graded constructions while retaining that information. Torus invariance separates the first grading from the second and makes the required combination possible.

The value torus has character lattice generated by the occurring valuation degrees. Its grading valuation is the real cocharacter that evaluates these degrees, injectively on this lattice. When other invariant torus actions descend, we also use their joint effective torus. For a faithful torus grading on a field generated by homogeneous functions, choose multiplicative rational variables z^\mu for a basis of its character lattice M. Such variables exist because the occurring characters generate M as a group. If K^T is the invariant field, then

K=K^T(z^{\mu_1},\ldots,z^{\mu_r}).

Distinct characters give algebraic independence, and division of every homogeneous generator by its corresponding torus variable produces an invariant generator. In particular invariants are generated by ratios of equal-weight homogeneous elements.

A T-invariant valuation is Gaussian in these variables. To see the minimum rule, span the finitely many character terms of a sum by finitely many torus translates and invert their character matrix. Invariance shows that each term has value at least that of the sum; the valuation inequality gives the reverse comparison with the minimum. Formula (5.1) thus applies using the torus variables and full independent initials of the restricted valuation. In particular a pure cocharacter valuation evaluates a homogeneous volume form’s discrepancy by its character.

The next construction refines the successive-degeneration argument of [26, proof of Theorem 4.16 and Remark 4.17]. We retain a prescribed finite set of rational-function initials and the leading top form, and record uniform comparison with the first valuation.

Lemma 5.5 (Compatible real flattening). Let b be as in Lemma 5.2, and let T be the value torus of R=\gr_b k[U], so that b is injective on its character lattice. Let u be a T-invariant quasi-monomial valuation centred at the vertex of \Spec R, with R'=\gr_u R finitely generated. Any stipulated old grading on U is assumed to preserve b and to act on R through T.

For arbitrarily small positive real \xi, there is an Abhyankar valuation b_\xi on the actual field k(U) with associated graded ring R', graded by first weights plus \xi times second weights. Its value torus is the joint torus generated by T and the value torus of u on R'. It preserves the stipulated grading. For any finite set of rational functions, one can preserve both their double initials and the formula

b_\xi(F)=b(F)+\xi u(\operatorname{in}_b F).

One can also arrange, on every nonzero regular function,

\tfrac12 b(F)\leq b_\xi(F)\leq2b(F).

If U,R have the canonical generators in Lemma 5.3 and both b,u have their respective form discrepancies equal to one, the finite tests can be chosen so that

A_{\Omega_U}(b_\xi)=1+\xi,\qquad (\Omega_U)_{b_\xi}=((\Omega_U)_b)_u.

Proof. First use the lexicographically ordered valuation

V(F)=(b(F),u(\operatorname{in}_b F)).

On each first-weight slice its second graded calculation is exactly the one for u. Invariance makes the u-filtration split over first degrees. Hence its associated graded on k[U] is precisely R', with the joint grading. Choose lifted joint homogeneous generators, including the additional generators needed for R and k[U]. Take them homogeneous for the stipulated old grading and vanishing at the point. In the lexicographic subduction procedure there are only finitely many possible values with bounded first coordinate: the first graded pieces are finite-dimensional and only finitely many occur up to that bound. Subduction therefore works as in Lemma 5.2, using log Izumi for the first coordinate. In particular the lexicographic minimum ideal is the prime presenting R', and adapted polynomial and fractional representatives exist.

Choose \xi>0 small enough to preserve the minima of finitely many relations generating that initial prime, and avoid all rational ties on the joint character lattice. The flattened initial ideal contains this prime. Suppose it contained an extra initial relation. Approximate the positive flattened generator weights by positive integral weights, preserving that extra minimum together with the previous finite minima. The weight-family argument of Lemma 5.3 then gives a nonempty special fibre of dimension \dim U, whose ideal strictly contains the prime of R', also of dimension \dim U. This is impossible. Thus the flattened minimum ideal is exactly the desired prime.

For completeness, the resulting real quotient filtration does define a valuation on the original ring. Its weight on a function is the maximum of the minimum weights of all polynomial representatives. Positivity of the finitely many generator weights makes the weights locally finite. If the minima of representatives could be arbitrarily high, every monomial in those representatives would have arbitrarily large ordinary total degree, putting the function in every maximal-ideal power, hence making it zero. The maximum is thus attained for every nonzero function. At an attained maximum, polynomial minima give the graded quotient by the minimum relation ideal: an improvement of a representative differs from it by a relation with that minimum. The quotient being a domain proves multiplicativity, and the triangle inequality is immediate. Extending by fractions yields b_\xi. Its full graded field has transcendence degree \dim U, so it is Abhyankar. Avoidance of rational ties identifies its value torus with the full joint torus. The homogeneous presentation preserves the old grading.

To preserve any finite test list, choose its lex-adapted polynomial representatives and denominators and retain their leading comparisons. For uniform comparison on all regular functions, take \xi smaller until every generator’s flattened weight lies between half and twice its first weight. A b-adapted representative gives b_\xi(F)\geq b(F)/2. Conversely, a b_\xi-adapted representative gives b(F)\geq b_\xi(F)/2. This uses the attained maximum description separately for the two valuations, and so includes functions whose initially chosen representatives have cancellation.

Finally choose first-stage probes as follows. Use rational torus variables and functions of the invariant field whose restricted u-initials form a full transcendence basis there. Gaussianity and Abhyankar equality show that these have full independent first and double initials: the second-stage torus initials adjoin independent variables to the full restricted initial field. The invariant probes are ratios of equal-first-weight homogeneous functions, so they lift to k(U), as do the torus variables. Include these probes and the coefficient of \Omega_U in their logarithmic basis among the finite tests. Applying (5.1) first to b, then to u, and then to the flattening gives coefficient values 1, 1, and 1+\xi, respectively. The same formula identifies the flattened leading form with the iterated leading form. This proves the last two assertions.

5.4. A cone proof of the comparison for Cartier-equation boundaries

The preceding constructions give a second proof of Lemma 4.1 in the setting actually used later: U has a canonical generator, and the klt boundary is a nonnegative rational combination of regular equations. This proof explains why tests with nonclosed centres on the stable cone cause no loss of uniformity. It uses the torus-field description above and the algebraic degeneration and canonical-form assertions of Lemmas 5.3 and 5.4.

Let F be regular affine with b(F)>0; local denominators that are units have value zero. Degenerate to the stable cone, retaining the initial equations of the boundary and of F. The grading b is still minimizing with the same pair discrepancy, and the canonical form is the leading form. Normalize A(b)=1. For an invariant prime-divisor valuation E centred on the cone, not necessarily at the vertex, normalize A(E)=1. On homogeneous elements use w_s=b+sE, and extend by the minimum rule. Gaussianity in rational torus variables shows this is a quasi-monomial valuation: its invariant-field restriction is multiplied by s, and its torus weights are translated by those of b. It is centred at the vertex since w_s\geq b on the ring. The leading-form rule and the homogeneous boundary equations give A(w_s)=1+s.

Put L_*=E(\bar F)/b(\bar F)>0 and s=1/L_*. For k_m=\lfloor m/(2b(\bar F))\rfloor, multiply the homogeneous pieces whose b-weights lie in

[\,3m/4-k_m b(\bar F),\ m-k_m b(\bar F)\,)

by \bar F^{k_m}. They inject into the b-jets of weight below m. Their b-weight is at least 3m/4, and their added sE-weight is at least s k_m E(\bar F), so they vanish among the w_s-jets for large m. The lost dimension fraction tends to c_p=2^{-p}-4^{-p}>0. Therefore

\vol(w_s)\leq(1-c_p)\vol(b),\qquad 1\leq (1+1/L_*)^p(1-c_p)

by minimality. This bounds L_* by a constant depending only on p.

Equivariant log resolution shows that invariant prime divisors suffice to test the homogeneous pair together with \bar F. Undoing the normalizations, adding a\Div(\bar F) preserves lc near the vertex whenever

a<\frac{A(b)}{C_p b(F)}

for a dimensional C_p, which may be enlarged from the first proof. For a strict inequality the cone pair is klt. Transfer this test through the weight family of Lemma 5.3. Its total space is normal with Cartier canonical divisor; the special fibre is reduced, normal and Cartier. All other boundaries are nonnegative rational Cartier-equation divisors without a vertical component. At codimension one of the special fibre the family is smooth, and the different is exactly their Cartier restriction. The ordinary inversion-of-adjunction theorem [23, Theorem on p. 1] applies with coefficient one on the special fibre. It makes the total pair lc near the vertex.

Away from parameter zero the family and pair are a product. The section of the original closed point, with all chosen affine generators zero, specializes to the vertex. Hence the original pair with a\Div(F) is lc near that point. Letting a increase to the displayed bound gives (4.1). This argument uses stable degeneration only for the ordinary klt minimizer, and makes no finite-generation assertion about an arbitrary lc place.

6. A deepest weakly essential residual system

We return to the sequence of anticanonical cones W=\Spec\mathcal A from Section 3, retaining its fixed integer n>1, degree action D, canonical generator \Omega, and vertex o. Constants called uniform in this section are independent of the member of that sequence. The small parameters realizing each exact minimum may depend on the individual member.

6.1. Initial minimizing data

Apply Proposition 4.2 on W with constraint I_n^{1/n} and residual discrepancy a=A_W. Proposition 3.5 supplies a centred quasi-monomial lc place. Normalize the resulting D-invariant minimizer \tilde v by A_W(\tilde v)=1. In constructing its auxiliary klt pairs, take the general core equations in degree n; every such equation has value n at \tilde v. On both \tilde v and the lc place u^0 from (3.1), the auxiliary discrepancy is the parameter times bare discrepancy, up to their common scaling. Here rescale u^0 so that A_W(u^0)=1, which preserves (3.1). Applying (4.1) with minimizer \tilde v and test valuation u^0 therefore gives, uniformly on the ideal \m_z,

\tilde v(\m_z)\longrightarrow\infty. \tag{6.1}

Indeed A_W(u^0)=A_W(\tilde v)=1 and u^0(\m_z)\to\infty by (3.1).

Stable degeneration makes R=\gr_{\tilde v}\mathcal A finitely generated and normal. Removing its effective specialized boundary shows that \Spec R is klt. These homogeneous assertions, initially near the vertex, hold globally: the positive grading makes every orbit closure contain the vertex. Lemma 5.3 gives the canonical generator \Omega_{\tilde v}. Let T be the joint effective torus of the value grading and D, with character lattice M_T, and let \chi be the character of this form. Then

D(\chi)=1=\tilde v(\chi).

Every specialized core equation has pure weight n\chi: its two weights are degree n and value n, and these determine the joint character. Write I_R=(R_{n\chi}).

The exact minimum fixes the normalized valuation and the chosen core through all sufficiently small rational parameters on this member. The induced auxiliary klt discrepancies, before their common canonical scaling, are the specialized core discrepancy plus the parameter times the bare discrepancy. Letting that parameter tend to zero shows that the specialized core boundary is lc. The order of I_R is no larger than the averaged order of the core equations; hence I_R^{1/n} is lc as well. Moreover every quasi-monomial lc place u of this system centred at the vertex satisfies

u(f)\leq C A_R(u)\tilde v(f) \qquad(0\ne f\in R), \tag{6.2}

with uniform C. Apply (4.1) on the auxiliary klt stable cone. At u, the core equations have orders at least u(I_R), so the auxiliary discrepancy is at most the parameter times A_R(u). At the minimizing grading \tilde v it is exactly the parameter, by (5.1). The parameter cancels, giving the bound.

We may ensure that evaluation by \tilde v is injective on M_T. If necessary add a sufficiently small positive multiple \delta D and renormalize by 1+\delta. On each original homogeneous degree this translates values by \delta times that degree; extend by the minimum rule. Generic \delta avoids ties of distinct joint weights and retains the same joint graded ring and Abhyankar equality. To check canonical normalization, choose homogeneous lifts of joint homogeneous independent initial probes. In their logarithmic basis the coefficient of \Omega has degree one and old value one, so its new value is 1+\delta. Formula (5.1) gives both the stated normalization and the unchanged leading form. Homogeneous lifts exist by character splitting in the D-invariant filtrations, also for fractions.

The actual ideal I_n still has normalized value n. All degrees on \mathcal A are nonnegative, and \m_z has degree zero. Taking \delta individually small, the bounds (6.1)–(6.2) persist with uniform factors. We henceforth use the adjusted notation. To compare torus ranks, we will retain actual valuations on W, together with

\begin{gathered} A_W(\tilde v)=1,\quad \tilde v(I_n)=n,\quad R=\gr_{\tilde v}\mathcal A\ \text{finitely generated and klt},\\ T\supset D\ \text{the value torus},\quad D(\chi)=\tilde v(\chi)=1,\quad I_R^{1/n}\ \text{lc}, \end{gathered}

and the uniform estimates (6.1)–(6.2).

Among all sequences of such data and their subsequences, choose one whose torus rank is constant and as large as possible. This is possible because \rank T\leq\dim R=d+1. All future rank comparisons concern sequences retaining the uniform estimates, rather than isolated members. For each member choose h\in\mathcal A_n general so that its divisor divided by n is lc on W and the corresponding divisor is lc on X, and its initial \bar h is general nonzero in R_{n\chi}. Indeed this finite-dimensional weight space is exactly the leading space at the minimal value n from degree n. Include lifts of its basis, together with system generators, in the finite-dimensional space used for the general choice. On R, the divisor \Div(\bar h)/n is lc, and each of its discrepancy-zero primes is also an lc place of I_R^{1/n}. On a resolution, the moving part has coefficient 1/n<1, so its general smooth components introduce no additional discrepancy-zero primes. The fixed part is the ideal’s part.

6.2. The projective torus quotient

The character \chi lies in the interior of the rational polyhedral cone of occurring weights. Otherwise a nonzero rational dual cocharacter would be nonnegative on all occurring weights and nonpositive on \chi. It defines a nontrivial centred valuation on R, whose bare discrepancy is its evaluation on \chi, contradicting klt. Also \chi is primitive, since D(\chi)=1. Set

R_\chi=\bigoplus_{m\geq0}R_{m\chi},\qquad S=\Proj R_\chi.

This ray ring is a subtorus invariant ring, hence finitely generated and normal. Its field and the invariant field satisfy

k(S)=k(R)^T,\qquad \Frac R_\chi=k(S)(z^\chi).

Here and below z^\mu are multiplicative rational torus variables. We give the monoid detail that ensures these identities in all degrees. The finitely generated occurring monoid spans M_T as a group. Its saturation in the weight cone is a finite module over it: subtract integer multiples of its generators until the remainder lies in a bounded set. For each of the finitely many module representatives, use the group-span property to write its difference as a difference of monoid elements. Adding a common monoid translate sends the entire saturation into the monoid. Since \chi is interior, for every fixed weight \mu the points m\chi-\mu lie in that translated saturation for all sufficiently large m. Thus a homogeneous numerator and denominator of equal weight can be multiplied by a common occurring element to have ray degrees. Likewise ray elements occur in all sufficiently large integral degrees, so their degree group is \Z\chi. This proves the field identities.

Choose a rational volume form \omega_S so that

\Omega_{\tilde v} =z^\chi\omega_S\wedge d\log\mathbf z,

where d\log\mathbf z is the wedge for a lattice basis of M_T. The quotient of the two sides is invariant, so it can be absorbed in \omega_S. There is an ample rational \Q-Cartier divisor L on the normal projective variety S for which

fz^{m\chi}\in R \quad\Longleftrightarrow\quad \Div_S f+mL\geq0 \qquad(m\geq0,\ f\in k(S)^*). \tag{6.3}

Take a sufficiently divisible Veronese of the ray ring and write its tautological polarization using the corresponding power of the rational section z^\chi. The equivalence holds in sufficiently high divisible degrees by the Proj description. For any remaining degree, take a sufficiently divisible power: membership of that power implies membership of the element by normality of R_\chi, and the divisor inequality is equivalent to that for its power. If \dim S=0, set L=0; all subsequent prime tests on S are then vacuous.

On S define

f_h=\bar h/z^{n\chi},\qquad H=L+\tfrac1n\Div_S f_h,\qquad B=-K_S^{\omega_S}-L.

In particular H\geq0 and H\sim_{\Q}L.

Lemma 6.1 (Gauss lifts and the quotient boundary). For every prime-divisor valuation P over S, there is a rational Gaussian extension to k(R), centred on \Spec R, whose restriction is P and whose value on z^\chi is P(L). It is divisorial up to scaling. The pair (S,B) is klt log Fano, and B is effective with coefficients in \{1-1/j:j\in\Z_{>0}\}.

Proof. Impose nonnegativity on finitely many eigenfunction generators of R. For an extension of P these are linear inequalities in the rational torus-variable weights, with the one weight on z^\chi fixed to P(L). The criterion for a solution is that every nonnegative combination eliminating the other weights has nonnegative right-hand side. By rational polyhedrality it suffices to test rational combinations. Clear denominators and multiply the corresponding eigenfunctions. Their total weight is a multiple of \chi; it is a nonnegative multiple because the occurring cone is pointed. The required inequality is exactly (6.3) pulled back to P. The rational linear system therefore has a rational solution. Its Gaussian valuation has rational rank one and satisfies Abhyankar equality, so it is divisorial up to scaling. Formula (5.1) gives its discrepancy

A_B(P)=a_{\omega_S}(P)+P(L)>0,

where positivity follows from klt of R. Thus (S,B) is sub-klt; we next verify effectivity and the coefficients.

For a strict prime P on S, first lift P to a homogeneous prime divisor P' of the affine ray cone. Use the punctured cone for a degree-one generated Veronese, and then the finite map from the full ray cone. The affine subtorus quotient \Spec R\to\Spec R_\chi is surjective: projection to invariant summands splits the inclusion as an R_\chi-module. Localize at the generic point of P' and pull back its uniformizer. A height-one minimal prime of this nonzero parameter ideal gives a prime divisor E on \Spec R dominating P'. Its contraction is the maximal ideal of that discrete valuation ring. A connected torus preserves each of these finitely many components, so E is invariant. Its restriction is jP for an integer j>0, by Lemma 3.1.

Choose a section in a sufficiently divisible degree whose corresponding section of L is nonvanishing at the generic point of P. It has order zero at the ray-cone divisor and at its dominating lift, which gives E(z^\chi)=jP(L). As E is a strict prime of the variety \Spec R with zero canonical divisor, A_R(E)=1. The leading-form formula now yields

1=jA_B(P).

The coefficient of B at P is therefore 1-1/j, proving effectivity and the asserted standard coefficients. Together with all prime tests already proved, this makes (S,B) klt. Finally -K_S-B=L is ample, so it is log Fano.

Test the lc divisor \Div(\bar h)/n on the Gauss lifts of Lemma 6.1. This gives, for every prime over S,

A^+(P):=A_B(P)-P(H) =a_{\omega_S}(P)-\tfrac1n P(f_h)\geq0. \tag{6.4}

The positive values of A^+ on primes have gap 1/n: form orders and function orders are integers. These are also generalized Calabi–Yau data with effective boundary B+H, principal nef b-divisor -\frac1n\Div(f_h), and total adjoint divisor literally zero. The principal divisor here is taken on every model. It is rational Cartier and numerically trivial, so is b-nef. Indeed K_S+B+H=\frac1n\Div_S f_h.

For an invariant prime divisor E on \Spec R, write h_E=E(\bar h)/n\geq0. When its restriction is nonzero, Lemma 3.1 writes it as jP, j\in\Z_{>0}. Then

E|_{k(S)}=jP\ne0 \quad\Longrightarrow\quad 1=jA^+(P)+h_E,\qquad jP(H)\leq h_E. \tag{6.5}

For the equality, Gaussianity and (5.1) give

1=j a_{\omega_S}(P)+E(z^\chi),\qquad h_E=\tfrac jnP(f_h)+E(z^\chi).

For the inequality, choose sufficiently divisible sections of L avoiding the centre of P. Their nonnegative values under E, together with (6.3), give E(z^\chi)\geq jP(L). If the restriction is trivial, the valuation is a pure toric cocharacter and h_E=E(\chi)=A_R(E)=1.

6.3. Weak essentiality by maximality of the torus rank

Proposition 6.2 (Weak essentiality). On the chosen maximal-rank sequence, there are numbers \eta\to0 such that, for every prime divisor P over S with A^+(P)=0,

\sup_{H'\geq0,\ H'\sim_{\Q}H} P(H') \leq(1+\eta)P(H). \tag{6.6}

Proof. Otherwise pass to a subsequence carrying lc primes P and effective divisors H'\sim_{\Q}H with P(H')>(1+c_*)P(H), for a fixed c_*>0. Here P(H)=A_B(P)>0. The lift from Lemma 6.1 has bare discrepancy P(H) and discrepancy zero for \Div(\bar h)/n. Normalize it to bare discrepancy one. By our general choice of h, it is also an lc place of I_R^{1/n}. Average this normalized lift and the grading valuation \tilde v on eigenfunctions, extending by the Gaussian minimum rule. The resulting valuation u_* restricts to P/(2P(H)) on the invariant field. It is quasi-monomial, has bare discrepancy one by (5.1), and is an lc place of I_R^{1/n}. For the last assertion, the core weight is pure: every core function has value at least n at the lift and exactly n at the grading, with equality for \bar h. Also u_*\geq\tilde v/2 on regular functions, so it is centred at the vertex and

\vol(u_*)\leq2^p\vol(\tilde v).

Write H'=L+\frac1m\Div_S f' with m>0 integral, clearing rational denominators. By (6.3), g=f'z^{m\chi}\in R_{m\chi}. Its value divided by m is P(H')/P(H)>1+c_* at the normalized lift, and one at the grading. Hence

u_*(g)/m>1+c_*/2.

Choose rational 1<c_0<1+c_*/2 and a fixed rational \lambda>0 large enough that

1+\lambda(c_0-1)>2C,

where C is the old uniform constant in (6.2). On \Spec R, minimize subject to the same lc constraint, now with residual discrepancy

a(u)=(1+\lambda c_0)A_R(u) -\lambda\min\{u(g)/m,c_0u(I_R)/n\}.

This has the ideal form of Proposition 4.2. Explicitly take an integer q_0 for which q_0/m and q_0c_0/n are integral and put J=(g^{q_0/m})+I_R^{q_0c_0/n}; the subtracted term is (\lambda/q_0)u(J). Since the constraint ideal is lc, u(I_R)/n\leq A_R(u), and consequently

A_R(u)\leq a(u)\leq(1+\lambda c_0)A_R(u).

The ideals are T-invariant, so the exact minimizing valuation is T-invariant. Normalize it by A_R(u)=1.

This u cannot be a cocharacter valuation in T. For any centred cocharacter competitor with bare discrepancy one, pure weights give u(g)=m and u(I_R)=n, hence a=1+\lambda(c_0-1). Such competitors are lc places of the system; (6.2) gives their volume at least C^{-p}\vol(\tilde v). Their objective thus strictly exceeds 2^p\vol(\tilde v), while a(u_*)=1 and the displayed volume bound makes u_*’s objective at most that number. This contradicts minimality if u were a cocharacter.

We have obtained a minimizer that is not a cocharacter of the old torus. To contradict maximality, we must realize its joint graded ring on the original W and preserve the system value n, concentration (6.1), and the uniform comparison (6.2).

Let R'=\gr_uR. Stable degeneration for each sufficiently small auxiliary klt parameter gives finite generation, normality and, after removing boundaries, klt of R'. Use the joint effective torus of T and the new value torus. By Lemma 5.3, its canonical generator is (\Omega_{\tilde v})_u; call its character \chi'. It restricts to \chi on T, and u(\chi')=1. Choose the old core equations in R_{n\chi} for the exact-minimum construction. Their next initials have old weight n\chi and u-value n, hence joint weight n\chi'. The old and new weights determine characters of the joint torus, so this is an equality of characters, not only of their evaluations.

Let I_{R'}=(R'_{n\chi'}). The core and normalized minimum remain fixed as the auxiliary parameter tends to zero. Boundary specialization and this pure weight therefore imply that I_{R'}^{1/n} is lc, exactly as in the initial construction. The same auxiliary klt pairs give a new uniform version of (6.2), initially relative to grading u. Indeed at a centred lc place q of the new system, the core term is at most zero; all perturbing boundary subtractions are nonnegative, so the auxiliary discrepancy before common scaling is at most

t'(1+\lambda c_0)A_{R'}(q).

At the minimizing grading u it equals t'a(u), which is at least t'. Formula (4.1) cancels the parameter and yields a sequence-uniform comparison with u, since \lambda,c_0,p are fixed.

On the old ring, (6.2) applies to the normalized lc place u and gives u(f)\leq C\tilde v(f). On each new joint piece this says that its new u-weight is at most C times its old \tilde v-weight: use a homogeneous lift of that piece to R. We now flatten the two successive valuations on the actual original W, by Lemma 5.5, and divide by 1+\xi. This preserves D, the iterated canonical generator, and discrepancy one. The parameter \xi may be chosen individually for each member; all bounds below use fixed factors.

Include a finite degree-n generating list for the actual ideal I_n in the preserved tests. If an old value is greater than n, its normalized flattened value is still greater for small enough \xi. If the old value is n, its first initial lies in R_{n\chi}, so the next value is at least n. Include also a degree-n lift attaining equality for this system minimum; such a lift exists because R_{n\chi} is precisely that leading space. The normalized flattened valuation therefore still has \tilde v_{\mathrm{new}}(I_n)=n.

The all-functions comparison in Lemma 5.5, with 0<\xi<1, bounds the new actual valuation below by \tilde v/4. Thus (6.1) persists. On each new joint weight, its normalized value is

\frac{\text{old weight}+\xi\,\text{new }u\text{-weight}}{1+\xi} \geq\tfrac12\,\text{old weight} \geq\tfrac1{2C}\,\text{new }u\text{-weight}.

Both grading valuations use the minimum rule, so the same comparison holds on all elements of R'. The new comparison relative to u therefore gives (6.2) relative to the normalized flattened grading, with a uniform enlarged constant. All required sequence properties survive.

The joint torus has strictly larger rank. Every old occurring character still occurs after taking the invariant associated graded, so T continues to act faithfully. If the u-grading belonged to this old torus, each nonzero element in an old weight space would have its u-value determined by that character and one fixed linear functional. Invariance and the minimum rule would then make u itself a cocharacter valuation on R, which was excluded above. Thus the rank increases. Passing to a constant-rank subsequence gives an admissible sequence of larger rank, contrary to its maximal choice. This proves (6.6).

Fix this sequence from now on. The dual section

Q_T=\{\rho\in\Hom(M_T,\R): \rho\geq0\text{ on occurring weights},\ \rho(\chi)=1\}

is compact, because \chi is interior and the occurring cone is full-dimensional. It contains D, and its point \tilde v obeys

\tilde v+c(\tilde v-Q_T)\subseteq Q_T

for a uniform c>0. To see this, apply (6.2) first to interior cocharacters \rho. They are centred at the vertex and are lc places of the pure system, of bare discrepancy one. Therefore \rho(\mu)\leq C\tilde v(\mu) for every occurring character \mu. Continuity extends this to all Q_T; take, for example, any c>0 with c(C-1)\leq1.

Use the integral splitting

M_T=\Z\chi\oplus M_0,\qquad M_0=\ker D.

At each invariant prime divisor E on \Spec R, the values E(z^\beta) are integral linear functions of \beta\in M_0. These primes, with the data in (6.5), test regularity of eigenfunctions by normality: any pole divisor of an eigenfunction is invariant, and a normal affine ring is the intersection of its height-one valuation rings.

6.4. Angular forms and section costs

Distinguish the quotient function f_h on S from the actual rational function

f_h^W=h/t^n\in k(X)=k(Z).

Set

\theta=\frac{\omega}{(f_h^W)^{1/n}},\qquad V_m=h^{-m/n}\mathcal A_m\subset k(X) \quad(m\in n\Z_{\geq0}).

The form is fractional, interpreted by its n-th tensor power. The section systems multiply and are nested, since multiplication by h identifies V_m\subseteq V_{m+n}. For v=\tilde v|_{k(X)}, the Gaussian cone formula gives A_\theta(v)=0. On 0\ne F\in V_m, write its cost as

b(F)=m+v(F),

which is the value of its actual degree-m section under \tilde v. The label m is retained when an element belongs to more than one system.

More generally, for a quasi-monomial valuation w of k(X), the Gauss extension assigning h value nB_* has

A_\Omega=A_\theta(w)+B_*,\qquad \text{section value}=w(F)+mB_*\quad(F\in V_m).

Indeed its value on t is B_*-w(f_h^W)/n; substitution in the cone formula gives the displayed identities.

The full initial field for v is

k(X)_v=k(R)^D=k(S)(z^\beta:\beta\in M_0).

This follows from Gaussianity of \tilde v in t: its initial field is the full initial field downstairs with one independent initial variable of D-degree one. The leading V_m-spaces are the leading degree-m pieces of R divided by \bar h^{m/n}. Apply (5.1) to the fractional identity

\Omega/h^{1/n}=\theta\wedge d\log t.

For a basis of M_0, the result is

\theta_v=\pm\frac{\omega_S\wedge d\log\mathbf z_0}{f_h^{1/n}}.

In fact d\log\bar t=d\log z^\chi modulo differentials from k(R)^D, since both variables have D-degree one; wedging with the full downstairs form kills their difference.

Finally let w be any quasi-monomial valuation centred on X, including one lying over z. The general divisor \frac1n(\Div_X f_h^W-nK_X) is lc, so A_\theta(w)\geq0, and

\begin{split} A_X(w)&=A_\theta(w) +\tfrac1n w(\Div_X f_h^W-nK_X),\\ \tfrac1n w(\Div_X f_h^W-nK_X) &=\sup_{\substack{m\in n\Z_{>0}\\0\ne F\in V_m}} \frac{-w(F)}m. \end{split} \tag{6.7}

Effectivity of every degree-m section divisor gives the upper bound for the supremum. Conversely, sufficiently divisible multiples of -K_X are relatively free. Over the affine base choose a section avoiding the centre of w; its effective section divisor has value zero there and attains the asserted value. This proves the equality and completes the angular data used below.

Equation (6.7) specifies the final task. A lower bound close to zero for all positive-degree ratios w(F)/m, together with small A_\theta(w), gives small A_X(w). To use \epsilon-log canonicity, we also need a uniformly bounded positive integer e for which ew is a positive integral multiple of a prime-divisor valuation. We will obtain this control from independent initial coordinates with integral values and the section counts. The tower and section estimates in the next four sections supply the information needed to construct such a valuation on the original field.

7. Valuative pushforward of discrepancy functions

The residual system from Section 6 will be studied through successively smaller function fields. We need discrepancy data that pass through these contractions with an exact rule for pullbacks and with controlled denominators. The construction below uses the least normalized discrepancy among divisors lying over a given base divisor. We first prove attainment and compatibility, then construct its nef moduli presentation.

We continue over \C, and retain the chosen rational volume forms. A prime divisor is identified with its normalized integral valuation. The coefficient of a rational b-divisor \mathbf D at a valuation P is denoted by P(\mathbf D). All b-divisors are evaluated on models on which the displayed Cartier data descend.

Definition 7.1. A discrepancy presentation on a normal projective model Y is

a=a_{K,Y}+\mathbf M-\overline D.

Here a_{K,Y} is the form discrepancy, \mathbf M is b-nef and b-\Q-Cartier, and D is a rational Cartier divisor on Y. The boundary trace B=\sum_P(1-a(P))P, summed over strict primes on Y, satisfies

K_Y+B+M_Y=D

as divisors. The presentation is Calabi–Yau if D=0. Sub-generalized lc and sub-generalized klt mean, respectively, a(P)\ge0 and a(P)>0 for every relevant prime divisor on every higher model. Effectivity means effectivity of the boundary trace on the specified model, not on every higher model.

The effective unscaled case is the generalized-pair framework of Birkar–Zhang [8, Definitions 1.4 and 4.1]. Positive rational scalings are also allowed. For \mu a_K+\mathbf M-\overline D, trace effectivity means that strict prime discrepancies are at most \mu. Bars denote Cartier closure and may be suppressed when there is no ambiguity.

Definition 7.2. For a projective contraction \pi:Y\to V, put

(\pi_\#a)(P)= \min_{\substack{F|_{\C(V)}=mP\\m>0}}\frac{a(F)}m. \tag{7.1}

We use this operation for data sub-generalized lc over the generic point of V, with total divisor pulled back from V, and for positive scalings of such data. A prime valuation upstairs is horizontal when its restriction to \C(V) is trivial.

For an unscaled discrepancy presentation, (\pi_\#a)(P) is one minus the discriminant coefficient at P in the canonical bundle formula [15, Section 2]. Keeping it as a function on all prime valuations makes composition and base pullbacks explicit.

Lemma 7.3. The minimum in (7.1) is finite and attained. Pullback terms from the base translate it exactly, and successive pushes compose.

Proof. Place P on a smooth projective base model. Resolve the map upstairs, the boundary and nef data, and the pullback of P, so that the nef part descends and the relevant divisors have simple normal crossings. Over \eta_P, the largest real number that can be subtracted times the pullback of P while preserving sub-lc discrepancies is the least component-discrepancy-to-multiplicity ratio among components of positive multiplicity. This number may be negative. Horizontal sub-lc takes care of components of zero multiplicity. The snc discrepancy formula gives the same inequalities for every higher valuation, proving attainment and (7.1).

A nontrivial restriction of a prime-divisor valuation to a subfunction field is a positive integral multiple of a prime-divisor valuation: the relative Abhyankar inequalities force equality for the restriction, and its nonzero value group is a subgroup of \Z. Apply this to the intermediate fields and choose attained minimizing lifts successively to obtain composition. Finally F(\pi^*D)=mP(D), proving translation.

7.1. Preparatory birational operations

Lemma 7.4. Effective generalized klt data with big b-nef part admit an ordinary effective klt representative in the same rational adjoint class, whose discrepancies do not exceed the generalized ones. Generalized \delta-lc data, 0<\delta\le1, admit such a representative which is \delta/2-lc. A sufficiently small ample class on the low model may be reserved before taking the representative. In particular, effective relatively Calabi–Yau generalized klt data with big b-nef part make the underlying variety of Fano type over the base.

Proof. On a projective descent write M\sim_\Q D_0+E_0, with D_0 ample and E_0\ge0. For small rational s>0, use sE_0 as fixed part and the ample class (1-s)M+sD_0 as moving part. A still smaller pullback ample reserve can be subtracted from this moving part. Resolve fixed supports and take a sufficiently divisible general free representative of the moving part, divided by its multiplicity. Fixed coefficients change arbitrarily little and new coefficients are arbitrarily small. The snc discrepancy formula therefore retains klt, or \delta/2-lc, on every higher valuation. Subtracting the effective Cartier b-divisor representing the nef part only lowers the generalized discrepancies. For open bases use a projective compactification and common higher projective descents, testing these inequalities over the required open. The ample reserve proves the Fano-type assertion.

On a \Q-factorial model the negativity lemma [18, Lemma 4.16] gives

\overline{M_Y}-\mathbf M\ge0.

Removing effective boundary or forgetting b-nef data consequently does not decrease discrepancies. Adjoint MMPs preserve lower discrepancy bounds by pullback negativity on common resolutions.

We use the following established model results with their hypotheses. An effective klt rational pair with big boundary and pseudo-effective adjoint, projective over a quasi-projective base, has a log terminal model; the model is nonextracting and \Q-factorial, and is good because the boundary is big [7, Theorem 1.2 and Lemma 3.9.3]. The nonextraction convention is explicit in [7, Definition 3.6.6]; all these locators refer to the same arXiv version. Relative bigness is tested on the generic fiber. A rational-function witness can be extended globally after adding a sufficiently vanishing effective Cartier divisor from the base to remove its finitely many residual vertical poles.

A projective \Q-factorial variety of Fano type is a Mori dream space [7, Corollary 1.3.1]; in particular, its effective cone is rational polyhedral and closed, rational classes in it are rational-linearly effective, and their divisor MMPs end at nef semiample models [20, Definition 1.10 and Proposition 1.11]. This is a statement for each individual variety, with no uniform chamber or generator assertion. Nonextracting \Q-factorial outputs from a Fano-type model remain of Fano type: push an effective klt rationally trivial adjoint with big boundary. Rational triviality makes this crepant, and persistence of sections preserves bigness. Perturbing the big boundary gives a log Fano boundary again.

Lemma 7.5. Let (Y,B) be an effective klt log Fano pair. Any finite collection of exceptional prime divisors with discrepancies in (0,1] can be extracted on a projective \Q-factorial birational model having no other exceptional prime divisors. This model is of Fano type. An empty collection gives a small \Q-factorialization.

Proof. On a log resolution displaying the collection, retain their crepant coefficients, which lie in [0,1). Raise every other exceptional coefficient to a strictly larger nonnegative rational number below one. The resulting effective pair is klt, its boundary is big over the birational base, and its adjoint is relatively the effective exceptional divisor R supported exactly on the raised components. Normality gives f_*\OO(mR)=\OO_Y for divisible m. The good log terminal model preserves these sections by negativity and makes the transform of R relatively semiample. A free multiple has only the relative generator 1, so its effective transform vanishes. The pullback difference is zero at every requested divisor; strict adjoint negativity for contracted divisors therefore prevents their contraction. The MMP extracts no divisor. The original pair’s crepant trace on this extraction is effective and has nef big anti-adjoint, so a small perturbation gives Fano type.

7.2. A uniform interval of primary minimization

For a small perturbation of an lc discrepancy function, we need its computing divisors to continue computing the unperturbed function. The next lemma obtains one interval valid for every tested base prime from a bounded index and generalized threshold ACC. This is the uniformity that will later allow us to pass to a nef endpoint on a fixed model.

Lemma 7.6. Fix a positive integer r_{\mathrm{ind}}. Let A,C have Calabi–Yau presentations on Y, effective in horizontal trace over V. Assume that A is sub-generalized lc over the generic point, that C is generalized klt there with big b-nef part, and that r_{\mathrm{ind}}\mathbf M_A is integral b-Cartier. There is t_0>0, depending only on the dimension and r_{\mathrm{ind}}, such that for every rational 0<t<t_0, every prime T computing \pi_\#((1-t)A+tC)(P) also computes \pi_\#A(P).

Proof. Fix a prime P and a lift T computing the mixture. We will construct a model on which T is the only strict prime above \eta_P, and on which both individually shifted boundaries are effective. On that model, generalized threshold ACC will force the shifted A-datum to be lc.

Shifting the two data at the computing prime. Work over an open neighborhood U of \eta_P on a smooth base model and put

T|_{\C(V)}=m_TP,\qquad \alpha_A=A(T)/m_T,\qquad \alpha_C=C(T)/m_T.

Subtract \alpha_A\pi^*P,\alpha_C\pi^*P from the respective discrepancy functions. Their mixture is sub-generalized lc over U after shrinking: its threshold at P is zero, and horizontal sub-lc is already known. Both shifted totals are pulled back from U.

Add \kappa\pi^*P to the shifted mixture discrepancy for a small positive rational \kappa. It becomes sub-generalized klt there, with coefficient 1-\kappa m_T\ge0 at T. On a high smooth model displaying T, resolve the boundary, exceptional, fiber and nef data. Raise the coefficients of every other component over \eta_P, and every horizontally exceptional divisor over the original generic fiber, to strictly larger nonnegative rationals below one. Remove unwanted vertical supports away from \eta_P by shrinking. Horizontal strict primes over the original generic fiber already have effective trace. Thus we obtain effective generalized klt data whose adjoint is relatively an effective divisor R_{\mathrm{ex}}, supported exactly on these raises and omitting T.

A model whose only strict prime above \eta_P is T. By Lemma 7.4, replace the big nef part by ordinary effective data while keeping klt and big boundary. Take its good \Q-factorial log terminal model over U. The reason every raised divisor disappears is that R_{\mathrm{ex}} has no relative sections except those from \OO_U. We verify this before using semiampleness on the good model.

For every divisible m, a relative section of \OO(mR_{\mathrm{ex}}) has no nonexceptional horizontal poles on the original normal proper generic fiber. It is therefore a constant on that fiber, hence an element of \C(V). A base pole at P is impossible because its pullback has a pole along T, absent from R_{\mathrm{ex}}. At every other retained base prime, a component missing from R_{\mathrm{ex}} likewise prevents a pole. Such a component exists above each strict prime of a normal contraction base, by pulling back a local equation near its generic point; other vertical supports were removed by the shrink. Consequently these relative section sheaves are precisely \OO_U.

The ordinary approximation may change the adjoint by a rational principal term and a base pullback. Clear denominators and identify the corresponding section spaces by multiplication by that principal function and local trivialization of the base term. Under this identification the algebra just computed is unchanged. Negativity preserves it on the good model. The effective transform of R_{\mathrm{ex}} is relatively semiample; a divisible free multiple is generated by the section 1, whose zero divisor is that multiple of R_{\mathrm{ex}}. Hence its support is empty. The output must still have a divisor over \eta_P, and the MMP extracts none. Thus T survives and is the unique such divisor.

The pre-raise, \kappa-adjusted mixture is crepant on this output, since its adjoint is pulled back from U, and has effective trace. Its big b-nef part gives relative Fano type by Lemma 7.4. In particular the bare output is klt. The surviving horizontal primes come from the original generic fiber; both individual shifted boundaries are therefore effective after shrinking. Their coefficient at T is one.

The bounded-coefficient threshold test. We now return to the shifted mixture before the \kappa-adjustment; it is lc on this same model. Remove t times the shifted C-boundary and its corresponding nef datum. Effectivity and negativity show that discrepancies only increase. Thus the generalized threshold on the bare variety of the shifted A-boundary B'_A together with \mathbf M_A lies in [1-t,1]; the upper bound comes from T. The horizontal coefficients of B'_A lie in the finite 1/r_{\mathrm{ind}}-grid in [0,1], because r_{\mathrm{ind}}A(F) is integral for Calabi–Yau data with r_{\mathrm{ind}}\mathbf M_A Cartier. The only remaining nonzero vertical coefficient is one. Use (1/r_{\mathrm{ind}})(r_{\mathrm{ind}}\mathbf M_A) as a single nef Cartier summand. These are exactly the effective test and nef Cartier coefficient hypotheses of generalized threshold ACC [8, Theorem 1.5]. The test scales the boundary and the nef datum together; at parameter one it is precisely the shifted A-presentation. More explicitly, the initial boundary and nef datum in the threshold theorem are both zero; the effective test boundary is B'_A, and the nef test datum is (1/r_{\mathrm{ind}})(r_{\mathrm{ind}}\mathbf M_A). The latter is required to be nef, with the stated Cartier coefficient; its trace need not be effective. A Cartier divisor descending on the low model does not affect the nef-data discrepancy \mathbf M_A-\overline{M_{A,Y}}, so any auxiliary effective representative obtained by twisting on the affine base does not alter the test.

If thresholds below one occurred for arbitrarily small t, a subsequence would increase strictly to one, contradicting ACC. Thus the threshold is one for all sufficiently small t, with a bound depending only on dimension and r_{\mathrm{ind}}. Closedness supplies the inequalities at the endpoint. The shifted A-data are therefore lc over \eta_P, proving that T computes \pi_\#A(P).

Corollary 7.7. In Lemma 7.6, with the fixed positive integer r_{\mathrm{ind}} as there, assume in addition that r_{\mathrm{ind}}\mathbf M_A is principal. Then every value (\pi_\#A)(P) has bounded denominator, in terms only of the dimension and r_{\mathrm{ind}}.

Proof. Use the model constructed in the proof of Lemma 7.6: its unique strict prime above \eta_P is T, and the shifted A-boundary is effective and lc. The shifted A-data now have ordinary discrepancies, and

K+B'_A=\alpha_A\pi^*P-M_{A,Y}.

The pair is lc, its anti-adjoint is nef over U, its coefficient set is finite rational (hence contained in a fixed hyperstandard set), and its underlying variety is of Fano type over U. Apply the bounded relative monotone lc complement theorem near a closed point of P\cap U [3, Theorem 1.8]. The effective complement addition restricts to a rationally trivial effective divisor on the proper generic fiber, so has no horizontal component. It cannot add to T, whose coefficient is already one. Thus the boundary is unchanged near \eta_P. Higher crepant traces are determined by the same adjoint and introduce no new independent addition.

For clarity, if the local complement identity is n'(K+B'_A)=\Div(h) and r_{\mathrm{ind}}M_{A,Y}=\Div(g), take N=n'r_{\mathrm{ind}} and \phi=h^{r_{\mathrm{ind}}}g^{n'}. Thus a bounded integer N gives

N\alpha_A\pi^*P=\Div(\phi)

over a neighborhood still containing \eta_P. The principal adjustment from M_A is absorbed in \phi. This function has no horizontal poles. Generic-fiber properness and the contraction property imply \phi\in\C(V), even though its initial expression was obtained on an open neighborhood. Evaluating at T gives

N\alpha_A m_T=m_T\ord_P(\phi), \qquad N\alpha_A=\ord_P(\phi)\in\Z.

The fiber multiplicity cancels; neither a norm nor an extension-degree factor is introduced.

7.3. Nef push presentations

The preceding denominator argument applies to principal moduli data. We now construct the moduli b-divisor for a general semiample or nef and big presentation. The proof treats descent from generic coefficients, tests on newly appearing primes, and nefness separately, before taking the endpoint of a small perturbation. For the unscaled presentation, the moduli conclusion is a case of the generalized canonical bundle formula of Filipazzi [15, Theorem 1.4]. We retain an explicit proof in the chosen volume-form conventions, together with the perturbation argument used here.

Proposition 7.8. Let a=a_{K,Y}+\mathbf M be a Calabi–Yau presentation, sub-generalized klt over the generic point of V and effective in horizontal trace. If \mathbf M is b-semiample or b-nef and big, then

\pi_\#a=a_{K,V}+\mathbf N

for a b-nef b-\Q-Cartier divisor \mathbf N. Positive rational scaling and translation by base Cartier pullbacks give the corresponding presentations with their scaled canonical coefficient and prescribed total divisor.

Proof. We first assume b-semiampleness. Let k=\C, and enlarge constants to the algebraic closure k' of a purely transcendental extension of finite transcendence degree. Use enough independent coefficients to choose a member of a free Cartier system |m\mathbf M|, m>1, generic over k, on a high descent. Divide it by m and denote its Cartier closure by \Delta. The data

a^{k'}-\Delta =a_{K,Y}^{k'}+\mathbf M^{k'}-\Delta

are ordinary pair discrepancies, because the remaining moduli term is rationally principal. Their ordinary boundary adds the trace of \Delta to the generalized boundary. Bertini on a log resolution, with moving coefficient 1/m<1, makes them sub-klt generically. Their horizontal trace on the original low model remains effective.

The rank-one condition in the ordinary canonical bundle formula holds as follows. On a resolution over the generic point, the rounded discrepancy sheaf contains constants by sub-klt singularities. Any additional poles allowed by it are exceptional over the original normal generic fiber, because the low horizontal boundary is effective. Such functions are regular on that proper low fiber and therefore constant. The contraction condition gives rank one. The rational principal adjustment makes the total adjoint pulled back from zero. Ambro’s ordinary klt-trivial-fibration theorem therefore gives a b-nef b-\Q-Cartier divisor

\mathbf N^\Delta =(\pi^{k'})_\#(a^{k'}-\Delta)-a_{K,V}^{k'}.

Here we use [1, Theorem 0.2]; see also [2]. Vertical negative boundary components are allowed in this theorem. Alternatively, compensate them with a pulled-back base divisor, which translates thresholds and total divisor compatibly.

For each prime P over k, a resolution computing its threshold is defined over k. Extension does not change its finite snc calculation, and the generic free divisor meets that calculation transversely, without changing the threshold. Thus, writing \mathbf N=\pi_\#a-a_{K,V} initially as a coefficient function,

\mathbf N^\Delta(P_{k'})=\mathbf N(P). \tag{7.2}

This holds for every old prime simultaneously in the requisite sense: each transversality condition is a nonempty open condition defined over k, and the chosen coefficient tuple lies over the generic point of its parameter space. No countable intersection of open subsets of k-points is being asserted.

Descent of the Cartier presentation. The restriction to old prime extensions of any rational b-Cartier divisor over k' is rational b-Cartier over k. On a projective descent, taking differences and multiples reduces this to a globally generated Cartier divisor J. For finitely many rational sections f_j,

Q(J)=-\min_j Q(f_j).

Put these sections over a common denominator in k(V)\otimes_k k', and express every numerator and the denominator as a finite sum of coefficients in k(V) times constants linearly independent over k. At P_{k'}, the value of such a sum is exactly the least coefficient value. Indeed those constants remain independent over k(P) in \Frac(k(P)\otimes_k k'); geometric integrality over algebraically closed k makes this tensor product a domain. Hence the restricted function is a difference of minima over finite lists in k(V). Resolving the corresponding fractional ideals makes it Cartier. Apply this to \mathbf N^\Delta and (7.2) to obtain a b-\Q-Cartier presentation of \mathbf N over k.

Testing new primes and nefness. The identity \pi_\#a=a_{K,V}+\mathbf N remains valid after extension at every prime over k'. To prove this, fix one such prime on a smooth model dominating a descent of \mathbf N. Choose a smooth model upstairs, with descended \mathbf M, on which its threshold is computed by snc data including the pullback of that prime. All models, morphisms, prime components, rational forms and Cartier data in this single test are defined over a finitely generated extension of k. Spread them over an integral parameter variety over k. After shrinking, the models remain projective birational resolutions fiberwise; the required components remain geometrically integral; smoothness and relative snc hold; and the same components dominate the tested prime. Properness and constructibility permit these requirements. The finitely many divisor identities for forms, functions and pullbacks also persist with unchanged multiplicities: keep their supports on the smooth models and remove the parameter locus where a stated divisor identity or dominance fails.

Specialize to a sufficiently general closed k-point. Both the proposed b-Cartier coefficient and the threshold are computed by the same respective finite numerical lists as before specialization. They agree there by the already proved identity over k. They therefore agree for the chosen prime over k'. This argument uses one finite spread per test prime, not a common resolution of all primes.

Since \Delta\ge0, threshold monotonicity gives the b-effective difference

\mathbf N^{k'}-\mathbf N^\Delta\ge0.

Its value at every P_{k'} is zero by (7.2). Let C be a curve on a smooth projective descent of \mathbf N over k, and take a common higher descent over k' where \mathbf N^\Delta is nef. Choose an old prime valuation centered at the generic point of C. Its extended center Z on the common model dominates C_{k'}. After clearing denominators, if Z lay in the effective Cartier difference, a local equation would have strictly positive valuation, contrary to its zero value. Thus Z is not contained in that support. General complete intersections in Z have a component dominating C_{k'} and not contained in the support: their restriction to the generic fiber of Z\to C_{k'} has positive top ample intersection, and a general choice avoids containment in a fixed proper closed subset. On this curve the effective difference has nonnegative degree. The nef term and projection formula show \mathbf N\cdot C\ge0. If the base itself is a curve, use the whole curve on its common smooth model; the avoidance issue is automatic. A zero-dimensional base is immediate. This proves b-nefness in the semiample case.

The nef and big endpoint. On a projective descent write M\sim_\Q D_0+E_0, with D_0 ample and E_0\ge0. For sufficiently small rational s>0,

a_s=a-s\overline E_0

retains horizontal klt and effectivity, and its moduli class M-sE_0\sim_\Q(1-s)M+sD_0 is ample, hence semiample. Fix one such s_0>0. Apply Lemma 7.6 to a,a_{s_0}, choosing a positive integer r_{\mathrm{ind}} for which r_{\mathrm{ind}}\mathbf M is integral b-Cartier. This index may depend on the individual presentation; the interval below is uniform over its test primes. Since

a_s=(1-s/s_0)a+(s/s_0)a_{s_0},

the lemma gives one interval 0<s<s_1, independent of the prime P, on which every computing lift for \pi_\#a_s(P) also computes \pi_\#a(P).

For a fixed P, a computing lift at any one positive parameter exists by Lemma 7.3. Comparing it with every other primary minimizer shows that it maximizes E_0(F)/m among them. This maximum is attained and is independent of s. Thus the threshold is exactly

(\pi_\#a_s)(P) =(\pi_\#a)(P)-s e_P

on this interval, including its stated value at s=0. The identity holds for every prime. If 0<s'<s''<s_1 are rational, the endpoint moduli function is therefore

\mathbf N_0= \frac{s''\mathbf N_{s'}-s'\mathbf N_{s''}}{s''-s'}.

The two terms on the right descend on a common model; hence so does \mathbf N_0. All other small positive-parameter terms descend there by the same affine formula and are nef there, since nefness on a higher descent descends by lifting curves and projection formula. Taking the limit on this fixed model proves that \mathbf N_0 is nef. This proves the endpoint assertion. Scaling and translation now follow from Lemma 7.3.

8. A tower on the residual field

We apply the discrepancy calculus to the residual data S,H,A^+ of (6.3)–(6.6). All varieties in this section are over \C. The construction is performed along the sequence fixed there. The symbols \lesssim and \asymp mean inequalities with constants independent of its member. Constants may depend on the original bounded dimension and index data and on constants already fixed at an earlier level. There will be at most \dim S+1 levels; passing to subsequences or discarding finitely many members at each level is therefore harmless. A positive rational described as fixed is independent of the member, whereas extraction models and sufficiently small perturbations used only to construct them may depend on that member.

At a collapsing level, we isolate an lc divisor carrying the smallest scale and construct a contraction for which it is the only horizontal component of the positive support of H. Weak essentiality bounds the contraction threshold from below; bounded fibre degrees and a birational section system bound it from above. The same degree comparison then excludes every other positive horizontal component.

8.1. The data carried by one level

The discrepancy functions and the divisor H define the contraction step. The invariant-prime inequalities retain the regularity tests for sections. We also keep a model of the initial residual field: its principal moduli will bound the index after pushing to each successive base, without accumulating fibre multiplicities. We maintain the following data on a projective normal variety S, whose function field is denoted by K.

  1. 1.

    The lc presentation. H is an effective ample rational Cartier divisor. The discrepancy function A^+ has an effective generalized lc CY presentation a_K+\mathbf M_0, with boundary B_0\ge H and a bounded b-Cartier multiple of \mathbf M_0.

  2. 2.

    The positive discrepancy inherited from the preceding level. Except at the first level, there is an effective generalized \delta-lc presentation Q, for a fixed \delta>0, with rational b-Cartier b-nef part \mathbf M_Q, boundary B_Q, and total adjoint H/\lambda, where \lambda>0 is rational and tends to zero. Initially Q is absent and \lambda=0.

  3. 3.

    The scale. Write

    \Lambda=H+\lambda Q, \qquad s=\min\bigl(\{1\}\cup \{\Lambda(P): A^+(P)=0\}\bigr).

    The primes in this definition are divisorial valuations anywhere over S; the minimum is 1 when there are none. It exists and is positive: for each member the rational presentations give a discrete group of values; away from the first level \Lambda\ge\delta\lambda on these primes, while initially A^++H=A_B>0. In particular s\gtrsim\lambda.

  4. 4.

    The section tests. For every invariant prime E of \Spec R whose nontrivial restriction to K is jP, we have

    jA^+(P)\le1-h_E,\qquad jH(P)\le h_E,\qquad j\Lambda(P)\le\lambda+C_0h_E. \tag{8.1}

    Every strict prime P of S with H(P)=0 has such a witness E with h_E=0 and bounded j. A positive strict coefficient H(P) is at least a fixed c_0>0 if A^+(P)>0, and at least c_0s if A^+(P)=0.

  5. 5.

    Essentiality and the initial field. Weak essentiality holds in the form

    P(H')\le P(H)+\eta\Lambda(P) \quad\text{if }H'\ge0,\ H'\sim_{\Q}H,\ A^+(P)=0, \qquad \eta\longrightarrow0. \tag{8.2}

    There is also a projective \Q-factorial Fano type model \mathcal Y of the initial field K_1, with a contraction to S, such that A^+ is the valuative push of A_1^+ and A_1^+ has effective trace on \mathcal Y.

Here A_1^+ is the ordinary lc discrepancy with K_{S_1}+B_{0,1}=\frac1n\Div(f_h), equivalently with principal CY moduli of denominator dividing n. Initially the asserted conditions follow from (6.3)–(6.6). For the strict coefficient bounds, the witnesses there satisfy jH(P)=h_E\in\frac1n\Z; j is bounded when A^+(P)>0 by the discrepancy index gap. For a strict lc prime, H(P)\ge s. Use a small \Q-factorialization for \mathcal Y; the initial variety is of Fano type.

Pass to a subsequence on which either s\to0, called a collapsing level, or s stays bounded below. In the latter case this is the last level and we replace s by 1 in subsequent formulas, retaining the actual positive lower bound when choosing constants and decreasing the strict coefficient-gap constants accordingly.

8.2. A positive perturbation and a birational system

Choose fixed small positive rationals a,b, with b sufficiently small relative to the preceding constants, and put

\gamma=\frac{b\lambda}{s},\qquad A'=(1-\gamma)A^++\gamma Q+aH,\qquad d'=\frac bs-a. \tag{8.3}

At the first level the convention is \gamma Q=0 and d'=-a. The total adjoint of A' is d'H, and its b-nef part is \mathbf M'=(1-\gamma)\mathbf M_0+\gamma\mathbf M_Q. Since \lambda/s is bounded, \gamma is uniformly small. The trace is effective because B_0\ge H and both original boundaries are effective. The datum is generalized klt: at later levels use \gamma Q>0, and at the first use A'=(1-a)A^++aA_B>0.

Lemma 8.1. For a sufficiently small fixed e>0, every prime with A'(P)<e is lc for A^+. There are finitely many such primes for each member. At a collapsing level they satisfy

\frac s2\le H(P)\le\frac ea.

At the last level the constants may be chosen so there are none. One can extract exactly their exceptional members on a projective \Q-factorial Fano type model S'\to S. At a collapsing level one may additionally extract a prime G_* with A^+(G_*)=0 and \Lambda(G_*)=s. On this model the trace of A' is effective and B_0\ge H still holds, where H now denotes its pullback.

Proof. The bounded b-index of \mathbf M_0 gives a uniform positive gap for nonzero values of A^+. Choose e below this gap multiplied by 1-\gamma. For a bad prime we therefore have A^+(P)=0, and

aH(P)<e,\qquad \lambda Q(P)<\frac{es}{b}

when Q is present. Since H(P)+\lambda Q(P)\ge s, choosing e<b/2 gives the asserted lower bound; initially it follows directly from H(P)\ge s. At the last level, if the unmodified scale is at least s_0>0, these same formulas give a uniform positive lower bound for A' on lc primes, in terms of a,b,s_0. Decrease e further.

For completeness, the finiteness assertion uses more than the finiteness of components on one resolution. On a smooth b-Cartier descent of any generalized klt datum, let \Sigma be the reduced snc support of its boundary. Its discrepancy at P is

A_{(W,\Sigma)}(P)+\sum_D a_D\ord_P(D),\qquad a_D>0.

The first term is a nonnegative integer. If the total is less than e<1, this term is zero. We recall why this forces P to be monomial at a stratum of \Sigma. At the generic point of its centre choose regular parameters x_1,\ldots,x_\ell, including the boundary normals, and units y_j lifting a separating transcendence basis of the centre. The reduced-pair discrepancy is the discrepancy of

d\log x_1\wedge\cdots\wedge d\log x_\ell \wedge\bigwedge_jdy_j

plus the orders of those x_i which are not boundary normals. On a smooth model carrying P, write x_i=t^{w_i}u_i, with t a uniformizer and u_i units. The displayed form has at most a simple pole. Equality zero thus forces every x_i to be a boundary normal and the logarithmic wedge to have nonzero residue. The centre is a stratum, and the wedge of the initials \overline u_i\overline t^{w_i} and \overline y_j is nonzero. In characteristic zero these initials are algebraically independent in the required normal directions, also over the centre’s function field, which is algebraic over \C(\overline y_j). Expand an element of the local ring to arbitrarily high finite order in the x_i, with coefficients lifted from its residue field. Independence prevents cancellation in its leading polynomial, while the remainder has arbitrarily large value. Its value is therefore the minimum of its monomial values. The stratum and the positive integral weights w_i determine P. There are finitely many strata, and \sum a_Dw_D<1 bounds all these weights. This proves finiteness.

In the collapsing case choose G_* attaining the scale, and write H_*=H(G_*). Then

H_*\le s,\qquad A'(G_*)\le b+as.

To extract the indicated finite set, replace \gamma temporarily by a much smaller positive rational \widetilde\gamma<a\lambda, leaving it zero at the first level. The resulting effective generalized klt datum has ample anti-adjoint. Its discrepancy at every requested prime is less than 1: these primes are lc for A^+, their H-values have the bounds just proved, and \widetilde\gamma can be chosen for this finite set in the given member. Add a sufficiently small positive multiple of H to both moduli and total adjoint. This leaves discrepancies unchanged, makes the moduli big, and preserves ample anti-adjoint. By Lemma 7.4, replace the moduli by ordinary effective klt data with no larger discrepancies. The resulting ordinary pair is log Fano. Lemma 7.5 extracts precisely the requested exceptional primes on a \Q-factorial Fano type model. For the original A', their discrepancies are either less than e or at most b+as<1, so its trace remains effective. At these primes B_0(P)=1 and H(P)\le\max(e/a,s)\le1 after the indicated choices. Consequently B_0\ge H also survives the extraction.

Lemma 8.2. At every level there is a positive integer k\le C_1/s such that

|kH|\text{ is birational on }S. \tag{8.4}

For a rational divisor this denotes the space of rational functions f with \Div(f)+kH\ge0; no bounded Cartier index for H is asserted.

Proof. There is nothing to prove in dimension zero. First extract just the bad primes by Lemma 8.1, without an additional pivot. Every positive strict coefficient of H is now at least a fixed positive multiple of s. Moreover the A'-boundary coefficient at each such prime has a uniform positive lower bound. At a new prime it is greater than 1-e. At an old non-lc prime use B_0(P)\ge H(P)\ge c_0 and the effectiveness of the other boundary; at an old lc prime use B_0(P)=1 and H(P)\le1.

Let G be the sum of the bad primes, which are now strict. With a sufficiently large fixed C_2 and k_0=\lceil C_2/s\rceil, the integral Weil divisor

N=\lfloor k_0H\rfloor-G

satisfies N\ge k_0H/2. Indeed the rounding error plus the coefficient of G is at most 2 at each prime of the support, whereas each positive coefficient of k_0H is uniformly large. Choose a fixed sufficiently small rational \sigma>0. Subtract \sigma(\{k_0H\}+G) from the A'-boundary and add (\sigma k_0-d')\overline H to its moduli; choose C_2 large after \sigma so this last coefficient is positive. The total adjoint is \sigma N, the boundary is effective, and its discrepancy is

A'+\sigma\overline{(\{k_0H\}+G)}.

It is uniformly generalized positive-lc: nonbad valuations already have discrepancy at least e, the added divisor is effective Cartier up to a rational multiple on this \Q-factorial model, and every bad prime has received an increment at least \sigma.

Run its adjoint MMP on this Fano type model. The Mori dream space property and divisor MMP give a nef semiample transform of the big N; see [7, Corollary 1.3.1] and [20, Proposition 1.11]. Denote that transform by N' on Z. It is an effective nef big integral Weil divisor. Negativity preserves the uniform generalized discrepancy bound; forgetting the effective boundary and b-nef part gives a uniform ordinary lc bound on Z. The model remains of Fano type, so -K_Z is big. In particular N'-K_Z is big. Theorem 1.1 of [5], which permits an integral Weil polarization, now makes |qN'| birational for a bounded positive integer q. Negativity on a common resolution transfers every such section to qN on the original model: the pullback of the source divisor dominates that of its transform. This applies to the rational Cartier divisors represented by Weil sections as well. Finally N\le k_0H, so |qk_0H| is birational and qk_0\le C_1/s.

One can also obtain a bounded positive integer u with K_Z+uN' big. This additional observation is useful when using the version of the polarization result with both signs of K_Z. Let u_0\ge0 be the pseudo-effective threshold of K_Z with respect to N'. It is rational by the Mori dream space property. If u_0=0, bigness follows for every positive u. Otherwise take the adjoint MMP at u_0, regarding u_0\overline{N'} as b-nef big data. Negativity retains a uniform generalized lc bound, and the nef semiample threshold adjoint is nonbig, hence defines a contraction of positive relative dimension. On its geometric generic fibre, ordinary approximation with a small ample reserve gives an effective uniformly positive-lc log Fano pair. Theorem 1.1 of [4] bounds the fibre. For a bounded very ample polarization, the degree of -K is bounded above by adjunction to a general section curve. The transform of N' has positive integral degree there: it is effective and integral, and its bigness, preserved by sections, excludes purely vertical support. Relative adjoint triviality gives u_0\deg N'=\deg(-K), so u_0 is bounded. Taking an integer u>u_0 proves the assertion.

8.3. Isolating the horizontal pivot

Suppose the level is collapsing. Use Lemma 8.1 to choose an extraction S'\to S containing the pivot G_* as well as all bad primes, and put H_*=H(G_*). Set b_*=1/4, take b\ll b_*, and choose a fixed rational 0<\nu\ll b_*, sufficiently small also for the coefficient bounds below. On S' define

J=b_*G_*+\nu\sum_{\substack{P\ {\rm bad}\\P\ne G_*}}P.

The coefficient at the pivot will determine the contraction threshold. The smaller coefficients at the remaining bad primes retain a uniform positive discrepancy bound without leaving another horizontal component.

Lemma 8.3. At a collapsing level there are a projective \Q-factorial Fano type model Y of K, a contraction \pi:Y\to V with \dim V<\dim S, an effective ample rational Cartier divisor H_V on V, and a rational x\asymp s^{-1} with the following properties. The pivot survives on Y, and it is the only horizontal prime in the positive support of the trace H'' of H. Moreover

x=\frac{b_*}{H_*},\qquad H_*\asymp s, \qquad xH''-J''=x\pi^*H_V,

with J as just defined. On common higher models,

H\ge\pi^*H_V. \tag{8.5}

The datum with b-nef part \mathbf M_C=\mathbf M'+(x-d')\overline H and boundary obtained by subtracting J from the A'-boundary has effective uniformly generalized positive-lc trace on Y, with total adjoint x\pi^*H_V. The geometric generic fibres of \pi form a bounded family.

Proof. The threshold and its lower bound. On the chosen extraction set

x=\min\{r:rH-J\text{ is pseudo-effective on }S'\}.

Subtracting J leaves the A'-boundary effective: its coefficient at the pivot is at least 1-b-as, and at the other indicated primes it is greater than 1-e. The discrepancy becomes A'+\overline J. Every bad prime has received a fixed positive increment, so this datum is uniformly generalized \delta'-lc for a fixed \delta'>0.

The threshold x is positive and finite, because J is nonzero effective and H is big. It is rational, and xH-J is rationally linearly equivalent to an effective divisor, by the Mori dream space property. Adding J to such a representative and dividing by x gives an effective representative of the pullback of H on S'. It descends as H+\Div(f)/q to an effective representative on S, by pushing its coefficients down. Consequently weak essentiality at the pivot gives

\frac{b_*}{x}\le H_*+\eta s\le(1+\eta)s. \tag{8.6}

It follows that x\gtrsim s^{-1} and, after choosing b small, x-d'\gtrsim x. Thus \mathbf M_C is b-nef big. Adding (x-d')\overline H to the moduli changes the total adjoint to xH-J without changing A'+\overline J.

Run the adjoint MMP to a nef semiample transform on Y. Its total adjoint is the trace xH''-J''. This divisor is not big, since x is the threshold. Its semiample contraction \pi:Y\to V therefore has positive relative dimension. The transformed boundary is effective, and negativity preserves the uniform generalized \delta'-lc bound. All the birational models used here remain \Q-factorial and of Fano type.

Bounded fibres and the upper bound for the threshold. We next bound the degree of xH'' on a geometric generic fibre. A proper normal generic fibre of a contraction in characteristic zero is geometrically integral and normal. Indeed its global functions are k(V), so k(V) is algebraically closed in k(Y); separability gives the geometric assertions. Canonical forms on the fibre are obtained by dividing out a base volume form. A resolution with snc data shows that generic restriction and extension to an algebraic closure preserve the required discrepancy bounds. Apply Lemma 7.4 to the b-nef big part, reserving a tiny ample class. On the geometric generic fibre this gives an ordinary effective \delta'/2-lc log Fano pair. Theorem 1.1 of [4] therefore bounds the underlying fibre. The theorem applies over this algebraically closed characteristic-zero field; one may also transport the data along an isomorphism of the algebraic closure of \C(V) with \C.

Fix a bounded very ample Cartier polarization on these fibres, and write \deg for intersection with its appropriate power. If L is this polarization in dimension r\ge1, a general complete-intersection curve avoids the singular locus and gives

\deg(-K)\le (r-1)L^r+2.

Thus this degree is bounded above. The trace of any b-nef part has nonnegative degree: upstairs add an arbitrarily small ample rational class, take an effective representative, push its trace down, and then let that class tend to zero. On Y the CY trace of A^+ still has B_0''\ge H'' and is effective. Every component of J'' is lc for A^+, so its B_0''-coefficient is 1 and J''\le B_0''. The CY equality gives

x\deg H''=\deg J''\le\deg B_0''\le\deg(-K)\le C_3. \tag{8.7}

Here traces are rational Cartier, since Y is \Q-factorial.

The birational functions of Lemma 8.2 remain sections satisfying \Div(f)+kH''\ge0 after the non-extracting MMP. If sx were sufficiently large, (8.7) and k\le C_1/s would bound the degree of every possible polar divisor on a geometric generic fibre by a number strictly less than 1. An integral nonzero effective divisor has positive integral degree, so these polar divisors would vanish. Properness would then put all the functions in k(V), contradicting their generation of k(Y) and the positive relative dimension. Thus x\lesssim s^{-1}. Equation (8.6) now also gives H_*\gtrsim s.

The pivot is the only positive horizontal component. Consider the coefficients of H''-J''/x. At every positive coefficient other than the pivot, this divisor has coefficient at least H''(P)/2\gtrsim s. Outside J'' this follows from the inductive coefficient gaps and the extraction bounds. At a bad prime use H(P)\ge s/2, 1/x\le(1+\eta)s/b_*, and choose \nu sufficiently small compared with b_*. At the pivot its coefficient is at least -\eta s, by (8.6). If horizontal, that prime has bounded degree, since its coefficient in B_0'' is 1. The total degree of H''-J''/x on a generic fibre is zero. As \eta\to0, a horizontal nonpivot component would contribute at least a fixed multiple of s, and the pivot could contribute only -O(\eta s). This is impossible. There must nevertheless be a horizontal component in the positive support of H'', since otherwise the birational functions would again be fibrewise regular. Hence the pivot survives and is the sole such horizontal component. The degree identity forces its coefficient in H''-J''/x to be zero, proving x=b_*/H_*.

The exact divisor on the base. It follows that D_Y=xH''-J'' is effective and vertical. Semiampleness gives D_Y\sim_{\Q}\pi^*L for an ample rational Cartier divisor L on V. The rational function implementing this equivalence has no horizontal poles, and hence lies in k(V) by normality and properness of the generic fibre. Absorb its principal divisor into L and divide by x to obtain an exact equality D_Y=x\pi^*H_V. Every strict base prime has a strict lift, so D_Y\ge0 implies H_V\ge0. Its rational linear class is ample. Finally, on a common resolution, negativity gives the effective rational Cartier b-divisor

\mathbf E_{\mathrm{MMP}} :=x\overline H-\overline J-x\overline{\pi^*H_V}\ge0. \tag{8.8}

Since J\ge0, this proves (8.5). The threshold datum after the MMP has discrepancy

(A'+\overline J)+\mathbf E_{\mathrm{MMP}} =A'+x\overline H-x\overline{\pi^*H_V}.

Thus its uniform positive lower bound holds on every prime over Y, as required for the next step.

8.4. Passing the data to the base

The contraction supplies H_V and a uniformly positive discrepancy on Y. We push this discrepancy to obtain Q_{\rm next}, and push A^+ separately to retain the lc places. Its bounded index will follow by returning to the principal-moduli datum on the initial field.

Proposition 8.4. At a collapsing level the construction of Lemma 8.3 supplies data at the next level satisfying all the stated invariants. More precisely, with the CY discrepancy

C=A'+xH=a_K+\mathbf M_C,

put

\begin{aligned} A^+_{\rm next}&=\pi_\#A^+,& Q_{\rm next}&=\pi_\#(C-x\pi^*H_V),\\ \lambda_{\rm next}&=x^{-1},& S_{\rm next}&=V,\qquad H_{\rm next}=H_V. \end{aligned} \tag{8.9}

Then \Lambda_{\rm next}=x^{-1}\pi_\#C, \lambda_{\rm next}\asymp s\to0, and s_{\rm next}\gtrsim s. The CY moduli of A^+_{\rm next} have a bounded b-Cartier multiple, and Q_{\rm next} has a uniform positive discrepancy bound on every prime over V.

Proof. Discrepancy presentations and their lower bounds. By (8.8), the threshold datum on Y has discrepancy exactly C-x\pi^*H_V. Therefore C has effective horizontal trace and is uniformly generalized klt over the generic point of V. Its moduli are b-nef big, so Proposition 7.8, followed by translation by the base divisor, gives a presentation for Q_{\rm next} with rational b-Cartier b-nef part and total adjoint xH_V.

The CY datum A^+ has effective horizontal trace on Y. Apply Lemma 7.6 to A^+,C. For all sufficiently small rational t>0, uniformly in the member and the base prime, a lift computing the push of (1-t)A^++tC also computes the push of A^+. On primary minimizers its value is

(1-t)A^+_{\rm next}(P)+t\frac{C(T)}{m_T}.

A minimizer at any one such t minimizes the second summand among all primary minimizers. Thus the push is exactly affine on a common interval including t=0. At positive t the moduli are b-nef big upstairs and the horizontal trace is klt, so Proposition 7.8 supplies b-nef rational b-Cartier CY moduli downstairs. Two distinct positive rational parameters give a common descent for their affine endpoint. All smaller positive parameters are nef on that descent; passing to the limit proves b-nefness of the endpoint. This constructs the required CY presentation for A^+_{\rm next}.

Nonnegativity of A^+_{\rm next} follows from (7.1). For effectivity, take a strict lift F of a strict prime P of V, with restriction mP. The effective trace upstairs bounds its normalized discrepancy by 1/m\le1, proving effectivity of the pushed boundary. For A^+ the stronger inequality B_0''\ge H''\ge\pi^*H_V gives

A^+_{\rm next}(P)\le\frac{A^+(F)}m \le\frac1m-H_V(P)\le1-H_V(P).

Its boundary therefore dominates H_V.

To obtain a bound for Q_{\rm next} on all valuations, apply Lemma 7.4 to the effective uniformly generalized \delta'-lc threshold datum on the whole of Y. Use an ordinary effective \delta'/2-lc representative with the same relative rational log CY class and no larger discrepancies. The Fano type property implies that -K_Y is big over V. The discriminant bound of [6, Theorem 1.1] therefore gives a uniform positive bound for the valuative push of this ordinary pair, on every model of V. Equation (7.1) then gives the same bound for Q_{\rm next}. Notice that this application uses the uniform lc bound on the entire total pair, not just its generic fibre.

A model of the initial field and the uniform index. To bound the new index, we retain a model of the initial field throughout. For each exceptional prime of S'\to S, which is lc for A^+, attainment and composition in Lemma 7.3 give a prime over \mathcal Y that is lc for A_1^+ and restricts to a positive multiple of the prescribed prime. Extract these primes, if they are not already strict, without any others. To justify this extraction, mix the effective ordinary lc CY boundary of A_1^+ on \mathcal Y with an effective klt log Fano boundary, giving the latter a sufficiently small positive weight. The mixture is log Fano and klt, and the requested discrepancies lie strictly between 0 and 1. Lemma 7.5 applies, producing a \Q-factorial Fano type model \mathcal Y'. The trace of A_1^+ remains effective, since each new prime has A_1^+-discrepancy zero. Every strict prime of S' now has a strict lift on \mathcal Y'; for the nonexceptional ones use the existing morphism to S. The same is true for every strict prime of Y, because the MMP extracts none.

There need not yet be a morphism \mathcal Y'\to Y, so we construct one without losing these properties. Choose an ample Cartier divisor D_Y on Y, pull it back on a resolution of the rational map, and let D^* be its trace on \mathcal Y'. It is rational Cartier. The rational-function sections satisfy, in every nonnegative degree,

\{f\in K_1:\Div(f)+mD^*\ge0\} =\{f\in k(Y):\Div(f)+mD_Y\ge0\}. \tag{8.10}

Indeed a function on the left has no poles on the normal proper generic fibre of \mathcal Y'\to S: the divisor D^* has coefficient zero at every prime dominating S, since it comes from the field k(S). It is therefore a member of k(S)=k(Y). The strict lifts just constructed test its order at every strict prime of Y, giving one inclusion. Conversely an effective Cartier divisor represented by a section on Y has effective pullback and trace on \mathcal Y'. This also proves the assertion for the possibly nondivisible degrees, by viewing the conditions as inequalities of rational divisors.

Run a divisor MMP for D^* on the Fano type variety \mathcal Y'. Its effective rational class is pseudo-effective, and its transform is nef semiample. Negativity preserves the divisible section systems in (8.10). Their Proj is Y, so the resulting model has a morphism to Y inducing the given field inclusion. This morphism is a contraction: k(Y)=k(S) is relatively algebraically closed in K_1, and normality identifies its Stein factor with Y. The model remains \Q-factorial of Fano type, and the trace of A_1^+ remains effective under non-extraction. Composing with Y\to V supplies the next auxiliary model. Valuative composition shows that its push of A_1^+ is exactly A^+_{\rm next}.

A klt log Fano boundary on this auxiliary model supplies an effective generalized klt CY datum with b-nef big part: take minus its own adjoint as the moduli divisor. Apply Corollary 7.7 to this contraction and the initial principal-moduli datum A_1^+. Its dimension and denominator n are bounded independently of the level and member. Thus a bounded integer clears every discrepancy denominator of A^+_{\rm next}. On a smooth descent of its already constructed CY moduli, the form discrepancies are integral, so the same integer clears the coefficients of the moduli trace. An integral divisor on that smooth model is Cartier. This proves the required bounded b-Cartier multiple, without introducing any fibre-multiplicity factor.

Weak essentiality on the base. If P is lc for A^+_{\rm next}, choose a lift T, with restriction m_TP, computing the push of (1-t)A^++tC for a fixed sufficiently small rational t>0. Lemma 7.6 gives A^+(T)=0. The formulas for C, together with x\asymp s^{-1}, give discrepancy inequalities

A^+\lesssim C,\qquad x\Lambda\lesssim C.

For example, C=(1-\gamma)A^++\gamma Q+(a+x)H, all summands are nonnegative, 1-\gamma is bounded below, and x\lambda/\gamma=xs/b is bounded when Q is present. Compare the mixture at T with its value at a lift minimizing C/m. Since A^+(T)=0, this proves

\frac{\Lambda(T)}{m_T} \le C_4\Lambda_{\rm next}(P). \tag{8.11}

The factor t^{-1} is harmless because t was fixed uniformly.

If H_V'\ge0 is rationally linearly equivalent to H_V, apply its rational principal change to H through the field inclusion. Inequality (8.5) shows on a common resolution that the new divisor is effective: it is the sum of H-\pi^*H_V and \pi^*H_V'. Pushing down gives an effective representative H'\sim_{\Q}H on S. Its change at T is exactly m_T(P(H_V')-P(H_V)). Apply (8.2) at T and then (8.11). We obtain

P(H_V')\le P(H_V)+C_4\eta\Lambda_{\rm next}(P).

Replacing \eta by C_4\eta preserves its convergence to zero.

Invariant-prime inequalities and strict coefficient gaps. For (8.1), the first two inequalities follow immediately from valuative minimization and (8.5). If an invariant prime has restriction jP at the old level and remains nontrivial at the next, its full-multiplicity next \Lambda-value is at most

x^{-1}j\bigl((1-\gamma)A^+(P)+\gamma Q(P)+(a+x)H(P)\bigr).

When Q is present, (8.1) gives

j\gamma Q(P)\le\gamma+\frac bsC_0h_E.

The constant \gamma cancels the -\gamma in the bound (1-\gamma)jA^+(P)\le(1-\gamma)(1-h_E). Using jH(P)\le h_E and x\asymp s^{-1}, we obtain a bound x^{-1}+C'h_E, exactly the next third inequality. Initially the same calculation simply omits the Q-term.

It remains to check the strict coefficient gaps and witnesses; they cannot be inferred solely from the preceding inequalities. For a strict prime P_V take a strict lift F on Y with restriction mP_V. The effective threshold boundary and the lower bound for Q_{\rm next} imply

0<\delta_{\rm next}\le Q_{\rm next}(P_V) \le\frac{(C-x\pi^*H_V)(F)}m\le\frac1m.

Hence m is uniformly bounded. If H_V(P_V)>0 and A^+_{\rm next}(P_V)>0, the lift is non-lc for A^+. It is therefore an old strict prime of S, lies outside J, and satisfies mH_V(P_V)=H''(F)\ge c_0. This proves the absolute positive gap. If instead P_V is lc and H_V(P_V)>0, the nonpivot coefficient bound for H''-J''/x gives H_V(P_V)\gtrsim s, since the pivot is horizontal and m is bounded. Before any terminal replacement of the scale, effectivity of the Q_{\rm next}-boundary gives

s_{\rm next}\le H_V(P_V)+\lambda_{\rm next}Q_{\rm next}(P_V) \le H_V(P_V)+\lambda_{\rm next}.

Since \lambda_{\rm next}\asymp s, this proves the required lower bound by a fixed multiple of s_{\rm next}.

Finally suppose H_V(P_V)=0. The same nonpivot coefficient bound forces H''(F)=0. All extracted primes have positive H-value, so F is an old strict prime. Its old witness has h_E=0 and bounded restriction multiplicity. Restricting that witness to k(V) only multiplies this multiplicity by the bounded m, giving the next witness. The lower bound for Q_{\rm next} also yields s_{\rm next}\gtrsim\lambda_{\rm next}\asymp s from the definition of the scale. All invariants have now been proved.

8.5. The terminal level

At the last level the unmodified scale is bounded away from zero. We use that lower bound to choose the constants below, while writing s=1 as agreed above. No further field contraction is needed beyond the map to a point.

Lemma 8.5. At the final level one may take Y=S up to a small \Q-factorialization, with target a point, and choose a fixed small rational x>0 so that

C=A'+xH=a_K+\mathbf M_C, \qquad \mathbf M_C=\mathbf M'+(x-d')\overline H

is effective and uniformly generalized klt. Its b-nef big part has a fixed positive H-reserve, its boundary dominates a fixed positive multiple of H, and the underlying Y belongs to a bounded family. For every invariant prime with restriction E|_{k(S)}=cP\ne0,

cC(P)\le1-\frac{h_E}{2}. \tag{8.12}

Proof. Use s=1 and the actual lower bound for the unmodified scale to choose e as in Lemma 8.1. There are no bad primes, so A', and hence C\ge A', has a uniform positive discrepancy bound. Take b\ll a and then a fixed small positive x. Now x-d'=x+a-b>0 (initially it is x+a), giving a fixed positive H-reserve. The boundary of C is

(1-\gamma)B_0+\gamma B_Q-(a+x)H \ge(1-\gamma-a-x)H,

with the usual initial convention. Make the constants small enough that the right side is a fixed positive multiple of H.

For the displayed estimate, the same constant-term cancellation as in the inheritance proof gives

\begin{split} cC(P)&\le (1-\gamma)(1-h_E) +\gamma+bC_0h_E+(a+x)h_E\\ &=1-(1-\gamma-bC_0-a-x)h_E. \end{split}

Choose \gamma+bC_0+a+x<1/2; this is uniform since \gamma=b\lambda and \lambda\to0, or \gamma=0 initially. This proves (8.12). Ordinary approximation with a tiny ample reserve gives an effective ordinary uniformly positive-lc log Fano pair on Y. Theorem 1.1 of [4] bounds the underlying variety. All assertions in dimension zero are interpreted vacuously.

Starting with S_1=S, repeat Proposition 8.4 whenever the scale tends to zero, and use Lemma 8.5 otherwise. Each collapsing level strictly lowers the dimension. The construction therefore terminates after a bounded number of levels, with contractions

Y_i\longrightarrow S_{i+1},\qquad k(Y_i)=k(S_i)=K_i,\qquad S_{f+1}=\Spec\C,

where the K_i form a nested tower of actual function fields. Passing to a subsequence makes the number of levels and their dimensions constant. All positive constants fixed during this construction are uniform along that subsequence.

9. Uniform estimates and widths

The tower controls discrepancies one relative field at a time. We now translate this control into estimates for sections: upper bounds on the dimensions of their initial spaces, together with independent sections of comparable cost. These two directions are both used in the later valuation argument. Divisor orders provide the upper bounds; opposite torus twists and birational systems provide the sections.

Index the tower by i=1,\ldots,f, with

k(S_i)=k(Y_i)=K_i,\qquad Y_i\longrightarrow S_{i+1},\qquad S_{f+1}=\mathrm{pt},\qquad K_{f+1}=k=\C.

The first field is the residual field in (6.3). After a subsequence all dimensions and ranks are constant. Put

p_i=\trdeg_{K_{i+1}}K_i,\qquad a_i=s_iC_i\asymp s_iA_i^++\Lambda_i,\qquad s_f=1,\quad s_i\longrightarrow0\quad(i<f).

Indeed the tower gives, with the constants chosen at level i,

a_i=(1-\gamma_i)s_iA_i^+ +b\lambda_iQ_i+s_i(a+x_i)H_i,

omitting the Q_1-term. All terms have nonnegative values. Moreover

\lambda_{i+1}=1/x_i\asymp s_i,\qquad s_{i+1}\gtrsim s_i.

Constants in this section may depend on the previously fixed sequence bounds and dimensions, but are uniform in the functions, divisors, weights and cutoffs subsequently tested.

The b-nef Calabi–Yau moduli of a_i contain simultaneous positive reserves of \mathbf H_i=\overline{H_i} and, for i>1, of s_{i-1}\mathbf M_{Q_i}. The first coefficient is s_i(x_i-d_i')\gtrsim1; the second follows from s_i\gamma_i=b\lambda_i. For an invariant prime E on \Spec R, write E|_{K_i}=j_iP_i when nontrivial, with P_i normalized. Then

j_ia_i(P_i)\le s_i+C_0h_E. \tag{9.1}

To see the exact constant, substitute (8.1) in the displayed formula for a_i. The constant contributions are (1-\gamma_i)s_i+b\lambda_i=s_i; the remaining terms are bounded multiples of h_E, using j_iH_i(P_i)\le h_E. The unscaled C_i have uniform positive horizontal discrepancy bounds. The scaled functions a_i=s_iC_i measure the smaller divisor orders that correspond to width 1/s_i; their positive lower bounds are not uniform at collapsing levels. All restrictions and discrepancy functions are evaluated homogeneously. At a trivial restriction their value is defined to be zero.

9.1. Horizontal orders and errors of nef traces

Let \mathcal F_i be the arithmetic generic fiber of Y_i\to S_{i+1}, over K_{i+1}; for i=f this is Y_f. The models Y_i are \Q-factorial. A horizontal prime means a prime-divisor valuation on K_i trivial on K_{i+1}. Horizontally C_i=a_{K_i}+\mathbf M_{C_i} has effective uniformly positive-lc generalized Calabi–Yau data with big nef part. For i<f, use the transformed threshold discrepancy C_i-x_i\pi^*H_{i+1}; for i=f, use the last-step data. The trace boundary B_{0,i}'' of A_i^+=a_{K_i}+\mathbf M_{0,i} is effective and dominates the trace H_i'' of \mathbf H_i.

The normal projective arithmetic fibers are geometrically integral and normal, by characteristic zero and the contraction property. Their arithmetic Weil divisors are rationally Cartier, by taking closures on Y_i. We do not require geometric \Q-factoriality. Divide the chosen volume form by a base volume form generating canonical on a smooth base open. At horizontal generic points, smoothness of the generic fiber identifies the resulting relative canonical coefficients, including on resolving models. The dimension formula identifies normalized horizontal tests with prime-divisor tests of the relative field.

Such a test extends after algebraic closure of K_{i+1} with unchanged normalization on arithmetic functions: take a component of its extension on a smooth birational chart, whose generic ramification index is one by separability. Conversely snc resolution transfers the arithmetic discrepancy inequalities to all geometric tests. In particular an snc boundary with coefficients at most 1-\delta, 0<\delta\le1, has discrepancy at least \delta on every normalized prime: subtract the reduced-support discrepancy and use integrality of the remaining orders.

Lemma 7.4, with an ample reserve, makes the geometric fibers klt of Fano type and puts them in a bounded family by [4, Theorem 1.1 and Corollary 1.4]. Use a bounded very ample Cartier polarization D to measure degrees. These bounded-family assertions over \C apply here: the algebraic closure of a finitely generated function field over \C is individually isomorphic to \C. The ordinary effective approximation \Delta can be chosen with K+\Delta\sim_\Q0, a uniform positive-lc bound, and ordinary discrepancies no larger than C_i. This approximation may first be made on the whole threshold model and then restricted geometrically. Dimension-zero fibers need none of the following divisor estimates.

Lemma 9.1. For every effective rational \Q-Cartier divisor L' on \mathcal F_i and every horizontal test P,

P(L')\le C_0\deg(L')C_i(P). \tag{9.2}

If \mathbf U is rational b-Cartier and b-nef, with trace U_{\rm tr} on Y_i, then

0\le P(\overline{U_{\rm tr}}-\mathbf U) \le C_0\deg(U_{\rm tr})C_i(P). \tag{9.3}

Proof. Put p=p_i>0. The bare geometric fiber is klt, so the cone theorem and its length bound [18, Theorem 1.1(5)] give K+2pD nef. Thus A=(2p+1)D satisfies A-\Delta\sim_\Q A+K ample. Its degree is bounded, and the polarized threshold theorem [4, Theorem 1.8] gives a uniform positive lower threshold for the \R-linear system of A against the ordinary positive-lc pair. The same cone inequality bounds \deg(-K).

Every geometric prime of degree e lies in a Cartier section of |qD| for some 1\le q\le e. Indeed a general basepoint-free projection to \PP^p is finite, since its pulled-back hyperplane is ample. The image of the prime is a hypersurface of degree at most e, and its pullback contains the prime. Consequently a nonzero L' is dominated geometrically by a rational weighted sum of such sections, of rational class q'D with q'\le\deg L'. The difference is effective rationally Cartier, even when the individual geometric primes are not rationally Cartier. Scale this sum to the system of A, apply the threshold bound, and compare the ordinary discrepancy with C_i. Extension of the arithmetic test gives (9.2).

Negativity makes \overline{U_{\rm tr}}-\mathbf U b-effective. On a high projective descent add a positive rational ample amount tending to zero. The error of the ample addition is again nonnegative, so this can only increase the error being bounded. The perturbed nef class is ample and has, after a rational principal adjustment, an effective representative upstairs. That adjustment changes neither error. Its nonnegative orders bound the new error by the pullback order of its effective trace. Apply (9.2) and let the added amount tend to zero. The traces in question are arithmetically rationally Cartier and geometrically pseudo-effective; their degrees are nonnegative. This proves (9.3).

9.2. A pure upper estimate

Proposition 9.2. For D_1\ge0, D_1\sim_\Q H_1 on S_1, and every divisorial test P_1, with restriction multiplicities included in P_i=P_1|_{K_i}, one has

D_1(P_1)\le C_0\sum_i a_i(P_i). \tag{9.4}

For tests trivial on K_f, this implies

D_1(P_1)\le C_0\bigl(H_1(P_1)+s_{\exp}A_1^+(P_1)\bigr), \qquad s_{\exp}:=\max_{i<f}s_i\longrightarrow0, \tag{9.5}

where an empty maximum is zero.

Proof. Horizontally on Y_1, \deg D_{1,\rm tr}\lesssim s_1. For a nonlast level, x_1H_1''=J''\le B_{0,1}''; at the last level use H_1''\le B_{0,1}''. The Calabi–Yau trace identity and nonnegative moduli degree bound \deg B_{0,1}'' by \deg(-K). The b-nef divisor D_1 has orders at most those of its effective trace closure. Hence (9.2) gives D_1(P)\le C_0a_1(P) on horizontal tests. Subtract \tau_1D_1 from a_1 for a small uniform positive rational \tau_1. The moduli stay nef and big by the \mathbf H_1-reserve, and the horizontal data stay generalized klt and effective.

Inductively define

D_{i+1}=\pi_\#a_i-\pi_\#(a_i-\tau_iD_i).

The minimum formula makes it nonnegative everywhere. Proposition 7.8 writes it as \mathbf U-\mathbf U' with both terms rational b-Cartier and b-nef. Their canonical coefficients agree, and

\mathbf U=s_i\mathbf M_{Q_{i+1}}, \qquad \pi_\#C_i=Q_{i+1}+x_iH_{i+1}.

The next level has a positive reserve of this \mathbf U. Its effective scaled horizontal Calabi–Yau identity therefore bounds \deg U_{\rm tr}\le C_0s_{i+1}. Nonnegativity of trace degrees and of the trace of D_{i+1} gives the same bound for U'_{\rm tr} and D_{i+1,\rm tr}. Apply (9.2) to the latter trace and (9.3) to the two trace errors. Thus

0\le D_{i+1}(P)\le C_0a_{i+1}(P)

horizontally. For a uniform sufficiently small \tau_{i+1}>0, subtracting \tau_{i+1}D_{i+1} preserves nef big moduli: it subtracts \tau_{i+1}\mathbf U from its reserve and adds \tau_{i+1}\mathbf U'. It also preserves horizontal klt and trace effectivity. A level without horizontal tests needs no degree estimate.

For a test continuing nontrivially to P_{i+1},

(a_i-\tau_iD_i)(P_i) \ge \pi_\#(a_i-\tau_iD_i)(P_{i+1}) \ge -D_{i+1}(P_{i+1}),

because a_i\ge0. Rearranging and using the horizontal estimate at the last nontrivial restriction proves (9.4). For a test trivial on K_f, only i<f contribute. The tower gives

A_{i+1}^+(P_{i+1})\le A_i^+(P_i),\qquad \Lambda_{i+1}(P_{i+1}) \le\lambda_{i+1}C_i(P_i)\lesssim a_i(P_i).

Recursively use a_i\asymp s_iA_i^++\Lambda_i and \Lambda_1=H_1; the tower length is bounded. This gives (9.5).

For tests trivial on the terminal field K_f, (9.5) involves only the scales that tend to zero. The uniformly bounded residual directions have disappeared from that estimate.

9.3. Integral classes for opposite characters

Recall M_T=\Z\chi\oplus M_0, with M_0=\ker D, and the normalized dual polytope Q_T. On M_{0,\R} set

\|\beta\|=\max_{\rho\in Q_T}|\rho(\beta)|.

This is a norm by the occurring-cone and interiority properties.

For an occurring weight \mu=m\chi+\beta of positive cost B'=\widetilde v(\mu), the comparison on Q_T following (6.6) gives

0\le m\lesssim B',\qquad \|\beta\|\lesssim B'.

Indeed D\in Q_T and 0\le\rho(\mu)\le CB' for all \rho\in Q_T.

To see how the pure estimate will control a general weight space, write R_\mu=z^\mu U with coefficient space U\subset K_1. Finite generation supplies an opposite section of weight d(m'\chi-\beta) for a suitable m'>\|\beta\| and some positive clearing integer d. If its coefficient is g', then for every g\in U\setminus\{0\} the product z^{d(m+m')\chi}g^dg' is a pure section. Both its degree and the exponent of g have been multiplied by d, so this factor cancels when (9.4) is used to bound the order of g. We carry out the resulting coefficient count below.

Actual probes require more: their degrees and costs must be bounded by a uniform multiple of \max\{1,\|\beta\|\}, so their clearing factor must be bounded as well. The following integral class data make that possible on the bounded fibres. They will also control the divisor classes in the marked families of Section 10.

Lemma 9.3 (Integral class data). For projective normal klt varieties of Fano type occurring in a bounded family with bounded polarizations, the groups \Cl/\mathrm{torsion} can be identified with Euclidean lattices of finitely many types, so that

\|[G]\|_{\rm cl}\le C_0\deg(G) \tag{9.6}

for effective rational Weil divisors and for pseudo-effective rationally Cartier rational classes. The orders of \Cl-torsion are bounded. For the \Q-factorial members, a single bounded positive multiple of every integral Weil divisor is Cartier. A numerically trivial rational Cartier divisor is rationally linearly trivial.

Proof. The bounded family need only contain the varieties under consideration; its other members need not satisfy positivity. After finite stratification and finite base extensions, take simultaneous projective smooth resolutions b_t:W_t\to X_t with labeled exceptional prime divisors. To construct them, resolve the geometric generic fiber [38, Theorems 1.0.1–1.0.3], spread after a finite extension, shrink, and apply noetherian induction to the complement. Keep an isomorphism on dense opens and spread the components of the complements. Stabilizing their fiber and image dimensions identifies all exceptional prime families and excludes additional exceptional divisors. Smoothness of W_t, normality and geometric integrality of the fibers in use, and geometric integrality of the prime families hold after the corresponding open restrictions. Fixed labeled prime or Cartier data can be included in this process.

On the selected fibers, Kawamata–Viehweg vanishing for a klt log Fano boundary [18, Theorem 3.2] and rationality of klt singularities [16, Theorem 0.1] give H^1(\OO)=H^2(\OO)=0, both on X_t and on W_t. The exponential sequence and GAGA [33, Section 12, Theorems 1–3; Section 20, Proposition 18] therefore identify \Pic with integral H^2 on both. Strict transform and pushforward give the diagram

H^2(X_t,\Z)\ \xrightarrow{\,b_t^*\,}\ H^2(W_t,\Z) \ \longrightarrow\ H^2(W_t,\Z)/\langle[E_1],\ldots,[E_q]\rangle=\Cl(X_t).

The image of the first group in the quotient is \Pic(X_t).

These are locally constant integral group data, including torsion, after stratification: proper topological constructibility gives the integral cohomology local systems and functorial pullback, while relative line bundles give the labeled Chern classes. Here is the finite stratification argument, including compatibility with the markings. For either projective family \mathcal V\to T, let Z_1,\ldots,Z_s\subset\mathcal V be its finitely many closed marked subsets. Apply [13, Theorem 3.2.3] to the finite map

\mathcal V\sqcup\bigsqcup_{i=1}^s Z_i\longrightarrow\mathcal V

given by the identity and the inclusions. Split the source strata by the open-and-closed summands and their connected components. For each connected target stratum S, the subset Z_i\cap S is closed. It is also open, since it is a union of images of submersive source strata. Hence it is either empty or all of S, so the finite target Whitney stratification is compatible with every marking.

Work over each irreducible base piece and restrict to a smooth dense open. Remove the closures of the images of all nondominating strata and of the critical loci of the dominating strata. These closures are proper by generic smoothness. The remaining strata map submersively to the base, and the whole family remains proper. Embed the family relatively in a smooth projective ambient space. Thom’s first isotopy lemma [27, Proposition 11.1] gives local topological triviality. Intersect the opens for the finitely many families in use. Noetherian induction treats the remaining base pieces by reapplying this construction to their reduced base-changed families and closed markings; no Whitney assertion for arbitrary closed restrictions is needed.

In trivializations over a small contractible base open, the fiber maps vary continuously and hence induce constant cohomology maps. No simultaneous trivialization of the resolution morphism, or trivial monodromy, is required. Monodromy preserves the isomorphism type of this group diagram.

There are consequently finitely many group-diagram types. Their cokernels bound the torsion of \Cl; when \Cl/\Pic is finite, its exponent is bounded as well. The latter finiteness is exactly rational factoriality here, so it gives the asserted Cartier multiple.

For the norm assertion in dimension p\ge2, fix a relative very ample D_W on each resolved stratum. After further finite extension and shrinking, choose relative line bundles T_1,\ldots,T_r spanning H^2(W_t,\Q), with a common integer l>0 such that lD_W\pm T_j are ample. We justify this choice, which contains more information than the abstract local systems. Shrink where the coherent vanishings hold and the Betti ranks are constant. Descend the finite family data to a countable algebraically closed subfield of \C, and realize its geometric generic fiber as a complex fiber generic over that smaller field. The relevant algebraic closures and \C are isomorphic over the embedded defining parameter field, since their remaining transcendence degrees have the same infinite cardinality. On that fiber \Pic=H^2(\Z). Hard Lefschetz and the Hodge–Riemann bilinear relations [13, Theorem 3.1.2(a)–(c)] make the pairing TT'D_W^{p-2} nondegenerate on H^2(\Q). Indeed H^2=P^2\oplus D_WH^0 is an orthogonal decomposition: the primitive summand is nondegenerate by polarization, and the ample summand has nonzero self-pairing D_W^p. Choose spanning line bundles there, spread them after a finite extension, and retain their nonsingular intersection matrix and ample comparisons on an open. Betti-rank constancy proves they continue to span. Noetherian induction treats the other strata.

Use the coordinates

\bigl(G_W\cdot T_j\cdot D_W^{p-2}\bigr)_j.

For an effective divisor their absolute values are at most l\deg_{D_W}(G_W), by the ample comparisons. The integral free lattice embeds in \Z^r and contains the fixed full-rank subgroup generated by the T_j-coordinates. Thus only finitely many intermediate lattices occur. The exceptional classes have fixed coordinates too. Orthogonal projection modulo their real span gives lattices of finitely many types for the free class groups downstairs.

If G_W is the strict transform of an effective prime G, the containing hypersurface used in the proof of (9.2) pulls back to an effective Cartier divisor dominating G_W. The fixed family intersection degrees give \deg_{D_W}(G_W)\le C\deg(G). Linearity and the triangle inequality prove (9.6) for effective rational Weil divisors. In dimension one use ordinary degree and the Picard description above; dimension zero is vacuous.

A numerically trivial rational Cartier divisor pulls back to a numerically trivial class upstairs. The same nondegenerate pairing and \Pic(W_t)=H^2(W_t,\Z) make its rational class zero. Pushforward proves rational linear triviality downstairs. Finally a pseudo-effective rational Cartier class becomes big after adding any small positive rational ample amount, and a big rational Cartier class is rational-linearly effective. Apply the effective bound and pass to the limit.

Lemma 9.4 (Arithmetic principal witnesses). An integral Weil divisor defined on a proper geometrically integral normal arithmetic fiber which becomes principal geometrically is already principal over the arithmetic field. No extension-degree factor is needed. The same holds for a rational divisor after clearing its specified denominator.

Proof. A witnessing function is defined over a finite normal extension L/K. For \sigma\in\operatorname{Gal}(L/K), its conjugate quotient has zero divisor, hence is an invertible global regular function on the proper normal fiber. Geometric integrality makes it a constant in L^*. The resulting scalar cocycle is trivial by Hilbert 90. Rescale the function by the corresponding scalar; its divisor is unchanged and the function is Galois invariant.

9.4. Saturation of opposite twists

For a character \beta with \|\beta\|\le L and L\ge1, we now use the integral class data to replace arbitrary monoid clearing by a bounded factor. On each fibre for which Ls_i\to0, discreteness of divisor classes forces the obstruction to be a multiple of the pivot class. A rational principal correction removes it, and the discrepancy bounds allow us to pass the corrected inequalities to the next field. At the first scale with Ls_i\gtrsim1, a section construction and integrality close the argument.

Proposition 9.5. If \beta\in M_0, \|\beta\|\le L, and L\ge1, then there are m\in n\Z_{\ge0} and a bounded positive integer d_0, with m\lesssim L, such that

R_{m\chi+d_0\beta}\ne0,\qquad R_{m\chi-d_0\beta}\ne0 . \tag{9.7}

Proof. We may test the assertion on a contrary sequence, allowing \beta and L to vary with its member, and take subsequences throughout. The first clearing factor d below may be arbitrary; only the eventual factor d_0 is required to be uniformly bounded. At each individual member, finite generation of the weight monoid gives the assertion with member-dependent constants: rational cone points enter the monoid after a common multiple, by decomposition into simplicial generator cones. For m_0\in n\Z a little larger than L, both m_0\chi\pm\beta lie in the cone by its normalized dual inequalities. Thus m_0\lesssim L, and actual opposite sections exist after a possibly arbitrary common clearing factor d>0:

\bar h^{dm_0/n}z^{\pm d\beta}r_\pm, \qquad r_\pm\in K_1^* .

We can take late members of a contrary sequence and round L up to an integer. Start with

u_\pm=-\Div(r_\pm)/d,\qquad \ell_E=E(z^\beta),\qquad \mu=0.

The arbitrary d occurs in u_\pm; the initial \ell_E are integral.

After subsequences, stop at the first stage with Ls_i\gtrsim1; at all preceding stages Ls_i\to0. A stop exists because s_f=1. At entry to each reached stage we maintain \mu\ge0, \mu=o(1), \mu\lesssim L\lambda_i, and

\begin{aligned} u_\pm&=\mu a_{K_i}+\mathbf U_\pm, &\mathbf U_\pm&\text{ rational b-Cartier and b-nef},\\ u_++u_-&\le C_0L\Lambda_i,\\ j_iu_\pm(P_i)&\le\pm\ell_E+C_0Lh_E+\mu, &j_iP_i&=E|_{K_i}. \end{aligned} \tag{9.8}

The first inequality is on every prime and is homogeneous. The last line has left side zero at a trivial restriction. We allow \ell_E to change by orders of fractional rational functions from tower fields, with bounded clearing denominators. Such fractional functions are notation for rational principal b-divisors, not field extensions. Initially the product of the two sections and (6.3) give

\Div(r_+r_-)+2dm_0H_1\ge0,

which is the sum bound; their regularity gives the last line.

Removing the class obstruction before the stopping scale. Consider a stage before the stop, so Ls_i\to0. On its arithmetic fiber every strict prime other than the pivot G_* comes from a strict prime of S_i with H_i(P)=0: the pivot alone among the positive support survives horizontally, and every extracted prime had positive H_i. Choose a witness j_iP=E|_{K_i} from (8.1) for each such prime, with bounded positive j_i and h_E=0, and set

c_P=\ell_E/j_i,\qquad \Delta_{\rm col}=\sum_{P\ne G_*}c_PP.

This arithmetic divisor has finite support and bounded denominator. Indeed \ell_E is initially an integral character order, and subsequently only the orders of previously bounded fractional gauges are added. There are dimension-many stages and bounded restriction integers. The original arbitrary d never enters \Delta_{\rm col}. A rational function has nonzero orders at only finitely many strict primes of \Spec R, proving the support assertion.

Write B_0''=B_{0,i}'', \mathbf M_0=\mathbf M_{0,i}, and c_\pm^*=u_\pm(G_*). At nonpivot strict primes,

(\mathbf U_\pm-\mu\mathbf M_0)(P) =u_\pm(P)-\mu A_i^+(P) \le\pm c_P+\mu B_0''(P).

At the pivot A_i^+(G_*)=0, while c_+^*+c_-^*\le C_0Ls_i. Hence the divisors

W_\pm=\pm\Delta_{\rm col}+c_\pm^*G_*+\mu B_0'' -(U_\pm-\mu M_0)_{\rm tr}

are effective on the arithmetic fiber. Their degrees and those of the pseudo-effective traces U_{\pm,\rm tr} are O(Ls_i): add the two identities to obtain

W_++W_-+(U_++U_-)_{\rm tr} =(c_+^*+c_-^*)G_*+2\mu(B_0''+M_{0,\rm tr}).

All terms on the left have nonnegative degree. The degrees of B_0'', M_{0,\rm tr} and G_* are bounded by Calabi–Yau effectivity; the pivot has coefficient one in B_0''. Also \mu\lesssim Ls_i.

On the geometric fiber, Lemma 9.3 applied to these identities gives

\|\pm[\Delta_{\rm col}]+c_\pm^*[G_*]\|_{\rm cl} \le C_1Ls_i .

The nonzero integral vector [G_*] has bounded length; it is nonzero already by its positive degree. Bounded-denominator lattice vectors projected modulo its line are uniformly discrete, because there are finitely many lattice types and finitely many possible bounded pivot vectors. As Ls_i\to0, we obtain the exact equality

[\Delta_{\rm col}]=q[G_*],\qquad |c_\pm^*\pm q|\lesssim Ls_i .

The denominator of q is bounded. In fact if [G_*]=h g with g primitive, bounded length bounds h; if Q[\Delta_{\rm col}] is integral, then Qqh\in\Z. After also killing the bounded torsion, a bounded positive multiple of -\Delta_{\rm col}+qG_* is principal geometrically. Lemma 9.4 descends the witness without an extension-degree multiplier. Let \phi be a fractional function in K_i, with bounded clearing denominator, having this divisor on the fiber.

Replace u_\pm by u_\pm\pm\Div(\phi), and \ell_E by \ell_E+E(\phi). These principal changes preserve (9.8). They give u_\pm(P)\le\mu on strict nonpivot primes and u_\pm(G_*)\le C_1Ls_i. The new signed trace of \mathbf U_\pm-\mu\mathbf M_0 is

(c_\pm^*\pm q)G_*+\mu B_0''-W_\pm.

Its positive and negative parts have degrees O(Ls_i), and the trace degrees of \mathbf U_\pm are unchanged. All these arithmetic traces and parts are rationally Cartier. Apply (9.2) to the signed trace and (9.3) to the errors of \mathbf U_\pm and \mathbf M_0, in the identity

u_\pm=\mu A_i^++\mathbf U_\pm-\mu\mathbf M_0.

Since A_i^+\ge0, this proves, on every horizontal test,

u_\pm\ge-C'La_i.

Pushing the corrected inequalities. The horizontal lower bound just proved will give klt discrepancies after adding a large multiple of La_i. The strict-prime upper bounds give effective horizontal trace. An additional multiple of Ls_iA_i^+ supplies the needed allowance at the pivot. For sufficiently large fixed positive rational K',T', push

u_\pm+K'La_i+T'Ls_iA_i^+

to the next field and use these pushes as the new u_\pm. Their canonical coefficient is \mu_{\rm next}=\mu+(K'+T')Ls_i>0. They have big nef moduli and horizontal generalized klt discrepancies by the preceding lower bound. They are effective in horizontal trace as well: on strict nonpivot primes use u_\pm\le\mu and C_i,A_i^+\le1; at the pivot use u_\pm\le C_1Ls_i, A_i^+=0, and the extra slack T'Ls_i. Proposition 7.8 therefore applies. We have \mu_{\rm next}=o(1) and \mu_{\rm next}\lesssim L\lambda_{i+1}.

For the sum bound, evaluate both signs on one common lift minimizing C_i. Use \Lambda_i+s_iA_i^+\lesssim a_i and s_i\pi_\#C_i\lesssim\Lambda_{i+1}. For the witness bound, if the projection remains nontrivial, evaluate on the old j_iP_i. By (9.1) and (8.1), the newly added constants are exactly (K'+T')Ls_i, while the other terms are O(Lh_E). They are therefore precisely absorbed in \mu_{\rm next}. If the projection becomes trivial, the expression just pushed has positive value at the old horizontal test, so the same upper bound holds with left side zero. An already trivial projection continues to satisfy the bound. This proves the induction.

Completing the canonical coefficient and obtaining regular sections. At the stopping stage Ls_i\gtrsim1, let d_0 be a bounded positive integer clearing all accumulated gauges. There are only boundedly many stages, and eventually d_0\mu<1. The positive coefficient 1-d_0\mu will complete the canonical coefficient to one; the same equality will give the one-unit allowance in the final integral regularity test. For each sign we claim that some f_\pm\in K_i^* satisfies, at every prime,

P(f_\pm)+d_0u_\pm(P)+(1-d_0\mu)A_i^+(P)+C_2LH_i(P)>0 . \tag{9.9}

If S_i is a point, take f_\pm=1. Otherwise the middle terms have the presentation

a_{K_i}+\mathbf N,\qquad \mathbf N=d_0\mathbf U_\pm+(1-d_0\mu)\mathbf M_{0,i},

with b-nef \mathbf N.

On a high smooth descent, (8.4) provides a big free integral Cartier divisor D'\le kH_i in actual orders, with k\lesssim1/s_i\lesssim L. Indeed choose a list 1,f_1,\ldots,f_t with poles bounded by kH_i giving the birational system, resolve its projective map, and pull back its first coordinate hyperplane. Freeness makes the order of this divisor -\min(0,P(f_1),\ldots,P(f_t)), which is at most kH_i(P). Resolve the fractional support of N=\mathbf N_{\rm tr} too, and use the canonical divisor K of the same chosen form. For j=1,\ldots,\dim S_i+1, Kawamata–Viehweg vanishing [18, Theorem 3.1] applies to

K+\lceil N\rceil+jD',

with snc klt boundary \lceil N\rceil-N and nef big adjoint difference N+jD'. Riemann–Roch makes its Euler characteristic a polynomial in j of degree \dim S_i with positive leading coefficient. It cannot vanish at all these integers; vanishing identifies its values with section dimensions. Choose a nonzero section at one of them. The associated function f_\pm makes the left side of (9.9), with jD' in place of C_2LH_i, the sum of the positive discrepancy of the snc pair and the order of the section’s effective divisor. This proves the claim.

For a nontrivial j_iP_i=E|_{K_i}, multiply (9.9) by j_i and substitute (9.8), j_iA_i^+(P_i)\le1-h_E, and j_iH_i(P_i)\le h_E. The constant allowance is exactly

d_0\mu+(1-d_0\mu)=1.

Consequently, for m\in n\Z_{\ge0} sufficiently large with m\lesssim L, both signs satisfy

E(f_\pm)\pm d_0\ell_E+mh_E>-1.

At trivial restrictions this follows directly from (9.8) and d_0\mu<1. Multiply f_\pm by z^{\pm d_0\beta}, by the corresponding cleared gauge functions, and by \bar h^{m/n}. The displayed orders are integers, hence nonnegative. These are nonzero eigenfunctions. Any polar divisor of an eigenfunction is torus invariant, so the invariant-prime tests and normality make them regular. Their weights are m\chi\pm d_0\beta, proving (9.7) along every alleged contrary subsequence and therefore uniformly.

9.5. Axes, coefficient spaces, and actual probes

We now combine the residual tower and the torus directions into one list of widths. We first complete the coefficient count described above and sum it over the torus characters at each fixed physical degree. That upper bound uses only arbitrary monoid clearing. The bounded clearing just proved supplies the matching actual probes and their independent initials.

Choose a lattice basis \beta_1,\ldots,\beta_{\rank T-1} of M_0 and positive widths L_j so that

\Big\|\sum k_j\beta_j\Big\| \asymp\sum_j|k_j|L_j. \tag{9.10}

Here is a uniform construction in bounded dimension. Replace the norm by an equivalent Euclidean norm using an ellipsoid, then choose successive shortest nonzero vectors in the orthogonal projected lattices. Each is primitive, so the next projection is again a lattice. Choose size-reduced lifts, subtracting earlier vectors in reverse order until their earlier Gram–Schmidt coefficients have absolute value at most 1/2. Let L_j be their Gram–Schmidt lengths. A size-reduced one-step lift of the next projected shortest vector has component along the preceding shortest vector at most half its length. The lift cannot be shorter than that preceding shortest vector, so

L_j^2\le L_{j+1}^2+(L_j/2)^2.

Thus the next projected length is at least \sqrt3/2 times the preceding shortest length. Hence the normalized basis columns in orthonormal Gram–Schmidt coordinates form a triangular matrix with diagonal one and bounded entries; its inverse is bounded in fixed dimension. This proves (9.10).

Adjoin p_i residual axes of width 1/s_i for each level. Denote all widths by W_j. There are

d=(\rank T-1)+\trdeg_kK_1

axes in total.

Proposition 9.6. For every occurring weight \mu=m\chi+\beta of positive cost B'=\widetilde v(\mu),

\dim R_\mu\lesssim \prod_i(1+B's_i)^{p_i}. \tag{9.11}

At each fixed physical degree m, the dimension through cost S'\ge0, including constants if present, is at most

C_3\prod_j(1+S'/W_j). \tag{9.12}

For m\in n\Z_{\ge0}, the same expression bounds the truncated associated graded dimension of V_m.

Proof. Write R_\mu=z^\mu U for a finite-dimensional coefficient space U\subset K_1; positive finite generation ensures finiteness. Choose rational m'>\|\beta\| with m'\lesssim B', and a nonzero opposite section of weight d'(m'\chi-\beta), where d'>0 is an arbitrary clearing factor as at the start of the twist proof. Increase d' so that M=d'(m+m')\in n\Z_{>0}. If g' is its coefficient, every nonzero g\in U gives z^{M\chi}g^{d'}g'\in R. By (6.3),

D_1=H_1+\frac1M\Div_{S_1} \bigl(g^{d'}g'/f_h^{M/n}\bigr)\ge0.

Assume \dim S_1>0. Construct compatible smooth projective high models with morphisms down the tower, resolving rational maps successively from the bottom, and include descents for all displayed data. Choose compatible general closed points where the morphisms are smooth. Lift relative parameters to nested Taylor systems with p_i parameters at level i. Avoid the supports of the fixed forms, boundary, moduli and H_1. Make g',f_h units and a fixed basis of U regular there. Give the parameters at level i rational weights 1/s_i. This monomial test P_1 is divisorial up to scale: it is discrete up to scaling, and ratios of equal-weight monomials give the required residue transcendence degree. Its restriction P_i uses exactly the parameters at levels \ell\ge i. At the chosen points the smooth monomial formula gives

a_i(P_i)=s_i\sum_{\ell\ge i}p_\ell/s_\ell \lesssim1,

using the bounded tower length and s_{\ell}\gtrsim s_i. Proposition 9.2 therefore implies

P_1(g)\le CM/d'\le C'B'

for every nonzero g\in U. Taylor truncation at this weighted bound is injective on U; the number of allowed monomials is at most C\prod_i(1+B's_i)^{p_i}. If \dim S_1=0, use K_1=k. This proves (9.11).

At fixed physical degree, (9.10) bounds each integer coordinate by |k_j|\le CS'/L_j. Counting these weights and using (9.11) proves (9.12). Weight zero contributes only constants. The angular translation following (6.6) identifies this count with the associated graded truncation of V_m. There are only finitely many costs below a fixed cutoff, so it is also the dimension modulo higher costs.

Proposition 9.7. Each residual level has p_i actual probes in some V_m, of degree and cost O(1/s_i), whose initials are in K_i and algebraically independent over K_{i+1}. Each torus axis has opposite angular probes in V_{m_j} with initial weights \pm d_j\beta_j in the full initial field; their corresponding degree-m_j sections have weights m_j\chi\pm d_j\beta_j. Here d_j are bounded positive integers, m_j\in n\Z_{\ge0}, and degrees and costs are O(1+L_j). The residual and positive torus initials together are algebraically independent, and their monomials give box lower bounds with widths \max(1,W_j).

Proof. The birational system in (8.4), containing 1, gives p_i functions algebraically independent over K_{i+1} whose poles are bounded by kH_i, k\lesssim1/s_i. For any one of them, (8.5) and pullback orders give

\Div_{S_1}(g)+kH_1\ge0.

A trivial restriction evaluates both the lower function and lower divisor at zero. Increase k to m\in n\Z_{\ge0} with m\lesssim1/s_i. Then (6.3) gives g\bar h^{m/n}\in R_{m\chi}. Its angular lift lies in V_m with initial g and cost m.

For a torus axis use (9.7) with L=C\max(1,L_j), where the fixed uniform constant C\ge1 is chosen using (9.10) so that \|\beta_j\|\le L. The resulting opposite sections lift to actual angular functions after dividing their initials by \bar h^{m_j/n}. Their costs satisfy the asserted bound because \widetilde v\in Q_T.

Tower independence first makes the residual initials algebraically independent. The positive torus initials then have independent Laurent charges over K_1, so adjoining them preserves algebraic independence. For S'\ge1, take monomial exponents through

\left\lfloor \frac{cS'}{\max(1,W_j)} \right\rfloor

at each axis, for sufficiently small fixed c>0. Their degrees sum to at most S'; nest the products into a common allowed degree, rounding up to a multiple of n. Their costs are O(S'), and their independent initials ensure the same upper cost bound for nonzero combinations. This proves the probe and box assertions.

10. Bounded axes and specialization of effectivity

The width estimates still allow torus widths to approach zero, and their upper counts involve the cost as well as the physical degree. This section removes both difficulties in the range needed for the first optimization step. Its key obstruction is a degree-zero section of bounded positive cost, which would contradict concentration of the entire base maximal ideal. To construct such a section from a hypothetical obstruction, we must retain effectivity, not only numerical divisor classes.

Pass to a subsequence on which each width is either bounded above or tends to infinity. Call the former axes cheap, and let J be the set of cheap torus indices. The cheap residual axes are precisely the p_f axes from K_f; there are r=|J|+p_f cheap axes in total. Put F=Y_f; this is S_f up to the small \Q-factorialization in the last step of the tower. We use H_f for its pullback to F as well. Its positive strict coefficients are bounded below by a fixed positive constant, including after the final normalization s_f=1. All constants in this section are uniform along the retained sequence; the finite covers and open restrictions introduced below may depend on a subsequence.

For each j\in J, the opposite probes constructed in (9.7) and after (9.12) give

\bar h^{m_j/n}y_j^+,\ \bar h^{m_j/n}y_j^-\in R, \qquad \operatorname{wt}(y_j^\pm)=\pm d_j\beta_j.

Here m_j\in n\Z_{\geq0} and the positive integers d_j are uniformly bounded. Their boundedness follows from the upper bounds on the cheap widths. The functions y_j^\pm are angular functions and have physical degree zero.

Here is the estimate we will prove. For a homogeneous section of R, its physical degree is its D-degree m, and its cost b is its \tilde v-value. On an actual angular lift F_0\in V_m, the same cost is b=m+v(F_0).

Proposition 10.1 (The bounded axes estimates). All widths W_j are bounded below by a uniform positive constant. There are cutoffs S_0\to\infty and a uniform constant C_4 such that

\begin{gathered} b=\tilde v(\text{weight})\leq C_4m \qquad(0<b\leq S_0),\\ \dim\bigl(\text{initial spaces at degree }m \text{ through cost }S_0\bigr) \leq C_4(1+m)^r, \qquad r=|J|+p_f. \end{gathered} \tag{10.1}

The independent probes after (9.12) give matching box lower bounds, up to uniform factors, for all the widths. There are r algebraically independent probes of bounded degree and cost: the positive cheap torus probes and the p_f residual probes from K_f.

The proof is completed at the end of the section. Its main step is to bound the cheap torus charges in terms of physical degree, as long as both grow slowly compared with the collapsing scales. A failure will produce a regular eigenfunction of physical degree zero and bounded positive cost. We first reduce its regularity to a finite problem on the terminal field K_f.

Lemma 10.2 (Descent of slow pure sections). Suppose, along the sequence, that

g\in K_1^*,\qquad \operatorname{div}_{S_1}(g)+MH_1\geq0, \qquad M\in\Q_{\geq0},\qquad Ms_{\exp}\longrightarrow0.

Then, for all sufficiently late members,

g\in K_f^*,\qquad \operatorname{div}_{F}(g)+CMH_f\geq0

for a uniform constant C.

Proof. Maintain the inequality \operatorname{div}(g)\geq-CM\Lambda_i on all divisorial valuations of K_i. It holds initially by effectiveness and pullback of the given rational Cartier divisor. At a collapsing level, the pivot on the proper normal arithmetic generic fibre has \Lambda_i-value s_i. Every other strict prime of that fibre comes from a strict prime on S_i with H_i-coefficient zero. The effective trace boundary of Q_i, when present, gives \Lambda_i\leq\lambda_i there. Since \lambda_i\lesssim s_i and Ms_i\to0, every possible pole order of g on this fibre is an integer bounded in absolute value by a quantity tending to zero. Thus g has no poles on the fibre. Properness, normality and the contraction property imply g\in K_{i+1}.

For a divisorial valuation downstairs, choose a lift attaining the minimum for C_i in (7.1). Use \Lambda_i\lesssim\lambda_{i+1}C_i and \lambda_{i+1}\pi_\#C_i=\Lambda_{i+1}. Dividing by the restriction multiplicity gives the same maintained inequality at level i+1. There are at most dimension-many steps, so the resulting constant is uniform. At the last level \lambda_f=O(s_{\exp}), with the usual zero convention when the tower has no collapsing step. Off \Supp H_f, the same integral-order argument excludes poles. On \Supp H_f, the strict coefficient gap and the effective trace of Q_f give \Lambda_f\lesssim H_f. This proves the claimed divisor inequality.

Applying (6.3) and Lemma 10.2 to the products of opposite probes gives

g_j:=y_j^+y_j^-\in K_f^*,\qquad \operatorname{div}_{F}(g_j)+CH_f\geq0.

Let \Sigma be the union of \Supp H_f and the supports of the zero divisors of the g_j. The degrees of its components, and the degrees of the zero and pole divisors of every g_j, are bounded. Indeed the last displayed inequality bounds the pole degrees; principality bounds the zero degrees by the same quantity. The degree of H_f is bounded by its moduli reserve and the effective Calabi–Yau trace, as in (9.4); its strict coefficient gap bounds the degree of its support. Divisor data are omitted when \dim F=0.

For an invariant prime divisor E of \Spec R, write E|_{K_f}=cP, with P normalized when the restriction is nontrivial, and put \ell_j=E(y_j^+). At the trivial restriction put c=0 and interpret all restricted orders as zero. The last step of the tower and regularity of the two probes give

cC_f(P)\leq1-h_E/2\quad(c>0),\qquad -m_jh_E\leq\ell_j\leq cP(g_j)+m_jh_E. \tag{10.2}

Consequently the rows (c,h_E,(\ell_j)_{j\in J}) belong to a fixed finite set. To see this, c is integral and bounded because C_f(P) has a uniform positive lower bound; also h_E\in\frac1n\Z\cap[0,1] by (6.4)–(6.5). Applying (9.2) to the zero and pole divisors bounds c|P(g_j)|, using (10.2); finally each \ell_j is integral. If h_E=0, and either c=0 or the centre of P is not contained in \Sigma, then all \ell_j=0.

10.1. A finite marked regularity problem

Consider an occurring weight supported on the cheap torus axes,

m\chi+\sum_{j\in J}\alpha_j\beta_j,\qquad \left(m+\sum_{j\in J}|\alpha_j|\right)s_{\exp}\longrightarrow0.

Raise a nonzero section of this weight to a bounded positive common power clearing n and the d_j. It becomes

\bar h^{m'/n}\prod_{j\in J}(y_j^+)^{a_j}g, \qquad n\mid m',\quad a_j\in\Z,\quad g\in K_1^*.

Here m' is that common multiple of m, and a_j is the same multiple of \alpha_j/d_j. Multiplying this expression by the opposite regular probe to the power a_j when a_j>0, and by the positive regular probe to the power -a_j when a_j<0, produces a pure section. Its degree is m'+\sum|a_j|m_j and its angular coefficient is g\prod_{a_j>0}g_j^{a_j}. Equation (6.3) and Lemma 10.2 imply that g\in K_f and that its poles on F lie in \Sigma. Regularity of the original eigenfunction is exactly the family of inequalities

cP(g)+m'h_E+a\cdot\ell\geq0. \tag{10.3}

These tests suffice because a pole divisor of a rational eigenfunction is invariant, and R is normal.

We shall exclude an obstruction sequence with \sum|a_j|/m'\to\infty, counting m'=0, a\ne0 as infinite. Suppose such a sequence exists and first assume \dim F>0. Our aim is a single rational polyhedral test for the possible degrees and charges. The finitely many row types do not yet give such a test: the projected prime valuations P and the existence of an effective representative for the required pole divisor still depend on the member. We next place the relevant primes on bounded marked models.

Lemma 10.3 (A bounded guard model). After passing to a subsequence, there are bounded projective \Q-factorial varieties of Fano type F'\to F and labelled prime divisors on F', of bounded number and degree, with the following properties. Every nontrivial projection in (10.3) for which h_E>0, or whose centre is contained in \Sigma, is one of the marked prime valuations. Every component of \Sigma has marked strict transform, and every exceptional prime of F'\to F is marked. The pullback of H_f has bounded degree on F'.

Proof. The effective Calabi–Yau datum C_f has a uniform positive discrepancy bound, a boundary dominating a fixed positive multiple of H_f, and a big nef b-part with a fixed positive \mathbf H_f-reserve. Choose a fixed rational C_0 such that

\mathbf T_j=\operatorname{div}(g_j)+C_0\mathbf H_f

is the b-Cartier closure of an effective divisor on F. For sufficiently small fixed rational \varepsilon>0, define guard data by

C^{\mathrm g}=C_f-\varepsilon\sum_{j\in J}\mathbf T_j.

Subtract the same terms from the moduli presentation. Equation (9.2) bounds \mathbf T_j(P) by a uniform multiple of C_f(P), so this retains a uniform positive discrepancy bound. Principal terms do not affect nefness, and the reserve absorbs \varepsilon C_0|J|\mathbf H_f. Thus the new moduli remain big and nef, with a positive \mathbf H_f-reserve, and the trace boundary remains effective.

There is a fixed e_0>0 such that all the prime valuations specified in the statement satisfy C^{\mathrm g}(P)\leq1-e_0. For a projection with h_E>0, this follows from (10.2), since h_E\geq1/n and c\geq1. If h_E=0, Equation (8.1) gives P(H_f)=0. A centre contained in \Sigma therefore lies generically outside \Supp H_f and inside a zero divisor of some g_j; its integral order P(g_j) is at least one. Since C_f(P)\leq1, subtracting \varepsilon\mathbf T_j gives the required gap. A strict prime of F in \Supp H_f has a boundary coefficient bounded below by domination and the strict coefficient gap. A remaining strict prime of \Sigma has the same positive zero order just used. This also proves the assertion for all components of \Sigma.

Apply Lemmas 7.4 and 7.5. The monomial calculation in the proof of Lemma 8.1 gives only finitely many exceptional prime valuations with C^{\mathrm g}(P)\leq1-e_0<1, including equality at the upper endpoint: their positive integral normal weights satisfy a weighted-sum bound below one, and each coefficient in that sum is positive. Ordinary approximation with a tiny ample reserve does not increase their discrepancies. The extraction construction gives a projective \Q-factorial model F'\to F extracting exactly these primes. The guard trace is effective on F', retains its uniform positive log discrepancy bound, and has big nef moduli. Ordinary approximation therefore gives an effective big boundary with rationally trivial adjoint and a uniform positive discrepancy bound. By [4, Corollary 1.4], the varieties F' are bounded; they are also of Fano type by the ample-reserve version of the construction.

Mark every strict prime of F' whose guard discrepancy is at most 1-e_0. Each has guard boundary coefficient at least e_0. The trace degree of the nef b-part is nonnegative by the perturbation argument in (9.3). Thus the degree of the effective guard boundary is at most the degree of -K_{F'}, which is uniformly bounded for the bounded very ample polarizations by the cone-theorem calculation preceding (9.2). This bounds both the number and the degrees of the marks. The surviving \mathbf H_f-reserve gives the asserted bound on the degree of the pullback of H_f in the same way.

Label the marks along a subsequence, preserving which are exceptional and which are strict over components of \Sigma. Stabilize the finite sets of rows in (10.3) projecting to each mark and the rows with trivial projection. Introduce a rational signed pole allowance r_P at each mark: a function g is allowed when P(g)\ge-r_P, so a negative allowance requires a zero. Consider the conditions

\begin{gathered} m'\geq0,\qquad cr_P\leq m'h_E+a\cdot\ell \quad\text{for every row projecting to a mark }P,\\ 0\leq m'h_E+a\cdot\ell \quad\text{for every row with }c=0,\\ r_P\leq0 \quad\text{at marks strict over primes of }F\text{ outside }\Sigma,\\ \sum_{P\ \mathrm{marked}}r_P[P]\in \overline{\operatorname{Eff}}(F'). \end{gathered} \tag{10.4}

An actual candidate satisfies these conditions with r_P=-P(g): \operatorname{div}_{F'}g+\sum r_PP is effective. Conversely, suppose a rational solution has \sum r_PP rational-linearly equivalent to an effective divisor. Choose a positive integer q and a function f\in K_f^* with

\operatorname{div}_{F'}f+q\sum r_PP\ge0, \qquad qm'\in n\Z,\qquad qa\in\Z^J.

The integer q clears the divisor coefficients and the degree and charge denominators. For a marked row, effectivity and (10.4) give

cP(f)+q(m'h_E+a\cdot\ell) \ge q\bigl(m'h_E+a\cdot\ell-cr_P\bigr)\ge0.

The rows with trivial projection also remain valid after multiplication by q. The poles of f downstairs on F are confined to \Sigma: the sign condition excludes other strict marked primes, and effectivity excludes all unmarked strict primes. Any remaining nontrivial projection has h_E=0, \ell=0, and centre not contained in \Sigma, by Lemma 10.3. The function is regular at the generic point of that centre, so its order is nonnegative. Thus all tests (10.3) hold, and \bar h^{qm'/n}\prod_j(y_j^+)^{qa_j}f is an actual regular eigenfunction.

10.2. A marked family with a Fano type generic fibre

We now construct a common cone test for (10.4). We need two implications. Every actual candidate must satisfy the cone inequalities of one geometric generic marked fibre, even when its coefficients r_P are unbounded. Conversely, one fixed rational solution of those inequalities must give an effective representative, and hence an actual eigenfunction, on all sufficiently late retained members. The first implication will use sweeping curves; the second will spread a line bundle with a nonzero section.

Both arguments require the geometric generic marked fibre to be \Q-factorial and of Fano type. We establish these properties by retaining an ordinary klt Calabi–Yau boundary with a fixed denominator that dominates a big marked divisor. The member-dependent generalized guard data do not yet give this finite set of transferable divisor coefficients and adjoint relations. The next lemma constructs it.

Lemma 10.4 (A bounded auxiliary Calabi–Yau boundary). The models of Lemma 10.3 admit effective integral divisors P' of bounded degree, supported on the marks, such that |P'| is birational. They also admit klt boundaries \Theta^+, with bounded degrees and coefficients in a fixed finite rational set, satisfying

\Theta^+\geq e'P',\qquad N(K_{F'}+\Theta^+)\sim0

for a fixed positive rational e' and a bounded positive integer N. The marks, P', and \Theta^+ together form a bounded family of labelled divisor data.

Proof. Use the bounded k at the final level in (8.4) and set P'=\lfloor kH_f\rfloor on F', using total pullback before rounding. This is effective integral of bounded degree. Its support lies in the marks, since the strict support of H_f and all exceptional primes of F'\to F are marked. The functions in (8.4) still belong to its complete system: their integral orders and positivity of pullback allow the indicated rounding. Thus this system remains birational, and P' is big.

Choose a small fixed rational e'>0 so that

\Delta_0=e'\sum_{P\ \mathrm{marked}}P+e'P'

is at most the guard boundary. Such a uniform choice is possible because the mark coefficients have a fixed lower bound and the coefficients of P' are bounded by its degree. By ordinary approximation of the big nef b-part, obtain an effective uniformly positive-lc boundary \Theta with

K_{F'}+\Theta\sim_{\Q}0,\qquad \Theta\geq\Delta_0, \qquad \Theta-\Delta_0\ \text{big}.

Here the added effective representative of the big b-part has big trace: sections on a descent remain sections after pushforward. It supplies the last bigness assertion.

Set D'=-(K_{F'}+\Delta_0), which is big. Since F' is a \Q-factorial variety of Fano type, it is a Mori dream space by [7, Corollary 1.3.1]. Run a D'-MMP to a \Q-factorial model Y with nef and big transform D_Y. The program extracts no divisors. The rationally trivial log adjoint K+\Theta is crepant through the program, so (Y,\Theta_Y), and hence (Y,(\Delta_0)_Y), retain the uniform positive discrepancy bound. Moreover D_Y=-(K_Y+(\Delta_0)_Y) is nef and big. Thus Y is bounded by [4, Theorem 1.1]. It is of Fano type: writing D_Y\sim_{\Q}A+E with A ample and E\geq0, a sufficiently small positive multiple of E can be added to (\Delta_0)_Y while keeping klt, and the resulting negative log adjoint is ample.

The coefficients of (\Delta_0)_Y have a fixed common denominator. Lemma 9.3, applied to the bounded \Q-factorial varieties Y, gives a bounded integer q>0 with qD_Y Cartier. Apply [17, Theorem 1.1 and Remark 1.2] to the klt pair (Y,(\Delta_0)_Y), with L=qD_Y and a=1. The divisor

L-(K_Y+(\Delta_0)_Y)=(q+1)D_Y

is nef and big; for a klt pair there are no additional lc-centre conditions in log bigness. The theorem gives a bounded integer N>1 with ND_Y Cartier and free. Increase the free multiple if necessary. For a general member G_Y=\operatorname{div}_Y\psi+ND_Y, Bertini on a log resolution shows that (Y,(\Delta_0)_Y+G_Y/N) is klt.

Use the same rational canonical form on all models and define

\Theta^+=-K_{F'}+\frac1N\operatorname{div}_{F'}\psi.

On a common resolution with maps p to F' and q_Y to Y, the MMP negativity comparison reads p^*D'=q_Y^*D_Y+E', with E'\geq0 exceptional over Y. Consequently

p^*(\Theta^+-\Delta_0)=q_Y^*(G_Y/N)+E'\geq0.

Thus \Theta^+\geq\Delta_0. Its log adjoint is crepant to that of the klt pair just constructed on Y, so it too is klt. Moreover N(K_{F'}+\Theta^+)=\operatorname{div}_{F'}\psi. Its coefficients belong to \frac1N\Z\cap[0,1), and its degree is the bounded degree of -K_{F'}. In bounded projective embeddings, the supports are parametrized by finitely many fixed-dimension, fixed-degree Chow spaces [24, Definition 3.21]. Their universal cycles may be taken over normal strata. The finite coefficient set bounds the possible multiplicities, and the degree bound bounds the number of prime components. Taking finite products and labelling their components therefore bounds these data together with the marks and P'.

Parametrize the labelled data of Lemma 10.4 in finite-type projective families over \C, and pass to a subsequence with fixed coefficient types and fixed N. Choose a minimal closed parameter subset containing infinitely many selected indices, then an irreducible component T containing infinitely many of them. Every proper closed subset of T contains only finitely many selected indices: otherwise it would contradict minimality. Hence every dense open restriction retains all but finitely many of those indices. Repetitions of a parameter value cause no difficulty; in that case a minimal subset may be a point. Denote the resulting marked family by X^0\to T, with fibres X^0_t, marked primes, integral divisor P'_t, and boundary \Theta^+_t.

This retention property survives the finite field extensions used below. After normalization and restriction to a dense open, a finite extension of \C(T) gives an irreducible finite surjective cover T'\to T. Every proper closed subset of T' has proper closed image, since finite maps preserve dimension and both bases have the same dimension. Therefore later dense open restrictions of T' exclude lifts only over a proper closed subset of T. Choose lifts of the remaining selected points. The same reasoning applies after any finite composite of these extensions.

Lemma 10.5 (The geometric generic marked model). After the finite covers and dense open restrictions just described, the geometric generic marked fibre X^0_{\bar\eta} is \Q-factorial and of Fano type. Its marked divisor P'_{\bar\eta} is big, and its marked boundary \Theta^+_{\bar\eta} is klt with N(K+\Theta^+_{\bar\eta})\sim0.

Proof. We first transport the integral divisor-class relations to the generic fibre. We then transport the crepant snc calculation for \Theta^+ and the section map of a Cartier multiple of P'; these establish klt singularities and bigness, respectively.

Spread a projective smooth resolution of the geometric generic fibre, after a finite extension, and restrict the base so that it resolves every fibre under consideration. Track all exceptional prime divisors and all strict transforms of the finitely many marked primes. This uses the resolution and constructibility argument in Lemma 9.3: keep a birational isomorphism on dense opens, spread the complementary components, and fix their fibre and image dimensions. Shrink also so that the downstairs fibres are geometrically normal and integral and the prime marking families have integral geometric fibres. Write this simultaneous resolution as b_t:W_t\to X^0_t.

On every selected fibre, vanishing for a log Fano boundary [18, Theorem 3.2] and rationality of klt singularities [16, Theorem 0.1] give H^1(\OO)=H^2(\OO)=0 both downstairs and upstairs. Semicontinuity and density of the selected points give these vanishings throughout an open base. On its complex fibres, the exponential sequence and GAGA [33, Section 12, Theorems 1–3; Section 20, Proposition 18] identify \Pic with integral H^2. On a connected dense stratum, topological constructibility gives locally constant integral group data

H^2(X^0_t,\Z)\ \xrightarrow{\ b_t^*\ }\ H^2(W_t,\Z) \ \longrightarrow\ H^2(W_t,\Z)/ \langle[\text{exceptional primes}]\rangle.

The last group is \Cl(X^0_t), and the image of the first group is \Pic(X^0_t). The exceptional and marked upstairs divisor classes, and the class of the relative canonical bundle of the smooth resolution, are locally constant as well. These are integral diagrams, so their cokernels, including torsion, are controlled; trivial monodromy is not required.

On the selected fibres, the image of \Pic has finite index in \Cl, and N[K+\Theta^+]=0 in \Cl. The same assertions therefore hold on this entire complex stratum. Here the canonical class downstairs is the pushforward of the canonical class upstairs. They hold also on the geometric generic fibre. For completeness, descend the finite family, markings, resolution and open conditions to a countable algebraically closed subfield of \C, and choose a complex point generic over that subfield. The geometric generic model is identified, up to an isomorphism of algebraically closed fields preserving these finite data, with this complex fibre: the two algebraically closed extension fields have the same infinite transcendence degree over the embedded defining function field. Thus the integral class conclusions apply there. Finite index of \Pic in \Cl gives \Q-factoriality, and the second conclusion gives the asserted principal multiple of the log adjoint.

It remains to verify singularities and bigness; neither follows from the integral class diagram alone. Take a log resolution of the geometric generic marked pair, and a relative rational volume form and a rational function witnessing N(K+\Theta^+)\sim0. Spread all these data after a further finite extension. On the smooth resolving family, retain the divisor identities for the form and the witnessing function, the strict transforms and exceptional components, and the snc pullback computation. The coefficients and orders in these finite divisor formulas remain unchanged on every fibre after shrinking. This can be arranged by spreading each prime component of the formulas and retaining its geometric integrality and its image dimension; restricting the formulas on the smooth models then preserves the divisor orders. Pushing down preserves the marked principal relation. The snc crepant boundary coefficients are now constant, and one selected fibre is klt. They are therefore all less than one on the geometric generic resolution, proving that \Theta^+_{\bar\eta} is klt.

Choose a positive Cartier multiple tP'_{\bar\eta}, and spread its line bundle with a rational section whose divisor is exactly this marked divisor. Retain the divisor identity by the same resolution argument. After further shrinking, formation of its space of sections commutes with base change. The dimension of the image of the associated rational map is generically constant, by constructibility. On each selected fibre, the system |tP'_t| contains products from the birational system |P'_t|, so its image has dimension \dim F'. The generic system has that same dimension. Hence P'_{\bar\eta} is big.

Finally \Theta^+_{\bar\eta}\geq e'P'_{\bar\eta} is big. To see Fano type explicitly, write \Theta^+_{\bar\eta}\sim_{\Q}A+E with A ample and E\geq0. For sufficiently small rational t>0, the effective boundary (1-t)\Theta^+_{\bar\eta}+tE is klt, and its negative log adjoint is rationally equivalent to tA. This is a log Fano boundary.

10.3. Facet curves and one effective witness

The geometric generic marked fibre now has the Fano type and rational factoriality needed for its effective cone. We use this one cone in two ways: finitely many sweeping curve families test every candidate on a retained fibre, and one fixed rational solution supplies an effective section that spreads to those fibres. These two implications suffice for the degree-zero obstruction.

Lemma 10.6 (Specializing a finite cone test). In (10.4), replace the last condition by

\sum_{P\ \mathrm{marked}}r_P[P_{\bar\eta}] \in\overline{\operatorname{Eff}}(X^0_{\bar\eta}).

This is a finite rational polyhedral test. After the allowed covers and open restrictions, every actual candidate satisfies this test. Conversely, each fixed rational solution has, after one clearing multiple fixed for that solution, regular eigenfunction realizations on all retained sufficiently late members of the sequence.

Proof. By Lemma 10.5 and [7, Corollary 1.3.1], X^0_{\bar\eta} is a Mori dream space. Its pseudo-effective cone in numerical divisor space is rational polyhedral. We first show that each facet is tested by a family of curves sweeping a dense open of X^0_{\bar\eta}.

Choose a rational divisor class D in the relative interior of that facet. The class is pseudo-effective. Its divisor MMP ends in a minimal model Y_D on which the transform D_Y is nef and semiample. As D lies on the boundary of the pseudo-effective cone, D_Y is not big. A sufficiently divisible multiple defines a contraction \varphi:Y_D\to Z_D with positive-dimensional general fibres. The birational program has no extraction. There is consequently an open U\subset Y_D, with complement of codimension at least two, isomorphic to an open of X^0_{\bar\eta}. On a common resolution the comparison has the form

p^*D=q^*D_Y+E_D,\qquad E_D\geq0,

where the correction is exceptional over Y_D. Enlarge the excluded codimension-two subset to contain its image and all inverse-map indeterminacy. Curves in U then lift to the original variety and avoid this correction, including the correction from any contracted fixed divisorial part of D.

A general fibre of \varphi is geometrically integral. Each component of Y_D\setminus U either does not dominate Z_D, and hence misses a general fibre, or has codimension at least two in that fibre. If the relative dimension is one, the latter case is impossible: a bad component has dimension at most \dim Y_D-2<\dim Z_D. Thus the entire general curve fibre lies in U. In larger relative dimension t, intersect a general fibre with t-1 sufficiently general very ample hyperplanes. Bertini gives an integral curve, and the codimension estimate makes it miss the bad locus entirely.

These curves vary in a projective flat family over an integral parameter space after restriction to a dense open of the fibre-and-hyperplane parameter space. Its evaluation map dominates Y_D. Indeed the incidence obtained by choosing a point and hyperplanes through it is irreducible and dominates Y_D; restriction to the dense open of flat integral curves avoiding the bad locus preserves dominance. The lifted curves therefore sweep a dense open of X^0_{\bar\eta}. Their intersections with divisor classes are constant in this family. The corresponding linear functional is nonnegative on every effective class, because a member can be chosen not contained in the divisor’s support; it is positive on an ample class. Its value on D is zero by the pullback comparison and contraction. A nonzero supporting functional vanishing at a relative interior point of a facet defines exactly that facet inequality. This constructs the required test for each facet.

There are finitely many facets. Spread the finitely many curve families, their parameter spaces and evaluation maps after a finite extension of the base function field. Spread also fixed Cartier multiples of all marked divisors. After shrinking, the curves remain projective and flat with integral geometric fibres, their intersection vectors with these markings remain fixed, and their evaluation maps dominate dense opens of every selected fibre. To justify the last assertion, the generic evaluation image contains a dense open. Its image is constructible, so after spreading and shrinking one retains an open in that image whose intersection with each fibre is dense; fibre-dimension constructibility excludes the exceptional parameter values. Equivalently one can track the evaluation incidence and its generic dominance before the shrink.

Let \sum r_PP be the class furnished by an actual candidate on any retained fibre. It has an effective rational Cartier representative. For each of our curve families, density provides a member not contained in that representative’s support. Its intersection with the effective representative is nonnegative, and is the fixed linear combination of the marked intersection vector with coefficients r_P. Thus every generic facet inequality holds. This argument makes no boundedness assumption on the coefficient vector of the candidate.

For the converse, fix one rational solution of the generic test. On the generic Mori dream space, a rational class in the effective cone has an effective rational representative. Numerical and rational linear classes agree for rational Cartier divisors here by Lemma 9.3. Hence for some positive integer q there is a rational function f with

\operatorname{div}(f)+q\sum r_PP_{\bar\eta}\geq0.

Replace (q,f) by (kq,f^k) for a sufficiently divisible positive integer k, and retain the notation (q,f). This preserves the effective divisor inequality while making the marked divisor Cartier and all degree and charge exponents integral, with the degree divisible by n. Spread the line bundle \OO(q\sum r_PP_{\bar\eta}), its rational trivialization, and the nonzero regular section represented by f, after a further finite extension. The divisor identity can also be retained on the simultaneous resolution. On a dense open of the parameter, the section is regular and not identically zero on any fibre. Thus its rational-function representatives have exactly the permitted pole bound on each selected fibre; possible additional zeros are harmless. Regularity as a section of this specified line bundle excludes unmarked poles.

The minimal-closure retention property ensures that these open restrictions keep infinitely many selected indices, and eventually all retained ones. Transfer the witness through the marked identifications with the corresponding F'. The converse argument following (10.4), including its automatic unmarked tests, gives the asserted regular eigenfunctions. Only this one rational solution, its clearing multiple and its effective section were spread. No simultaneous family of the algebras R is needed, and no equality between the effective cones of different fibres is asserted.

Proposition 10.7 (The slow-charge bound). For sequences of actual candidates above satisfying (m'+\sum|a_j|)s_{\exp}\to0, the ratio \sum|a_j|/m' cannot tend to infinity, with the convention already specified at degree zero.

Proof. Suppose first that \dim F>0. Use the stabilized rows of (10.4) and the generic cone test of Lemma 10.6. They define a rational polyhedral cone in the variables (m',a,(r_P)). Its projection \mathcal P to (m',a) is again a rational polyhedral cone and is therefore closed. For example, express the original cone by finitely many rational generators and project those generators. This proof of closedness imposes no boundedness condition on the auxiliary coefficients r_P.

Actual candidates lie in \mathcal P. Divide an alleged obstruction sequence by \sum|a_j|. After a subsequence, their charge coordinates converge to a_\infty of \ell^1-norm one, whereas their degree coordinates tend to zero. Closedness gives (0,a_\infty)\in\mathcal P. The rational face \mathcal P\cap\{m'=0\} therefore contains a rational point with nonzero charge: one can use its rational generators, or density of rational points in its relative interior. A nonempty fibre of a rational linear inequality system over a rational point has a rational point, so choose rational auxiliary coordinates giving a fixed rational solution of (10.4) with m'=0 and a\ne0.

By Lemma 10.6, one fixed clearing multiple and one spread effective witness produce actual nonzero regular eigenfunctions on all sufficiently late retained rings R, of degree zero and fixed nonzero charge coordinates. If \dim F=0, the same conclusion follows directly: pure descent makes g constant, all restrictions to K_f are trivial, and the stabilized trivial-projection inequalities in (10.4) themselves give the rational polyhedral cone. There are no markings or effectivity variables in this case.

The resulting eigenfunctions have positive \tilde v-cost, since a nonzero charge is nonconstant and the grading is positive. These costs are uniformly bounded: only cheap axes occur, their widths are bounded above, the charge coordinates and the d_j are fixed or bounded, and \tilde v\in Q_T. Each eigenfunction lifts, in physical degree zero, to a function of \mathcal A_0=k[Z] with the same positive value. The lift therefore belongs to \mathfrak m_z. Its bounded value contradicts (6.1), which asserts \tilde v(\mathfrak m_z)\to\infty uniformly over all nonzero functions in this ideal. This rules out the obstruction sequence.

10.4. The cost gap and the section count

Proof of Proposition 10.1. The residual widths 1/s_i are already at least one. If some torus width L_j tended to zero on a subsequence, choose integers k\to\infty sufficiently slowly that kL_j remains bounded and ks_{\exp}\to0. Apply (9.7) to k\beta_j, using a fixed scalar norm bound at least one. It gives actual opposite weights of bounded physical degree and charges \pm d_0k\beta_j, with d_0 positive and bounded. These weights are supported on a cheap axis, satisfy the slow condition, and have unbounded charge-to-degree ratio. Raising to the earlier bounded common clearing power does not change that conclusion. This contradicts Proposition 10.7. A further-subsequence argument therefore gives a uniform positive lower bound for every L_j.

Choose S_0\to\infty so slowly that

S_0s_{\exp}\longrightarrow0,\qquad S_0/W_j\longrightarrow0\quad\text{for each width tending to infinity}.

For a weight m\chi+\sum\alpha_j\beta_j of positive cost at most S_0, the weight comparisons preceding (9.11) give

m\lesssim S_0,\qquad \sum_j|\alpha_j|L_j\lesssim S_0.

An expensive torus coordinate must vanish, since it is integral and its width eventually exceeds every fixed multiple of S_0. The lower width bound then gives m+\sum|\alpha_j|\lesssim S_0, so these weights satisfy the slow condition. Proposition 10.7 now implies a uniform \sum|\alpha_j|\lesssim m for all such weights: failure would give an obstruction sequence on late members. The bounded clearing factors and the bounded positive d_j preserve this equivalence.

Since the remaining widths are bounded above,

b=m+\tilde v\Bigl(\sum_{j\in J}\alpha_j\beta_j\Bigr) \leq m+\Bigl\|\sum_{j\in J}\alpha_j\beta_j\Bigr\| \lesssim m.

Thus every initial at fixed degree m through S_0 already occurs through \min\{S_0,C_4m\}. Apply (9.12) with this cutoff. The factors for expensive widths are uniformly bounded, while each cheap factor is at most a fixed multiple of 1+m. There are exactly |J|+p_f=r cheap axes. This proves both estimates in (10.1), including the constant initial at degree zero.

Finally the probe construction after (9.12) had box denominators \max\{1,W_j\}. The positive lower width bound makes these uniformly comparable to W_j. Hence those lower bounds now match all widths. The residual probes have independent initials along the field tower, and the positive torus probes add independent Laurent charges over K_1. Their combined initials are algebraically independent. The stated r probes at the cheap axes have bounded degree and cost.

Through the angular identification of Section 6.4, (10.1) controls the actual systems V_m. At each degree m\in n\Z_{\ge0}, no function has cost in C_4m<b(F)\le S_0, and the quotient of V_m by its subspace of cost greater than S_0, including zero, has dimension at most C_4(1+m)^r. The r cheap probes have actual lifts in these systems with bounded degree and cost and independent initials. These are the finite-cutoff estimates used when varying the valuation on k(X).

11. Real valuations and a finite constrained optimization

The section estimates are now in place. We seek a valuation whose discrepancy is small, whose values on all sections satisfy a lower bound, and whose selected initial coordinates remain independent. The first task is to make this optimization finite and attain its minimum on the original function field. The second is to extract a strict divisorial inequality from optimality; that inequality is the input for Cartier trace in the next section.

We return to the actual function field K=k(X)=k(Z), the fractional form \theta, the valuation v, and the nested multiplicative systems V_m constructed above. All physical degrees in this and the following sections belong to n\Z_{\ge0}. If 0\ne F\in V_m, its assigned cost is

b(F)=m+v(F).

The assigned degree is part of this notation. We have V_0=k[Z] and \Frac(V_0)=K. The only zero-cost elements are the degree-zero functions invertible at z. The preceding weight estimates and (6.1) give

m\le Cb(F)\quad\text{when }b(F)>0,

and a uniform positive lower bound for positive costs along the chosen subsequence. Constants may depend on the fixed subsequence bounds already selected.

The earlier normalized-volume minimization supplied the graded model underlying these section estimates. In the present optimization, v remains fixed and determines the costs b(F), while the candidate valuation varies on the actual field K. The objective balances its angular discrepancy against a common lower bound for section values, with prescribed independent initial coordinates.

11.1. Constants and full initial fields

We may, and do, take k countable and algebraically closed of characteristic zero. Here is the descent needed for this choice. Descend the countably many members of the sequence and all their finite data simultaneously from \C: the points z, the sections h, the graded algebra presentations and generators with their lifts, the monomial charts for v,\widetilde v, the models and contractions, the lattice and field identifications, the forms and divisors, and the chosen probes. Retain the numerical valuation weights. These data are defined over the algebraic closure of a countably generated subfield of \C, which is countable.

We explain why the assertions used below survive this descent. On an independent-normal-weight chart as in (5.1), the full initial field is the stratum field with independent normal variables. The leading-monomial congruences and their nonzero residue coefficients are preserved on extending constants. For any finite-dimensional space of functions over k, there are only finitely many values: elements of distinct values are linearly independent. Taking bases on its successive value slices gives a basis with independent initials. These initials remain independent after extension to \C, since the stratum is geometrically integral and its initial coordinates extend injectively. This computes the whole filtered space after extension as well. Sections of the reflexive powers defining the graded affine algebra commute with constant extension by flat base change; alternatively compute them on the smooth locus. Taking finite spans therefore proves that the associated graded algebras, the prescribed lifts, and the field identifications extend as required.

In particular the leading-space dimensions, widths, and nonemptiness assertions descend. Retain S_1,H_1,A_1^+, (6.3), and the terminal field K_f. A divisorial test over k extends from a smooth divisor chart to \C, with its orders and discrepancies unchanged, so (9.5) continues to hold. If its restriction to K_f is trivial, the residue embedding of K_f stays injective after tensoring and taking fractions, so this condition is preserved too. The \epsilon-lc condition on X and the lc condition defined by h likewise descend. A contradiction over k will consequently suffice. We shall enlarge constants again when forming geometric generic fibres.

All valuations are trivial on their stated ground field. For a real Abhyankar valuation w of K, including the zero valuation, write K_w for the fraction field of its associated graded ring, and \overline F for a homogeneous initial. Thus K_w is the full initial field, not merely the residue field. Write E for the residue field of w. A valuation is Gaussian on a list if the initials of that list are algebraically independent over the constants. Equivalently, every nonzero polynomial in the list has the termwise minimum value.

11.2. The barrier and its finite test

Fix one sequence member, positive real numbers B_*,\kappa,q_*,q_{\rm bar} with q_{\rm bar}<q_*, and an algebraically independent list y=(y_j) of rational functions, possibly empty. The symbol B_* is a budget scalar, not a boundary. Define

q(w)=\min\left\{q_*, \inf_{\substack{m,\;0\ne F\in V_m\\ b(F)>0}} \frac{w(F)+B_*m}{b(F)}\right\}, \qquad \mathcal L(w)=A_\theta(w)-\kappa q(w). \tag{11.1}

For a real parameter vector t, minimize \mathcal L over real quasi-monomial w with q(w)\ge q_{\rm bar}, Gaussian on y, and w(y)=t. A feasible valuation is centred over z on X: its bound on V_0=k[Z] gives positivity on the maximal ideal of z, zero on functions invertible there, and properness supplies the centre on X. The lc boundary in (6.7) then gives A_\theta(w)\ge0.

Lemma 11.1 (Finite barrier test). There are finitely many pairs (m_i,F_i), with b_i=m_i+v(F_i)>0, such that whenever their minimum ratio, including q_*, is at least q_{\rm bar}, it equals q(w). An index attaining the minimum is called active; the cap is an additional active entry when q(w)=q_*.

Proof. Take the degree-n Veronese \mathcal A' of the actual section algebra \mathcal A. Write o' for the image of o in \Spec\mathcal A'. The initial algebra of \mathcal A' at \widetilde v is the corresponding Veronese of R: \widetilde v is degree-torus invariant, and linear combinations of torus translates separate the physical degree characters. This algebra is finitely generated, with value-zero part consisting only of constants. Choose lifts s_i=h^{m_i/n}F_i of homogeneous initial generators and include ordinary homogeneous algebra generators of \mathcal A'. In degree zero subtract their value at the point o', so all these generators vanish there and have positive cost.

Every homogeneous s=h^{m/n}F vanishing at o' has an exact polynomial representative in these generators, all of whose terms have physical degree m and cost at least b=\widetilde v(s). To prove exactness, subduct by the initial generators, retaining physical degree, to arbitrarily high cost. The residual value strictly increases; only finitely many costs occur below a fixed bound, by positivity and finite graded generation. The fixed-germ log Izumi estimate at the bare klt cone point o then puts a sufficiently high residual in any prescribed power of its maximal ideal. The powers are primary also on the affine ring, so this assertion is global. It may equally be checked after extension to \C and contracted.

The same conclusion holds in \mathcal A'. Indeed the radical of its point ideal extended to \mathcal A is the point ideal of o, as seen by taking degree powers; moreover the Veronese inclusion splits as \mathcal A'-modules. Thus a sufficiently high residual belongs to any prescribed power of the point ideal in \mathcal A'. Such a power has representatives by sufficiently long monomials in the ordinary generators, and hence by terms of high cost. Project to physical degree m. This finishes subduction by an exact finite representative.

Divide by h^{m/n}. If the finite ratios are bounded below by a positive number q, every term satisfies w(\text{term})+B_*m\ge q\,(\text{its cost})\ge qb(F). Taking the minimum gives the same bound for F. Zero-cost units cause no additional condition. This proves the asserted finite test.

11.3. Monomial models and variations

The finite test replaces the section inequalities by finitely many actual functions. We still need to control discrepancy while retracting a valuation to a finite skeleton, and to construct variations with controlled probe values and preserved Gaussianity. The following monomialization and differential arguments provide these two kinds of control.

We will also use ordered-group valuations satisfying Abhyankar equality. The relative Abhyankar inequality says that, for an extension of valued function fields, the increment of rational rank plus the increment of residue transcendence degree is at most the transcendence degree of the extension. Indeed choose values independent modulo the old values over \Q, and value-zero elements with residues independent over the old residue field. Their monomials are independent, by first comparing values and then residues. It follows that Abhyankar equality passes by restriction to subfunction-fields. The transcendence degree of the full initial field is rational rank plus residue transcendence degree: choose homogeneous elements whose values rationally span the value group; all remaining homogeneous elements become algebraic after taking monomial ratios.

Lemma 11.2 (Ordered monomialization). An ordered-group valuation of a characteristic-zero function field satisfying Abhyankar equality is monomial on a smooth projective model, which may dominate a prescribed model and resolve prescribed finite divisor data. Its centre is the generic point of a transverse stratum; the positive normal-parameter values are rationally independent. Its full initial field is the stratum field with independent normal variables.

Proof. Choose functions with rationally independent values spanning the rational value group, and value-zero functions with residues forming a complementary transcendence basis. Resolve the divisors of the first functions and the maps to \PP^1 of the second functions, together with the prescribed finite data. At the centre, the number of crossing components is at least the rational rank: the chosen functions are units times Laurent monomials in their local equations. The closure of the centre has dimension at least the residue transcendence degree, because the chosen residue functions are regular and invertible there. Equality of their sum with the field dimension forces the centre to be generic in a transverse stratum and the normal values to be rationally independent.

Complete the regular local ring at that generic point and expand over a coefficient field. The support of a nonzero series has finitely many componentwise-minimal exponents. Since all normal weights are positive, its least weight is attained among them; rational independence makes the least exponent unique. This also works in the ordered group. The ideal of monomials of strictly higher weight is finitely generated. Faithful flatness contracts the congruence modulo this ideal to the local ring. Hence the function equals its least monomial times a residue-coefficient lift, modulo strictly higher weight. This proves the value formula and the initial-field description. Independence of the normal values also identifies the degree-zero field with the stratum field.

For a real w, Lemma 11.2 gives

K_w=E(\mathbf z),

where the homogeneous Laurent variables \mathbf z have degrees forming a basis of the value lattice. This lattice is free of finite rank by the same chart. Any homogeneous elements of those basis degrees can serve as the variables: correct characters to degree zero and use independence of distinct degrees. Fractional forms are interpreted by taking their n-th powers and dividing form orders by n. In particular \theta_w^n is homogeneous for this value torus, by the leading-form rule (5.1).

Lemma 11.3 (Logarithmic determinant). If a_1,\ldots,a_d are a transcendence basis and w is a real Abhyankar valuation in characteristic zero, then

A_{\bigwedge_i d\log a_i}(w)\ge0.

Equality holds exactly when the initials of the a_i are algebraically independent.

Proof. Include their divisors in the monomialization. Use logarithmic differentials of the normal parameters and of unit lifts of a separating basis on the stratum. Their wedge has form discrepancy zero. Each a_i is a unit times a normal Laurent monomial. The logarithmic differential matrix has entries of nonnegative value, and its reduction is the corresponding matrix of initial logarithmic differentials. Logarithmic normal derivatives of a unit reduce to zero; tangential derivatives differentiate the residue coefficient. The determinant therefore has value zero exactly when the initial differentials are independent, equivalently when the initials are algebraically independent in characteristic zero.

Lemma 11.4 (Invariantization). Let Q^* be a real Abhyankar valuation of K_w=E(\mathbf z). Put P=Q^*|_E, and let Q be the Gauss valuation with restriction P and the same values as Q^* on \mathbf z. Then Q is Abhyankar, agrees with Q^* on every homogeneous element, and

A_{\theta_w}(Q^*)\ge A_{\theta_w}(Q). \tag{11.2}

Equality implies Q^*=Q. Gaussianity of Q^* on a list of homogeneous probes is preserved by Q.

Proof. The restriction P is Abhyankar by the relative inequality. The Gauss extension is Abhyankar because its variable initials are independent over the full field E_P. Choose functions x in E with full independent initials at P. The coefficient of \theta_w^n in the n-th power of d\log x\wedge d\log\mathbf z is homogeneous, so its value is the same for Q and Q^*. The logarithmic differential contribution is zero at Q, and is nonnegative at Q^* by Lemma 11.3. Equality requires independent initials of x,\mathbf z. As E_P is algebraic over the field generated by the x-initials, the \mathbf z-initials are then independent even over E_P. This gives the termwise Gauss rule at Q^*, proving equality of valuations.

For the last assertion, group a polynomial in the probes by its torus characters. The two valuations agree on each homogeneous part, and Q takes their minimum. Gaussianity at Q^* therefore gives the same polynomial minimum at Q.

Lemma 11.5 (Flattening a secondary valuation). For the invariant valuation Q of Lemma 11.4, there are real monomial valuations w_\lambda, for small \lambda>0, such that

\begin{split} w_\lambda(F)&=w(F)+\lambda Q(\overline F),\\ A_\theta(w_\lambda)&=A_\theta(w)+\lambda A_{\theta_w}(Q). \end{split} \tag{11.3}

For each fixed nonzero rational function the first identity holds for all sufficiently small \lambda, with the interval allowed to depend on that function. If w is Gaussian on a prescribed finite list y, and Q is Gaussian on \overline y, then w_\lambda may be kept Gaussian on y.

Proof. Give F the lexicographically ordered value (w(F),Q(\overline F)). Grouping tied first values proves the valuation inequality. Its initials identify with double initials: on each first homogeneous slice the second comparison is exactly the definition, while distinct first degrees remain separated by their \mathbf z-characters, with coefficients in E_P. Multiplication is preserved. Lifts to K of the variables \mathbf z and of the functions x used above have full independent lex initials. Such lifts exist for all homogeneous elements, including degree-zero residue elements. The lex valuation therefore satisfies Abhyankar equality.

Monomialize it by Lemma 11.2. Replace each normal weight by its first coordinate plus \lambda times its second coordinate. These weights are positive for small \lambda>0. For any fixed numerator and denominator, the finitely many componentwise-minimal support exponents show that its former least exponent remains least eventually. The resulting initial with its stratum coefficient and normal variables is unchanged. The normal initial variables remain independent even if the new real values have ties, since a monomial valuation retains all least-weight terms. This proves the value assertion and preserves independence of the lifted full probes. Double initials likewise preserve independence of y under the two stated Gaussian conditions.

Express \theta^n in the logarithmic basis of those full probes. Its coefficient computes the discrepancy at w by (5.1), and its initial is the coefficient of \theta_w^n. The logarithmic basis contributes zero at w_\lambda and at Q. Apply the value identity also to this one fixed coefficient and divide by n; the second identity follows.

11.4. Retraction and compact optimization

We now apply these valuation tools to the finite barrier data. Retraction will restrict the valuations to finitely many skeleton cones; the comparison with A_X in (6.7) will exclude escape to infinity on an objective sublevel.

Lemma 11.6 (Retraction and strict discrepancy drop). Resolve on a smooth projective model the divisor supports of \theta^n,F_i,y_j. Retraction to its normal crossing skeleton preserves the finite barrier data, probe values and probe Gaussianity, and does not increase A_\theta. The discrepancy decreases strictly for a real Abhyankar valuation outside the skeleton. On every closed skeleton cone, each fixed rational function has a continuous finite piecewise-linear value, with a finite Lipschitz constant.

Proof. At a centre, keep the weights on the crossing normal equations and move to the generic stratum; if there are no such equations, the retraction is zero. Retraction can only decrease the value of a regular function. To see this with the required control at faces, let x be the normal parameters. A monomial ideal of positive threshold contracts from the generic stratum to the local ring. In its completed quotient there is a finite free module over the formal series in the other parameters. A function outside the stratum prime acts injectively: its reduction in the other parameters is nonzero, and the remaining normal part acts nilpotently. The monomial ideal is therefore primary to the stratum prime, and faithful flatness gives contraction. Membership in this ideal characterizes the threshold at the generic stratum and bounds the value at the original centre.

On an open cone, normal expansion computes values by the minima over finitely many componentwise-minimal support exponents of regular numerators and denominators. At a face apply the same primary-ideal argument to just the remaining positive-weight parameters. It proves that these formulas extend to the face; at the origin both values are zero. This gives continuity, finite piecewise linearity and a Lipschitz bound. Divisors included in the resolution have linear values on each cone. So does A_\theta, using the local logarithmic top generator.

The retraction preserves all resolved divisor values. For a polynomial in y, clear poles by a normal monomial, since each y_j is a unit times a normal Laurent monomial. Its retracted value is at most its old value and at least its termwise minimum. If w is Gaussian these agree, proving preservation. Within one open cone the initial formulas of y in stratum coefficients and independent normal variables do not depend on the positive weights. Gaussianity thus selects whole open cones. It persists on their faces by continuity of all polynomial values.

For the discrepancy comparison, choose supplementary regular functions z' with étale differentials at the centre, including a separating residue basis, and put \lambda_0=d\log x\wedge dz'. The coefficient of \theta^n relative to \lambda_0^n is a unit-monomial. The difference from the retracted discrepancy is A_{\lambda_0}(w). Switching the regular supplementary factors to logarithmic ones and applying Lemma 11.3 makes this nonnegative. If the centre is proper in its stratum, a supplementary parameter vanishing there has positive value, making the difference strict.

If the centre is generic in the stratum, use unit lifts of a separating stratum basis. Equality in the determinant test makes those initials and the normal initials independent. The normal initials are independent even over the embedded stratum field, which is algebraic over that basis field. Least normal terms therefore cannot cancel; contracting their congruence modulo strictly higher monomial weight proves that w itself is the monomial retraction. This proves strictness outside the skeleton. The proof is unchanged over other algebraically closed characteristic-zero constant fields.

Proposition 11.7 (Compact optimization and continuation). The optimization in (11.1) is a finite polyhedral optimization with compact sublevels, and attains its minimum whenever feasible. Every optimizer lies on the fixed skeleton. At any parameter admitting an optimizer with q>q_{\rm bar}, the minimum is locally finite and continuous. On full-dimensional generic parameter cells it is affine. Through every optimizer at such a generic parameter there is a local affine continuation by optimizers within its same open stratum cone and with the same active mask.

Proof. By Lemmas 11.1 and 11.6 we may optimize on a finite union of closed polyhedral pieces, with affine projection to t and piecewise affine objective. Strict retraction excludes every optimizer outside them.

Suppose a sublevel, allowing t to vary, were unbounded. Normalize an escaping sequence in one closed cone by the norms of its weights and take a limit of norm one, defining a nonzero monomial valuation w'. The barrier and continuity give w'(F)\ge0 for every 0\ne F\in V_m, including degree-zero units. The bounded cap in (11.1) gives A_\theta(w')\le0. Nonnegativity on k[Z], and properness over the affine base, give a centre on X. Equation (6.7), valid at such centres by freeness of sufficiently divisible multiples over the affine base, implies A_X(w')\le0. This is impossible: on a monomializing resolution a nonzero quasi-monomial valuation centred on a klt variety has strictly positive discrepancy. The sublevels are compact, proving attainment.

For continuity, let w be an optimizer with strict barrier slack. Give k(\overline y) arbitrary rational-direction Gauss weights. Extend this valuation to K_w by completing to a transcendence basis with freely weighted variables and then extending over the finite algebraic extension. The relative Abhyankar inequality gives equality, and the extended value group is contained in the rational span of the starting real weights, so the extension remains real. Invariantize by Lemma 11.4 and flatten by Lemma 11.5. The finite test makes a small segment in the prescribed direction feasible, with cost tending to the optimum. Retraction can only improve it.

A compact skeleton sublevel cut strictly above that optimum projects to a finite union of closed polytopes. The tangent cones at the parameter contain all rational directions and hence, by closedness and density, all directions. Near the point only the active inequalities of the incident polytopes matter. Its projection therefore contains a neighbourhood. Applying this for sublevels arbitrarily close above the optimum proves local finiteness and upper continuity. Compactness proves lower continuity.

Finally subdivide a compact sublevel into finitely many polyhedra with affine cost and fixed active mask and stratum on each relative interior. Projection to parameter and cost gives the piecewise-affine minimum. Avoid its walls and all lower-dimensional parameter projections of domain faces. The affine hull of the relative interior containing any optimizer then projects with full rank. Choose a local affine right inverse through that optimizer, staying in the same relative interior. Its cost minus the optimal value is affine, nonnegative nearby and zero centrally, hence identically zero. This is the required continuation. In the applications below, strict objective bounds maintain strict barrier slack; compactness and continuity then also control limits along nongeneric segments.

11.5. A strict budget on a geometric generic fibre

Compactness and continuation allow us to choose and vary optimizers. We next examine a second valuation of their full initial field. If it preserves the old initial coordinates, flattening gives an admissible variation on the original field. Optimality controls its discrepancy; a tie rule will make the resulting inequality strict after adding finitely many small auxiliary terms.

Fix parameters admitting an optimizer with q>q_{\rm bar}, and let \mathcal M be the compact set of all optimizers. We first maximize q on \mathcal M. The finite barrier test makes q continuous there, so its maximum q_{\max} is attained and satisfies q_{\max}>q_{\rm bar}. The locus

\mathcal M_{\max}=\{u\in\mathcal M:q(u)=q_{\max}\}

is therefore nonempty and compact. Choose the coefficients c_F>0, indexed by the countable nonzero angular functions, so rapidly decreasing that

\Psi(u)=\sum_F c_Fu(F)

converges absolutely and uniformly on \mathcal M, and that the weighted Lipschitz constants are summable on each of the finitely many closed cones. This is possible by Lemma 11.6. We then choose w\in\mathcal M_{\max} maximizing \Psi there. In particular q(w)=q_{\max}>q_{\rm bar}. We call this an optimizer with the stated tie rule.

Take independent homogeneous probes g=(\overline y,g_{\rm add}) in K_w. The optional g_{\rm add} are not optimization constraints. Let L be any geometric generic fibre field over k(g): choose a component of the compositum with k'=\overline{k(g)} and work over k'. Divide \theta_w by the ordinary base wedge \bigwedge_j dg_j, interpreting fractional forms through powers, to obtain \theta_{w,\mathrm{rel}}.

Proposition 11.8 (Relative optimality and its equality case). For every nontrivial real Abhyankar valuation Q^\dagger of L/k',

A_{\theta_{w,\mathrm{rel}}}(Q^\dagger) \ge \kappa\min_{i\ \mathrm{active}} \frac{Q^\dagger(\overline F_i)}{b_i}. \tag{11.4}

An active cap contributes the entry zero. If equality holds, then Q^\dagger(\overline F)<0 for some actual angular function F.

Proof. Restrict Q^\dagger to a valuation Q^* of K_w. The extension L/K_w is algebraic, and its enlarged constants contribute |g| to residue transcendence degree over k. The relative inequality thus shows that Q^* has Abhyankar equality. The g_j have value zero and independent initials. Complete them, using functions of K_w, to a list with full independent initials. Their supplementary initials remain independent over k' at Q^\dagger: the graded-field embedding is injective, and the constant extension is algebraic over k(g). Expressing the form in dg wedged with logarithmic supplementary differentials and using (5.1) gives

A_{\theta_{w,\mathrm{rel}}}(Q^\dagger) =A_{\theta_w}(Q^*).

The coefficient is unchanged on dividing by the base wedge; changing dg_j to d\log g_j contributes only value-zero factors.

Invariantize Q^* to Q. It agrees on the homogeneous active entries and preserves zero-value Gaussianity on the old probes \overline y. Equation (11.3) gives a path w_\lambda preserving the old Gaussian parameters. No preservation of additional constraints is being required. Let \mu be the active minimum in (11.4), including the zero entry if the cap is active. For small \lambda>0, the finitely many test ratios and the cap have minimum q(w)+\lambda\mu. Since q(w)>q_{\rm bar}, this stays above the barrier; Lemma 11.1 identifies it with q(w_\lambda) and makes the path feasible for the original optimization. Original objective optimality and (11.2) prove the inequality.

Equality forces equality in invariantization, hence Q^*=Q, and an exact path of original optimizers w_\lambda. Suppose every angular initial had nonnegative Q^\dagger-value. Then \mu\ge0, including the possible cap entry. Since the path consists of original optimizers and q(w)=q_{\max}, maximality of q forces \mu=0. Thus this equality path lies in \mathcal M_{\max}. Some angular value is positive: otherwise all homogeneous initials, obtained as ratios of initials from V_0, have value zero, and the invariant Gauss rule makes Q trivial. Algebraicity would then make Q^\dagger trivial as well.

This positive value contradicts the tie rule by differentiation of \Psi. The interchange of sum and derivative is justified as follows. Strict retraction puts every small w_\lambda on the fixed test skeleton. Monomialize the lex valuation on a model dominating that skeleton. The flattened positive normal weights have fixed centre for small positive \lambda, so their images use one skeleton cone. Values of its finitely many normal equations are affine in \lambda on a common interval by (11.3). Their face limit is w, by the pointwise identities and closed-cone continuity. Thus the coordinate distance is O(\lambda). The summable weighted Lipschitz constants dominate all difference quotients; termwise differentiation follows even though the eventual interval in (11.3) depends on F. Every derivative is nonnegative and at least one is positive, contradicting maximality of \Psi on \mathcal M_{\max}.

Corollary 11.9 (Strict rational budget). On the same geometric generic fibre, one can choose positive rational numbers \alpha_i arbitrarily close to \kappa/b_i, a finite list of additional actual angular functions U_j, and arbitrarily small positive rational e_j, so that every prime divisor P over a proper model satisfies

A_{\theta_{w,\mathrm{rel}}}(P)> \min_{i\ \mathrm{active}}\alpha_i P(\overline F_i) +\sum_j e_j\min\{0,P(\overline U_j)\}. \tag{11.5}

The same zero-entry convention applies to an active cap. The list may include field generators over k'. The added e_j-weighted terms and the errors from approximating \kappa/b_i may meet any prescribed finite degree, value and Lipschitz tolerances along a specified local affine optimizer continuation.

Proof. Resolve the finite form and active-divisor data on a proper relative model. By strict retraction, the nonzero equality directions in (11.4) lie on its normal crossing skeleton: retraction preserves the minimum term and strictly lowers discrepancy off the skeleton. A nonzero valuation retracted to zero has strictly positive discrepancy gap and is not an equality direction. Normalize the sum of the nonnegative normal weights to one. The equality locus is closed in the finite compact union of these simplices.

Proposition 11.8 supplies an open cover of this locus by conditions P(\overline U)<0. Choose a finite subcover. Add field generators: initials from V_0 generate K_w, since K=\Frac(V_0). Adding the indicated two-element minimum systems with any positive small coefficients makes the inequality strict everywhere, first with coefficients \kappa/b_i.

When a local affine continuation is specified, fix it before choosing these coefficients. It is a continuation by optimizers of the original problem through w; the tie rule is imposed only at w. For each added or active actual function F, fix its assigned degree. On a sufficiently small compact parameter neighbourhood, its absolute values and Lipschitz constant are bounded. Let N(F) bound the sum of these quantities and its assigned degree. The added terms meet any prescribed positive tolerance \eta by choosing the e_j so small that \sum_j e_jN(U_j)<\eta. With no continuation specified, retain just the degree and value bounds needed.

Resolve also the added functions. The strict gap has positive minimum on the normalized enlarged skeleton. Each of the finitely many active evaluations is bounded there, and

|\min_i a_i-\min_i b_i|\le\max_i|a_i-b_i|.

Consequently a single sufficiently close rational perturbation of the \kappa/b_i preserves strictness, including where the minimizing index switches. The cap remains a fixed zero entry. Retraction deals with every remaining direction, including zero retraction. Having chosen the e_j first, make the rational perturbation still closer so that \sum_i|\alpha_i-\kappa/b_i|N(F_i)<\eta and the resulting strict margin is retained. Finitely many prescribed tolerances can be met simultaneously by taking \eta sufficiently small.

After clearing denominators, realize each term e_j\min\{0,P(\overline U_j)\} by product powers of the two-element system \{1,\overline U_j\}. The ratio \overline U_j, rather than only one of its powers, remains among ratios of the combined system: keep all other factors fixed and replace one 1 by \overline U_j. This also supplies its asserted birationality.

12. Cartier trace and controlled lifting

The strict inequality from the previous section supplies a nonzero trace on a geometric generic fibre of a full initial field. To turn it into the section estimates needed later, we must lift that nonvanishing twice and keep its exact value formula. This section proves each lifting step, then checks that the finite spaces used to count all possible outputs can be retained before reduction.

We write \mathfrak p for the residue characteristic, reserving p for the auxiliary cone dimension used earlier. We write P_0=\mathfrak p^l for a Frobenius power. All valuations, optimizers, strict discrepancy inequalities and finite output bounds are chosen in characteristic zero. Reduction transports the specified finite algebraic data and numerical monomial formulas; it does not assert the existence of an optimizer with the same properties in positive characteristic.

The applications seek nonzero traced outputs F' from actual inputs G\in V_M. In the retained reductions, survival of the w-initial trace will give

F'\in V_{m'},\qquad m'\le M/P_0+n,\qquad w(F')=\frac{w(G)}{P_0} -\left(1-\frac1{P_0}\right)A_\theta(w).

The corresponding lower value inequality will remain valid when the positive weights vary in the same open stratum cone. Thus inputs whose degrees and values are O(P_0) give outputs in degree and value ranges bounded independently of P_0 for this fixed application, even though the trace power is not known in advance. Independent traces in the full initial field will be counted inside the span of actual output initials. The degree and value bounds determine the possible filtered output spaces; the span inclusion transfers a lower dimension bound to them. We state the relative nonvanishing input first, then prove the lifting properties before returning to its independent proof.

12.1. A trace supplied by a strict divisorial budget

If J is a nonempty finite set of elements of a field, J^a denotes the set of products of a members, with repetitions, and \min P(J) denotes \min_{F\in J}P(F).

Lemma 12.1 (Strict budget and trace). Let L be a finitely generated field over an algebraically closed field k of characteristic zero, let \vartheta=\nu/f^{1/n} be a fractional rational volume form, and let I\subset L^* be a nonempty finite system whose ratios generate L/k. Let k_I be a positive integer. Suppose that every prime divisor P over a proper model of L/k satisfies

A_\vartheta(P)>\frac{\min P(I)}{k_I}. \tag{12.1}

After spreading these data, in sufficiently general reductions of arbitrarily large characteristic \mathfrak p\equiv1\pmod{nk_I} there are l\ge1 and H\in\operatorname{span}(I^{(P_0-1)/k_I}), where P_0=\mathfrak p^l, such that

\mathcal C^l_\vartheta(H) :=\frac{\mathcal C^l\bigl(Hf^{(P_0-1)/n}\nu\bigr)}{\nu}\ne0. \tag{12.2}

Here \mathcal C^l is iterated Cartier trace on rational top forms over perfect constants. One may choose H to be a single product from I^{(P_0-1)/k_I}.

The operator in (12.2) is independent of the presentation of \vartheta. Indeed replacing (\nu,f) by (a\nu,a^nf) multiplies the trace input by a^{P_0} and the denominator by a, and Cartier trace is \mathfrak p^{-l}-linear. We will repeatedly use its logarithmic-coordinate formula. If x=(x_1,\ldots,x_s) is a \mathfrak p-basis, then

b=\sum_{0\le\alpha_j<P_0}b_\alpha^{P_0}x^\alpha \quad\Longrightarrow\quad \mathcal C^l\left(b\bigwedge_jd\log x_j\right) =b_0\bigwedge_jd\log x_j.

This is the iterated Cartier isomorphism [10, Théorème 1]: logarithmic differentials are fixed, and all the other displayed monomials are killed.

The proof of Lemma 12.1 appears in the final subsection, after the lifting and finite-space estimates. Those steps explain how its surviving product supplies the actual degree, value, and dimension bounds just described.

12.2. Survival of initials and the degree bound

We now distinguish the actual field K from the full initial field K_w of a real monomial valuation w. The latter is the rational function field in the independent normal variables over the field of the stratum. We use the angular systems V_m and the fractional form \theta from (6.7). The reductions in the following statements retain the monomial chart, its stratum, its form identities, and separating coordinates. The simultaneous finite-data construction is given below in Lemma 12.5.

Lemma 12.2 (Initial survival). Transport w to a reduction of its monomial chart, using the same positive normal weights. Let x consist of its normal parameters and a unit separating tangential basis. Retain the conditions that x is a \mathfrak p-basis of the actual field and that its initials form a \mathfrak p-basis of K_w. Write

\theta=\frac{\bigwedge_jd\log x_j}{f_x^{1/n}}.

For \mathfrak p\equiv1\pmod n, P_0=\mathfrak p^l, and every G in the reduced actual field,

w\bigl(\mathcal C^l_\theta(G)\bigr) \ge \frac{w(G)}{P_0} -\left(1-\frac1{P_0}\right)A_\theta(w). \tag{12.3}

We set w(0)=+\infty. For G\ne0, equality holds if and only if \mathcal C^l_{\theta_w}(\bar G)\ne0; in that case

\overline{\mathcal C^l_\theta(G)} =\mathcal C^l_{\theta_w}(\bar G).

The discrepancy in (12.3) is the characteristic-zero numerical quantity transported by the chart formula. The same assertions hold with ordered monomial weights, and the inequality holds under local real weight variation within the same open stratum cone.

Proof. The P_0-basis expansion has the unique form

Gf_x^{(P_0-1)/n} =\sum_{0\le\alpha_j<P_0}c_\alpha^{P_0}x^\alpha, \qquad \mathcal C^l_\theta(G)=c_0.

There is no cancellation between the least-valued terms on the right: the monomials \bar x^\alpha are linearly independent over K_w^{P_0}. Consequently

P_0w(c_0)\ge w(G)+\frac{P_0-1}{n}w(f_x).

The logarithmic form identity (5.1) says A_\theta(w)=-w(f_x)/n, proving (12.3). Taking least terms in the same expansion computes \bar G\bar f_x^{(P_0-1)/n} in the initial P_0-basis. Its zero-index coefficient is nonzero exactly when the inequality is an equality, and then it is the initial of c_0. The leading-form identity in (5.1) identifies the fractional form in this calculation with \theta_w. This proves the equality criterion as well as the asserted initial identity. The argument only uses the order, addition of values, and independence over powers, so it also applies to ordered value groups. For nearby positive weights in the same chart the coefficient argument again gives the inequality, with the corresponding numerical discrepancy.

Lemma 12.3 (Angular degree of a traced output). In the retained reductions of the angular algebra, if G\in V_M, then \mathcal C^l_\theta(G)\in V_{m'} for some m'\in n\Z_{\ge0} with

m'\le\frac{M}{P_0}+n.

Proof. Choose m'\in n\Z_{\ge0} with P_0m'+P_0-1\ge M and m'\le M/P_0+n. Recall the cone notation

\Omega=t\,\omega\wedge d\log t,\qquad h=t^nf_h^W,\qquad \theta=\omega/(f_h^W)^{1/n}.

Since \mathfrak p\equiv1\pmod n, the exponent in

b=G h^{(P_0m'+P_0-1)/n}

is integral; b is regular on W by G\in V_M and the displayed inequality. Apply b\mapsto\mathcal C^l(b\Omega)/\Omega. The log-t formula and Frobenius-linearity give

\frac{\mathcal C^l(b\Omega)}{\Omega} =h^{m'/n}\mathcal C^l_\theta(G).

Indeed the t exponent in b\Omega is P_0(m'+1), which trace divides by P_0, and the remaining coefficient is precisely the defining coefficient of \mathcal C^l_\theta. The output is regular in codimension one, because \Omega is a regular canonical generator there and Cartier trace sends regular top forms to regular top forms. It is therefore regular everywhere by normality. Its physical degree is m', so division by h^{m'/n} places the output in V_{m'}. The normal graded algebra of W, its field and its codimension-one canonical generator are retained in the spread. This argument requires no new discrepancy assertion in positive characteristic.

12.3. From a relative trace to the full initial field

Fix independent homogeneous probes g=(g_1,\ldots,g_{r_g}) in K_w and use the relative fractional form obtained by dividing \theta_w by the wedge of the ordinary differentials dg_j. To describe its geometric generic field without confusing constants and functions, first introduce independent constants \xi_1,\ldots,\xi_{r_g} and put k'=\overline{k(\xi_1,\ldots,\xi_{r_g})}. Extend the full field model by these constants; the functions g_j remain independent over k' on this total model. At the generic point \eta of a chosen component of g=\xi, the residue field is the chosen geometric generic field for K_w/k(g). Every nonzero rational function from K_w before this constant extension is a unit at \eta, and its residue is its prescribed relative image, since \eta maps to the original generic point.

Choose a smooth model on which the map g is smooth at \eta. Then

u_j'=g_j-\xi_j\quad(1\le j\le r_g)

are a regular system of parameters at \eta. Choose unit supplementary coordinates s whose residues form a separating transcendence basis of the relative field. They may be chosen among pre-extension rational functions. Spread the total model, this component, its relative model, and all these coordinate and restriction data together. After reduction, u',s are a \mathfrak p-basis of the total field, and the Taylor initials of these coordinates form a \mathfrak p-basis of the Taylor initial field. The relative trace below is taken in the field of this transported component. Its existence is supplied by Lemma 12.1 applied before reduction to the fixed characteristic-zero pair.

Lemma 12.4 (Taylor flags). Suppose a product of restrictions of homogeneous initials gives a nonzero relative trace as in (12.2), and let H denote the lift of that product by the same factors to the full initial field. Then \mathcal C^l_{\theta_w} is nonzero on

H\prod_{j=1}^{r_g}(u_j')^{P_0-1}. \tag{12.4}

More precisely, give u_j' the standard positive basis values in lexicographically ordered \Z^{r_g}, and use the resulting Taylor valuation at \eta. If a shift input B has Taylor order P_0a, with a\in\Z^{r_g}, and has a nonzero scalar leading coefficient, then

\operatorname{ord}_{\mathrm T}\left( \mathcal C^l_{\theta_w}\left( B H\prod_j(u_j')^{P_0-1}\right)\right)=a.

For r_g=0 the empty product is one and the statement is the original relative nonvanishing assertion.

Proof. Write \bar u_j' for the normal variables of the Taylor initial field; this bar refers to Taylor initial, rather than the original w-initial. In the logarithmic basis for u',s, write the denominator of \theta_w as f_{u',s}. Its Taylor initial is

\operatorname{in}_{\mathrm T}(f_{u',s}) =\prod_j(\bar u_j')^{-n}f_{\mathrm{rel}},

where f_{\mathrm{rel}} is the denominator of \theta_{w,\mathrm{rel}} in the logarithmic basis of the residue coordinates s. This is precisely the effect of first dividing by \bigwedge_jdg_j=\bigwedge_jdu_j' and only then changing from ordinary to logarithmic normal differentials. The unit coefficient identities are among the retained data at the fiber.

The factors of H are units at \eta and restrict to the factors of the nonzero relative trace. If the scalar leading coefficient of B is c\ne0, the Taylor initial of the coefficient to which Cartier trace is applied is consequently

c(\bar u')^{P_0a} H|_\eta\, f_{\mathrm{rel}}^{(P_0-1)/n}.

The normal factor \prod_j(\bar u_j')^{-(P_0-1)} from the denominator has been canceled exactly by the flags in (12.4). Extraction in the initial P_0-basis therefore gives

c^{1/P_0}(\bar u')^a \mathcal C^l_{\theta_{w,\mathrm{rel}}}(H|_\eta),

which is nonzero. The ordered-weight version of Lemma 12.2 identifies it with the Taylor initial of the full trace, proving the asserted order and nonvanishing.

There is one more lifting step. Expand an input in Lemma 12.4, including any shift, as a linear combination of products of homogeneous angular initials over the enlarged constants. Suppose that the factors in this expansion have actual lifts with the prescribed degree and value bounds. A homogeneous summand with nonzero trace in the full initial field then has an actual lift G for which Lemma 12.2 gives equality in (12.3) and identifies its traced initial. Additivity and perfectness of the constants show that the full initial-field outputs of all these inputs belong to the span of such actual output initials. In particular, a family of independent shifted outputs is spanned in this way; there is no need to select a single actual summand equal to each full output. Degree and value budgets are checked for every expanded summand. Thus cancellation in the expansion is not needed for the bounds.

The order of the argument is essential: relative survival first gives full initial-field survival by Lemma 12.4, and only then does Lemma 12.2 give actual survival and its equality formula. Mere nonvanishing of an actual trace would not give that equality.

Figure 1 summarizes these two lifting steps. The output degree is controlled term by term, while independent full-field outputs are counted inside the span of actual output initials.

Geometric generic fibre of K_w/k(g)
A strict divisorial budget gives a product H|_\eta with nonzero relative Cartier trace.

\Big\downarrow Taylor flags \prod_j(g_j-\xi_j)^{P_0-1}
Lemma 12.4

Full initial field K_w
The flagged product has nonzero trace. Expand it in homogeneous angular factors and retain the summands whose traces survive. Independent full-field outputs lie in the span of the resulting actual output initials.

\Big\downarrow Lift the same factors to the original field
Lemmas 12.2 and 12.3

Actual function field K
Each surviving summand gives an output F' attaining equality in (12.3), with controlled physical degree.

Figure 1. The order of trace lifting. The downward steps use the retained reductions over the extended perfect constants. Whole output spaces and their filtration bounds are fixed in characteristic zero before the characteristic and the Frobenius power are chosen.

12.4. Finite data retained before choosing the characteristic

The trace power and the surviving products are chosen only after reduction. Their bounds must therefore hold for every possible output in the prescribed degrees. We retain the relevant finite-cutoff filtrations of the whole modules V_m, including their high-cost parts, before making those choices.

Lemma 12.5 (Simultaneous finite-data reduction). For each single application of the preceding trace constructions one may retain simultaneously the following data on a sufficiently general spread: the specified actual and initial monomial charts and fractional forms; the total and relative charts for the geometric generic component; finitely many functions, field identities and initial identifications; finitely many Taylor leading terms; and all specified finite-degree, finite-cutoff comparisons between the angular filtrations of v and w. The last assertion concerns every element of each tested space, including elements with arbitrary coefficients in the extended reduced constants. A strict lower w-bound on the part of high v-cost also persists locally under positive weight variation in the specified chart.

These data, and all required output degrees and cutoffs, are fixed before \mathfrak p and P_0. They may depend on the sequence member, the optimizer, the parameter, and the particular application. Products formed later from the retained finite lists, with multiplicities depending on P_0, require no new spreading assertion.

Proof. Models, coordinates, and forms. Descend the finite algebraic data to a finitely generated integral base over \Z. When geometric generic constants k' are used, first extend the actual and full initial models by these constants as well, and include the finitely many constants occurring in the constructions in the spread. Spread generators, relations, maps, their inverse identities on birational opens, and rational forms. Shrinking the base retains flatness, geometric integrality, and normality where used. It also retains the smooth charts, chosen transverse integral strata, normal parameters and étale differential or supplementary coordinates. On W retain the graded algebra, its birational field description, and the fact that \Omega generates in codimension one: its generating smooth open has complement of codimension at least two, and the same remains true after shrinking. Thus the \mathfrak p-bases and their initial-field identifications used above coexist with the angular algebra. They may also be imposed together with the finite spreading conditions in the deferred proof of Lemma 12.1, by a common shrinking of the spread.

Finite initial expressions. Consider a regular numerator or denominator at one of the stratum points. For sufficiently large ordinary normal degree N, successive jets express it modulo the N-th power of the normal ideal as a finite sum of distinct normal monomials with lifted unit coefficients. Retain their nonzero residue coefficients and the congruence, whose remainder is a combination of degree-N monomials with regular coefficients. Near fixed positive normal weights, all terms in that remainder have weight greater than the weights under consideration. Consequently the finite expansion determines the value and the initial expression there. Spread this finite expansion and its unit and stratum data. Its minimum and homogeneous initial expression then agree in characteristic zero and in the identified reduced stratum/normal-variable field. Applying this to numerators and denominators handles the specified rational functions. For a finite list it also retains the piecewise leading rules for locally varying positive weights.

Finite initial linear independences are retained by a nonzero evaluation determinant, after adjoining the finitely many points or constants needed to witness it. Finite algebraic independences in characteristic zero are retained by nonzero differential wedges. Include the full initial-field model itself through its stratum/normal-variable identification. This ensures that preservation of the initials is a statement in the full initial field, rather than only a list of numerical equalities.

The geometric generic component and Taylor data. Spread the smooth component chart at g=\xi as a subvariety of the total initial-field model over the enlarged constants. Retain geometric integrality of the selected component, the field identifications, the local normal equations u'=g-\xi, the differential conditions, and the restrictions of the specified functions and forms to that component. For a specified Taylor leading exponent, the monomial ideal of exponents strictly above it is finitely generated. The required leading expansion is a finite congruence modulo this ideal. A congruence first obtained in the completion contracts to the local ring, by faithful flatness of completion. Thus it too can be spread, together with any required nonzero scalar leading coefficient. Apply this to a numerator and a denominator if necessary. Later shift products only multiply these predetermined leading expressions. Their possibly P_0-dependent multiplicities cause no new condition on the spread. This retains the relative form, the Taylor flag formula, and the actual-to-initial identification simultaneously.

Entire spaces at finite cutoffs. The angular space V_m is a finite module over k[Z]. At each of the finitely many tested degrees, choose module generators e_{m,t} and choose affine algebra generators a_1,\ldots,a_s of k[Z] vanishing at z. Both v and w are positive on these a_j, by the given barriers and the initial construction. Retain the module generation and these values after constant extension and reduction. There is a common \delta>0 that is a lower bound for all their v- and w-values; for w it remains a lower bound, after a harmless decrease, on a small neighborhood of the chosen positive weights. If \mathfrak a=(a_1,\ldots,a_s), every element of \mathfrak a^NV_m has both values at least

N\delta+\min_t\{v(e_{m,t}),w(e_{m,t})\}.

Choose N so this exceeds every relevant upper cutoff. The same estimate holds after reduction, and locally for w. Modulo this tail, the finite span of a^\alpha e_{m,t} with |\alpha|<N represents all of V_m.

Choose bases of that finite span adapted separately to the two valuation filtrations. Retain the relations, change-of-basis matrices, values, and linear independence of initials in each same-value slice. The last condition prevents cancellation of a least-valued slice for any nonzero coefficient vector over the extended constants. Therefore the retained finite spans have exactly the same filtration dimensions, gaps, and specified cutoff inclusions. Combined with the tail estimate, these statements hold for every element of V_m through the specified cutoffs. For the high-v-cost subspace use its retained finite basis. A lower w-bound with strict margin persists under a small change of positive weights by continuity of each basis value; the tail remains above the same bound. This proves also the local assertion. Only these finite comparisons are transported; no global optimization or infinite ratio test is asserted in the reduction.

12.5. Applying the strict budget and accounting for all factors

Proposition 12.6 (Budgeted actual outputs). Apply the strict budget (11.5) on the geometric generic field of K_w over the independent probes g, choosing the optional \bar U_j to include generators of the relative field. Assume each probe has a fixed angular lift g_j=\overline{G_j} with G_j\in V_{d_j}. Any prescribed shift is assumed to satisfy the Taylor leading-term hypothesis of Lemma 12.4 and to have an expansion in fixed homogeneous factors with angular lifts and bounded factor counts divided by P_0. Clear all the rational exponents by one positive integer k_I. The trace product may be chosen so that the multiplicities of the active factors in its lift H are

(P_0-1)\tau_i\alpha_i,\qquad \tau_i\ge0,\qquad \sum_i\tau_i=1 \quad\text{or}\quad \sum_i\tau_i\le1\ \text{if the cap is active}. \tag{12.5}

The multiplicity of a tiny factor \bar U_j is at most (P_0-1)e_j. Expanding the Taylor flags adds between zero and P_0-1 copies of each probe. Every surviving homogeneous initial summand has an actual traced output F' of degree at most its total physical input degree divided by P_0, plus n. At the chosen w its value satisfies equality in (12.3); on a local affine continuation in the same open stratum cone the lower inequality remains available.

Common mandatory factors included in every generator of the input system remain in every product and every expanded summand. All output spaces and finite cutoff comparisons needed for this conclusion may be chosen before \mathfrak p and P_0, from bounds for the normalized factor counts.

Proof. Choose k_I so that k_I\alpha_i and k_Ie_j are positive integers. On the relative field take the system consisting of

\bar F_i^{k_I\alpha_i}\prod_j\bar U_j^{l_j}, \qquad 0\le l_j\le k_Ie_j,

for each active index i; if the cap is active include also the same products with initial active factor 1. The minimum of a valuation on this system, divided by k_I, is exactly

\min_{i\ \mathrm{active}}\alpha_iP(\bar F_i) +\sum_je_j\min\{0,P(\bar U_j)\},

with zero included in the minimum for the active cap. Its ratios include each \bar U_j, by comparing the exponents 0 and 1 while holding the other choices fixed. The field-generation provision in (11.5) therefore makes the system birational. Equation (11.5) is exactly the hypothesis (12.1) for this fixed system.

Apply Lemma 12.1 and choose a surviving product of N_I=(P_0-1)/k_I generators. If N_i occurrences use the active index i, put \tau_i=N_i/N_I. Then its \bar F_i exponent is N_ik_I\alpha_i=(P_0-1)\tau_i\alpha_i, proving (12.5). A cap occurrence accounts for the possible deficit in \sum_i\tau_i. The bound for the \bar U_j exponents follows from N_Ik_Ie_j=(P_0-1)e_j.

Lift this product using the same full initial factors and multiply by the Taylor flags of (12.4), and by any shift prescribed in the application. Each flag expands over the extended constants as a linear combination of g_j^a with 0\le a\le P_0-1. More generally, expand every prescribed shift in its fixed list of homogeneous factors, with the Taylor leading term required by Lemma 12.4. Lemma 12.4 supplies full initial-field survival. For every homogeneous summand whose initial trace survives, Lemma 12.2 produces the actual trace and its initial with equality in (12.3). Multiplying actual lifts puts the input in V_M, where M is the sum of their physical degrees, and Lemma 12.3 gives m'\le M/P_0+n. These surviving initials span the full initial-field output, as explained after Lemma 12.4.

If, in a later application, every system generator is multiplied by \prod_a\bar B_a^{k_I\beta_a}, with nonnegative rational \beta_a and integral k_I\beta_a, then every selected product contains \prod_a\bar B_a^{(P_0-1)\beta_a}. These factors also remain in each term after expanding flags and shifts. Selection of a surviving term therefore retains all mandatory factors, including their degree and value contributions.

Finally fix the finite lists of factors and their actual lifts before reduction. Their physical degrees, values at the tested valuations and, when needed, Lipschitz bounds on the given continuation are now known. For any additional shifts, include their separately verified bounds on normalized factor counts among these data. Each multiplicity is then bounded by a fixed constant times P_0. Summing and dividing by P_0, the degree estimate and equality at w give predetermined output degree and w-value bounds; the rounding term n is also fixed. The required v-filtration cutoffs are chosen before reduction as well. The same accounting is applied separately to every term in the expansions of flags and shifts. Any output spaces, their v-filtration cutoffs, and high-v-to-high-w inclusions used later are retained in their entirety by Lemma 12.5, before \mathfrak p and P_0 are chosen. Thus they cover every possible later output coefficient vector, without having to lift that particular vector to characteristic zero.

The normalized contributions of the tiny factors are bounded by the fixed finite data times e_j. Those from replacing \kappa/b_i by \alpha_i are bounded by the same finite data times the approximation errors, since the \tau_i lie in the simplex of (12.5). As in the construction of (11.5), first choose the positive e_j sufficiently small and then approximate sufficiently closely to respect any prescribed finite tolerances. This controls physical degrees, values and Lipschitz changes on the already specified continuation. The strict budget is kept during these choices. Neither uniform comparison for varying pairs nor a global characteristic-\mathfrak p optimizer is used.

12.6. Proof of relative trace existence

Proof of Lemma 12.1. The cone and its sub-klt boundary. Introduce an indeterminate u, put S=k[Iu], and let R_c be the normalization of S in its fraction field. The ratios of I generate L, so \Frac(S)=L(u). Finite normalization gives a nonnegatively graded normal affine domain R_c with (R_c)_0=k. The conductor is a nonzero homogeneous ideal; multiplying a nonzero homogeneous conductor element by a positive-degree element if necessary, choose d_c of positive degree with

0\ne d_c\in R_c,\qquad d_cR_c\subset S.

Set

\Theta=\nu\wedge d\log u,\qquad K^\Theta=\Div_{R_c}(\Theta),\qquad \Delta_c=-K^\Theta+\frac1n\Div(f)-\frac1{k_I}\Div(u).

In particular K^\Theta+\Delta_c is rational-principal.

We verify that (\Spec R_c,\Delta_c) is sub-klt. An invariant prime valuation D centered on \Spec R_c is Gaussian in u over L. Its restriction to L is either trivial or a positive multiple of a prime divisorial valuation P. For the latter assertion, the restriction has rational rank one, and the residue-transcendence-degree inequality for L(u)/L, together with Abhyankar equality for D, forces Abhyankar equality for the restriction. We allow the positive multiple in the notation P; (12.1) is homogeneous and therefore applies to it. The logarithmic differential formula (5.1) gives

A_{R_c,\Delta_c}(D)=A_\vartheta(P)+\frac{D(u)}{k_I}.

Since D(Fu)\ge0 for every F\in I, we have D(u)\ge-\min P(I), and the displayed discrepancy is positive by (12.1). If the restriction is trivial, set A_\vartheta(0)=0. Then D(u)\ge0, and equality would make the Gaussian valuation D trivial; hence again the discrepancy is positive. These tests suffice: an equivariant log resolution of the homogeneous divisor data has invariant divisor components, because a connected torus cannot permute a finite set nontrivially. All the divisors on this resolution consequently have positive log discrepancy, which is the sub-klt criterion.

An effective boundary and multiplier-ideal membership. Choose a homogeneous 0\ne h_c\in R_c such that

\Delta'=\Delta_c+\Div(h_c)\ge0.

We record a construction that also makes every coefficient of \Delta' at most one. Each coefficient of \Delta_c on \Spec R_c is strictly less than one. If they are all nonnegative, take h_c=1. In particular, when L=k, the ring is k[u] and the sole boundary coefficient is 1-1/k_I. Otherwise \dim R_c\ge2. At the finitely many negative prime components Q_i write a_i=\lceil-\operatorname{coeff}_{Q_i}\Delta_c\rceil, and use the homogeneous ideal

\mathfrak a=\bigcap_i Q_i^{(a_i)}.

Its minimum order is a_i at Q_i and zero at every other height-one prime, as follows by localization. Choose homogeneous generators of \mathfrak a. Multiply each by all products of the degree-one generators Iu that bring it to one sufficiently large common degree. The resulting finite system retains the same minimum order at every height-one prime. Indeed no such prime contains all of Iu: by the finite extension from S, the inverse image of the vertex has codimension \dim R_c\ge2. A general combination attains the prescribed minimum orders at the finite support of \Delta_c. Away from that support the system has no fixed prime divisor, and Bertini on the smooth basepoint-free open makes any new divisorial zeros reduced. This gives the asserted h_c and boundary.

Write \mathcal J for the multiplier ideal, allowing a fractional ideal for a non-effective sub-pair. Sub-klt gives

R_c\subseteq\mathcal J(R_c,\Delta_c).

For example, this containment follows on a log resolution by rounding up the relative discrepancy divisor, whose coefficients are greater than -1. Cartier translation therefore yields

\mathcal J(R_c,\Delta') =h_c\mathcal J(R_c,\Delta_c)\supseteq h_cR_c.

Only the membership of h_c is needed. The fractional multiplier ideal of a non-effective sub-klt boundary need not equal the structure sheaf.

Comparison and the full family of Cartier maps. Apply the fixed-pair multiplier/test-ideal comparison to the effective pair (\Spec R_c,\Delta'). Its hypotheses hold because

K^\Theta+\Delta' =\frac1n\Div(f)-\frac1{k_I}\Div(u)+\Div(h_c)

is rational-principal, with index dividing nk_I; neither klt of \Delta' nor an independent \Q-Gorenstein hypothesis on R_c is required. The comparison is [37, Theorem 3.2]; the dense-open form with the big test ideal is recalled in [14, Theorem 11], applied with Z=0. Thus, on a sufficiently general reduction to a finite residue field of characteristic \mathfrak p\equiv1\pmod{nk_I}, the image of h_c belongs to the big test ideal \tau_b(R_c,\Delta').

We use the following characterization: on an F-finite normal domain the big test ideal of an effective rational divisor pair is the smallest nonzero ideal preserved by all restricted maps

\Hom_{R_c}\!\left( F_*^eR_c\bigl(\lceil(\mathfrak p^e-1)\Delta'\rceil\bigr),R_c\right), \qquad e\ge1.

This is [32, Definitions 3.15–3.16 and Theorem 3.18], with the divisor-pair identification in its Remarks 3.10 and 3.17. The log-\Q-Cartier comparison with the usual test ideal is also recorded in [37, Theorem 2.8(2)] and [32, Remark 6.1].

In the reduction define

T^e(b)=\frac{\mathcal C^e(b\Theta)}{\Theta},\qquad L_e=R_c\bigl((1-\mathfrak p^e)(K^\Theta+\Delta')\bigr).

We use the convention R_c(D)=\{b\in\Frac(R_c):\Div(b)+D\ge0\}, so explicitly

L_e=f^{(\mathfrak p^e-1)/n}u^{-(\mathfrak p^e-1)/k_I}h_c^{\mathfrak p^e-1}R_c.

All the allowed maps of degree e are exactly T^e(r\,\cdot), r\in L_e. Here every (\mathfrak p^e-1)\Delta' is integral, because \mathfrak p-1 is divisible by nk_I; thus this statement describes the full allowed family in every Frobenius degree, with no rounding or omitted degrees. This is the divisor–Frobenius-map correspondence [31, Corollary 3.10 and Theorems 3.11, 3.13]. We check it in the chosen trivialization to fix the normalization. On the fraction field a nonzero Frobenius-linear functional generates all such functionals by input multiplication. At a smooth codimension-one point, Cartier trace for a regular canonical generator in ordinary coordinates extracts the monomial with all exponents \mathfrak p^e-1. Multiplication and trace give the perfect pairing on the Frobenius basis, also after an étale change of coordinates. Changing the canonical generator to \Theta twists the multiplier by the (1-\mathfrak p^e)-th power of its coefficient. Allowing the poles prescribed by (\mathfrak p^e-1)\Delta' gives precisely L_e at that height-one point. Normality makes these codimension-one conditions sufficient globally.

A compatible ideal and homogeneous extraction. Set T^0=\id, L_0=R_c, and

J=\sum_{l\ge0}T^l(d_ch_cL_l)\subset R_c.

This is an ideal: ordinary multiplication can be moved inside T^l by aT^l(b)=T^l(a^{\mathfrak p^l}b). It is nonzero, since its degree-zero Frobenius summand is d_ch_cR_c. It is preserved by every allowed map. Indeed, if a_s\in L_s and a_l\in L_l, composition gives

T^s\bigl(a_sT^l(d_ch_ca_l)\bigr) =T^{s+l}\bigl(d_ch_ca_s^{\mathfrak p^l}a_l\bigr),\qquad L_s^{\mathfrak p^l}L_l\subseteq L_{s+l}.

In particular the conductor factor stays present. The minimality characterization therefore gives \tau_b(R_c,\Delta')\subseteq J. A comparison localized at the homogeneous vertex would already suffice: compatibility localizes, because Hom localizes and denominators move inside trace after taking Frobenius powers.

The ideal J is homogeneous. Indeed log-u trace kills a homogeneous input whose degree is not divisible by \mathfrak p^l, and otherwise divides its degree by \mathfrak p^l. Thus local membership of the homogeneous element h_c also gives global membership: multiply by a vertex unit, and project the result to degree \deg h_c; the unit’s nonzero constant part is the only contribution in that degree. We conclude h_c\in J.

For P_0=\mathfrak p^l the input factor h_cL_l contains h_c^{P_0}. Dividing the finite trace identity for h_c\in J by h_c, using Frobenius-linearity in every summand, gives

1\in\sum_{l\ge0}T^l\left( f^{(\mathfrak p^l-1)/n}u^{-(\mathfrak p^l-1)/k_I}d_cR_c\right).

Project to homogeneous degree zero. The term with l=0 contributes nothing, since d_c has positive degree and R_c is nonnegatively graded. At least one term with l\ge1 has nonzero degree-zero output. It arises from a homogeneous element

H u^{(P_0-1)/k_I}\in d_cR_c\subset k[Iu].

Consequently H\in\operatorname{span}(I^{(P_0-1)/k_I}). The log-u coefficient formula identifies its nonzero output with (12.2). Additivity and perfectness of the constants let us choose a single product in that span with nonzero output.

The reduction choices. Spread the finite normalization algebra, its generators and inclusions, its birational field identification, the conductor, the forms, and all the boundary data together. Shrinking the base preserves geometric normality, grading, codimension-one orders, effectivity of \Delta', and the displayed rational-principal log canonical relation. For the form and divisor identities, spread their rational sections on smooth opens, or on the chosen resolving model, and retain codimension at least two for the complements used in codimension-one tests downstairs. The fixed-pair comparison above then holds on a sufficiently general open of this spread. These requirements are compatible with any finite additional open conditions. A nonempty open of a finite-type integral base of characteristic zero has nonempty fibers at all sufficiently large primes; choose arbitrarily large primes \mathfrak p\equiv1\pmod{nk_I} and closed points in those fibers. Their residue fields are finite and hence F-finite. After the trace identity has been obtained, extension to algebraically closed perfect constants preserves it, and preserves its particular nonzero output, by the coefficient formula and faithful scalar extension. This proves the lemma.

The relative nonvanishing input is now established. Together with the lifting and finite-space arguments, it proves the budgeted-output conclusions of Proposition 12.6, which we apply next to move the cheap probe values to zero and then to bound all angular values.

13. Collapsing the cheap parameters

This section has two outputs. First we move the cheap probe values to zero while retaining a lower bound on every angular section and a bounded form discrepancy. We then prove a two-sided bound for all angular values at valuations Gaussian on the cheap probes, vanishing there, and satisfying the scaled lower bound and the stated discrepancy bound. The bridge is the cost gap from Proposition 10.1: it forces certain traced outputs of bounded degree and cost to have exactly zero value. The two-sided estimate will supply the lower dimension bound in the next section.

We continue with the actual field K, the fractional form \theta, and the nested multiplicative angular systems V_m. Degrees are nonnegative multiples of n, and the cost of a nonzero F\in V_m, with this assigned degree, is b(F)=m+v(F). In particular, changing the assigned degree changes the cost. We retain the uniform comparison m\le Cb(F) for positive costs. Constants denoted by C may increase, but are uniform along the chosen sequence. Let y=(y_1,\ldots,y_r) be actual angular lifts of the cheap probes in (9.12) and (10.1). Their degrees and costs are uniformly bounded; their initials at v are algebraically independent. Thus v is Gaussian on y, and the vector v(y) ranges in a fixed bounded set. As in the preceding section, the notation P_0=\mathfrak p^{\ell_0} refers to a Frobenius power in a reduction of characteristic \mathfrak p; it is unrelated to the auxiliary cone dimension p.

13.1. A translated-box count

A section-dimension bound will control the number of distinct values of powers of one trace output multiplied by cheap probe monomials. The following count turns that control into a rational linear expression in the probe values, with bounded denominator and coefficients. These coefficient bounds will control the slope of the optimization objective.

Lemma 13.1. Fix r\ge1 and A>0. There are constants N_0,D_0,C_0, depending only on r,A, with the following property. Let T\ge1, let t_1,\ldots,t_r be linearly independent over \Q, and let s\in\R. For an integer N\ge N_0, set L=\lceil NT\rceil. Suppose that

\#\{as+\alpha\cdot t:0\le a<N,\quad \alpha\in\{0,\ldots,L-1\}^r\} \le A(NT)^r.

Then s=\gamma\cdot t for a unique \gamma\in\Q^r. The order of \gamma in \Q^r/\Z^r is at most D_0, and |\gamma|\le C_0T.

Proof. If s is outside the rational span of the t_j, all NL^r displayed values are distinct. This contradicts the bound once N>A. Otherwise write s=\gamma\cdot t, uniquely by independence of t. The distinct values are precisely the distinct vectors a\gamma+\alpha. If D is the order of \gamma modulo \Z^r, these vectors occupy \min(N,D) disjoint lattice cosets, each containing a box of L^r points. Consequently \min(N,D)L^r\le A(NT)^r\le AL^r; taking N>A bounds D by a constant D_0.

Use only a=0,D,2D,\ldots,qD, where q=\lfloor(N-1)/D\rfloor. For a coordinate j, the projections of the corresponding boxes are integer intervals of length L, whose successive displacement is D\gamma_j\in\Z. Their union has

L+q\min(L,D|\gamma_j|)

points. Over each such point, one of the boxes supplies L^{r-1} points in the remaining coordinates. Hence q\min(L,D|\gamma_j|)\le(A-1)L. Choose N_0 so large, in terms of A,D_0, that q>A+1 and qD\ge N/2. The minimum cannot equal L, and therefore

|\gamma_j|\le\frac{(A-1)L}{qD}\le C_0T.

Increasing C_0 gives the asserted norm bound. If A<1, the hypothesis is empty, so this case causes no exception.

13.2. Moving the cheap weights to zero

Proposition 13.2. There are fixed sufficiently large positive constants B_0 and \kappa such that every sufficiently late member of the sequence admits a monomial valuation w_c, Gaussian on y, satisfying

w_c(y)=0,\qquad A_\theta(w_c)\le\kappa,\qquad w_c(F)+B_0m\ge\tfrac12 b(F) \quad(0\ne F\in V_m).

The choices are made in the order B_0, then \kappa, before passing to a sufficiently late member.

Proof. If r=0, take w_c=v and B_0\ge1; the assertion is immediate. Assume henceforth that r>0. Use (11.1) with cap q_*=1, barrier q_{\rm bar}=1/8, and budget scalar B_*=B_0. Write L(t)=\min\mathcal L under the Gaussian constraint w(y)=t. At t=v(y) the competitor v has A_\theta(v)=0 and q(v)=1 when B_0\ge1. Since A_\theta\ge0 and q\le1, this gives L(v(y))=-\kappa. We shall move t along the segment from v(y) to zero. Work in a fixed bounded open parameter region containing all these segments, and consider the part where L(t)<-\kappa/2. Every optimizer there has q>1/2. Thus it lies strictly above the barrier, and the openness, continuity, and local polyhedral properties of the constrained optimization apply.

Take a full-dimensional cell, a point t with rationally independent coordinates, and the tiebroken optimizer w there. Fix its local affine continuation by optimizers with the same active mask. Apply Corollary 11.9 and Proposition 12.6 on the geometric generic fibre over the w-initials g=\bar y, without further Taylor shifts. Select a homogeneous summand with surviving full-initial-field trace and lift its factors to the actual field in a reduction. The continuation is fixed before choosing the tiny exponents and rational approximations to \kappa/b_i. Choose them so that, after division by P_0, their total errors in degree, value, and Lipschitz variation on that continuation are bounded by a fixed small constant. For the resulting nonzero traced output F'\in V_{m'}, put

\tau=\sum_i\tau_i,\qquad \rho=\sum_i\tau_i\frac{m_i}{b_i}\le C.

Here the \tau_i are the active multiplicities in (12.5); \tau\le1, and \tau<1 is possible only when the cap is active. The degree bound and the equality case of (12.3) give

\begin{split} m'&\le C+\kappa\rho,\\ w(F')&=(1-P_0^{-1}) \bigl(\kappa\tau q-\kappa B_0\rho-A_\theta(w)\bigr)+O(1). \end{split} \tag{13.1}

Indeed, every active input satisfies w(F_i)=qb_i-B_0m_i. The Taylor flag factors from (12.4) have exponents between zero and P_0-1 in the expanded summands. Their normalized degrees and values, and their slopes because w_{\widetilde t}(y)=\widetilde t, are bounded. All formulas used here are among the finite chart and filtration data retained before reduction. The constants in the following counting argument are independent of the large fixed B_0,\kappa.

Set T_0=C+1+\kappa\rho, increasing the constant in (13.1) if necessary. For a sufficiently large fixed integer N, consider

(F')^a y^\alpha,\qquad 0\le a<N,\quad 0\le\alpha_j<NT_0,\quad\alpha_j\in\Z.

These products lie in a common nested degree O(NT_0) and have values at most C'(\kappa+T_0)N. The same upper bound, after a fixed enlargement, holds near t on the chosen continuation. Their number of distinct values is at most C''(NT_0)^r. To justify this last assertion uniformly, before selecting the output transfer the filtration comparisons for every degree up to C'''N(1+\kappa). At each such degree m, the original high-cost part b>S_0 has

w>S_0/2-B_0m,

whereas (10.1) bounds the dimension of its quotient by C_4(1+m)^r. For fixed N,B_0,\kappa, the right side of the value inequality exceeds all the required upper cutoffs on late members. Retain this implication with slack by the finite-filtration spreading argument, including the zero vector in each high-cost subspace. Its strict margin persists locally on the continuation. The quotient by values above the tested cutoff therefore has the same dimension bound in the reduction. Distinct values below the cutoff give independent classes in this quotient, proving the count.

Lemma 13.1 now yields

w(F')=\gamma\cdot t,\qquad \gamma\in\Q^r,\qquad \operatorname{ord}_{\Q^r/\Z^r}(\gamma)\le D_0, \qquad |\gamma|\le C'(1+\kappa\rho).

The same linear expression holds on a neighborhood of t on the affine continuation. Indeed, after fixing F', the same count applies at nearby rationally independent parameters, with the same bounds. There are only finitely many rational vectors of bounded norm and denominator. At t their evaluations are distinct. Continuity of monomial evaluation therefore excludes all but the central vector on a sufficiently small neighborhood; density of rationally independent parameters extends its formula to that whole neighborhood.

Because t is bounded, this gives w(F')\ge-C'(1+\kappa\rho). In (13.1) use A_\theta(w)\ge0 and q,\tau\le1. Since 1-P_0^{-1}\ge1/2, we obtain

\kappa(B_0-C')\rho\le C''(1+\kappa).

Thus \rho\le C'''/B_0 once B_0 and then \kappa are sufficiently large.

We next differentiate the trace inequality, using equality at the central point rather than assuming equality throughout the continuation. Denote its lifted input by G and its valuations by w_{\widetilde t}. The function

D(\widetilde t)=w_{\widetilde t}(F') -P_0^{-1}w_{\widetilde t}(G) +(1-P_0^{-1})A_\theta(w_{\widetilde t})

is nonnegative near t, by (12.3), and D(t)=0 by the surviving initial trace. Active entries retain w_{\widetilde t}(F_i)=b_iq(w_{\widetilde t})-B_0m_i. Consequently the variation of their normalized contribution is (1-P_0^{-1})\kappa\,dq up to the chosen small Lipschitz error. If \tau<1, the cap is active and dq=0, so the same statement holds. The flag contributions and the remaining errors have a uniformly bounded Lipschitz constant.

The optimizer value L is affine on this cell and w_{\widetilde t}(F')=\gamma\cdot\widetilde t. Subtracting D(t)=0 from the inequality at t+h therefore gives

\gamma\cdot h+(1-P_0^{-1})\nabla L\cdot h\ge-C|h|.

Using -h gives the reverse bound. Together with the bounds on \gamma and \rho, these inequalities imply

|\nabla L|\le C_5(1+\kappa/B_0). \tag{13.2}

All degree and cutoff bounds used in this deduction are uniform. The individual reductions, Frobenius powers, and approximations may depend on the optimizer; no uniform choice of these is required.

Let D_y bound the lengths of the segments from v(y) to zero. Choose first B_0 so that D_yC_5/B_0<1/4, and then \kappa so that D_yC_5<\kappa/4, with strict room in both inequalities. Integrating (13.2) keeps L strictly below -\kappa/2 throughout any portion of the segment reached so far. The bound on generic full-dimensional cells also applies along nongeneric segments by continuity and local polyhedrality. At a first limiting endpoint, compactness of the relevant sublevels supplies a feasible optimizer with the same strict objective bound. Openness then extends the continuation, so the whole segment is reached. At the endpoint q\ge1/2 and A_\theta(w_c)=L(0)+\kappa q\le\kappa, which proves the proposition.

13.3. Exact vanishing from a cost gap

The following elementary limiting argument will turn a bounded initial-value output into an output of exactly zero value at the collapsed valuation. The conclusion is stronger than convergence of those values to zero. In the two-sided estimate below, a prescribed power of the tested function will occur in every trace input. Once the trace output has value zero, the lower trace inequality will bound that prescribed factor’s contribution from above.

Lemma 13.3. For each sequence index i, let V_{m,i} be nested multiplicative k_i-linear subspaces of a field, containing 1\in V_{0,i}, and let v_i,w_i be real valuations trivial on k_i. Suppose there are r probes y_{j,i} of uniformly bounded degree, Gaussian for both valuations, such that |v_i(y_{j,i})| is uniformly bounded and w_i(y_{j,i})=0. Suppose also that there are M_i,S_i,R_i\to\infty and a fixed C_4 with the following properties in every tested degree m\le M_i. Costs b_i(F)=m+v_i(F) are nonnegative,

\begin{gathered} \{b_i:C_4m<b_i\le S_i\}=\varnothing,\\ \dim_{k_i}\bigl(V_{m,i}/\{F:b_i(F)>S_i\}\bigr) \le C_4(1+m)^r,\\ b_i(F)>S_i\ \Longrightarrow\ w_i(F)>R_i. \end{gathered}

The high-cost subspaces include zero, whose value is +\infty. Then any sequence of nonzero F_i of bounded degree and bounded v_i(F_i) satisfies w_i(F_i)=0 eventually.

Proof. Suppose that the asserted vanishing fails. Restrict to a subsequence on which w_i(F_i)\ne0, and choose a nonprincipal ultrafilter \mathcal U on it. Let k_{\mathcal U}=\prod_{\mathcal U}k_i. The nested union

A=\bigcup_m\prod_{\mathcal U}V_{m,i}

is a k_{\mathcal U}-algebra, because the spaces are nested and multiply with addition of degrees. Membership in this union means that the degree is bounded independently of i; it does not permit an unbounded sequence of degrees. Define

I=\{a=(a_i)\in A: v_i(a_i)\longrightarrow_{\mathcal U}+\infty\}.

In a fixed degree m, nonnegative cost gives v_i(a_i)\ge-m. This uniform lower bound, the triangle inequality, and additivity on products show that I is an ideal. It is proper because it does not contain 1. It is prime: if neither a nor b belongs to I, each has a finite upper valuation bound on a \mathcal U-large set; their product has such a bound on the intersection of those sets. Thus A/I is a domain.

Every a\in I also satisfies w_i(a_i)\to_{\mathcal U}+\infty. This implication uses the gap, not just slow growth of the cutoffs. Indeed, represent a in one fixed degree m. Divergence gives b_i(a_i)>C_4m on a \mathcal U-large set. The gap excludes all costs between this bound and S_i, hence b_i(a_i)>S_i there. The last hypothesis then gives w_i(a_i)>R_i\to\infty.

The image in A/I of degree m has dimension at most C_4(1+m)^r over k_{\mathcal U}. To see this, take more than this many elements and representatives in V_{m,i}. The finite quotient-dimension bound gives, at each sufficiently large i, a nontrivial linear combination in the high-cost subspace. There are finitely many coefficients; on a \mathcal U-large set one fixed coefficient can be normalized to 1. The resulting coefficient sequences define constants in k_{\mathcal U}, and the combination has v_i\to_{\mathcal U}\infty. It therefore gives a nontrivial dependence modulo I.

Let \widehat y_j denote the classes of the probes in A/I. They are algebraically independent over k_{\mathcal U}. For a nonzero polynomial with coefficients in k_{\mathcal U}, choose representatives of its finitely many nonzero coefficients. On a \mathcal U-large set they remain nonzero. Gaussianity at v_i evaluates that polynomial by the minimum of finitely many fixed monomial weights in the v_i(y_{j,i}). Those weights are uniformly bounded, so the polynomial does not belong to I.

It follows that \Frac(A/I) is algebraic over k_{\mathcal U}(\widehat y_1,\ldots,\widehat y_r). Otherwise some element of A/I would be transcendental over that field. This element and the r probes lie in some fixed nested degree. Their monomials with every exponent at most N would be linearly independent, giving (N+1)^{r+1} independent elements in a degree O(N), contrary to the established O(N^r) bound. This also proves the assertion when r=0.

The bounded degree and bounded v_i-value of F_i show that its class \widehat F in A/I is nonzero. Its minimal polynomial over the cheap rational field therefore has nonzero leading and constant coefficients. Clearing denominators yields

\sum_{a=0}^{d_0}h_a(\widehat y)\widehat F^{\,a}=0, \qquad h_a\in k_{\mathcal U}[Y_1,\ldots,Y_r], \qquad h_0h_{d_0}\ne0.

Choose representatives of all its finitely many scalar coefficients and lift this relation to A. Its residual belongs to I, so its w_i-value tends to +\infty along \mathcal U. For every nonzero h_a, Gaussianity on y_i over the whole constant field k_i, together with w_i(y_i)=0, gives w_i(h_{a,i}(y_i))=0 on a \mathcal U-large set. Intersect these finitely many sets. If w_i(F_i)>0, the constant term is the unique least term of the lifted relation, of value zero. If w_i(F_i)<0, its highest-degree term is uniquely least, of negative value. In either case the residual has value at most zero, a contradiction. No positive lower bound on |w_i(F_i)| is used.

The relation was obtained after forming the ultraproduct, but this does not reverse the order of the choices. Its supports, its coefficients after denominator clearing, and all its products have some fixed finite nested degree m_0. The hypotheses were retained for every m\le M_i, with M_i\to\infty, so they already apply to m_0 on a tail. The proof does not require spreading this newly chosen relation. The contradiction on any contrary subsequence proves ordinary eventual vanishing, as asserted.

13.4. Two-sided angular budgets

Proposition 13.4. Fix the constant B_0 of Proposition 13.2 and a positive constant c. For each sufficiently small fixed \delta>0, consider any actual monomial valuation w, Gaussian on y, such that w(y)=0, A_\theta(w)\le1, and

w(F)+\delta B_0m\ge c\delta b(F) \qquad(0\ne F\in V_m). \tag{13.3}

For all sufficiently late sequence members, uniformly over all these valuations and angular functions,

|w(F)|\le C_6\delta b(F). \tag{13.4}

The constant C_6 is independent of the small fixed \delta; the index after which the assertion holds may depend on \delta.

Proof. The lower bound follows from (13.3) and m\le Cb(F). Degree-zero units have zero value at w by centering, so they also satisfy the assertion. To prove the upper bound uniformly, consider an arbitrary sequence of tests w,F with b=b(F)>0. We may pass to subsequences throughout. A contradiction for every sequence violating one uniform upper bound gives the stated uniform conclusion.

Return to the leading construction at v, and let \bar F be the v-initial of F, of charge \beta\in M_0. The occurring weight comparisons give \|\beta\|\le Cb, and positive costs are bounded away from zero. By (9.7), choose an actual angular G whose initial has charge -d'\beta, for a positive integer d', and whose degree m_G and cost are at most Cd'b. Thus

u=\bar F^{\,d'}\bar G\in K_1,\qquad \operatorname{div}_{S_1}(u)+MH_1\ge0,\qquad M=d'm+m_G\le Cd'b,

by purity and (6.3). Here M>0: if M=0, both degrees vanish and the opposite proportional charges have opposite proportional costs, one strictly positive, contradicting nonnegative degree-zero costs.

Work on a geometric generic fibre field of K_v over the cheap initial probes \bar y. For a prime-divisor valuation Q there, over the geometric generic constants, restrict first to K_v and then put P=Q|_{K_1}. The algebraic-extension and relative Abhyankar argument of (11.4) shows that P is trivial or prime-divisorial up to scaling. In particular, restriction preserves Abhyankar equality, and a nontrivial subgroup of the discrete value group remains discrete. Moreover, P is trivial on K_f: the cheap residual probes contain a transcendence basis of K_f, and the remaining extension is algebraic. We have

\frac{P(u)}{d'} \le Cb\bigl(H_1(P)+s_{\exp}A_1^+(P)\bigr), \qquad A_{\theta_{v,\mathrm{rel}}}(Q)\ge A_1^+(P). \tag{13.5}

The first inequality is (9.5) applied to the effective pure divisor just constructed. For the second, first apply the relative-form comparison in (11.4), then invariantize the restriction to K_v=K_1({\bf z}_0) by (11.2). The form is

\theta_v=\pm\frac{\omega_S\wedge d\log{\bf z}_0} {f_h^{1/n}},

so the Gauss extension of P has discrepancy exactly A_1^+(P). Equality in the second inequality of (13.5) therefore requires the restriction to K_v itself to be Gaussian over P in these torus variables.

Fix a large \ell with 1/\ell\le\delta, before taking the sequence limit. We now construct a strict trace budget in which the factors \bar F,\bar G are mandatory. Give them respective rational exponents

u_0\in[\ell/b,2\ell/b],\qquad u_0/d'.

Choose a sufficiently divisible D\in n\Z_{>0} for which DH_1 is free Cartier. A basis of this complete pure angular system has minimum order -DH_1(P) at every P, by freeness and (6.3). Lift it by charge-zero angular functions and give its minimum a rational exponent in [K_0\ell/D,2K_0\ell/D], where K_0 is a sufficiently large fixed constant. The mandatory contribution equals u_0P(u)/d' and is at most C\ell(H_1(P)+s_{\exp}A_1^+(P)). The pure system subtracts at least K_0\ell H_1(P).

For P\ne0, choose K_0>C and then take a sufficiently late member so that C\ell s_{\exp}<1/2. Since H_1(P),A_1^+(P) are nonnegative and their sum is positive, these contributions have sum strictly less than A_1^+(P), and hence less than A_{\theta_{v,\mathrm{rel}}}(Q). For P=0, both contributions vanish. Failure of strictness would force equality in (13.5), so the restriction to K_v would be a Gauss valuation over the trivial valuation of K_1. That restriction is nontrivial, by the algebraic-extension argument in (11.4); hence some torus basis weight is nonzero. Add finite minimum systems consisting of 1 and angular initials of both signs of the basis charges, allowing multiples as supplied by (9.7). One of their minima is negative in each such direction. Give each an arbitrarily tiny positive rational exponent. Finally add systems (1,\bar U) for angular initials generating the relative field, again with arbitrarily tiny positive rational exponents, as in (11.5). These extra minima are nonpositive everywhere, make the budget strict also when P=0, and retain birationality through their ratios.

Clear all rational denominators. The resulting finite system I and integer k_I satisfy (12.1). Every member of I contains the mandatory factors, while products of the finite minimum systems realize exactly the specified remaining minimum orders. Because all terms have the same mandatory factor, retaining the field-generating ratios is unaffected by that factor. Choose the tiny exponents to make their total normalized degree and absolute initial-value contributions bounded by a fixed constant. These choices may depend on the individual test.

Before invoking trace existence, also choose the following finite data in its reductions. Along the sequence take slow cutoffs

M_i\longrightarrow\infty,\qquad M_i\ll S_i'\le S_{0,i},\qquad S_i'\longrightarrow\infty, \qquad R_i'\longrightarrow\infty.

For every degree m\le M_i, retain nonnegative costs, the exclusion of all costs in C_4m<b\le S_i', and the quotient-dimension bound C_4(1+m)^r from (10.1). Retain also

b>S_i'\quad\Longrightarrow\quad w>R_i'.

This is possible by (13.3): its lower bound is c\delta S_i'-\delta B_0M_i on these high parts, and we choose R_i' below this bound with slack. Here \delta is fixed and S_i' dominates M_i. The finite-filtration comparisons from the preceding section retain these statements for whole spaces over the enlarged reduced constant field, using adapted bases and high module tails. There are only finitely many degrees and cutoffs at each index. Slowing the diagonal choices as necessary allows all of them to be retained before choosing P_0 or a traced output.

We also retain Gaussianity on y at both valuations over the entire new constant field, with bounded v(y) and w(y)=0. This does not follow merely from preserving finitely many polynomial tests. On each of the two monomial charts, write the probe initials as rational functions of the stratum coordinates and independent normal variables. In characteristic zero these initials are algebraically independent. Retain their finite expressions and a nonzero differential minor witnessing this independence, together with smooth chart data and separating residue coordinates. A sufficiently general large-characteristic reduction preserves that minor and those separating conditions. Over the perfect extended constants the reduced initials are therefore still algebraically independent. This proves the Gaussian rule for every polynomial over those constants, including coefficients chosen later and varying with i. The actual charts at v,w, the form identities, the prescribed input functions, and their needed values are spread simultaneously with these data.

Now apply (12.2) and (12.4) at v. A surviving full-initial-field trace, followed by homogeneous expansion and selection of a surviving term, lifts to an actual nonzero traced output F' in the reduction. All its input degrees and absolute v-values, after division by P_0, are at most C\ell. Indeed, m,|v(F)|\le Cb and m_G,|v(G)|\le Cd'b; multiplication by u_0 and u_0/d' respectively cancels these costs. The pure system has degree D and initial value zero, while its exponent times D is at most 2K_0\ell. The tiny systems were chosen with bounded normalized contributions, and the Taylor flags contribute bounded amounts. The degree bound for actual trace and the equality case of (12.3), using A_\theta(v)=0, therefore give

m'\le C\ell+n, \qquad |v(F')|\le C\ell.

These are bounds before knowing which surviving term is selected; no bound on the Frobenius iterate is needed.

Apply Lemma 13.3 to these reduced systems, with S_i=S_i' and R_i=R_i'. Its hypotheses were retained before trace existence, and \ell is fixed, so the output degree and initial value are uniformly bounded. It follows that

w(F')=0

eventually. In particular, this is an exact statement even if a hypothetical sequence of nonzero output values were tending to zero. The diagonal degree tests and full Gaussianity are precisely what allow the lemma to handle the polynomial relation chosen later.

Finally apply only the lower inequality of (12.3) at w to the product traced to this F'. The mandatory input power of F is exactly F^{(P_0-1)u_0}, by denominator clearing and the chosen characteristic congruence. Every remaining factor has value at least -\delta B_0 times its degree by (13.3) and the retained comparisons; constants have value zero. Their total degree divided by P_0 is at most C\ell. The chart calculation also retains the value of F and A_\theta(w)\le1. Hence

0=w(F')\ge(1-P_0^{-1})\bigl(u_0w(F)-1\bigr) -C\delta B_0\ell.

Since 1-P_0^{-1}\ge1/2, u_0\ge\ell/b, and 1/\ell\le\delta, this yields

w(F)\le b\bigl(\ell^{-1}+2C\delta B_0\bigr) \le C_6\delta b.

The constants are independent of small fixed \delta and of the chosen sequence of tests. This proves the upper bound and completes (13.4).

14. Expensive layers, rank growth, and the contradiction

The bounded-width coordinates now have value zero. We extend their independent initials through the remaining width layers, while keeping discrepancy small and making the new coordinate values integral. Once there are d independent initials, a section count bounds the denominator of the entire value group. This produces the prime divisor that contradicts \epsilon-log canonicity. The completion proof at the end of this section chooses the tolerances and the final small scaling after all uniform size bounds have been established. Proposition 14.5 uses a separate large-degree limit on one fixed member of the sequence.

After reordering and passing to a subsequence, partition the unbounded widths W_j into successive layers. The widths in one layer are comparable to a scale S\to\infty, and each scale divided by the next tends to zero. All cheap widths are comparable to 1. If every width is cheap, the valuation w_c constructed in the preceding section is Gaussian of value zero on a full transcendence basis. It is therefore trivial on its rational field and on the algebraic extension K, contradicting its positive barrier on \m_z. We may assume that an expensive layer exists.

For a small fixed scaling \delta>0, use the optimization of (11.1) with

B_*=\delta B_0,\qquad q_*=\delta/4,\qquad q_{\rm bar}=\delta/16,\qquad \mathcal L_\delta(w)=A_\theta(w)+\delta^{-1}(q_*-q(w)). \tag{14.1}

Only finitely many fixed scalings will be needed before taking the sequence limit. We work with objective bounds strictly below 1/8. At every such optimizer,

q(w)>\delta/8,\qquad A_\theta(w)<1,

because both summands in (14.1) are nonnegative. At the cheap parameters t=0, the starting optimum is at most \delta\kappa: use \delta w_c, whose barrier is at least \delta b/2, so the cap is attained.

Consider a layer with scale S, and let s be the number of axes up to and including this layer. Inductively, the old probes, from cheap and preceding layers, are actual angular functions of degree and v-cost at most C W_j, and their Gaussian parameters are integral, satisfy |t_j|\le C\delta W_j, and are zero on the cheap axes. Suppose the old minimum of \mathcal L_\delta is less than 1/8. Constants below may depend on previous size bounds and fixed width comparabilities, but not on the small fixed \delta. Choose an optimizer w with the tie rule from Section 11. The two-sided estimate (13.4) applies to it.

For J\ge1, let E_J\subset K_w be the span of the homogeneous w-initials of elements of V_{\lceil JS\rceil_n} with value at most K_2\delta JS. Here \lceil x\rceil_n denotes the least nonnegative multiple of n at least x, and K_2 is a sufficiently large fixed constant. Nesting of the systems makes these spaces nested in J.

Lemma 14.1 (Layer dimension). For every fixed J\ge1, on sufficiently late members,

\dim E_J\asymp J^s\prod_{j\le s}\frac{S}{W_j}. \tag{14.2}

The comparison constants are independent of J and \delta; the required lateness may depend on both.

Proof. At the tested degree, the barrier q>\delta/8 sends costs b>C'JS, for a sufficiently large fixed C', to values w>K_2\delta JS. Equation (9.12) bounds the quotient through the former cost by a constant times the right side of (14.2), since fixed JS is negligible compared with widths in subsequent layers. This proves the upper bound. In particular the quotient by w>K_2\delta JS, with zero included in the high part, is finite-dimensional. Its dimension equals \dim E_J, by taking initials on its successive value slices. Distinct occurring values already give independent quotient classes.

For the lower bound, the original independent probe boxes following (9.12) and (10.1) give products with exponents

0\le a_j\le\left\lfloor c'JS/W_j\right\rfloor \qquad(j\le s),

for a sufficiently small fixed c'>0. After nesting, they lie in the tested physical degree. They are independent, and their v-Gaussianity bounds the cost of every nonzero linear combination by C''JS. Equation (13.4) bounds its absolute w-value by C_6C''\delta JS. Taking K_2 above this constant makes their span inject into the quotient. Their number is bounded below by the required box product.

Proposition 14.2 (Rank increase in a layer). There is a bounded J, independent of the small fixed \delta, such that the old probe initials extend to s algebraically independent homogeneous initials in E_J. Their actual lifts can be chosen with degree and cost O(S), and absolute w-value O(\delta S).

Proof. Choose a fixed J_0\ge1 whose space contains the old probe initials; their widths are o(S). Suppose the transcendence degrees of the fields generated by E_{J_0} and E_N are equal to a<s, where N is a sufficiently large fixed integer to be chosen in terms of J_0. The dimension of E_N grows as N^s times the layer box factor in (14.2). We will encode its elements by Taylor orders in a variables and scale their order polytope by 1/N. This loses only a factor N^a. Trace will put the resulting independent outputs into a degree and value budget independent of N, contradicting the upper section count when a<s.

Choose a transcendence basis g=(g_j)_{j\le a} from the homogeneous generators of E_{J_0}, extending the old probes, with their actual lifts in that budget. If a=0, every element of E_N is algebraic over the algebraically closed constant field, so \dim E_N\le1. This contradicts (14.2) for large N, since S/W_j is bounded below for j\le s. Assume henceforth a>0. The finite space E_N lies in a finite separable extension of k(g).

Extend constants independently to k'=\overline{k(\xi)}, with \xi_1,\ldots,\xi_a independent, and use the generic component at g=\xi from the Taylor construction (12.4). Put u'_j=g_j-\xi_j. Every nonzero pre-extension element of the finite algebraic field is a unit at the generic point of this component. Its Taylor expansion has coefficients in k'. Indeed take its separable polynomial over k(g). At this generic specialization the coefficients are regular, the chosen root remains simple, and its residue lies in the algebraically closed field k'. Simple-root lifting gives the unique formal solution in k'[[u']]. This also describes all k'-linear combinations.

This operation keeps full Taylor series, not merely residue values. Geometric integrality preserves linear independence under the independent constant extension, and the local completion is injective on the functions under consideration. For example the independent functions 1,g_j expand as 1,\xi_j+u'_j, rather than being replaced by 1,\xi_j. Thus the extended E_N retains its dimension and has exactly \dim_k E_N distinct lexicographic Taylor orders. Each leading-order slice has dimension one over k', since its leading coefficient is a scalar; elimination then gives the equality of counts. These orders lie in \Z_{\ge0}^a and contain 0 and all standard basis vectors, using 1,u'_j.

Let \mathcal P be their convex hull. It is full-dimensional and

\vol(\mathcal P)\ge c_d\dim E_N.

To verify this bound even when many points lie on faces, triangulate using all the given lattice points as vertices, inserting them by successive subdivisions. Every such vertex lies in a full simplex, so there are at least \dim E_N/(a+1) full simplices. Each lattice simplex has volume at least 1/a!.

Translation averaging gives z'\in[0,1]^a such that z'+\mathcal P/N contains at least \vol(\mathcal P)/N^a lattice points b'. They are nonnegative. For each occurring order \alpha_h choose an element h' of the extended E_N with that order and a nonzero scalar leading coefficient. Retain their finite Taylor leading data and their expressions in homogeneous initials with actual lifts, together with those of g, in the spread for (12.2)–(12.4).

We require shifts for whatever Frobenius power P_0=\mathfrak p^{\ell_0}, \ell_0\ge1, that construction later supplies. Write

N(b'-z')=\sum_h\lambda_h\alpha_h,\qquad \lambda_h\ge0,\qquad\sum_h\lambda_h=1.

Use h' to exponent k_h=\lfloor P_0\lambda_h/N\rfloor. The remaining Taylor order is

\begin{split} P_0b'-\sum_h k_h\alpha_h &=P_0z'+\sum_h \left\{\frac{P_0\lambda_h}{N}\right\}\alpha_h. \end{split}

It is integral and componentwise nonnegative. Its j-th coordinate is at most P_0+\sum_h(\alpha_h)_j, hence at most 2P_0 once \mathfrak p exceeds the finitely many coordinate sums. This one choice works for every \ell_0\ge1. Fill the remainder by powers of u'_j. The resulting shift has exact Taylor order P_0b', a nonzero scalar leading coefficient, total E_N multiplicity at most P_0/N, and at most 2P_0 filler factors per coordinate.

Use Corollary 11.9 and Proposition 12.6 over the probes g, with \kappa=1/\delta, at the same old optimizer. Only the old probes are optimization constraints; enlarging the list for the relative field does not alter this optimization. Apply every shift to the same surviving relative input and the same trace power from (12.2). The full initial-field outputs have the distinct Taylor orders b', so are independent over the enlarged perfect constants. Their common relative leading coefficient may be nonconstant in the residue field; it is nonzero, which is all that distinct-order independence needs. Semilinearity only takes the P_0-th roots of scalar coefficients.

Expand the inputs in homogeneous angular initials and discard summands with zero initial-field trace. Each remaining summand lifts by equality in (12.3) to an actual output initial. Its physical degree and value satisfy

m'\le C_7(1+J_0)S,\qquad w(F')\le C_7(1+J_0)\delta S.

These estimates are termwise. Each E_N generator has degree at most \lceil NS\rceil_n and value at most K_2\delta NS, and there are at most P_0/N occurrences. The filler factors and the flags of (12.4) use the E_{J_0} budget with at most 3P_0 occurrences per axis. Expand g_j-\xi_j as a probe plus a scalar before estimating; both terms satisfy that budget. Likewise use the fixed bounded homogeneous expressions for each h', so no cancellation is needed to improve an upper estimate.

The active terms of (12.5), after division by P_0, cost only O(1/\delta) in degree and O(1) in value. Indeed m_i/b_i is bounded and w(F_i)=qb_i-\delta B_0m_i. The tiny factors and active-exponent approximation errors can be made arbitrarily small. Since \delta is fixed before S\to\infty, these contributions are negligible in the displayed budgets. Apply (12.3) with equality, using A_\theta(w)\ge0, and its degree bound.

Consequently the independent initial-field outputs belong to the span of actual output initials in those two budgets. Before choosing the characteristic, pad to one nested degree dominating C_7(1+J_0)S, retain the cost-dimension bound through C'(1+J_0)S at v, and retain the inclusion of the larger-cost subspace into values strictly above the required cutoff at w. The barrier q>\delta/8 gives this inclusion with margin for sufficiently large fixed C'. Lemma 12.5, with the budget accounting of Proposition 12.6, therefore bounds that output span in reduction by

C_8(1+J_0)^d\prod_{j\le s}S/W_j.

It applies to all coefficient vectors of this predetermined space, not to a list of outputs chosen after P_0. On the other hand, the number of distinct orders b' is at least

cN^{s-a}\prod_{j\le s}S/W_j

by (14.2). Choose N large in terms of J_0 and the preceding constants, independently of \delta. These bounds contradict each other.

Thus rank increases from E_{J_0} to E_{N(J_0)} unless it has reached s. Iterate, setting the next J_0 equal to that N, at most s times, all at the same optimizer. Choose the new probes among the homogeneous generators, extending the old list. Their degree is O(S); the barrier bounds their cost by CS and their value below by -\delta B_0 O(S), while the defining cutoff bounds it above by C\delta S. Their initials are independent, so w is Gaussian on the enlarged list. This proves all assertions.

Proposition 14.3 (Slopes after a rank increase). For the enlarged optimization with s probes, on full-dimensional generic cells with |t_j|\le C\delta W_j and minimum <1/8,

\left|\partial_{t_j}\min\mathcal L_\delta\right| \le C_9\,S/W_j \qquad(j\le s). \tag{14.3}

The same assertion holds in slightly enlarged fixed parameter boxes and at each of the later fixed scalings. In particular the new-coordinate slopes are uniformly bounded independently of the small fixed \delta.

Proof. We repeat the slope mechanism from the proof of Proposition 13.2, using rectangular probe boxes whose side lengths reflect the widths W_j. We retain its central trace equality and nearby lower inequality. Here even cheap parameters may vary, so the lower section barrier supplies the upper dimension count without using (13.4). Choose a generic parameter t whose coordinates are \Q-linearly independent, and an optimizer with the tie rule. Use its affine continuation with fixed stratum cone and active mask from Proposition 11.7. Apply Corollary 11.9 and Proposition 12.6 over \overline y, and lift a surviving initial trace by (12.3). Its actual output F', in the reduction, satisfies

m'\le C'S,\qquad w(F')\le C'\delta S.

The active contributions cost O(1/\delta) and O(1) in the two budgets. The flag powers divided by P_0 cost O(S) and O(\delta S), by the probe and parameter bounds. Choose tiny factors and approximation errors after knowing this continuation, including their Lipschitz errors. For fixed \delta, the claimed bounds follow on late members.

Fix a sufficiently large integer N, and consider

(F')^h y^\alpha,\qquad 0\le h<N,\qquad 0\le\alpha_j<L'_j:=\lceil NS/W_j\rceil.

They lie in one nested degree O(NS) and have upper value O(\delta NS). After enlarging the bounds, these statements hold nearby on the same continuation, by continuity after F' is chosen. The quotient dimension through that value is at most C''\prod_{j\le s}L'_j. Indeed, before applying (12.2), retain (9.12) in that predetermined degree and the inclusion of costs b>C'''NS into larger w-values, with strict margin. The barrier q>\delta/8 supplies this inclusion, and fixed NS is smaller than all subsequent widths. The constants do not depend on N,\delta. Finite-space transfer with margin gives the same bound locally on the reduced continuation.

There are therefore at most C'''\prod_{j\le s}L'_j distinct product values. At independent t, this forces a unique expression w(F')=\gamma\cdot t with \gamma\in\Q^s: otherwise all N layers have different values, contradicting the count for large N. We record the quantitative consequence. Let D' be the order of \gamma in \Q^s/\Z^s. Modulo \Z^s, the first N translated boxes have \min(N,D') distinct classes, each with \prod_jL'_j points. Thus D' is uniformly bounded. Restricting h to multiples of D', the union of projections to coordinate j contains

L'_j+\lfloor (N-1)/D'\rfloor \min(L'_j,D'|\gamma_j|)

points, since these are translates of an integer interval. Over each projected point lies a full box with \prod_{l\ne j}L'_l points in the other coordinates. Comparison with the total bound, for sufficiently large uniformly chosen N, gives

|\gamma_j|\le C S/W_j.

The same argument works at nearby independent parameters on the continuation. There are only finitely many possible rational vectors with the stated denominator and coordinate bounds. Uniqueness at the central independent parameter and continuity therefore show that, in a neighborhood of that parameter,

w_{\widetilde t}(F')= \gamma\cdot\widetilde t

with this same \gamma.

Let G be the input term lifted for F'. Equation (12.3) makes

w_{\widetilde t}(F')- \frac{w_{\widetilde t}(G)}{P_0} +(1-1/P_0)A_\theta(w_{\widetilde t})

nonnegative nearby and zero centrally. In the active part of w_{\widetilde t}(G)/P_0, each w_{\widetilde t}(F_i) varies by b_i\,dq. Equation (12.5) says that the resulting variation is (1-1/P_0)dq/\delta, up to an arbitrarily small Lipschitz slope error. If the cap is active, dq=0. Tiny systems give arbitrarily small further slope errors, while the flag powers in (12.4) have bounded slopes. All these formulas use the chosen characteristic-zero continuation and its chart valuations in reduction; finite input data are retained and errors are chosen after that continuation is known, as in the proof of (13.2). The displayed nonnegative function has a local minimum at the central point. Using both signs of variation, the formula for w_{\widetilde t}(F'), and (14.1), bounds the objective slope by C S/W_j. Here bounded extra slopes are absorbed because S/W_j is bounded below. This proves (14.3) on the generic cells.

Openness, continuity, and local polyhedrality on the strict sublevel set extend this bound to changes along segments varying only the new coordinates, even when the old coordinates are fixed at nongeneric values. Equivalently, approximate such a segment by generic ones, apply the bound piecewise on the finitely many local cells, and pass to the limit using compact sublevels. The assertions concerning enlarged boxes and later fixed scalings follow from the same estimates.

Proposition 14.4 (Integral rounding). For every absolute tolerance \sigma>0, a rank increase followed by a bounded integral scaling and rounding of the new parameters changes a small objective bound according to

e_{\mathrm{new}}=K(\sigma,d)e_{\mathrm{old}} +C_{10}\sigma. \tag{14.4}

Old parameters remain integral and cheap parameters remain zero. The constants for probe and parameter sizes remain uniform at every later fixed scaling.

Proof. Simultaneous Dirichlet approximation gives a positive integer u\le K(\sigma,d) for which every new parameter of ut is within \sigma of an integer. For example, subdivide the unit cube into boxes of side at most \sigma, apply the pigeonhole principle to the fractional parts of finitely many multiples of the new parameter vector, and subtract two multiples in the same box. Multiply w,t,\delta by this common u. Integrality of the old parameters is preserved. Both q and q_* scale by u, so the nonnegative penalty in (14.1) is unchanged; discrepancy scales by u. Thus the starting objective for the newly scaled enlarged optimization is at most u e_{\mathrm{old}}.

Move only the new parameters to the chosen integers along a line segment. Integrating (14.3) in the new coordinates adds at most C_{10}\sigma. Choose tolerances so that the full resulting bound is strictly less than 1/8. If continuation had a first limiting endpoint, compact sublevels would supply a feasible optimizer there with this same strict bound, and local continuation would extend the segment. Hence the whole rounding is possible. At fixed scaling and tolerance, the rounding errors are negligible relative to \delta W_j in the new layer on sufficiently late members. The path therefore stays within slightly enlarged parameter boxes, and the stated size bounds persist under subsequent scaling.

Proposition 14.5 (Bounded divisorial index). At a final optimizer with d independent probe initials and integral probe parameters, there is a uniformly bounded positive integer e such that ew is a positive integral multiple of a prime-divisor valuation over X.

Proof. First bound the image of the value group of w in \R/\Z. Choose any finite list of functions whose values represent distinct classes. Multiplying them all by a common denominator puts them in V_0 and translates all classes by the same amount, so they remain distinct. Multiply each function by all probe monomials in the boxes

0\le\alpha_j\le\lfloor R/W_j\rfloor, \qquad 1\le j\le d.

Here R\to\infty on this one fixed member of the sequence. The resulting initials are linearly independent: between different functions their values are in disjoint classes modulo \Z, since all probe values are integral; within one box Gaussianity of the probes gives independence.

At a common nested degree O(R) all these products have upper w-value O(\delta R). The constants are uniform by the size bounds, once R is also large enough for the finitely many chosen function degrees and values. The barrier q>\delta/8 and (9.12) bound the dimension through this cutoff by

C_{11}\prod_{j=1}^d(1+R/W_j).

Comparing with the number of independent products and letting R tend to infinity bounds the length of the finite list uniformly. Thus the image of the entire value group modulo \Z is a finite subgroup of uniformly bounded order. Its exponent is a uniformly bounded positive integer e, and ew is integer-valued.

Equation (13.3) makes w nonzero on the degree-zero field. It is an Abhyankar valuation with center on X, as supplied throughout by monomialization. A nonzero discrete rank-one Abhyankar valuation is divisorial: on a monomial chart, the rational weight ray is extracted by a toric subdivision, and the corresponding primitive ray defines a prime divisor. Since ew is integer-valued, it is a positive integral multiple of that prime-divisor valuation. This proves the claim.

Completion of Proposition 2.1. We now specify the order of all choices. The rank, probe-size, parameter-size, and slope constants in (14.2)–(14.3) can be bounded successively forward through the at most d layers. These bounds are independent of the sufficiently small fixed scalings and rounding tolerances: each step uses only the preceding uniform size bounds, with fixed enlargements of their constants. Fix these constants first, including a final bound C_{12} for the integer e in Proposition 14.5.

Prescribe objective tolerances backwards through (14.4). At each step choose \sigma first so that C_{10}\sigma is smaller than the desired next tolerance, then choose the previous objective bound so small that its product with K(\sigma,d) fits the remaining allowance. Make every intermediate bound satisfy all strict-sublevel requirements, and make the final bound less than \epsilon/(3C_{12}). Only after these finitely many choices choose the initial \delta so small that \delta\kappa is below the first starting tolerance. Require also that after every bounded possible product of the integer scalings, the resulting \delta remains small and satisfies

\delta B_0<\epsilon/(3C_{12}).

Finally pass to sufficiently late members of the sequence. All estimates involve fixed scalings; only finitely many possible integer scaling products have to be accommodated.

Cheap collapse, rank extension, and integral rounding then give a final optimizer with

A_\theta(w)<\epsilon/(3C_{12}), \qquad A_X(w)\le A_\theta(w)+\delta B_0.

The second inequality is (6.7) and the budget barrier. By Proposition 14.5, write ew=a\ord_E, where E is a prime divisor over X, a is a positive integer, and e\le C_{12}. Consequently

A_X(E)=\frac{e}{a}A_X(w) \le e A_X(w)<\epsilon.

This contradicts the assumed \epsilon-log canonicity of X. Hence the sequence violating (2.1) cannot exist, proving Proposition 2.1.

Theorem 1.1 follows by Lemma 2.2 and Lemma 2.3. The resulting complement index N is distinct from the auxiliary degree n fixed for the cone construction.

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