An-Integral-Counterexample-to-Gerstens-Conjecture-September-25-2026
1 Introduction
For a Noetherian regular local domain A with fraction field F, Gersten’s conjecture asserts exactness of the canonical augmented residue complex
Here n\geq0, the groups are integral Quillen K-groups, and the residues come from localization and the codimension filtration. The first assertion is generic injectivity: a class that vanishes after passage to the fraction field must already vanish on A. We construct a counterexample to this assertion.
Theorem 1.1. Let V be the ring of integers in the unramified extension of \Q_5 of degree eight, and put
Then A is a Noetherian regular local domain of dimension two and
Consequently the unrestricted integral Gersten conjecture has a negative answer.
The maximal ideal of A is (x,y), and 5\in(x,y)^4. Its special fiber has dimension one and embedding dimension two at the closed point. Thus the regular total ring is ramified and is not smooth over V. This distinction is central both to the example and to its relation with positive results on Gersten’s conjecture.
History and related results. Gersten’s questions about transfer and local higher K-theory [6], together with his work on exact sequences [7], place the conjecture in the study of localization and residue maps. Quillen formulated it for arbitrary regular local rings and proved it for semilocalizations of finite-type algebras over a field at regular primes [18, §7, Conjecture 5.10 and Theorem 5.11]. Panin established the full equicharacteristic case [15, Theorem A].
In mixed characteristic, Gillet and Levine’s relative theorem reduces the smooth local case to the associated discrete valuation ring case [8]. Geisser and Levine prove finite-coefficient Gersten exactness for semilocal rings essentially smooth over a discrete valuation ring, for every finite coefficient order, including powers of the residue characteristic [5, Theorem 8.2]; their text credits B. Kahn for pointing out this consequence. Skalit proved finite-coefficient Gersten exactness for arbitrary unramified regular local rings, again for every finite coefficient order [20, Corollary 5.7]. In mixed characteristic (0,p), unramified means p\notin\mathfrak m^2; our ring is excluded since 5\in\mathfrak m^4. Version 1 of Druzhinin’s preprint states a result for essentially smooth local Henselian schemes over a discrete valuation ring [1, Theorem 4.5]. The smoothness hypotheses exclude the structure map V\to A of Theorem 1.1.
Feld’s finite-coefficient example is a close methodological predecessor [2, Theorem 1.1 and Corollary 5.1]. It gives a degree-two augmentation kernel modulo three at a ramified regular local ring whose integral K_2 map is injective. Its supported pushforward, character averaging, cyclotomic scalar extension, conjugate splitting and divisor-class detection also organize our construction. In that example, an integral lift of the coefficient kernel has nonzero but three-divisible generic image, as follows from integral injectivity and the coefficient exact sequence. An integral generic kernel therefore requires an additional argument. Here a vanishing result for integral K_4 permits a cyclotomic coefficient class to lift to integral K_5. Two Bott factors contribute the square of the cyclotomic character, whose signs are realized by an elliptic quotient of the Fermat quartic.
Our companion paper, An integral degree-three Gersten counterexample [14, Theorem 1.1], constructs an integral K_3 kernel at a different ramified ring: the local ring at the special point [0:0:1] of the cyclotomic quintic model (X-Z)^5-XY^4+Y^5+\zeta Z^5=0 over the integers of \Q_5(\zeta), where \zeta is a primitive fifth root of unity. Its proof uses a Steinberg relation and a norm valuation test on coherent K-theory [14, Lemma 4.2, Proposition 3.1, and §5]. Here the global arithmetic lift, smooth Picard specialization criterion and quartic construction are proved directly. Neither proof uses results of the other paper, and neither determines a smallest degree of failure.
Our proof detects the reduction modulo five of an integral class already killed over the fraction field. It therefore also gives generic noninjectivity with coefficients \Z/5 for the same ring. This detection does not determine the order of the integral class or whether its rationalization is nonzero. The conclusion concerns the unrestricted integral conjecture and does not settle its rational-coefficient variant.
Construction and proof guide. A class pushed forward from a closed divisor of \Spec A vanishes over \Frac A. We must construct such a class integrally and prove that its pushforward is nonzero. These tasks account for the two branches of the proof.
For the integral construction, put S=\Z[\zeta,1/5]. Section 2 supplies coefficient multiplication and its exact field isomorphisms at the low degrees used here. Section 3 chooses \beta\in K_2(S;5), writes b for left multiplication by \beta, and constructs
where b^2(x)=\beta\cdot(\beta\cdot x) and [v]_5 is the coefficient K_1-class of a unit. The obstruction is K_4(S)[5], the subgroup killed by five. Brauer reciprocity, geometric coefficient detection and finite generation prove that this subgroup vanishes. Conjugating the reduction of c multiplies its two Bott factors by the square of the cyclotomic character.
Write H_0=\Frac V, L=H_0(\zeta), and let \OO be the valuation ring of L. Integral localization supplies the following route:
The leftward arrow is restriction from \OO, and \widetilde c is a chosen preimage; its existence uses integral finite-field K_4 vanishing. Section 6 constructs a surjection A\to\OO. Its closed immersion i then gives the integral class \gamma=i_*\widetilde c\in K_5(A), with zero generic restriction.
For detection, flat extension from V to L splits this divisor into four rational points on the generic Fermat quartic X^4+Y^4=Z^4. Section 4 proves a general criterion on an arbitrary localization of a smooth affine curve. A hypothetical relation among supported coefficient classes untwists, by two Bott operations, to ordinary integral tame symbols. On a smooth proper arithmetic surface, the coniveau identity d_1^2=0 makes their horizontal specialization a principal divisor. A homomorphism from the entire special-fiber Picard group can therefore test the proposed relation.
Section 5 constructs this test. The Fermat quartic maps with degree two to the genus-one curve w^2=s^4+1. With a branch point as origin, the four chosen specializations map to Q or -Q, with the same signs as the character square. Their weighted sum is 4Q\ne0 modulo five. Section 7 verifies all hypotheses of the Picard criterion and proves that the coefficient reduction of \gamma remains nonzero after flat pullback. This detects the already integral class \gamma.
Appendix A treats a separate issue in Mochizuki’s version 8 preprint [13]. Its Theorem 5 would annihilate the principal-divisor pushforward used here. We prove an explicit failure of the strict functor assertion in Lemma 13(III), for every nonzero regular parameter. That calculation concerns the supplied proof construction, and by itself does not refute its theorem statement. No argument in the kernel construction depends on the appendix.
2 Coefficients and Bott multiplication
Our first goal is to control multiplication by a chosen coefficient class, including its interaction with localization. These operations have two uses. In the arithmetic construction they carry surjectivity of a valuation map to the degree needed to remove the integral lifting obstruction. In the geometric argument they translate a relation among supported coefficient classes into ordinary tame symbols.
We write G(X) for the K-theory spectrum of coherent modules on a Noetherian scheme X. For the regular schemes used below, the canonical resolution equivalence identifies K(X) with G(X): these schemes have finite dimension and are affine or quasiprojective over an affine base. We use Quillen localization and dévissage, including localization by a multiplicative set and the resulting residue maps [18, §4, Theorem 3 and Corollary 2; §5, Theorems 4–5; §7, Proposition 3.2 and paragraph 3.4].
Let M=\mathbb S/5 be the cofiber of multiplication by 5 on the sphere spectrum. Our coefficient convention is
For i\geq1 there is a natural exact sequence
and likewise for G. Here A/5=A/5A and A[5]=\ker(5:A\to A) for any abelian group A. If H is a field, the identities K_1(H)=H^\times and K_0(H)=\Z give
For a unit v, the notation [v]_5 denotes its image in K_1(-;5). We use additive notation in K-groups, including groups of unit classes. For a scheme X, the notation X^{(j)} denotes its points of codimension j.
We make the coefficient product explicit so that localization acts on classes with nonzero coefficient boundary as well as on reductions of integral classes. At the prime five this agrees with the product in [4, Proposition 16.1 and Theorem 16.2].
Lemma 2.1 (Coefficient products). The spectrum M has a unique unital pairing \mu:M\wedge M\to M in the homotopy category. Multiplication by 5 on M is nullhomotopic, so all the coefficient groups above are \mathbb F_5-vector spaces. Tensor product, followed by \mu, defines natural bilinear products in coefficient K-theory and the corresponding module actions on coefficient G-theory.
Proof. The cofiber sequence for M, together with \pi_1\mathbb S=\pi_2\mathbb S=\mathbb Z/2, gives \pi_1M=\pi_2M=0. Applying maps into M to this cofiber sequence shows that restriction along the unit \eta:\mathbb S\to M is injective on
Thus 5\operatorname{id}_M=0. The cofiber sequence
therefore permits an extension of \operatorname{id}_M to a pairing \mu. Its restriction along 1\wedge\eta is also the identity: these endomorphisms of M agree after restriction along \eta. Moreover, [\Sigma M,M]=0, by the same cofiber sequence and the two vanishing homotopy groups. The extension is consequently unique. Smashing 5\operatorname{id}_M=0 with any spectrum proves the assertion about coefficients. The products are induced by the usual tensor pairings of K-theory spectra and this fixed pairing on M.
For a base ring R and a class \beta\in K_2(R;5), let
be left multiplication by the restriction of \beta, whenever X is an R-scheme. We use the same notation for K-groups, and write b^2=b\circ b. In particular b^2(x)=\beta\cdot(\beta\cdot x), with these parentheses. We use this fixed two-factor pairing without assuming an associative coefficient ring structure.
Lemma 2.2 (Compatibility with localization). The operation b commutes with the maps and boundary homomorphisms in the G-theory localization sequences over R, including localization at a generic point and arbitrary multiplicative localization in the Noetherian affine situations below. Under dévissage its action on a residue-field term is multiplication by the restricted class \beta. It is also compatible with finite coherent pushforward and flat pullback over R.
Proof. Tensoring with a finitely generated projective R-module is exact on coherent modules and preserves every specified support. Tensor product therefore gives compatible pairings by K(R) on the supported, whole, and localized categories. These pairings respect the null composite in the localization diagram and hence its cofiber sequence. On a dévissage category, tensoring is tensoring with the restriction to the residue field. The projection formula for a finite map and the usual flat base-change identity are identities of these tensor functors. For each term B of this localization triangle, use the pairing
where the last arrow uses the integral tensor action and the fixed pairing on M. These pairings commute with all arrows of the triangle. Precomposing with the representative \beta:\mathbb S^2\to K(R)\wedge M gives the asserted diagrams for b; no integral lift of \beta is required. Its degree is even, so moving it across a boundary contributes no sign. Passage to a generic point follows by filtered localization. These assertions concern localization boundaries; the coefficient connecting map \partial_{\mathrm{coef}} is a different map.
We will use the following precise instances of field Bott periodicity. They concern multiplication by the specified coefficient class, rather than an unspecified isomorphism between the groups.
Lemma 2.3 (The field Bott maps). Let H be a perfect field of characteristic different from 5 containing a primitive fifth root \zeta_H. Suppose that \beta_H\in K_2(H;5) satisfies \partial_{\mathrm{coef}}\beta_H=[\zeta_H], and let b denote its multiplication operation.
- 1.
If \operatorname{cd}_5H\leq3, then
b:K_{2r}(H;5)\xrightarrow{\ \sim\ }K_{2r+2}(H;5) \qquad(r\geq1). - 2.
If \operatorname{cd}_5H\leq2, then
b:K_{2r+1}(H;5)\xrightarrow{\ \sim\ }K_{2r+3}(H;5) \qquad(r\geq0). - 3.
If H is finite, then b:K_i(H;5)\to K_{i+2}(H;5) is an isomorphism for every i\geq0.
Over an algebraically closed field of characteristic different from 5, the group in degree 2j\geq0 is generated by b^j(1), and the odd-degree groups vanish. Here 1\in K_0(H;5) is the unit class, b^0(1)=1, and b^j denotes iterated left multiplication.
The arithmetic and geometric arguments use the following instances of the lemma. For number fields and finite extensions of \mathbb Q_5, the 5-cohomological dimension is two; see [27, VI.§7 and VI.8.2]. For a one-variable function field over a finite extension of \mathbb Q_5, the cohomological-dimension bound [24, Lemma 59.95.4, Tag 0F0T] gives 5-cohomological dimension at most 2+1=3. In particular, the actual multiplication maps are
In each case the primitive root and the Bott class are obtained by restriction from the indicated base. For a finite field H satisfying the lemma’s hypotheses, its finite-field clause also gives b^2:K_0(H;5)\xrightarrow{\sim}K_4(H;5). In the arithmetic construction this will raise the target of the valuation homomorphism from degree zero to degree four.
Proof of Lemma 2.3. We use the corrected, strongly convergent motivic spectral sequence with its finite-coefficient multiplicative structure:
This form of the spectral sequence is recorded in [27, VI.4.2, Addendum VI.4.2.1, and VI.4.4]. For the corrected construction, see [22, Introduction and Theorem 6.1] (the locators use the Trudy pagination). The product is the usual K-theory product on the abutment and the motivic cup product on E_2 [4, Proposition 16.1 and Theorem 16.2]. The Moore-space comultiplication used there corresponds by stable duality to a unital pairing on M. Its coefficient product agrees with ours by the uniqueness in Lemma 2.1.
Write an E_2-term as H^s(H,\mathbb Z/5(j)), of total K-degree 2j-s. Terms of negative weight vanish. For j\geq0, the defining motivic complex C_*\mathbb Z_{\mathrm{tr}}(\mathbb G_m^{\wedge j})[-j] is concentrated in cohomological degrees at most j. Global sections on the Nisnevich site of a field are exact, since every covering of the field point has a splitting, and derived reduction modulo five does not increase this upper degree. Thus the field motivic group vanishes when s>j. For s\leq j, the norm-residue and Beilinson–Lichtenbaum comparison theorems identify it with
[25, Theorems 6.16–6.17]. These are the Rost–Voevodsky norm-residue theorem and its motivic comparison consequence, with the completion of the norm-residue argument in [26]; the earlier motivic formulation is [23]. In particular the terms of negative cohomological degree vanish. Under the dimension bounds below, only finitely many terms contribute to each total degree, so the resulting filtrations are finite. In these coordinates a differential d_\rho, for \rho\geq2, goes from (s,j) to (s+2\rho-1,j+\rho-1).
We first derive the algebraically closed case from this same spectral sequence. If \overline H is an algebraic closure of H, only the terms with s=0 survive. In each degree 2j\geq0 there is exactly one term, H^0(\overline H,\mu_5^{\otimes j})\cong\F_5, and in odd degree there is none. There are no possible differentials. Thus the edge map is an isomorphism in every even degree, and
The coefficient sequence surjects K_2(\overline H;5) onto \overline H^\times[5]=\mu_5(\overline H). Both groups have dimension one, so this boundary is an isomorphism. Consequently the restriction of \beta_H is nonzero, and so is its edge image. Multiplicativity now shows that each b^j(1) over \overline H, computed by iterated left multiplication, has nonzero edge image and generates the corresponding even group. This proves the last assertion of the lemma without a separate rigidity input.
By naturality, the edge image \alpha\in H^0(H,\mu_5) of \beta_H is nonzero: restriction on this H^0 group is injective, and its geometric image is the nonzero class just computed. The edge image of b^r(1) is \alpha^{\otimes r}. Since H contains \mu_5, this generates the one-dimensional group H^0(H,\mu_5^{\otimes r}). Hence this whole line consists of permanent cycles for every r\geq1. Only \alpha\ne0 is needed; no choice of an identification of \alpha with the specified primitive root is required.
Suppose first that \operatorname{cd}_5H\leq3. In total degree 2r, the only possible terms are
There is no incoming differential to either term. The only possible outgoing differential from the first is d_2 to an H^3-term, and it vanishes by permanence of the Bott power. Every outgoing differential from the second has cohomological degree at least 5 and is zero. We obtain a two-step filtration, expressed as
Multiplication by \beta_H preserves these filtrations and acts on both graded pieces by tensoring with \alpha. Each such map is an isomorphism, proving (1).
If \operatorname{cd}_5H\leq2, the sole term in total degree 2r+1 is H^1(H,\mu_5^{\otimes(r+1)}), with no possible nonzero differential. Multiplication by \beta_H again acts by tensoring with \alpha. This proves (2). For a finite field, the same calculation applies in every positive degree since its 5-cohomological dimension is one. In degree zero, the class 1 generates K_0(H;5) and b(1)=\beta_H generates K_2(H;5)=H^0(H,\mu_5). This proves (3).
3 An integral cyclotomic class
The coefficient exact sequence identifies the obstruction to lifting a degree-five coefficient class: it is a class in integral K_4 killed by five. We will show that this obstruction vanishes for one cyclotomic ring. The proof first uses localization to detect coefficient K_4 geometrically, then uses finite generation to eliminate all five-primary torsion. We finish by recording how the chosen integral lift behaves under the four cyclotomic automorphisms.
Fix a primitive fifth root of unity \zeta, and put
Let \chi:\Delta\to\F_5^\times be the character defined by \delta(\zeta)=\zeta^{\chi(\delta)}. We use the coefficient convention and product of Section 2.
The cyclotomic ring. We record the arithmetic facts that will control the localization sequence. Let \Phi_5(X)=X^4+X^3+X^2+X+1 be the fifth cyclotomic polynomial. The polynomial of u is
which is Eisenstein at five. In particular it is irreducible over \Q_5, so N has exactly one place above five. The ring \Z_5[u] is finite free over \Z_5; irreducibility makes it a domain, and integrality gives dimension one. Its reduction modulo five is \F_5[T]/(T^4), with unique maximal ideal generated by T. Thus \Z_5[u] is a Noetherian local domain with maximal ideal (5,u). The defining equation gives
The factor in parentheses is a unit, since its residue modulo (5,u) is one. Hence (5,u)=(u), and \Z_5[u] is a discrete valuation ring. Being integrally closed with fraction field \Q_5(u), it is the integer ring of that field, with residue field \F_5 and ramification index four.
The norm of u is \Phi_5(1)=5. Since \Phi_5'(\zeta)=5\zeta^4/(\zeta-1), the discriminant of the power basis 1,\zeta,\zeta^2,\zeta^3 is
Let \mathcal O_N be the ring of integers of N. The index of \Z[\zeta] in \mathcal O_N can therefore have no prime divisor other than five, by the discriminant-index formula. The local calculation above shows that this order is already maximal at five. Thus the index is one:
There are two complex places and no real places. Minkowski’s ideal-class bound [11, Chapter 4, Theorem 4.3] is consequently
Every ideal class has an integral ideal representative of positive integral norm at most this bound, hence of norm one. It follows that \Pic(\mathcal O_N)=0, and localization gives \Pic(S)=0.
The norm calculation also shows that u and all its conjugates are units in S. Every closed point v of \Spec S has a finite residue field k_v of characteristic different from five. The image of \zeta in k_v has order exactly five: its order divides five, and it cannot be one because u is a unit. These are precisely the residue fields to which we will apply the finite-field clause of Lemma 2.3.
An equivariant coefficient class. The determinant splits the unit homomorphism S^\times\to K_1(S), so [\zeta]\in K_1(S) has order five. The coefficient exact sequence supplies \beta'\in K_2(S;5) with \partial_{\mathrm{coef}}\beta'=[\zeta]. This coefficient group is an \F_5-vector space by Lemma 2.1, and \Delta acts on it by functoriality. Define
Here 1/4 is the inverse of 4 in \F_5. Naturality makes the coefficient boundary \Delta-equivariant, and \delta[\zeta]=\chi(\delta)[\zeta]. Hence \partial_{\mathrm{coef}}\beta=e_\chi[\zeta]=[\zeta]. Relabeling the sum gives \tau e_\chi=\chi(\tau)e_\chi for every \tau\in\Delta, so
For any S-scheme on which the operation is used, let b denote left multiplication by the restriction of \beta, and put b^2=b\circ b. Thus b^2(x)=\beta\cdot(\beta\cdot x), with the indicated parentheses. The coefficient localization boundaries below are different from \partial_{\mathrm{coef}}; Lemma 2.2 states that b commutes with the former.
The next lemma is the arithmetic reason that localization will leave only a single coefficient line. It concerns reductions of integral K_2-classes, not all of K_2(N;5).
Lemma 3.1 (Unramified degree-two classes). Let N=\Q(\zeta) and S=\Z[\zeta,1/5] as above. If a class in K_2(N)/5 has zero tame residue in k_v^\times/k_v^{\times5} at every closed point v of \Spec S, then the class is zero.
Proof. Matsumoto’s symbol theorem [10, §5, Theorem 5.10 and Corollary 5.11] gives the classical Steinberg-symbol presentation; see [27, III.6.1] for its modern formulation. The classical-to-Quillen comparison [27, IV.1.10.1 and IV.7.2] identifies this group with K_2(N). The degree-two norm-residue theorem [25, Theorem 6.16] then gives
Use \zeta to identify one copy of \mu_5 with the constant module \Z/5. The Kummer sequence identifies the resulting group H^2(N,\mu_5) with \Br(N)[5]. Write a for the Brauer class corresponding to the class in the lemma.
For a closed point v of \Spec S, the residue characteristic is not five. The Quillen boundary on K_2(N) is the tame symbol. Under norm residue and the chosen twist identification, its reduction modulo five and the Brauer residue agree up to an overall sign depending on boundary conventions; in particular, their vanishing is equivalent. Indeed, write each field element as a power of a uniformizer times a unit. Both residues kill unit–unit symbols, and on a symbol consisting of a unit \epsilon and a uniformizer they give the class of \bar\epsilon, up to the corresponding sign. Bilinearity and the Steinberg relations give the general case [27, V.6.1.2 and V.(6.6)] [9, Proposition 7.10]. Thus a has zero Brauer residue at every finite place v\nmid5.
The completion N_v has finite residue field k_v. For its henselian valuation ring, the kernel of the Brauer residue is \Br(k_v)=0 [9, Proposition 6.7 and Example 6.8(a)]. Consequently a|_{N_v}=0 at every v\nmid5. The infinite completions are complex and have zero Brauer group. Only the single place above five remains. In the global Brauer invariant sequence, the sum of all local invariants is zero, so the invariant at this last place is zero. The local invariant is injective there, and the global restriction map is injective. These are the local and global Brauer statements in [12, IV, Example 2.14(c)–(e), Proposition 4.3 and Remark 4.4(a)]; see also [27, III.6 and VI.8.1.1]. They imply a=0, hence the original class is zero. No tame-residue calculation at the place above five is used.
We can now eliminate the obstruction in integral K_4. The first part of the proof detects coefficient classes after passage to an algebraic closure; the last part explains why this also rules out integral five-primary torsion.
Lemma 3.2 (The integral torsion obstruction vanishes). For S=\Z[\zeta,1/5], one has K_4(S)[5]=0.
Proof. Because S is a Dedekind ring with \Pic(S)=0, every divisor on \Spec S is principal. Equivalently, the normalized valuation map
is surjective. The sums here and below have finite support. Quillen localization and dévissage for S [18, §7, Proposition 3.2 and paragraph 3.4] identify the boundary from K_1(N;5) with this valuation map modulo five. We use the positive normalized valuation convention [27, Example V.6.1.2 and (V.6.6)]. Thus
is surjective.
The number field N has 5-cohomological dimension two [27, VI.§7 and VI.8.2]. The odd-degree clause of Lemma 2.3 therefore makes b^2:K_1(N;5)\to K_5(N;5) an isomorphism. For every v, the finite field k_v contains the primitive image of \zeta, so the finite-field clause makes b^2:K_0(k_v;5)\to K_4(k_v;5) an isomorphism as well. The same restricted class \beta acts on every term. Its compatibility with localization in Lemma 2.2 carries the last surjection to a surjection
In the exact localization segment
the middle arrow is consequently zero. We obtain an injection
We next determine where this injected group can lie. Take x\in K_4(S;5) and write x_N for its image. The even-degree clause of Lemma 2.3 gives b:K_2(N;5)\xrightarrow{\sim}K_4(N;5), so x_N=b(z) for some z\in K_2(N;5). The localization residues of x_N in K_3(k_v;5) vanish because x extends over S. Write \partial_v for the localization boundary at v. Compatibility with b gives
Here \partial_v z\in K_1(k_v;5), and b:K_1(k_v;5)\to K_3(k_v;5) is injective by the finite-field clause. Thus every localization residue of z is zero.
On the other hand, \partial_{\mathrm{coef}}z\in K_1(N)[5]=N^\times[5]=\langle\zeta\rangle. Choose m\in\F_5 such that this boundary equals m[\zeta], and consider the corrected class z-m\beta_N, where \beta_N is the restriction of \beta. Equation (3.1) makes its coefficient boundary zero. Its localization residues are still zero, since \beta extends over S. Exactness of the coefficient sequence identifies this corrected class with an element of K_2(N)/5. Naturality of reduction with localization identifies its coefficient residues with the tame residues of that element. Lemma 3.1 therefore makes the corrected class zero. We have proved
Let \overline N be an algebraic closure of N. By the closed-field clause of Lemma 2.3, the restriction of b(\beta_N) is the nonzero square of a geometric Bott generator in K_4(\overline N;5). Restriction is therefore injective on the \F_5-line spanned by b(\beta_N). Together with (3.2), this proves
It remains to pass from coefficient detection to integral torsion. The same closed-field clause gives K_5(\overline N;5)=0. The coefficient exact sequence then gives K_4(\overline N)[5]=0. In fact K_4(\overline N) has no nonzero element of any finite five-power order: a suitable multiple of such an element would have order five.
Set G=K_4(S), and write \rho for coefficient reduction at each ring. Naturality gives the commutative square
The right vertical arrow is injective by (3.3). If g\in G has finite five-power order, its integral image in K_4(\overline N) is zero. The square therefore gives \rho(g)=0. Since G/5 injects into K_4(S;5), this says g\in5G. This conclusion holds for every element of five-power order, not just for elements killed by five.
Finite generation now rules out a nonzero divisible primary subgroup. Quillen’s theorem makes K_4(\mathcal O_N) finitely generated [17, §1, Theorem 1 and Remark (2)]; see also [27, IV.6.9]. Integral localization at the single place above five has the segment
The two finite-field values are Quillen’s integral computation [16]; see [27, IV.1.13]. Thus G is finitely generated. Write G\simeq\Z^r\oplus P\oplus T, where P is its finite five-primary torsion subgroup and T is finite of order prime to five. We proved P\subseteq5G. If p=5g\in P, the free component of g is zero, and its T-component is zero because multiplication by five is an automorphism of T. Hence g\in P, and P\subseteq5P. The reverse inclusion is automatic. Iterating P=5P to the exponent of the finite group P gives P=0. In particular K_4(S)[5]=0.
The coefficient obstruction has now been removed. We choose the degree-five class whose two Bott factors produce the square of the cyclotomic character.
The cyclotomic-unit/Bott pattern has a methodological predecessor in Soulé’s coefficient and tower constructions [21, §§4.2–4.4, pp. 239–240]. The fixed integral K_5(S)-lift below is a separate deduction from K_4(S)[5]=0, proved here.
Proposition 3.3 (Integral lift and conjugates). Let u=\zeta-1\in S^\times, and let b be multiplication by the class \beta in (3.1). There exists c\in K_5(S) such that
For every \delta\in\Delta,
For any fixed homomorphism \iota:S\to H to a field, let \operatorname{res}_\iota denote extension of scalars. Restriction of these equalities gives the corresponding identities in K_5(H;5). In the second identity this means
where b_\iota is multiplication by \operatorname{res}_\iota(\beta); no action of \delta on H is required.
Proof. Lemma 3.2 and the coefficient exact sequence give
Consequently K_5(S)\to K_5(S;5) is surjective, and b^2[u]_5 has an integral lift c. Applying \delta after reduction, then using naturality and bilinearity of the parenthesized product, gives
This proves (3.5); functoriality gives its restriction along \iota. The construction made no equivariant choice of the integral lift c.
4 A specialization criterion for supported classes
Our goal is to detect a sum of coefficient classes pushed forward from closed points of a curve. A vanishing sum would be a localization boundary. We first use the two Bott maps of Lemma 2.3 to express that boundary by ordinary tame symbols. The divisor boundary on a smooth model then imposes a relation on the special fiber, where a homomorphism from its Picard group can detect the contradiction.
Proposition 4.1 (Picard specialization). Let L be a finite extension of \Q_5 containing \mu_5, with valuation ring R and residue field k. Let \mathcal X\to\Spec R be a smooth projective morphism of relative dimension one with geometrically integral fibers
For a closed point q of C, let r(q) be its specialization on D: it is the image of the closed point under the unique extension of \Spec\kappa(q)\to\mathcal X to the valuation ring of \kappa(q). For a closed point r of D, write [r]\in\Pic(D) for the class of the divisor (r). Let m\geq0 be an integer, and suppose that:
- 1.
U is the spectrum of an arbitrary localization of the coordinate ring of a nonempty affine open of C, and p_1,\ldots,p_m are distinct L-rational closed points of U;
- 2.
Z is a finite set of closed points of D, and every closed point q of C with r(q)\notin Z belongs to U;
- 3.
B is an abelian group killed by 5, and \psi:\Pic(D)\to B is a homomorphism satisfying \psi([r])=0 for every r\in Z.
Put r_i=r(p_i)\in D(k). Choose \beta_L\in K_2(L;5) with \partial_{\mathrm{coef}}\beta_L=[\zeta] for a primitive fifth root of unity \zeta, and let b be multiplication by its restrictions, with b^2=b\circ b. Let v_L be the normalized valuation of L. For a_i\in L^\times and e_i\in\F_5, the condition
implies
Here [a_i]_5 is the class of a_i in K_1(L;5)=L^\times/L^{\times5}, and the scalars in (4.1) act through the natural \F_5-module structure on B.
Proof. The sum in (4.1) is zero when m=0, so its nonvanishing implies m>0. Suppose, for a contradiction, that the sum in (4.2) is zero. We first turn this assumed relation into prescribed ordinary tame symbols on the generic curve.
Localization and Bott untwisting. Put J=L(C) and A_U=\Gamma(U,\mathcal O_U). The ring A_U is a localization of the coordinate ring of a smooth affine curve. It is therefore a Noetherian regular domain of dimension at most one, with fraction field J. Since one of the p_i is retained, its dimension is one. Every finitely generated torsion A_U-module is killed by a nonzero element; the corresponding quotient of A_U has dimension at most zero and is Noetherian, hence Artinian. Such a module has finite length, with simple factors the residue fields of the retained closed points. This argument does not require U to be semilocal or the multiplicative set to be finite.
Quillen localization for the torsion category, followed by dévissage and the coefficient convention in Section 2, gives the exact sequence
The second arrow is the sum of coherent pushforwards from the points; the first is the vector of localization residues. These are ordinary localization and dévissage for a multiplicative set [18, §4, Theorem 3 and Corollary 2; §5, Theorems 4–5; §7, Proposition 3.2 and paragraph 3.4]. The index set of this direct sum can be infinite, but each vector has finite support. Every q\in U^{(1)} is a closed point of C, so \kappa(q) is a finite extension of L.
Exactness now supplies \xi\in K_6(J;5) whose residue at p_i is e_i b^2[a_i]_5 and whose other residues in U are zero. The field J has \operatorname{cd}_5J\leq3, and each \kappa(q) has \operatorname{cd}_5\kappa(q)=2. All these fields are perfect and contain the same primitive root by restriction from L. Thus Lemma 2.3 applies to the actual multiplication operations used here: it makes
Choose \xi_0\in K_2(J;5) with \xi=b^2\xi_0. Write \partial_q^{(5)} for a coefficient localization residue. The compatibility in Lemma 2.2 gives \partial_q^{(5)}(b^2\xi_0)=b^2\partial_q^{(5)}\xi_0, with no sign because b has even degree. Injectivity on the residue fields then yields
There is still a coefficient obstruction to representing \xi_0 integrally. Its coefficient boundary belongs to
The last equality holds because L already contains all fifth roots of unity. Hence there is \lambda\in\F_5 with \partial_{\mathrm{coef}}\xi_0=\lambda[\zeta]. Let \beta_U and \beta_J be the restrictions of \beta_L. Naturality gives \partial_{\mathrm{coef}}\beta_J=[\zeta], while all localization residues of \beta_J on U vanish because it extends as \beta_U. This uses an extension over the L-scheme U, not an extension over R. The class
therefore has zero coefficient boundary and the same residues as \xi_0. The coefficient exact sequence in Section 2 supplies an integral representative z\in K_2(J) of \eta. Write \partial_q z\in K_1(\kappa(q))=\kappa(q)^\times for its ordinary tame symbol. Reduction of localization residues commutes with coefficient reduction, so (4.4) becomes
In particular, \partial_q z is a fifth power in \kappa(q)^\times at every retained point other than the p_i. We have obtained an ordinary K_2-class with the required control of its tame symbols. It remains to derive the relation that these symbols must satisfy on D.
The horizontal divisor. For each closed point q of C, let R_q be the valuation ring of the unique extension of the valuation of L to \kappa(q), let k_q be its residue field, and let v_q be its normalized valuation. The extension \kappa(q)/L is finite, so R_q is a DVR finite over R. Properness gives the extension
used to define r(q). This map is finite. Indeed, its graph in \Spec R_q\times_R\mathcal X is a closed immersion because \mathcal X/R is separated, and the projection from this fiber product to \mathcal X is finite, being the base change of \Spec R_q\to\Spec R. Set
Smoothness over the regular DVR R makes \mathcal X a regular surface, and its function field is J. The codimension filtration for coherent K-theory gives the following row of the coniveau complex:
The assertion needed here is only that the composite is zero: the first differential d_1 of the coniveau spectral sequence satisfies d_1^2=0 [18, §7, Theorem 5.4 and equation (5.5)]. There is exactly one vertical point in \mathcal X^{(1)}, the generic point of the integral curve D. Its residue \partial_Dz\in k(D)^\times contributes the principal divisor \operatorname{div}_D(\partial_Dz). The other codimension-one points are the closed points q of C.
We compute their contributions without assuming that a horizontal closure is normal. On \Spec R_q, the localization boundary
is the normalized valuation v_q: a unit has boundary zero, and a uniformizer \pi_q has boundary [R_q/\pi_qR_q]=[k_q] [27, V.6.1.2 and V.(6.6)]. Functoriality of coherent localization for the finite map j_q identifies the horizontal boundary on \mathcal X with the pushforward of this DVR boundary [18, §7, paragraphs 2.7–2.8, Proposition 3.2 and paragraph 3.4]. At the generic point this pushforward is the identity on \kappa(q). At the closed point it sends [k_q] to [k_q:\kappa(r(q))]\,[\kappa(r(q))]. Thus the contribution at r(q) is exactly f_qv_q(\partial_qz). There is no additional ramification factor: the boundary already uses the normalized valuation on \kappa(q), and the closed-point pushforward contributes only the residue degree f_q.
Define the horizontal divisor
The sum is finite because the first arrow of (4.6) takes values in a direct sum. All codimension-two points of the proper surface lie on D. The identity d_1^2z=0 therefore says, as an equality of divisors on D,
Consequently
The Picard test. Apply \psi to (4.8). If r(q)\in Z, the corresponding summand vanishes because \psi([r(q)])=0. If r(q)\notin Z, the hypothesis on U retains q. For such a point other than the p_i, (4.5) makes v_q(\partial_qz) divisible by five, so its contribution also vanishes in B. Finally, \kappa(p_i)=L, k_{p_i}=k=\kappa(r_i), and hence f_{p_i}=1 and v_{p_i}=v_L. The remaining congruence in (4.5) gives
The identity \psi([H(z)])=0 is therefore
Remark 4.2 (No Gersten exactness assumption). The exactness in (4.3) comes from the torsion-category localization above, valid for the arbitrary localization U. On the mixed-characteristic surface we use only d_1^2=0 in (4.6); no Gersten injectivity or exactness is assumed.
5 An elliptic quotient of the Fermat quartic
The specialization criterion asks for a divisor-class homomorphism that kills the omitted points but detects a weighted sum of the chosen specializations. We construct it from a degree-two quotient of the Fermat quartic. The square of the cyclotomic character takes values \pm1; the quotient will turn precisely these signs into elliptic negation.
Set
Over \F_5, let D be the projective plane curve
and let E be the smooth projective model of
The partial derivatives show that D is smooth, including after any extension of the ground field. It is geometrically integral: distinct projective plane components would intersect and produce a singular point. The polynomial s^4+1 has four simple roots. At infinity the coordinates q=1/s and r=w/s^2 give r^2=1+q^4, with two unramified points r=\pm1 above q=0. Thus the double cover E\to\mathbf P^1_s has exactly four branch points; the degree-two Hurwitz formula gives genus one.
There is a finite morphism of degree two
This is the familiar passage from a diagonal quartic to a genus-one quotient by a sign involution; related quotient constructions appear in [3, §1, equations (1.1)–(1.3)]. We verify the particular map needed here. On Y\ne0, write v=Z/Y. The extension of function fields is obtained by adjoining v with v^2=w; the nontrivial involution v\mapsto-v proves that its degree is two. The resulting rational map extends to the smooth projective curves and is finite. It maps the four points of D on Z=0 to the four branch points of E\to\mathbf P^1.
The eighth roots of unity lie in k_0, since 8\mid(5^4-1). Thus all four branch points are k_0-rational. Choose one, denoted by o, as the origin of E_{k_0}. Every fiber of E\to\mathbf P^1 is linearly equivalent to 2(o), so the involution w\mapsto-w is negation for this group law, using the identification of a degree-zero divisor class with its point on a genus-one curve with chosen origin [19, Proposition III.3.4]. In particular, every branch point represents a point of E[2](k_0).
We now construct the promised homomorphism on divisor classes. Write D_k and E_k for the base changes to k, and continue to denote the quotient map by h:D_k\to E_k. The origin o\in E(k_0) defines the group law on E_k. Put
Define
Every line bundle on the smooth curve D_k has a nonzero rational section and hence a representing divisor D'. On a closed point r, finite divisor pushforward is h_*(r)=[\kappa(r):\kappa(h(r))](h(r)). Its degree is [\kappa(r):\kappa(h(r))][\kappa(h(r)):k]=[\kappa(r):k], so it preserves degree over k. It takes principal divisors to principal divisors by the norm formula [24, Tag 02RT]. The identification \Pic^0(E_k)\cong E(k) sends [(R)-(o)] to R [19, Proposition III.3.4 and Remark III.3.5.1]. Thus (5.2) is a well-defined homomorphism on the entire Picard group, including classes represented by nonrational closed points. For a k-rational point r of D_k, it gives \psi([r])=h(r) modulo 5E(k).
Each point of Z_\infty is k-rational and maps to a branch point of E_k\to\mathbb P^1_k. Its degree-zero class is two-torsion, and hence zero modulo five. We have therefore proved
It remains to find an orbit whose weighted image under \psi is nonzero.
For a\in\F_5^\times, define an automorphism of D by
We will use the following orbit, with coefficients interpreted in the group E(k)/5E(k).
Lemma 5.1. There are points Q\in E(k_0) and P\in D(k) such that
and
Proof. The underlying curve E has four points over \F_5. At s=0 there are two affine points, while at each nonzero s the value s^4+1=2 is a nonsquare. There are also two rational points at infinity, since the leading coefficient of the quartic is a square. Choosing any rational point as origin over \F_5, the Frobenius polynomial is therefore T^2-2T+5, and its roots compute extension-field point counts [19, Theorem V.2.3.1]. If a_m is the sum of the mth powers of its roots, then
It follows that a_4=-14 and
This count is independent of the choice of origin. Hence, with origin o, the finite group E(k_0) has a point Q\notin5E(k_0).
Such a point remains nondivisible by 5 over k. In fact, if Q=5R with R\in E(k), the trace for the quadratic extension k/k_0, using the group law defined over k_0, would give
Multiplication by 2 is invertible on E(k_0)/5E(k_0), a contradiction. Every branch point is 2-torsion and therefore divisible by 5, so Q is not a branch point. A fiber of the degree-two morphism h has a point over an extension of k_0 of degree at most two. Since k is its quadratic extension, we may choose P\in D(k) over Q. The description of h on Z=0 gives Z(P)\ne0.
Finally, on the dense chart Y\ne0 the morphism h\circ g_a fixes s and multiplies w by a^{-2}. It therefore agrees with h when a^2=1 and with [-1]\circ h when a^2=-1. These are identities of morphisms on all of D: they extend from the dense chart because D is integral and the target is separated. This also covers the possibility that Q is a point at infinity. Thus
Each weighted summand in (5.4) equals Q modulo 5. Their sum is 4Q, which is nonzero because multiplication by 4 is invertible on E(k)/5E(k).
We fix Q,P as in the lemma. The homomorphism \psi kills Z_\infty by (5.3) and detects the weighted orbit of P by (5.4). The next section realizes these four specializations as the conjugates of one horizontal divisor. Curves and morphisms in residue characteristic will henceforth be viewed over k.
6 The regular local ring and its split divisor
We next realize the four-point orbit as the specialization of a split horizontal divisor. The construction has three parts: choose a cyclotomic uniformizer with controlled conjugates, map the ramified regular local ring onto the cyclotomic valuation ring, and split this divisor by a flat scalar extension.
Let H_0/\Q_5 be the unramified extension of degree eight, and let V be its ring of integers, with residue field identified with k. Retain the cyclotomic notation \zeta, u=\zeta-1, \Delta=\Gal(\Q(\zeta)/\Q), and \chi:\Delta\xrightarrow{\sim}\F_5^\times. Choose an embedding of \Q(\zeta) into an algebraic closure of H_0, and put
The translated cyclotomic equation
is Eisenstein over V. Consequently L/H_0 is totally ramified of degree four, u is a uniformizer of \OO, and the residue field is k. Restriction identifies \Gal(L/H_0) with \Delta.
There is a uniformizer t\in\OO satisfying
To construct it, the cyclotomic equation gives
The inverse of this unit has a fourth root congruent to 1 modulo u by Hensel’s lemma; multiply u by that root. The quotient \delta(t)/t is a fourth root of unity and has residue \chi(\delta), because \delta(u)/u has that residue. All fourth roots of unity lie in V, again by Hensel’s lemma.
We also have
For completeness, T^4+5 is Eisenstein, so V[t] is finite free over V and has fraction field L. Reduction modulo 5 shows that it is local, with maximal ideal (5,t)=(t). Its dimension is one, hence it is a DVR. It is therefore integrally closed in L, and every element of \OO, being integral over V, belongs to V[t].
Write P=(\bar X_0:\bar Y_0:1). Hensel’s lemma supplies lifts X_0,Y_0\in V with
Indeed, at least one of \bar X_0,\bar Y_0 is nonzero, and the corresponding partial derivative is a unit.
Lemma 6.1. The ring
is a regular local domain of dimension two. The assignment
is a surjective local homomorphism with nonzero height-one kernel.
Proof. The regular local ring V[x,y]_{(5,x,y)} has dimension three. The equation 5+x^4+y^4 is congruent to 5 modulo the square of its maximal ideal, so it is part of a regular system of parameters. Its quotient is regular local of dimension two and is a domain [24, Tags 00NQ and 00NP].
Equations (6.1) and (6.3) show that the assignment respects the defining equation. Every denominator inverted in (6.4) has nonzero constant residue at x=y=0, hence maps to a unit of \OO. Thus the homomorphism is defined and local. At least one of X_0,Y_0 is a unit of V, so its image contains t. Surjectivity follows from (6.2).
The element Y_0x-X_0y belongs to the kernel and has nonzero image in \mathfrak m_A/\mathfrak m_A^2. In particular the kernel is nonzero. It is a nonmaximal prime, since the quotient \OO is a DVR, and therefore has height one in the two-dimensional local domain A. Since Y_0x-X_0y is a regular parameter, it generates a height-one prime and hence generates this kernel.
We have obtained the closed divisor that will support the integral class. To detect its pushforward, we now identify the generic curve on which this support separates into conjugate points.
Let
The model \Dcal is projective. Over an algebraic closure of either L or k, the three partial derivatives 4X^3,4Y^3,-4Z^3 cannot vanish at a projective point. Thus each geometric fiber is smooth of dimension one. Each is also integral: smoothness makes it reduced, while two distinct plane components would intersect and create a singularity. The same Jacobian calculation on the relative affine charts, where 4 is invertible, proves smoothness over \OO [24, Tag 00TE]. Hence \Dcal is regular. Flatness over the DVR excludes a component supported in the special fiber, and the generic fiber is integral; therefore \Dcal is an integral surface with special fiber D_k.
Lemma 6.2. The scheme T is regular, integral, Noetherian, and one-dimensional, and its morphism to \Spec A is flat. The substitutions
identify T with the spectrum of a localization of the coordinate ring of the chart Z\ne0 in C.
The base change to T of the closed immersion \Spec\OO\to\Spec A in (6.5) is the disjoint union of four L-rational closed points p_\delta, indexed by \delta\in\Delta. Their coordinates are
Their specializations on \Dcal are g_{\chi(\delta)}P. The factor indexed by \delta is obtained from \OO by the map a\mapsto\delta(a) into L.
Proof. The V-module L is flat, since V\to H_0 is a localization and L is a vector space over H_0. The substitution x=tX, y=tY transforms 5+x^4+y^4=0 into X^4+Y^4=1. Tensoring and localizing therefore give the asserted description of T. Its coordinate ring is a localization of the coordinate ring of a smooth geometrically integral affine curve over L; it is regular, integral, and Noetherian, of dimension at most one.
Since 5 is invertible in the second tensor factor, the coordinate ring of the base-changed divisor is
Here \OO[1/5]=L, and the last isomorphism is the usual splitting of a finite Galois extension. The images of x and y on the \delta-factor are \delta(t)X_0 and \delta(t)Y_0, giving (6.6). Every inverted denominator evaluates to a unit of \OO, so these factors indeed define points of T. They are distinct: the ratios \delta(t)/t are the four different fourth roots of unity, and at least one of X_0,Y_0 is a unit. Thus T has closed points and has dimension one.
The coordinates in (6.6) are integral over \OO and satisfy the Fermat equation, so they define sections of \Dcal. Reducing (6.1) gives their stated specializations. The last assertion follows directly from the factor maps in (6.7).
7 The nonzero integral kernel class
The proof now has all three inputs: the integral cyclotomic class, the divisor \Spec\OO\subset\Spec A and its four split points, and the specialization criterion. We first push forward integrally to obtain a class killed by generic restriction. We then detect its coefficient reduction after flat pullback by the elliptic orbit.
Proof of Theorem 1.1. Let c\in K_5(S) be the class from Proposition 3.3, and write c_L\in K_5(L) for its restriction along S\to L. There is no map S\to\OO in this construction, since 5 is invertible in S. Instead, integral localization for the DVR \OO gives
where the last equality is Quillen’s computation for finite fields [16]; see also [27, IV.1.13]. The residue field here has characteristic five; the equality is the integral finite-field calculation. Choose an integral lift \widetilde c\in K_5(\OO). The closed immersion i:\Spec\OO\hookrightarrow\Spec A of Lemma 6.1 defines
The equality uses the canonical resolution isomorphism for the regular ring A. Restriction to \operatorname{Frac}A annihilates every coherent module supported on \Spec\OO. Thus \gamma is in the kernel of the canonical augmentation, integrally.
To show that it is nonzero, make the flat base change V\to L. The square
is Cartesian by Lemma 6.2. To check flat base change with the point indices, put B_T=A\otimes_VL. For every finitely generated \OO-module M, scalar extension gives natural isomorphisms of B_T-modules
The \delta-summand is a B_T-module through the quotient defining p_\delta. These are exact functors: B_T is flat over A, and each map \OO\to L is a localization followed by an automorphism. Thus (7.1) proves the required identity on integral coherent K-theory.
Write \iota:S\to L for the fixed embedding. Since \widetilde c restricts to c_L=\operatorname{res}_\iota c, its image on the \delta-factor is
The equality uses the specified identification \Delta=\Gal(L/H_0) and requires no equivariance of the chosen DVR preimage. Consequently, still integrally,
Naturality of coefficient reduction and Proposition 3.3 now give
Here b uses the fixed embedding S\to L, and the character factors come from Proposition 3.3. No choice of the integral lift \widetilde c affects this formula.
Apply Proposition 4.1 to the model \Dcal/\OO, to U=T, and to the set Z_\infty and homomorphism \psi constructed in Section 5. The required specialization condition follows directly from the definition of A: let q be any closed point of C and let \OO_q be the valuation ring of its finite residue-field extension \kappa(q)/L. If q specializes in the chart Z\ne0, the proper extension \Spec\OO_q\to\Dcal lies in that chart, since an open set containing the closed point of a DVR contains its generic point. Hence X/Z and Y/Z belong to \OO_q. The original coordinates x=tX/Z and y=tY/Z have positive valuation. Every denominator inverted outside (5,x,y) has nonzero constant residue and hence is a unit at q. Thus q belongs to T.
All the hypotheses of Proposition 4.1 are now verified: the smooth model and localized chart come from Section 6, the retained-point condition holds for every closed point, and (5.3) says that \psi kills the entire set Z_\infty. The points p_\delta specialize to g_{\chi(\delta)}P and are L-rational. Every \delta u is a uniformizer, so v_L(\delta u)=1. The sum tested by Proposition 4.1 for (7.2) is therefore
by Lemma 5.1. It follows that \overline{\gamma|_T}\ne0. Hence \gamma\ne0 in the original integral group, as required.
Remark 7.1. Although the divisor i is principal, its pushforward need not vanish on all higher K-groups. The self-intersection formula gives i^*i_*=0 here; the projection formula gives i_*i^*=0. Neither formula asserts i_*=0. In particular, the proof does not assume that \widetilde c is the restriction of a class on A.
The positions in the signed orbit matter for this detector. Forgetting them and retaining only the four normalized valuations, all equal to one, gives the scalar sum 1+4+4+1=0 in \F_5. The Picard test retains the points and instead gives 4Q. This calculation describes that particular scalar forgetting; it makes no assertion about all scalar functionals.
A A claimed vanishing theorem for principal divisors
Mochizuki’s Theorem 5 in version 8 of [13] asserts that, for a commutative Noetherian local ring B and a nonzerodivisor g, the inclusion from finitely generated projective B/gB-modules to finitely generated B-modules of projective dimension at most one induces zero on K-theory. This statement reaches the exact support in the present paper: Lemma 6.1 gives B=A, g=Y_0x-X_0y, and A/gA=\OO, with g a regular parameter. Composing the claimed zero map with the inclusion into coherent A-modules would annihilate i_*\widetilde c.
We give a counterexample to the functor assertion in [13, Lemma 13(III)], which is used in that proof. The counterexample already has both B and B/gB regular. It concerns the supplied proof of the vanishing assertion; a failure of this construction alone does not disprove the assertion itself. The proof of Theorem 1.1 above is independent of it.
The complexes and the proposed operation
Let B be a regular local ring and let g be a nonzero regular parameter. In particular g is a nonzerodivisor in the maximal ideal, and 1-g is a unit. The exact category \mathcal C used in the cited argument consists of two-term complexes of finite free B-modules, in homological degrees one and zero, whose differential is injective and whose cokernel is killed by g. Exact sequences are degreewise exact. We use only the objects
and split exact sequences between them. Thus no classification of other objects of \mathcal C is needed for the example.
For X=(1,1)_B, put D=\operatorname{diag}(g,1). Following the block convention in [13, Conventions 11, equations (15)–(16)], an encoded endomorphism M=\left(\begin{smallmatrix}a&b\\c&d\end{smallmatrix}\right) has actual matrices
These satisfy DM_1=M_0D. Conversely, the chain-map condition, together with the fact that g is a nonzerodivisor, gives this presentation. Multiplying the actual matrices shows that composition of the encoded matrices is
Thus M'\star M represents M'\circ M. Upper triangular means c=0, and lower triangular means b=0; these terms refer to the encoded matrices.
Write \operatorname{Typ}(h)=[B\xrightarrow{h}B] for h\in B. The assignments \mu'_1,\mu'_2 preceding Definition 12 in [13] replace (n,m)_B by \operatorname{Typ}(g)^{\oplus n} or \operatorname{Typ}(1)^{\oplus n}, respectively. On a morphism they retain its upper-left block in both chain degrees. On all morphisms this is not a functor, because the upper-left entry of (A.2) contains gb'c. The cited argument therefore restricts the diagrams and their maps.
Here is the part of that restriction needed below. An S_2-object in an exact category is an admissible short exact sequence X_{01}\rightarrowtail X_{02}\twoheadrightarrow X_{12}, together with the zero objects on its diagonal; morphisms are commuting maps of these sequences. Definition 12 of [13] requires upper triangular structure arrows and allows lower triangular componentwise isomorphisms between the diagrams. Lemma 13(III) asserts that \mu'_1,\mu'_2 induce functors on this modified S-construction. The following example violates the naturality required of an image morphism already in degree two.
Lemma A.1. For every regular local ring B with a nonzero regular parameter g, the upper-left-block assignments just described fail to send all lower triangular isomorphisms between upper triangular S_2-objects to morphisms of the target diagrams.
Proof. Take the encoded endomorphisms of X=(1,1)_B
Their actual chain matrices are
In each degree the determinants of U,U',L,L' are, respectively, 1,1-g,1,1-g. All are units, so these are chain isomorphisms. The first two are upper triangular and the last two lower triangular. A direct calculation with (A.2) gives
Equivalently, both degree-one composites are \left(\begin{smallmatrix}1&1\\g&1\end{smallmatrix}\right) and both degree-zero composites are \left(\begin{smallmatrix}1&g\\1&1\end{smallmatrix}\right). Hence the diagram
commutes. Each row is split exact since its first arrow is an isomorphism. Besides that first arrow, all structure arrows of the corresponding S_2-object are zero or identity maps and are therefore upper triangular. The vertical maps (L,L',\operatorname{id}_0) are lower triangular isomorphisms. Thus the diagram is a morphism in the proposed source category.
Both upper-left entries of L,L' are 1, whereas those of U,U' are 1,1-g. Either assignment would therefore send the left square to
Its two composites are 1 and 1-g in both degrees. They are unequal because g\ne0. The proposed image is therefore not a morphism of S_2-diagrams.
The calculation identifies the precise missing condition: preservation of upper–upper and lower–lower compositions does not imply preservation of mixed upper–lower commuting squares. In version 8 the encoded composition and assignments appear on page 9, Lemma 13(III) on page 10, and the subsequent additivity argument on page 11. That argument uses the asserted functors in Lemma 13(IV) and in the proof of assertion (\beta). Although the two projected composites can be chain homotopic, the target category requires strictly commuting natural transformations. The later homotopy comparison does not define replacement functors on this square. A construction that supplies the required higher compatibilities and additivity would be an additional argument.
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