1 Introduction
For a real normed space X, write S_X=\{x\in X:\norm{x}=1\}, with the distance inherited from X. Tingley’s problem asks whether every surjective isometry f:S_X\to S_Y extends to a real-linear isometry of the spaces [21]. Any such extension must be the radial map below. This candidate preserves norms and distances at each fixed radius; the difficulty is to recover distances between points at different radii from the metric on a single sphere. We prove the full assertion.
Theorem 1.1. Let X,Y be nonzero real Banach spaces and let f:S_X\to S_Y be a surjective isometry. Then
is a surjective real-linear isometry. It is the unique linear extension of f.
The spaces may have arbitrary dimension and need not be separable, reflexive, smooth, or strictly convex. Applied to complex Banach spaces regarded as real spaces, the conclusion is real linearity; complex linearity is not asserted.
The problem belongs to the extension theory of metric isometries. Mazur and Ulam proved that every surjective isometry between real normed spaces is affine [13]; Mankiewicz obtained an extension theorem for surjective isometries between convex sets with nonempty interiors [12]. A unit sphere has empty ambient interior, so this does not directly provide the desired extension. Tingley’s original paper established preservation of antipodal points for surjective isometries between finite-dimensional Banach-space spheres [21].
Early positive results used the structure of concrete spaces. Wang treated surjective isometries between spheres of complex C_0-spaces [24], and Ding obtained extension results for \ell^p(\Gamma)-type sequence spaces with p>1, p\ne2 [6]. It is useful to distinguish results for specified source and target classes from the Mazur–Ulam property: every surjective sphere isometry from the given space to an arbitrary real Banach target extends linearly. Cheng and Dong formulated this property explicitly [3]. Tan proved it for real L^p(\mu) on \sigma-finite measure spaces when 1<p<\infty, p\ne2 [19].
Facial geometry provides another route. Following work of Cheng and Dong [3], Tanaka proved that surjective sphere isometries preserve maximal convex subsets of the sphere [20, Lemma 3.5]. The operator-algebra program led to extension theorems between arbitrary complex von Neumann algebras, due to Fernández-Polo and Peralta [8], and between their preduals, due to Mori [14]. Mori and Ozawa subsequently proved the arbitrary-target Mazur–Ulam property for unital complex C^*-algebras viewed as real spaces, and for real von Neumann algebras [15]. Our common-support propagation has a geometric affinity with facial methods; the invariant set and its return-map estimate are constructed directly below.
In finite dimensions, Banakh proved the Mazur–Ulam property for every two-dimensional real Banach space [2]. Other recent results concern specific spaces or sphere self-isometries: Fakhoury proved extension results for sphere self-isometries of Schreier spaces and their p-convexifications [7]. Huang and Zhu proved class-to-class extension theorems for Haagerup noncommutative L_p-spaces with 1<p<\infty, p\ne2, associated with arbitrary von Neumann algebras [9], and Schatten p-classes for 0<p<\infty, p\ne2, including quasi-Banach cases [10].
Proof strategy. The argument measures the largest error in preserving a distance between two radius levels. Its central geometric step turns a hypothetical positive error into two aligned chords. Extremality propagates through common supports, producing an invariant closed convex set of directions. On this set an opposite-endpoint return map contracts the Kuratowski measure of noncompactness. Darbo’s fixed-point theorem then supplies an aligned direction. The proof-specific work is the construction of this invariant set and the quantitative return-map estimate, followed by the chord contradiction; the supporting-functional, ultrapower, fixed-point and affine-extension tools are classical.
Section 2 supplies the finite-dimensional supports and continuous radial contacts. Section 3 makes a positive defect attain its maximum in a new pair of Banach spaces while retaining the bound at every radius. Section 4 constructs the invariant directions and applies the fixed-point theorem. Section 5 eliminates the resulting aligned configuration: one parameter regime contradicts maximality after a small radial perturbation, and the remaining regime contradicts a preserved sphere distance by convexity. Section 6 deduces the onto radial metric extension and proves real linearity by midpoint reflection. All auxiliary arguments are included, with the fixed-point proofs in Appendix A. Norm subscripts are omitted when their spaces are clear.
2 Supporting functionals and radial contact
A support at a vector a in a finite-dimensional normed space is a linear functional \varphi with \norm{\varphi}\le1 and \varphi(a)=\norm{a}. All supporting functionals below may be taken on the finite-dimensional span of the vectors under discussion. The next lemma is the finite-dimensional Hahn–Banach extension argument [1]; we include its elementary proof.
Lemma 2.1. Supports exist, and can be extended with the same norm bound to any specified finite-dimensional enlargement of their domain. If unit vectors v,w and positive numbers \alpha,\beta satisfy
then they have a common support: a norm-bounded linear functional taking value one at both.
Proof. Start with the norming functional on the line through a nonzero vector, or the zero functional at zero. To extend a functional L from a subspace V to V+\R e, choose its value at e in
The intervals intersect pairwise, since L(a)-L(b)\le\norm{a-b}\le\norm{a-e}+\norm{b-e}. They have a common point: they are closed intervals, have the finite intersection property, and the interval indexed by zero is compact. The chosen value gives |L(a)-L(e)|\le\norm{a-e}; rescaling proves the norm bound on V+\R e. Finitely many such extensions suffice. Finally, a support at \alpha v+\beta w must take value one at both unit vectors, since both weights are positive.
Lemma 2.2. If \norm{c}<1, each ray c+\R_+v, v\in S_X, meets S_X at a unique point c+\rho(v)v. The radius is continuous and satisfies
Proof. Continuity of the norm and boundedness of the unit ball give contact. Every point strictly between an interior point of a convex ball and a point of that ball is interior: the corresponding convex combination contains a ball of positive radius about it. This proves uniqueness. The bounds follow from the triangle inequality. If v_n\to v, every convergent subsequence of the bounded scalar sequence \rho(v_n) has limit \rho(v) by continuity of the norm and uniqueness of contact; hence the whole sequence converges.
3 Attaining the maximal defect
For a surjective sphere isometry define
The map f is bijective. If D_q^{f^{-1}} denotes the inverse map’s defect, then
so the inverse has the same absolute defect bound. Each D_q is 2-Lipschitz as a function of q, uniformly in x,y, and D_0=D_1=0. Thus
The attainment argument uses the standard Banach-space ultrapower construction [4]. We give the construction and verify its sphere-map and defect properties directly.
Lemma 3.1. If some surjective sphere isometry has M>0, there are nonzero real Banach spaces, a surjective sphere isometry, still denoted by f:S_X\to S_Y, and x_0,y\in S_X, 0<t<1, such that
Proof. Choose triples approaching the absolute supremum. Pass to a subsequence of one sign and, if necessary, replace the map by its inverse. After a further subsequence the radius parameters converge to t\in[0,1]. The uniform Lipschitz bound allows us to replace them all by t, retaining convergence of the signed defects to M. By (3), M/2\le t\le1-M/2.
We describe the limit construction to justify attainment. Choose a free ultrafilter \mathcal U on \mathbb N: a maximal proper filter containing all cofinite sets. It exists by the maximal principle, since a union of a chain of such filters is again a proper filter. We use the usual set-theoretic framework with choice here. For any subset, either it or its complement belongs to \mathcal U. Every bounded real sequence has a unique limit along \mathcal U. Indeed, in a compact interval containing the sequence, the closures of its values on sets in \mathcal U have the finite intersection property; their intersection is nonempty and the ultrafilter property makes it a singleton. These limits preserve sums, inequalities, and continuous real functions.
On bounded sequences in X use the seminorm
Let Q_X be the quotient by its kernel, with the induced norm, and define Q_Y in the same way. Constant sequences embed X,Y isometrically, so these quotients are nonzero. Every unit vector in either quotient has a representative of unit vectors: normalize each nonzero term and replace zero terms by a fixed unit vector. The change has norm |\norm{a_n}-1|, whose ultralimit is zero.
Applying f termwise to unit representatives defines F:S_{Q_X}\to S_{Q_Y}. The identity
proves both independence of representative and distance preservation. Applying f^{-1} termwise gives the inverse of F, so it is surjective. For any fixed q\in[0,1],
Since the pair and q were arbitrary, the bound holds for every pair and every radius. The chosen maximizing sequences give equality at t.
Complete both quotient spaces. Their unit spheres are the metric completions of their previous spheres, by density and normalization. Extending the induced isometry and its inverse gives inverse maps by continuity and density, hence a surjective isometry of these completed spheres. Continuity preserves the defect bound and the selected equality. These spaces and this map have the asserted properties.
It therefore suffices to rule out the attained configuration (4), which we retain throughout the next two sections.
4 Aligning extremal chords
For a bounded subset H of a normed space, its Kuratowski measure of noncompactness [11] is
We use the uniform strict-contraction form of Darbo’s fixed-point theorem [5], proved in Appendix A.
Theorem 4.1. Let C be a nonempty closed bounded convex subset of a Banach space. If g:C\to C is continuous and, for some 0\le\gamma<1,
then g has a fixed point.
Proposition 4.2. Under (4), put b=f(y) and keep y,t fixed. There are endpoints x,z\in S_X, directions v\in S_X, w\in S_Y, and positive numbers p,r,s,u such that
and
All four radii belong to [1-t,1+t].
Proof. Starting from a direction at ty, we map its sphere contact to S_Y and take the opposite sphere contact on the line through tb. Pull this opposite endpoint back to S_X, and reverse its direction from ty. A fixed direction for this return map will align the two chords.
For v\in S_X, use Lemma 2.2 to define p=p(v)>0 by x(v)=ty+pv\in S_X. Define successively
where w\in S_Y and u>0 is determined by radial contact in direction -w. These quantities are continuous in v, and their positive radii lie in [1-t,1+t].
Let E=\{v\in S_X:s(v)-p(v)=M\}. It is closed in X, since S_X is closed and s-p is continuous on S_X. It is nonempty: v_0=(x_0-ty)/\norm{x_0-ty} satisfies x(v_0)=x_0 by uniqueness of radial contact, and belongs to E by (4). For v\in E, distance preservation and the global defect bound give
Since s=p+M, both inequalities are equalities. Thus
In particular v and g(v) share a support. Moreover, every unit direction l sharing a support with g(v) belongs to E: for the fixed z,r,u associated with v,
so s(l)-p(l)\ge r-u=M. The reverse inequality is the global defect bound. In particular g(v)\in E.
An invariant convex set. Start with v_0\in E. Suppose \co\{v_0,\ldots,v_n\}\subset E. Choose a strictly positive convex combination a_n of these vectors, and set v_{n+1}=g(a_n). A common support \varphi for a_n,v_{n+1}, extended to their finite span with the v_i, takes value one at each v_i by strict positivity. For every l in the enlarged convex hull,
Thus l is a unit vector sharing \varphi with v_{n+1}=g(a_n), and belongs to E by the preceding propagation rule.
Choose the coefficients so that the a_n are dense in C=\clco\{v_0,v_1,\ldots\}. Explicitly, enumerate all finite rational probability vectors on initial lists of indices, repeat each arbitrarily late, and at stage n use one whose list is contained in \{0,\ldots,n\}. Mix its zero-padded coefficients with the uniform positive vector on that list of n+1 indices, using a weight 0<\lambda_n<1 tending to zero. This changes the prescribed combination by at most 2\lambda_n, because every v_i is unit. Each prescribed rational combination is therefore a limit of a_n’s. Such combinations are dense in C, proving the assertion. The set C is nonempty, closed, bounded, convex, and contained in E\subset S_X. Since g(a_n)=v_{n+1}\in C, continuity gives g(C)\subset C. Only this constructed set is separable; the ambient spaces are unrestricted.
A strict decrease of noncompactness. Compare v,v'\in E, marking their associated variables by primes. From (7),
Using s=p+M and r=u+M yields
Set a=1-t>0 and U=1+t. All radii lie in [a,U], and r=u+M, s=p+M give 0<M<r,s. Hence
Fix a finite cover of H\subset C by sets of diameter at most \delta. For \eta>0, intersect its parts with H and subdivide them according to finite partitions of the ranges of p and u into intervals of length at most \eta. Since r,s\ge a and u/r<1, the last two terms in (9) sum to at most 4\eta/a on each resulting part. The images of these parts cover g(H) with diameters at most \gamma\delta+4\eta/a. Letting \eta\downarrow0 for this fixed cover and then taking the infimum over diameter covers gives \chi(g(H))\le\gamma\chi(H).
Theorem 4.1 now gives v\in C with g(v)=v. Set x=x(v); this endpoint may differ from x_0. Substitution in (7) gives (5). Equation (8) and distance preservation give (6).
Figure 1: The aligned chords of Proposition 4.2. Each segment is drawn along its own unit direction. The inner points are ty and tb; the endpoints lie on the respective unit spheres. The diagram records lengths only, with p+r=s+u and r-u=s-p=M.
5 The chord contradiction
Fix the configuration supplied by Proposition 4.2, illustrated in Figure 1, and set
Then A,B>0 and A+B=1-M/d<1.
We first derive a secant estimate from the defect bound. If either A or B exceeds \epsilon, this estimate leads to a radial perturbation that increases the maximal defect. In the remaining case, convexity gives incompatible bounds for the preserved distance from y to z.
Lemma 5.1. Put
For every support \varphi at v+\theta y,
Proof. At radius t-sh, the signed defect for x,y is
At radius t+uh, the negative of the signed defect for z,y is
Both radii lie in [0,1], so both defects are at most M. The choice of h makes at least one radius an endpoint, where its defect is zero. The weighted sum u\Delta_x+s\Delta_z cancels the common target norm; since sr-up=Md,
The inequality t/s\le\epsilon/u is equivalent to B\le\epsilon. In that case \Delta_x=0 and K\le s/d=1-B; otherwise \Delta_z=0 and K\le u/d=B. At B=\epsilon both defects vanish, so K=0 and the stated upper bound remains valid.
The supported vector is nonzero: if v+\theta y=0, then \theta=1 and v=-y, whereas \norm{ty+pv}=1 forces p=1+t and hence \theta\le t/p<1.
Since r/u>p/s>0, a support at v+\theta y, hence also at (p/s)v+hy, bounds the secant from below by \varphi(v). It remains to prove \varphi(v)\ge\epsilon/p. Write \beta=t/p, so 0<\theta\le\beta. If \theta=\beta, then
because \norm{pv+ty}=1. If \theta<\beta, take a support \psi at v+\beta y. The two support inequalities give
Thus \psi(y)\ge\varphi(y) and \varphi(v)\ge\psi(v)\ge\epsilon/p.
Lemma 5.2. Neither A>\epsilon nor B>\epsilon is possible.
Proof. First suppose B>\epsilon. Then h=\epsilon/u and Lemma 5.1 gives
Let L be any support at v, and write j=L(y). For a support \varphi at v+\theta y, Lemma 5.1 gives
In fact B>1+\theta j-\theta. If equality held throughout (13), then \norm{v+\theta y}=L(v+\theta y), so L would also support at v+\theta y. But Lemma 5.1 applies to every support there and would give 1=L(v)\le B<1. Therefore
Every support at v is strictly negative on y. Applying one to rv-ty=-z gives r-tj\le1, so u<r<1. Equation (12), namely Au\ge\epsilon, then gives A>\epsilon.
We record the inverse configuration explicitly. For f^{-1} use f(z) as the first endpoint, b as the base direction, and f(x) as the opposite endpoint. The new parameters are
By (2), the inverse retains the bound in (4), and its defect at (f(z),b,t) is s'-p'=r-u=M. The new configuration therefore has the same hypotheses, with (A',B')=(B,A). The preceding argument thus says that A>\epsilon implies B>\epsilon and that every support at -w is strictly negative on b. Equivalently, every support at w is strictly positive on b.
Consequently, if either strict inequality holds, both support-sign conclusions hold. For 0<\eta<t, the defect bound at radius t-\eta gives
A support at w shows \norm{sw+\eta b}>s. Also \norm{pv+\eta y}<p for all sufficiently small positive \eta. Otherwise take \eta_n\downarrow0 with these norms at least p, and supports L_n at pv+\eta_n y on \operatorname{span}\{v,y\}. Since L_n(v)\le1,
A convergent subsequence in the compact dual unit ball of this finite-dimensional span has a limit L with L(y)\ge0. The support identities give
Thus L supports v and is nonnegative on y, a contradiction. The two strict norm inequalities contradict (15).
Proposition 5.3. An attained positive maximum as in (4) is impossible.
Proof. By Lemma 5.2, A,B\le\epsilon. Apply Lemma 5.1 both to the original configuration and to (14). This gives
The smaller of the two products is strictly below 1/4: if A\le B, then A<1/2 and A(1-B)\le A(1-A)<1/4; interchange the letters otherwise. As d\le2, (16) implies \epsilon<1/2, so A\le\epsilon<t and 1-B\ge t. Consequently,
Consider the convex functions
The unit lengths of x,f(x) give
By (17) and monotonicity of secant slopes,
On the other hand, u/\epsilon\in[0,s/t], so convexity gives G(u/\epsilon)\le1/t. But sphere distance preservation gives
a contradiction.
6 The linear extension
Proof of Theorem 1.1. If the defect of the original sphere map were positive, Lemma 3.1 and Proposition 5.3 would contradict one another. Thus M=0. For a=\alpha x and c=\beta y, where x,y are unit and \alpha\ge\beta>0, put q=\beta/\alpha. The radial map satisfies
Exchanging the points handles the other ordering; distances involving zero follow from norm preservation. For b\in Y\setminus\{0\}, choose y\in S_X with f(y)=b/\norm{b}. Then T(\norm{b}y)=b. Hence T is a surjective metric isometry fixing zero.
For completeness we prove the affine step of Mazur–Ulam [13] in the short reflection presentation of Nica [16], who explicitly credits Väisälä and Vogt [22, 23]. If F:E\to F_0 is an onto isometry of real normed spaces and a,c\in E, let
The triangle inequality gives \delta\le\norm{a-c}/2. Reflection R(z)=2m'-z is an onto isometry of F_0. Its conjugate H=F^{-1}RF interchanges a,c and has midpoint defect
Apply the same construction repeatedly to the resulting onto self-isometries of E. Their midpoint defects double but obey the same bound \norm{a-c}/2, so \delta=0. Thus every onto isometry preserves midpoints.
In particular T((a+c)/2)=(T(a)+T(c))/2. Since T(0)=0, first T(2a)=2T(a) and then T(a+c)=T(a)+T(c). Rational homogeneity follows from additivity, and real homogeneity from continuity. Finally, a linear extension is determined on every nonzero vector by its norm and its unit direction, proving uniqueness.
A The fixed-point ingredients
We prove Theorem 4.1, including the compact convex fixed-point theorem it uses. The measure-of-noncompactness argument is the classical mechanism of Darbo [5]; the compact case is the Schauder fixed-point theorem [17], obtained below from the simplex argument using Sperner’s labeling lemma [18].
Lemma A.1. For every bounded nonempty set H in a normed space,
If C_n are nonempty closed bounded subsets of a Banach space with C_{n+1}\subset C_n and \chi(C_n)\to0, then their intersection is nonempty and compact.
Proof. Closing each member of a finite diameter cover preserves its diameter and covers the closure, proving the first identity. To prove the second, cover H by finitely many nonempty subsets H_1,\ldots,H_N of diameter at most \delta, and let R bound the norms of their points. Each \co H_i has diameter at most \delta: for two convex combinations, expand their difference using products of their coefficients and apply the triangle inequality. Every point of \co H has the form
choosing arbitrary z_i when \lambda_i=0. Partition the coefficient simplex into finitely many sets of \ell_1-diameter at most \eta. For each part, take all sums admitting a representation with coefficients in that part. These sets cover \co H. Two sums in one such set differ in norm by at most \delta+R\eta, by adding and subtracting the combination with one coefficient vector and the other set of z_i’s. Thus \chi(\co H)\le\delta+R\eta. Let \eta\downarrow0, take the infimum in \delta, and use the closure identity and monotonicity for the reverse inequality.
For the intersection assertion, choose x_n\in C_n. For each positive integer k, a sufficiently late C_n has a finite cover of diameter less than 2^{-k}. Successive infinite subsequences, followed by a diagonal choice, produce a Cauchy subsequence of the x_n with indices tending to infinity. Its limit belongs to every C_n, by completeness, nesting, and closedness. Their intersection is closed and has measure of noncompactness zero. Finite covers of arbitrarily small diameter give total boundedness, so the intersection is compact.
Lemma A.2. Every continuous self-map of a finite-dimensional probability simplex has a fixed point.
Proof. The zero-dimensional case is immediate. Let P be a continuous self-map of the simplex \Delta_m=\{a\in\R^{m+1}:a_i\ge0,\ \sum_i a_i=1\}. Subdivide it into simplices, and label each subdivision vertex a by an index i such that a_i>0 and a_i\ge P(a)_i. Such an index exists: otherwise summing over the positive coordinates of a would give 1<\sum_i P(a)_i=1. The label of a vertex lies among the vertices of every original face containing it.
Here is the required combinatorial fact, including its parity proof. In a finite face-compatible triangulation of an m-simplex with labels 0,\ldots,m satisfying that boundary condition, the number of small simplices carrying all labels is odd. Count incidences of small m-simplices with facets labeled 0,\ldots,m-1, modulo two. Internal facets count twice. Such a boundary facet can lie only in the original face missing label m; by induction its number is odd, starting with the single vertex in dimension zero. A small m-simplex contributes one incidence if it carries all labels, two if its vertex labels include 0,\ldots,m-1 with one of these repeated, and none otherwise. This proves the claim.
There are finite compatible subdivisions of arbitrarily small mesh: subdivide faces first and cone their subdivisions to the barycenter. The vertices of each resulting simplex are barycenters of a nested chain of faces. If two nested faces have k and l vertices, k\le l, their barycenters differ by at most (1-k/l) times the original diameter. Thus a subdivision in dimension m\ge1 reduces each diameter by a factor at most m/(m+1). Repeat.
In each subdivision choose a fully labeled small simplex. Compactness and the shrinking mesh give a subsequence whose vertices converge to one point a. For every coordinate i, the vertex with label i satisfies the corresponding inequality; continuity yields a_i\ge P(a)_i. Summing gives equality in every coordinate, so a=P(a).
Lemma A.3. Every continuous self-map g of a nonempty compact convex subset K of a normed space has a fixed point.
Proof. For \delta>0, choose a finite strict \delta-net P_1,\ldots,P_N\in K. For x\in K set
The denominator is positive, and these are continuous probability weights. Map the probability simplex to itself by sending coefficients (a_i) to (\lambda_i(\sum_j a_jP_j)). By Lemma A.2 there is a fixed coefficient vector. Its convex combination x\in K satisfies
since a positive weight implies the corresponding distance is less than \delta. Letting \delta\downarrow0 and taking a convergent subsequence in K gives a fixed point.
Proof of Theorem 4.1. Set C_0=C and C_{n+1}=\clco(g(C_n)). These are nonempty closed bounded convex subsets of C satisfying C_{n+1}\subset C_n. By Lemma A.1,
so their intersection K is nonempty, compact, and convex. If x\in K, then g(x)\in g(C_n)\subset C_{n+1} for every n, so g(K)\subset K. Apply Lemma A.3.
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